0001193125-11-217848.txt : 20110810 0001193125-11-217848.hdr.sgml : 20110810 20110810125159 ACCESSION NUMBER: 0001193125-11-217848 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110810 DATE AS OF CHANGE: 20110810 EFFECTIVENESS DATE: 20110810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: APPLETON PARTNERS INC/MA CENTRAL INDEX KEY: 0001055290 IRS NUMBER: 042943177 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06694 FILM NUMBER: 111023579 BUSINESS ADDRESS: STREET 1: 45 MILK STREET 8TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6173380700 MAIL ADDRESS: STREET 1: 45 MILK STREET 8TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 13F-HR 1 d13fhr.txt 13F-HR FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Securities and Exchange Commission Washington, D.C. 20524 Report of the Calendar Quarter Ending June 30, 2011 If amended report check here: ______ Name of Institutional Investment Manager: Appleton Partners, Inc. S.E.C. File Number 28-6694 ---------------------------------------------------------- Business Address: 45 Milk Street Boston MA 02109 ---------------------------------------------------------- Street City State Zip Name, Phone no. and Title of Person Duly Authorized to Submit this Report: Douglas C. Chamberlain, President (617) 338-0700 ---------------------------------------------------------- ATTENTION - Intentional misstatements of omissions of facts constitute Federal Criminal Violations. Sec 18 U.S.C. 1991 and 15 U.S.C. 78ff(a). The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of Boston and State of Massachusetts on the 10th day of August 2011. Appleton Partners, Inc. --------------------------------------- (Name of Institutional Investment Mgr.) s/ Douglas C. Chamberlain --------------------------------------- By: Douglas C. Chamberlain Form 13F Summary Page Report Summary: Number of Other Included Managers: None Form 13F Information Table Entry Total: 125 Form 13F Information Table Value Total: 264,909,161.00 List of Other Included Managers: Provide a numbered list of the names(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manger filing this report. NONE (If there are no entries in this list, state "NONE" and omit the column headings and list entries.) No. Form 13F file number Name --- -------------------- ---- 2 Appleton Partners, Inc. 13F SEC APPRAISAL 30-Jun-11
Investment Discretion Voting Authority --------------------- ---------------- Security Sole Shared Other Sole Shared None Security Type Cusip Market Value Quantity (A) (B) (C) (A) (B) (C) -------- ------------- --------- ------------ -------- ---- ------ ----- ---- ------ ---- Master Group 3M CO COM COMMON STOCK 88579Y101 847485 8935 X X ABBOTT LABS COM COMMON STOCK 002824100 327454 6223 X X AFLAC INC COM COMMON STOCK 001055102 382543 8195 X X AGRIUM INC COM COMMON STOCK 008916108 3483984 39699 X X AKAMAI TECHNOLOGIES COM COMMON STOCK 00971T101 1896288 60257 X X ALCOA INC COM COMMON STOCK 013817101 234331 14775 X X AMAZON COM INC COM COMMON STOCK 023135106 5896878 28837 X X AMERICAN TOWER CORP CL A COMMON STOCK 029912201 4113138 78600 X X AMPHENOL CORP NEW CL A COMMON STOCK 032095101 1503082 27840 X X ANSYS INC COM COMMON STOCK 03662Q105 3245485 59365 X X APACHE CORP COM COMMON STOCK 037411105 1560267 12645 X X APPLE, INC. COMMON STOCK 037833100 10803875 32186 X X APPLETON EQUITY GROWTH FUND MUTUAL FUNDS 038042107 4131031 488879 X X AT&T INC COM COMMON STOCK 00206R102 1002796 31926 X X BABCOCK & WILCOX CO COM COMMON STOCK 05615F102 2715635 98002 X X BAKER HUGHES INC COM COMMON STOCK 057224107 1031658 14218 X X BANK N S HALIFAX COM COMMON STOCK 064149107 4917333 81724 X X BANK OF AMERICA CORP COM COMMON STOCK 060505104 404556 36912 X X BBH FD INC CORE SELE CL N MUTUAL FUNDS 05528X604 901489 58161 X X BECTON DICKINSON & CO COM COMMON STOCK 075887109 226627 2630 X X BERKSHIRE HATHAWAY INC CL A COMMON STOCK 084670108 348315 3 X X BERKSHIRE HATHAWAY INC CL B NEW COMMON STOCK 084670702 473549 6119 X X BHP BILLITON LTD SPONSORED ADR COMMON STOCK 088606108 4585107 48453 X X BOEING CO COM COMMON STOCK 097023105 252841 3420 X X BRISTOL MYERS SQUIBB COM COMMON STOCK 110122108 423540 14625 X X CARLISLE COS INC COM COMMON STOCK 142339100 241227 4900 X X
Investment Discretion Voting Authority --------------------- ---------------- Security Sole Shared Other Sole Shared None Security Type Cusip Market Value Quantity (A) (B) (C) (A) (B) (C) -------- ------------- --------- ------------ -------- ---- ------ ----- ---- ------ ---- CATERPILLAR INC DEL COM COMMON STOCK 149123101 8200081 77025 X X CELGENE CORP COM COMMON STOCK 151020104 217152 3600 X X CERNER CORP COM COMMON STOCK 156782104 7184275 117563 X X CHEVRONTEXACO CORP COM COMMON STOCK 166764100 1191401 11585 X X CHURCH & DWIGHT INC COM COMMON STOCK 171340102 1143228 28200 X X CISCO SYS INC COM COMMON STOCK 17275R102 1406820 90123 X X CITIGROUP INC COM COMMON STOCK 172967424 421730 10128 X X COCA COLA CO COM COMMON STOCK 191216100 1226360 18225 X X COGNIZANT TECH SOLUTNS CL A COMMON STOCK 192446102 3737040 50955 X X COLGATE PALMOLIVE CO COM COMMON STOCK 194162103 1855365 21226 X X CONOCOPHILLIPS COM COMMON STOCK 20825C104 801149 10655 X X CONSOLIDATED EDISON COM COMMON STOCK 209115104 216687 4070 X X COSTCO WHSL CORP NEW COM COMMON STOCK 22160K105 3739071 46025 X X CSX CORP COM COMMON STOCK 126408103 1498080 57135 X X DEERE & CO COM COMMON STOCK 244199105 923852 11205 X X DIRECTV COM CL A COMMON STOCK 25490A101 315287 6204 X X DISNEY WALT CO COM DISNEY COMMON STOCK 254687106 518451 13280 X X DU PONT E I DE NEMOURS COM COMMON STOCK 263534109 6821705 126211 X X E M C CORP MASS COM COMMON STOCK 268648102 3592548 130401 X X ECOLAB INC COM COMMON STOCK 278865100 286128 5075 X X EDWARDS LIFESCIENCES COM COMMON STOCK 28176E108 3399323 38992 X X ENERGAS RES INC COM COMMON STOCK 29265E108 360 20000 X X EXPRESS SCRIPTS INC COM COMMON STOCK 302182100 4230305 78368 X X EXXON MOBIL CORP COM COMMON STOCK 30231G102 9773962 120103 X X FEDERATED EQUITY FDS CLOVR VAL INST MUTUAL FUNDS 314172214 598461 39295 X X FEDERATED EQUITY FDS KAUFMANN CL A MUTUAL FUNDS 314172677 607478 107139 X X FORUM FDS INC JORDAN OPPTY MUTUAL FUNDS 742935182 1240426 99076 X X FREEPORT-MCMORAN COP&G CL B COMMON STOCK 35671D857 1451788 27444 X X GENERAL ELEC CO COM COMMON STOCK 369604103 3776074 200216 X X GENERAL MOLY INC COM COMMON STOCK 370373102 44600 10000 X X GOLDMAN SACHS GROUP COM COMMON STOCK 38141G104 3490685 26228 X X GOOGLE INC CL A COMMON STOCK 38259P508 375734 742 X X GRAINGER W W INC COM COMMON STOCK 384802104 1154680 7515 X X HARTFORD FINL SVCS COM COMMON STOCK 416515104 229234 8693 X X HEARTLAND GROUP INC VAL PLUS INSTL MUTUAL FUNDS 422352849 1244913 39546 X X HEINZ H J CO COM COMMON STOCK 423074103 679746 12758 X X ILLINOIS TOOL WKS INC COM COMMON STOCK 452308109 228784 4050 X X INSITUFORM TECH INC CL A COMMON STOCK 457667103 1774691 84630 X X
Investment Discretion Voting Authority --------------------- ---------------- Security Sole Shared Other Sole Shared None Security Type Cusip Market Value Quantity (A) (B) (C) (A) (B) (C) -------- ------------- --------- ------------ -------- ---- ------ ----- ---- ------ ---- INTEL CORP COM COMMON STOCK 458140100 1875910 84653 X X INTERNATIONAL BUS MACH COM COMMON STOCK 459200101 7680293 44770 X X ISHARES TR NASDQ BIO INDX COMMON STOCK 464287556 465571 4365 X X ISHARES TR S&P NA NAT RES COMMON STOCK 464287374 249517 5715 X X ITT CORP NEW COMMON STOCK 450911102 317397 5386 X X J P MORGAN CHASE & CO COM COMMON STOCK 46625H100 6449647 157539 X X JOHNSON & JOHNSON COM COMMON STOCK 478160104 5270513 79232 X X KRAFT FOODS INC CL A COMMON STOCK 50075N104 3021254 85758 X X KRATOS DEFENSE & SEC S COM NEW COMMON STOCK 50077B207 130842 10760 X X LOWES COS INC COM COMMON STOCK 548661107 308158 13220 X X MARKET VECTORS ETF TR AGRIBUS ETF COMMON STOCK 57060U605 447856 8326 X X MCDERMOTT INTL INC COM COMMON STOCK 580037109 599153 30245 X X MCDONALDS CORP COM COMMON STOCK 580135101 8180473 97017 X X MEDCO HEALTH SOLUTIONS COM COMMON STOCK 58405U102 221671 3922 X X MEDTRONIC INC COM COMMON STOCK 585055106 305928 7940 X X MERCK & CO, INC NEW COM COMMON STOCK 58933Y105 661758 18752 X X MFS SER TR X INTL DIVERS I MUTUAL FUNDS 55273G298 834357 58184 X X MICROSOFT CORP COM COMMON STOCK 594918104 2132858 82033 X X NATIONAL OILWELL VARCO COM COMMON STOCK 637071101 1467220 18760 X X NEWMONT MINING CORP COM COMMON STOCK 651639106 494635 9165 X X NOVARTIS A G SPONSORED ADR COMMON STOCK 66987V109 344355 5635 X X NUCOR CORP COM COMMON STOCK 670346105 1424027 34547 X X OCCIDENTAL PETE CP DEL COM COMMON STOCK 674599105 362892 3488 X X ORACLE CORP COM COMMON STOCK 68389X105 3709582 112719 X X PEABODY ENERGY CORP COM COMMON STOCK 704549104 3420315 58060 X X PEOPLES S&P MIDCAP INDEX FD DREYFS MCP IDX MUTUAL FUNDS 712223106 1462829 48438 X X PEPSICO INC COM COMMON STOCK 713448108 6188895 87873 X X PFIZER INC COM COMMON STOCK 717081103 626096 30393 X X PRAXAIR INC COM COMMON STOCK 74005P104 4810890 44385 X X PRECISION CASTPARTS CP COM COMMON STOCK 740189105 469252 2850 X X PRICE T ROWE GROUP INC COM COMMON STOCK 74144T108 1045270 17323 X X PRICELINE COM INC COM NEW COMMON STOCK 741503403 2028267 3962 X X PROCTER & GAMBLE CO COM COMMON STOCK 742718109 4762919 74924 X X PUTNAM CONV INCM GRWTH CL Y MUTUAL FUNDS 746476407 741249 35552 X X QUALCOMM INC COM COMMON STOCK 747525103 465564 8198 X X ROPER INDS INC NEW COM COMMON STOCK 776696106 3645791 43767 X X ROYAL DUTCH SHELL PLC SPONS ADR A COMMON STOCK 780259206 294051 4134 X X SCHLUMBERGER LTD COM COMMON STOCK 806857108 7697981 89097 X X
Investment Discretion Voting Authority --------------------- ---------------- Security Sole Shared Other Sole Shared None Security Type Cusip Market Value Quantity (A) (B) (C) (A) (B) (C) -------- ------------- --------- ------------ -------- ---- ------ ----- ---- ------ ---- SCHRODER SER TR EMRGMKT EQ ADV MUTUAL FUNDS 808090740 478932 33895 X X SCOTTS MIRACLE GRO CO COMMON STOCK 810186106 1691485 32966 X X SOCIEDAD QUIMICA MINER SPON ADR SER B COMMON STOCK 833635105 3560441 55013 X X SOUTHWESTERN ENERGY CO COM COMMON STOCK 845467109 1812195 42262 X X STANLEY BLACK & DECKER, INC. COMMON STOCK 854502101 510114 7080 X X STERICYCLE INC COM COMMON STOCK 858912108 510212 5725 X X STRYKER CORP COM COMMON STOCK 863667101 710736 12110 X X TARGET CORP COM COMMON STOCK 87612E106 350183 7465 X X TEVA PHARMACEUTCL INDS ADR COMMON STOCK 881624209 3377088 70035 X X TJX COS INC NEW COM COMMON STOCK 872540109 4968655 94587 X X TRANSOCEAN LTD ZUG NAMEN AKT COMMON STOCK H8817H100 543272 8415 X X TUPPERWARE BRANDS CORP COM COMMON STOCK 899896104 1491319 22110 X X UNDER ARMOUR INC CL A COMMON STOCK 904311107 2696959 34885 X X UNILEVER N V N Y SHS NEW COMMON STOCK 904784709 261355 7956 X X UNITED TECHNOLOGIES CP COM COMMON STOCK 913017109 941658 10639 X X VARIAN MED SYS INC COM COMMON STOCK 92220P105 1159811 16564 X X VEECO INSTRS INC DEL COM COMMON STOCK 922417100 2407429 49730 X X VERIZON COMMUNICATIONS COM COMMON STOCK 92343V104 5519050 148242 X X VISA, INC. COMMON STOCK 92826C839 5229934 62069 X X WABTEC CORP COM COMMON STOCK 929740108 2873607 43725 X X WAL MART STORES INC COM COMMON STOCK 931142103 336164 6326 X X WELLS FARGO & CO NEW COM COMMON STOCK 949746101 2980084 106204 X X YACKTMAN FD INC FOCUSED FD MUTUAL FUNDS 984281204 335071 17525 X X --------- 264909161 --------- TOTAL PORTFOLIO 264909161 =========