0000898432-11-000666.txt : 20110516 0000898432-11-000666.hdr.sgml : 20110516 20110516161521 ACCESSION NUMBER: 0000898432-11-000666 CONFORMED SUBMISSION TYPE: 13F-NT PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110516 DATE AS OF CHANGE: 20110516 EFFECTIVENESS DATE: 20110516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GRAHAM PARTNERS L P CENTRAL INDEX KEY: 0001053677 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-NT SEC ACT: 1934 Act SEC FILE NUMBER: 028-06273 FILM NUMBER: 11847022 BUSINESS ADDRESS: STREET 1: 666 FIFTH AVENUE STREET 2: 37TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10103 BUSINESS PHONE: 212-808-7370 MAIL ADDRESS: STREET 1: 666 FIFTH AVENUE STREET 2: 37TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10103 13F-NT 1 a13f-nt.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter March 31, 2011 Ended: --------------------------- Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager filing this Report: Name: Graham Partners, L.P. ---------------------------------------- 237 Park Ave ---------------------------------------- Suite 900 ---------------------------------------- New York, NY 10017 ---------------------------------------- Form 13F File Number: 28-06273 ---------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Harold W. Berry III ---------------------------------------- Title: Managing Member ---------------------------------------- Phone: (212) 808-7430 ---------------------------------------- Signature, Place, and Date of Signing: /s/ Harold W. Berry III New York, NY May 16, 2011 ------------------------------- ------------------ ------------------- [Signature] [City, State] [Date] [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [X] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name 28-12251 Harber Asset Management, LLC -------------------- ----------------------------