-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SpSIx6u0ZKlZPJmdmBGVJwO5azLLPfJ5I9nbwoJ+o7fe29zcYRNXFXGSlnKdPemn HawKib3Q0Puc0ZCo/EgARw== 0001019687-09-001497.txt : 20090427 0001019687-09-001497.hdr.sgml : 20090427 20090427171528 ACCESSION NUMBER: 0001019687-09-001497 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090423 FILED AS OF DATE: 20090427 DATE AS OF CHANGE: 20090427 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bernstein Jeffrey Lewis CENTRAL INDEX KEY: 0001427812 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24269 FILM NUMBER: 09773278 MAIL ADDRESS: STREET 1: 6610 LAVANDULA CT CITY: SAN DIEGO STATE: CA ZIP: 92130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Surge Global Energy, Inc. CENTRAL INDEX KEY: 0001053648 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 341454529 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 990 HIGHLAND DRIVE #101 CITY: SOLANA BEACH STATE: CA ZIP: 92075 BUSINESS PHONE: 858-480-2820 MAIL ADDRESS: STREET 1: 990 HIGHLAND DRIVE #101 CITY: SOLANA BEACH STATE: CA ZIP: 92075 FORMER COMPANY: FORMER CONFORMED NAME: HAVANA GROUP INC DATE OF NAME CHANGE: 19980126 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-04-23 0001053648 Surge Global Energy, Inc. SRGG 0001427812 Bernstein Jeffrey Lewis 990 HIGHLAND DRIVE SUITE 206 SOLANA BEACH CA 92075 1 0 0 0 Stock Option (right to buy) .055 2009-04-23 4 A 0 300000 0 A 2009-05-23 2014-04-22 Common Stock 300000 1000000 D The Stock Option vests in equal monthly installments over 12 months with the first such installment vesting on May 23, 2009 and the last installment vesting on April 23, 2010. Includes 200,000 Stock Warrants (option to buy) issued March 14, 2006, which expire on March 13, 2011 at an exercise price of $2.00 per share. /s/ Jeffrey L. Bernstein 2009-04-24 -----END PRIVACY-ENHANCED MESSAGE-----