FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
CSK AUTO CORP [ CAO ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 01/20/2005 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 01/20/2005 | S(1) | 10,000 | D | $15.4822(2) | 30,265(3) | D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-Qualified Stock Option (right to buy) | $13.32 | (4) | 10/18/2011 | Common Stock | 38,141 | 38,141 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $9.87 | (5) | 05/05/2009 | Common Stock | 12,500 | 12,500 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $11 | 02/09/2002 | 02/09/2009 | Common Stock | 1,250 | 1,250 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $11 | 02/09/2002 | 02/09/2009 | Common Stock | 25,000 | 25,000 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $11 | (6) | 02/09/2009 | Common Stock | 17,000 | 17,000 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $14 | (7) | 01/21/2007 | Common Stock | 9,150 | 9,150 | D |
Explanation of Responses: |
1. Sale of 10,000 shares of common stock. A portion of the proceeds from the sale will be used to pay off an outstanding loan to the Company in connection with the Company's Senior Executive Stock Loan Plan, which permitted the Company to extend loans to program participants for the purchase of shares of the Company's common stock on the open market pursuant to the terms of the plan documents. |
2. Represents the average price of the shares sold. |
3. Includes 5265 shares of Restricted Common Stock. Subject to certain conditions, one-third of the shares will vest and be issued on the first anniversary of the grant date, one-third of the shares will vest and be issued on the second anniversary of the grant date, and one-third of the shares will vest and be issued on the third anniversary of the grant date. |
4. This option grant becomes vested and exercisable at a rate of one-third on 10/18/2005, one-third on 10/18/2006, and one-third on 10/18/2007. |
5. This option grant becomes vested and exercisable at a rate of 34% on 04/05/2003, 33% on 04/05/2004, and 33% on 04/05/2005. |
6. This option grant becomes vested and exercisable at the rate of 34% on 12/31/1999, 33% on 12/31/2000, and 33% on 12/31/2001. |
7. This option grant will vest and become exercisable in three annual equal installments beginning January 30, 2001. |
Remarks: |
By: /s/ Larry L. Buresh | 01/21/2005 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |