0001127602-11-017474.txt : 20110525 0001127602-11-017474.hdr.sgml : 20110525 20110525094404 ACCESSION NUMBER: 0001127602-11-017474 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110524 FILED AS OF DATE: 20110525 DATE AS OF CHANGE: 20110525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baker Thomas E CENTRAL INDEX KEY: 0001299911 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23975 FILM NUMBER: 11869705 MAIL ADDRESS: STREET 1: 800 DELAWARE AVENUE CITY: BUFFALO STATE: NY ZIP: 14209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST NIAGARA FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001051741 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 161545669 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6950 SOUTH TRANSIT ROAD STREET 2: PO BOX 514 CITY: LOCKPORT STATE: NY ZIP: 14095 BUSINESS PHONE: 7166257500 MAIL ADDRESS: STREET 1: 6950 SOUTH TRANSIT ROAD STREET 2: PO BOX 514 CITY: LOCKPORT STATE: NY ZIP: 14095 FORMER COMPANY: FORMER CONFORMED NAME: NIAGARA BANCORP INC DATE OF NAME CHANGE: 19971218 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2011-05-24 0001051741 FIRST NIAGARA FINANCIAL GROUP INC FNFG 0001299911 Baker Thomas E 726 EXCHANGE STREET SUITE 618 BUFFALO NY 14210 1 Common Stock 42168 D Common Stock 1725 I By Spouse Dividend Equivalent Units (deu) 0 2011-05-24 4 A 0 129.847 0 A Common Stock 129.847 716.7909 D Non-qualified Stock Option (Right to Buy) 13.60 2008-05-15 2017-05-15 Common Stock 33060 33060 D DEUs convert into common stock on a 1-for-1 basis. DEUs have no exercise price. DEUs have no expiration date. /s/ Ann M. Segarra, power of attorney for Thomas E. Baker 2011-05-25