-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WT9ofzFrC2hW6DK0s65x81j4eWl8oeFqNEQxqyTrXeGU3cfP10dPFFZbEHSCirVi S0V3CBU9sUyAmdjbXdz6Mw== 0001049650-09-000008.txt : 20091106 0001049650-09-000008.hdr.sgml : 20091106 20091106165903 ACCESSION NUMBER: 0001049650-09-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091106 DATE AS OF CHANGE: 20091106 EFFECTIVENESS DATE: 20091106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FINANCIAL PARTNERS CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001049650 IRS NUMBER: 760828345 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06570 FILM NUMBER: 091165445 BUSINESS ADDRESS: STREET 1: 360 MADISON AVE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 646-277-7310 MAIL ADDRESS: STREET 1: 360 MADISON AVENUE STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: FINANCIAL PARTNERS CAPITAL MANAGEMENT INC DATE OF NAME CHANGE: 19990324 13F-HR 1 sec3q09.txt FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- HSBC Hldgs PLC 6.2% Ser A (Cal PFD 404280604 564 26200 SH SOLE 26200 AB Svensk Ex Commodi COM 870297801 91 13000 SH SOLE 13000 AB Svensk Ex Energy COM 870297306 82 14000 SH SOLE 14000 AB Svensk Exportkred COM 870297603 98 14000 SH SOLE 14000 ABB Ltd. COM 000375204 2259 112725 SH SOLE 112725 Abbott Laboratories COM 002824100 271 5475 SH SOLE 5475 American Express Inc. COM 025816109 809 23862 SH SOLE 23862 Applied Materials Inc. COM 038222105 2461 183901 SH SOLE 183901 Bank of America COM 060505104 900 53193 SH SOLE 53193 Baxter International Inc. COM 071813109 3364 59000 SH SOLE 59000 Berkshire Hathaway, Inc. CL B COM 084670207 1070 322 SH SOLE 322 Bristol-Myers Squibb Co COM 110122108 278 12324 SH SOLE 12324 CBS Corporation - Class B COM 124857202 148 12258 SH SOLE 12258 Cadence Design Systems, Inc. COM 127387108 696 94850 SH SOLE 94850 Chevrontexaco Corp. (N/C Chevr COM 166764100 4032 57247 SH SOLE 57247 Cisco Systems COM 17275r102 3685 156561 SH SOLE 156561 Citigroup Inc. COM 172967101 1458 301240 SH SOLE 301240 Coca-Cola Co. COM 191216100 275 5130 SH SOLE 5130 Conagra Inc. COM 205887102 258 11878 SH SOLE 11878 Covidien PLC Shares COM g2554f105 3111 71903 SH SOLE 71903 Diageo PLC Spons. ADR COM 25243q205 2224 36175 SH SOLE 36175 Exxon Mobil Corporation COM 30231g102 2121 30921 SH SOLE 30921 General Electric COM 369604103 3537 215402 SH SOLE 215252 Google Inc. COM 38259P508 2928 5905 SH SOLE 5905 Harbor International Fund COM 411511306 2628 49932 SH SOLE 49932 Home Depot COM 437076102 337 12645 SH SOLE 12645 Honeywell, Inc. COM 438516106 2106 56676 SH SOLE 56676 Intel Corp. COM 458140100 1244 63565 SH SOLE 63565 JPMorgan Chase & Co. COM 46625h100 5222 119174 SH SOLE 119124 Kraft Foods Inc. COM 50075n104 290 11055 SH SOLE 11055 Lazard Emerging Mkts Fund COM 52106n764 1966 111194 SH SOLE 111194 MBIA, Inc. COM 55262c100 78 10070 SH SOLE 10070 Marsh & McLennan Companies, In COM 571748102 269 10866 SH SOLE 10866 Microsoft Corp. COM 594918104 6498 252639 SH SOLE 252539 PetSmart, Inc. COM 716768106 1172 53875 SH SOLE 53875 Pfizer Inc. COM 717081103 2243 135525 SH SOLE 135525 Philip Morris International In COM 718172109 416 8541 SH SOLE 8541 Procter & Gamble COM 742718109 1141 19693 SH SOLE 19603 S&P 400 Mid-Cap Dep. Recpt. COM 595635103 6076 48500 SH SOLE 48450 S&P 500 Depository Receipt COM 78462f103 588 5565 SH SOLE 5565 Scout International COM 81063u503 928 33000 SH SOLE 32818 St Jude Medical Inc COM 790849103 3394 87010 SH SOLE 87010 Templeton Dragon Fund, Inc. COM 88018t101 201 7900 SH SOLE 7900 Time Warner Inc. COM 887317303 2445 84949 SH SOLE 84949 Tyco International Limited New COM h89128104 1824 52896 SH SOLE 52896 United Parcel Service-CL B COM 911312106 1848 32725 SH SOLE 32725 Viacom Inc. Class B NEW COM 92553p201 2245 80076 SH SOLE 80076 Vitesse Semiconductor Corp. COM 928497106 5 12200 SH SOLE 12200 Vodafone Group ADR COM 92857w209 233 10337 SH SOLE 10337 Wal-Mart Stores COM 931142103 6325 128836 SH SOLE 128811 Williams Cos COM 969457100 3182 178075 SH SOLE 178075 iShares DJ U.S. Home Construct COM 464288752 1311 106475 SH SOLE 106475 iShares MSCI Emerging Markets COM 464287234 3199 82220 SH SOLE 82145 iShares MSCI Japan Index COM 464286848 6012 604848 SH SOLE 604548 iShares Nasdaq Biotechnology I COM 464287556 3255 40010 SH SOLE 40010 iShares S&P Europe 350 Index COM 464287861 6808 176648 SH SOLE 176648
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