0001140361-16-086398.txt : 20161114
0001140361-16-086398.hdr.sgml : 20161111
20161114160416
ACCESSION NUMBER: 0001140361-16-086398
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161114
DATE AS OF CHANGE: 20161114
EFFECTIVENESS DATE: 20161114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ELLIOTT MANAGEMENT CORP
CENTRAL INDEX KEY: 0001048445
IRS NUMBER: 133798650
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05115
FILM NUMBER: 161994749
BUSINESS ADDRESS:
STREET 1: 40 WEST 57TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-974-6000
MAIL ADDRESS:
STREET 1: 40 WEST 57TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: STONINGTON MANAGEMENT CORP
DATE OF NAME CHANGE: 19971024
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001048445
XXXXXXXX
09-30-2016
09-30-2016
ELLIOTT MANAGEMENT CORP
40 WEST 57TH STREET
NEW YORK
NY
10019
13F HOLDINGS REPORT
028-05115
N
Paul Singer
-
212-974-6000
/s/ Paul Singer
New York
NY
11-14-2016
2
79
12249909
false
1
0000904495
028-04724
ELLIOTT ASSOCIATES, L.P.
2
0000937611
ELLIOTT INTERNATIONAL, L.P.
INFORMATION TABLE
2
form13fInfoTable.xml
ALCOA INC
COM
013817101
786864
77600000
SH
DFND
01, 02
0
77600000
0
ALCOA INC
COM
013817101
142974
14100000
SH
Call
DFND
01,02
0
14100000
0
APPLE INC
COM
037833100
130968
1158500
SH
Put
DFND
01,02
0
1158500
0
ASBURY AUTOMOTIVE GROUP INC
COM
043436104
12427
223224
SH
DFND
01,02
0
223224
0
AMERICAN CAP LTD
COM
02503Y103
210952
12475000
SH
DFND
01, 02
0
12475000
0
ALLERGAN PLC
SHS
G0177J108
629898
2735000
SH
DFND
01, 02
0
2735000
0
ALLERGAN PLC
SHS
G0177J108
483582
2099700
SH
Call
DFND
01, 02
0
2099700
0
AMERICAN TOWER CORP NEW
DEP PFD CONV SE
03027X407
1107
10000
SH
DFND
01, 02
0
10000
0
WELLPOINT INC
NOTE 2.750%10/1
94973VBG1
8771
5000000
PRN
DFND
01, 02
0
5000000
0
BHP BILLITON PLC
SPONSORED ADR
05545E209
23719
780751
SH
DFND
01, 02
0
780751
0
CABELAS INC
COM
126804301
347762
6331000
SH
DFND
01, 02
0
6331000
0
CDK GLOBAL INC
COM
12508E101
465190
8110000
SH
DFND
01, 02
0
8110000
0
CADENCE DESIGN SYSTEM INC
COM
127387108
10626
416200
SH
Call
DFND
01, 02
0
416200
0
COVISINT CORP
COM
22357R103
6436
2952357
SH
DFND
01, 02
0
2952357
0
CORMEDIX INC
COM
21900C100
3781
1500200
SH
DFND
01, 02
0
1500200
0
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
13597
285000
SH
Put
DFND
01,02
0
285000
0
CITRIX SYS INC
COM
177376100
571532
6706544
SH
DFND
01, 02
0
6706544
0
CORRECTIONS CORP AMER NEW
COM NEW
22025Y407
32098
2314215
SH
DFND
01,02
0
2314215
0
DELL TECHNOLOGIES INC
COM CL V
24703L103
345951
7237467
SH
DFND
01,02
0
7237467
0
DELL TECHNOLOGIES INC
COM CL V
24703L103
134471
2813200
SH
Call
DFND
01,02
0
2813200
0
ENCANA CORP
COM
292505104
127001
12130000
SH
DFND
01,02
0
12130000
0
FORTRESS BIOTECH INC
COM
34960Q109
1422
478815
SH
DFND
01, 02
0
478815
0
FCB FINL HLDGS INC
CL A
30255G103
51234
1333165
SH
DFND
01, 02
0
1333165
0
FORTINET INC
COM
34959E109
16778
454316
SH
DFND
01, 02
0
454316
0
SANOFI
RIGHT 12/31/2020
80105N113
5523
20454561
SH
DFND
01, 02
0
20454561
0
GEO GROUP INC NEW
COM
36162J106
76667
3224002
SH
DFND
01,02
0
3224002
0
GROUP 1 AUTOMOTIVE INC
COM
398905109
13670
213992
SH
DFND
01,02
0
213992
0
HESS CORP
COM
42809H107
1008056
18800000
SH
DFND
01, 02
0
18800000
0
HARTFORD FINL SVCS GROUP INC
*W EXP 06/26/201
416515120
17975
500000
SH
DFND
01, 02
0
500000
0
HERBALIFE LTD
COM USD SHS
G4412G101
5195
83802
SH
DFND
01,02
0
83802
0
ISHARES TR
IBOXX HI YD ETF
464288513
872600
10000000
SH
Put
DFND
01,02
0
10000000
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
55598
350000
SH
Call
DFND
01,02
0
350000
0
ISHARES TR
NA TEC MULTM ETF
464287531
81940
2000000
SH
Put
DFND
01,02
0
2000000
0
ISHARES TR
NA TEC-SFTWR ETF
464287515
28385
250000
SH
Put
DFND
01, 02
0
250000
0
IMPERVA INC
COM
45321L100
126684
2358671
SH
DFND
01,02
0
2358671
0
INNOCOLL HLDGS PLC
SHS
G4783X105
990
170391
SH
DFND
01, 02
0
170391
0
INTEL CORP
SDCV 3.250% 8/0
458140AF7
13732
7500000
PRN
DFND
01,02
0
7500000
0
INTERPUBLIC GROUP COS INC
COM
460690100
258143
11550000
SH
DFND
01, 02
0
11550000
0
IRSA INVERSIONES Y REP S A
GLOBL DEP RCPT
450047204
9834
520986
SH
DFND
01, 02
0
520986
0
ISHARES TR
RUSSELL 2000 ETF
464287655
192526
1550000
SH
Put
DFND
01, 02
0
1550000
0
KINDER MORGAN INC DEL
*W EXP 05/25/201
49456B119
1
75000
SH
DFND
01, 02
0
75000
0
LIFELOCK INC
COM
53224V100
131130
7750000
SH
DFND
01, 02
0
7750000
0
MICROCHIP TECHNOLOGY INC
SDCV 2.125%12/1
595017AB0
12921
5000000
PRN
DFND
01, 02
0
5000000
0
MENTOR GRAPHICS CORP
COM
587200106
127573
4825000
SH
DFND
01, 02
0
4825000
0
MITEL NETWORKS CORP
COM
60671Q104
90146
12248059
SH
DFND
01, 02
0
12248059
0
MARATHON PETE CORP
COM
56585A102
127123
3131891
SH
DFND
01, 02
0
3131891
0
MARATHON PETE CORP
COM
56585A102
40590
1000000
SH
Call
DFND
01,02
0
1000000
0
MICRON TECHNOLOGY INC
COM
595112103
72187
4060000
SH
Call
DFND
01, 02
0
4060000
0
NOBLE CORP PLC
SHS USD
G65431101
1620
255485
SH
DFND
01, 02
0
255485
0
NOBLE CORP PLC
SHS USD
G65431101
17118
2700000
SH
Call
DFND
01, 02
0
2700000
0
NVIDIA CORP
NOTE 1.000%12/0
67066GAC8
59641
17500000
PRN
DFND
01, 02
0
17500000
0
OPUS BK IRVINE CALIF
COM
684000102
178664
5051279
SH
DFND
01, 02
0
5051279
0
PULTE GROUP INC
COM
745867101
100200
5000000
SH
DFND
01, 02
0
5000000
0
QUALCOMM INC
COM
747525103
70829
1034000
SH
Put
DFND
01, 02
0
1034000
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
1597378
13455000
SH
Put
DFND
01, 02
0
13455000
0
RITE AID CORP
COM
767754104
24453
3179854
SH
DFND
01, 02
0
3179854
0
RITE AID CORP
COM
767754104
15380
2000000
SH
Put
DFND
01, 02
0
2000000
0
B RILEY FINL INC
COM
05580M108
30814
2306450
SH
DFND
01, 02
0
2306450
0
ROADRUNNER TRNSN SVCS HLDG I
COM
76973Q105
14876
1864200
SH
DFND
01, 02
0
1864200
0
RYANAIR HLDGS PLC
SPONSORED ADR NE
783513203
73819
983861
SH
DFND
01, 02
0
983861
0
SONIC AUTOMOTIVE INC
CL A
83545G102
8815
468905
SH
DFND
01, 02
0
468905
0
VANECK VECTORS ETF TR
SEMICONDUCTOR ET
92189F676
152487
2195000
SH
Put
DFND
01,02
0
2195000
0
SYNOPSYS INC
COM
871607107
2968
50000
SH
Call
DFND
01, 02
0
50000
0
ST JUDE MED INC
COM
790849103
19960
250249
SH
DFND
01,02
0
250249
0
SYMANTEC CORP
COM
871503108
301200
12000000
SH
DFND
01, 02
0
12000000
0
TALEN ENERGY CORP
COM
87422J105
80635
5822000
SH
DFND
01,02
0
5822000
0
TIM PARTICIPACOES S A
SPONSORED ADR
88706P205
158446
12944930
SH
DFND
01, 02
0
12944930
0
UNITED STATES OIL FUND LP
UNITS
91232N108
109300
10000000
SH
Put
DFND
01,02
0
10000000
0
VEREIT INC
COM
92339V100
960
92529
SH
DFND
01, 02
0
92529
0
VANGUARD INDEX FDS
REIT ETF
922908553
374066
4312500
SH
Put
DFND
01, 02
0
4312500
0
VERSO CORP
CL A
92531L207
497
77101
SH
DFND
01,02
0
77101
0
VERISIGN INC
SDCV 3.250% 8/1
92343EAD4
22896
10000000
PRN
DFND
01, 02
0
10000000
0
WESTERN DIGITAL CORP
COM
958102105
56482
966000
SH
Call
DFND
01, 02
0
966000
0
XILINX INC
NOTE 2.625% 6/1
983919AF8
9446
5000000
PRN
DFND
01, 02
0
5000000
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
288440
4000000
SH
Call
DFND
01, 02
0
4000000
0
SPDR SERIES TRUST
S&P OILGAS EXP
78464A730
17307
450000
SH
Call
DFND
01,02
0
450000
0
SPDR SERIES TRUST
S&P OILGAS EXP
78464A730
365370
9500000
SH
Put
DFND
01,02
0
9500000
0
SPDR SERIES TRUST
S&P RETAIL ETF
78464A714
166034
3812500
SH
Put
DFND
01, 02
0
3812500
0
ZIONS BANCORPORATION
*W EXP 5/22/202
989701115
1478
365000
SH
DFND
01, 02
0
365000
0