-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LDmRS9iWNrgp1U74sdUcJUeA/Gl230Zbt+xRnbKgunya/4qcSMqZhPwdgtNUIKY9 G9OLSo/VKawrnq1ltoLtEw== 0001013594-11-000114.txt : 20110214 0001013594-11-000114.hdr.sgml : 20110214 20110214152950 ACCESSION NUMBER: 0001013594-11-000114 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110214 DATE AS OF CHANGE: 20110214 EFFECTIVENESS DATE: 20110214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ELLIOTT MANAGEMENT CORP CENTRAL INDEX KEY: 0001048445 IRS NUMBER: 133798650 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05115 FILM NUMBER: 11607030 BUSINESS ADDRESS: STREET 1: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212506299 MAIL ADDRESS: STREET 1: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: STONINGTON MANAGEMENT CORP DATE OF NAME CHANGE: 19971024 13F-HR 1 elliott13fhr-021411.txt FEBRUARY 14, 2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Elliott Management Corporation Address: 712 Fifth Avenue, 36th floor New York, NY 10019 13F File Number: 28-5115 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing this report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all reqired items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Paul Singer Phone: 212-974-6000 Signature, Place, and Date of Signing: /s/ Paul Singer New York, New York February 14, 2011 - --------------- ------------------ ----------------- Signature City, State Date Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES AND EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 80 Form 13F Information Table Value Total: $1,397,045 List of Other Included Managers: No. 13F File Number Name 01 28-4724 ELLIOTT ASSOCIATES, L.P. 02 28-6628 ELLIOTT INTERNATIONAL, L.P. FORM 13F INFORMATION TABLE
TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ----------------------------------------------------------------------------------------------------------------------------------- AMYLIN PHARMACEUTICALS INC NOTE 3.000% 6/1 032346AF 1,043 1,200,000 PRN DEFINED 01 0 1,200,000 AVI BIOPHARMA INC COM 00234610 42 20,000 SHS DEFINED 01 0 20,000 BLUE COAT SYSTEMS INC COM 09534T50 22,394 749,732 SHS DEFINED 01 0 749,732 BOARDWALK PIPELINE PARTNERS COM 09662710 1,108 141,599 SHS DEFINED 01 0 141,599 CIENA CORP NOTE 0.875% 6/1 171779AE 1,291 1,600,000 PRN DEFINED 01 0 1,600,000 CITIGROUP INC UNIT 17296741 3,445 25,000 SHS DEFINED 01 0 25,000 D R HORTON INC NOTE 2.000% 5/1 23331ABB 5,636 5,000,000 PRN DEFINED 01 0 5,000,000 DRYSHIPS INC. SHS Y2109Q10 196 35,720 SHS DEFINED 01 0 35,720 DRYSHIPS INC. NOTE 5.000% 12/0 262498AB 1,026 1,000,000 PRN DEFINED 01 0 1,000,000 E M C CORP MASS NOTE 1.750% 12/0 268648AM 10,540 7,000,000 PRN DEFINED 01 0 7,000,000 ENDO PHARMACEUTICALS HLDGS I NOTE 1.750% 4/1 29264FAA 5,291 4,000,000 PRN DEFINED 01 0 4,000,000 ENDOLOGIX INC COM 29266S10 15,815 2,211,998 SHS DEFINED 01 0 2,211,998 EPICOR SOFTWARE CORP NOTE 2.375% 5/1 29426LAA 23,608 24,516,000 PRN DEFINED 01 0 24,516,000 EPICOR SOFTWARE CORP COM 29426L10 35,289 3,494,001 SHS DEFINED 01 0 3,494,001 FLAGSTAR BANCORP INC COM 33793010 26 15,999 SHS DEFINED 01 0 15,999 FRONTEER DEVELOPMENT GROUP INC COM 35903Q10 1,050 90,000 SHS DEFINED 01 0 90,000 INGERSOLL-RAND GLOBAL HLDG C NOTE 4.5% 4/1 45687AAD 65,256 24,609,600 PRN DEFINED 01 0 24,609,600 IRIDIUM COMMINICATIONS INC COM 46269C10 5,820 705,558 SHS DEFINED 01 0 705,558 IRON MTN INC COM 46284610 40,016 1,600,000 SHS DEFINED 01 0 1,600,000 IRON MTN INC CALL 46284690 51,020 2,040,000 SHS C DEFINED 01 0 2,040,000 IRON MTN INC PUT 46284690 10,004 400,000 SHS P DEFINED 01 0 400,000 ISHARES TR RUSSELL 2000 46428765 16,430 210,000 SHS DEFINED 01 0 210,000 MARKET VECTORS ETF TR CALL 57060U57 3,688 60,000 SHS C DEFINED 01 0 60,000 KING PHARMACEUTICALS INC NOTE 1.250% 4/0 495582AJ 2,866 2,880,000 PRN DEFINED 01 0 2,880,000 LIFEPOINT HOSPITALS INC NOTE 3.50% 5/1 53219LAH 1,998 2,000,000 PRN DEFINED 01 0 2,000,000 LOEWS CORP COM 54042410 10,602 272,500 SHS DEFINED 01 0 272,500 MICROCHIP TECHNOLOGY INC SDCV 2.125% 12/1 595017AB 6,116 5,000,000 PRN DEFINED 01 0 5,000,000 NOVELL INC COM 67000610 70,532 11,894,134 SHS DEFINED 01 0 11,894,134 PACIFIC RIM MINING CORP COM NEW 69491520 169 854,075 SHS DEFINED 01 0 854,075 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V40 61,374 1,621,955 SHS DEFINED 01 0 1,621,955 PIONEER NAT RES CO NOTE 2.875% 1/1 723787AH 10,867 7,200,000 PRN DEFINED 01 0 7,200,000 POWERSHARES QQQ TRUST PUT 73935A95 64,262 1,180,000 SHS P DEFINED 01 0 1,180,000 PROTEIN DESIGN LAGS INC NOTE 2.000% 2/1 74369LAF 1,990 2,000,000 PRN DEFINED 01 0 2,000,000 RIVERBED TECHNOLOGY INC PUT 76857395 2,813 80,000 SHS P DEFINED 01 0 80,000 SMITHFIELD FOODS INC NOTE 4.000% 6/3 832248AR 17,446 15,000,000 PRN DEFINED 01 0 15,000,000 STEEL DYNAMICS INC NOTE 5.125% 6/1 858119AP 4,030 3,200,000 PRN DEFINED 01 0 3,200,000 SYMANTEC CORP COM 87150310 8,497 507,307 SHS DEFINED 01 0 507,307 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 87403910 10,676 851,385 SHS DEFINED 01 0 851,385 TELECOMMUNICATION SYS INC CL A 87929J10 175 37,482 SHS DEFINED 01 0 37,482 TEVA PHARMACEUTICAL INDS LTD ADR 88162420 4,638 89,000 SHS DEFINED 01 0 89,000 UNITED STATES STL CORP NEW NOTE 4.000% 5/1 912909AE 38,941 20,000,000 PRN DEFINED 01 0 20,000,000 VALE CAP II GTD CV 6.75% 12 91912F20 2,396 25,000 PRN DEFINED 01 0 25,000 VALE CAP II VALEP 6.75% 12 91912F30 6,015 62,000 PRN DEFINED 01 0 62,000 ZORAN CORP COM 98975F10 632 72,000 SHS DEFINED 01 0 72,000 AMYLIN PHARMACEUTICALS INC NOTE 3.000% 6/1 032346AF 1,565 1,800,000 PRN DEFINED 02 0 1,800,000 AVI BIOPHARMA INC COM 00234610 63 30,000 SHS DEFINED 02 0 30,000 BLUE COAT SYSTEMS INC COM 09534T50 33,593 1,124,649 SHS DEFINED 02 0 1,124,649 CIENA CORP NOTE 0.875% 6/1 171779AE 1,937 2,400,000 PRN DEFINED 02 0 2,400,000 D R HORTON INC NOTE 2.000% 5/1 23331ABB 8,454 7,500,000 PRN DEFINED 02 0 7,500,000 DRYSHIPS INC. SHS Y2109Q10 294 53,580 SHS DEFINED 02 0 53,580 DRYSHIPS INC. NOTE 5.000% 12/0 262498AB 1,539 1,500,000 PRN DEFINED 02 0 1,500,000 E M C CORP MASS NOTE 1.750% 12/0 268648AM 15,810 10,500,000 PRN DEFINED 02 0 10,500,000 ENDO PHARMACEUTICALS HLDGS I NOTE 1.750% 4/1 29264FAA 7,937 6,000,000 PRN DEFINED 02 0 6,000,000 ENDOLOGIX INC COM 29266S10 23,723 3,318,002 SHS DEFINED 02 0 3,318,002 EPICOR SOFTWARE CORP NOTE 2.375% 5/1 29426LAA 35,416 36,774,000 PRN DEFINED 02 0 36,774,000 EPICOR SOFTWARE CORP COM 29426L10 52,934 5,240,999 SHS DEFINED 02 0 5,240,999 FLAGSTAR BANCORP INC COM 33793010 39 24,001 SHS DEFINED 02 0 24,001 FRONTEER DEVELOPMENT GROUP INC COM 35903Q10 1,575 135,000 SHS DEFINED 02 0 135,000 INGERSOLL-RAND GLOBAL HLDG C NOTE 4.5% 4/1 45687AAD 97,884 36,914,400 PRN DEFINED 02 0 36,914,400 IRON MTN INC CALL 46284690 76,530 3,060,000 SHS C DEFINED 02 0 3,060,000 IRON MTN INC PUT 46284690 15,006 600,000 SHS P DEFINED 02 0 600,000 KING PHARMACEUTICALS INC NOTE 1.250% 4/0 495582AJ 4,299 4,320,000 PRN DEFINED 02 0 4,320,000 LOEWS CORP COM 54042410 4,961 127,500 SHS DEFINED 02 0 127,500 LIFEPOINT HOSPITALS INC NOTE 3.50% 5/1 53219LAH 2,998 3,000,000 PRN DEFINED 02 0 3,000,000 MARKET VECTORS ETF TR CALL 57060U57 5,532 90,000 SHS C DEFINED 02 0 90,000 MICROCHIP TECHNOLOGY INC SDCV 2.125% 12/1 595017AB 9,174 7,500,000 PRN DEFINED 02 0 7,500,000 NOVELL INC COM 67000610 75,938 12,805,866 SHS DEFINED 02 0 12,805,866 PACIFIC RIM MINING CORP COM NEW 69491520 169 854,110 SHS DEFINED 02 0 854,110 PIONEER NAT RES CO NOTE 2.875% 1/1 723787AH 16,301 10,800,000 PRN DEFINED 02 0 10,800,000 POWERSHARES QQQ TRUST PUT 73935A95 96,394 1,770,000 SHS P DEFINED 02 0 1,770,000 PROTEIN DESIGN LAGS INC NOTE 2.000% 2/1 74369LAF 2,985 3,000,000 PRN DEFINED 02 0 3,000,000 RIVERBED TECHNOLOGY INC PUT 76857395 42,204 1,200,000 SHS P DEFINED 02 0 1,200,000 SALESFORCE.COM INC COM 79466L30 293 2,220 SHS DEFINED 02 0 2,220 SMITHFIELD FOODS INC NOTE 4.000% 6/3 832248AR 26,169 22,500,000 PRN DEFINED 02 0 22,500,000 STEEL DYNAMICS INC NOTE 5.125% 6/1 858119AP 6,046 4,800,000 PRN DEFINED 02 0 4,800,000 SYMANTEC CORP COM 87150310 6,577 392,693 SHS DEFINED 02 0 392,693 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 87403910 16,014 1,277,078 SHS DEFINED 02 0 1,277,078 TELECOMMUNICATION SYS INC CL A 87929J10 262 56,223 SHS DEFINED 02 0 56,223 UNITED STATES STL CORP NEW NOTE 4.000% 5/1 912909AE 58,412 30,000,000 PRN DEFINED 02 0 30,000,000 ZORAN CORP COM 98975F10 949 108,000 SHS DEFINED 02 0 108,000
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