0001047339-13-000001.txt : 20130103 0001047339-13-000001.hdr.sgml : 20130103 20130103144237 ACCESSION NUMBER: 0001047339-13-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130103 DATE AS OF CHANGE: 20130103 EFFECTIVENESS DATE: 20130103 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BURNS J W & CO INC/NY CENTRAL INDEX KEY: 0001047339 IRS NUMBER: 222134760 STATE OF INCORPORATION: NY FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06542 FILM NUMBER: 13505972 BUSINESS ADDRESS: STREET 1: GLACIER CREEK OFFICE PARK STREET 2: 6711 TOWPATH ROAD, STE. 200 CITY: EAST SYRACUSE STATE: NY ZIP: 13057 BUSINESS PHONE: 3154491341 MAIL ADDRESS: STREET 1: GLACIER CREEK OFFICE PARK STREET 2: 6711 TOWPATH ROAD, SUITE 200 CITY: EAST SYRACUSE STATE: NY ZIP: 13057 13F-HR 1 f13f1212np.txt FORM 13F FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.) [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: J.W. Burns & Company, Inc. Address: Glacier Creek Office Park 6711 Towpath Road, Ste. 200 East Syracuse, NY 13057 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person signing this Report on Behalf of Reporting Manager: Name: Peter N. Bunitsky Title: Operations Manager Phone: 315-449-1341 Signature, Place, and Date of Signing: Peter N. Bunitsky East Syracuse, NY January 3, 2013 Report Type (Check only one.): [X] 13F Holdings Report. [ ] 13F Notice. [ ] 13F Combination Report. List of Other Managers Reporting for this Manager: Report Summary Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 136 Form 13F Information Table Value Total: 205700 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- CITI PFD 7.125% PFD 254 10000 SH SOLE 10000 CITIGROUP CAP PFD 6.45% PFD 17310l201 392 15675 SH SOLE 15675 CITIGROUP CAP PFD VII 7.125% PFD 17306n203 220 8665 SH SOLE 8665 NUVEEN PFD & CONV INC FD 6.29% PFD 67073d102 113 11755 SH SOLE 11755 3M COMPANY COM 88579Y101 323 3475 SH SOLE 3475 ABBOTT LABS COM 002824100 2058 31413 SH SOLE 31413 AFLAC INC COM 001055102 362 6820 SH SOLE 6820 AGRIUM INC COM 008916108 2745 27488 SH SOLE 27488 ALPS ALERIAN MLP COM 00162Q866 442 27705 SH SOLE 27705 ALTRIA GROUP (PHILIP MORRIS) COM 02209S103 2630 83662 SH SOLE 83662 AMERICAN CAPITAL INVESTENT COR COM 02504A104 328 13901 SH SOLE 13901 ANNALY CAPTIAL MAGT INC COM 035710409 498 35497 SH SOLE 35497 APPLE INC COM 037833100 7807 14670 SH SOLE 400 14270 AT & T CORPORATION COM 00206r102 1551 46009 SH SOLE 46009 AUTODESK INC COM 052769106 208 5880 SH SOLE 5880 AUTOMATIC DATA PROCESS COM 053015103 913 16040 SH SOLE 16040 BANK OF AMERICA CORP COM 060505104 189 16278 SH SOLE 16278 BED BATH & BEYOND COM 075896100 224 4000 SH SOLE 4000 BERKSHIRE HATHAWAY CL B COM 084670702 2262 25214 SH SOLE 25214 BHP BILLITON LTD COM 088606108 231 2942 SH SOLE 2942 BOEING CO COM 097023105 207 2750 SH SOLE 2750 BRISTOL-MYERS SQUIBB COM 110122108 6448 197850 SH SOLE 197850 CELGENE COM 151020104 1558 19860 SH SOLE 4000 15860 CENTURY LINK INC COM 156700106 1054 26946 SH SOLE 26946 CHEVRON CORP COM 166764100 7856 72648 SH SOLE 1200 71448 CISCO SYSTEMS INC COM 17275R102 231 11775 SH SOLE 11775 CLOROX CO COM 189054109 1166 15920 SH SOLE 15920 COCA COLA CO COM 191216100 2218 61186 SH SOLE 61186 CONAGRA FOODS INC COM 205887102 313 10626 SH SOLE 10626 CONOCOPHILLIPS COM 20825c104 249 4299 SH SOLE 4299 CORNING INC COM 219350105 258 20448 SH SOLE 20448 COSTCO WHOLESALE CORP COM 22160k105 353 3579 SH SOLE 3579 CR BARD INC COM 067383109 255 2610 SH SOLE 2610 CSX CORPORATION COM 126408103 1165 59024 SH SOLE 59024 CUMMINS INC COM 231021106 456 4210 SH SOLE 4210 DELUXE CORP COM 248019101 3115 96610 SH SOLE 96610 DEVON ENERGY CORP COM 25179m103 286 5500 SH SOLE 5500 DIRECTV GROUP INC COM 25490A309 470 9375 SH SOLE 2000 7375 DISCOVER FINANCIAL SERVICES COM 254709108 327 8491 SH SOLE 8491 DJ SELECT DIVIDEND ETF COM 464287168 1751 30587 SH SOLE 30587 E.I. DUPONT & CO COM 263534109 573 12729 SH SOLE 12729 EASTMAN KODAK CO COM 277461109 2 10000 SH SOLE 10000 EBAY INC COM 278642103 1213 23780 SH SOLE 6000 17780 EMC CORP COM 268648102 1798 71070 SH SOLE 3000 68070 EMERSON ELECTRIC COM 291011104 1566 29576 SH SOLE 29576 EXPRESS SCRIPTS COM 30219G108 241 4465 SH SOLE 4465 EXXON MOBIL CORP COM 30231g102 8010 92546 SH SOLE 92546 FEDEX CORP COM 31428x106 235 2565 SH SOLE 2565 FIRST NIAGARA FINANCIAL GROUP COM 33582v108 489 61635 SH SOLE 61635 FORD MOTOR CO DEL COM 345370860 2313 178634 SH SOLE 178634 FREEPORT MCMORAN COP/GOLD COM 35671D857 790 23110 SH SOLE 23110 FRONTIER COMMUNICATIONS COM 35906A108 79 18446 SH SOLE 18446 GASFRAC ENERGY INC. COM 367257201 107 68925 SH SOLE 68925 GENERAL ELEC CO COM 369604103 7037 335271 SH SOLE 335271 GENERAL MILLS INC COM 370334104 388 9600 SH SOLE 9600 GLAXO SMITH KLINE PLC COM 37733W105 273 6273 SH SOLE 6273 GOOGLE INC COM 38259p508 1694 2395 SH SOLE 320 2075 HEINZ H J CO COM 423074103 304 5272 SH SOLE 5272 HENRY SCHEIN INC COM 806407102 598 7440 SH SOLE 2000 5440 HOME DEPOT INC COM 437076102 926 14975 SH SOLE 14975 IBM COM 459200101 3128 16328 SH SOLE 16328 INTEL CORP COM 458140100 788 38201 SH SOLE 38201 ISHARE BIOTECH ETF COM 464287556 2811 20488 SH SOLE 20488 ISHARES GOLD ETF COM 464285105 1555 95530 SH SOLE 95530 J.M. SMUCKER CO COM 832696405 1093 12675 SH SOLE 12675 J.P. MORGAN, CHASE & CO COM 46625H100 2068 47030 SH SOLE 47030 JOHNSON & JOHNSON COM 478160104 3589 51193 SH SOLE 51193 KEY CORP COM 493267108 174 20620 SH SOLE 20620 KIMBERLY CLARK CORP COM 494368103 814 9643 SH SOLE 9643 KINDER MORGAN ENERGY COM 494550106 1465 18364 SH SOLE 18364 KODIAK OIL AND GAS CORP COM 50015Q100 227 25600 SH SOLE 10000 15600 LOWES COMPANIES INC COM 548661107 467 13150 SH SOLE 13150 MCDONALDS CORP COM 580135101 5071 57489 SH SOLE 2200 55289 MEDTRONIC INC COM 585055106 407 9918 SH SOLE 9918 MERCK & CO INC COM 58933Y105 269 6577 SH SOLE 6577 MICROSOFT CORP COM 594918104 5524 206835 SH SOLE 6800 200035 MWI VETERINARY SUPPLY COM 55402X105 3124 28403 SH SOLE 28403 NASDAQ 100 SHARES COM 73935A104 1094 16804 SH SOLE 16804 NATIONAL GRID GROUP COM 636274300 725 12617 SH SOLE 12617 NORFOLK SOUTHERN CORP COM 655844108 2787 45072 SH SOLE 45072 NORTHROP GRUMMAN CORP COM 666807102 207 3060 SH SOLE 3060 NOVARTIS COM 66987V109 949 14990 SH SOLE 14990 NYSE EURONEXT INC COM 629491101 579 18360 SH SOLE 4000 14360 OCCIDENTAL PETROLEUM CORP COM 674599105 1374 17934 SH SOLE 2000 15934 ORACLE CORPORATION COM 68389X105 1952 58596 SH SOLE 58596 PAYCHEX INC COM 704326107 1901 61113 SH SOLE 4200 56913 PEOPLE'S UNITED FINANCIAL COM 712704105 197 16283 SH SOLE 16283 PEPSICO INC COM 713448108 6879 100525 SH SOLE 100525 PERMIAN BASIN ROYALTY TRUST COM 714236106 764 62323 SH SOLE 62323 PETSMART COM 716768106 772 11300 SH SOLE 4000 7300 PFIZER INC COM 717081103 2026 80793 SH SOLE 80793 PHILIP MORRIS INTERNATIONAL COM 718172109 5092 60885 SH SOLE 60885 PRAXAIR COM 74005P104 613 5600 SH SOLE 5600 PROCTER & GAMBLE CO COM 742718109 6110 90001 SH SOLE 90001 QUALCOMM INC COM 747525103 296 4781 SH SOLE 4781 RALPH LAUREN COM 751212101 459 3060 SH SOLE 3060 RAYONIER INC COM 754907103 353 6801 SH SOLE 6801 ROYAL DUTCH SHELL - A SHARES COM 780259206 2700 39165 SH SOLE 39165 ROYAL DUTCH SHELL - B SHARES COM 780259107 209 2945 SH SOLE 2945 RUSSELL 1000 GROWTH ETF COM 464287614 390 5955 SH SOLE 5955 RUSSELL 2000 GROWTH ETF COM 464287648 840 8815 SH SOLE 8815 S&P 500 GROWTH ETF COM 464287309 410 5409 SH SOLE 5409 S&P FINANCIAL SECTOR ETF COM 81369Y605 517 31525 SH SOLE 31525 S&P GOLD SHARES ETF COM 78463V107 1248 7700 SH SOLE 7700 S&P MIDCAP 400 GROWTH ETF COM 464287606 720 6295 SH SOLE 6295 S&P SMALLCAP 600 ETF COM 464287804 8399 107540 SH SOLE 107540 SCHLUMBERGER LTD COM 806857108 1366 19716 SH SOLE 19716 SEADRILL LIMITED ORD SHR COM G7945E105 550 14950 SH SOLE 3500 11450 SOUTHERN COMPANY COM 842587107 969 22640 SH SOLE 22640 STARBUCKS CORP COM 855244109 2620 48860 SH SOLE 48860 STATE STREET BOSTON COM 857477103 351 7477 SH SOLE 7477 STERICYCLE INC COM 858912108 1287 13800 SH SOLE 3000 10800 STRYKER CO COM 863667101 2163 39464 SH SOLE 39464 TARGET CORP COM 87612e106 1472 24884 SH SOLE 24884 TEVA PHARMACEUTICAL COM 881624209 639 17100 SH SOLE 3400 13700 THE HERSHEY COMPANY COM 427866108 1157 16026 SH SOLE 16026 THERMO FISHER SCIENTIFIC INC COM 883556102 1084 16995 SH SOLE 2300 14695 TOOTSIE ROLL COM 890516107 229 8826 SH SOLE 8826 TRAVELERS COMPANIES INC COM 89417E109 209 2909 SH SOLE 2909 UNION PAC CORP COM 907818108 277 2201 SH SOLE 2201 UNITED RENTAL INC COM 911363109 291 6400 SH SOLE 2500 3900 UNITED TECHNOLOGIES CORP COM 913017109 1030 12560 SH SOLE 12560 VANGUARD DIV. APPRECIATION COM 921908844 1063 17848 SH SOLE 17848 VANGUARD REIT ETF INDEX COM 922908553 340 5173 SH SOLE 5173 VANGUARD TOTAL MARKET COM 922908769 813 11101 SH SOLE 11101 VERIFONE HLDGS INC COM COM 92342Y109 413 13900 SH SOLE 3800 10100 VERIZON COMM INC COM 92343v104 3177 73416 SH SOLE 73416 VISA INC COM 92826C839 7385 48722 SH SOLE 2500 46222 VODAFONE GROUP COM 92857W209 322 12767 SH SOLE 12767 WALT DISNEY CO COM 254687106 4630 92995 SH SOLE 92995 WASTE CONNECTIONS INC COM 941053100 511 15117 SH SOLE 5000 10117 WASTE MGMT INC (NEW) COM 94106L109 479 14200 SH SOLE 14200 WELLS FARGO & CO COM 949746101 3151 92186 SH SOLE 92186 WINDSTREAM CORP COM 97381W104 437 52784 SH SOLE 52784 YUM! BRANDS INC COM 988498101 1328 19996 SH SOLE 19996 ZIMMER HOLDINGS COM 98956p102 694 10416 SH SOLE 10416