FORM 5 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
|||||||||||||||
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | |||||||||||||||||
Form 3 Holdings Reported. | |||||||||||||||||
Form 4 Transactions Reported. |
1. Name and Address of Reporting Person*
(Street)
|
2. Issuer Name and Ticker or Trading Symbol
AMKOR TECHNOLOGY INC [ AMKR ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
||||||||||||||||||||||||
3. Statement for Issuer's Fiscal Year Ended
(Month/Day/Year) 12/31/2010 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||||||
Amount | (A) or (D) | Price | |||||||||||||
Amkor Technology, Inc. Common Stock | 05/22/2009 | G(1) | 1,000 | D | $4.31 | 20,946,292(3) | D | ||||||||
Amkor Technology, Inc. Common Stock | 12/31/2010 | G(2) | 1,879,614 | A | $7.41 | 20,946,292(3) | D | ||||||||
Amkor Technology, Inc. Common Stock | 12/31/2010 | G(2) | 1,879,614 | D | $7.41 | 20,946,292(3) | I | By self as trustee | |||||||
Amkor Technology, Inc. Common Stock | 12/31/2010 | J(2) | 6,189,931 | D | $7.41 | 20,946,292(3) | I | By self as trustee |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | ||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. On May 22, 2009, the reporting person gifted 1,000 shares to an individual. |
2. The James J. Kim 2008 Qualified Annuity Trust UA Dated November 14, 2008 (the "2008 GRAT") was formed on November 14, 2008 and received 10,000,000 shares on that date as a gift from James J. Kim. On December 29, 2009, James J. Kim was distributed 1,930,555 shares from the 2008 GRAT. James J. Kim and Susan Y. Kim served as trustees of the 2008 GRAT. On December 31, 2010, The James J. Kim GRAT Remainder Trust UA Dated November 14, 2008 ("Remainder Trust") received a gift of 6,189,831 shares of Issuer common stock from the 2008 GRAT. On the same date, the remaining 1,879,614 shares held by the 2008 GRAT were distributed to James J. Kim and the 2008 GRAT was terminated. John T. Kim, Susan Y. Kim and David D. Kim are co-trustees of the Remainder Trust. |
3. The reporting person directly owns 19,015,737 shares, inclusive of those directly held reported herein, and indirectly owns 1,930,555 through a family trust, in which he is the beneficiary and a trustee. The reporting person disclaims beneficial ownership of these securities listed herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of his pecuniary interest therein, for purposes of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
/s/ Jerry Allison, as attorney-in-fact | 02/11/2011 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |