SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Sapinda Asia Ltd

(Last) (First) (Middle)
ROOMS 803-4, 8TH FLOOR
HANG SENG BANK BUILDING, 200 HENNESSY RD

(Street)
WANCHAI, HONG KONG K3 00000

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
04/20/2012
3. Issuer Name and Ticker or Trading Symbol
SecureAlert, Inc. [ SCRA ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
10/02/2012
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock(1) 31,140,625 I See Footnote(2)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Convertible Debenture(4) (3) (4) Common Stock 66,666,665 $0.03 D
1. Name and Address of Reporting Person*
Sapinda Asia Ltd

(Last) (First) (Middle)
ROOMS 803-4, 8TH FLOOR
HANG SENG BANK BUILDING, 200 HENNESSY RD

(Street)
WANCHAI, HONG KONG K3 00000

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Windhorst Lars

(Last) (First) (Middle)
C/O SAPINDA ASIA LTD, RMS 803-4, 8TH FLR
HANG SENG WANCHAI BLDG, 200 HENNESY ROAD

(Street)
WANCHAI K3 999077

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. This Form 3 is filed jointly by Sapinda Asia Limited ("Sapinda Asia") and Lars Windhorst (collectively, the "Reporting Persons"). As the sole shareholder of Sapinda Asia, Mr. Windhorst may be deemended to beneficially own the Common Stock beneficially owned by Sapinda Asia. Mr. Windhorst disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.
2. On July 26, 2012, Sapinda Asia agreed pursuant to an Assignment of Rights to acquire from Sapinda UK Limited its rights under a Share Purchase Agreement with the Issuer to acquire 31,140,625 shares of Common Stock for $1,033,000. Closing of the issuance and sale of Common Stock by the Issuer to Sapinda Asia is pending.
3. Immediate.
4. On April 20, 2012, Sapinda Asia invested $1,000,000 in the Issuer pursuant to a secured Convertible Debenture (the "Convertible Debenture"). This investment is immediately convertible into 33,333,333 shares of Common Stock. On August 31, 2012, Sapinda Asia purchased from Laemi Real Estate, Inc. a portion of the Convertible Debenture with a face value of $500,000. This investment is immediately convertible into 16,666,666 shares of Common Stock. On September 24, 2012, Sapinda Asia purchased from Sapinda Holding a portion of the Convertible Debenture with a face value $500,000. This investment is convertible into 16,666,666 Common Shares. The Convertible Debenture was to expire on July 31, 2012, but pursuant to Amendment No. 1 to the Convertible Debenture the expiration was extended to August 31, 2012, and pursuant to Amendment No. 2 to the Convertible Debenture was further extended to October 15, 2012.
Remarks:
Sapinda Holding B.V. ("Sapinda Holding") will file a joint Schedule 13D reporting beneficial ownership of Common Stock. Sapinda Holding and Sapinda Asia are not affiliated entities. Sapinda Holding and Sapinda Asia know each other well and have often co-invested and pursued similar interests with regard to their mutual investments. Both entities regularly consult one another with regard to their mutual investment strategies. The entities may (or may not) pursue a common investment strategy with regard to the Issuer.
Sapinda Asia Limited; By: /s/ Lars Windhorst, Authorized Signatory 11/05/2013
By: /s/ Lars Windhorst 11/05/2013
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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