REGISTRATION STATEMENT PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 |
ANNUAL REPORT PURSUANT TO SECTION 13(a) OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. |
6029 |
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(Province or other jurisdiction of incorporation or organization) |
(Primary Standard Industrial Classification Code Number) |
(I.R.S. Employer Identification Number) |
Title of each class |
Trading Symbol |
Name of each exchange on which registered | ||
Annual Information Form |
Audited annual financial statements |
Common Shares |
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Class A Preferred Shares: |
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Series 39 |
16,000,000 |
|||
Series 41 |
12,000,000 |
|||
Series 43 |
12,000,000 |
|||
Series 47 |
18,000,000 |
|||
Series 49 |
13,000,000 |
|||
Series 51 |
10,000,000 |
|||
Series 53 |
750,000 |
1 | ||
Series 54 |
750,000 |
1 | ||
Series 55 |
800,000 |
1 | ||
Series 56 |
600,000 |
1 |
The Series 53, 54 and 55 Class A Preferred Shares are held by a consolidated entity, CIBC LRCN Limited Recourse Capital Trust, in connection with the issuance of $750 million principal amount of 4.375% Limited Recourse Capital Notes Series 1(NVCC) (subordinated indebtedness), $750 million principal amount of 4.000% Limited Recourse Capital Notes Series 2(NVCC) (subordinated indebtedness) and $800 million principal amount of 7.150% Limited Recourse Capital Notes Series 3(NVCC) (subordinated indebtedness), respectively. The Series 53, 54 and 55 Class A Preferred Shares are distributable to holders of such notes upon certain events. |
• |
Changes were made to address: |
• |
compliance with Bill C-86 amendments to the Bank Act (Canada) that includes new regulation of banks’ sales practices, products and services, complaints handling and related governance requirements; |
• |
our commitment to Environment, Social and Governance (ESG) that aligns with our ESG strategy for FY2023; and |
• |
changes to internal businesses and organizational structure. |
• |
In addition to these changes, certain other technical, administrative or non-substantive amendments were made to the Code of Conduct. |
Date: December 1, 2022 |
CANADIAN IMPERIAL BANK OF COMMERCE | |||||
By: |
/s/ Victor G. Dodig | |||||
Victor G. Dodig | ||||||
President and Chief Executive Officer | ||||||
By: |
/s/ Hratch Panossian | |||||
Hratch Panossian | ||||||
Senior Executive Vice-President and | ||||||
Chief Financial Officer |
Exhibit |
Description of Exhibit | |
B.3(a) |
Annual Information Form | |
B.3(b) |
Audited consolidated financial statements for the year ended October 31, 2022 excerpted from pages 108-109 and 116-193 of the 2022 Annual Report of Canadian Imperial Bank of Commerce (“CIBC”) and the report of independent registered public accounting firm (PCAOB ID: | |
B.3(c) |
Management’s discussion and analysis excerpted from pages 1-107 of CIBC’s 2022 Annual Report | |
B.3(d) |
Other Pages of CIBC’s 2022 Annual Report incorporated in Annual Information Form | |
B.6(a)(1) |
Certifications required by Rule 13a-14(a) | |
B.6(a)(2) |
Certifications required by Rule 13a-14(b) and Section 1350 of Chapter 63 of Title 18 of the United States Code | |
D.9 |
Consent of Independent Registered Public Accounting Firm | |
101 |
Interactive Data File (formatted as Inline XBRL) | |
104 |
Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101 |