SEC FORM 3

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Bergren Scott

(Last)

(First)

(Middle)

14841 NORTH DALLAS PARKWAY

(Street)

DALLAS

75254

(City)

(State)

(Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
12/01/2006

3. Issuer Name and Ticker or Trading Symbol
YUM BRANDS INC [ YUM ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	President - Pizza Hut, Inc.

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	2	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
Phantom Stock	⁽¹⁾	⁽²⁾	Common Stock	2,309.38	⁽³⁾	D
Employee Stock Option (right to buy)	04/01/2003⁽⁴⁾	04/01/2012	Common Stock	19,012	$28.93	D
Employee Stock Option (right to buy)	04/01/2003⁽⁴⁾	04/01/2012	Common Stock	19,012	$28.93	D
Phantom Stock	⁽⁵⁾	⁽²⁾	Common Stock	2,345.01	$0⁽³⁾	D
Phantom Stock	⁽¹⁾	⁽²⁾	Common Stock	10,467.5	⁽³⁾	D
Employee Stock Option (right to buy)	01/23/2004⁽⁶⁾	01/23/2013	Common Stock	45,352	$24.325	D
Phantom Stock	⁽⁷⁾	⁽²⁾	Common Stock	3,146.03	⁽³⁾	D
Stock Option Right to Buy	01/27/2005⁽⁸⁾	01/27/2014	Common Stock	43,945	$34.46	D
Stock Option (Right to Buy)	01/28/2006⁽⁹⁾	01/28/2015	Common Stock	26,016	$45.06	D
Phantom Stock	⁽¹⁾	⁽²⁾	Common Stock	4,001.77	⁽³⁾	D
YUM Stock Appreciation Right	01/26/2007⁽¹⁰⁾	01/26/2016	Common Stock	31,079	$48.935	D
Phantom Stock	⁽¹⁾	⁽²⁾	Common Stock	16,460.61	⁽³⁾	D
Phantom Stock	⁽¹⁾	⁽²⁾	Common Stock	2,295.02	⁽³⁾	D
Phantom Stock	⁽¹⁾	⁽²⁾	Common Stock	2,425.12	⁽³⁾	D

Explanation of Responses:

1. Shares of phantom stock payable upon retirement or termination and are subject to earlier withdrawal in accordance with the terms of YUM! Brands, Inc. deferred compensation plan.

2. The YUM! Brands, Inc. Executive Income Deferral Plan does not have specified expiration dates.

3. Conversion occurs on a one-for-one basis.

4. 25% per year beginning 04/01/2003

5. Shares of phantom stock are payable 4/1/2008 or retirement or termination and are subject to earlier withdrawal in accordance wit h the terms of the YUM! Brands, Inc. deferred compensation plan.

6. Vesting will occur 25% per year beginning 1/23/2004.

7. Payable 1/1/2008 or upon retirement and pursuant to the terms of the YUM! Brands deferred compensation plan.

8. Vesting will occur 25% per year beginning 1/27/2005.

9. Vesting will occur 25% per year beginning 01/28/2006

10. Vesting will occur 25% per year beginning 01/26/2007

Remarks:

	Scott Bergren	12/01/2006
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.