-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AZoZRaOdGtWbRiaRe1CpX5MoNUkgGwDMsk9neO9adql6c7WSk24Q9Qv7dgkqYcVh 9wY2nVwP4WkVe6n/8VL6FQ== 0000728672-05-000189.txt : 20050804 0000728672-05-000189.hdr.sgml : 20050804 20050804115044 ACCESSION NUMBER: 0000728672-05-000189 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050630 FILED AS OF DATE: 20050804 DATE AS OF CHANGE: 20050804 EFFECTIVENESS DATE: 20050804 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SANDLER ONEILL ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001040762 IRS NUMBER: 133906061 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07148 FILM NUMBER: 05998299 BUSINESS ADDRESS: STREET 1: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2129741700 MAIL ADDRESS: STREET 1: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 sandleroneilassetmgnt.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2005 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Sandler O'Neill Asset Manageme Address: 780 3rd Ave, 5th Floor New York, NY 10017 13 File Number: 28-7148 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form Person Signing this Report on Behalf of Reporting Manager: Name: TERRY MALTESE Title: Phone: Signature, Place and Date of Signing: TERRY MALTESE July 19, 2005 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 113 Form 13F Information Table Value Total: 472217 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- -------- --------- -------- -------- -------- D AFFILIATED MANAGERS GROUP INC COMMON STOCK 008252108 4851 71000 SH SOLE 71000 0 0 D ALLIED CAPITAL CORP COM STK COMMON STOCK 01903Q108 1137 39047 SH SOLE 39047 0 0 D AMCORE FINL INC COM COMMON STOCK 023912108 1897 63500 SH SOLE 63500 0 0 D AMEGY BANCORP INC COMMON STOCK 02343R102 2435 108800 SH SOLE 108800 0 0 D AMERICAN WEST BANCORPORATION COMMON STOCK 03058P109 3689 184900 SH SOLE 184900 0 0 D AMSOUTH BANCOPORATION COM OPTIONS - PUTS 0321650XE 1144 44000 SH PUT SOLE 44000 0 0 D ANCHOR BANCORP WISC INC COMMON STOCK 032839102 2239 74000 SH SOLE 74000 0 0 D ATLNTC LIB FINL COMMON STOCK 048668107 1191 47100 SH SOLE 47100 0 0 D BANC CORPORATION COM COMMON STOCK 05944B103 3885 367200 SH SOLE 367200 0 0 D BANCFIRST CORP COM COMMON STOCK 05945F103 3758 43200 SH SOLE 43200 0 0 D BANK NEW YORK INC COM COMMON STOCK 064057102 6930 240800 SH SOLE 240800 0 0 D BANK OF AMERICA CORP COM STK COMMON STOCK 060505104 7389 162000 SH SOLE 162000 0 0 D BANK OF HAWAII CORP SHS COMMON STOCK 062540109 5126 101000 SH SOLE 101000 0 0 D BANKATLANTIC BANCORP CL A NON COMMON STOCK 065908501 1090 57500 SH SOLE 57500 0 0 D BANKUNITED FINL CORP CL A COMMON STOCK 06652B103 3596 133000 SH SOLE 133000 0 0 D BB & T CORPORATION COM OPTIONS - CALLS 0549371IU 1039 26000 SH CALL SOLE 26000 0 0 D BEACH FIRST NATIONAL BANCSHARE COMMON STOCK 073334104 2049 104000 SH SOLE 104000 0 0 D BENJAMIN FRANKLIN BANCORP COM COMMON STOCK 082073107 1817 158000 SH SOLE 158000 0 0 D BFC FINANCIAL CORP CLASS A COM COMMON STOCK 055384200 5351 627300 SH SOLE 627300 0 0 D BOSTON PRIVATE FINL HOLDING SO COMMON STOCK 101119105 5428 215400 SH SOLE 215400 0 0 D CALIFORNIA FIRST NATIONAL BANC COMMON STOCK 130222102 605 53600 SH SOLE 53600 0 0 D CARDINAL FINANCIAL CORP COM ST COMMON STOCK 14149F109 3685 392400 SH SOLE 392400 0 0 D CHITTENDEN CORP COM COMMON STOCK 170228100 3770 138600 SH SOLE 138600 0 0 D CITIGROUP INC COM STK COMMON STOCK 172967101 16652 360200 SH SOLE 360200 0 0 D CITIZENS 1ST BANCORP COM COMMON STOCK 17461R106 657 31800 SH SOLE 31800 0 0 D CITY NATL CORP COM COMMON STOCK 178566105 19369 270100 SH SOLE 270100 0 0 D COBIZ INC COMMON STOCK 190897108 504 27800 SH SOLE 27800 0 0 D COLUMBIA BANCORP USD NPV COM COMMON STOCK 197227101 2552 70000 SH SOLE 70000 0 0 D COMERICA INC COM COMMON STOCK 200340107 2139 37000 SH SOLE 37000 0 0 D COMPASS BANCSHARES INC COMMON STOCK 20449H109 9266 205900 SH SOLE 205900 0 0 D CULLEN FROST BANKER INC COMMON STOCK 229899109 14214 298300 SH SOLE 298300 0 0 D DESERT COMMUNITY BANK COMMON STOCK 25037Y109 1042 40000 SH SOLE 40000 0 0 D DIME BANCORP INC WTS EXP 1/01/ WARRANTS 25429Q110 36 200000 SH SOLE 200000 0 0 D DIME CMNTY BANCORP INC COM COMMON STOCK 253922108 2447 161000 SH SOLE 161000 0 0 D E TRADE FINANCIAL CORP COMMON STOCK 269246104 5106 365000 SH SOLE 365000 0 0 D EFC BANCORP INC COM COMMON STOCK 268423100 680 20000 SH SOLE 20000 0 0 D EPIC BANCORP COMMON STOCK 294250105 907 65700 SH SOLE 65700 0 0 D EUROBANCSHARES COMMON STOCK 298716101 3955 246400 SH SOLE 246400 0 0 D FIRST BUSEY CORP CL A COMMON STOCK 319383105 294 15200 SH SOLE 15200 0 0 D FIRST FINL HLDGS INC COM COMMON STOCK 320239106 2046 68400 SH SOLE 68400 0 0 D FIRST MIDWEST BANCORP INC DEL COMMON STOCK 320867104 7998 228000 SH SOLE 228000 0 0 D FIRST PACTRUST COMMON STOCK 33589V101 1379 54600 SH SOLE 54600 0 0 D FIRST PLACE FINANCIAL/OHIO COMMON STOCK 33610T109 1987 98900 SH SOLE 98900 0 0 D FIRST REGIONAL BANCORP COMMON STOCK 33615C101 3116 47100 SH SOLE 47100 0 0 D FIRST SOUTH BANCORP COMM STOCK COMMON STOCK 33646W100 3842 121300 SH SOLE 121300 0 0 D FIRST ST BANCORPORATION COMMON STOCK 336453105 3763 195100 SH SOLE 195100 0 0 D FLAG FINANCIAL CORP COM COMMON STOCK 33832H107 3072 214800 SH SOLE 214800 0 0 D FLUSHING FINL CORP COM COMMON STOCK 343873105 1595 86700 SH SOLE 86700 0 0 D FNB VORP/VA COMMON STOCK 302930102 902 32200 SH SOLE 32200 0 0 D FRANKLIN RES INC COM COMMON STOCK 354613101 5296 68800 SH SOLE 68800 0 0 D GLACIER BANCORP INC COM STK COMMON STOCK 37637Q105 470 18000 SH SOLE 18000 0 0 D GOLD BANC CORP INC COM COMMON STOCK 379907108 3259 224000 SH SOLE 224000 0 0 D GOLDEN WEST FINL CORP DEL COM COMMON STOCK 381317106 1197 18600 SH SOLE 18600 0 0 D GREENVILLE FIRST COMMON STOCK 39607Y100 1291 62200 SH SOLE 62200 0 0 D HEARTLAND FINL COMMON STOCK 42234Q102 504 25800 SH SOLE 25800 0 0 D HINGHAM INSTN SVGS MASS COMMON STOCK 433323102 1546 36800 SH SOLE 36800 0 0 D HOME FEDERAL BANCORP INDIANA COMMON STOCK 436926109 3840 157700 SH SOLE 157700 0 0 D HORIZON BANCORP IND COM COMMON STOCK 440407104 925 35800 SH SOLE 35800 0 0 D HORIZON FINL CORP COM COMMON STOCK 44041F105 1117 50300 SH SOLE 50300 0 0 D HUDSON CITY BANCORP INC COMMON STOCK 443683107 13321 1167500 SH SOLE 1167500 0 0 D INDEPENDENT BANK CORP MICH COMMON STOCK 453838104 5475 192500 SH SOLE 192500 0 0 D INTERNATIONAL BANCSHARES CORP COMMON STOCK 459044103 5220 184500 SH SOLE 184500 0 0 D INTERVEST BANCSHARES CORP COM COMMON STOCK 460927106 2883 158400 SH SOLE 158400 0 0 D K-FED BANCORP COMMON STOCK 48246S101 1045 85700 SH SOLE 85700 0 0 D KEYCORP NEW COM COMMON STOCK 493267108 3845 116000 SH SOLE 116000 0 0 D LAKELAND FINL CORP COM COMMON STOCK 511656100 6167 151600 SH SOLE 151600 0 0 D LEHMAN BROTHERS HLDGS INC COM COMMON STOCK 524908100 5361 54000 SH SOLE 54000 0 0 D MAINSOURCE FIN GRP I COMMON STOCK 56062Y102 4199 232100 SH SOLE 232100 0 0 D MB FINANCIAL INC COMMON STOCK 55264U108 15761 395700 SH SOLE 395700 0 0 D MELLON FINANCIAL CORP COMMON STOCK 58551A108 772 26900 SH SOLE 26900 0 0 D MERCANTILE BANK CORP COM COMMON STOCK 587376104 3100 70500 SH SOLE 70500 0 0 D MERCANTILE BANKSHRS CORP COM COMMON STOCK 587405101 3865 75000 SH SOLE 75000 0 0 D MERRILL LYNCH & CO INC USD1.33 COMMON STOCK 590188108 10699 194500 SH SOLE 194500 0 0 D MID-STATE BANCSHARES COM COMMON STOCK 595440108 991 35700 SH SOLE 35700 0 0 D MORGAN STANLEY & CO COM COMMON STOCK 617446448 2052 39100 SH SOLE 39100 0 0 D NEW YORK COMMUNITY BANCORP OPTIONS - PUTS 6494450VD 471 26000 SH PUT SOLE 26000 0 0 D NORTH FORK BANCORPORATION COMMON STOCK 659424105 6315 224800 SH SOLE 224800 0 0 D NORTH VALLEY BANCORP COM COMMON STOCK 66304M105 3871 225200 SH SOLE 225200 0 0 D OAK HILL FINL INC COM COMMON STOCK 671337103 6641 227500 SH SOLE 227500 0 0 D OLD SECOND BANCORP INC ILL COMMON STOCK 680277100 8803 302600 SH SOLE 302600 0 0 D PNC FINANCIAL SERVICES GRP COMMON STOCK 693475105 2113 38800 SH SOLE 38800 0 0 D PREFERRED BANK COMMON STOCK 740367107 5399 137300 SH SOLE 137300 0 0 D PROSPERITY BANCSHARES INC COMMON STOCK 743606105 1192 41700 SH SOLE 41700 0 0 D PROVIDENT FINANCIAL HLDGS INC COMMON STOCK 743868101 4585 163100 SH SOLE 163100 0 0 D RAINIER PAC FIN COMMON STOCK 75087U101 1410 89700 SH SOLE 89700 0 0 D ROME BANCORP INC NEW COMMON STOCK 77587P103 552 55000 SH SOLE 55000 0 0 D SCBT FINANCIAL CORP COMMON STOCK 78401V102 1329 42000 SH SOLE 42000 0 0 D SIERRA BANCORP COMMON STOCK 82620P102 2615 115300 SH SOLE 115300 0 0 D SKY FINL GROUP INC COM COMMON STOCK 83080P103 3472 123200 SH SOLE 123200 0 0 D SNB BANCSHARES INC COM COMMON STOCK 78460M209 706 64200 SH SOLE 64200 0 0 D SOUND FEDERAL BANCOR P INC COMMON STOCK 83607V104 6771 419000 SH SOLE 419000 0 0 D SOUTHWEST BANCORP INC OKLA COMMON STOCK 844767103 9093 444000 SH SOLE 444000 0 0 D STERLING BANCORP COM COMMON STOCK 859158107 608 28500 SH SOLE 28500 0 0 D STERLING FINL CORP WASH COM COMMON STOCK 859319105 4282 114500 SH SOLE 114500 0 0 D SUMMIT BANCSHARES INC COM COMMON STOCK 866011109 5268 304500 SH SOLE 304500 0 0 D SUSSEX BANCORP COM COMMON STOCK 869245100 1242 86700 SH SOLE 86700 0 0 D SYNOVUS FINL CORP COM COMMON STOCK 87161C105 2982 104000 SH SOLE 104000 0 0 D TCF FINANCIAL CORP USD.01 COM COMMON STOCK 872275102 10797 417200 SH SOLE 417200 0 0 D TEXAS REGL BANCSHARES INC COMMON STOCK 882673106 6989 229300 SH SOLE 229300 0 0 D TRICO BANCSHARES COM COMMON STOCK 896095106 923 41300 SH SOLE 41300 0 0 D TX UNITD BNCSHRS COMMON STOCK 882838105 185 10200 SH SOLE 10200 0 0 D UCBH HOLDINGS INC COM COMMON STOCK 90262T308 1535 94500 SH SOLE 94500 0 0 D US BANCORP COM COMMON STOCK 902973304 16399 561600 SH SOLE 561600 0 0 D UTD CMNTY BK GA COMMON STOCK 90984P105 7780 299000 SH SOLE 299000 0 0 D VIRGINIA COMMERCE BANCORP COMMON STOCK 92778Q109 5758 236000 SH SOLE 236000 0 0 D WACHOVIA CORP COM COMMON STOCK 929903102 3809 76800 SH SOLE 76800 0 0 D WELLS FARGO COMPANY COMMON STOCK 949746101 17433 283100 SH SOLE 283100 0 0 D WEST COAST BANCORP ORE NEW COM COMMON STOCK 952145100 1994 81700 SH SOLE 81700 0 0 D WESTAMERICA BANCORPORATION COMMON STOCK 957090103 6205 117500 SH SOLE 117500 0 0 D WESTERN SIERRA BANCORP INC COMMON STOCK 959522103 7975 235600 SH SOLE 235600 0 0 D WILLIS LEASE FINANCE CORP COM COMMON STOCK 970646105 1843 230400 SH SOLE 230400 0 0 D WILMINGTON TR CORP COM COMMON STOCK 971807102 2035 56500 SH SOLE 56500 0 0 D ZIONS BANCORP COM COMMON STOCK 989701107 13015 177000 SH SOLE 177000 0 0 S REPORT SUMMARY 113 DATA RECORDS 472217 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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