-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IVuZ+N2eUap+hM9EazQ3ZoK5ZmtFDpzH8ubRB0CmQwPcSvadvoFosJHUJuw7Qvye YxGdnvJKdKKI+97dZ0S4YA== 0001040197-09-000010.txt : 20091112 0001040197-09-000010.hdr.sgml : 20091111 20091112092912 ACCESSION NUMBER: 0001040197-09-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091112 DATE AS OF CHANGE: 20091112 EFFECTIVENESS DATE: 20091112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MAI Wealth Advisors CENTRAL INDEX KEY: 0001040197 IRS NUMBER: 611495162 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06392 FILM NUMBER: 091174589 BUSINESS ADDRESS: STREET 1: 1360 E. NINTH STREET #1100 CITY: CLEVELAND STATE: OH ZIP: 44114 BUSINESS PHONE: 216-436-3500 MAIL ADDRESS: STREET 1: 1360 E. NINTH STREET #1100 CITY: CLEVELAND STATE: OH ZIP: 44114 FORMER COMPANY: FORMER CONFORMED NAME: MCCORMACK ADVISORS INTERNATIONAL DATE OF NAME CHANGE: 20010216 FORMER COMPANY: FORMER CONFORMED NAME: INVESTMENT ADVISORS INTERNATIONAL INC/OH DATE OF NAME CHANGE: 19990322 13F-HR 1 mai093009.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [ ]; Amendment Number: ___________ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: MAI Wealth Advisors LLC Address: 1360 E. 9th St., Suite 1100 Cleveland, Ohio 44114-1782 Form 13F File Number: 28-06392 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kimberly A. Novak Title: Director Phone: (216) 436-3245 Signature, Place, and Date of Signing Kimberly A. Novak Cleveland, Ohio November 12, 2009 Report Type (Check only one): [ X ] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None Form 13F Information Table Entry Total: 171 Form 13F Information Table Value Total: $232415 List of Other Included Managers: None FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Company COM 88579Y101 244 3300 SH SOLE 3300 A T & T Corp New COM 00206R102 2585 95690 SH SOLE 95690 Abbott Labs Inc. COM 002824100 4112 83131 SH SOLE 12000 71131 Accenture PLC Cl A COM G1151C101 2596 69665 SH SOLE 21025 48640 Adobe Systems COM 00724F101 3600 108961 SH SOLE 25517 83444 Affiliated Managers COM 008252108 398 6115 SH SOLE 6115 Air Products & Chemicals Inc COM 009158106 2543 32774 SH SOLE 9850 22924 Akamai Tech COM 00971T101 1551 78797 SH SOLE 15360 63437 Alcoa Inc. COM 013817101 475 36222 SH SOLE 12000 24222 AllianceBernstein Holding LP COM 01881G106 945 34625 SH SOLE 11120 23505 Altisource Porfolio Solutions COM L0175J104 432 29887 SH SOLE 29887 Altria Group Inc. COM 02209S103 587 32968 SH SOLE 18370 14598 America Movil Ser L ADR COM 02364W105 3440 78495 SH SOLE 14650 63845 American Tower COM 029912201 1652 45397 SH SOLE 6350 39047 Ametek Inc COM 031100100 1798 51511 SH SOLE 8645 42866 Amgen Inc COM 031162100 366 6082 SH SOLE 6082 Anadarko Pete Co. COM 032511107 295 4700 SH SOLE 4700 Analog Devices Incorporated COM 032654105 1511 54789 SH SOLE 54789 Annaly Mortgage Management Inc COM 035710409 891 49110 SH SOLE 16670 32440 Apple Inc COM 037833100 1001 5399 SH SOLE 5399 Archer-Daniels Midland COM 039483102 354 12100 SH SOLE 12100 Assurant Inc COM 04621X108 992 30955 SH SOLE 5675 25280 Avon Products Inc. COM 054303102 1309 38555 SH SOLE 15080 23475 Axcelis Technologies Inc. COM 054540109 15 12869 SH SOLE 12869 BHP Billiton Limited COM 088606108 1610 24394 SH SOLE 24394 BP Amoco PLC ADR COM 055622104 4990 93753 SH SOLE 16770 76983 Bank of America Corp COM 060505104 284 16770 SH SOLE 16770 Baxter International COM 071813109 3187 55908 SH SOLE 12020 43888 Beckman Coulter COM 075811109 386 5600 SH SOLE 5600 Berkshire Hathaway COM 084670108 202 2 SH SOLE 2 Berkshire Hathaway Class B COM 084670207 695 209 SH SOLE 209 Boardwalk Pipeline LP (moved t COM 1791 72155 SH SOLE 11200 60955 Boeing Company COM 097023105 219 4049 SH SOLE 4049 Bristol-Myers Squibb COM 110122108 505 22410 SH SOLE 22410 CBL & Associates Properties In COM 124830100 281 28962 SH SOLE 28962 CVS/Caremark Corp. COM 126650100 1508 42185 SH SOLE 7985 34200 Cablevision New Cl A COM 12686C109 379 15954 SH SOLE 15954 Chesapeake Energy Corp. COM 165167107 280 9852 SH SOLE 9852 Chevron Corp. COM 166764100 3823 54277 SH SOLE 8050 46227 China Mobile ADR COM 16941M109 2284 46504 SH SOLE 6080 40424 Chubb Corporation COM 171232101 3058 60668 SH SOLE 7620 53048 Cisco Systems COM 17275R102 1273 54079 SH SOLE 10600 43479 Citigroup COM 172967101 201 41594 SH SOLE 41594 Citrix Systems Inc COM 177376100 2673 68124 SH SOLE 13505 54619 Coca-Cola Co. COM 191216100 305 5677 SH SOLE 5677 Colgate Palmolive COM 194162103 3643 47759 SH SOLE 12935 34824 Comcast Corp Class A Special COM 20030N200 435 27036 SH SOLE 27036 Comcast Corp. Cl A COM 20030N101 713 42250 SH SOLE 42250 ConocoPhillips COM 20825c104 453 10025 SH SOLE 10025 Corning, Inc. COM 219350105 842 54995 SH SOLE 12660 42335 Costco Wholesale Corp COM 22160K105 1781 31589 SH SOLE 3855 27734 Covance Inc COM 222816100 1154 21306 SH SOLE 3940 17366 Danaher Corp. COM 235851102 1660 24659 SH SOLE 5200 19459 Developers Diversified Realty COM 251591103 1360 147151 SH SOLE 147151 Diageo PLC ADR COM 25243Q205 1766 28720 SH SOLE 28720 Dow Chemical COM 260543103 321 12330 SH SOLE 12330 Du Pont (EI) de Nemours COM 263534109 1122 34924 SH SOLE 6050 28874 E M C Corporation COM 268648102 485 28474 SH SOLE 12000 16474 Eaton Corporation COM 278058102 336 5930 SH SOLE 5930 El Paso Corp. COM 28336L109 183 17700 SH SOLE 17700 Emerson Electric COM 291011104 729 18196 SH SOLE 7000 11196 Energy Transfer Ptnrs LP (move COM 2173 51068 SH SOLE 51068 Enerplus Resources Fd COM 29274D604 1582 69103 SH SOLE 69103 Enterprise Products Ptnrs (mov COM 1584 55916 SH SOLE 12000 43916 Exxon Mobil Corp. COM 30231G102 6100 88915 SH SOLE 2700 86215 FPL Group, Inc. COM 302571104 1753 31734 SH SOLE 31734 Fedex COM 31428X106 301 4000 SH SOLE 4000 Flir Systems COM 302445101 3224 115270 SH SOLE 27920 87350 Ford Motor Corp. com new COM 345370860 108 15000 SH SOLE 15000 Freeport McMoRan Copper & Gold COM 35671D857 725 10572 SH SOLE 3965 6607 General Dynamics COM 369550108 226 3500 SH SOLE 3500 General Electric COM 369604103 2850 173598 SH SOLE 31000 142598 German American Bancorp COM 373865104 354 22826 SH SOLE 22826 GlaxoSmithKline PLC COM 37733W105 217 5480 SH SOLE 5480 Goodrich Corp. COM 382388106 1561 28725 SH SOLE 8400 20325 Google Inc COM 38259P508 3350 6756 SH SOLE 1465 5291 Halliburton Company COM 406216101 210 7730 SH SOLE 7730 Harley Davidson Inc. COM 412822108 506 22000 SH SOLE 22000 Health Enhancement Products In COM 42218Y105 7 15000 SH SOLE 15000 Home Depot COM 437076102 1541 57835 SH SOLE 57835 Honeywell International COM 438516106 1642 44193 SH SOLE 44193 Huntington Bancshares COM 446150104 61 13000 SH SOLE 13000 Icahn Enterprises COM 451100101 224 5600 SH SOLE 5600 Intel Corp COM 458140100 3396 173545 SH SOLE 16245 157300 International Business Machine COM 459200101 2030 16970 SH SOLE 16970 International Power Group Ltd COM 46018A100 0 20000 SH SOLE 20000 J P Morgan Chase & Co. COM 46625H100 1513 34517 SH SOLE 34517 Jacobs Engineering COM 469814107 2578 56107 SH SOLE 11475 44632 Jedi Mind Inc COM 47231X109 2 16500 SH SOLE 16500 Johnson & Johnson COM 478160104 5446 89439 SH SOLE 11830 77609 KeyCorp COM 493267108 256 39313 SH SOLE 39313 Kinder Morgan Energy Ptnrs(mov COM 397 7350 SH SOLE 7350 Kinder Morgan Mgmt LLC COM 1545 32640 SH SOLE 32640 L-3 Communications COM 502424104 1360 16931 SH SOLE 5900 11031 Ladenburg Thalmann Financial S COM 50575Q102 11 15000 SH SOLE 15000 Las Vegas Sands Corp. COM 517834107 168 10000 SH SOLE 10000 Liberty Global Inc Cl A COM 530555101 260 11525 SH SOLE 11525 Liberty Media Entertainment A COM 53071M500 982 31564 SH SOLE 31564 Life Technologies Corp COM 53217V109 864 18570 SH SOLE 18570 Lilly, Eli Co COM 532457108 1668 50502 SH SOLE 50502 Lubrizol Corporation COM 549271104 551 7711 SH SOLE 7711 MTR Gaming Group Inc COM 553769100 61 20000 SH SOLE 20000 Marathon Oil Corp COM 565849106 2041 63967 SH SOLE 16155 47812 McDonalds Corp COM 580135101 1962 34386 SH SOLE 34386 MedAssets COM 584045108 2253 99833 SH SOLE 21155 78678 Medco Health Solutions COM 58405U102 3062 55365 SH SOLE 15220 40145 Medtronic Inc. COM 585055106 1484 40325 SH SOLE 40325 Merck & Co COM 58933Y105 1028 32488 SH SOLE 32488 Microsoft Corporation COM 594918104 2886 112192 SH SOLE 112192 Nabors Industries COM G6359F103 1373 65686 SH SOLE 8355 57331 Neoprobe Corp COM 640518106 42 30000 SH SOLE 30000 Nestle SA (REG) ADR COM 641069406 423 9950 SH SOLE 9950 Nice Systems ADR COM 653656108 1742 57225 SH SOLE 13455 43770 Nike Inc. COM 654106103 670 10350 SH SOLE 10350 Nokia COM 654902204 210 14370 SH SOLE 14370 Northern Trust Corp COM 665859104 215 3695 SH SOLE 3695 NuStar Energy (moved to mlus) COM 513 9895 SH SOLE 9895 Nuvasive Inc COM 670704105 1755 42017 SH SOLE 8061 33956 OMNITURE Inc COM 68212S109 2455 114495 SH SOLE 26280 88215 Ocwen Financial Corp COM 675746309 991 87500 SH SOLE 87500 Omnicom Group COM 681919106 1443 39071 SH SOLE 5950 33121 Oracle Corp COM 68389X105 2449 117514 SH SOLE 29140 88374 PNC Financial Services Group COM 693475105 967 19896 SH SOLE 7500 12396 PVF Capital Corp COM 693654105 79 33766 SH SOLE 33766 Parker-Hannifin COM 701094104 1572 30320 SH SOLE 11400 18920 Pepsico Inc. COM 713448108 5019 85565 SH SOLE 10280 75285 Pfizer Inc COM 717081103 286 17270 SH SOLE 17270 Philip Morris Int'l COM 718172109 1631 33471 SH SOLE 33471 Portfolio Recovery Associates COM 73640Q105 1600 35295 SH SOLE 5830 29465 Praxair Inc. COM 74005P104 245 3000 SH SOLE 3000 Procter & Gamble COM 742718109 4427 76439 SH SOLE 8730 67709 Progressive Corp COM 743315103 1880 113397 SH SOLE 113397 Qualcomm Incorporated COM 747525103 5650 125611 SH SOLE 24955 100656 Quest Diagnostics Inc COM 74834L100 2688 51497 SH SOLE 16410 35087 Raytheon Company COM 755111507 2069 43141 SH SOLE 43141 Roper Industries COM 776696106 2050 40206 SH SOLE 7065 33141 Royal Dutch Shell Plc Spon Adr COM 780259206 1342 23458 SH SOLE 8700 14758 Rusina Mining NL COM Q82013105 2 20000 SH SOLE 20000 Schlumberger Limited COM 806857108 347 5825 SH SOLE 5825 Secom Ltd ADR COM 813113206 202 2000 SH SOLE 2000 Spirit Aerosystems COM 848574109 242 13400 SH SOLE 13400 State Street Corp. COM 857477103 3130 59508 SH SOLE 15190 44318 Stryker Corp. COM 863667101 641 14100 SH SOLE 14100 Suncor Energy COM 867224107 221 6400 SH SOLE 6400 Synaptics Inc COM 87157D109 1531 60764 SH SOLE 12960 47804 Sysco Corp COM 871829107 244 9800 SH SOLE 9800 T. Rowe Price Associates Inc COM 74144T108 3485 76248 SH SOLE 7270 68978 Target COM 87612E106 1913 40975 SH SOLE 10790 30185 Telefonos de Mexico COM 879403780 384 22000 SH SOLE 22000 Telemex International SAB ADS COM 879690105 307 22000 SH SOLE 22000 Teva Pharmaceutical Inds COM 881624209 2723 53862 SH SOLE 5950 47912 Time Warner Inc COM 887317303 415 14429 SH SOLE 14429 Travelers Companies Inc COM 89417E109 772 15675 SH SOLE 6310 9365 U S Bancorp new COM 902973304 346 15850 SH SOLE 15850 Unilever NV Shares COM 904784709 439 15200 SH SOLE 15200 Unilever PLC ADR COM 904767704 1161 40481 SH SOLE 40481 United Technologies COM 913017109 916 15027 SH SOLE 15027 VCA Antech Inc COM 918194101 1763 65579 SH SOLE 12300 53279 VISA Inc Cl A COM 92826C839 274 3958 SH SOLE 3958 Varian Medical Systems Inc. COM 92220P105 383 9100 SH SOLE 9100 Verizon Communications COM 92343V104 1374 45388 SH SOLE 45388 Viewcast.com COM 926713108 6 30000 SH SOLE 30000 Vodafone Group PLC COM 92857W209 4814 213935 SH SOLE 23740 190195 Wal-Mart Stores Inc. COM 931142103 1520 30967 SH SOLE 30967 Walgreen Inc. COM 931422109 241 6432 SH SOLE 6432 Waste Management Inc. COM 94106L109 1448 48545 SH SOLE 48545 Weatherford Int'l Inc COM H27013103 1881 90717 SH SOLE 15375 75342 Wendy's/Arby's Group Inc Cl A COM 950587105 307 64850 SH SOLE 64850 Western Union COM 959802109 235 12400 SH SOLE 12400 Wyeth COM 983024100 2465 50740 SH SOLE 13800 36940 Yum! Brands Inc. COM 988498101 1791 53037 SH SOLE 8020 45017
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