FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
ONEOK INC /NEW/ [ OKE ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 10/24/2003 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock, par value $.0.01 | 10/23/2003 | G | V | 100 | D | $0 | 8,958 | I | by Trust | |
Common Stock, par value $.0.01 | 10/23/2003 | G | V | 100 | D | $0 | 8,858 | I | by Trust | |
Common Stock, par value $.0.01(1) | 5,688 | D | ||||||||
Common Stock, par value $.0.01 | 14,726 | I | Restricted | |||||||
Common Stock, par value $.0.01 | 248 | I | by Spouse | |||||||
Common Stock, par value $.0.01 | 24,087 | I | by Thrift Plan(2) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-Qualified Stock Option (right to buy) | $14.58 | (3) | 10/21/2009 | Common Stock, par value $.0.01 | 4,000 | 4,000 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $16.88 | 02/20/2004 | 02/20/2013 | Common Stock, par value $.0.01 | 6,000 | 6,000 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $17.045 | 01/17/2003(4) | 01/17/2012 | Common Stock, par value $.0.01 | 30,000 | 30,000 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $17.61 | (5) | 10/15/2008 | Common Stock, par value $.0.01 | 4,985 | 4,985 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $20.54 | 12/12/2003(6) | 10/15/2008 | Common Stock, par value $.0.01 | 7,900 | 7,900 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $20.54 | 12/12/2003(6) | 10/21/2009 | Common Stock, par value $.0.01 | 4,684 | 4,684 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $22.2 | 11/06/2002(6) | 10/21/2009 | Common Stock, par value $.0.01 | 3,530 | 3,530 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $22.31 | 01/18/2002(7) | 01/18/2011 | Common Stock, par value $.0.01 | 25,000 | 25,000 | D | ||||||||
Performance Shares | (8) | (8) | 02/20/2006 | Common Stock, par value $.0.01 | 6,000 | 6,000 | D |
Explanation of Responses: |
1. In addition to the common stock reflected in Column 5, the reporting person owns 14,478 shares of ONEOK restricted common stock, 23,884 shares of ONEOK common stock held for his account by the ONEOK Thrift Plan and 241 shares are owned by the reporting person's spouse. |
2. Held by the Trustee of the Thrift Plan for Employees of ONEOK, Inc. and Subsidiaries. |
3. This option vests in four equal annual installments beginning on October 21, 2000. |
4. Annual option grant under the Issuer's Long-Term Incentive Plan. This option vests in four equal annual installments beginning 01/17/03. |
5. This option vests in four equal annual installments beginning on October 15, 1999. |
6. This is a reload option having the same terms as the original option and exercisable in six months from the date of grant. |
7. Annual option grant under the Issuer's Long-Term Incentive Plan. This option vests in four equal annual installments beginning 01/18/02. |
8. Performance shares awarded under the Issuer's Long-Term Incentive Plan. The award vests for a percentage (0% to 200%) of the performance shares awarded 36 months from the date of grant based upon the Company's total stockholder return compared to total stockholder return of a selected peer group. |
By: Eric Grimshaw, Attorney in Fact For: John A. Gaberino | 10/24/2003 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |