-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Jn0Jpn80oprN3XFckKx7kjaSoSdrI+JM3P1zn7m1VfUt/ULuhPAPLoyk7RGPdSYH aqwwkOpOH02kM95C01pxZQ== 0000891618-97-002583.txt : 19970613 0000891618-97-002583.hdr.sgml : 19970613 ACCESSION NUMBER: 0000891618-97-002583 CONFORMED SUBMISSION TYPE: 8-A12G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970612 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: SCM MICROSYSTEMS INC CENTRAL INDEX KEY: 0001036044 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: 8-A12G SEC ACT: 1934 Act SEC FILE NUMBER: 000-22689 FILM NUMBER: 97623268 BUSINESS ADDRESS: STREET 1: 131 ALBRIGHT WAY CITY: LOS GATOS STATE: CA ZIP: 95030 MAIL ADDRESS: STREET 1: 131 ALBRIGHT WAY CITY: LOS GATOS STATE: CA ZIP: 95030 8-A12G 1 FORM 8-A PURSUANT TO SECTION 12(G) 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 SCM MICROSYSTEMS, INC. - ------------------------------------------------------------------------------- (Exact name of registrant as specified in its charter) Delaware 77-044-4317 - -------------------------------------- ----------------------------------- (State of Incorporation) (I.R.S. Employer Identification No.) 131 Albright Way, Los Gatos, CA 95030 - ------------------------------------------------------------------------------- (Address of principal executive offices) (ZIP Code) If this Form relates to the registration of a class of debt securities and is effective upon filing pursuant to General Instruction A.(c)(1), please check the following box. [ ] If this Form relates to the registration of a class of debt securities and is to become effective simultaneously with the effectiveness of a concurrent registration statement under the Securities Act of 1933 pursuant to General Instruction A.(c)(2), please check the following box. [ ] Securities to be registered pursuant to Section 12(b) of the Act: Title of each class Name of each exchange on which to be so registered each class is to be registered None - ---------------------------------- -------------------------------- - --------------------------------- -------------------------------- Securities to be registered pursuant to Section 12(g) of the Act: Common Stock, par value $0.001 per share - ------------------------------------------------------------------------------- (Title of class) - ------------------------------------------------------------------------------- (Title of class) 2 Information Required in Registration Statement Item 1. Description of Registrant's Securities to be Registered Incorporated by reference to page 52 of the Prospectus contained in Registrant's Registration Statement on Form S-1 filed with the Securities and Exchange Commission pursuant to Rule 424(b) under the Securities Act. Item 2. Exhibits The following exhibits are filed as part of this registration statement: 1.1(1) Specimen certificate for Registrant's Common Stock. 2.1(2) Third Amended and Restated Certificate of Incorporation. 2.2(3) Form of Fourth Amended and Restated Certificate of Incorporation to be filed promptly after the closing of the offering. 2.3(4) Bylaws, as amended. - -------- 1 Incorporated by reference to Exhibit 4.1 to the Registrant's Registration Statement on Form S-1 filed on June 12, 1997. 2 Incorporated by reference to Exhibit 3.1 to the Registrant's Registration Statement on Form S-1 filed on June 12, 1997. 3 Incorporated by reference to Exhibit 3.2 to the Registrant's Registration Statement on Form S-1 filed on June 12, 1997. 4 Incorporated by reference to Exhibit 3.3 to the Registrant's Registration Statement on Form S-1 filed on June 12, 1997. -2- 3 Signature Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized. Dated: June 12, 1997 SCM Microsystems, Inc. By: \s\Steven Humphreys --------------------------- Steven Humphreys Chief Executive Officer -3- 4 Index to Exhibits
Exhibit Number Description - ----------------- ----------------------------------------------------------- 1.1(1) Specimen certificate for Registrant's Common Stock. 2.1(2) Third Amended and Restated Certificate of Incorporation. 2.2(3) Form of Fourth Amended and Restated Articles of Incorporation to be filed promptly after the closing of the offering. 2.3(4) Bylaws, as amended.
- --------------------------- 1 Incorporated by reference to Exhibit 4.1 to the Registrant's Registration Statement on Form S-1 filed on June 12, 1997. 2 Incorporated by reference to Exhibit 3.1 to the Registrant's Registration Statement on Form S-1 filed on June 12, 1997. 3 Incorporated by reference to Exhibit 3.2 to the Registrant's Registration Statement on Form S-1 filed on June 12, 1997. 4 Incorporated by reference to Exhibit 3.3 to the Registrant's Registration Statement on Form S-1 filed on June 12, 1997. -4- -----END PRIVACY-ENHANCED MESSAGE-----