0001034550-13-000005.txt : 20130430 0001034550-13-000005.hdr.sgml : 20130430 20130430171554 ACCESSION NUMBER: 0001034550-13-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130430 DATE AS OF CHANGE: 20130430 EFFECTIVENESS DATE: 20130430 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ARMSTRONG SHAW ASSOCIATES INC/CT CENTRAL INDEX KEY: 0001034550 IRS NUMBER: 061235730 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06126 FILM NUMBER: 13798974 BUSINESS ADDRESS: STREET 1: 45 GROVE STREET CITY: NEW CANAAN STATE: CT ZIP: 06840 BUSINESS PHONE: 2039729600 MAIL ADDRESS: STREET 1: 45 GROVE ST CITY: NEW CANAAN STATE: CT ZIP: 06840 13F-HR 1 13f-1q13.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Armstrong Shaw Associates Inc. Address: 45 Grove Street New Canaan, CT 06840 13F File Number: 28-6126 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person signing this Report on Behalf of Reporting Manager: Name: Monica C. Grady Title: Principal / CCO Phone: 203-972-9600 Signature, Place, and Date of Signing: Monica C. Grady New Canaan, Connecticut March 31, 2013 Report Type (Check only one.): [ ] 13F HOLDING REPORT. [ ] 13F NOTICE. [X] 13F COMBINATION REPORT. List of other Managers Reporting for this Manager: 028-01190 Frank Russell Company I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 46 Form 13F Information Table Value Total: $ 2,352,105 List of Other Included Managers: No. 13F File Number Name None FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASSCUSIP (x$1000) PRN AMT PRN CALLDISCRETN MANAGERS SOLE SHARED NONE ------------------------------------------------ ----------------------------------------------------------------------- Abbott Labs com 002824100 44048 1247112 SH SOLE 197645 0 1049467 Abbvie Inc. com 00287y109 50956 1249539 SH SOLE 197586 0 1051953 Ace Ltd shs H0023R105 63016 708289 SH SOLE 128497 0 579792 ADT Corporation com 00101j106 53977 1102918 SH SOLE 171323 0 931595 American International Group com new 026874784 72185 1859473 SH SOLE 296175 0 1563298 Amgen Inc. com 031162100 47959 467845 SH SOLE 79047 0 388798 Apache Corp. com 037411105 41781 541480 SH SOLE 87023 0 454457 Apple Computer com 037833100 341 771 SH SOLE 654 0 117 Berkshire Hathaway Inc. cl a 084670108 3126 20 SH SOLE 20 0 0 Blackrock Muniyield Quality Fund com 09254e103 305 20000 SH SOLE 20000 0 0 Calpine Corp. com new 131347304 83109 4034420 SH SOLE 638437 0 3395983 Cameron International Corp. com 13342b105 71474 1096224 SH SOLE 175854 0 920370 Capital One Financial com 14040H105 62290 1133582 SH SOLE 180028 0 953554 Chevron Corp. com 166764100 51610 434358 SH SOLE 76880 0 357478 Comcast Corp. Special Cl A cl a spl 20030N200 93361 2356994 SH SOLE 367764 0 1989230 Covidien PLC shs g2554f113 78362 1155094 SH SOLE 185814 0 969280 CVS Caremark Corp. com 126650100 90038 1637360 SH SOLE 255001 0 1382359 Dresser-Rand Group Inc com 261608103 68565 1111987 SH SOLE 172096 0 939891 EMC Corporation com 268648102 51652 2162072 SH SOLE 340167 0 1821905 Express Scripts Holding Company com 30219g108 54429 944619 SH SOLE 142057 0 802562 Ford Motor Co. com par $0.01 345370860 67334 5120461 SH SOLE 801232 0 4319229 Goldman Sachs Group Inc. com 38141G104 64792 440310 SH SOLE 65679 0 374631 Halliburton Co. com 406216101 64721 1601604 SH SOLE 244759 0 1356845 Honeywell International Inc com 438516106 59969 795879 SH SOLE 149620 0 646259 International Business Machines Ccom 459200101 38082 178537 SH SOLE 27824 0 150713 JPMorgan Chase & Co. com 46625H100 59009 1243350 SH SOLE 188773 0 1054577 Kinder Morgan Inc. com 49456b101 75215 1944540 SH SOLE 315224 0 1629316 Lowe's Cos., Inc. com 548661107 61205 1614055 SH SOLE 253113 0 1360942 MasterCard Inc. Class A cl a 57636q104 54977 101597 SH SOLE 15485 0 86112 MetLife Inc. com 59156R108 73327 1928642 SH SOLE 298366 0 1630276 Nuveen Municipal Opportunity Fundcom 670984103 285 19000 SH SOLE 19000 0 0 Nuveen Select Tax-Free Income Porsh ben int 67062F100 293 20000 SH SOLE 20000 0 0 Oracle Corp. com 68389X105 49385 1527515 SH SOLE 246493 0 1281022 Praxair Inc. com 74005P104 47801 428553 SH SOLE 65393 0 363160 Royal Dutch Shell PLC-ADR A spons adr a 780259206 27493 421933 SH SOLE 30822 0 391111 The Mosaic Company com 61945c103 37709 632597 SH SOLE 93375 0 539222 The Procter & Gamble Co. com 742718109 740 9600 SH SOLE 0 0 9600 Thermo Fisher Scientific Inc. com 883556102 79369 1037640 SH SOLE 166744 0 870896 Tyco International Ltd. shs h89128104 62745 1960766 SH SOLE 304493 0 1656273 United Parcel Service- Cl B cl b 911312106 49339 574372 SH SOLE 90452 0 483920 United Technologies Corp. com 913017109 60690 649577 SH SOLE 102190 0 547387 UnitedHealth Group Inc. com 91324P102 59244 1035549 SH SOLE 165941 0 869608 Verizon Communications com 92343v104 1252 25472 SH SOLE 0 0 25472 Wabco Holdings Inc. com 92927k102 27947 395899 SH SOLE 65398 0 330501 Wells Fargo & Co. com 949746101 67684 1829798 SH SOLE 291395 0 1538403 Wyndham Worldwide Corp. com 98310W108 78916 1223888 SH SOLE 198209 0 1025679