0001072613-19-000290.txt : 20191108 0001072613-19-000290.hdr.sgml : 20191108 20191108160117 ACCESSION NUMBER: 0001072613-19-000290 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191108 DATE AS OF CHANGE: 20191108 EFFECTIVENESS DATE: 20191108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CITY OF LONDON INVESTMENT MANAGEMENT CO LTD CENTRAL INDEX KEY: 0001034546 IRS NUMBER: 000000000 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06258 FILM NUMBER: 191203997 BUSINESS ADDRESS: STREET 1: 77 GRACECHURCH STREET CITY: LONDON STATE: X0 ZIP: EC3V0AS BUSINESS PHONE: 4417171107 MAIL ADDRESS: STREET 1: 77 GRACECHURCH STREET CITY: LONDON STATE: X0 ZIP: EC3V0AS 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001034546 XXXXXXXX 09-30-2019 09-30-2019 false CITY OF LONDON INVESTMENT MANAGEMENT CO LTD

77 GRACECHURCH STREET LONDON X0 EC3V0AS

13F HOLDINGS REPORT 028-06258 N Thomas W. Griffith 610-380-2110 /s/ Thomas W. Griffith Coatesville PA 11-08-2019 0 147 1350106 INFORMATION TABLE 2 infotable.xml ABERDEEN AUSTRALIA EQUITY FUND COM 003011103 218 41840 SH SOLE 41840 0 0 ABERDEEN EMERGING MARKETS EQUI COM 00301W105 88494 12760454 SH SOLE 12760454 0 0 ABERDEEN JAPAN EQUITY FUND INC COM 00306J109 4466 611297 SH SOLE 611297 0 0 ABERDEEN TOTAL DYNAMIC DIVIDEND COM SH BEN INT 00326L100 8171 982688 SH SOLE 982688 0 0 ADAMS DIVERSIFIED EQUITY FUND COM 006212104 3482 219760 SH SOLE 219760 0 0 ADAMS NATURAL RESOURCES FUND I COM 00548F105 3602 227594 SH SOLE 227594 0 0 ALLIANCEBERNSTEIN NATIONAL MUNI COM 01864U106 1730 126049 SH SOLE 126049 0 0 ALLIANZGI NFJ DIVIDEND INTEREST COM 01883A107 1064 86925 SH SOLE 86925 0 0 ASA GOLD AND PRECIOUS METALS LTD SHS G3156P103 314 26130 SH SOLE 26130 0 0 BLACKROCK 2022 GLOBAL INCOME O COM 09258P104 208 21639 SH SOLE 21639 0 0 BLACKROCK CALIFORNIA MUNICIPAL COM SH BEN INT 09248E102 2010 146865 SH SOLE 146865 0 0 BLACKROCK ENHANCED EQUITY DIVIDEND TRUST COM 09251A104 510 55426 SH SOLE 55426 0 0 BLACKROCK GLOBAL OPP EQTY TR COM 092501105 300 28825 SH SOLE 28825 0 0 BLACKROCK INTERNATIONAL GROWTH COM BENE INTER 092524107 10672 1974473 SH SOLE 1974473 0 0 BLACKROCK INVESTMENT QUALITY MUNICIPAL T COM 09247D105 775 49651 SH SOLE 49651 0 0 BLACKROCK MUNI INTERMEDIATE DURATION FUN COM 09253X102 1300 91727 SH SOLE 91727 0 0 BLACKROCK MUNICIPAL INCOME QUA COM 092479104 1952 137983 SH SOLE 137983 0 0 BLACKROCK MUNICIPAL INCOME TRUST SH BEN INT 09248F109 1116 79192 SH SOLE 79192 0 0 BLACKROCK MUNICIPAL TARGET TERM TRUST COM SHS BEN INT 09257P105 2068 87435 SH SOLE 87435 0 0 BLACKROCK MUNIENHANCED FUND COM 09253Y100 760 66883 SH SOLE 66883 0 0 BLACKROCK MUNIHOLDINGS CA QU COM 09254L107 657 46569 SH SOLE 46569 0 0 BLACKROCK MUNIHOLDINGS INVESTMENT QUALIT COM 09254P108 1355 100511 SH SOLE 100511 0 0 BLACKROCK MUNIHOLDINGS NEW YORK COM 09255C106 517 37846 SH SOLE 37846 0 0 BLACKROCK MUNIHOLDINGS QUALITY FUND II I COM 09254C107 753 58962 SH SOLE 58962 0 0 BLACKROCK MUNIYIELD CALIFORNIA FUND COM 09254M105 1364 94679 SH SOLE 94679 0 0 BLACKROCK MUNIYIELD CALIFORNIA QUALITY F COM 09254N103 3667 255175 SH SOLE 255175 0 0 BLACKROCK MUNIYIELD NY QUAL COM 09255E102 527 40412 SH SOLE 40412 0 0 BLACKROCK MUNIYIELD PA COM 09255G107 574 40476 SH SOLE 40476 0 0 BLACKROCK MUNIYIELD QUALITY FUND II INC COM 09254G108 376 29023 SH SOLE 29023 0 0 BLACKROCK MUNIYIELD QUALITY FUND III COM 09254E103 2613 192442 SH SOLE 192442 0 0 BLACKROCK MUNIYIELD QUALITY FUND INC COM 09254F100 755 50267 SH SOLE 50267 0 0 BLACKROCK RESOURCES AND COMMODITIES SHS 09257A108 285 37984 SH SOLE 37984 0 0 BLACKSTONE/GSO SENIOR FLOATING RATE TERM COM 09256U105 533 31593 SH SOLE 31593 0 0 BOULDER GROWTH AND INCOME FUND COM 101507101 211 18836 SH SOLE 18836 0 0 BROOKFIELD GLOBAL LISTED INFRASTRUCTURE COM SHS 11273Q109 797 58259 SH SOLE 58259 0 0 BROOKFIELD REAL ASSETS INCOME SHS BEN INT 112830104 586 25921 SH SOLE 25921 0 0 CENTRAL AND EASTERN EUROPE FUND COM 153436100 40809 1570168 SH SOLE 1570168 0 0 CENTRAL SECS CORP COM 155123102 438 13900 SH SOLE 13900 0 0 CHINA FUND INC. COM 169373107 59339 3061861 SH SOLE 3061861 0 0 CLEARBRIDGE ENERGY MIDSTREAM OPPORTUNITY COM 18469P100 7623 875705 SH SOLE 875705 0 0 CRESUD ADR SPONSORED ADR 226406106 7684 1299000 SH SOLE 1299000 0 0 DREYFUS MUNICIPAL BOND INFRASTRUCTURE FU SHS 09662W109 817 57298 SH SOLE 57298 0 0 DREYFUS MUNICIPAL INCOME INC COM 05589T104 605 64645 SH SOLE 64645 0 0 DREYFUS STRATEGIC MUNI BO COM 09662E109 778 92101 SH SOLE 92101 0 0 DREYFUS STRATEGIC MUNICIPALS INC COM 05588W108 778 90669 SH SOLE 90669 0 0 DTF TAX FREE INCOME INC COM 23334J107 771 53501 SH SOLE 53501 0 0 DWS MUNICIPAL INCOME TRUST COM 233368109 758 65484 SH SOLE 65484 0 0 EATON VANCE CALIFORNIA MUNICIPAL COM 27828A100 712 62785 SH SOLE 62785 0 0 EATON VANCE LIMITED DURATION INCOME FUND COM 27828H105 271 21624 SH SOLE 21624 0 0 EATON VANCE MUNICIPAL BOND FUND COM 27827X101 565 43431 SH SOLE 43431 0 0 EATON VANCE RISK MANAGED DIV COM 27829G106 391 42240 SH SOLE 42240 0 0 EATON VANCE SHORT DURATION DIVERSIFIED I COM 27828V104 484 36929 SH SOLE 36929 0 0 EATON VANCE TAX-ADVANTAGED GLOBAL DIVIDE COM 27828S101 1123 68320 SH SOLE 68320 0 0 EATON VANCE TX-MANAGED GLOBAL BUY-WRITE COM 27829C105 174 18000 SH SOLE 18000 0 0 FIRST TRUST DYNAMIC EUROPEAN EQUITY INC COM SHS 33740D107 6050 444394 SH SOLE 444394 0 0 FIRST TRUST MLP AND ENERGY INC COM 33739B104 1535 133745 SH SOLE 133745 0 0 FIRST TRUST/ABERDEEN EM OPPORTUNITY FUND COM 33731K102 1180 89146 SH SOLE 89146 0 0 GABELLI DIV & INCOME TRUST COM 36242H104 956 44427 SH SOLE 44427 0 0 GABELLI HEALTHCARE AND WELLNESSRX TRUST SHS 36246K103 473 45456 SH SOLE 45456 0 0 GENERAL AMERICAN INVESTORS COM 368802104 301 8283 SH SOLE 8283 0 0 GLOBAL X FTSE ARGENTINA 20 ETF GB MSCI AR ETF 37950E259 570 25000 SH SOLE 25000 0 0 GLOBAL X NIGERIA INDEX ETF GBL X MSCI NGR 37954Y665 2313 176209 SH SOLE 176209 0 0 HERZFELD CARIBBEAN BASIN FUND COM 42804T106 2949 464028 SH SOLE 464028 0 0 HIGHLAND FLOATING RATE OPP SHS BEN INT 43010E404 10598 792941 SH SOLE 792941 0 0 HIGHLAND GLOBAL ALLOCATION FUND COM 43010T104 3187 311539 SH SOLE 311539 0 0 INDIA FUND INC COM 454089103 22191 1081177 SH SOLE 1081177 0 0 INVESCO ADVANTAGE MUNICIPAL INCOME SHS BEN INT 46132E103 1273 113005 SH SOLE 113005 0 0 INVESCO CALIFORNIA VALUE MUNICIPAL INCOM COM 46132H106 1234 96447 SH SOLE 96447 0 0 INVESCO MUNICIPAL OPPORTUNITY TRUST COM 46132C107 739 59044 SH SOLE 59044 0 0 INVESCO MUNICIPAL TRUST COM 46131J103 587 46389 SH SOLE 46389 0 0 INVESCO QUALITY MUNICIPAL INCOME TRUST COM 46133G107 1155 90048 SH SOLE 90048 0 0 INVESCO SENIOR INCOME TRUST COM 46131H107 3621 865214 SH SOLE 865214 0 0 INVESCO TRUST FOR INVESTMENT G COM 46131M106 1676 130280 SH SOLE 130280 0 0 INVESCO VAN KAMPEN DYNAMIC CREDIT OPP COM 46132R104 3841 349305 SH SOLE 349305 0 0 IRSA INVERSIONES Y REPRESENTAC ADR GLOBAL DEP RCPT 450047204 7538 1426266 SH SOLE 1426266 0 0 ISHARES FTSE/XINHUA CHINA 25 INDEX FUND CHINA LG CAP ETF 464287184 4372 109800 SH SOLE 109800 0 0 ISHARES MSCI BRAZIL- US MSCI BRAZIL ETF 464286400 74140 1759158 SH SOLE 1759158 0 0 ISHARES MSCI CHINA ETF MSCI CHINA ETF 46429B671 74218 1324381 SH SOLE 1324381 0 0 ISHARES MSCI FRONTIER 100 ETF MSCI FRNTR100ETF 464286145 10538 375000 SH SOLE 375000 0 0 ISHARES MSCI KOREA MSCI STH KOR ETF 464286772 39174 695491 SH SOLE 695491 0 0 ISHARES MSCI MEXICO MSCI MEXICO ETF 464286822 7144 167309 SH SOLE 167309 0 0 ISHARES MSCI TAIWAN MSCI TAIWAN ETF 46434G772 6475 178244 SH SOLE 178244 0 0 ISHARES S&P LATIN AMERICA LATN AMER 40 ETF 464287390 37512 1187100 SH SOLE 1187100 0 0 JAPAN SMALLER CAPITALIZATION FUND, INC COM 47109U104 19147 2180796 SH SOLE 2180796 0 0 JOHN HANCOCK FINANCIAL OPPORTUNITIES FUN SH BEN INT NEW 409735206 808 25136 SH SOLE 25136 0 0 JOHN HANCOCK INVESTORS TRUST COM 410142103 503 29532 SH SOLE 29532 0 0 JOHN HANCOCK TAX-ADVANTAGE GLOBAL SHAREH TAX ADV GLB SH 41013P749 89 13016 SH SOLE 13016 0 0 KAYNE ANDERSON MLP INVESTMENT COMPANY COM 486606106 1582 109413 SH SOLE 109413 0 0 KOREA FUND COM NEW 500634209 52226 1904684 SH SOLE 1904684 0 0 KRANESHARES CSI CHINA INTERNET CSI CHI INTERNET 500767306 886 21440 SH SOLE 21440 0 0 LIBERTY ALL STAR EQUITY FUND SH BEN INT 530158104 427 66800 SH SOLE 66800 0 0 MADISON COVERED CALL & EQUITY FUND COM 557437100 211 32945 SH SOLE 32945 0 0 MEXICO EQUITY & INCOME FUND INC COM 592834105 17090 1624519 SH SOLE 1624519 0 0 MEXICO FUND COM 592835102 57770 4425116 SH SOLE 4425116 0 0 MFS HIGH INCOME MUNICIPAL TRUST SH BEN INT 59318D104 296 53994 SH SOLE 53994 0 0 MORGAN STANLEY EMERGING MARKETS DOMESTIC COM 617477104 3129 475572 SH SOLE 475572 0 0 MS CHINA A SHARE COM 617468103 56633 2766621 SH SOLE 2766621 0 0 MS INDIA INVESTMENT COM 61745C105 65085 3431851 SH SOLE 3431851 0 0 NEUBERGER BERMAN HIGH YIELD STRATEGIES F COM 64128C106 488 40366 SH SOLE 40366 0 0 NEUBERGER BERMAN MLP AND ENERGY INCOME COM 64129H104 24340 3382924 SH SOLE 3382924 0 0 NEW GERMANY COM 644465106 12468 898950 SH SOLE 898950 0 0 NEW IRELAND FUND COM 645673104 405 47093 SH SOLE 47093 0 0 NEXPOINT STRATEGIC OPPORTUNITI COM 65340G205 17615 982959 SH SOLE 982959 0 0 NUVEEN AMT-FREE MUNICIPAL INCOME FUND COM 670657105 13222 923616 SH SOLE 923616 0 0 NUVEEN AZ QUAL MUNI INC FD COM 67061W104 506 37646 SH SOLE 37646 0 0 NUVEEN CALIFORNIA AMT FREE QUA COM 670651108 1177 77890 SH SOLE 77890 0 0 NUVEEN CALIFORNIA QUALITY MUNI COM 67066Y105 1582 105585 SH SOLE 105585 0 0 NUVEEN CREDIT STRATEGIES INCOME FUND COM 67073D102 6105 816780 SH SOLE 816780 0 0 NUVEEN DIVERSIFIED DIVIDEND AND INCOME F COM 6706EP105 441 40283 SH SOLE 40283 0 0 NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND COM SH BEN INT 67070X101 1644 101362 SH SOLE 101362 0 0 NUVEEN ENHANCED AMT FREE MUNICPAL CREDIT COM 67071L106 2176 130017 SH SOLE 130017 0 0 NUVEEN ENHANCED MUNICIPAL VALUE FUND COM 67074M101 730 50880 SH SOLE 50880 0 0 NUVEEN INTERMEDIATE DURATION MUNICIPAL T COM 670671106 4490 327253 SH SOLE 327253 0 0 NUVEEN MD QUAL INC FD COM 67061Q107 762 57148 SH SOLE 57148 0 0 NUVEEN NEW YORK AMT FREE QUALI COM 670656107 8437 627543 SH SOLE 627543 0 0 NUVEEN PENNSYLVANIA QUALITY MUNI COM 670972108 1142 81625 SH SOLE 81625 0 0 NUVEEN QUALITY MUNICIPAL INCOME COM 67066V101 17126 1192183 SH SOLE 1192183 0 0 NUVEEN TAX-ADV TOTAL RETURN STRATEGY FUN COM 67090H102 246 21805 SH SOLE 21805 0 0 PAMPA ENERGIA SA-SPON ADR SPONS ADR LVL I 697660207 8307 478379 SH SOLE 478379 0 0 PIMCO DYNAMIC CREDIT INCOME COM SHS 72202D106 794 32399 SH SOLE 32399 0 0 PIONEER MUNICIPAL HIGH INCOME COM SHS 723763108 1907 153252 SH SOLE 153252 0 0 PIONEER MUNICIPAL HIGH INCOME ADVANTAGE COM 723762100 2265 207166 SH SOLE 207166 0 0 PUTNAM MANAGED MUNICIPAL INCOME TRUST COM 746823103 761 97606 SH SOLE 97606 0 0 PUTNAM MUNICIPAL OPPORTUNITIES TRUST SH BEN INT 746922103 1132 86295 SH SOLE 86295 0 0 ROYCE VALUE TRUST COM 780910105 1311 95335 SH SOLE 95335 0 0 SPDR S&P CHINA ETF S&P CHINA ETF 78463X400 18659 206800 SH SOLE 206800 0 0 SPROTT FOCUS TRUST COM 85208J109 4115 610145 SH SOLE 610145 0 0 SWISS HELVETIA FUND INC COM 870875101 277 34471 SH SOLE 34471 0 0 TAIWAN FUND COM 874036106 59387 3221435 SH SOLE 3221435 0 0 TEKLA HEALTHCARE INVESTORS SH BEN INT 87911J103 3870 211086 SH SOLE 211086 0 0 TEMPLETON DRAGON FUND COM 88018T101 181418 10120947 SH SOLE 10120947 0 0 TEMPLETON EMERGING MARKETS FD COM 880191101 24992 1706506 SH SOLE 1706506 0 0 THE EUROPEAN EQUITY FUND INC COM 298768102 878 98200 SH SOLE 98200 0 0 TORTOISE MIDSTREAM ENERGY FUND INC COM 89148B101 5113 416525 SH SOLE 416525 0 0 VANECK VECTORS EGYPT INDEX ETF EGYPT INDX ETF 92189F775 2459 80000 SH SOLE 80000 0 0 VANECK VECTORS RUSSIA ETF RUSSIA ETF 92189F403 1110 48700 SH SOLE 48700 0 0 VANGUARD EMERGING MARKETS ETF FTSE EMR MKT ETF 922042858 7708 191426 SH SOLE 191426 0 0 VANGUARD FTSE ALL WORLD EX-US ALLWRLD EX US 922042775 7084 142000 SH SOLE 142000 0 0 VIRTUS TOTAL RETURN FUND INC COM 92837G100 317 28139 SH SOLE 28139 0 0 VOYA ASIA PACIFIC HIGH DIV FUND COM 92912J102 13530 1599312 SH SOLE 1599312 0 0 VOYA EMERGING MARKETS HIGH INC COM 92912P108 1097 153079 SH SOLE 153079 0 0 VOYA INFRASTRUCTURE INDUSTRIALS AND MAT COM 92912X101 1931 168301 SH SOLE 168301 0 0 WA/CLAY US INFLATION-LINKED OPP&INC COM 95766R104 740 66566 SH SOLE 66566 0 0 WESTERN ASSET HIGH YIELD DEFINED OPPORTU COM 95768B107 928 61026 SH SOLE 61026 0 0 WESTERN ASSET MANAGED MUNICIPALS FUND COM 95766M105 277 20175 SH SOLE 20175 0 0 WESTERN ASSET MUNICIPAL PARTNERS FUND COM 95766P108 154 10048 SH SOLE 10048 0 0 XTRACKERS HARVEST CSI 300 CHINA A SHARES XTRACK HRVST CSI 233051879 6166 227900 SH SOLE 227900 0 0