<SEC-DOCUMENT>0001145443-13-000318.txt : 20130213
<SEC-HEADER>0001145443-13-000318.hdr.sgml : 20130213
<ACCEPTANCE-DATETIME>20130213140448
ACCESSION NUMBER: 0001145443-13-000318
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120331
FILED AS OF DATE: 20130213
DATE AS OF CHANGE: 20130213
EFFECTIVENESS DATE: 20130213
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MANULIFE ASSET MANAGEMENT (US) LLC
CENTRAL INDEX KEY: 0001034182
IRS NUMBER: 043168979
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-03673
FILM NUMBER: 13601912
BUSINESS ADDRESS:
STREET 1: 101 HUNTINGTON AVENUE
CITY: BOSTON
STATE: MA
ZIP: 02199
BUSINESS PHONE: 617-375-1500
MAIL ADDRESS:
STREET 1: 101 HUNTINGTON AVENUE
CITY: BOSTON
STATE: MA
ZIP: 02199
FORMER COMPANY:
FORMER CONFORMED NAME: MFC GLOBAL INVESTMENT MANAGEMENT (U.S.), LLC
DATE OF NAME CHANGE: 20070214
FORMER COMPANY:
FORMER CONFORMED NAME: SOVEREIGN ASSET MANAGEMENT CORP/MA
DATE OF NAME CHANGE: 19990329
</SEC-HEADER>
<DOCUMENT>
<TYPE>13F-HR/A
<SEQUENCE>1
<FILENAME>d30186_46.txt
<DESCRIPTION>13F-HR/A
<TEXT>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2012
Check here if Amendment [X]; Amendment Number: 1
This Amendment (Check only one.): [X] is a restatement.
[X] adds new holdings entries.
Name: Manulife Asset Management (US) LLC
Address: 101 Huntington Avenue
Boston, MA 02199
Form 13F File Number: 028-04428
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: William Corson
Title: Chief Compliance Officer
Phone:(617) 375-6850
William Corson Boston, MA February 12, 2013
-------------- ---------- -----------------
[Signature] [City, State] [Date]
Report Type (check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
report manager are reported in this report and a portion are reported by
other reporting manager(s).
List of Other Managers Reporting for this Manager: NONE
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 628
Form 13F Information Table Value Total: US $11,646,249 (thousands)
List of Other Included Managers:
<PAGE>
<TABLE>
<CAPTION>
VOTING AUTHORITY
Title of CUSIP Value Shares or SH/ Put/ Investment Other
Name of Issuer Class Number (x$1000) Prn Amount PRN Call Discretion Manager SOLE SHARED NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
YORK CMNTY BANCORP INC COM 649445103 8,121 583,828 SH SOLE 583,828 0 0
1ST UNITED BANCORP INC FLA COM 33740N105 7,806 1,290,236 SH SOLE 1,290,236 0 0
ABB LTD ADR 000375204 1,108 54,277 SH SOLE 54,277 0 0
ABBOTT LABS COM 002824100 30,934 504,723 SH SOLE 504,723 0 0
ABITIBIBOWATER INC COM 003687209 10,715 750,349 SH SOLE 750,349 0 0
ACACIA RESH CORP ACACIA TCH COM COM 003881307 7,628 182,750 SH SOLE 182,750 0 0
ACE LTD SHS H0023R105 16,643 227,362 SH SOLE 227,362 0 0
ADOBE SYS INC COM 00724F101 13,527 394,261 SH SOLE 394,261 0 0
AETNA INC NEW COM 00817Y108 4,158 82,890 SH SOLE 82,890 0 0
AFFILIATED MANAGERS GROUP COM COM 008252108 357 3,192 SH SOLE 3,192 0 0
AFLAC INC COM 001055102 11,378 247,405 SH SOLE 247,405 0 0
AGL RES INC COM COM 001204106 3,530 90,000 SH SOLE 90,000 0 0
AGNICO EAGLE MINES LTD COM COM 008474108 1,069 32,160 SH SOLE 32,160 0 0
AGRIUM INC COM COM 008916108 4,001 46,470 SH SOLE 46,470 0 0
AIR PRODS & CHEMS INC COM 009158106 59,208 644,971 SH SOLE 644,971 0 0
ALBEMARLE CORP COM 012653101 350 5,474 SH SOLE 5,474 0 0
ALIGN TECHNOLOGY INC COM 016255101 11,236 407,826 SH SOLE 407,826 0 0
ALLIANCE DATA SYSTEMS CORP COM 018581108 777 6,171 SH SOLE 6,171 0 0
ALLIANCE ONE INTL INC NOTE 5.500%
7/1 018772AQ6 1,677 1,700,000 NOTE SOLE 1,700,000 0 0
ALLIANCEBERNSTEIN HOLDING
LP UNIT LTD PARTN COM 01881G106 45,905 2,940,759 SH SOLE 2,940,759 0 0
ALLIANT ENERGY CORP COM 018802108 31,750 732,912 SH SOLE 732,912 0 0
ALLSCRIPT MISYS HEALTCAR SOL COM 01988P108 476 28,691 SH SOLE 28,691 0 0
ALLSTATE CORP COM 020002101 442 13,439 SH SOLE 13,439 0 0
ALTERA CORP COM 021441100 246 6,169 SH SOLE 6,169 0 0
AMAZON INC COM 023135106 258,675 1,277,344 SH SOLE 1,277,344 0 0
AMEREN CORP COM 023608102 20,688 635,000 SH SOLE 635,000 0 0
AMERICAN CAP LTD COM 02503Y103 7,826 902,638 SH SOLE 902,638 0 0
AMERICAN ELEC PWR INC COM 025537101 31,935 827,770 SH SOLE 827,770 0 0
AMERICAN EXPRESS CO COM 025816109 38,277 661,552 SH SOLE 661,552 0 0
AMERICAN SCIENCE & ENGR INC COM 029429107 27,286 406,955 SH SOLE 406,955 0 0
AMERICAN TOWER CORP NEW COM 03027X100 585 9,286 SH SOLE 9,286 0 0
AMERIPRISE FINL INC COM 03076C106 8,670 151,763 SH SOLE 151,763 0 0
AMERIS BANCORP COM 03076K108 9,201 700,212 SH SOLE 700,212 0 0
AMERISOURCEBERGEN CORP COM 03073E105 3,620 91,219 SH SOLE 91,219 0 0
AMETEK INC NEW COM 031100100 351 7,244 SH SOLE 7,244 0 0
AMGEN INC COM 031162100 167,999 2,470,935 SH SOLE 2,470,935 0 0
AMN HEALTHCARE SERVICES INC COM 001744101 11,199 1,847,975 SH SOLE 1,847,975 0 0
AMSURG CORP COM 03232P405 40,607 1,451,275 SH SOLE 1,451,275 0 0
ANCESTRY INC COM 032803108 85,459 3,758,086 SH SOLE 3,758,086 0 0
ANCHOR BANCORP WA COM 032838104 2,125 250,000 SH SOLE 250,000 0 0
APACHE CORP COM 037411105 115,520 1,150,141 SH SOLE 1,150,141 0 0
APACHE CORP PFD CONV SER D COM 037411808 42,409 763,582 SH SOLE 763,582 0 0
APOLLO GLOBAL MGMT LLC CL A COM 037612306 2,045 143,236 SH SOLE 143,236 0 0
APOLLO INVT CORP COM 03761U106 1,312 182,976 SH SOLE 182,976 0 0
APPLE INC COM 037833100 130,834 218,249 SH SOLE 218,249 0 0
ARCHER DANIELS MIDLAND CO COM COM 039483102 11,063 349,437 SH SOLE 349,437 0 0
ARES CAP CORP COM 04010L103 7,762 474,756 SH SOLE 474,756 0 0
ARM HLDGS PLC ADR 042068106 2,205 77,958 SH SOLE 77,958 0 0
ARTHROCARE CORP COM 043136100 3,052 113,674 SH SOLE 113,674 0 0
ASCENT MEDIA CORP SER A COM 043632108 4,037 85,358 SH SOLE 85,358 0 0
ASPEN TECHNOLOGY INC COM 045327103 6,324 308,034 SH SOLE 308,034 0 0
ASTORIA FINL CORP COM 046265104 5,811 589,341 SH SOLE 589,341 0 0
AT&T INC COM 00206R102 42,632 1,365,083 SH SOLE 1,365,083 0 0
ATMEL CORP COM 049513104 363 36,813 SH SOLE 36,813 0 0
ATMOS ENERGY CORP COM 049560105 26,269 835,000 SH SOLE 835,000 0 0
ATWOOD OCEANICS INC COM 050095108 19,815 441,418 SH SOLE 441,418 0 0
AURICO GOLD INC COM 05155C105 6,247 702,654 SH SOLE 702,654 0 0
AUTOZONE INC COM 053332102 2,725 7,328 SH SOLE 7,328 0 0
AVALON RARE METALS INC COM 053470100 8,909 2,979,655 SH SOLE 2,979,655 0 0
AVERY DENNISON CORP COM 053611109 75,232 2,496,910 SH SOLE 2,496,910 0 0
BAIDU INC ADR 056752108 293 2,009 SH SOLE 2,009 0 0
BAKER HUGHES INC COM 057224107 579 13,811 SH SOLE 13,811 0 0
BALLY TECHNOLOGIES INC COM 05874B107 7,559 161,692 SH SOLE 161,692 0 0
BANCORPSOUTH INC COM 059692103 2,301 170,849 SH SOLE 170,849 0 0
BANK MONTREAL QUE COM 063671101 1,585 26,733 SH SOLE 26,733 0 0
BANK NOVA SCOTIA HALIFAX COM 064149107 20,177 361,077 SH SOLE 361,077 0 0
BANK OF AMERICA CORPORATION COM 060505104 242,459 25,335,318 SH SOLE 25,335,318 0 0
BANK OF AMERICA CORPORATION 7.25% PFD CONV 060505682 18,638 19,040 SH SOLE 19,040 0 0
BANK OF MARIN BANCORP COM 063425102 1,268 33,347 SH SOLE 33,347 0 0
BANK OF NEW YORK MELLON CORP COM 064058100 288 11,920 SH SOLE 11,920 0 0
BANKRATE INC DEL COM ADDED COM 06647F102 19,177 774,838 SH SOLE 774,838 0 0
BAR HBR BANKSHARES COM 066849100 3,237 97,384 SH SOLE 97,384 0 0
BARCLAYS BANK PLC ADR 06739H362 61,310 2,410,000 SH SOLE 2,410,000 0 0
BARCLAYS BANK PLC 7.1%PF3 ADR 06739H776 29,202 1,179,865 SH SOLE 1,179,865 0 0
BARRICK GOLD CORP COM 067901108 22,857 526,551 SH SOLE 526,551 0 0
BAXTER INTL INC COM 071813109 5,829 97,500 SH SOLE 97,500 0 0
BB&T CORP COM 054937107 40,762 1,298,568 SH SOLE 1,298,568 0 0
BE AEROSPACE INC COM 073302101 10,138 218,157 SH SOLE 218,157 0 0
BEAM INC COM 073730103 425 7,260 SH SOLE 7,260 0 0
BEAZER HOMES USA INC NOTE SUB7.5%
2013 07556Q402 18 100,000 NOTE SOLE 100,000 0 0
BEAZER HOMES USA INC UNIT
99/99/9999 07556Q501 1,550 100,000 SH SOLE 100,000 0 0
BEAZER HOMES USA INC COM COM 07556Q105 2,965 912,157 SH SOLE 912,157 0 0
BECTON DICKINSON & CO COM 075887109 12,613 162,432 SH SOLE 162,432 0 0
BED BATH & BEYOND INC COM 075896100 510 7,753 SH SOLE 7,753 0 0
BERKSHIRE HATHAWAY INC DEL CL B COM 084670702 23,222 286,156 SH SOLE 286,156 0 0
BERKSHIRE HILLS BANCORP INC COM 084680107 17,074 744,937 SH SOLE 744,937 0 0
BHP BILLITON LTD ADR 088606108 315 4,350 SH SOLE 4,350 0 0
BLACK HILLS CORP COM 092113109 27,763 828,000 SH SOLE 828,000 0 0
BLACKROCK INC CL A COM 09247X101 10,417 50,838 SH SOLE 50,838 0 0
BLACKSTONE GROUP L P UNIT LTD COM 09253U108 5,318 333,617 SH SOLE 333,617 0 0
BLUE NILE INC COM 09578R103 32,210 976,641 SH SOLE 976,641 0 0
BOEING CO COM 097023105 18,960 254,939 SH SOLE 254,939 0 0
BOISE INC COM 09746Y105 581 70,816 SH SOLE 70,816 0 0
BORGWARNER INC COM 099724106 5,350 63,431 SH SOLE 63,431 0 0
BORGWARNER INC NOTE 3.500%
4/1 099724AF3 668 260,000 NOTE SOLE 260,000 0 0
BOSTON PROPERTIES INC COM 101121101 443 4,221 SH SOLE 4,221 0 0
BOTTOMLINE TECH DEL INC COM 101388106 2,283 81,700 SH SOLE 81,700 0 0
BP PLC ADR 055622104 12,938 287,500 SH SOLE 287,500 0 0
BRAVO BRIO RESTAURANT GROUP COM 10567B109 5,951 298,138 SH SOLE 298,138 0 0
BRIDGE CAP HLDGS COM 108030107 2,308 171,477 SH SOLE 171,477 0 0
BROADRIDGE FINL SOLUTIONS IN COM 11133T103 67,974 2,842,927 SH SOLE 2,842,927 0 0
BROADSOFT INC COM 11133B409 6,598 172,488 SH SOLE 172,488 0 0
BROOKFIELD CDA OFFICE PPTYS TR UNIT 112823109 485 20,043 SH SOLE 20,043 0 0
BROOKFIELD OFFICE PPTYS INC COM 112900105 1,171 67,514 SH SOLE 67,514 0 0
BRYN MAWR BK CORP COM 117665109 10,410 463,894 SH SOLE 463,894 0 0
BSB BANCORP INC MD COM 05573H108 2,626 234,237 SH SOLE 234,237 0 0
BUFFALO WILD WINGS INC COM COM 119848109 2,835 31,265 SH SOLE 31,265 0 0
CABLEVISION SYS CORPNY CABLVS
CL A COM 12686C109 154 10,464 SH SOLE 10,464 0 0
CAE INC COM 124765108 2,855 279,120 SH SOLE 279,120 0 0
CAMDEN NATL CORP COM 133034108 1,293 36,776 SH SOLE 36,776 0 0
CAMECO CORP COM 13321L108 2,677 125,020 SH SOLE 125,020 0 0
CAMERON INTERNATIONAL CORP COM COM 13342B105 375 7,101 SH SOLE 7,101 0 0
CAMPBELL SOUP CO COM 134429109 508 15,010 SH SOLE 15,010 0 0
CAMPUS CREST CMNTYS INC COM 13466Y105 1,504 129,000 SH SOLE 129,000 0 0
CANADIAN NAT RES LTD COM COM 136385101 5,684 171,940 SH SOLE 171,940 0 0
CANADIAN NATL RY CO COM 136375102 11,812 149,011 SH SOLE 149,011 0 0
CANADIAN PAC RY LTD COM 13645T100 21,305 281,405 SH SOLE 281,405 0 0
CARDINAL HEALTH INC COM 14149Y108 1,778 41,242 SH SOLE 41,242 0 0
CARDTRONICS INC COM 14161H108 11,220 427,417 SH SOLE 427,417 0 0
CARMAX INC COM 143130102 389 11,223 SH SOLE 11,223 0 0
CARNIVAL CORP PAIRED CTF COM 143658300 64,088 1,997,763 SH SOLE 1,997,763 0 0
CARPENTER TECHNOLOGY CORP COM 144285103 7,351 140,746 SH SOLE 140,746 0 0
CARRIZO OIL & CO INC COM 144577103 3,956 140,000 SH SOLE 140,000 0 0
CASH AMER INTL INC COM COM 14754D100 7,178 149,759 SH SOLE 149,759 0 0
CAST CORP NEW CL A COM 20030N101 20,880 695,755 SH SOLE 695,755 0 0
CATERPILLAR INC DEL COM 149123101 16,503 154,932 SH SOLE 154,932 0 0
CAVIUM INC COM ADDED COM 14964U108 7,426 240,009 SH SOLE 240,009 0 0
CBS CORP CL B COM 124857202 66,580 1,963,419 SH SOLE 1,963,419 0 0
CDN IMPERIAL BK OF COMMERCE COM COM 136069101 405 5,307 SH SOLE 5,307 0 0
CELESTICA INC SUB VTG SHS COM 15101Q108 8,688 905,982 SH SOLE 905,982 0 0
CELGENE CORP COM 151020104 5,971 77,022 SH SOLE 77,022 0 0
CENOVUS ENERGY INC COM 15135U109 27,025 752,781 SH SOLE 752,781 0 0
CENTERSTATE BANKS INC COM 15201P109 7,877 965,277 SH SOLE 965,277 0 0
CEVA INC COM 157210105 36,496 1,607,046 SH SOLE 1,607,046 0 0
CH ENERGY GROUP INC COM 12541M102 70,200 1,052,000 SH SOLE 1,052,000 0 0
CHARTER COMMUNICATIONS INC CL A COM 16117M305 24,727 389,707 SH SOLE 389,707 0 0
CHEMTURA CORP COM 163893209 25,517 1,502,747 SH SOLE 1,502,747 0 0
CHESAPEAKE ENERGY CORP NOTE 2.250%
12/1 165167CB1 7,044 8,710,000 NOTE SOLE 8,710,000 0 0
CHESAPEAKE ENERGY CORP NOTE 2.500%
5/1 165167BZ9 2,948 3,200,000 NOTE SOLE 3,200,000 0 0
CHEVIOT FINL CORP NEW COM 16677X105 2,541 300,000 SH SOLE 300,000 0 0
CHEVRON CORP NEW COM 166764100 87,411 815,098 SH SOLE 815,098 0 0
CHINACAST EDU CORP COM 16946T109 318 75,031 SH SOLE 75,031 0 0
CHINDEX INTERNATIONAL INC COM 169467107 1,370 144,213 SH SOLE 144,213 0 0
CHIPOTLE MEXICAN GRILL INC COM 169656105 230 550 SH SOLE 550 0 0
CISCO SYS INC COM 17275R102 144,017 6,809,314 SH SOLE 6,809,314 0 0
CITIGROUP INC *W EXP
01/04/201 172967226 1,631 3,794,125 SH SOLE 3,794,125 0 0
CITIGROUP INC UNIT
99/99/9999 172967416 63,069 609,189 SH SOLE 609,189 0 0
CITIGROUP INC COM 172967424 25,085 686,333 SH SOLE 686,333 0 0
CITIZENS REPUBLIC BANCORP IN
COM NEW ADDED COM 174420307 22,239 1,424,674 SH SOLE 1,424,674 0 0
CITIZENS SOUTH BKG CP DEL COM 176682102 4,454 978,792 SH SOLE 978,792 0 0
CITRIX SYS INC COM 177376100 2,983 37,807 SH SOLE 37,807 0 0
CITY HLDG CO COM 177835105 3,635 104,693 SH SOLE 104,693 0 0
CLEAN HARBORS INC COM 184496107 2,911 43,228 SH SOLE 43,228 0 0
CLOUD PEAK ENERGY INC COM 18911Q102 12,086 758,702 SH SOLE 758,702 0 0
COMCAST CORP NEW SPL CL A COM 20030N200 952 32,262 SH SOLE 32,262 0 0
COMERICA INC COM 200340107 16,077 496,820 SH SOLE 496,820 0 0
COMERICA INC *W EXP
11/14/201 200340115 4,149 493,295 SH SOLE 493,295 0 0
COMPUTER SCIENCES CORP COM 205363104 477 15,928 SH SOLE 15,928 0 0
CONCUR TECHNOLOGIES INC COM 206708109 9,874 172,073 SH SOLE 172,073 0 0
CONOCOPHILLIPS COM 20825C104 59,386 781,290 SH SOLE 781,290 0 0
CONSOL ENERGY INC COM 20854P109 3,362 98,605 SH SOLE 98,605 0 0
CONSOLIDATED EDISON INC COM 209115104 8,510 145,672 SH SOLE 145,672 0 0
COPA HOLDINGS SA CL A COM P31076105 5,572 70,354 SH SOLE 70,354 0 0
CORE LABORATORIES N V COM N22717107 2,359 17,930 SH SOLE 17,930 0 0
CORESITE RLTY CORP COM 21870Q105 2,430 103,000 SH SOLE 103,000 0 0
CORNING INC COM 219350105 402 28,523 SH SOLE 28,523 0 0
COVENTRY HEALTH CARE INC COM 222862104 10,522 295,814 SH SOLE 295,814 0 0
CRESUD S A C I F Y A ADR 226406106 166 13,510 SH SOLE 13,510 0 0
CSX CORP COM 126408103 5,459 253,656 SH SOLE 253,656 0 0
CULLEN FROST BANKERS INC COM 229899109 46,401 797,408 SH SOLE 797,408 0 0
CUMMINS INC COM 231021106 640 5,333 SH SOLE 5,333 0 0
CVS CORP COM 126650100 41,346 922,908 SH SOLE 922,908 0 0
DANAHER CORP DEL COM 235851102 41,653 743,808 SH SOLE 743,808 0 0
DARDEN RESTAURANTS INC COM 237194105 9,900 193,511 SH SOLE 193,511 0 0
DARLING INTL INC COM 237266101 7,805 448,047 SH SOLE 448,047 0 0
DEERE & CO COM 244199105 5,975 73,855 SH SOLE 73,855 0 0
DELL INC COM 24702R101 3,944 237,618 SH SOLE 237,618 0 0
DELTA AIR LINES INC DEL COM 247361702 25,615 2,584,717 SH SOLE 2,584,717 0 0
DENBURY RES INC COM 247916208 51,948 2,849,573 SH SOLE 2,849,573 0 0
DENDREON CORP COM 24823Q107 2,513 235,885 SH SOLE 235,885 0 0
DEVON ENERGY CORP NEW COM 25179M103 606 8,523 SH SOLE 8,523 0 0
DEX ONE CORP COM 25212W100 30 20,979 SH SOLE 20,979 0 0
DIAGEO P L C ADR 25243Q205 82,088 850,658 SH SOLE 850,658 0 0
DIAMONDROCK HOSPITALITY CO COM 252784301 1,744 169,500 SH SOLE 169,500 0 0
DICKS SPORTING GOODS INC COM 253393102 3,594 74,754 SH SOLE 74,754 0 0
DIGITAL RLTY TR INC COM 253868103 5,593 75,615 SH SOLE 75,615 0 0
DISCOVER FINL SVCS COM 254709108 8,129 243,836 SH SOLE 243,836 0 0
DISNEY WALT CO DISNEY COM 254687106 23,600 539,064 SH SOLE 539,064 0 0
DNB FINL CORP COM 233237106 1,091 78,515 SH SOLE 78,515 0 0
DOLLAR TREE INC COM 256746108 5,559 58,828 SH SOLE 58,828 0 0
DOMINION RES INC COM 25746U109 31,494 615,000 SH SOLE 615,000 0 0
DORMAN PRODUCTS INC COM 258278100 4,111 81,236 SH SOLE 81,236 0 0
DOVER CORP COM 260003108 8,560 136,000 SH SOLE 136,000 0 0
DOW CHEM CO COM 260543103 383 11,065 SH SOLE 11,065 0 0
DSW INC CL A COM 23334L102 10,838 197,875 SH SOLE 197,875 0 0
DTE ENERGY CO COM 233331107 57,511 1,045,077 SH SOLE 1,045,077 0 0
DUKE REALTY CORP COM 264411505 215 15,000 SH SOLE 15,000 0 0
E M C CORP MASS COM 268648102 45,029 1,507,002 SH SOLE 1,507,002 0 0
EAST WEST BANCORP INC COM 27579R104 27,172 1,176,766 SH SOLE 1,176,766 0 0
EASTERN VA BANKSHARES INC COM COM 277196101 253 69,998 SH SOLE 69,998 0 0
EBAY INC COM 278642103 9,873 267,639 SH SOLE 267,639 0 0
ECB BANCORP INC COM 268253101 249 27,208 SH SOLE 27,208 0 0
ECOLAB INC COM 278865100 27,866 451,488 SH SOLE 451,488 0 0
E-COMMERCE CHINA DANGDANG IN ADR 26833A105 9,646 1,190,833 SH SOLE 1,190,833 0 0
ELDORADO GOLD CORP COM 284902103 5,718 417,400 SH SOLE 417,400 0 0
EMERSON ELEC CO COM 291011104 15,258 292,411 SH SOLE 292,411 0 0
ENBRIDGE INC COM 29250N105 1,329 34,318 SH SOLE 34,318 0 0
ENCANA CORP COM 292505104 3,990 203,641 SH SOLE 203,641 0 0
ENERSIS S A ADR 29274F104 1,179 58,411 SH SOLE 58,411 0 0
ENTERGY CORP NEW COM 29364G103 54,359 808,913 SH SOLE 808,913 0 0
EQUIFAX INC COM 294429105 318 7,190 SH SOLE 7,190 0 0
EQUINIX INC NOTE 4.750%
6/1 29444UAH9 26,980 13,490,000 NOTE SOLE 13,490,000 0 0
EQUITY LIFESTYLE PPTYS INC COM 29472R108 5,643 80,913 SH SOLE 80,913 0 0
ESSEX PPTY TR INC COM 297178105 295 1,950 SH SOLE 1,950 0 0
EVANS BANCORP INC COM 29911Q208 1,891 132,214 SH SOLE 132,214 0 0
EVERCORE PARTNERS INC CL A COM 29977A105 6,976 239,984 SH SOLE 239,984 0 0
EXCEL TR INC COM 30068C109 1,051 87,000 SH SOLE 87,000 0 0
EXCO RESOURCES INC COM 269279402 6,437 970,824 SH SOLE 970,824 0 0
EXELON CORP COM 30161N101 526 13,423 SH SOLE 13,423 0 0
EXPEDITORS INTL WASH INC COM 302130109 13,729 295,184 SH SOLE 295,184 0 0
EXXON MOBIL CORP COM 30231G102 55,726 642,520 SH SOLE 642,520 0 0
F M C CORP COM 302491303 450 4,252 SH SOLE 4,252 0 0
F5 NETWORKS INC COM 315616102 821 6,080 SH SOLE 6,080 0 0
FACTSET RESH SYS INC COM 303075105 63,781 643,992 SH SOLE 643,992 0 0
FEDERAL REALTY INVT TR SH BEN INT 313747206 290 3,000 SH SOLE 3,000 0 0
FEDEX CORP COM 31428X106 25,052 272,424 SH SOLE 272,424 0 0
FELCOR LODGING TR INC COM 31430F101 1,476 410,096 SH SOLE 410,096 0 0
FELCOR LODGING TR INC A $1.95 PFD CNV 31430F200 10,645 410,993 SH SOLE 410,993 0 0
FIFTH THIRD BANCORP COM 316773100 24,709 1,758,620 SH SOLE 1,758,620 0 0
FIRST BANCORP INC ME COM 31866P102 2,173 146,499 SH SOLE 146,499 0 0
FIRST CALIFORNIA FINANCIAL G COM 319395109 5,652 969,537 SH SOLE 969,537 0 0
FIRST COMWLTH FINL CORP PA COM COM 319829107 2,878 470,290 SH SOLE 470,290 0 0
FIRST DEFIANCE FINL CORP COM 32006W106 7,802 462,772 SH SOLE 462,772 0 0
FIRST FINL HLDGS INC COM 320239106 5,776 525,113 SH SOLE 525,113 0 0
FIRST HORIZON NATL CORP COM 320517105 5,236 504,417 SH SOLE 504,417 0 0
FIRST MERCHANTS CORP COM 320817109 3,912 317,007 SH SOLE 317,007 0 0
FIRSTENERGY CORP COM 337932107 52,494 1,151,439 SH SOLE 1,151,439 0 0
FIRSTMERIT CORP COM COM 337915102 1,966 116,586 SH SOLE 116,586 0 0
FLUSHING FINL CORP COM 343873105 8,467 629,046 SH SOLE 629,046 0 0
FNB CORP PA COM 302520101 24,854 2,057,411 SH SOLE 2,057,411 0 0
FORD MTR CO DEL NOTE 4.250%
11/1 345370CN8 85,432 53,900,000 NOTE SOLE 53,900,000 0 0
FORD MTR CO DEL PAR $0.01 COM 345370860 4,626 370,393 SH SOLE 370,393 0 0
FORTINET INC COM COM 34959E109 5,052 182,703 SH SOLE 182,703 0 0
FRANKLIN RES INC COM 354613101 19,278 155,433 SH SOLE 155,433 0 0
FREEPORT-MCMORAN COPPER & GO
CL B COM 35671D857 11,561 303,921 SH SOLE 303,921 0 0
GENERAL DYNAMICS CORP COM 369550108 708 9,642 SH SOLE 9,642 0 0
GENERAL ELECTRIC CO COM 369604103 87,680 4,368,720 SH SOLE 4,368,720 0 0
GENERAL GROWTH PPTYS INC COM 370023103 2,931 172,529 SH SOLE 172,529 0 0
GENERAL MLS INC COM 370334104 5,511 139,698 SH SOLE 139,698 0 0
GENERAL MTRS CO JR PFD CNV SRB COM 37045V209 34,730 829,870 SH SOLE 829,870 0 0
GENON ENERGY INC COM 37244E107 10,749 5,167,945 SH SOLE 5,167,945 0 0
GERON CORP COM 374163103 194 115,000 SH SOLE 115,000 0 0
G-III APPAREL GROUP LTD COM 36237H101 5,033 177,104 SH SOLE 177,104 0 0
GILDAN ACTIVEWEAR INC COM 375916103 3,382 123,220 SH SOLE 123,220 0 0
GILEAD SCIENCES INC COM 375558103 4,541 92,949 SH SOLE 92,949 0 0
GLACIER BANCORP INC COM 37637Q105 12,291 822,681 SH SOLE 822,681 0 0
GLAXOSMITHKLINE PLC ADR 37733W105 13,484 300,250 SH SOLE 300,250 0 0
GOLDCORP INC COM 380956409 10,575 235,210 SH SOLE 235,210 0 0
GOLDMAN SACHS GROUP INC COM 38141G104 161,137 1,295,625 SH SOLE 1,295,625 0 0
GOODYEAR TIRE & RUBR CO PFD CNV 382550309 5,829 140,700 SH SOLE 140,700 0 0
GOOGLE INC CL A COM 38259P508 186,687 291,134 SH SOLE 291,134 0 0
GRAHAM CORP COM 384556106 6,629 302,828 SH SOLE 302,828 0 0
GRAINGER W W INC COM 384802104 1,973 9,187 SH SOLE 9,187 0 0
GREAT PLAINS ENERGY INC COM 391164100 537 26,504 SH SOLE 26,504 0 0
GREENWAY MED TECHNOLOGIES IN COM 39679B103 3,751 245,500 SH SOLE 245,500 0 0
GROUPE CGI INC CL A SUB VTG COM 39945C109 7,218 324,715 SH SOLE 324,715 0 0
HANCOCK HLDG CO COM 410120109 23,059 649,367 SH SOLE 649,367 0 0
HANGER ORTHOPEDIC GROUP INC COM 41043F208 12,069 552,127 SH SOLE 552,127 0 0
HANMI FINL CORP COM 410495204 6,246 617,206 SH SOLE 617,206 0 0
HELMERICH & PAYNE INC COM 423452101 7,014 130,000 SH SOLE 130,000 0 0
HERITAGE COMMERCE CORP COM 426927109 7,073 1,099,999 SH SOLE 1,099,999 0 0
HERITAGE FINL CORP WASH COM 42722X106 3,747 275,481 SH SOLE 275,481 0 0
HERITAGE FINL GROUP INC COM 42726X102 3,191 270,000 SH SOLE 270,000 0 0
HERITAGE OAKS BANCORP COM 42724R107 8,730 1,715,145 SH SOLE 1,715,145 0 0
HERSHA HOSPITALITY TR SH BEN INT 427825104 175 32,000 SH SOLE 32,000 0 0
HEWLETT PACKARD CO COM 428236103 7,743 324,920 SH SOLE 324,920 0 0
HEXCEL CORP COM 428291108 12,192 507,769 SH SOLE 507,769 0 0
HINGHAM INSTN SVGS MASS COM 433323102 4,515 80,000 SH SOLE 80,000 0 0
HOLOGIC INC COM 436440101 3,940 182,823 SH SOLE 182,823 0 0
HOLOGIC INC FR NOTE 2.000%
12/1 436440AA9 50 50,000 NOTE SOLE 50,000 0 0
HOME DEPOT INC COM 437076102 86,596 1,721,246 SH SOLE 1,721,246 0 0
HOME FED BANCORP INC MD COM 43710G105 3,507 346,177 SH SOLE 346,177 0 0
HOMEAWAY INC COM ADDED COM 43739Q100 6,182 243,684 SH SOLE 243,684 0 0
HOMESTREET INC COM 43785V102 6,950 250,000 SH SOLE 250,000 0 0
HONEYWELL INTL INC COM 438516106 16,054 262,962 SH SOLE 262,962 0 0
HORIZON BANCORP IND COM 440407104 651 35,372 SH SOLE 35,372 0 0
HOWARD HUGHES CORP COM 44267D107 2,178 34,100 SH SOLE 34,100 0 0
HSBC HLDGS PLC ADR 404280406 223 5,028 SH SOLE 5,028 0 0
HUDBAY MINERALS INC COM 443628102 941 86,010 SH SOLE 86,010 0 0
HUDSON CITY BANCORP COM 443683107 1,907 260,854 SH SOLE 260,854 0 0
HUNT J B TRANS SVCS INC COM 445658107 2,976 54,738 SH SOLE 54,738 0 0
HUNTINGTON BANCSHARES INC COM 446150104 8,946 1,386,959 SH SOLE 1,386,959 0 0
ICONIX BRAND GROUP INC COM 451055107 15,751 906,269 SH SOLE 906,269 0 0
IGATE CORP COM 45169U105 1,575 93,950 SH SOLE 93,950 0 0
IMAX CORP COM 45245E109 14,210 581,406 SH SOLE 581,406 0 0
IMPAX LABORATORIES INC COM 45256B101 4,429 180,196 SH SOLE 180,196 0 0
IMPERIAL OIL LTD COM 453038408 28,160 621,366 SH SOLE 621,366 0 0
INDEPENDENT BANK CORP MASS COM 453836108 26,075 907,601 SH SOLE 907,601 0 0
INTEGRYS ENERGY GROUP INC COM 45822P105 42,127 795,000 SH SOLE 795,000 0 0
INTEL CORP COM 458140100 735 26,155 SH SOLE 26,155 0 0
INTERCONTINENTALEXCHANGE INC COM COM 45865V100 445 3,240 SH SOLE 3,240 0 0
INTERNATIONAL BUSINESS MACHS COM 459200101 11,267 54,000 SH SOLE 54,000 0 0
INTUIT COM 461202103 25,152 418,290 SH SOLE 418,290 0 0
INTUITIVE SURGICAL INC COM 46120E602 2,780 5,132 SH SOLE 5,132 0 0
IROBOT CORP COM 462726100 6,338 232,497 SH SOLE 232,497 0 0
IRON MTN INC COM 462846106 13,192 458,069 SH SOLE 458,069 0 0
ISHARES INC MSCI EMU INDEX ETF 464286608 4,243 134,480 SH SOLE 134,480 0 0
ISHARES INC MSCI GERMAN ETF 464286806 868 37,311 SH SOLE 37,311 0 0
ISHARES INC MSCI JAPAN ETF 464286848 2,735 268,659 SH SOLE 268,659 0 0
ISHARES INC MSCI UTD KINGD ETF 464286699 1,851 106,997 SH SOLE 106,997 0 0
ISHARES SILVER TRUST ISHARES ETF 46428Q109 207 6,612 SH SOLE 6,612 0 0
ISHARES TR HIGH YLD CORP COM 464288513 28,951 318,700 SH SOLE 318,700 0 0
IVANHOE ENERGY INC COM 465790103 42,886 39,824,273 SH SOLE 39,824,273 0 0
JANUS CAP GROUP INC COM 47102X105 49,269 5,529,597 SH SOLE 5,529,597 0 0
JANUS CAP GROUP INC NOTE 3.250%
7/1 47102XAG0 298 280,000 NOTE SOLE 280,000 0 0
JETBLUE AIRWAYS CORP COM 477143101 76 15,600 SH SOLE 15,600 0 0
JOES JEANS INC COM 47777N101 2,809 2,302,137 SH SOLE 2,302,137 0 0
JOHNSON & JOHNSON COM 478160104 27,836 422,007 SH SOLE 422,007 0 0
JOY GLOBAL INC COM 481165108 3,738 50,853 SH SOLE 50,853 0 0
JP MORGAN CHASE & CO COM 46625H100 264,370 5,749,675 SH SOLE 5,749,675 0 0
KAISER FED FINL GROUP INC COM 483056107 4,337 310,000 SH SOLE 310,000 0 0
KEYCORP NEW COM COM 493267108 4,450 523,545 SH SOLE 523,545 0 0
KEYW HLDG CORP COM 493723100 8,393 1,083,023 SH SOLE 1,083,023 0 0
KIMCO REALTY CORP COM 49446R109 2,438 126,600 SH SOLE 126,600 0 0
KNIGHT CAP GROUP INC NOTE 3.500%
3/1 499005AE6 239 250,000 NOTE SOLE 250,000 0 0
KODIAK OIL & GAS CORP COM 50015Q100 2,709 272,000 SH SOLE 272,000 0 0
KOHLS CORP COM 500255104 361 7,210 SH SOLE 7,210 0 0
KVH INDS INC COM 482738101 11,361 1,081,955 SH SOLE 1,081,955 0 0
LAMAR ADVERTISING CO CL A COM 512815101 21,303 657,301 SH SOLE 657,301 0 0
LAS VEGAS SANDS CORP COM 517834107 5,885 102,220 SH SOLE 102,220 0 0
LASALLE HOTEL PPTYS SH BEN INT 517942108 211 7,500 SH SOLE 7,500 0 0
LAZARD LTD SHS A SHS G54050102 8,496 297,485 SH SOLE 297,485 0 0
LEAR CORP COM 521865204 6,548 140,840 SH SOLE 140,840 0 0
LENNAR CORP CL A COM 526057104 122,828 4,519,073 SH SOLE 4,519,073 0 0
LILLY ELI & CO COM 532457108 17,173 426,446 SH SOLE 426,446 0 0
LIN TV CORP CL A COM 532774106 73 18,000 SH SOLE 18,000 0 0
LINEAR TECHNOLOGY CORP COM 535678106 9,814 291,229 SH SOLE 291,229 0 0
LIVE NATION ENTERTAINMENT IN COM 538034109 31,377 3,338,009 SH SOLE 3,338,009 0 0
LOCKHEED MARTIN CORP COM 539830109 584 6,500 SH SOLE 6,500 0 0
LODGENET INTERACTIVE CORP COM 540211109 3,904 1,115,432 SH SOLE 1,115,432 0 0
LOWES COS INC COM 548661107 188,337 6,001,814 SH SOLE 6,001,814 0 0
LSB INDS INC COM 502160104 4,410 113,303 SH SOLE 113,303 0 0
LUFKIN INDS INC COM COM 549764108 10,252 127,116 SH SOLE 127,116 0 0
LUMBER LIQUIDATORS HLDGS INC COM 55003T107 5,746 228,818 SH SOLE 228,818 0 0
M & T BK CORP COM 55261F104 31,368 361,044 SH SOLE 361,044 0 0
MACERICH CO COM 554382101 323 5,601 SH SOLE 5,601 0 0
MACQUARIE INFRASTR CO LLC
MEMBERSHIP INT COM 55608B105 247 7,500 SH SOLE 7,500 0 0
MADDEN STEVEN LTD COM 556269108 5,472 127,998 SH SOLE 127,998 0 0
MAGNA INTL INC COM 559222401 1,749 36,779 SH SOLE 36,779 0 0
MANULIFE FINL CORP COM 56501R106 3,641 269,490 SH SOLE 269,490 0 0
MARATHON OIL CORP COM 565849106 329 10,385 SH SOLE 10,385 0 0
MARATHON PETE CORP COM 56585A102 225 5,192 SH SOLE 5,192 0 0
MARRIOTT INTL INC NEW CL A CL A COM 571903202 6,310 166,700 SH SOLE 166,700 0 0
MB FINANCIAL INC COM 55264U108 17,935 854,450 SH SOLE 854,450 0 0
MCCORMICK & CO INC NON VTG COM 579780206 368 6,761 SH SOLE 6,761 0 0
MCDONALDS CORP COM 580135101 10,485 106,880 SH SOLE 106,880 0 0
MCKESSON CORP COM 58155Q103 18,125 206,505 SH SOLE 206,505 0 0
MCMORAN EXPLORATION CO COM 582411104 4,831 451,500 SH SOLE 451,500 0 0
MDC PARTNERS INC CL A COM 552697104 12,840 1,154,708 SH SOLE 1,154,708 0 0
MEAD JOHNSON NUTRITION CO COM 582839106 5,273 63,925 SH SOLE 63,925 0 0
MEDCO HEALTH SOLUTIONS INC COM 58405U102 6,671 94,895 SH SOLE 94,895 0 0
MEDNAX INC COM 58502B106 12,335 165,859 SH SOLE 165,859 0 0
MEDTRONIC INC COM 585055106 89,910 2,294,220 SH SOLE 2,294,220 0 0
MERCK & CO INC COM 58933Y105 125,232 3,261,258 SH SOLE 3,261,258 0 0
METLIFE INC COM 59156R108 41,563 1,112,791 SH SOLE 1,112,791 0 0
METLIFE INC UNIT
99/99/9999 59156R116 24,752 350,000 SH SOLE 350,000 0 0
MFA FINANCIAL INC COM 55272X102 7,677 1,027,655 SH SOLE 1,027,655 0 0
MGM RESORTS INTERNATIONAL NOTE 4.250%
4/1 55303QAE0 4,659 4,400,000 NOTE SOLE 4,400,000 0 0
MICROCHIP TECHNOLOGY INC COM 595017104 8,709 234,114 SH SOLE 234,114 0 0
MICROSOFT CORP COM 594918104 93,046 2,884,699 SH SOLE 2,884,699 0 0
MISTRAS GROUP INC COM 60649T107 3,501 146,976 SH SOLE 146,976 0 0
MOLSON COORS BREWING CO CL B COM 60871R209 747 16,505 SH SOLE 16,505 0 0
MONARCH FINANCIAL HOLDINGS I PERP CONV
SER B 60907Q209 2,615 98,500 SH SOLE 98,500 0 0
MONOTYPE IMAGING HOLDINGS IN COM 61022P100 8,851 594,022 SH SOLE 594,022 0 0
MONSANTO CO COM 61166W101 9,916 124,319 SH SOLE 124,319 0 0
MOODYS CORP COM 615369105 99,103 2,353,988 SH SOLE 2,353,988 0 0
MORGAN STANLEY NEW COM 617446448 1,355 68,979 SH SOLE 68,979 0 0
MSCI INC CL A COM 55354G100 736 20,000 SH SOLE 20,000 0 0
MYLAN INC COM 628530107 637 27,149 SH SOLE 27,149 0 0
NASDAQ OMX GROUP INC COM 631103108 437 16,865 SH SOLE 16,865 0 0
NATIONAL GRID PLC ADR 636274300 19,182 380,000 SH SOLE 380,000 0 0
NATIONAL OILWELL VARCO INC COM COM 637071101 58,530 736,510 SH SOLE 736,510 0 0
NATIONSTAR MTG HLDGS INC COM 63861C109 1,795 125,000 SH SOLE 125,000 0 0
NEWBRIDGE BANCORP COM COM 65080T102 1,545 322,463 SH SOLE 322,463 0 0
NEXEN INC COM 65334H102 1,118 61,110 SH SOLE 61,110 0 0
NEXTERA ENERGY INC COM COM 65339F101 6,116 100,137 SH SOLE 100,137 0 0
NIKE INC CL B COM 654106103 11,169 103,000 SH SOLE 103,000 0 0
NISOURCE INC COM 65473P105 30,674 1,259,700 SH SOLE 1,259,700 0 0
NORFOLK SOUTHERN CORP COM 655844108 10,796 164,000 SH SOLE 164,000 0 0
NORTHEAST CMNTY BANCORP INC COM COM 664112109 3,571 634,262 SH SOLE 634,262 0 0
NORTHERN TR CORP COM 665859104 41,644 877,639 SH SOLE 877,639 0 0
NORTHRIM BANCORP INC COM 666762109 1,662 77,232 SH SOLE 77,232 0 0
NORTHWEST NAT GAS CO COM 667655104 6,016 132,500 SH SOLE 132,500 0 0
NOVARTIS A G ADR 66987V109 51,121 922,587 SH SOLE 922,587 0 0
NSTAR COM 67019E107 60,575 1,245,629 SH SOLE 1,245,629 0 0
NU SKIN ENTERPRISES INC CL A COM 67018T105 3,732 64,449 SH SOLE 64,449 0 0
NUANCE COMMUNICATIONS INC COM 67020Y100 438 17,137 SH SOLE 17,137 0 0
NUVASIVE INC NOTE 2.750%
7/0 670704AC9 853 1,000,000 NOTE SOLE 1,000,000 0 0
NV ENERGY INC COM 67073Y106 645 40,000 SH SOLE 40,000 0 0
O REILLY AUTOMOTIVE INC COM 67103H107 311 3,404 SH SOLE 3,404 0 0
OBAGI MEDICAL PRODUCTS INC COM 67423R108 7,317 546,035 SH SOLE 546,035 0 0
OCCIDENTAL PETE CORP DEL COM 674599105 115,131 1,208,980 SH SOLE 1,208,980 0 0
OCEANEERING INTL INC COM 675232102 3,000 55,662 SH SOLE 55,662 0 0
OGE ENERGY CORP COM 670837103 53,775 1,005,133 SH SOLE 1,005,133 0 0
OIL STS INTL INC COM 678026105 373 4,775 SH SOLE 4,775 0 0
OMNI GROUP INC COM 681919106 72,543 1,432,248 SH SOLE 1,432,248 0 0
ONEOK INC NEW COM 682680103 29,153 357,000 SH SOLE 357,000 0 0
OPEN TEXT CORP COM 683715106 7,406 121,431 SH SOLE 121,431 0 0
ORACLE CORP COM 68389X105 141,976 4,868,855 SH SOLE 4,868,855 0 0
OWENS CORNING COM 690742101 7,288 202,284 SH SOLE 202,284 0 0
OWENS ILL INC COM 690768403 9,577 410,339 SH SOLE 410,339 0 0
PACIFIC CONTINENTAL CORP COM 69412V108 4,731 502,263 SH SOLE 502,263 0 0
PALL CORP COM 696429307 671 11,258 SH SOLE 11,258 0 0
PAR PHARMACEUTICAL COS INC COM 69888P106 5,952 153,687 SH SOLE 153,687 0 0
PARK NATL CORP COM 700658107 2,705 39,113 SH SOLE 39,113 0 0
PARK STERLING CORP COM 70086Y105 4,427 922,324 SH SOLE 922,324 0 0
PEOPLES BANCORP INC COM 709789101 3,107 177,130 SH SOLE 177,130 0 0
PEPSICO INC COM 713448108 135,628 2,044,123 SH SOLE 2,044,123 0 0
PERRIGO CO COM 714290103 5,858 56,707 SH SOLE 56,707 0 0
PETROLEO BRASILEIRO SA PETRO ADR 71654V408 719 27,053 SH SOLE 27,053 0 0
PETSMART INC COM 716768106 261 4,554 SH SOLE 4,554 0 0
PFIZER INC COM 717081103 49,583 2,188,140 SH SOLE 2,188,140 0 0
PHILIP MORRIS INTL INC COM 718172109 70,554 796,231 SH SOLE 796,231 0 0
PICO HLDGS INC COM 693366205 11,095 473,145 SH SOLE 473,145 0 0
PLAINS EXPL& PRODTN CO COM 726505100 283 6,627 SH SOLE 6,627 0 0
PLATINUM GROUP METALS LTD COM 72765Q205 665 458,674 SH SOLE 458,674 0 0
PLUM CREEK TIMBER CO INC COM 729251108 13,813 332,374 SH SOLE 332,374 0 0
PNC FINL SVCS GROUP INC COM 693475105 39,536 613,050 SH SOLE 613,050 0 0
PNM RES INC COM 69349H107 10,211 558,000 SH SOLE 558,000 0 0
POLARIS INDS INC COM 731068102 466 6,464 SH SOLE 6,464 0 0
POSCO ADR 693483109 214 2,562 SH SOLE 2,562 0 0
POTASH CORP SASK INC COM 73755L107 2,324 51,016 SH SOLE 51,016 0 0
POWERSHARES DB CMDTY IDX TRA
UNIT BEN INT ETF 73935S105 2,689 93,435 SH SOLE 93,435 0 0
POWERSHARES QQQ TRUST UNIT SER 1 ETF 73935A104 2,403 35,570 SH SOLE 35,570 0 0
POWERSHS DB MULTI SECTM DB
GOLD FUND ETF 73936B606 2,720 47,080 SH SOLE 47,080 0 0
PPL CORP COM 69351T106 24,402 863,477 SH SOLE 863,477 0 0
PPL CORP UNIT
99/99/9999 69351T601 67,066 1,237,600 SH SOLE 1,237,600 0 0
PPL CORP UNIT
99/99/9999S 69351T114 47,866 890,525 SH SOLE 890,525 0 0
PRAXAIR INC COM 74005P104 7,543 65,800 SH SOLE 65,800 0 0
PRECISION CASTPARTS CORP COM 740189105 830 4,803 SH SOLE 4,803 0 0
PRECISION DRILLING CORP 2010 COM 74022D308 5,587 557,605 SH SOLE 557,605 0 0
PRETIUM RES INC COM 74139C102 1,841 129,111 SH SOLE 129,111 0 0
PRICE T ROWE GROUP INC COM 74144T108 110,435 1,691,197 SH SOLE 1,691,197 0 0
PRICELINE INC COM 741503403 7,003 9,760 SH SOLE 9,760 0 0
PROCTER & GAMBLE CO COM 742718109 31,233 464,713 SH SOLE 464,713 0 0
PROGRESS ENERGY INC COM 743263105 54,300 1,022,401 SH SOLE 1,022,401 0 0
PROGRESSIVE CORP OHIO COM 743315103 20,317 876,500 SH SOLE 876,500 0 0
PROLOGIS INC COM 74340W103 544 15,108 SH SOLE 15,108 0 0
PROSPERITY BANCSHARES INC COM 743606105 19,932 435,197 SH SOLE 435,197 0 0
PRUDENTIAL FINL INC COM 744320102 127,522 2,011,712 SH SOLE 2,011,712 0 0
PUBLIC STORAGE COM 74460D109 7,313 52,930 SH SOLE 52,930 0 0
PUBLIC SVC ENTERPRISE GROUP COM 744573106 14,693 480,000 SH SOLE 480,000 0 0
PULTE HOMES INC COM 745867101 21,402 2,418,353 SH SOLE 2,418,353 0 0
PURECYCLE CORP COM 746228303 885 395,000 SH SOLE 395,000 0 0
PVH CORP COM ADDED COM 693656100 472 5,282 SH SOLE 5,282 0 0
QUALM INC COM 747525103 350,993 5,160,140 SH SOLE 5,160,140 0 0
QUANEX BUILDING PRODUCTS COR COM 747619104 6,954 394,453 SH SOLE 394,453 0 0
QUANTA SVCS INC COM 74762E102 209 10,000 SH SOLE 10,000 0 0
QUEST DIAGNOSTICS INC COM 74834L100 3,082 50,394 SH SOLE 50,394 0 0
RANGE RES CORP COM COM 75281A109 285 4,895 SH SOLE 4,895 0 0
RD MTR CO DEL *W EXP
01/01/201 345370134 60 17,230 SH SOLE 17,230 0 0
REALPAGE INC COM 75606N109 4,831 252,003 SH SOLE 252,003 0 0
RED HAT INC COM 756577102 5,529 92,318 SH SOLE 92,318 0 0
REGIONS FINANCIAL CORP COM 7591EP100 9,533 1,446,613 SH SOLE 1,446,613 0 0
REPUBLIC SVCS INC COM 760759100 27,699 906,384 SH SOLE 906,384 0 0
RESEARCH IN MOTION LTD COM 760975102 2,305 157,560 SH SOLE 157,560 0 0
REX ENERGY CORPORATION COM 761565100 110 10,328 SH SOLE 10,328 0 0
RITE AID CORP COM 767754104 57 33,000 SH SOLE 33,000 0 0
RIVERBED TECHNOLOGY INC COM COM 768573107 1,576 56,129 SH SOLE 56,129 0 0
ROBERT HALF INTL INC COM 770323103 108,963 3,596,152 SH SOLE 3,596,152 0 0
ROCK-TENN CO CL A COM 772739207 3,878 57,396 SH SOLE 57,396 0 0
ROGERSMUNICATIONS INC CL B COM 775109200 6,932 175,060 SH SOLE 175,060 0 0
ROPER INDS INC NEW COM 776696106 217 2,191 SH SOLE 2,191 0 0
ROVI CORP COM 779376102 562 17,253 SH SOLE 17,253 0 0
ROYAL BK CDA MONTREAL QUE COM 780087102 18,345 317,334 SH SOLE 317,334 0 0
ROYAL BK SCOTLAND GROUP PLC ADR 780097788 53,591 2,873,500 SH SOLE 2,873,500 0 0
ROYAL DUTCH SHELL PLC ADR 780259206 10,244 146,068 SH SOLE 146,068 0 0
RUBY TUESDAY INC COM 781182100 3,403 372,673 SH SOLE 372,673 0 0
S CORP CL B COM 65248E203 15,513 776,427 SH SOLE 776,427 0 0
SALESFORCE INC COM 79466L302 2,505 16,215 SH SOLE 16,215 0 0
SALIX PHARMACEUTICALS INC COM 795435106 3,087 58,793 SH SOLE 58,793 0 0
SANDY SPRING BANCORP INC COM 800363103 2,815 154,900 SH SOLE 154,900 0 0
SAPPI LTD SPON ADR NEW COM 803069202 65 17,600 SH SOLE 17,600 0 0
SCHLUMBERGER LTD COM 806857108 97,113 1,388,723 SH SOLE 1,388,723 0 0
SCHWAB CHARLES CORP COM 808513105 10,987 764,589 SH SOLE 764,589 0 0
SELECT INCOME REIT SH BEN INT 81618T100 1,581 70,000 SH SOLE 70,000 0 0
SHAWMUNICATIONS INC CL B COM 82028K200 3,873 183,470 SH SOLE 183,470 0 0
SIERRA BANCORP COM 82620P102 3,932 400,000 SH SOLE 400,000 0 0
SIGNATURE BK NEW YORK N Y COM 82669G104 2,919 46,307 SH SOLE 46,307 0 0
SILVERCORP METALS INC COM 82835P103 1,098 159,760 SH SOLE 159,760 0 0
SIMON PPTY GROUP INC COM 828806109 9,258 63,548 SH SOLE 63,548 0 0
SINCLAIR BROADCAST GROUP INC CL A COM 829226109 157 14,201 SH SOLE 14,201 0 0
SIRIUS XM RADIO INC AD COM 82967N108 39,801 17,229,726 SH SOLE 17,229,726 0 0
SL GREEN RLTY CORP COM 78440X101 219 2,822 SH SOLE 2,822 0 0
SM ENERGY CO COM 78454L100 344 4,863 SH SOLE 4,863 0 0
SMITH & NEPHEW PLC ADR 83175M205 452 8,956 SH SOLE 8,956 0 0
SOCIEDAD QUIMICA MINERA DE C ADR 833635105 211 3,594 SH SOLE 3,594 0 0
SOLAR SR CAP LTD COM 83416M105 4,620 286,775 SH SOLE 286,775 0 0
SOLARWINDS INC COM 83416B109 1,097 28,376 SH SOLE 28,376 0 0
SOLAZYME INC COM 83415T101 1,590 108,699 SH SOLE 108,699 0 0
SOUTHCOAST FINANCIAL CORP COM 84129R100 345 222,896 SH SOLE 222,896 0 0
SOUTHERN CO COM 842587107 20,920 465,609 SH SOLE 465,609 0 0
SOUTHERN MO BANCORP INC COM 843380106 2,048 80,001 SH SOLE 80,001 0 0
SOUTHWEST BANCORP INC OKLA COM 844767103 3,818 414,149 SH SOLE 414,149 0 0
SOUTHWESTERN ENERGY CO COM 845467109 8,947 292,374 SH SOLE 292,374 0 0
SPDR S&P 500 ETF TR TR UNIT ETF 78462F103 233,659 1,660,454 SH SOLE 1,660,454 0 0
SPDR SERIES TRUST BRCLYS YLD ETF ETF 78464A417 28,430 722,111 SH SOLE 722,111 0 0
SPECTRA ENERGY CORP COM 847560109 41,488 1,315,000 SH SOLE 1,315,000 0 0
SPECTRUM BRANDS HLDGS INC COM 84763R101 14,238 407,264 SH SOLE 407,264 0 0
ST JOE CO COM 790148100 260 13,700 SH SOLE 13,700 0 0
STANDARD PAC CORP NEW COM 85375C101 168 37,615 SH SOLE 37,615 0 0
STANLEY BLACK & DECKER INC COM 854502101 6,926 90,000 SH SOLE 90,000 0 0
STAPLES INC COM 855030102 21,103 1,304,291 SH SOLE 1,304,291 0 0
STARBUCKS CORP COM 855244109 5,516 98,695 SH SOLE 98,695 0 0
STATE BK FINL CORP COM 856190103 10,650 608,199 SH SOLE 608,199 0 0
STATE STR CORP COM 857477103 76,035 1,671,104 SH SOLE 1,671,104 0 0
STEWART INFORMATION SVCS COR COM 860372101 21,699 1,527,018 SH SOLE 1,527,018 0 0
STRYKER CORP COM 863667101 1,247 22,480 SH SOLE 22,480 0 0
SUN BANCORP INC COM 86663B102 4,587 1,299,538 SH SOLE 1,299,538 0 0
SUN LIFE FINL INC COM 866796105 26,978 1,139,765 SH SOLE 1,139,765 0 0
SUNCOR ENERGY INC NEW COM 867224107 43,854 1,342,557 SH SOLE 1,342,557 0 0
SUNTRUST BKS INC COM 867914103 28,412 1,175,502 SH SOLE 1,175,502 0 0
SVB FINL GROUP COM 78486Q101 41,296 641,840 SH SOLE 641,840 0 0
SWIFT TRANSN CO CL A COM 87074U101 9,449 818,845 SH SOLE 818,845 0 0
SYCAMORE NETWORKS INC COM 871206405 16,914 953,465 SH SOLE 953,465 0 0
SYNCHRONOSS TECHNOLOGIES INC COM 87157B103 2,189 68,565 SH SOLE 68,565 0 0
SYNOVUS FINL CORP COM 87161C105 12,031 5,868,803 SH SOLE 5,868,803 0 0
TAIWAN SEMICONDUCTOR MFG LTD ADR 874039100 359 23,499 SH SOLE 23,499 0 0
TALISMAN ENERGY INC COM 87425E103 24,032 1,916,420 SH SOLE 1,916,420 0 0
TARGET CORP COM 87612E106 57,358 984,353 SH SOLE 984,353 0 0
TCF FINL CORP *W EXP
11/14/201 872275128 397 188,891 SH SOLE 188,891 0 0
TEAVANA HLDGS INC COM ADDED COM 87819P102 3,562 180,646 SH SOLE 180,646 0 0
TECHTARGET INC COM 87874R100 5,579 805,019 SH SOLE 805,019 0 0
TECK RESOURCES LTD CL B COM 878742204 7,212 202,519 SH SOLE 202,519 0 0
TECO ENERGY INC COM 872375100 13,514 770,000 SH SOLE 770,000 0 0
TELE NORTE LESTE PART S A PFD ADR 879246106 726 64,000 SH SOLE 64,000 0 0
TELEFLEX INC COM 879369106 12,049 197,046 SH SOLE 197,046 0 0
TELEFLEX INC NOTE 3.875%
8/0 879369AA4 3,756 3,200,000 NOTE SOLE 3,200,000 0 0
TELEFONICA S A ADR 879382208 766 46,652 SH SOLE 46,652 0 0
TELLABS INC COM 879664100 20,949 5,172,654 SH SOLE 5,172,654 0 0
TEMPUR PEDIC INTL INC COM 88023U101 8,546 101,216 SH SOLE 101,216 0 0
TERADATA CORP DEL COM 88076W103 2,508 36,796 SH SOLE 36,796 0 0
TEVA PHARMACEUTICAL INDS LTD ADR 881624209 883 19,594 SH SOLE 19,594 0 0
TEXTRON INC COM 883203101 7,306 262,526 SH SOLE 262,526 0 0
THOMAS PPTYS GROUP INC COM 884453101 210 45,800 SH SOLE 45,800 0 0
THOMPSON CREEK METALS CO INC COM 884768102 718 106,270 SH SOLE 106,270 0 0
THOMSON REUTERS CORP COM 884903105 1,692 58,662 SH SOLE 58,662 0 0
THORATEC CORP COM 885175307 5,726 169,864 SH SOLE 169,864 0 0
TIBCO SOFTWARE INC COM 88632Q103 1,412 46,307 SH SOLE 46,307 0 0
TIDEWATER INC COM 886423102 9,303 172,221 SH SOLE 172,221 0 0
TIFFANY & CO NEW COM COM 886547108 277 4,005 SH SOLE 4,005 0 0
TIM HORTONS INC COM 88706M103 21,502 402,957 SH SOLE 402,957 0 0
TIME WARNER INC COM 887317303 569 15,086 SH SOLE 15,086 0 0
TJX COS INC COM 872540109 15,169 382,000 SH SOLE 382,000 0 0
TMS INTL CORP CL A COM 87261Q103 9,441 780,222 SH SOLE 780,222 0 0
TORONTO DOMINION BK ONT COM 891160509 15,324 181,005 SH SOLE 181,005 0 0
TOTAL S A ADR 89151E109 27,349 535,000 SH SOLE 535,000 0 0
TRACTOR SUPPLY CO COM 892356106 4,758 52,543 SH SOLE 52,543 0 0
TRANSALTA CORP COM COM 89346D107 21,627 1,156,500 SH SOLE 1,156,500 0 0
TRANSCANADA CORP COM 89353D107 297 6,926 SH SOLE 6,926 0 0
TRAVELERSPANIES INC COM 89417E109 539 9,110 SH SOLE 9,110 0 0
TRAVELZOO INC COM 89421Q106 5,491 238,726 SH SOLE 238,726 0 0
TREEHOUSE FOODS INC COM 89469A104 8,790 147,726 SH SOLE 147,726 0 0
TREX CO INC COM 89531P105 8,368 260,861 SH SOLE 260,861 0 0
TRICO BANCSHARES COM 896095106 10,108 580,252 SH SOLE 580,252 0 0
TRIUMPH GROUP INC NEW COM COM 896818101 6,121 97,684 SH SOLE 97,684 0 0
TRUSTMARK CORP COM 898402102 5,334 213,537 SH SOLE 213,537 0 0
TYSON FOODS INC CL A COM 902494103 532 27,797 SH SOLE 27,797 0 0
UAL CORP NOTE 6.000%
10/1 902549AJ3 11,453 4,435,000 NOTE SOLE 4,435,000 0 0
UDR INC COM COM 902653104 280 10,500 SH SOLE 10,500 0 0
UIL HLDG CORP COM 902748102 25,931 746,000 SH SOLE 746,000 0 0
ULTA SALON COSMETCS & FRAG I COM 90384S303 3,904 42,030 SH SOLE 42,030 0 0
ULTIMATE SOFTWARE GROUP INC COM 90385D107 8,792 119,975 SH SOLE 119,975 0 0
ULTRA PETROLEUM CORP COM 903914109 41,037 1,813,379 SH SOLE 1,813,379 0 0
UNILEVER PLC ADR 904767704 456 13,793 SH SOLE 13,793 0 0
UNION FIRST MKT BANKSH CP COM 90662P104 7,720 551,425 SH SOLE 551,425 0 0
UNITED CONTL HLDGS INC COM 910047109 206 9,570 SH SOLE 9,570 0 0
UNITED PARCEL SERVICE INC CL B COM 911312106 49,791 616,838 SH SOLE 616,838 0 0
UNITED TECHNOLOGIES CORP COM 913017109 46,849 564,856 SH SOLE 564,856 0 0
UNITEDHEALTH GROUP INC COM 91324P102 2,757 46,774 SH SOLE 46,774 0 0
UNIVEST CORP PA COM 915271100 931 55,500 SH SOLE 55,500 0 0
US AIRWAYS GROUP INC NOTE 7.250%
5/1 911905AC1 14,669 8,110,000 NOTE SOLE 8,110,000 0 0
US BANCORP DEL COM 902973304 103,753 3,275,042 SH SOLE 3,275,042 0 0
V F CORP COM 918204108 7,445 51,000 SH SOLE 51,000 0 0
VALE S A ADR COM 91912E105 226 9,672 SH SOLE 9,672 0 0
VALLEY NATL BANCORP *W EXP
11/14/201 919794131 135 96,277 SH SOLE 96,277 0 0
VALSPAR CORP COM 920355104 366 7,575 SH SOLE 7,575 0 0
VANGUARD INTL EQUITY INDEX F MSCI
EMR MKT ETF 922042858 90,029 2,071,049 SH SOLE 2,071,049 0 0
VANTAGE DRILLINGPANY ORD SHS G93205113 72 45,205 SH SOLE 45,205 0 0
VCA ANTECH INC COM 918194101 13,286 572,412 SH SOLE 572,412 0 0
VECTREN CORP COM 92240G101 29,351 1,010,000 SH SOLE 1,010,000 0 0
VERIFONE SYS INC COM 92342Y109 18,306 352,926 SH SOLE 352,926 0 0
VERIZON MUNICATIONS INC COM 92343V104 31,335 819,655 SH SOLE 819,655 0 0
VISA INC CL A COM 92826C839 119,401 1,011,870 SH SOLE 1,011,870 0 0
VMWARE INC CL A COM 928563402 2,190 19,489 SH SOLE 19,489 0 0
VODAFONE GROUP PLC ADR 92857W209 12,485 451,205 SH SOLE 451,205 0 0
VORNADO RLTY TR SH BEN INT COM 929042109 424 5,037 SH SOLE 5,037 0 0
WABCO HLDGS INC COM COM 92927K102 20,801 343,926 SH SOLE 343,926 0 0
WAL MART STORES INC COM 931142103 623 10,185 SH SOLE 10,185 0 0
WALGREEN CO COM 931422109 17,217 514,082 SH SOLE 514,082 0 0
WALTER ENERGY INC COM 93317Q105 492 8,304 SH SOLE 8,304 0 0
WALTER INVT MGMT CORP COM 93317W102 6,767 300,091 SH SOLE 300,091 0 0
WARREN RES INC COM 93564A100 34,159 10,478,340 SH SOLE 10,478,340 0 0
WASHINGTON BKG CO OAK HBR WA COM 937303105 2,740 198,419 SH SOLE 198,419 0 0
WASHINGTON FED INC *W EXP
11/14/201 938824117 357 79,276 SH SOLE 79,276 0 0
WASHINGTON TR BANCORP COM 940610108 8,406 348,210 SH SOLE 348,210 0 0
WEATHERFORD INTERNATIONAL LT REG SHS H27013103 10,318 683,780 SH SOLE 683,780 0 0
WELLCARE HEALTH PLANS INC COM 94946T106 5,289 73,583 SH SOLE 73,583 0 0
WELLPOINT INC COM 94973V107 434 5,874 SH SOLE 5,874 0 0
WELLS FARGO & CO COM 949746101 143,275 4,196,696 SH SOLE 4,196,696 0 0
WELLS FARGO & CO NEW PFD CNV 949746804 28,219 25,270 SH SOLE 25,270 0 0
WESBANCO INC COM 950810101 5,315 263,893 SH SOLE 263,893 0 0
WESTAMERICA BANCORPORATION COM 957090103 10,610 221,044 SH SOLE 221,044 0 0
WEYERHAEUSER CO COM 962166104 4,789 218,494 SH SOLE 218,494 0 0
WHOLE FOODS MKT INC COM 966837106 2,309 27,748 SH SOLE 27,748 0 0
WILLIAMS CLAYTON ENERGY INC COM COM 969490101 4,687 59,000 SH SOLE 59,000 0 0
WILSHIRE BANCORP INC COM 97186T108 10,252 2,122,612 SH SOLE 2,122,612 0 0
WRIGHT EXPRESS CORP COM 98233Q105 5,556 85,833 SH SOLE 85,833 0 0
WSFS FINL CORP COM 929328102 9,106 222,099 SH SOLE 222,099 0 0
XCEL ENERGY INC COM 98389B100 49,078 1,854,115 SH SOLE 1,854,115 0 0
XILINX INC COM 983919101 230 6,312 SH SOLE 6,312 0 0
XO GROUP INC COM ADDED COM 983772104 5,059 538,740 SH SOLE 538,740 0 0
XPO LOGISTICS INC COM 983793100 4,253 253,143 SH SOLE 253,143 0 0
YAMANA GOLD INC COM 98462Y100 21,421 1,376,700 SH SOLE 1,376,700 0 0
YPF SOCIEDAD ANONIMA ADR 984245100 5,919 208,341 SH SOLE 208,341 0 0
YUM BRANDS INC COM 988498101 4,891 68,717 SH SOLE 68,717 0 0
ZIMMER HLDGS INC COM 98956P102 3,958 61,568 SH SOLE 61,568 0 0
ZIONS BANCORPORATION COM 989701107 40,739 1,898,359 SH SOLE 1,898,359 0 0
</TABLE>
</TEXT>
</DOCUMENT>
</SEC-DOCUMENT>