-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Wnz4DeO7GGZaeJTUyUEfZRKhkoLwVZL04R6oCQKqwZs3jqpvKrxsnEqO+JwmpA8x GAa5d9ZkItaqT8YgfYbm/A== 0001033427-99-000023.txt : 19991018 0001033427-99-000023.hdr.sgml : 19991018 ACCESSION NUMBER: 0001033427-99-000023 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990930 FILED AS OF DATE: 19991007 FILER: COMPANY DATA: COMPANY CONFORMED NAME: IRIDIAN ASSET MANAGEMENT LLC/CT CENTRAL INDEX KEY: 0001033427 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 061439577 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-06008 FILM NUMBER: 99724468 BUSINESS ADDRESS: STREET 1: 276 POST RD WEST CITY: WESTPORT STATE: CT ZIP: 06880-4704 BUSINESS PHONE: 2033417800 MAIL ADDRESS: STREET 1: 276 POST ROAD WEST CITY: WESTPORT STATE: CT ZIP: 06880-4704 13F-HR 1 FORM 13F HOLDINGS REPORT SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 1999 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ]is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Iridian Asset Management LLC Address: 276 Post Road West, Westport, CT 06880-4704 13F File Number: 28-6008 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing this report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jeffrey M. Elliott Title: Executive Vice President Phone: 203-341-9009 Signature, Place, and Date of Signing: Jeffrey M. Elliott, Westport, CT, August 5, 1999 List of Other Managers Reporting for this Manager: None. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None Form 13F Information Table Entry Total: 105 Form 13F Information Table Value Total: $7,077,069,000 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AGRIUM INC COM COM 008916108 447 45000 SH SOLE 45000 ALPINE GROUP INC COM 020825105 801 61900 SH SOLE 61900 AMERICAN HOME PRODUCTS CORP COM 026609107 6030 145300 SH SOLE 142700 2600 AMERITECH CORPORATION COM 030954101 9238 138400 SH SOLE 126500 11900 AMGEN INC COM 031162100 147319 1807600 SH SOLE 1357400 450200 AON CORP COM 037389103 61104 2066948 SH SOLE 1512898 554050 ASCENT ENTERTAINMENT GR COM 043628106 1679 122100 SH SOLE 122100 ASSOCIATES FIRST CAPITAL CORP COM 046008108 6487 180200 SH SOLE 165300 14900 AT&T CORP LIBERTY MEDIA COM 001957208 257456 6899982 SH SOLE 5166320 1733662 ATLANTIC RICHFIELD COM 048825103 4653 52500 SH SOLE 47700 4800 AXA FINANCIAL INC COM 002451102 126806 2272000 SH SOLE 1713400 558600 BALL CORP COM 058498106 107094 2430500 SH SOLE 1839500 591000 BANKBOSTON COM 06605R106 246021 5671960 SH SOLE 4241360 1430600 BAUSCH & LOMB COM 071707103 176541 2677400 SH SOLE 1990500 686900 BAXTER INTL INC COM 071813109 4856 80600 SH SOLE 73400 7200 BECTON DICKINSON COM 075887109 142689 5084700 SH SOLE 3822700 1262000 BELLSOUTH CORP COM 079860102 6665 148100 SH SOLE 134000 14100 CABLETRON SYSTEMS INC COM 126920107 51085 3256400 SH SOLE 2428400 828000 CABLEVISION SYSTEMS CORP COM 12686C109 156543 2151800 SH SOLE 1605700 546100 CHUBB CORP COM 171232101 5092 102600 SH SOLE 93400 9200 CIGNA CORP COM 125509109 59689 767700 SH SOLE 644100 123600 CIT GROUP HLDGS INC COM 125577106 104879 5100500 SH SOLE 3774800 1325700 CITIGROUP INC COM 172967101 4436 100821 SH SOLE 91771 9050 CLAYTON HOMES INC COM COM 184190106 261 30000 SH SOLE 30000 COMDISCO, INC. COM 200336105 150668 7801600 SH SOLE 5792700 2008900 COMSAT CORP COM SER 1 COM 20564D107 33076 1116474 SH SOLE 834659 281815 CONVERGYS CORP COM 212485106 106534 5377100 SH SOLE 3988600 1388500 CORUS ENTERTAINMENT CL B COM 220874101 215 9066 SH SOLE 9066 DEPARTMENT 56 INC COM COM 249509100 407 17000 SH SOLE 17000 DUN & BRADSTREET COM 26483B106 231821 7759700 SH SOLE 5796700 1963000 E G and G INC COM 268457108 12764 321100 SH SOLE 178600 142500 ELECTRONIC DATA SYS NW COM COM 285661104 6638 125400 SH SOLE 114400 11000 ELF AQUITANE SPONSORED ADR COM 286269105 8237 89900 SH SOLE 82100 7800 ENI SPA Spon ADR COM 26874R108 6149 97600 SH SOLE 89000 8600 EQUIFAX INC COM 294429105 147687 5251100 SH SOLE 3951200 1299900 FINOVA GROUP INC COM 317928109 227405 6230280 SH SOLE 4660200 1570080 FIRST DATA CORP COM 319963104 148982 3395590 SH SOLE 2548300 847290 FORTUNE BRANDS COM 349631101 126081 3909500 SH SOLE 2949700 959800 GALILEO INTL INC COM 363547100 149476 3713700 SH SOLE 2772200 941500 GENERAL DYNAMICS COM 369550108 413673 6625390 SH SOLE 5063300 1562090 GENERAL INSTR CORP NEW COM COM 370120107 244243 5088400 SH SOLE 3829600 1258800 GENERAL MOTORS CL H COM 370442832 191655 3347690 SH SOLE 2517800 829890 GENERAL MOTORS CORP COM 370442105 9881 157000 SH SOLE 143300 13700 GENZYME CORP COM 372917104 156691 3477200 SH SOLE 2594800 882400 GENZYME SURGICAL PRODUCTS COM 372917609 3136 557486 SH SOLE 408863 148623 GLOBAL CROSSING LTD COM G3921A100 945 35670 SH SOLE 35670 GLOBALSTAR TELECO COM G3930H104 403 17500 SH SOLE 17500 GREENPOINT FINCL COM 395384100 62289 2344980 SH SOLE 1862900 482080 GTE CORP COM 362320103 167019 2172600 SH SOLE 1646300 526300 HARRIS CORP COM 413875105 149332 5405700 SH SOLE 4048600 1357100 HARTFORD FINANCIAL COM 416515104 2755 67400 SH SOLE 61600 5800 HOUSEHOLD INTL COM 441815107 131610 3280000 SH SOLE 2484200 795800 INFORMIX CORP COM COM 456779107 159 20000 SH SOLE 20000 KIMBERLY- CLARK CORP COM 494368103 7467 141550 SH SOLE 127750 13800 L-3 COMMUNICATION HLDGS COM 502424104 21959 581700 SH SOLE 382600 199100 LOCKHEED MARTIN COM 539830109 66101 2022200 SH SOLE 1581700 440500 LORAL SPACE COM G56462107 156169 9086200 SH SOLE 6735700 2350500 MAPICS INC COM COM 564910107 304 35000 SH SOLE 35000 MARSH SUPERMARKETS INC CL B COM 571783208 210 17000 SH SOLE 17000 MEDIAONE GROUP INC COM 58440J104 6298 92200 SH SOLE 84100 8100 MEDITRUST CORP PAIRED CTF COM 58501T306 351 41272 SH SOLE 41272 MELLON BANK COM 585509102 199846 5943380 SH SOLE 4458100 1485280 MERRILL LYNCH COM 590188108 4076 60500 SH SOLE 55300 5200 MILLENNIUM CHEMICAL COM 599903101 27362 1338790 SH SOLE 931900 406890 McKESSON HBOC INC COM 58155Q103 133705 4610500 SH SOLE 3411500 1199000 NCR CORP COM 62886E108 138644 4193400 SH SOLE 3118700 1074700 NEWPORT NEWS SHIPBLG INC COM 652228107 1496 46300 SH SOLE 46300 NEWS CORP LTD COM 652487802 176745 6622780 SH SOLE 4979700 1643080 NEXTEL COMMUNICATIONS COM 65332V103 177323 2614900 SH SOLE 1974600 640300 PE CORP CELERA GENOMICS COM 69332s201 370 9200 SH SOLE 9200 PEGASUS COMMUNICATIONS CORP COM 705904100 871 19300 SH SOLE 19300 QUEST DIAGNOSTICS INC COM 74834L100 1552 59700 SH SOLE 59700 RITE AID CORP COM 767754104 106945 7742600 SH SOLE 5754600 1988000 SEAGRAM LTD COM 811850106 9396 206500 SH SOLE 185900 20600 SHAW COMMUNICATIONS INC COM 82028K200 750 27200 SH SOLE 27200 SILICON GRAPHICS COM 827056102 137518 12573100 SH SOLE 9432200 3140900 SNYDER COMMUNICATIONS COM 832914105 77945 5132200 SH SOLE 3815500 1316700 SOLUTIA INC COM 834376105 59858 3348700 SH SOLE 2471700 877000 SONY CORP SPON ADR COM 835699307 5762 38400 SH SOLE 34400 4000 SPRINT CORPORATION (FON GRP) COM 852061100 9298 171400 SH SOLE 156400 15000 ST JUDE MEDICAL COM 790849103 198276 6294480 SH SOLE 4709200 1585280 STARWOOD HOTELS & RESORTS COM 85590A203 100629 4510000 SH SOLE 3367500 1142500 STORAGE TECH CORP COM 862111200 133009 6887190 SH SOLE 5163400 1723790 TCI SATELLITE ENTERTAINMENT A COM 872298104 1068 267100 SH SOLE 267100 TIME WARNER INC COM 887315109 6597 108600 SH SOLE 106600 2000 TRAVELERS PPTY A CASUALTY CP COM 893939108 113076 3833100 SH SOLE 2876200 956900 TYCO INTERNATIONAL LTD COM 902124106 5963 57753 SH SOLE 51343 6410 U.S. INDUSTRIES INC COM 912080108 45464 2886588 SH SOLE 2482698 403890 UNISYS CORP COM 909214108 50134 1111000 SH SOLE 872100 238900 UNITED RENTALS, INC. COM 911363109 7787 358000 SH SOLE 116000 242000 UNUMPROVIDENT CORP COM 91529Y106 124926 4243761 SH SOLE 3194191 1049570 VENTIV HEALTH INC COM 922793104 16893 1710680 SH SOLE 1271787 438893 WELLS FARGO & CO COM 949746101 3634 91700 SH SOLE 83700 8000 WHIRLPOOL CORP COM 963320106 144915 2218800 SH SOLE 1651300 567500 XEROX CORP COM 984121103 7603 181300 SH SOLE 165500 15800 XTRA CORP COM 984138107 3387 85200 SH SOLE 85200 - - CDO OCT 10 CALLS CALL 750 800 SH CALL SOLE 800 - - DEO OCT 35 CALLS CALL 351 550 SH CALL SOLE 550 - - GLC JAN 40 CALLS CALL 394 900 SH CALL SOLE 900 - - GTE JAN 50 CALLS (LEAP 2001 CALL 1740 600 SH CALL SOLE 600 - - IBC JAN 20 CALLS CALL 574 1530 SH CALL SOLE 1530 - - LOR JAN 10 CALLS (LEAP 2001 CALL 1725 2000 SH CALL SOLE 2000 - - NWS.A JAN 25 CALLS (LEAP 20 CALL 235 417 SH CALL SOLE 417 - - RAD APR 7.50 CALL CALL 663 1000 SH CALL SOLE 1000 - - SNE OCT 110 CALLS CALL 1153 290 SH CALL SOLE 290
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