FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
FLAGSTAR BANCORP INC [ (NYSE:FBC) ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 12/11/2003 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Flagstar Bancorp, Inc. Common Stock | 12/11/2003 | M | 20,250 | A | $1.96 | 61,713 | D | |||
Flagstar Bancorp, Inc. Common Stock | 12/11/2003 | M | 5,625 | A | $5.01 | 67,338 | D | |||
Flagstar Bancorp, Inc. Common Stock | 12/11/2003 | M | 4,400 | A | $11.8 | 71,738 | D | |||
Flagstar Bancorp, Inc. Common Stock | 06/22/2004 | M | 20,250 | A | $1.96 | 91,988 | D | |||
Flagstar Bancorp, Inc. Common Stock | 19,869.85(1) | I | By 401(k) Plan | |||||||
Flagstar Bancorp, Inc. Common Stock | 3,674,630(2) | I | By Wife's Trust |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Buy) | $1.96 | 12/11/2003 | M | 20,250 | (3) | 06/19/2010 | Common Stock | 20,250 | $0 | 20,250(4) | D | ||||
Employee Stock Option (Right to Buy) | $5.01 | 12/11/2003 | M | 5,625 | 05/22/2003 | 05/22/2011 | Common Stock | 5,625 | $0 | 16,875(5) | D | ||||
Employee Stock Option (Right to Buy) | $11.8 | 12/11/2003 | M | 4,400 | 06/18/2003 | 06/18/2012 | Common Stock | 4,400 | $0 | 35,600(6) | D | ||||
Employee Stock Option (Right to Buy) | $1.96 | 06/22/2004 | M | 20,250 | 06/19/2004 | 06/19/2010 | Common Stock | 20,250 | $0 | 0 | D |
Explanation of Responses: |
1. Because the stock fund compenant of the 401(k) Plan is accounted for in unit accounting, the number of share equivalents is based on the closing price of Flagstar Bancorp, Inc. common stock on June 23, 2004. |
2. Mr. Rondeau disclaims beneficial ownership of these shares pursuant to Rule 16a-1(a)(4). |
3. The stock options became exercisable in equal parts on June 19, 2002 and June 19, 2003. |
4. These stock options were exercised on June 22, 2004 and reported below. |
5. 5,625 stock options vested on May 22, 2004, and 11,250 stock options vest on May 22, 2005. |
6. 5,600 and 10,000 stock options vested on June 18, 2003 and June 18, 2004 respectively, and 20,000 stock options vest in equal parts on June 18, 2005 and June 18, 2006. |
Remarks: |
/s/ Robert O. Rondeau | 06/24/2004 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |