-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GzJxBR9KRVKVm9063U2BrD40T8U4p1y4UQAa34QA/yTrYdSTXo+jn7L3qHFpZB5n 5UkJ+6tBImf1OgavKwJFBQ== 0001193125-09-198853.txt : 20090928 0001193125-09-198853.hdr.sgml : 20090927 20090928132438 ACCESSION NUMBER: 0001193125-09-198853 CONFORMED SUBMISSION TYPE: N-Q PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20090731 FILED AS OF DATE: 20090928 DATE AS OF CHANGE: 20090928 EFFECTIVENESS DATE: 20090928 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DRYDEN SMALL-CAP CORE EQUITY FUND, INC. CENTRAL INDEX KEY: 0001032903 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: N-Q SEC ACT: 1940 Act SEC FILE NUMBER: 811-08167 FILM NUMBER: 091089730 BUSINESS ADDRESS: STREET 1: GATEWAY CENTER 3, 4TH FLOOR STREET 2: 100 MULBERRY STREET CITY: NEWARK STATE: NJ ZIP: 07102 BUSINESS PHONE: 9738026469 MAIL ADDRESS: STREET 1: GATEWAY CENTER 3, 4TH FLOOR STREET 2: 100 MULBERRY STREET CITY: NEWARK STATE: NJ ZIP: 07102 FORMER COMPANY: FORMER CONFORMED NAME: DRYDEN SMALL CAP CORE EQUITY FUND INC DATE OF NAME CHANGE: 20031222 FORMER COMPANY: FORMER CONFORMED NAME: DRYDEN TAX MANAGED SMALL CAP FUND INC DATE OF NAME CHANGE: 20030716 FORMER COMPANY: FORMER CONFORMED NAME: PRUDENTIAL TAX MANAGED SMALL CAP FUND INC DATE OF NAME CHANGE: 20000530 0001032903 S000004649 DRYDEN SMALL-CAP CORE EQUITY FUND, INC. C000012662 Class A PQVAX C000012663 Class B PQVBX C000012664 Class C PQVCX C000012665 Class Z PSQZX N-Q 1 dnq.htm DRYDEN SMALL-CAP CORE EQUITY FUND, INC. Dryden Small-Cap Core Equity Fund, Inc.

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM N-Q

 

 

QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED

MANAGEMENT INVESTMENT COMPANIES

 

Investment Company Act file number:    811-08167
Exact name of registrant as specified in charter:    Dryden Small-Cap Core Equity Fund, Inc.
Address of principal executive offices:    Gateway Center 3,
   100 Mulberry Street,
   Newark, New Jersey 07102
Name and address of agent for service:    Deborah A. Docs
   Gateway Center 3,
   100 Mulberry Street,
   Newark, New Jersey 07102
Registrant’s telephone number, including area code:    800-225-1852
Date of fiscal year end:    10/31/2009
Date of reporting period:    7/31/2009


Item 1. Schedule of Investments


Dryden Small-Cap Core Equity Fund, Inc.

Schedule of Investments

as of July 31, 2009 (Unaudited)

 

Shares

  

Description

   Value

LONG-TERM INVESTMENTS 98.2%

  

COMMON STOCKS

  

CONSUMER DISCRETIONARY 15.1%

  

Distributors

  
1,100   

Core-Mark Holding Co., Inc.(a)

   $ 29,546
         

Diversified Consumer Services 1.2%

  
16,100   

Capella Education Co.(a)(b)

     1,036,196
6,100   

Hillenbrand, Inc.

     110,532
11,700   

Pre-Paid Legal Services, Inc.(a)

     570,609
21,100   

Universal Technical Institute, Inc.(a)(b)

     334,857
         
        2,052,194
         

Hotels, Restaurants & Leisure 3.8%

  
9,300   

Buffalo Wild Wings, Inc.(a)(b)

     375,255
58,400   

California Pizza Kitchen, Inc.(a)(b)

     963,600
9,850   

CEC Entertainment, Inc.(a)(b)

     287,324
15,800   

Cracker Barrel Old Country Store, Inc.(b)

     455,988
27,900   

Jack in the Box, Inc.(a)

     588,690
14,900   

O’Charleys, Inc.

     154,811
14,400   

P.F. Chang’s China Bistro, Inc.(a)(b)

     488,304
9,200   

Papa John’s International, Inc.(a)

     233,772
13,200   

Peet’s Coffee & Tea, Inc.(a)

     362,604
25,400   

Pinnacle Entertainment, Inc.(a)(b)

     254,762
9,300   

Red Robin Gourmet Burgers, Inc.(a)(b)

     174,096
61,200   

Ruby Tuesday, Inc.(a)

     457,776
14,100   

Steak N Shake Co. (The)(a)

     144,102
85,900   

Texas Roadhouse, Inc. (Class A Stock)(a)(b)

     956,067
12,500   

WMS Industries, Inc.(a)(b)

     452,000
         
        6,349,151
         

Household Durables 0.8%

  
6,400   

Blyth, Inc.

     271,552
2,400   

Helen of Troy Ltd.(a)

     52,200
10,700   

Jarden Corp.(a)

     263,755
71,200   

La-Z-Boy, Inc.

     482,024
1,700   

National Presto Industries, Inc.

     136,612
8,600   

Universal Electronics, Inc.(a)

     181,546
         
        1,387,689
         

Internet & Catalog Retail 0.9%

  
1,300   

Blue Nile, Inc.(a)

     60,099
16,300   

NutriSystem, Inc.

     231,949
54,600   

PetMed Express, Inc.(a)(b)

     1,013,376
18,500   

Stamps.com, Inc.(a)

     159,655
         
        1,465,079
         


Leisure Equipment & Products 1.0%

  
31,900   

Polaris Industries, Inc.

   1,208,053
45,900   

Sturm, Ruger & Co., Inc.(b)

   572,832
       
      1,780,885
       

Multi-line Retail 0.1%

  
8,100   

Fred’s, Inc. (Class A Stock)

   109,188
       

Specialty Retail 5.1%

  
5,900   

Aeropostale, Inc.(a)

   214,760
18,200   

Brown Shoe Co., Inc.

   141,050
27,700   

Buckle, Inc. (The)(b)

   857,038
40,400   

Cabela’s, Inc.(a)(b)

   654,884
14,800   

Cato Corp. (The) (Class A Stock)

   294,224
42,100   

Charlotte Russe Holding, Inc.(a)

   631,921
23,000   

Children’s Place Retail Stores, Inc. (The)(a)(b)

   753,710
42,800   

Dress Barn, Inc.(a)(b)

   667,252
9,100   

Genesco, Inc.(a)

   197,652
12,000   

Group 1 Automotive, Inc.(b)

   353,520
17,200   

Gymboree Corp.(a)

   684,216
2,300   

Haverty Furniture Cos., Inc.

   24,702
12,200   

JOS A Bank Clothiers, Inc.(a)(b)

   446,398
20,800   

Men’s Wearhouse, Inc. (The)(b)

   449,488
67,300   

PEP Boys-Manny Moe & Jack

   668,289
1,800   

Stage Stores, Inc.

   22,464
32,700   

Tractor Supply Co.(a)(b)

   1,568,619
       
      8,630,187
       

Textiles, Apparel & Luxury Goods 2.2%

  
58,200   

Carter’s, Inc.(a)

   1,649,388
3,100   

Deckers Outdoor Corp.(a)

   209,591
33,500   

Maidenform Brands, Inc.(a)

   463,305
6,700   

Oxford Industries, Inc.

   91,857
35,400   

True Religion Apparel, Inc.(a)(b)

   791,544
6,200   

Unifirst Corp.

   241,304
8,400   

Wolverine World Wide, Inc.

   202,440
       
      3,649,429
       

CONSUMER STAPLES 3.6%

  

Food & Staples Retailing 0.8%

  
3,600   

Andersons, Inc. (The)

   115,992
40,100   

Casey’s General Stores, Inc.

   1,099,943
5,500   

Spartan Stores, Inc.

   70,895
1,500   

Weis Markets, Inc.

   49,605
       
      1,336,435
       

Food Products 2.4%

  
18,600   

Chiquita Brands International, Inc.(a)(b)

   227,850
69,400   

Darling International, Inc.(a)

   489,964
14,100   

Del Monte Foods Co.

   136,206
24,100   

Diamond Foods, Inc.

   679,620
7,500   

J&J Snack Foods Corp.

   325,050


3,900   

Lance, Inc.

   98,826
28,000   

Sanderson Farms, Inc.

   1,139,040
30,400   

TreeHouse Foods, Inc.(a)

   986,480
       
      4,083,036
       

Household Products

  
1,600   

WD-40 Co.

   48,368
       

Personal Products 0.3%

  
6,100   

Chattem, Inc.(a)

   382,287
2,900   

Prestige Brands Holdings, Inc.(a)

   18,937
       
      401,224
       

Tobacco 0.1%

  
43,200   

Alliance One International, Inc.(a)(b)

   178,848
       

ENERGY 4.9%

  

Energy Equipment & Services 2.3%

  
11,300   

Bristow Group, Inc.(a)(b)

   374,030
13,100   

Cal Dive International, Inc.(a)

   116,983
16,000   

CARBO Ceramics, Inc.

   667,040
5,600   

Dresser-Rand Group, Inc.(a)

   163,016
1,700   

Dril-Quip, Inc.(a)

   71,893
3,700   

Gulf Island Fabrication, Inc.

   53,650
2,800   

Lufkin Industries, Inc.

   127,120
7,500   

Matrix Service Co.(a)

   75,975
30,100   

Oil States International, Inc.(a)

   816,312
39,800   

Pioneer Drilling Co.(a)

   174,324
15,900   

SEACOR Holdings, Inc.(a)(b)

   1,263,732
       
      3,904,075
       

Oil, Gas & Consumable Fuels 2.6%

  
3,500   

Berry Petroleum Co. (Class A Stock)

   83,020
26,900   

Holly Corp.

   572,163
2,000   

Penn Virginia Corp.

   38,420
12,400   

Petroleum Development Corp.(a)

   208,816
16,200   

St. Mary Land & Exploration Co.

   386,694
102,000   

Stone Energy Corp.(a)

   1,107,720
28,000   

Swift Energy Co.(a)

   551,600
10,100   

Venoco, Inc.(a)

   89,284
29,900   

World Fuel Services Corp.(b)

   1,311,414
       
      4,349,131
       

FINANCIAL 17.2%

  

Capital Markets 1.7%

  
13,200   

Ameriprise Financial, Inc.

   366,960
4,000   

Greenhill & Co., Inc.(b)

   301,280
7,900   

Investment Technology Group, Inc.(a)

   176,565
25,900   

LaBranche & Co., Inc.(a)

   98,161
7,800   

optionsXpress Holdings, Inc.

   140,946
22,400   

Piper Jaffray Cos., Inc.(a)(b)

   1,027,264


5,800   

Stifel Financial Corp.(a)(b)

   289,594
30,800   

SWS Group, Inc.

   423,808
       
      2,824,578
       

Commercial Banks 4.9%

  
41,600   

Boston Private Financial Holdings, Inc.

   190,528
4,800   

Cardinal Financial Corp.

   37,392
1,100   

City Holding Co.

   35,442
8,800   

Columbia Banking System, Inc.

   106,832
48,800   

Community Bank System, Inc.(b)

   884,744
61,500   

East West Bancorp, Inc.(b)

   543,660
58,000   

First Commonwealth Financial Corp.

   386,860
18,100   

First Financial Bancorp

   156,384
6,100   

First Financial Bankshares, Inc.(b)

   321,287
23,100   

First Midwest Bancorp, Inc.

   193,116
18,500   

Hancock Holding Co.(b)

   747,215
9,700   

Harleysville National Corp.

   53,156
4,700   

Home Bancshares, Inc.

   102,272
25,300   

Independent Bank Corp.

   539,649
92,000   

National Penn Bancshares, Inc.

   458,160
23,300   

NBT Bancorp, Inc.(b)

   534,502
2,200   

Oriental Financial Group, Inc.

   31,042
10,400   

PrivateBancorp, Inc.(b)

   258,232
32,200   

Prosperity Bancshares, Inc.

   1,079,022
3,100   

S&T Bancorp, Inc.

   42,501
10,100   

Signature Bank(a)

   297,748
2,100   

Simmons First National Corp. (Class A Stock)

   62,958
20,200   

Sterling Bancorp

   163,014
3,100   

Tompkins Financial Corp.

   137,888
56,900   

UCBH Holdings, Inc.(b)

   68,849
1,100   

UMB Financial Corp.(b)

   45,892
40,000   

Umpqua Holdings Corp.

   388,000
18,800   

United Bankshares, Inc.(b)

   380,888
1,100   

Wintrust Financial Corp.

   28,765
       
      8,275,998
       

Consumer Finance 1.0%

  
13,900   

Cash America International, Inc.

   371,547
51,700   

First Cash Financial Services, Inc.(a)

   971,960
11,100   

World Acceptance Corp.(a)(b)

   263,292
       
      1,606,799
       

Diversified Financial Services 0.2%

  
13,050   

Financial Federal Corp.

   264,654
6,700   

PHH Corp.(a)(b)

   122,811
       
      387,465
       

Insurance 3.1%

  
800   

Allied World Assurance Co. Holdings Ltd. (Bermuda)

   34,768
2,000   

American Financial Group, Inc.

   48,780
2,700   

American Physicians Capital, Inc.

   120,123
20,800   

AMERISAFE, Inc.(a)

   345,904
1,200   

Assurant, Inc.

   30,624


3,400   

Assured Guaranty Ltd.

   47,498
4,200   

Axis Capital Holdings Ltd.

   119,532
47,900   

Conseco, Inc.(a)

   148,969
40,200   

Delphi Financial Group, Inc. (Class A Stock)

   957,966
9,800   

eHealth, Inc.(a)

   159,152
3,100   

Endurance Specialty Holdings Ltd. (Bermuda)

   103,447
3,000   

Greenlight Capital Re Ltd. (Class A Stock)(a)

   54,990
3,500   

Hallmark Financial Services(a)

   22,960
12,800   

Infinity Property & Casualty Corp.

   531,712
9,200   

Montpelier Re Holdings Ltd.

   144,256
3,900   

Presidential Life Corp.

   34,866
10,100   

ProAssurance Corp.(a)(b)

   512,878
6,100   

RLI Corp.

   302,621
7,000   

Safety Insurance Group, Inc.

   225,820
21,400   

Selective Insurance Group, Inc.(b)

   319,716
12,400   

StanCorp Financial Group, Inc.

   426,808
2,400   

Stewart Information Services Corp.

   33,048
18,100   

Tower Group, Inc.(b)

   451,957
1,900   

United Fire & Casualty Co.

   31,939
       
      5,210,334
       

Real Estate Investment Trusts 5.5%

  
43,700   

BioMed Realty Trust, Inc.

   510,416
4,700   

Brandywine Realty Trust

   38,446
28,500   

Cedar Shopping Centers, Inc.

   151,335
107,400   

Colonial Properties Trust(b)

   857,052
26,500   

DiamondRock Hospitality Co.

   179,140
39,200   

Duke Realty Corp.(b)

   372,008
9,700   

EastGroup Properties, Inc.

   336,784
32,200   

Extra Space Storage, Inc.

   282,716
4,200   

Franklin Street Properties Corp.

   59,892
5,400   

Home Properties, Inc.(b)

   192,780
52,400   

Inland Real Estate Corp.

   386,712
14,000   

Kilroy Realty Corp.(b)

   330,400
21,600   

Kite Realty Group Trust

   69,120
38,700   

LaSalle Hotel Properties

   577,017
98,743   

Lexington Realty Trust

   422,620
42,700   

LTC Properties, Inc.(b)

   1,042,734
38,800   

Medical Properties Trust, Inc.

   271,600
1,600   

Mid-America Apartment Communities, Inc.

   63,472
18,200   

National Retail Properties, Inc.

   358,722
26,400   

Parkway Properties, Inc.

   374,088
10,900   

Post Properties, Inc.

   154,344
9,300   

PS Business Parks, Inc.

   480,903
8,000   

Ramco-Gershenson Properties Trust

   72,720
36,700   

Senior Housing Properties Trust

   684,822
16,400   

Sovran Self Storage, Inc.

   441,488
3,700   

Sun Communities, Inc.

   56,610
14,200   

Sunstone Hotel Investors, Inc.(b)

   78,952
5,600   

Tanger Factory Outlet Centers

   199,024
11,500   

Urstadt Biddle Properties, Inc. (Class A Stock)

   176,985
       
      9,222,902
       

Real Estate Management & Development 0.3%

  
44,900   

Forestar Group, Inc.(a)

   584,598
       


Thrifts & Mortgage Finance 0.5%

  
19,200   

Astoria Financial Corp.

   186,432
26,800   

Bank Mutual Corp.

   263,712
11,300   

Dime Community Bancshares

   136,052
2,200   

First Financial Holdings, Inc.

   31,504
6,800   

Flushing Financial Corp.

   72,148
16,700   

Trustco Bank Corp.

   105,043
       
      794,891
       

HEALTHCARE 13.4%

  

Biotechnology 1.1%

  
5,300   

Arqule, Inc.(a)

   32,436
58,000   

Cubist Pharmaceuticals, Inc.(a)(b)

   1,152,460
20,500   

Enzon Pharmaceuticals, Inc.(a)(b)

   166,665
3,800   

Immunomedics, Inc.(a)

   15,732
7,200   

Isis Pharmaceuticals, Inc.(a)

   131,616
7,500   

Martek Biosciences Corp.(b)

   174,450
10,700   

Savient Pharmaceuticals, Inc.(a)

   166,813
       
      1,840,172
       

Healthcare Equipment & Supplies 4.6%

  
53,700   

Align Technology, Inc.(a)

   585,867
79,800   

American Medical Systems Holdings, Inc.(a)

   1,220,142
7,300   

Cantel Medical Corp.(a)

   113,004
28,800   

Cooper Cos., Inc. (The)

   790,272
41,700   

Cyberonics, Inc.(a)(b)

   692,637
21,000   

ev3, Inc.(a)

   257,670
9,300   

Greatbatch, Inc.(a)

   204,972
21,800   

Haemonetics Corp.(a)(b)

   1,286,418
17,500   

ICU Medical, Inc.(a)

   681,275
16,200   

Invacare Corp.

   330,480
2,300   

Kensey Nash Corp.(a)

   65,688
3,100   

Meridian Bioscience, Inc.

   68,262
20,200   

Merit Medical Systems, Inc.(a)(b)

   369,458
25,600   

SurModics, Inc.(a)(b)

   572,416
49,100   

Symmetry Medical, Inc.(a)

   420,296
       
      7,658,857
       

Healthcare Providers & Services 5.1%

  
8,600   

Amedisys, Inc.(a)(b)

   384,506
42,100   

AMERIGROUP Corp.(a)

   1,039,028
10,600   

AmSurg Corp.(a)

   218,572
15,000   

Bio-Reference Labs, Inc.(a)

   480,900
40,000   

Centene Corp.(a)(b)

   772,400
7,400   

Chemed Corp.(b)

   326,340
1,500   

Corvel Corp.(a)

   36,630
3,800   

Coventry Health Care, Inc.(a)

   87,400
4,800   

Gentiva Health Services, Inc.(a)

   102,144
10,800   

Healthsouth Corp.(a)

   155,520
35,700   

Healthways, Inc.(a)

   526,218
6,700   

HMS Holdings Corp.(a)

   257,280
35,000   

inVentiv Health, Inc.(a)(b)

   536,900


1,400   

IPC The Hospitalist Co., Inc.(a)

   38,990
31,200   

LHC Group, Inc.(a)(b)

   915,720
1,300   

Lincare Holdings, Inc.(a)

   34,034
6,600   

Magellan Health Services, Inc.(a)

   213,576
32,000   

Medcath Corp.(a)

   385,920
10,200   

Mednax, Inc.(a)

   472,770
19,400   

Molina Healthcare, Inc.(a)

   437,470
1,200   

MWI Veterinary Supply, Inc.(a)

   46,056
8,700   

Odyssey HealthCare, Inc.(a)

   101,355
22,900   

PharMerica Corp.(a)(b)

   479,984
10,700   

PSS World Medical, Inc.(a)(b)

   216,247
10,400   

RehabCare Group, Inc.(a)

   250,224
6,600   

Res-Care, Inc.(a)

   103,092
       
      8,619,276
       

Healthcare Technology 1.2%

  
24,400   

Computer Programs & Systems, Inc.

   950,380
28,800   

Eclipsys Corp.(a)

   524,160
39,300   

Phase Forward, Inc.(a)

   558,060
       
      2,032,600
       

Life Sciences, Tools & Services 0.6%

  
4,900   

Bruker Corp.(a)

   49,294
26,400   

Cambrex Corp.(a)

   120,912
12,700   

Dionex Corp.(a)(b)

   837,057
       
      1,007,263
       

Pharmaceuticals 0.8%

  
9,900   

Endo Pharmaceuticals Holdings, Inc.(a)

   207,999
10,600   

Medicines Co. (The)(a)

   85,966
20,200   

Noven Pharmaceuticals, Inc.(a)

   332,896
44,400   

Par Pharmaceutical Cos., Inc.(a)(b)

   719,724
800   

Valeant Pharmaceuticals International(a)(b)

   20,640
       
      1,367,225
       

INDUSTRIALS 16.3%

  

Aerospace & Defense 2.4%

  
6,000   

AAR Corp.(a)

   114,780
4,700   

American Science & Engineering, Inc.

   327,825
45,700   

Applied Signal Technology, Inc.

   1,142,500
27,400   

Cubic Corp.(b)

   1,072,984
9,500   

Curtiss-Wright Corp.(b)

   313,785
700   

Esterline Technologies Corp.(a)

   19,901
6,100   

Stanley, Inc.(a)

   187,514
26,300   

Teledyne Technologies, Inc.(a)(b)

   860,799
       
      4,040,088
       

Airlines 0.3%

  
2,600   

Allegiant Travel Co.(a)

   112,606
37,400   

Hawaiian Holdings, Inc.(a)

   238,986
13,600   

SkyWest, Inc.

   172,448
       
      524,040
       


Building Products 0.6%

  
6,200   

Apogee Enterprises, Inc.

   90,396
12,700   

Griffon Corp.(a)

   122,428
17,400   

Universal Forest Products, Inc.

   776,736
       
      989,560
       

Commercial Services & Supplies 2.8%

  
17,700   

ABM Industries, Inc.(b)

   372,939
5,100   

ATC Technology Corp.(a)

   106,692
8,700   

Cenveo, Inc.(a)

   42,021
19,800   

Consolidated Graphics, Inc.(a)(b)

   362,340
4,900   

Deluxe Corp.

   76,685
5,000   

G & K Services, Inc. (Class A Stock)

   113,600
36,300   

Geo Group, Inc. (The)(a)

   652,674
29,600   

Healthcare Services Group, Inc.

   552,632
7,500   

Interface, Inc. (Class A Stock)

   52,050
2,400   

Mobile Mini, Inc.(a)

   38,832
58,900   

Sykes Enterprises, Inc.(a)

   1,172,110
2,600   

Tetra Tech, Inc.(a)

   78,312
23,400   

United Stationers, Inc.(a)(b)

   1,086,228
3,000   

Waste Services, Inc.(a)

   14,340
       
      4,721,455
       

Construction & Engineering 0.7%

  
52,300   

EMCOR Group, Inc.(a)

   1,261,476
       

Electrical Equipment 1.9%

  
13,500   

A.O. Smith Corp.

   527,040
20,900   

Acuity Brands, Inc.(b)

   616,759
6,800   

AZZ, Inc.(a)

   263,500
7,100   

Baldor Electric Co.(b)

   182,896
14,200   

Belden, Inc.(b)

   249,068
25,700   

Brady Corp. (Class A Stock)(b)

   755,837
5,300   

LaBarge, Inc.(a)

   56,021
10,200   

Regal-Beloit Corp.(b)

   472,872
12,100   

Vicor Corp.

   95,469
       
      3,219,462
       

Industrial Conglomerates 0.1%

  
17,300   

Tredegar Corp.

   253,272
       

Machinery 3.9%

  
27,700   

Actuant Corp. (Class A Stock)

   355,668
25,700   

Albany International Corp. (Class A Stock)

   353,118
15,000   

Badger Meter, Inc.(b)

   552,750
30,100   

Briggs & Stratton Corp.

   516,817
6,000   

Chart Industries, Inc.(a)

   115,560
21,000   

CIRCOR International, Inc.

   484,260
3,500   

CLARCOR, Inc.(b)

   115,885
10,500   

EnPro Industries, Inc.(a)

   187,110
4,500   

ESCO Technologies, Inc.(a)

   184,905


44,900   

Gardner Denver, Inc.(a)

   1,310,631
27,000   

John Bean Technologies Corp.

   374,220
4,200   

Oshkosh Corp.

   115,290
23,400   

Robbins & Myers, Inc.

   489,762
14,700   

Toro Co.(b)

   509,502
3,800   

Trinity Industries, Inc.

   53,048
2,500   

Valmont Industries, Inc.

   179,550
24,800   

Watts Water Technologies, Inc. (Class A Stock)

   653,232
       
      6,551,308
       

Marine 0.9%

  
40,500   

Kirby Corp.(a)(b)

   1,498,905
       

Professional Services 0.6%

  
12,500   

Administaff, Inc.

   313,250
15,700   

CDI Corp.

   199,390
11,500   

School Specialty, Inc.(a)

   257,255
33,300   

Spherion Corp.(a)

   183,150
       
      953,045
       

Road & Rail 1.2%

  
8,300   

Arkansas Best Corp.

   236,384
1,100   

Con-way, Inc.

   50,105
29,600   

Heartland Express, Inc.

   455,840
29,900   

Knight Transportation, Inc.(b)

   542,386
19,100   

Old Dominion Freight Line, Inc.(a)

   680,533
       
      1,965,248
       

Trading Companies & Distributors 0.9%

  
20,000   

Applied Industrial Technologies, Inc.

   442,400
7,200   

H&E Equipment Services, Inc.(a)

   76,608
5,900   

Kaman Corp.(b)

   113,162
12,200   

Watsco, Inc.

   640,012
7,700   

WESCO International, Inc.(a)

   190,113
       
      1,462,295
       

INFORMATION TECHNOLOGY 18.6%

  

Communications Equipment 2.2%

  
7,400   

Acme Packet, Inc.(a)

   74,296
108,800   

Arris Group, Inc.(a)

   1,325,184
18,900   

Black Box Corp.

   519,183
13,800   

Blue Coat Systems, Inc.(a)

   257,922
3,500   

Network Equipment Technologies, Inc.(a)(b)

   19,950
3,000   

PC-Tel, Inc.(a)

   20,070
2,300   

Riverbed Technology, Inc.(a)

   46,023
2,900   

ShoreTel, Inc.(a)

   24,998
24,700   

Symmetricom, Inc.(a)

   160,056
37,000   

Tekelec(a)

   680,430
25,300   

Viasat, Inc.(a)

   683,100
       
      3,811,212
       


Computers & Peripherals 0.9%

  
59,200   

Adaptec, Inc.(a)

   157,472
17,300   

Avid Technology, Inc.(a)

   211,925
2,500   

Compellent Technologies, Inc.(a)

   39,725
48,800   

Novatel Wireless, Inc.(a)

   462,624
26,300   

Synaptics, Inc.(a)(b)

   630,411
       
      1,502,157
       

Electronic Equipment & Instruments 2.9%

  
12,800   

Agilysys, Inc.

   60,288
8,100   

Benchmark Electronics, Inc.(a)

   127,980
60,900   

Brightpoint, Inc.(a)

   361,746
10,600   

Checkpoint Systems, Inc.(a)

   183,698
7,400   

CTS Corp.

   62,382
37,100   

DTS, Inc.(a)(b)

   1,019,137
23,000   

Insight Enterprises, Inc.(a)

   236,900
6,600   

Littelfuse, Inc.(a)

   154,440
14,700   

Mercury Computer Systems, Inc.(a)

   169,050
5,600   

Methode Electronics, Inc.

   42,448
7,400   

MTS Systems Corp.

   173,826
4,600   

OSI Systems, Inc.(a)

   91,126
3,600   

Park Electrochemical Corp.(b)

   84,132
6,900   

Plexus Corp.(a)

   177,261
23,700   

Radisys Corp.(a)

   187,704
3,200   

Rogers Corp.(a)

   79,840
11,500   

ScanSource, Inc.(a)

   328,095
37,100   

SYNNEX Corp.(a)(b)

   1,054,382
900   

Tech Data Corp.(a)

   31,437
12,400   

Technitrol, Inc.

   90,024
12,500   

TTM Technologies, Inc.(a)

   123,375
       
      4,839,271
       

Internet Software & Services 1.8%

  
16,100   

DealerTrack Holdings, Inc.(a)(b)

   319,263
17,800   

EarthLink, Inc.(a)(b)

   150,410
66,300   

j2 Global Communications, Inc.(a)(b)

   1,590,537
2,800   

Keynote Systems, Inc.(a)

   28,168
22,800   

Knot, Inc. (The)(a)

   199,272
15,800   

Perficient, Inc.(a)

   116,604
40,800   

Websense, Inc.(a)

   603,840
       
      3,008,094
       

IT Services 2.4%

  
19,900   

CACI International, Inc. (Class A Stock)(a)(b)

   919,380
12,700   

Ciber, Inc.(a)

   42,037
49,100   

CSG Systems International, Inc.(a)

   818,988
15,800   

Forrester Research, Inc.(a)

   356,606
3,100   

Gartner, Inc.(a)

   53,010
21,500   

MAXIMUS, Inc.

   916,330
4,800   

Online Resources Corp.(a)

   31,728
20,100   

RightNow Technologies, Inc.(a)

   242,004
12,600   

StarTek, Inc.(a)

   119,070
1,300   

TeleTech Holdings, Inc.(a)

   21,736
16,900   

Wright Express Corp.(a)

   477,932
       
      3,998,821
       


Semiconductors & Semiconductor Equipment 4.6%

  
3,300   

Cabot Microelectronics Corp.(a)

   111,936
7,700   

Cirrus Logic, Inc.(a)

   41,426
4,200   

Cymer, Inc.(a)

   143,682
109,200   

Cypress Semiconductor Corp.(a)

   1,159,704
14,000   

Diodes, Inc.(a)

   258,440
27,300   

DSP Group, Inc.(a)

   237,783
38,500   

Exar Corp.(a)

   270,655
29,600   

FEI Co.(a)(b)

   725,200
23,500   

Hittite Microwave Corp.(a)

   825,320
25,400   

Micrel, Inc.

   198,628
600   

Netlogic Microsystems, Inc.(a)

   23,844
2,700   

NVE Corp.(a)

   145,071
18,500   

RF Micro Devices, Inc.(a)

   96,200
10,500   

Silicon Laboratories, Inc.(a)(b)

   449,715
119,100   

Skyworks Solutions, Inc.(a)(b)

   1,438,728
7,400   

Standard Microsystems Corp.(a)

   171,680
8,300   

Supertex, Inc.(a)(b)

   191,315
1,800   

Tessera Technologies, Inc.(a)

   50,562
70,800   

TriQuint Semiconductor, Inc.(a)

   508,344
2,800   

Varian Semiconductor Equipment Associates, Inc.(a)(b)

   89,712
31,100   

Veeco Instruments, Inc.(a)

   585,924
       
      7,723,869
       

Software 3.8%

  
12,700   

Blackbaud, Inc.(b)

   237,490
10,800   

CommVault Systems, Inc.(a)

   188,028
10,500   

Concur Technologies, Inc.(a)(b)

   362,145
6,600   

Ebix, Inc.(a)

   273,768
24,800   

Epicor Software Corp.(a)(b)

   150,784
2,800   

i2 Technologies, Inc.(a)

   37,688
45,800   

Informatica Corp.(a)(b)

   842,262
4,200   

Interactive Intelligence, Inc.(a)

   67,872
18,200   

JDA Software Group, Inc.(a)

   375,102
5,700   

Manhattan Associates, Inc.(a)

   105,450
1,500   

Pegasystems, Inc.

   42,450
25,700   

Progress Software Corp.(a)

   581,591
17,500   

Radiant Systems, Inc.(a)

   176,050
16,200   

Smith Micro Software, Inc.(a)

   185,166
23,600   

SPSS, Inc.(a)

   1,167,728
138,100   

THQ, Inc.(a)

   926,651
42,200   

Tyler Technologies, Inc.(a)

   649,880
       
      6,370,105
       

MATERIALS 5.1%

  

Chemicals 2.1%

  
23,800   

A. Schulman, Inc.

   507,178
1,600   

Balchem Corp.

   44,400
30,000   

H.B. Fuller Co.(b)

   604,800
14,200   

NewMarket Corp.

   1,074,230
21,500   

OM Group, Inc.(a)(b)

   723,690


9,000   

Rockwood Holdings, Inc.(a)

   161,280
7,600   

Stepan Co.

   340,328
       
      3,455,906
       

Construction Materials 0.8%

  
47,800   

Eagle Materials, Inc.(b)

   1,304,940
25,000   

Headwaters, Inc.(a)

   76,750
       
      1,381,690
       

Containers & Packaging 1.0%

  
8,700   

Myers Industries, Inc.

   85,608
36,700   

Rock-Tenn Co. (Class A Stock)(b)

   1,650,032
       
      1,735,640
       

Metals & Mining 1.0%

  
31,000   

A.M. Castle & Co.

   327,050
2,900   

AMCOL International Corp.

   54,549
14,700   

Brush Engineered Materials, Inc.(a)

   313,551
4,300   

Kaiser Aluminum Corp.

   142,158
42,500   

RTI International Metals, Inc.(a)

   754,800
       
      1,592,108
       

Paper & Forest Products 0.2%

  
19,000   

Buckeye Technologies, Inc.(a)

   120,650
2,900   

Clearwater Paper Corp.(a)

   116,203
4,200   

Neenah Paper, Inc.

   41,160
2,100   

Schweitzer-Mauduit International, Inc.

   68,670
3,800   

Wausau Paper Corp.

   35,720
       
      382,403
       

TELECOMMUNICATION SERVICES 0.2%

  

Diversified Telecommunication Services 0.1%

  
12,200   

Frontier Communications Corp.

   85,400
       

Wireless Telecommunication Services 0.1%

  
10,700   

iPCS, Inc.(a)

   192,707
       

UTILITIES 3.8%

  

Electric Utilities 0.9%

  
1,000   

Hawaiian Electric Industries, Inc.

   17,870
4,900   

UIL Holdings Corp.

   119,560
50,700   

Unisource Energy Corp.(b)

   1,399,320
       
      1,536,750
       

Gas Utilities 2.3%

  
55,500   

Atmos Energy Corp.

   1,507,380
15,400   

Laclede Group, Inc. (The)

   516,978
16,400   

New Jersey Resources Corp.

   633,040
9,900   

Northwest Natural Gas Co.

   441,936


  11,200   

Piedmont Natural Gas Co., Inc.

     275,744   
  3,900   

South Jersey Industries, Inc.

     143,832   
  10,600   

Southwest Gas Corp.

     256,732   
              
        3,775,642   
              

 

Multi-Utilities 0.2%

  
  16,600   

Avista Corp.(b)

     307,432   
  700   

CH Energy Group, Inc.(b)

     34,643   
  5,000   

CMS Energy Corp.

     64,700   
              
        406,775   
              

 

Water Utilities 0.4%

  
  17,100   

American States Water Co.

     621,585   
              
  

Total long-term investments
(cost $133,353,945)

     165,047,712   
              

 

SHORT-TERM INVESTMENTS 27.8%

  

Principal
Amount (000)

                

 

U.S. Government Security 0.2%

  
$ 400   

United States Treasury Bill
0.294%, 12/17/2009(c)(d)
(cost $399,555)

     399,668   
              

Shares

                

 

Affiliated Money Market Mutual Fund 27.6%

  
  46,416,230   

Dryden Core Investment Fund-Taxable Money Market Series
(cost $46,416,230; includes $44,675,652 of cash collateral received for securities on loan)(e)(f)

     46,416,230   
              
  

Total short-term investments
(cost $46,815,785)

     46,815,898   
              
  

Total investments 126.0%
(cost $180,169,730)(g)

     211,863,610   
  

Liabilities in excess of other assets(h) (26.0%)

     (43,720,744
              
  

Net Assets 100.0%

   $ 168,142,866   
              

 

(a) Non-income producing security.
(b) All or a portion of security is on loan. The aggregate market value of such securities is $43,043,358; cash collateral of $44,675,652 (included in liabilities) was received with which the Fund purchased highly liquid short-term investments.
(c) All or portion of security segregated as collateral for financial futures contracts.
(d) Rate quoted represents yield-to-maturity as of purchase date.
(e) Represents security, or a portion thereof, purchased with cash collateral received for securities on loan.
(f) Prudential Investments LLC, the manager of the Fund, also serves as manager of the Dryden Core Investment Fund-Taxable Money Market Series.
(g) The United States federal income tax basis of the Fund’s investments and the net unrealized appreciation as of July 31, 2009 were as follows:

 

Tax Basis of
Investments
  Appreciation   Depreciation     Net Unrealized
Appreciation
$ 182,055,413   $ 30,918,719   $ (1,110,522   $ 29,808,197


The difference between the book basis and the tax basis was attributable to deferred losses on wash sales.

 

(h) Includes net unrealized appreciation on financial futures contracts as follows:

 

Number of
Contracts

  

Type

   Expiration
Date
   Value at
Trade

Date
   Value at
July 31,

2009
   Unrealized
Appreciation(1)
   Long Position:            

51

   Russell 2000 Mini Index Futures    September 2009    $ 2,630,383    $ 2,835,090    $ 204,707

 

(1) The amount represents fair value of derivative instruments subject to equity contracts risk exposure as of July 31, 2009.

Various inputs are used in determining the value of the Fund’s investments. These inputs are summarized in the three broad levels listed below.

Level 1 - quoted prices in active markets for identical securities

Level 2 - other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds, credit risk, etc.)

Level 3 - significant unobservable inputs (including the Fund’s own assumptions in determining the fair value of investments)

The following is a summary of the inputs used as of July 31, 2009 in valuing the Fund’s assets carried at fair value:

 

     Level 1    Level 2    Level 3

Investments in Securities

        

Common Stocks

   $ 165,047,712    $ —      $ —  

U.S. Government Security

     —        399,668      —  

Affiliated Money Market Mutual Fund

     46,416,230      —        —  
                    
     211,463,942      399,668      —  

Other Financial Instruments*

     204,707      —        —  
                    

Total

   $ 211,668,649    $ 399,668    $ —  
                    

 

* Other financial instruments are derivative instruments not reflected in the Schedule of Investments, such as futures, forwards and swap contracts, which are valued at the unrealized appreciation/depreciation on the instrument.

As of October 31, 2008 and July 31, 2009, the Fund did not use any significant unobservable inputs (Level 3) in determining the value of investments.


Notes to Schedule of Investments (Unaudited)

Securities Valuation: Securities listed on a securities exchange (other than options on securities and indices) are valued at the last sale price on such exchange on the day of valuation or, if there was no sale on such day, at the mean between the last reported bid and asked prices, or at the last bid price on such day in the absence of an asked price. Securities traded via NASDAQ are valued at the NASDAQ official closing price (“NOCP”) on the day of valuation, or if there was no NOCP, at the last sale price. Securities that are actively traded in the over-the-counter market, including listed securities for which the primary market is believed by Prudential Investments LLC (“PI” or “Manager”), in consultation with the subadvisor, to be over-the-counter, are valued at market value using prices provided by an independent pricing agent or principal market maker.

Securities for which market quotations are not readily available, or whose values have been affected by events occurring after the close of the security’s foreign market and before the Fund’s normal pricing time, are valued at fair value in accordance with the Board of Directors’ approved fair valuation procedures. When determining the fair value of securities, some of the factors influencing the valuation include, the nature of any restrictions on disposition of the securities; assessment of the general liquidity of the securities; the issuer’s financial condition and the markets in which it does business; the cost of the investment; the size of the holding and the capitalization of issuer; the prices of any recent transactions or bids/ offers for such securities or any comparable securities; any available analyst media or other reports or information deemed reliable by the investment adviser regarding the issuer or the markets or industry in which it operates. Using fair value to price securities may result in a value that is different from a security’s most recent closing price and from the price used by other mutual funds to calculate their net asset values.

Futures contracts and options thereon traded on a commodities exchange or board of trade are valued at the last sale price at the close of trading on such exchange or board of trade or, if there was no sale on the applicable commodities exchange or board of trade on such day, at the mean between the most recently quoted bid and asked prices on such exchange or board of trade or at the last bid price in the absence of an asked price.

Market value of investments traded in a foreign currency are translated into U.S. dollars at the current rates of exchange.

Investments in mutual funds are valued at the net asset value as of the close of the New York Stock Exchange on the date of valuation.

Short-term debt securities which mature in sixty days or less, are valued at amortized cost, which approximates fair value. The amortized cost method involves valuing a security at its cost on the date of purchase and thereafter assuming a constant amortization to maturity of the difference between the principal amount due at maturity and cost. Short-term debt securities which mature in more than sixty days are valued at current market quotations.

The Fund invests in the Taxable Money Market Series (“the Portfolio”), a portfolio of Dryden Core Investment Fund. The Portfolio is a money market mutual fund registered under the Investment Company Act of 1940, as amended, and managed by PI.

Other information regarding the Fund is available in the Fund’s most recent Report to Shareholders. This information is available on the Securities and Exchange Commission’s website (www.sec.gov).


Item 2. Controls and Procedures

 

  (a) It is the conclusion of the registrant’s principal executive officer and principal financial officer that the effectiveness of the registrant’s current disclosure controls and procedures (such disclosure controls and procedures having been evaluated within 90 days of the date of this filing) provide reasonable assurance that the information required to be disclosed by the registrant has been recorded, processed, summarized and reported within the time period specified in the Commission’s rules and forms and that the information required to be disclosed by the registrant has been accumulated and communicated to the registrant’s principal executive officer and principal financial officer in order to allow timely decisions regarding required disclosure.

 

  (b) There have been no significant changes in the registrant’s internal controls or in other factors that could significantly affect these controls subsequent to the date of their evaluation, including any corrective actions with regard to significant deficiencies and material weaknesses.

 

Item 3. Exhibits

Certifications pursuant to Rule 30a-2(a) under the Investment Company Act of 1940 – Attached hereto.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

(Registrant) Dryden Small-Cap Core Equity Fund, Inc.

 

By (Signature and Title)*   

/s/ Deborah A. Docs

  
   Deborah A. Docs   
   Secretary of the Fund   
Date September 23, 2009   

Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.

 

By (Signature and Title)*  

/s/ Judy A. Rice

 
  Judy A. Rice  
  President and Principal Executive Officer  
Date September 23, 2009  

 

By (Signature and Title)*  

/s/ Grace C. Torres

 
  Grace C. Torres  
  Treasurer and Principal Financial Officer  
Date September 23, 2009  

 

* Print the name and title of each signing officer under his or her signature.
EX-99.CERT 2 dex99cert.htm CERTIFICATIONS Certifications

CERTIFICATIONS

I, Judy A. Rice, certify that:

 

1. I have reviewed this report on Form N-Q of Dryden Small-Cap Core Equity Fund, Inc.;

 

2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;

 

3. Based on my knowledge, the schedule of investments included in this report fairly presents in all material respects the investments of the registrant as of the end of the fiscal quarter for which the report is filed;

 

4. The registrant’s other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940) and internal control over financial reporting (as defined in Rule 30a-3(d) under the Investment Company Act of 1940) for the registrant and have:

 

  (a) Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;

 

  (b) Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;

 

  (c) Evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of a date within 90 days prior to the filing date of this report, based on such evaluation; and

 

  (d) Disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting; and


5. The registrant’s other certifying officer(s) and I have disclosed to the registrant’s auditors and the audit committee of the registrant’s board of directors (or persons performing the equivalent functions):

 

  (a) All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize, and report financial information; and

 

  (b) Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting.

 

Date: September 23, 2009    

/s/ Judy A. Rice

    Judy A. Rice
    President and Principal Executive Officer

 


CERTIFICATIONS

I, Grace C. Torres, certify that:

 

1. I have reviewed this report on Form N-Q of Dryden Small-Cap Core Equity Fund, Inc.;

 

2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;

 

3. Based on my knowledge, the schedule of investments included in this report fairly presents in all material respects the investments of the registrant as of the end of the fiscal quarter for which the report is filed;

 

4. The registrant’s other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940) and internal control over financial reporting (as defined in Rule 30a-3(d) under the Investment Company Act of 1940) for the registrant and have:

 

  (a) Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;

 

  (b) Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;

 

  (c) Evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of a date within 90 days prior to the filing date of this report, based on such evaluation; and

 

  (d) Disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting; and


5. The registrant’s other certifying officer(s) and I have disclosed to the registrant’s auditors and the audit committee of the registrant’s board of directors (or persons performing the equivalent functions):

 

  (a) All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize, and report financial information; and

 

  (b) Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting.

 

Date: September 23, 2009     

/s/ Grace C. Torres

     Grace C. Torres
     Treasurer and Principal Financial Officer
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