FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
SEMPRA [ SRE ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 11/19/2024 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 11/19/2024 | M | 31,024 | A | $53.38 | 42,214.09 | D | |||
Common Stock | 11/19/2024 | M | 31,884 | A | $74.56 | 74,098.09 | D | |||
Common Stock | 11/19/2024 | M | 81,036 | A | $61.9 | 155,134.09 | D | |||
Common Stock | 11/19/2024 | F | 120,231 | D | $93.38 | 34,903.09 | D | |||
Common Stock | 11/20/2024 | S | 23,713 | D | $93.09(1) | 11,190.09 | D | |||
Common Stock | 8,793.9 | I | 401(k) savings plan (11/18/2024) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Options (1/2/2019-31,024)(2) | $53.38 | 11/19/2024 | M | 31,024 | (2) | 01/01/2029 | Common Stock | 31,024 | $0 | 0 | D | ||||
Employee Stock Options (1/2/2020-31,884)(2) | $74.56 | 11/19/2024 | M | 31,884 | (2) | 01/01/2030 | Common Stock | 31,884 | $0 | 0 | D | ||||
Employee Stock Options (1/4/2021-81,036)(2) | $61.9 | 11/19/2024 | M | 81,036 | (2) | 01/03/2031 | Common Stock | 81,036 | $0 | 0 | D |
Explanation of Responses: |
1. Weighted average of sales prices. Actual prices range from $92.835 to $93.39. Information regarding the number of shares sold at each separate price will be provided upon request by the Staff of the Securities and Exchange Commission, Sempra or any security holder of Sempra. |
2. Each option award was granted on the date and as to the total number of shares indicated parenthetically and became exercisable in three equal annual installments beginning on the first anniversary of the date of grant. For all purposes in this form, the total number of shares subject to each option award and its exercise price reflect the impact of the two-for-one split of Sempra's Common Stock in the form of a 100% stock dividend that was distributed on August 21, 2023 to all shareholders of record at the close of business on August 14, 2023. |
TREVOR I. MIHALIK BY: James M. Spira, Associate General Counsel of Sempra and Attorney-In-Fact | 11/20/2024 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |