13F-HR 1 form_13f-soros.txt ----------------------------------- OMB APPROVAL ----------------------------------- OMB Number: 3235-0006 Expires: December 31, 2009 Estimated average burden hours per response..........22.6 ----------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Soros Fund Management LLC Address: 888 Seventh Avenue New York, New York 10106 Form 13F File Number: 028-06420 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jodye M. Anzalotta Title: Assistant General Counsel Phone: 212-320-5531 Signature, Place, and Date of Signing: /s/ Jodye M. Anzalotta New York, New York August 14, 2009 ------------------------ --------------------- ---------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F Summary Page Report Summary: Number of Other Included Managers: 1 ------------------ Form 13F Information Table Entry Total: 233 ------------------ Form 13F Information Table Value Total: $4,198,900 ------------------ (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NO. FORM 13F FILE NUMBER NAME ------ ----------------------- ------------------ 1. 028-10418 George Soros Soros Fund Management LLC Form 13F Information Table Quarter ended June 30, 2009
INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET SHARES OR TITLE OF CUSIP VALUE PRINCIPAL SH/ PUT/ SHARED- SHARED- OTHER ISSUER CLASS NUMBER (IN THOUSANDS) AMOUNT PRN CALL SOLE DEFINED OTHER MNGRS** SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------------------ AT&T INC COM 00206R102 $19,648 791,000 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ SPONSORED AU OPTRONICS CORP ADR 002255107 $1,452 150,000 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ SPONSORED ACERGY S A ADR 00443E104 $283 28,800 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ ACTIVIDENTITY CORP COM 00506P103 $28 11,100 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ ADVANCE AUTO PARTS INC COM 00751Y106 $220 5,300 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ AETNA INC NEW COM 00817Y108 $271 10,800 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ APACHE CORP COM 037411105 $14,430 200,000 SH CALL X 1 X ------------------------------------------------------------------------------------------------------------------------------------ ALLEGHENY ENERGY INC COM 017361106 $23,021 897,500 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ ALLIED NEVADA GOLD CORP COM 019344100 $18,842 2,337,661 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ ALLOS THERAPEUTICS INC COM 019777101 $5,068 611,353 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ ALTERA CORP COM 021441100 $2,492 152,985 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ AMERICAN TOWER CORP CL A 029912201 $328 10,400 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ APPLE INC COM 037833100 $400 2,805 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ ARVINMERITOR INC COM 043353101 $52 11,800 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ SR NT AUDIOCODES LTD CV 2%24 050732AB2 $69,521 70,738,000 PRN X 1 X ------------------------------------------------------------------------------------------------------------------------------------ AUTOZONE INC COM 053332102 $79,061 523,200 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ BGC PARTNERS INC CL A 05541T101 $68 18,000 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ BPZ RESOURCES INC COM 055639108 $23,829 4,872,984 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ BANK OF AMERICA CORPORATION COM 060505104 $631 47,800 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ BERKSHIRE HATHAWAY INC DEL CL A 084670108 $360 4 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ BERRY PETE CO CL A 085789105 $6,507 350,000 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ BEST BUY INC COM 086516101 $59,930 1,789,500 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ SR NT BLACKBOARD INC CV 3.25%27 091935AA4 $11,643 12,725,000 PRN X 1 X ------------------------------------------------------------------------------------------------------------------------------------
INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET SHARES OR TITLE OF CUSIP VALUE PRINCIPAL SH/ PUT/ SHARED- SHARED- OTHER ISSUER CLASS NUMBER (IN THOUSANDS) AMOUNT PRN CALL SOLE DEFINED OTHER MNGRS** SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------------------ BLUEFLY INC COM NEW 96227301 $5,929 4,860,115 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ BOSTON SCIENTIFIC CORP COM 101137107 $191 18,800 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ BRIGHAM EXPLORATION CO COM 109178103 $9,676 2,772,600 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ BRINKS HOME SEC HLDGS INC COM 109699108 $32,334 1,142,127 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ BROOKS AUTOMATION INC COM 114340102 $1,687 376,666 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ BURGER KING HLDGS INC COM 121208201 $3,489 202,000 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ BURLINGTON NORTHN SANTA FE CP COM 12189T104 $4,111 55,900 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ CME GROUP INC COM 12572Q105 $2,489 8,000 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ CME GROUP INC COM 12572Q105 $62 200 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ CSX CORP COM 126408103 $10,555 304,800 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ CA INC COM 12673P105 $8,863 508,490 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ CADENCE DESIGN SYSTEM INC COM 127387108 $118 20,000 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ CALPINE CORP COM NEW 131347304 $262 23,500 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ CANADIAN NATL RY CO COM 136375102 $331 7,700 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ CANADIAN NAT RES LTD COM 136385101 $215 4,100 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ CAPITALSOURCE INC COM 14055X102 $173 35,500 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ CAPITALSOURCE INC COM 14055X102 $49 10,000 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ CARDINAL HEALTH INC COM 14149Y108 $3,345 109,500 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ CARDIOVASCULAR SYS INC DEL COM 141619106 $1,147 148,780 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ CIRRUS LOGIC INC COM 172755100 $5,430 1,206,666 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ CISCO SYS INC COM 17275R102 $3,931 210,800 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ CITI TRENDS INC COM 17306X102 $23,775 918,671 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ CLEAN ENERGY FUELS CORP COM 184499101 $485 56,306 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------
INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET SHARES OR TITLE OF CUSIP VALUE PRINCIPAL SH/ PUT/ SHARED- SHARED- OTHER ISSUER CLASS NUMBER (IN THOUSANDS) AMOUNT PRN CALL SOLE DEFINED OTHER MNGRS** SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------------------ COMCAST CORP NEW CL A 20030N101 $9,412 650,900 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ COMCAST CORP NEW CL A SPL 20030N200 $85 6,000 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ COMMSCOPE INC COM 203372107 $281 10,700 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ CONSTELLATION ENERGY GROUP INC COM 210371100 $7,974 300,000 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ CONVERGYS CORP COM 212485106 $289 31,100 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ CORNING INC COM 219350105 $5,557 346,000 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ COVANTA HLDG CORP COM 22282E102 $79,253 4,672,909 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ COVANTA HLDG CORP COM 22282E102 $7,211 425,200 SH CALL X 1 X ------------------------------------------------------------------------------------------------------------------------------------ DELL INC COM 24702R101 $196 14,300 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ DELTA AIR LINES INC DEL COM NEW 247361702 $254 43,900 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ DESARROLLADORA HOMEX SPONSORED S A DE CV ADR 25030W100 $33,501 1,201,169 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ DIGIRAD CORP COM 253827109 $606 473,652 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ DIGITALGLOBE INC COM NEW 25389M877 $2,232 116,250 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ SR CV DIODES INC NT 2.25%26 254543AA9 $17,788 20,505,000 PRN X 1 X ------------------------------------------------------------------------------------------------------------------------------------ DIRECTV GROUP INC COM 25459L106 $4,621 187,000 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 $1,522 67,500 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 $57 2,800 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ DISH NETWORK CORP CL A 25470M109 $193 11,900 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ DOMINOS PIZZA INC COM 25754A201 $79 10,500 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ DOW CHEM CO COM 260543103 $199 12,300 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ DR PEPPER SNAPPLE GROUP INC COM 26138E109 $2,826 133,375 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ DYNEGY INC DEL CL A 26817G102 $26 11,400 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ E M C CORP MASS COM 268648102 $2,384 182,000 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ EXCO RESOURCES INC COM 269279402 $6,460 500,000 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ ENERGYSOLUTIONS INC COM 292756202 $3,372 366,500 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------
INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET SHARES OR TITLE OF CUSIP VALUE PRINCIPAL SH/ PUT/ SHARED- SHARED- OTHER ISSUER CLASS NUMBER (IN THOUSANDS) AMOUNT PRN CALL SOLE DEFINED OTHER MNGRS** SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------------------ ENTERGY CORP NEW COM 29364G103 $65,636 846,700 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ EXAR CORP COM 300645108 $14,663 2,039,307 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ EXIDE TECHNOLOGIES COM NEW 302051206 $178 47,620 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ EXTREME NETWORKS INC COM 30226D106 $10,343 5,171,366 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ FERRO CORP COM 315405100 $2,750 1,000,000 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ FIDELITY NATL INFORMATION SVCS COM 31620M106 $259 13,000 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ FIFTH THIRD BANCORP COM 316773100 $432 60,900 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ SUB NT FLEXTRONICS INTL LTD CV 1%10 33938EAL1 $135,380 143,639,000 PRN X 1 X ------------------------------------------------------------------------------------------------------------------------------------ SPONSORED FOCUS MEDIA HLDG LTD ADR 34415V109 $7,306 906,453 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ FOMENTO ECONOMICO SPON ADR MEXICANO SAB UNITS 344419106 $319 9,900 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ SPONSORED FRANCE TELECOM ADR 35177Q105 $3,422 150,000 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ FRONTIER COMMUNICATIONS CORP COM 35906A108 $2,635 369,000 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ GARTNER INC COM 366651107 $233 15,300 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ GILDAN ACTIVEWEAR INC COM 375916103 $179 12,100 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ GOLDMAN SACHS GROUP INC COM 38141G104 $61,202 415,100 SH PUT X 1 X ------------------------------------------------------------------------------------------------------------------------------------ GOOGLE INC CL A 38259P508 $1,855 4,400 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ GRAFTECH INTL LTD COM 384313102 $2,843 251,400 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ GRAN TIERRA ENERGY INC COM 38500T101 $3,795 1,100,000 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ GREAT BASIN GOLD LTD COM 390124105 $2,789 2,020,900 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------
INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET SHARES OR TITLE OF CUSIP VALUE PRINCIPAL SH/ PUT/ SHARED- SHARED- OTHER ISSUER CLASS NUMBER (IN THOUSANDS) AMOUNT PRN CALL SOLE DEFINED OTHER MNGRS** SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------------------ GREAT PLAINS ENERGY INC COM 391164100 $159 10,200 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ HEADWATERS INC COM 42210P102 $2,520 750,000 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ HEALTH NET INC COM 42222G108 $333 21,400 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ HEINZ H J CO COM 423074103 $8,336 233,500 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ HESS CORP COM 42809H107 $275,372 5,123,198 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ HEWLETT PACKARD CO COM 428236103 $243 6,300 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ HOLOGIC INC COM 436440101 $47,422 3,327,854 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ HOME DEPOT INC COM 437076102 $4,502 190,500 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ HUMANA INC COM 444859102 $235 7,300 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ IPCS INC COM NEW 44980Y305 $173 11,552 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ ICICI BK LTD ADR 45104G104 $201 6,800 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ INTEL CORP COM 458140100 $5,309 320,805 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ INTL PAPER CO COM 460146103 $3,783 250,000 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ INTERNATIONAL RECTIFIER CORP COM 460254105 $11,947 806,666 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ INTERNET BRANDS INC COM CLASS A 460608102 $2,221 317,258 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ INTEROIL CORP COM 460951106 $54,889 1,860,000 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ JPMORGAN CHASE & CO COM 46625H100 $201 5,900 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ SUB CV LSI CORPORATION NT 4%10 502161AJ1 $245,662 249,087,000 PRN X 1 X ------------------------------------------------------------------------------------------------------------------------------------ LAS VEGAS SANDS CORP COM 517834107 $86 10,900 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ LATTICE SEMICONDUCTOR CORP COM 518415104 $21,219 11,286,666 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ LAWSON SOFTWARE INC SR NT NEW CV 2.5%12 52078PAA0 $12,109 14,080,000 PRN X 1 X ------------------------------------------------------------------------------------------------------------------------------------ LENDER PROCESSING SVCS INC COM 52602E102 $214 7,700 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------
INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET SHARES OR TITLE OF CUSIP VALUE PRINCIPAL SH/ PUT/ SHARED- SHARED- OTHER ISSUER CLASS NUMBER (IN THOUSANDS) AMOUNT PRN CALL SOLE DEFINED OTHER MNGRS** SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------------------ LIBERTY GLOBAL INC COM SER A 530555101 $953 60,000 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ LIBERTY GLOBAL INC COM SER C 530555309 $131 8,300 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ ENT COM LIBERTY MEDIA CORP NEW SER A 53071M500 $4,863 181,800 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ LIFE TECHNOLOGIES CORP COM 53217V109 $438 10,500 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ SR CV LINEAR TECHNOLOGY CORP 3.125%27 535678AD8 $217,891 223,478,000 PRN X 1 X ------------------------------------------------------------------------------------------------------------------------------------ LIONBRIDGE TECHNOLOGIES INC COM 536252109 $24 12,900 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ LIVE NATION INC COM 538034109 $365 75,000 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ LOCKHEED MARTIN CORP COM 539830109 $282 3,500 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ LORILLARD INC COM 544147101 $2,321 34,255 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ LOWES COS INC COM 548661107 $11,256 579,900 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ LUBRIZOL CORP COM 549271104 $9,462 200,000 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ MDS INC COM 55269P302 $94 17,600 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ CL A MI DEVS INC SUB VTG 55304X104 $80 10,600 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ MSC SOFTWARE CORP COM 553531104 $4,165 625,313 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ SR NT MACROVISION CORP CV2.625%11 555904AB7 $64,900 66,224,000 PRN X 1 X ------------------------------------------------------------------------------------------------------------------------------------ MACROVISION CORP COM 55611C108 $4 171 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ MAP PHARMACEUTICALS INC COM 56509R108 $49,811 4,076,169 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ MASTERCARD INC CL A 57636Q104 $1,608 9,610 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ MASTERCARD INC CL A 57636Q104 $33 200 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ SB NT MCDATA CORP CV 2.25%10 580031AD4 $167,147 171,433,000 PRN X 1 X ------------------------------------------------------------------------------------------------------------------------------------ MERCURY COMPUTER SYS COM 589378108 $10,279 1,111,219 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ METHANEX CORP COM 59151K108 $6,120 500,000 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ MICROSOFT CORP COM 594918104 $7,646 321,660 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ MONSANTO CO NEW COM 61166W101 $39,092 525,851 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ MOTOROLA INC COM 620076109 $156 23,500 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------
INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET SHARES OR TITLE OF CUSIP VALUE PRINCIPAL SH/ PUT/ SHARED- SHARED- OTHER ISSUER CLASS NUMBER (IN THOUSANDS) AMOUNT PRN CALL SOLE DEFINED OTHER MNGRS** SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------------------ MUELLER WTR PRODS INC COM SER A 624758108 $5,610 1,500,000 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ MULTIMEDIA GAMES INC COM 625453105 $56 11,243 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ MURPHY OIL CORP COM 626717102 $4,074 75,000 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ NRG ENERGY INC COM NEW 629377508 $390 15,023 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ NABI BIOPHARMACEUTICALS COM 629519109 $72 29,800 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ NAVISTAR INTL CORP NEW COM 63934E108 $5,450 125,000 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ NEWFIELD EXPL CO COM 651290108 $3,267 100,000 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ 99 CENTS ONLY STORES COM 65440K106 $224 16,500 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ SPONSORED NIPPON TELEG & TEL CORP ADR 654624105 $2,114 103,870 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ NORTH AMERN ENERGY PARTNERS COM 656844107 $82 13,400 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ NOVAGOLD RES INC COM NEW 66987E206 $11,229 2,623,688 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ SR DB NOVELL INC CV 0.5%24 670006AC9 $21,279 21,279,000 PRN X 1 X ------------------------------------------------------------------------------------------------------------------------------------ OCCIDENTAL PETE CORP DEL COM 674599105 $429 6,520 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ ONEOK INC NEW COM 682680103 $370 12,530 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ ORACLE CORP COM 68389X105 $404 18,840 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ O REILLY AUTOMOTIVE INC COM 686091109 $202 5,300 SH X 1 X --------------------------------------------------------------------------- ------------------------------- -------------------- -- PDL BIOPHARMA INC COM 69329Y104 $145 18,300 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ PENN NATL GAMING INC COM 707569109 $277 9,530 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ PETROHAWK ENERGY CORP COM 716495106 $8,920 400,000 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ PETROLEO BRASILEIRO SA SP ADR PETROBR NON VTG 71654V101 $196,314 5,884,700 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------
INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET SHARES OR TITLE OF CUSIP VALUE PRINCIPAL SH/ PUT/ SHARED- SHARED- OTHER ISSUER CLASS NUMBER (IN THOUSANDS) AMOUNT PRN CALL SOLE DEFINED OTHER MNGRS** SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------------------ PETROLEO BRASILEIRO SPONSORED SA PETROBR ADR 71654V408 $402,355 9,818,323 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ PFIZER INC COM 717081103 $355 23,670 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ PHILIP MORRIS INTL INC COM 718172109 $367 8,420 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ PHILLIPS VAN HEUSEN CORP COM 718592108 $276 9,630 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ PIONEER NAT RES CO COM 723787107 $12,894 505,650 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ PLAINS EXPL& PRODTN CO COM 726505100 $178,562 6,526,400 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ POTASH CORP SASK INC COM 73755L107 $183,965 1,977,053 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ POTASH CORP SASK INC COM 73755L107 $93 1,000 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ PSHS PROSHARES TR ULTSHT FINL 74347R628 $6,785 162,350 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ QUALCOMM INC COM 747525103 $639 14,140 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ SB NT RF MICRODEVICES INC CV 1.5%10 749941AE0 $185,495 192,722,000 PRN X 1 X ------------------------------------------------------------------------------------------------------------------------------------ SUB NT RF MICRODEVICES INC CV0.75%12 749941AG5 $154,764 191,067,000 PRN X 1 X ------------------------------------------------------------------------------------------------------------------------------------ SUB NT RF MICRODEVICES INC CV 1%14 749941AJ9 $63,983 92,311,000 PRN X 1 X ------------------------------------------------------------------------------------------------------------------------------------ REPUBLIC SVCS INC COM 760759100 $358 14,650 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ RITE AID CORP COM 767754104 $42 27,500 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ SPONSORED SK TELECOM LTD ADR 78440P108 $185 12,200 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ SUB NT SPSS INC CV 2.5%12 78462KAB8 $15,554 16,675,000 PRN X 1 X ------------------------------------------------------------------------------------------------------------------------------------ SPDR GOLD TRUST GOLD SHS 78463V107 $447 4,900 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ SPDR GOLD TRUST GOLD SHS 78463V107 $2,827 31,000 SH CALL X 1 X ------------------------------------------------------------------------------------------------------------------------------------ SANDRIDGE ENERGY INC COM 80007P307 $14,910 1,750,000 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------
INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET SHARES OR TITLE OF CUSIP VALUE PRINCIPAL SH/ PUT/ SHARED- SHARED- OTHER ISSUER CLASS NUMBER (IN THOUSANDS) AMOUNT PRN CALL SOLE DEFINED OTHER MNGRS** SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------------------ SARA LEE CORP COM 803111103 $250 25,600 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ SBI SELECT SECTOR SPDR TR INT-FINL 81369Y605 $301 25,170 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ SERVICE CORP INTL COM 817565104 $55 10,000 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ SOLUTIA INC COM NEW 834376501 $5,760 1,000,000 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ STEEL DYNAMICS INC COM 858119100 $2,960 200,000 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ STONE ENERGY CORP COM 861642106 $4,081 550,000 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ SUNCOR ENERGY INC COM 867229106 $20,765 684,400 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ SUNCOR ENERGY INC COM 867229106 $61 2,000 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ SUNTRUST BKS INC COM 867914103 $230 14,000 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ SYCAMORE NETWORKS INC COM 871206108 $59 18,800 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ CONT SB SYMMETRICOM INC NT CV 25 871543AB0 $40,609 46,410,000 PRN X 1 X ------------------------------------------------------------------------------------------------------------------------------------ TARGET CORP COM 87612E106 $233 5,900 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ TECH DATA CORP COM 878237106 $20 600 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ SR DB TECH DATA CORP CV 2.75%26 878237AE6 $166,440 178,968,000 PRN X 1 X ------------------------------------------------------------------------------------------------------------------------------------ TELEPHONE & DATA SYS INC COM 879433100 $1,585 56,000 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ TELLABS INC COM 879664100 $74 13,000 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ TERADATA CORP DEL COM 88076W103 $9,332 398,300 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ TERADATA CORP DEL COM 88076W103 $6,022 257,000 SH CALL X 1 X ------------------------------------------------------------------------------------------------------------------------------------ TERRA INDS INC COM 880915103 $17,024 702,900 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ THERMO FISHER SCIENTIFIC INC COM 883556102 $425 10,430 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ THOMSON REUTERS CORP COM 884903105 $235 8,020 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ TIBCO SOFTWARE INC COM 88632Q103 $1,912 266,666 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ TICKETMASTER ENTMT INC COM 88633P302 $676 105,300 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ TIME WARNER INC COM NEW 887317303 $308 12,240 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------
INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET SHARES OR TITLE OF CUSIP VALUE PRINCIPAL SH/ PUT/ SHARED- SHARED- OTHER ISSUER CLASS NUMBER (IN THOUSANDS) AMOUNT PRN CALL SOLE DEFINED OTHER MNGRS** SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------------------ TIME WARNER CABLE INC COM 88732J207 $212 6,686 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ UNITEDHEALTH GROUP INC COM 91324P102 $223 8,930 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ UNIVERSAL AMERICAN CORP COM 913377107 $119 13,700 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ VALE S A ADR 91912E105 $69 3,900 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ VALE S A ADR 91912E105 $31,734 1,800,000 SH PUT X 1 X ------------------------------------------------------------------------------------------------------------------------------------ VERIZON COMMUNICATIONS INC COM 92343V104 $18,280 594,853 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ VISA INC COM CL A 92826C839 $3,127 50,220 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ VISIONCHINA MEDIA INC SPONS ADR 92833U103 $70 11,500 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ SPONS VODAFONE GROUP PLC NEW ADR NEW 92857W209 $2,436 125,000 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ VOTORANTIM CELULOSE E SPONSORED PAPEL SA ADR 92906P106 $261 24,405 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ VULCAN MATLS CO COM 929160109 $1,047 24,300 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ WABTEC CORP COM 929740108 $7,238 225,000 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ WAL MART STORES INC COM 931142103 $4,346 89,710 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ WALGREEN CO COM 931422109 $42,851 1,457,530 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ WELLPOINT INC COM 94973V107 $674 13,240 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ WENDYS ARBYS GROUP INC COM 950587105 $54 13,400 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ WESTERN UN CO COM 959802109 $1,123 68,500 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ WILLIAMS COS INC DEL COM 969457100 $6,381 408,800 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ YAHOO INC COM 984332106 $2,048 130,800 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ YAMANA GOLD INC COM 98462Y100 $5,405 607,500 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ YAMANA GOLD INC COM 98462Y100 $88 10,000 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ MF GLOBAL LTD SHS G60642108 $102 17,200 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------
INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET SHARES OR TITLE OF CUSIP VALUE PRINCIPAL SH/ PUT/ SHARED- SHARED- OTHER ISSUER CLASS NUMBER (IN THOUSANDS) AMOUNT PRN CALL SOLE DEFINED OTHER MNGRS** SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------------------ XYRATEX LTD COM G98268108 $68 13,700 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ WEATHERFORD INTERNATIONAL LTD REG H27013103 $34,061 1,741,343 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ FOSTER WHEELER AG COM H27178104 $3,102 130,600 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ TRANSOCEAN LTD REG SHS H8817H100 $283 3,810 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ RADWARE LTD ORD M81873107 $2,130 276,666 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ DRYSHIPS INC SHS Y2109Q101 $103 17,900 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ FLEXTRONICS INTL LTD ORD Y2573F102 $83 20,000 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ GLOBAL SHIP LEASE INC NEW SHS A Y27183105 $6,750 3,750,000 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ GLOBAL SHIP LEASE INC *W EXP NEW 08/24/2010 Y27183113 $413 3,750,000 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ TEEKAY TANKERS LTD CL A Y8565N102 $3,252 350,000 SH X 1 X ------------------------------------------------------------------------------------------------------------------------------------ Total Fair Market Value $4,198,900 (in thousands)
The following investment managers that are required to file a report pursuant to Section 13 (f) of the Securities and Exchange Act of 1934 ("Section 13 (f)") exercise investment discretion with respect to certain securities held in accounts for which Soros Fund Management LLC ("SFM LLC") acts as principal investment manager, and certain limited partnerships in which such accounts are directly or indirectly partners, and such managers will report such positions on their reports: 028-06437 Atlantic Investment Management, Inc. 028-12212 Discovery Capital Management, LLC 028-11106 EAC Management LP 028-11486 Horseman Capital Management Ltd. 028-06256 Martin Currie Investment Management Ltd. 028-10804 RR Partners LP 028-05395 Select Equity Group, Inc. 028-05369 Sirios Capital Management, L.P. ** Certain securities reported herein are managed by investment managers that are not required to file a report pursuant to Section 13(f). The inclusion of such securities herein shall not be deemed an admission that George Soros or SFM LLC has investment discretion or voting authority over such securities.