0001140361-18-021745.txt : 20180504 0001140361-18-021745.hdr.sgml : 20180504 20180504160020 ACCESSION NUMBER: 0001140361-18-021745 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180504 DATE AS OF CHANGE: 20180504 EFFECTIVENESS DATE: 20180504 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PZENA INVESTMENT MANAGEMENT LLC CENTRAL INDEX KEY: 0001027796 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03791 FILM NUMBER: 18807795 BUSINESS ADDRESS: STREET 1: 320 PARK AVENUE, 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-355-1600 MAIL ADDRESS: STREET 1: 320 PARK AVENUE, 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001027796 XXXXXXXX 03-31-2018 03-31-2018 PZENA INVESTMENT MANAGEMENT LLC
320 PARK AVENUE, 8TH FLOOR NEW YORK NY 10022
13F HOLDINGS REPORT 028-03791 N
Joan Berger General Counsel & Chief Compliance Officer 212-355-1600 /s/ Joan Berger New York NY 05-04-2018 3 163 19665669 false 1 0001376113 028-12230 ALPS ADVISORS INC 2 0000908758 028-14511 American Beacon Advisors, Inc. 3 0001692234 028-17598 Russell Investments Group, Ltd.
INFORMATION TABLE 2 form13fInfoTable.xml ACTUANT CORP- A COM 00508X203 101335 4358516 SH SOLE 2381996 0 1976520 AECOM COM 00766T100 82402 2312710 SH DFND 2 601907 0 1710803 ALLEGHANY CORP COM 017175100 507 825 SH SOLE 825 0 0 ALLSTATE CORP COM 020002101 73176 771903 SH DFND 2 89444 0 682459 AMDOCS LTD COM G02602103 576 8635 SH SOLE 8635 0 0 AMERICAN EQUITY INVT LIFE COM 025676206 48194 1641482 SH SOLE 1461038 0 180444 AMERICAN INTERNATIONAL GROUP COM 026874784 405454 7450456 SH DFND 1 3867566 0 3582890 AMERISOURCEBERGEN CORP COM 03073E105 424 4920 SH SOLE 4920 0 0 AMGEN INC COM 031162100 228667 1341311 SH DFND 1 471624 0 869687 ANIXTER INTERNATIONAL INC COM 035290105 59099 780189 SH SOLE 648636 0 131553 APOLLO GLOBAL MANAGEMENT-A COM 037612306 9669 326430 SH DFND 2 326430 0 0 ARC DOCUMENT SOLUTIONS INC COM 00191G103 4469 2031488 SH SOLE 1842249 0 189239 ARGO GROUP INTERNATIONAL COM G0464B107 34632 603338 SH SOLE 537494 0 65844 ARROW ELECTRONICS INC COM 042735100 23456 304547 SH SOLE 343 0 304204 ASPEN INSURANCE HOLDINGS LTD COM G05384105 70616 1574494 SH SOLE 1003146 0 571348 ASSOCIATED BANC CORP COM 045487105 54396 2188954 SH SOLE 1950158 0 238796 AT&T INC COM 00206R102 29474 826748 SH SOLE 11523 0 815225 AUTOZONE INC. COM 053332102 283 437 SH SOLE 437 0 0 AVANGRID INC COM 05351W103 88559 1732380 SH SOLE 27940 0 1704440 AVIS BUDGET GROUP INC COM 053774105 84804 1810500 SH DFND 2 1023216 0 787284 AVNET INC COM 053807103 383421 9181546 SH DFND 2 4798674 0 4382872 AXIS CAPITAL HOLDINGS LTD COM G0692U109 367177 6377926 SH DFND 1,2 2536555 0 3841371 BAKER HUGHES A GE CO COM 05722G100 16313 587422 SH SOLE 12796 0 574626 BANK OF AMERICA CORP COM 060505104 508828 16966578 SH DFND 1 8224370 0 8742208 BAIDU INC - SPON ADR COM 056752108 11488 51473 SH OTR 0 0 51473 BAIDU INC - SPON ADR COM 056752108 83339 373400 SH SOLE 203433 0 169967 BIOGEN INC COM 09062X103 478 1747 SH SOLE 1747 0 0 BOOKING HOLDINGS INC COM 09857L108 691 332 SH SOLE 332 0 0 BP PLC - SPONS ADR COM 055622104 219241 5408029 SH DFND 1 2107784 0 3300245 BRIGHTHOUSE FINANCIAL INC COM 10922N103 21249 413395 SH DFND 1 140536 0 272859 BROWN & BROWN INC COM 115236101 689 27100 SH SOLE 27100 0 0 CAPITAL ONE FINL CORP COM 14040H105 467381 4877701 SH DFND 1 2678650 0 2199051 CARDINAL HEALTH INC COM 14149Y108 180120 2873639 SH DFND 1,2 840092 0 2033547 CARLISLE COS INC COM 142339100 76217 729979 SH DFND 2 158652 0 571327 CARTERS INC COM 146229109 403 3872 SH SOLE 3872 0 0 CELGENE CORP COM 151020104 430 4825 SH SOLE 4825 0 0 CENOVUS ENERGY INC. COM 15135U109 210587 24658950 SH DFND 1,2 12290478 0 12368472 CHART INDUSTRIES INC COM 16115Q308 34834 590099 SH SOLE 536897 0 53202 CHINA MOBILE LTD-SPON ADR COM 16941M109 938 20500 SH OTR 0 0 20500 CHUBB LTD COM H1467J104 580 4239 SH SOLE 4239 0 0 CIGNA CORP COM 125509109 32127 191526 SH SOLE 112481 0 79045 CISCO SYSTEMS INC COM 17275R102 116860 2724652 SH SOLE 1070277 0 1654375 CITIGROUP INC COM 172967424 554058 8208270 SH DFND 1 4121497 0 4086773 CITIZENS FINANCIAL GROUP COM 174610105 30889 735799 SH SOLE 8348 0 727451 COGNIZANT TECH SOLUTIONS - A COM 192446102 538705 6691984 SH DFND 1 3720984 0 2971000 COMERICA INC COM 200340107 23051 240292 SH DFND 2 0 0 240292 CONOCOPHILLIPS COM 20825C104 87128 1469519 SH SOLE 17097 0 1452422 CUBIC CORP COM 229669106 45402 713870 SH SOLE 637474 0 76396 CVS HEALTH CORPORATION COM 126650100 43774 703641 SH SOLE 15451 0 688190 DIAMONDROCK HOSPITALITY CO. COM 252784301 10494 1005192 SH SOLE 900932 0 104260 DIEBOLD NIXDORF INC COM 253651103 43499 2824601 SH SOLE 2519919 0 304682 DOVER CORP COM 260003108 565075 5753153 SH DFND 1,2 2715630 0 3037523 EDISON INTERNATIONAL COM 281020107 348543 5475064 SH DFND 1,2 1665585 0 3809479 ENTERGY CORP COM 29364G103 29412 373348 SH SOLE 5846 0 367502 ESSENDANT INC COM 296689102 37962 4866890 SH SOLE 4381591 0 485299 EVEREST RE GROUP LTD COM G3223R108 23377 91025 SH SOLE 0 0 91025 EVERTEC INC COM 30040P103 25681 1570680 SH SOLE 1401176 0 169504 EXPRESS SCRIPTS HOLDING CO COM 30219G108 214628 3106946 SH DFND 1 1428214 0 1678732 EXXON MOBIL CORP COM 30231G102 330079 4424055 SH DFND 1 1682806 0 2741249 FIFTH THIRD BANCORP COM 316773100 125278 3945755 SH DFND 2 350521 0 3595234 FIRST MIDWEST BANCORP INC COM 320867104 29416 1196259 SH SOLE 1071924 0 124335 FLEX LTD COM Y2573F102 5485 335859 SH OTR 0 0 335859 FLEX LTD COM Y2573F102 73961 4529132 SH DFND 2 1377060 0 3152072 FORD MOTOR COMPANY COM 345370860 496594 44818988 SH DFND 1 16635458 0 28183530 FRANKLIN RESOURCES INC. COM 354613101 369579 10656848 SH DFND 1,2 4913462 0 5743386 GENERAL CABLE CORP DEL NE COM 369300108 346 11704 SH SOLE 11704 0 0 GENERAL ELECTRIC CO COM 369604103 52885 3923237 SH SOLE 61703 0 3861534 GENPACT LTD COM G3922B107 6108 190929 SH OTR 0 0 190929 GENPACT LTD COM G3922B107 89908 2810497 SH DFND 2 1025101 0 1785396 GENWORTH FINANCIAL INC CL A COM 37247D106 10772 3806435 SH SOLE 1427785 0 2378650 GIBRALTAR INDUSTRIES INC COM 374689107 51828 1531107 SH SOLE 1366913 0 164194 GOLDMAN SACHS GROUP INC COM 38141G104 339863 1349412 SH DFND 1 568515 0 780897 HALLIBURTON CO COM 406216101 196801 4192614 SH DFND 1 2088670 0 2103944 HANOVER INSURANCE GROUP COM 410867105 88494 750653 SH DFND 2 378455 0 372198 HEWLETT PACKARD ENTERPRISE COMPANY COM 42824C109 620643 35384460 SH DFND 1,2 19140735 0 16243725 HOPE BANCORP INC COM 43940T109 52521 2887381 SH SOLE 2574814 0 312567 HOSPITALITY PROPERTIES TRUST COM 44106M102 14969 590723 SH SOLE 6923 0 583800 HP INC COM 40434L105 84497 3854805 SH DFND 1,2 2532754 0 1322051 ICICI BANK LTD - SPON ADR COM 45104G104 1377 155576 SH OTR 0 0 155576 ICICI BANK LTD - SPON ADR COM 45104G104 2571 290529 SH SOLE 285360 0 5169 INGREDION INC COM 457187102 681 5286 SH SOLE 5286 0 0 INSIGHT ENTERPRISES INC COM 45765U103 32838 940099 SH SOLE 839333 0 100766 INTERPUBLIC GROUP OF COS INC COM 460690100 405808 17620856 SH DFND 1,2 7787886 0 9832970 INVESCO LTD COM G491BT108 83456 2607199 SH DFND 2 410024 0 2197175 JABIL CIRCUIT INC COM 466313103 20478 712758 SH SOLE 868 0 711890 JELD-WEN HOLDING INC COM 47580P103 173907 5679507 SH DFND 2 2280965 0 3398542 JP MORGAN CHASE & CO COM 46625H100 395872 3599814 SH DFND 1 1412167 0 2187647 KBR INC COM 48242W106 59267 3660720 SH DFND 2 1696107 0 1964613 KELLOGG COMPANY COM 487836108 63250 972922 SH SOLE 10497 0 962425 KEY CORP COM 493267108 137119 7013737 SH DFND 2 827687 0 6186050 KKR & CO LP COM 48248M102 13313 655801 SH DFND 2 655801 0 0 KOHLS CORP COM 500255104 22672 346078 SH SOLE 2603 0 343475 L3 TECHNOLOGIES, INC. COM 502413107 34951 168036 SH SOLE 1986 0 166050 LAMAR ADVERTISING CO -A COM 512816109 7511 117981 SH DFND 2 42910 0 75071 LEGG MASON INC COM 524901105 26012 639905 SH SOLE 130 0 639775 LUKOIL PJSC - SPON ADR COM 69343P105 1132 16350 SH SOLE 16350 0 0 MASONITE INTERNATIONAL CORP COM 575385109 56822 926190 SH SOLE 835142 0 91048 MCKESSON CORPORATION COM 58155Q103 371284 2635648 SH DFND 1 1596291 0 1039357 MEDNAX INC COM 58502B106 125652 2258712 SH DFND 2 480157 0 1778555 MERCK & CO INC COM 58933Y105 246446 4524430 SH DFND 1 2124750 0 2399680 METLIFE INC COM 59156R108 273868 5967922 SH DFND 1 2968006 0 2999916 MICRO FOCUS INTL-SPN ADR COM 594837304 61847 4405079 SH DFND 1,2 2212396 0 2192683 MICROSOFT CORP COM 594918104 59576 652741 SH SOLE 11364 0 641377 MOLINA HEALTHCARE INC COM 60855R100 251 3094 SH SOLE 3094 0 0 MORGAN STANLEY COM 617446448 442472 8200006 SH DFND 1 4131756 0 4068250 MURPHY OIL CORP COM 626717102 273942 10601453 SH DFND 1,2 4745116 0 5856337 MYLAN NV COM N59465109 876648 21293375 SH DFND 1,2 10556512 0 10736863 NEWMARKET CORP COM 651587107 292 727 SH SOLE 727 0 0 NEWS CORP - CLASS A COM 65249B109 347463 21991335 SH DFND 1,2 12432081 0 9559254 NEWS CORP - CLASS B COM 65249B208 3085 191591 SH SOLE 100306 0 91285 OLD REPUBLIC INTL CORP COM 680223104 376 17511 SH SOLE 17511 0 0 OMEGA HEALTHCARE INVESTORS COM 681936100 361 13336 SH SOLE 13336 0 0 OMNICOM GROUP COM 681919106 575855 7924253 SH DFND 1,2 3867942 0 4056311 ON SEMICONDUCTOR CORP COM 682189105 1184 48407 SH SOLE 48407 0 0 ORACLE CORP COM 68389X105 511411 11178377 SH DFND 1 5967533 0 5210844 OWENS & MINOR INC COM 690732102 22929 1474535 SH SOLE 1317143 0 157392 PARKER HANNIFIN CORPORATION COM 701094104 55179 322629 SH SOLE 4869 0 317760 PFIZER INC COM 717081103 155002 4367493 SH SOLE 1131076 0 3236417 PG&E CORP COM 69331C108 696 15836 SH SOLE 15836 0 0 PLY GEM HOLDINGS INC COM 72941W100 23505 1088198 SH SOLE 962832 0 125366 POSCO - ADR COM 693483109 8021 101726 SH SOLE 101726 0 0 PREMIER INC CLASS A COM 74051N102 392 12524 SH SOLE 12524 0 0 QUALCOMM INC COM 747525103 38841 700983 SH SOLE 1601 0 699382 REALOGY HOLDINGS CORP COM 75605Y106 7604 278724 SH DFND 2 100695 0 178029 REGIONS FINL CORP COM 7591EP100 181306 9758134 SH DFND 2 953208 0 8804926 ROWAN COMPANIES PLC - A COM G7665A101 11502 996725 SH SOLE 0 0 996725 ROYAL DUTCH SHELL PLC ADR COM 780259206 418480 6558222 SH DFND 1 2554572 0 4003650 RYDER SYSTEM INC. COM 783549108 120740 1658741 SH DFND 2 388187 0 1270554 SCANSOURCE INC COM 806037107 44915 1263432 SH SOLE 1129642 0 133790 SHINHAN FINANCIAL GROUP - ADR COM 824596100 3433 80968 SH SOLE 80968 0 0 SNAP-ON INC COM 833034101 45373 307533 SH DFND 2 70825 0 236708 SOUTHERN CO COM 842587107 738 16519 SH SOLE 16519 0 0 STANLEY BLACK & DECKER INC COM 854502101 57221 373505 SH SOLE 4893 0 368612 STATE STREET CORP COM 857477103 248085 2487563 SH DFND 1 1013625 0 1473938 STEELCASE INC - CL A COM 858155203 40486 2976916 SH SOLE 2655072 0 321844 SUPERIOR ENERGY SERVICES INC COM 868157108 33162 3933849 SH DFND 2 1498260 0 2435589 SYNOVUS FINANCIAL CORP COM 87161C501 43611 873259 SH SOLE 553844 0 319415 TAIWAN SEMICONDUCTOR - SP ADR COM 874039100 7495 171283 SH SOLE 171283 0 0 TAIWAN SEMICONDUCTOR - SP ADR COM 874039100 19789 452218 SH OTR 0 0 452218 TCF FINANCIAL CORP COM 872275102 31403 1376728 SH SOLE 1214353 0 162375 TECHNIPFMC PLC COM G87110105 61142 2076120 SH DFND 2 427798 0 1648322 TE CONNECTIVITY LTD. COM H84989104 72893 729656 SH SOLE 8632 0 721024 TELEFONICA BRASIL - ADR COM 87936R106 9304 605745 SH OTR 0 0 605745 TELEFONICA BRASIL - ADR COM 87936R106 64796 4218509 SH SOLE 2175594 0 2042915 TEREX CORP COM 880779103 116282 3108316 SH DFND 2 1128333 0 1979983 THE HARTFORD FINANCIAL SERVICES GROUP INC COM 416515104 21872 424540 SH SOLE 332 0 424208 TORCHMARK CORP COM 891027104 27761 329821 SH DFND 2 50387 0 279434 TRIMAS CORP COM 896215209 60919 2320711 SH SOLE 2066054 0 254657 TRIPLE-S MANAGEMENT CORP-B COM 896749108 43815 1676159 SH SOLE 1505966 0 170193 UBS GROUP AG COM H42097107 188760 10688586 SH DFND 1 4862527 0 5826059 UNIVERSAL CORP COM 913456109 34227 705706 SH SOLE 663236 0 42470 VALIDUS HOLDINGS LTD COM G9319H102 53090 787102 SH DFND 2 308035 0 479067 VERIFONE SYSTEMS INC COM 92342Y109 43488 2827595 SH SOLE 2529392 0 298203 VOYA FINANCIAL INC. COM 929089100 538016 10653774 SH DFND 1,2 4909339 0 5744435 WALMART INC COM 931142103 344757 3874978 SH DFND 1 1936239 0 1938739 WEBSTER FINANCIAL CORP. COM 947890109 80455 1452258 SH DFND 2 746911 0 705347 WELLS FARGO CO COM 949746101 406290 7752137 SH DFND 1 3884162 0 3867975 WESCO AIRCRAFT HOLDINGS INC COM 950814103 15972 1558248 SH SOLE 1404844 0 153404 WILLIS TOWERS WATSON PLC COM G96629103 194153 1275726 SH DFND 2 395319 0 880407 WR BERKLEY CORP COM 084423102 446 6139 SH SOLE 6139 0 0 WSFS FINANCIAL CORP COM 929328102 5742 119881 SH SOLE 105256 0 14625 XL GROUP LTD COM G98294104 154746 2800319 SH SOLE 793742 0 2006577 ZIMMER BIOMET HOLDINGS INC COM 98956P102 498 4567 SH SOLE 4567 0 0