-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ud+yjgw5TubxK9tgDpBhyUQWDx9Z4Jvlj+Frx+rhG52DpzJp5PwTVw6wbA8x7weC OSX3znYmiQoqOQNnlMpCqg== 0001193125-09-235893.txt : 20091116 0001193125-09-235893.hdr.sgml : 20091116 20091116170318 ACCESSION NUMBER: 0001193125-09-235893 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091116 DATE AS OF CHANGE: 20091116 EFFECTIVENESS DATE: 20091116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CITADEL L P CENTRAL INDEX KEY: 0001027745 IRS NUMBER: 364111741 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05912 FILM NUMBER: 091187910 BUSINESS ADDRESS: STREET 1: 131 S. DEARBORN STREET, 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3123952100 MAIL ADDRESS: STREET 1: 131 S. DEARBORN STREET, 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 13F-HR 1 d13fhr.txt 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: SEPTEMBER 30, 2009 Check here if Amendment [_]; Amendment Number: -------------- This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: CITADEL LIMITED PARTNERSHIP Address: 131 SOUTH DEARBORN CHICAGO, IL 60603 13F File Number: 28-5912 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: PATRICIA A. STASNY Title: GLOBAL CONTROLLER Phone: (312) 395-4366 Signature, Place, and Date of Signing: /s/ PATRICIA A. STASNY CHICAGO, ILLINOIS 11/16/2009 - ------------------------------- ----------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 8,786 Form 13F Information Table Value Total: $44,747,953 (thousands) List of Other Included Managers: NO. FORM 13F FILE NUMBER NAME - --- -------------------- --------------------- 1 28-13182 Citadel Holdings I LP 2 28-13183 Citadel Advisors LLC
FORM 13F Page 1 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ 3 COM CORP CMN STOCK Cmn 885535104 134 25,688 Sh Shared-defined 1 25,688 3 COM CORP CMN STOCK Cmn 885535104 28 5,396 Sh Shared-defined 2 5,396 3 COM CORP CMN STOCK Cmn 885535904 49 9,400 Sh Call Shared-defined 1 9,400 3 COM CORP CMN STOCK Cmn 885535954 97 18,500 Sh Put Shared-defined 1 18,500 3M CO Cmn 88579Y101 3,994 54,126 Sh Shared-defined 1 54,126 3M CO Cmn 88579Y101 5,506 74,602 Sh Shared-defined 2 74,602 3M CO Cmn 88579Y901 28,317 383,700 Sh Call Shared-defined 1 383,700 3M CO Cmn 88579Y951 29,859 404,600 Sh Put Shared-defined 1 404,600 3M CO Cmn 88579Y901 13,749 186,300 Sh Call Shared-defined 2 186,300 3M CO Cmn 88579Y951 11,505 155,900 Sh Put Shared-defined 2 155,900 3PAR INC Cmn 88580F109 4 335 Sh Shared-defined 1 335 3PAR INC Cmn 88580F109 1,329 120,529 Sh Shared-defined 2 120,529 99 CENTS ONLY STORES CMN STOCK Cmn 65440K906 217 16,100 Sh Call Shared-defined 1 16,100 99 CENTS ONLY STORES CMN STOCK Cmn 65440K956 101 7,500 Sh Put Shared-defined 1 7,500 COLUMN TOTALS 94,889
FORM 13F Page 2 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ 99 CENTS ONLY STORES CMN STOCK Cmn 65440K956 7 500 Sh Put Shared-defined 2 500 99 CENTS ONLY STORES CMN STOCK Cmn 65440K106 18 1,342 Sh Shared-defined 1 1,342 A.O. SMITH CORP. COMMON STOCK Cmn 831865209 8 206 Sh Shared-defined 1 206 A.O. SMITH CORP. COMMON STOCK Cmn 831865209 223 5,845 Sh Shared-defined 2 5,845 AAR CORP Cmn 000361905 1,613 73,500 Sh Call Shared-defined 1 73,500 AAR CORP Cmn 000361955 625 28,500 Sh Put Shared-defined 1 28,500 AAR CORP 1.75% CB 2/01/26 - REGISTERED Bond 000361AH8 32,441 33,317,000 Prn Shared-defined 2 N/A AARON'S INC Cmn 002535201 65 2,477 Sh Shared-defined 1 2,477 AARON'S INC Cmn 002535901 412 15,600 Sh Call Shared-defined 1 15,600 AARON'S INC Cmn 002535951 275 10,400 Sh Put Shared-defined 1 10,400 AARON'S INC Cmn 002535201 59 2,230 Sh Shared-defined 2 2,230 AASTROM BIOSCIENCES INC CMN STOCK Cmn 00253U107 18 40,468 Sh Shared-defined 1 40,468 ABAXIS INC CMN STK Cmn 002567905 570 21,300 Sh Call Shared-defined 1 21,300 ABAXIS INC CMN STK Cmn 002567955 511 19,100 Sh Put Shared-defined 1 19,100 COLUMN TOTALS 36,845
FORM 13F Page 3 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ ABAXIS INC CMN STK Cmn 002567105 5 189 Sh Shared-defined 1 189 ABBOTT LABS Cmn 002824900 41,758 844,100 Sh Call Shared-defined 1 844,100 ABBOTT LABS Cmn 002824950 44,394 897,400 Sh Put Shared-defined 1 897,400 ABBOTT LABS Cmn 002824900 27,777 561,500 Sh Call Shared-defined 2 561,500 ABBOTT LABS Cmn 002824950 40,580 820,300 Sh Put Shared-defined 2 820,300 ABBOTT LABS Cmn 002824100 20,440 413,181 Sh Shared-defined 2 413,181 ABERCROMBIE & FITCH COMMON STOCK Cmn 002896907 14,918 453,700 Sh Call Shared-defined 1 453,700 ABERCROMBIE & FITCH COMMON STOCK Cmn 002896957 11,824 359,600 Sh Put Shared-defined 1 359,600 ABERCROMBIE & FITCH COMMON STOCK Cmn 002896907 8,743 265,900 Sh Call Shared-defined 2 265,900 ABERCROMBIE & FITCH COMMON STOCK Cmn 002896957 9,377 285,200 Sh Put Shared-defined 2 285,200 ABERCROMBIE & FITCH COMMON STOCK Cmn 002896207 8,731 265,528 Sh Shared-defined 2 265,528 ABERDEN ASIA-PACIFIC PRIME INCOME FUND Cmn 003009107 62 10,042 Sh Shared-defined 1 10,042 ABIOMED INC CMN STK Cmn 003654900 279 28,700 Sh Call Shared-defined 1 28,700 ABIOMED INC CMN STK Cmn 003654950 93 9,600 Sh Put Shared-defined 1 9,600 COLUMN TOTALS 228,981
FORM 13F Page 4 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ ABIOMED INC CMN STK Cmn 003654100 12 1,229 Sh Shared-defined 2 1,229 ABRAXAS PETROLEUM CORP/NV CMN STK Cmn 003830906 17 9,300 Sh Call Shared-defined 1 9,300 ABRAXAS PETROLEUM CORP/NV CMN STK Cmn 003830956 6 3,100 Sh Put Shared-defined 1 3,100 ABRAXAS PETROLEUM CORP/NV CMN STK Cmn 003830106 16 8,704 Sh Shared-defined 1 8,704 ABRAXAS PETROLEUM CORP/NV CMN STK Cmn 003830106 6 3,400 Sh Shared-defined 2 3,400 ACADIA PHARMACEUTICALS, INC. Cmn 004225908 43 25,400 Sh Call Shared-defined 1 25,400 ACADIA PHARMACEUTICALS, INC. Cmn 004225958 30 17,300 Sh Put Shared-defined 1 17,300 ACADIA PHARMACEUTICALS, INC. Cmn 004225108 5 3,209 Sh Shared-defined 1 3,209 ACCENTURE PLC Cmn G1151C101 6,226 167,053 Sh Shared-defined 1 167,053 ACCENTURE PLC Cmn G1151C901 3,615 97,000 Sh Call Shared-defined 1 97,000 ACCENTURE PLC Cmn G1151C951 10,674 286,400 Sh Put Shared-defined 1 286,400 ACCENTURE PLC Cmn G1151C101 3,139 84,212 Sh Shared-defined 2 84,212 ACCENTURE PLC Cmn G1151C901 6,336 170,000 Sh Call Shared-defined 2 170,000 ACCENTURE PLC Cmn G1151C951 1,901 51,000 Sh Put Shared-defined 2 51,000 COLUMN TOTALS 32,026
FORM 13F Page 5 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ ACCURAY INC Cmn 004397105 31 4,818 Sh Shared-defined 1 4,818 ACCURAY INC Cmn 004397905 20 3,000 Sh Call Shared-defined 1 3,000 ACCURAY INC Cmn 004397955 64 9,800 Sh Put Shared-defined 1 9,800 ACCURAY INC Cmn 004397105 123 18,848 Sh Shared-defined 2 18,848 ACE LTD CMN STOCK Cmn H0023R905 4,421 82,700 Sh Call Shared-defined 1 82,700 ACE LTD CMN STOCK Cmn H0023R955 5,068 94,800 Sh Put Shared-defined 1 94,800 ACE LTD CMN STOCK Cmn H0023R905 1,561 29,200 Sh Call Shared-defined 2 29,200 ACE LTD CMN STOCK Cmn H0023R955 2,887 54,000 Sh Put Shared-defined 2 54,000 ACE LTD CMN STOCK Cmn H0023R105 99 1,849 Sh Shared-defined 1 1,849 ACE LTD CMN STOCK Cmn H0023R105 51,404 961,542 Sh Shared-defined 2 961,542 ACERGY SA -ADR 1:1 Depository Receipt 00443E104 150 11,890 Sh Shared-defined 1 N/A ACERGY SA -ADR 1:1 Depository Receipt 00443E104 8 618 Sh Shared-defined 2 N/A ACME PACKET INC Cmn 004764106 2 249 Sh Shared-defined 1 249 ACME PACKET INC Cmn 004764906 82 8,200 Sh Call Shared-defined 1 8,200 COLUMN TOTALS 65,920
FORM 13F Page 6 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ ACME PACKET INC Cmn 004764956 12 1,200 Sh Put Shared-defined 1 1,200 ACME PACKET INC Cmn 004764106 153 15,281 Sh Shared-defined 2 15,281 ACORDA THERAPEUTICS INC Cmn 00484M906 3,897 167,400 Sh Call Shared-defined 1 167,400 ACORDA THERAPEUTICS INC Cmn 00484M956 1,446 62,100 Sh Put Shared-defined 1 62,100 ACTIVISION BLIZZARD INC Cmn 00507V109 9,837 793,980 Sh Shared-defined 1 793,980 ACTIVISION BLIZZARD INC Cmn 00507V909 1,026 82,800 Sh Call Shared-defined 1 82,800 ACTIVISION BLIZZARD INC Cmn 00507V959 11,657 940,800 Sh Put Shared-defined 1 940,800 ACTIVISION BLIZZARD INC Cmn 00507V109 11,307 912,605 Sh Shared-defined 2 912,605 ACTIVISION BLIZZARD INC Cmn 00507V909 1,048 84,600 Sh Call Shared-defined 2 84,600 ACTIVISION BLIZZARD INC Cmn 00507V959 5,232 422,300 Sh Put Shared-defined 2 422,300 ACTUANT CORPORATION -CL A CMN STK Cmn 00508X903 233 14,500 Sh Call Shared-defined 1 14,500 ACTUANT CORPORATION -CL A CMN STK Cmn 00508X953 249 15,500 Sh Put Shared-defined 1 15,500 ACTUANT CORPORATION -CL A CMN STK Cmn 00508X203 136 8,477 Sh Shared-defined 1 8,477 ACTUANT CORPORATION -CL A CMN STK Cmn 00508X203 19 1,200 Sh Shared-defined 2 1,200 COLUMN TOTALS 46,252
FORM 13F Page 7 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ ACUITY BRANDS INC Cmn 00508Y902 618 19,200 Sh Call Shared-defined 1 19,200 ACUITY BRANDS INC Cmn 00508Y952 16 500 Sh Put Shared-defined 1 500 ACXIOM CORP CMN STK Cmn 005125909 155 16,400 Sh Call Shared-defined 1 16,400 ACXIOM CORP CMN STK Cmn 005125959 46 4,900 Sh Put Shared-defined 1 4,900 ACXIOM CORP CMN STK Cmn 005125109 45 4,807 Sh Shared-defined 1 4,807 ACXIOM CORP CMN STK Cmn 005125109 54 5,759 Sh Shared-defined 2 5,759 ADAPTEC INC CMN STK Cmn 00651F958 21 6,200 Sh Put Shared-defined 1 6,200 ADAPTEC INC CMN STK Cmn 00651F108 20 5,961 Sh Shared-defined 1 5,961 ADAPTEC INC CMN STK Cmn 00651F108 23 6,895 Sh Shared-defined 2 6,895 ADC TELECOM FLOAT CB 06/15/13 - REGISTERED Bond 000886AB7 7,570 9,435,000 Prn Shared-defined 2 N/A ADC TELECOMMUNICATIONS 3.5% CB 7/15/2017 - REGISTE Bond 000886AF8 54,137 77,250,000 Prn Shared-defined 2 N/A ADC TELECOMMUNICATIONS INC CMN STK Cmn 000886909 779 93,400 Sh Call Shared-defined 1 93,400 ADC TELECOMMUNICATIONS INC CMN STK Cmn 000886959 622 74,600 Sh Put Shared-defined 1 74,600 ADC TELECOMMUNICATIONS INC CMN STK Cmn 000886309 59 7,076 Sh Shared-defined 1 7,076 COLUMN TOTALS 64,165
FORM 13F Page 8 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ ADC TELECOMMUNICATIONS INC CMN STK Cmn 000886309 292 35,008 Sh Shared-defined 2 35,008 ADMINISTAFF INC CMN STOCK Cmn 007094905 381 14,500 Sh Call Shared-defined 1 14,500 ADMINISTAFF INC CMN STOCK Cmn 007094955 110 4,200 Sh Put Shared-defined 1 4,200 ADMINISTAFF INC CMN STOCK Cmn 007094105 39 1,494 Sh Shared-defined 1 1,494 ADMINISTAFF INC CMN STOCK Cmn 007094105 5 200 Sh Shared-defined 2 200 ADOBE SYSTEMS COMMON STOCK Cmn 00724F101 281 8,511 Sh Shared-defined 2 8,511 ADOBE SYSTEMS COMMON STOCK Cmn 00724F901 20,115 608,800 Sh Call Shared-defined 1 608,800 ADOBE SYSTEMS COMMON STOCK Cmn 00724F951 17,442 527,900 Sh Put Shared-defined 1 527,900 ADOBE SYSTEMS COMMON STOCK Cmn 00724F901 10,437 315,900 Sh Call Shared-defined 2 315,900 ADOBE SYSTEMS COMMON STOCK Cmn 00724F951 9,027 273,200 Sh Put Shared-defined 2 273,200 ADOLOR CORP CMN STK Cmn 00724X902 8 4,800 Sh Call Shared-defined 1 4,800 ADOLOR CORP CMN STK Cmn 00724X952 6 3,700 Sh Put Shared-defined 1 3,700 ADOLOR CORP CMN STK Cmn 00724X102 3 1,751 Sh Shared-defined 2 1,751 ADT TELECOMMUNICATIONS 3.5% CB 7/15/2015 - REGISTE Bond 000886AE1 14,381 18,561,000 Prn Shared-defined 2 N/A COLUMN TOTALS 72,527
FORM 13F Page 9 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ ADTRAN INC CMN STOCK Cmn 00738A906 1,556 63,400 Sh Call Shared-defined 1 63,400 ADTRAN INC CMN STOCK Cmn 00738A956 604 24,600 Sh Put Shared-defined 1 24,600 ADTRAN INC CMN STOCK Cmn 00738A106 30 1,218 Sh Shared-defined 1 1,218 ADTRAN INC CMN STOCK Cmn 00738A106 25 1,018 Sh Shared-defined 2 1,018 ADVANCE AUTO PARTS INC CMN STK Cmn 00751Y906 848 21,600 Sh Call Shared-defined 1 21,600 ADVANCE AUTO PARTS INC CMN STK Cmn 00751Y956 1,406 35,800 Sh Put Shared-defined 1 35,800 ADVANCE AUTO PARTS INC CMN STK Cmn 00751Y906 271 6,900 Sh Call Shared-defined 2 6,900 ADVANCE AUTO PARTS INC CMN STK Cmn 00751Y956 1,304 33,200 Sh Put Shared-defined 2 33,200 ADVANCE AUTO PARTS INC CMN STK Cmn 00751Y106 606 15,434 Sh Shared-defined 1 15,434 ADVANCE AUTO PARTS INC CMN STK Cmn 00751Y106 412 10,481 Sh Shared-defined 2 10,481 ADVANCED BATTERY TECHNOLOGIES INC COMMON STOCK Cmn 00752H952 204 46,900 Sh Put Shared-defined 1 46,900 ADVANCED BATTERY TECHNOLOGIES INC COMMON STOCK Cmn 00752H102 206 47,372 Sh Shared-defined 1 47,372 ADVANCED BATTERY TECHNOLOGIES INC COMMON STOCK Cmn 00752H102 9 2,000 Sh Shared-defined 2 2,000 ADVANCED ENERGY INDS INC CMN STOCK Cmn 007973100 146 10,248 Sh Shared-defined 1 10,248 COLUMN TOTALS 7,627
FORM 13F Page 10 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ ADVANCED ENERGY INDS INC CMN STOCK Cmn 007973100 77 5,375 Sh Shared-defined 2 5,375 ADVANCED ENERGY INDS INC CMN STOCK Cmn 007973900 77 5,400 Sh Call Shared-defined 1 5,400 ADVANCED ENERGY INDS INC CMN STOCK Cmn 007973950 14 1,000 Sh Put Shared-defined 1 1,000 ADVANCED MICRO DEVICES NYSE Cmn 007903107 1,152 203,509 Sh Shared-defined 1 203,509 ADVANCED MICRO DEVICES NYSE Cmn 007903107 16,503 2,915,707 Sh Shared-defined 2 2,915,707 ADVANCED MICRO DEVICES NYSE Cmn 007903907 2,136 377,400 Sh Call Shared-defined 1 377,400 ADVANCED MICRO DEVICES NYSE Cmn 007903957 4,526 799,700 Sh Put Shared-defined 1 799,700 ADVANCED MICRO DEVICES NYSE Cmn 007903907 6,514 1,150,900 Sh Call Shared-defined 2 1,150,900 ADVANCED MICRO DEVICES NYSE Cmn 007903957 2,679 473,300 Sh Put Shared-defined 2 473,300 ADVANTAGE ENERGY INCOME FUND COMMON STOCK Cmn 00765F101 174 24,788 Sh Shared-defined 1 24,788 ADVANTAGE ENERGY INCOME FUND COMMON STOCK Cmn 00765F901 154 21,900 Sh Call Shared-defined 1 21,900 ADVANTAGE ENERGY INCOME FUND COMMON STOCK Cmn 00765F951 108 15,300 Sh Put Shared-defined 1 15,300 ADVENTRX PHARMACEUTICALS INC COMMON STOCK Cmn 00764X103 9 57,581 Sh Shared-defined 1 57,581 ADVISORY BOARD COMPANY Cmn 00762W107 420 16,700 Sh Shared-defined 2 16,700 COLUMN TOTALS 34,543
FORM 13F Page 11 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ AECOM TECHNOLOGY CORP Cmn 00766T100 33 1,233 Sh Shared-defined 1 1,233 AECOM TECHNOLOGY CORP Cmn 00766T900 746 27,500 Sh Call Shared-defined 1 27,500 AECOM TECHNOLOGY CORP Cmn 00766T950 366 13,500 Sh Put Shared-defined 1 13,500 AECOM TECHNOLOGY CORP Cmn 00766T100 150 5,512 Sh Shared-defined 2 5,512 AECOM TECHNOLOGY CORP Cmn 00766T900 252 9,300 Sh Call Shared-defined 2 9,300 AECOM TECHNOLOGY CORP Cmn 00766T950 369 13,600 Sh Put Shared-defined 2 13,600 AEGEAN MARINE PETROLEUM NETWORK INC CMN STK Cmn Y0017S902 592 26,300 Sh Call Shared-defined 1 26,300 AEGEAN MARINE PETROLEUM NETWORK INC CMN STK Cmn Y0017S952 187 8,300 Sh Put Shared-defined 1 8,300 AEGEAN MARINE PETROLEUM NETWORK INC CMN STK Cmn Y0017S902 144 6,400 Sh Call Shared-defined 2 6,400 AEGEAN MARINE PETROLEUM NETWORK INC CMN STK Cmn Y0017S952 284 12,600 Sh Put Shared-defined 2 12,600 AEGEAN MARINE PETROLEUM NETWORK INC CMN STK Cmn Y0017S102 42 1,883 Sh Shared-defined 1 1,883 AEGEAN MARINE PETROLEUM NETWORK INC CMN STK Cmn Y0017S102 1,259 55,972 Sh Shared-defined 2 55,972 AEGON NV ADR USD 1:1 Depository Receipt 007924103 25 3,003 Sh Shared-defined 1 N/A AEGON NV ADR USD 1:1 Depository Receipt 007924103 329 38,888 Sh Shared-defined 2 N/A COLUMN TOTALS 4,778
FORM 13F Page 12 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ AERCAP HOLDINGS NV Cmn N00985106 150 16,538 Sh Shared-defined 1 16,538 AERCAP HOLDINGS NV Cmn N00985906 38 4,200 Sh Call Shared-defined 1 4,200 AERCAP HOLDINGS NV Cmn N00985956 217 23,900 Sh Put Shared-defined 1 23,900 AEROPOSTALE INC CMN STK Cmn 007865908 11,413 262,550 Sh Call Shared-defined 1 262,550 AEROPOSTALE INC CMN STK Cmn 007865958 10,368 238,500 Sh Put Shared-defined 1 238,500 AEROPOSTALE INC CMN STK Cmn 007865908 6,844 157,450 Sh Call Shared-defined 2 157,450 AEROPOSTALE INC CMN STK Cmn 007865958 12,374 284,650 Sh Put Shared-defined 2 284,650 AEROPOSTALE INC CMN STK Cmn 007865108 10,673 245,518 Sh Shared-defined 2 245,518 AEROVIRONMENT INC Cmn 008073108 289 10,298 Sh Shared-defined 1 10,298 AEROVIRONMENT INC Cmn 008073908 295 10,500 Sh Call Shared-defined 1 10,500 AEROVIRONMENT INC Cmn 008073958 379 13,500 Sh Put Shared-defined 1 13,500 AEROVIRONMENT INC Cmn 008073108 75 2,669 Sh Shared-defined 2 2,669 AETNA INC - NEW Cmn 00817Y108 7,777 279,446 Sh Shared-defined 1 279,446 AETNA INC - NEW Cmn 00817Y108 5,595 201,053 Sh Shared-defined 2 201,053 COLUMN TOTALS 66,487
FORM 13F Page 13 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ AETNA INC - NEW Cmn 00817Y908 3,635 130,600 Sh Call Shared-defined 1 130,600 AETNA INC - NEW Cmn 00817Y958 12,983 466,500 Sh Put Shared-defined 1 466,500 AETNA INC - NEW Cmn 00817Y908 2,919 104,900 Sh Call Shared-defined 2 104,900 AETNA INC - NEW Cmn 00817Y958 9,326 335,100 Sh Put Shared-defined 2 335,100 AFFILIATED COMPUTER SVSC CLASS A CMN STOCK Cmn 008190100 132 2,429 Sh Shared-defined 1 2,429 AFFILIATED COMPUTER SVSC CLASS A CMN STOCK Cmn 008190100 314 5,800 Sh Shared-defined 2 5,800 AFFILIATED MANAGERS GRP INC CMN STOCK Cmn 008252908 5,311 81,700 Sh Call Shared-defined 1 81,700 AFFILIATED MANAGERS GRP INC CMN STOCK Cmn 008252958 5,415 83,300 Sh Put Shared-defined 1 83,300 AFFILIATED MANAGERS GRP INC CMN STOCK Cmn 008252908 1,261 19,400 Sh Call Shared-defined 2 19,400 AFFILIATED MANAGERS GRP INC CMN STOCK Cmn 008252958 1,632 25,100 Sh Put Shared-defined 2 25,100 AFFILIATED MANAGERS GRP INC CMN STOCK Cmn 008252108 424 6,517 Sh Shared-defined 1 6,517 AFFILIATED MANAGERS GRP INC CMN STOCK Cmn 008252108 9,623 148,027 Sh Shared-defined 2 148,027 AFFYMETRIX INC COM STK Cmn 00826T908 336 38,300 Sh Call Shared-defined 1 38,300 AFFYMETRIX INC COM STK Cmn 00826T958 248 28,300 Sh Put Shared-defined 1 28,300 COLUMN TOTALS 53,559
FORM 13F Page 14 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ AFFYMETRIX INC COM STK Cmn 00826T108 9 978 Sh Shared-defined 2 978 AFLAC INC Cmn 001055102 342 7,997 Sh Shared-defined 1 7,997 AFLAC INC Cmn 001055902 19,254 450,500 Sh Call Shared-defined 1 450,500 AFLAC INC Cmn 001055952 19,006 444,700 Sh Put Shared-defined 1 444,700 AFLAC INC Cmn 001055102 1,999 46,763 Sh Shared-defined 2 46,763 AFLAC INC Cmn 001055902 15,480 362,200 Sh Call Shared-defined 2 362,200 AFLAC INC Cmn 001055952 18,006 421,300 Sh Put Shared-defined 2 421,300 AGCO 1.75% CB 12/31/33 SERIES B- REGISTERED Bond 001084AL6 47,615 35,500,000 Prn Shared-defined 2 N/A AGCO CORP. COMMON STOCK Cmn 001084102 1,513 54,748 Sh Shared-defined 1 54,748 AGCO CORP. COMMON STOCK Cmn 001084102 4,520 163,585 Sh Shared-defined 2 163,585 AGCO CORP. COMMON STOCK Cmn 001084902 1,440 52,100 Sh Call Shared-defined 1 52,100 AGCO CORP. COMMON STOCK Cmn 001084952 2,885 104,400 Sh Put Shared-defined 1 104,400 AGCO CORP. COMMON STOCK Cmn 001084902 174 6,300 Sh Call Shared-defined 2 6,300 AGCO CORP. COMMON STOCK Cmn 001084952 569 20,600 Sh Put Shared-defined 2 20,600 COLUMN TOTALS 132,812
FORM 13F Page 15 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ AGFEED INDUSTRIES INC Cmn 00846L101 29 5,454 Sh Shared-defined 1 5,454 AGFEED INDUSTRIES INC Cmn 00846L901 293 54,800 Sh Call Shared-defined 1 54,800 AGFEED INDUSTRIES INC Cmn 00846L951 109 20,400 Sh Put Shared-defined 1 20,400 AGILENT TECHNOLOGIES INC CMN STK Cmn 00846U901 2,201 79,100 Sh Call Shared-defined 1 79,100 AGILENT TECHNOLOGIES INC CMN STK Cmn 00846U951 7,592 272,800 Sh Put Shared-defined 1 272,800 AGILENT TECHNOLOGIES INC CMN STK Cmn 00846U901 2,469 88,700 Sh Call Shared-defined 2 88,700 AGILENT TECHNOLOGIES INC CMN STK Cmn 00846U951 3,982 143,100 Sh Put Shared-defined 2 143,100 AGILENT TECHNOLOGIES INC CMN STK Cmn 00846U101 3,622 130,138 Sh Shared-defined 1 130,138 AGILENT TECHNOLOGIES INC CMN STK Cmn 00846U101 4,651 167,108 Sh Shared-defined 2 167,108 AGNICO EAGLE - NYSE CMN STOCK Cmn 008474108 3,638 53,611 Sh Shared-defined 1 53,611 AGNICO EAGLE - NYSE CMN STOCK Cmn 008474108 576 8,496 Sh Shared-defined 2 8,496 AGNICO EAGLE - NYSE CMN STOCK Cmn 008474908 32,751 482,700 Sh Call Shared-defined 1 482,700 AGNICO EAGLE - NYSE CMN STOCK Cmn 008474958 42,345 624,100 Sh Put Shared-defined 1 624,100 AGNICO EAGLE - NYSE CMN STOCK Cmn 008474908 16,922 249,400 Sh Call Shared-defined 2 249,400 COLUMN TOTALS 121,180
FORM 13F Page 16 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ AGNICO EAGLE - NYSE CMN STOCK Cmn 008474958 17,539 258,500 Sh Put Shared-defined 2 258,500 AGRIUM COMMON Cmn 008916108 67 1,337 Sh Shared-defined 1 1,337 AGRIUM COMMON Cmn 008916108 1,992 40,000 Sh Shared-defined 2 40,000 AGRIUM COMMON Cmn 008916908 9,684 194,500 Sh Call Shared-defined 1 194,500 AGRIUM COMMON Cmn 008916958 5,586 112,200 Sh Put Shared-defined 1 112,200 AGRIUM COMMON Cmn 008916908 5,940 119,300 Sh Call Shared-defined 2 119,300 AGRIUM COMMON Cmn 008916958 3,918 78,700 Sh Put Shared-defined 2 78,700 AIR METHODS CORP CMN STK Cmn 009128307 7 214 Sh Shared-defined 1 214 AIR METHODS CORP CMN STK Cmn 009128307 41 1,258 Sh Shared-defined 2 1,258 AIR METHODS CORP CMN STK Cmn 009128907 261 8,000 Sh Call Shared-defined 1 8,000 AIR METHODS CORP CMN STK Cmn 009128957 156 4,800 Sh Put Shared-defined 1 4,800 AIR PRODS & CHEMS INC Cmn 009158106 9,143 117,849 Sh Shared-defined 2 117,849 AIR PRODS & CHEMS INC Cmn 009158906 4,026 51,900 Sh Call Shared-defined 1 51,900 AIR PRODS & CHEMS INC Cmn 009158956 4,670 60,200 Sh Put Shared-defined 1 60,200 COLUMN TOTALS 63,030
FORM 13F Page 17 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ AIR PRODS & CHEMS INC Cmn 009158906 1,660 21,400 Sh Call Shared-defined 2 21,400 AIR PRODS & CHEMS INC Cmn 009158956 1,156 14,900 Sh Put Shared-defined 2 14,900 AIRCASTLE COMMON STOCK Cmn G0129K104 16 1,647 Sh Shared-defined 2 1,647 AIRCASTLE COMMON STOCK Cmn G0129K904 702 72,600 Sh Call Shared-defined 1 72,600 AIRCASTLE COMMON STOCK Cmn G0129K954 46 4,800 Sh Put Shared-defined 1 4,800 AIRGAS INC CMN STK Cmn 009363902 1,069 22,100 Sh Call Shared-defined 1 22,100 AIRGAS INC CMN STK Cmn 009363952 726 15,000 Sh Put Shared-defined 1 15,000 AIRGAS INC CMN STK Cmn 009363102 130 2,691 Sh Shared-defined 2 2,691 AIRTRAN HOLDINGS 5.5% CB 4/15/15 - - REGISTERED Bond 00949PAC2 42,819 24,012,000 Prn Shared-defined 2 N/A AIRTRAN HOLDINGS INC CMN STOCK Cmn 00949P908 1,275 204,000 Sh Call Shared-defined 1 204,000 AIRTRAN HOLDINGS INC CMN STOCK Cmn 00949P958 19 3,000 Sh Put Shared-defined 1 3,000 AIRTRAN HOLDINGS INC CMN STOCK Cmn 00949P908 103 16,400 Sh Call Shared-defined 2 16,400 AIRTRAN HOLDINGS INC CMN STOCK Cmn 00949P958 3,445 551,200 Sh Put Shared-defined 2 551,200 AIRTRAN HOLDINGS INC CMN STOCK Cmn 00949P108 134 21,399 Sh Shared-defined 2 21,399 COLUMN TOTALS 53,300
FORM 13F Page 18 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ AK STEEL COMMON STOCK Cmn 001547108 1,283 65,010 Sh Shared-defined 1 65,010 AK STEEL COMMON STOCK Cmn 001547108 12,717 644,565 Sh Shared-defined 2 644,565 AK STEEL COMMON STOCK Cmn 001547908 5,872 297,600 Sh Call Shared-defined 1 297,600 AK STEEL COMMON STOCK Cmn 001547958 3,342 169,400 Sh Put Shared-defined 1 169,400 AK STEEL COMMON STOCK Cmn 001547908 1,868 94,700 Sh Call Shared-defined 2 94,700 AK STEEL COMMON STOCK Cmn 001547958 1,316 66,700 Sh Put Shared-defined 2 66,700 AKAMAI TECHNOLOGIES INC CMN STOCK Cmn 00971T901 4,818 244,800 Sh Call Shared-defined 1 244,800 AKAMAI TECHNOLOGIES INC CMN STOCK Cmn 00971T951 10,426 529,800 Sh Put Shared-defined 1 529,800 AKAMAI TECHNOLOGIES INC CMN STOCK Cmn 00971T901 3,621 184,000 Sh Call Shared-defined 2 184,000 AKAMAI TECHNOLOGIES INC CMN STOCK Cmn 00971T951 6,731 342,000 Sh Put Shared-defined 2 342,000 AKAMAI TECHNOLOGIES INC CMN STOCK Cmn 00971T101 6,136 311,784 Sh Shared-defined 1 311,784 AKAMAI TECHNOLOGIES INC CMN STOCK Cmn 00971T101 4,157 211,215 Sh Shared-defined 2 211,215 AKEENA SOLAR INC CMN STK Cmn 009720903 1 900 Sh Call Shared-defined 1 900 AKEENA SOLAR INC CMN STK Cmn 009720953 24 21,400 Sh Put Shared-defined 1 21,400 COLUMN TOTALS 62,312
FORM 13F Page 19 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ AKEENA SOLAR INC CMN STK Cmn 009720103 7 5,839 Sh Shared-defined 1 5,839 AKEENA SOLAR INC CMN STK Cmn 009720103 4 3,623 Sh Shared-defined 2 3,623 AKORN INC CMN STK Cmn 009728106 14 10,394 Sh Shared-defined 1 10,394 AKORN INC CMN STK Cmn 009728106 - 199 Sh Shared-defined 2 199 ALASKA AIR GROUP COMMON STOCK ALK Cmn 011659909 820 30,600 Sh Call Shared-defined 1 30,600 ALASKA AIR GROUP COMMON STOCK ALK Cmn 011659959 1,532 57,200 Sh Put Shared-defined 1 57,200 ALASKA AIR GROUP COMMON STOCK ALK Cmn 011659109 469 17,496 Sh Shared-defined 1 17,496 ALASKA AIR GROUP COMMON STOCK ALK Cmn 011659109 204 7,631 Sh Shared-defined 2 7,631 ALASKA COMMUNICATIONS SYSTEMS GROUP CMN STK Cmn 01167P101 51 5,536 Sh Shared-defined 1 5,536 ALASKA COMMUNICATIONS SYSTEMS GROUP CMN STK Cmn 01167P101 357 38,552 Sh Shared-defined 2 38,552 ALBANY INTERNATIONAL COMMON STOCK Cmn 012348108 7 358 Sh Shared-defined 1 358 ALBANY INTERNATIONAL COMMON STOCK Cmn 012348108 334 17,200 Sh Shared-defined 2 17,200 ALBEMARLE CORP CMN STK Cmn 012653901 370 10,700 Sh Call Shared-defined 1 10,700 ALBEMARLE CORP CMN STK Cmn 012653951 744 21,500 Sh Put Shared-defined 1 21,500 COLUMN TOTALS 4,913
FORM 13F Page 20 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ ALBEMARLE CORP CMN STK Cmn 012653101 65 1,872 Sh Shared-defined 2 1,872 ALCATEL - ADR Depository Receipt 013904305 5,392 1,201,000 Sh Shared-defined 2 N/A ALCOA 5.25% CB 3/15/14-REGISTERED Bond 013817AT8 50,611 23,000,000 Prn Shared-defined 2 N/A ALCOA INC CMN STOCK Cmn 013817101 1,779 135,609 Sh Shared-defined 1 135,609 ALCOA INC CMN STOCK Cmn 013817101 11,785 898,226 Sh Shared-defined 2 898,226 ALCOA INC CMN STOCK Cmn 013817901 23,773 1,812,000 Sh Call Shared-defined 1 1,812,000 ALCOA INC CMN STOCK Cmn 013817951 21,838 1,664,500 Sh Put Shared-defined 1 1,664,500 ALCOA INC CMN STOCK Cmn 013817901 1,935 147,500 Sh Call Shared-defined 2 147,500 ALCOA INC CMN STOCK Cmn 013817951 7,881 600,700 Sh Put Shared-defined 2 600,700 ALCON INC Cmn H01301102 7,045 50,803 Sh Shared-defined 1 50,803 ALCON INC Cmn H01301902 7,766 56,000 Sh Call Shared-defined 1 56,000 ALCON INC Cmn H01301952 13,146 94,800 Sh Put Shared-defined 1 94,800 ALCON INC Cmn H01301102 16,845 121,479 Sh Shared-defined 2 121,479 ALCON INC Cmn H01301902 1,054 7,600 Sh Call Shared-defined 2 7,600 COLUMN TOTALS 170,915
FORM 13F Page 21 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ ALCON INC Cmn H01301952 5,977 43,100 Sh Put Shared-defined 2 43,100 ALEXANDER & BALDWIN INC CMN STK Cmn 014482903 160 5,000 Sh Call Shared-defined 1 5,000 ALEXANDER & BALDWIN INC CMN STK Cmn 014482953 401 12,500 Sh Put Shared-defined 1 12,500 ALEXANDER & BALDWIN INC CMN STK Cmn 014482103 41 1,292 Sh Shared-defined 1 1,292 ALEXANDER & BALDWIN INC CMN STK Cmn 014482103 532 16,590 Sh Shared-defined 2 16,590 ALEXANDRIA RE EQUITIES INC CMN STOCK Cmn 015271909 1,957 36,000 Sh Call Shared-defined 1 36,000 ALEXANDRIA RE EQUITIES INC CMN STOCK Cmn 015271959 2,636 48,500 Sh Put Shared-defined 1 48,500 ALEXANDRIA RE EQUITIES INC CMN STOCK Cmn 015271909 1,016 18,700 Sh Call Shared-defined 2 18,700 ALEXANDRIA RE EQUITIES INC CMN STOCK Cmn 015271959 1,359 25,000 Sh Put Shared-defined 2 25,000 ALEXANDRIA RE EQUITIES INC CMN STOCK Cmn 015271109 24 436 Sh Shared-defined 1 436 ALEXANDRIA RE EQUITIES INC CMN STOCK Cmn 015271109 4,494 82,692 Sh Shared-defined 2 82,692 ALEXION PHARMACEUTICALS INC CMN STOCK Cmn 015351909 7,215 162,000 Sh Call Shared-defined 1 162,000 ALEXION PHARMACEUTICALS INC CMN STOCK Cmn 015351959 3,879 87,100 Sh Put Shared-defined 1 87,100 ALEXION PHARMACEUTICALS INC CMN STOCK Cmn 015351109 18,873 423,740 Sh Shared-defined 2 423,740 COLUMN TOTALS 48,564
FORM 13F Page 22 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ ALIGN TECHNOLOGY INC. Cmn 016255901 545 38,300 Sh Call Shared-defined 1 38,300 ALIGN TECHNOLOGY INC. Cmn 016255951 185 13,000 Sh Put Shared-defined 1 13,000 ALIGN TECHNOLOGY INC. Cmn 016255901 27 1,900 Sh Call Shared-defined 2 1,900 ALIGN TECHNOLOGY INC. Cmn 016255951 26 1,800 Sh Put Shared-defined 2 1,800 ALKERMES INC CMN STK Cmn 01642T908 282 30,700 Sh Call Shared-defined 1 30,700 ALKERMES INC CMN STK Cmn 01642T958 205 22,300 Sh Put Shared-defined 1 22,300 ALKERMES INC CMN STK Cmn 01642T108 7 708 Sh Shared-defined 1 708 ALLEGHANY CORPORATION COMMON STOCK Cmn 017175100 12 48 Sh Shared-defined 1 48 ALLEGHANY CORPORATION COMMON STOCK Cmn 017175100 285 1,100 Sh Shared-defined 2 1,100 ALLEGHENY ENERGY INC CMN STK Cmn 017361106 1,360 51,291 Sh Shared-defined 1 51,291 ALLEGHENY ENERGY INC CMN STK Cmn 017361106 36,827 1,388,655 Sh Shared-defined 2 1,388,655 ALLEGHENY ENERGY INC CMN STK Cmn 017361906 578 21,800 Sh Call Shared-defined 1 21,800 ALLEGHENY ENERGY INC CMN STK Cmn 017361956 1,671 63,000 Sh Put Shared-defined 1 63,000 ALLEGHENY ENERGY INC CMN STK Cmn 017361956 308 11,600 Sh Put Shared-defined 2 11,600 COLUMN TOTALS 42,318
FORM 13F Page 23 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ ALLEGHENY TECHNOLOGIES INC. CMN STK Cmn 01741R102 1,575 45,000 Sh Shared-defined 2 45,000 ALLEGHENY TECHNOLOGIES INC. CMN STK Cmn 01741R902 14,615 417,700 Sh Call Shared-defined 1 417,700 ALLEGHENY TECHNOLOGIES INC. CMN STK Cmn 01741R952 9,783 279,600 Sh Put Shared-defined 1 279,600 ALLEGHENY TECHNOLOGIES INC. CMN STK Cmn 01741R902 10,277 293,700 Sh Call Shared-defined 2 293,700 ALLEGHENY TECHNOLOGIES INC. CMN STK Cmn 01741R952 8,580 245,200 Sh Put Shared-defined 2 245,200 ALLEGIANT TRAVEL CO COMMON STOCK Cmn 01748X902 1,364 35,800 Sh Call Shared-defined 1 35,800 ALLEGIANT TRAVEL CO COMMON STOCK Cmn 01748X952 800 21,000 Sh Put Shared-defined 1 21,000 ALLEGIANT TRAVEL CO COMMON STOCK Cmn 01748X102 22,983 603,376 Sh Shared-defined 2 603,376 ALLERGAN INC Cmn 018490102 450 7,927 Sh Shared-defined 1 7,927 ALLERGAN INC Cmn 018490902 6,096 107,400 Sh Call Shared-defined 1 107,400 ALLERGAN INC Cmn 018490952 3,008 53,000 Sh Put Shared-defined 1 53,000 ALLERGAN INC Cmn 018490102 12,213 215,170 Sh Shared-defined 2 215,170 ALLERGAN INC Cmn 018490902 727 12,800 Sh Call Shared-defined 2 12,800 ALLERGAN INC Cmn 018490952 806 14,200 Sh Put Shared-defined 2 14,200 COLUMN TOTALS 93,277
FORM 13F Page 24 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ ALLETE INC CMN STK Cmn 018522300 - 4 Sh Shared-defined 1 4 ALLETE INC CMN STK Cmn 018522300 567 16,900 Sh Shared-defined 2 16,900 ALLIANCE DATA 1.75% CB 8/1/13 - REGISTERED Bond 018581AD0 95,263 98,427,000 Prn Shared-defined 2 N/A ALLIANCE DATA SYSTEMS CMN STK Cmn 018581108 685 11,212 Sh Shared-defined 1 11,212 ALLIANCE DATA SYSTEMS CMN STK Cmn 018581108 32 516 Sh Shared-defined 2 516 ALLIANCE DATA SYSTEMS CMN STK Cmn 018581908 5,412 88,600 Sh Call Shared-defined 1 88,600 ALLIANCE DATA SYSTEMS CMN STK Cmn 018581958 10,194 166,900 Sh Put Shared-defined 1 166,900 ALLIANCE ONE INTERNATIONAL INC CMN STK Cmn 018772103 91 20,343 Sh Shared-defined 2 20,343 ALLIANCE RESOURCE PARTNERS CMN STOCK Cmn 01877R908 1,371 37,800 Sh Call Shared-defined 1 37,800 ALLIANCE RESOURCE PARTNERS CMN STOCK Cmn 01877R958 1,762 48,600 Sh Put Shared-defined 1 48,600 ALLIANCE RESOURCE PARTNERS CMN STOCK Cmn 01877R108 13 348 Sh Shared-defined 1 348 ALLIANCEBERNSTEIN HOLDING LP Cmn 01881G906 1,500 55,000 Sh Call Shared-defined 1 55,000 ALLIANCEBERNSTEIN HOLDING LP Cmn 01881G956 668 24,500 Sh Put Shared-defined 1 24,500 ALLIANT ENERGY CORP CMN STOCK Cmn 018802108 61 2,188 Sh Shared-defined 1 2,188 COLUMN TOTALS 117,619
FORM 13F Page 25 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ ALLIANT ENERGY CORP CMN STOCK Cmn 018802108 624 22,400 Sh Shared-defined 2 22,400 ALLIANT TECH SYSTEM 2.75% CB 9/15/2011 - REGISTERE Bond 018804AN4 56,094 54,500,000 Prn Shared-defined 2 N/A ALLIANT TECHSYSTEMS 3.0% CB 08/15/2024-REGISTERED Bond 018804AK0 71,564 62,000,000 Prn Shared-defined 2 N/A ALLIANT TECHSYSTEMS INC CMN STK Cmn 018804904 9,435 121,200 Sh Call Shared-defined 1 121,200 ALLIANT TECHSYSTEMS INC CMN STK Cmn 018804954 4,453 57,200 Sh Put Shared-defined 1 57,200 ALLIANT TECHSYSTEMS INC CMN STK Cmn 018804904 1,861 23,900 Sh Call Shared-defined 2 23,900 ALLIANT TECHSYSTEMS INC CMN STK Cmn 018804954 7,162 92,000 Sh Put Shared-defined 2 92,000 ALLIANT TECHSYSTEMS INC CMN STK Cmn 018804104 1,070 13,742 Sh Shared-defined 2 13,742 ALLIED CAPITAL CORP CMN STOCK Cmn 01903Q908 48 15,500 Sh Call Shared-defined 1 15,500 ALLIED CAPITAL CORP CMN STOCK Cmn 01903Q958 134 43,500 Sh Put Shared-defined 1 43,500 ALLIED CAPITAL CORP CMN STOCK Cmn 01903Q108 57 18,406 Sh Shared-defined 1 18,406 ALLIED CAPITAL CORP CMN STOCK Cmn 01903Q108 6 1,903 Sh Shared-defined 2 1,903 ALLIED IRISH BANKS - SPONS Depository ADR (1:2) Receipt 019228402 94 10,008 Sh Shared-defined 1 N/A ALLIED NEVADA GOLD CORP Cmn 019344100 328 33,480 Sh Shared-defined 2 33,480 COLUMN TOTALS 152,930
FORM 13F Page 26 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ ALLIS-CHALMERS ENERGY INC COMMON STOCK Cmn 019645906 63 14,500 Sh Call Shared-defined 1 14,500 ALLIS-CHALMERS ENERGY INC COMMON STOCK Cmn 019645956 51 11,800 Sh Put Shared-defined 1 11,800 ALLIS-CHALMERS ENERGY INC COMMON STOCK Cmn 019645506 37 8,500 Sh Shared-defined 1 8,500 ALLIS-CHALMERS ENERGY INC COMMON STOCK Cmn 019645506 3 595 Sh Shared-defined 2 595 ALLOS THERAPEUTICS INC CMN STOCK Cmn 019777901 199 27,400 Sh Call Shared-defined 1 27,400 ALLOS THERAPEUTICS INC CMN STOCK Cmn 019777951 874 120,500 Sh Put Shared-defined 1 120,500 ALLOS THERAPEUTICS INC CMN STOCK Cmn 019777101 244 33,590 Sh Shared-defined 1 33,590 ALLOS THERAPEUTICS INC CMN STOCK Cmn 019777101 648 89,410 Sh Shared-defined 2 89,410 ALLSCRIPTS-MISYS HEALTHCARE SO Cmn 01988P108 127 6,274 Sh Shared-defined 1 6,274 ALLSCRIPTS-MISYS HEALTHCARE SO Cmn 01988P908 898 44,300 Sh Call Shared-defined 1 44,300 ALLSCRIPTS-MISYS HEALTHCARE SO Cmn 01988P958 772 38,100 Sh Put Shared-defined 1 38,100 ALLSCRIPTS-MISYS HEALTHCARE SO Cmn 01988P108 382 18,851 Sh Shared-defined 2 18,851 ALLSTATE CORP CMN STK Cmn 020002101 6,614 216,004 Sh Shared-defined 2 216,004 ALMOST FAMILY INC CMN STK Cmn 020409108 456 15,315 Sh Shared-defined 1 15,315 COLUMN TOTALS 11,368
FORM 13F Page 27 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ ALMOST FAMILY INC CMN STK Cmn 020409108 190 6,400 Sh Shared-defined 2 6,400 ALNYLAM PHARMACEUTICALS INC. COMMON STOCK Cmn 02043Q907 197 8,700 Sh Call Shared-defined 1 8,700 ALNYLAM PHARMACEUTICALS INC. COMMON STOCK Cmn 02043Q957 252 11,100 Sh Put Shared-defined 1 11,100 ALNYLAM PHARMACEUTICALS INC. COMMON STOCK Cmn 02043Q107 11 495 Sh Shared-defined 2 495 ALON USA ENERGY INC COMMON STOCK Cmn 020520902 79 8,000 Sh Call Shared-defined 1 8,000 ALON USA ENERGY INC COMMON STOCK Cmn 020520952 42 4,200 Sh Put Shared-defined 1 4,200 ALON USA ENERGY INC COMMON STOCK Cmn 020520102 1 54 Sh Shared-defined 1 54 ALON USA ENERGY INC COMMON STOCK Cmn 020520102 25 2,499 Sh Shared-defined 2 2,499 ALPHA NATURAL RESOURCES 2.375% CB 4/15/15 - REGIST Bond 02076XAA0 33,671 34,340,000 Prn Shared-defined 2 N/A ALPHA NATURAL RESOURCES INC COMMON STOCK Cmn 02076X902 5,360 152,700 Sh Call Shared-defined 1 152,700 ALPHA NATURAL RESOURCES INC COMMON STOCK Cmn 02076X952 9,337 266,000 Sh Put Shared-defined 1 266,000 ALPHA NATURAL RESOURCES INC COMMON STOCK Cmn 02076X902 9,888 281,700 Sh Call Shared-defined 2 281,700 ALPHA NATURAL RESOURCES INC COMMON STOCK Cmn 02076X952 9,028 257,200 Sh Put Shared-defined 2 257,200 ALPHA NATURAL RESOURCES INC COMMON STOCK Cmn 02076X102 3,582 102,040 Sh Shared-defined 1 102,040 COLUMN TOTALS 71,663
FORM 13F Page 28 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ ALPHA NATURAL RESOURCES INC COMMON STOCK Cmn 02076X102 20,517 584,532 Sh Shared-defined 2 584,532 ALTAIR NANOTECHNOLOGIES INC Cmn 021373105 12 10,574 Sh Shared-defined 1 10,574 ALTERA CORP CMN STK Cmn 021441900 6,247 304,600 Sh Call Shared-defined 1 304,600 ALTERA CORP CMN STK Cmn 021441950 2,757 134,400 Sh Put Shared-defined 1 134,400 ALTERA CORP CMN STK Cmn 021441900 4,108 200,300 Sh Call Shared-defined 2 200,300 ALTERA CORP CMN STK Cmn 021441950 2,884 140,600 Sh Put Shared-defined 2 140,600 ALTERA CORP CMN STK Cmn 021441100 86 4,200 Sh Shared-defined 2 4,200 ALTRIA GROUP INC CMN STK Cmn 02209S103 2,395 134,461 Sh Shared-defined 1 134,461 ALTRIA GROUP INC CMN STK Cmn 02209S103 6,095 342,236 Sh Shared-defined 2 342,236 ALTRIA GROUP INC CMN STK Cmn 02209S903 13,528 759,600 Sh Call Shared-defined 1 759,600 ALTRIA GROUP INC CMN STK Cmn 02209S953 18,122 1,017,500 Sh Put Shared-defined 1 1,017,500 ALTRIA GROUP INC CMN STK Cmn 02209S903 4,077 228,900 Sh Call Shared-defined 2 228,900 ALTRIA GROUP INC CMN STK Cmn 02209S953 5,192 291,500 Sh Put Shared-defined 2 291,500 ALVARION LTD CMN STOCK Cmn M0861T900 91 22,000 Sh Call Shared-defined 1 22,000 COLUMN TOTALS 86,111
FORM 13F Page 29 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ ALVARION LTD CMN STOCK Cmn M0861T950 12 2,800 Sh Put Shared-defined 1 2,800 ALVARION LTD CMN STOCK Cmn M0861T100 4 967 Sh Shared-defined 1 967 ALVARION LTD CMN STOCK Cmn M0861T100 12 2,831 Sh Shared-defined 2 2,831 AMAG PHARMACEUTICALS INC CMN STK Cmn 00163U906 7,522 172,200 Sh Call Shared-defined 1 172,200 AMAG PHARMACEUTICALS INC CMN STK Cmn 00163U956 4,001 91,600 Sh Put Shared-defined 1 91,600 AMAG PHARMACEUTICALS INC CMN STK Cmn 00163U956 4,368 100,000 Sh Put Shared-defined 2 100,000 AMAG PHARMACEUTICALS INC CMN STK Cmn 00163U106 7,756 177,553 Sh Shared-defined 2 177,553 AMAZON COM INC CMN STOCK Cmn 023135906 67,901 727,300 Sh Call Shared-defined 1 727,300 AMAZON COM INC CMN STOCK Cmn 023135956 79,272 849,100 Sh Put Shared-defined 1 849,100 AMAZON COM INC CMN STOCK Cmn 023135906 24,955 267,300 Sh Call Shared-defined 2 267,300 AMAZON COM INC CMN STOCK Cmn 023135956 36,746 393,600 Sh Put Shared-defined 2 393,600 AMAZON COM INC CMN STOCK Cmn 023135106 5,094 54,563 Sh Shared-defined 1 54,563 AMB PROPERTY CORP CMN STOCK Cmn 00163T909 365 15,900 Sh Call Shared-defined 1 15,900 AMB PROPERTY CORP CMN STOCK Cmn 00163T959 376 16,400 Sh Put Shared-defined 1 16,400 COLUMN TOTALS 238,384
FORM 13F Page 30 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ AMB PROPERTY CORP CMN STOCK Cmn 00163T109 281 12,232 Sh Shared-defined 1 12,232 AMBAC 9.5% MAND 5/17/11 - REGISTERED Bond 023139702 2 100 Prn Shared-defined 1 N/A AMBAC FINANCIAL GROUP INC CMN STK Cmn 023139908 393 233,800 Sh Call Shared-defined 1 233,800 AMBAC FINANCIAL GROUP INC CMN STK Cmn 023139958 282 167,600 Sh Put Shared-defined 1 167,600 AMBAC FINANCIAL GROUP INC CMN STK Cmn 023139908 19 11,500 Sh Call Shared-defined 2 11,500 AMBAC FINANCIAL GROUP INC CMN STK Cmn 023139958 30 17,700 Sh Put Shared-defined 2 17,700 AMBAC FINANCIAL GROUP INC CMN STK Cmn 023139108 173 103,153 Sh Shared-defined 1 103,153 AMBAC FINANCIAL GROUP INC CMN STK Cmn 023139108 12 7,376 Sh Shared-defined 2 7,376 AMDOCS LIMITED CMN STOCK Cmn G02602903 922 34,300 Sh Call Shared-defined 1 34,300 AMDOCS LIMITED CMN STOCK Cmn G02602953 2,285 85,000 Sh Put Shared-defined 1 85,000 AMDOCS LIMITED CMN STOCK Cmn G02602903 118 4,400 Sh Call Shared-defined 2 4,400 AMDOCS LIMITED CMN STOCK Cmn G02602953 465 17,300 Sh Put Shared-defined 2 17,300 AMDOCS LIMITED CMN STOCK Cmn G02602103 231 8,590 Sh Shared-defined 1 8,590 AMEDISYS INC. CMN STK Cmn 023436908 5,497 126,000 Sh Call Shared-defined 1 126,000 COLUMN TOTALS 10,710
FORM 13F Page 31 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ AMEDISYS INC. CMN STK Cmn 023436958 4,716 108,100 Sh Put Shared-defined 1 108,100 AMEDISYS INC. CMN STK Cmn 023436908 1,017 23,300 Sh Call Shared-defined 2 23,300 AMEDISYS INC. CMN STK Cmn 023436958 1,095 25,100 Sh Put Shared-defined 2 25,100 AMEDISYS INC. CMN STK Cmn 023436108 478 10,953 Sh Shared-defined 1 10,953 AMEDISYS INC. CMN STK Cmn 023436108 350 8,028 Sh Shared-defined 2 8,028 AMER ITALIAN PASTA CMN STOCK Cmn 027070901 90 3,300 Sh Call Shared-defined 1 3,300 AMER ITALIAN PASTA CMN STOCK Cmn 027070951 769 28,300 Sh Put Shared-defined 1 28,300 AMER ITALIAN PASTA CMN STOCK Cmn 027070901 3 100 Sh Call Shared-defined 2 100 AMER ITALIAN PASTA CMN STOCK Cmn 027070951 911 33,500 Sh Put Shared-defined 2 33,500 AMER ITALIAN PASTA CMN STOCK Cmn 027070101 1,047 38,525 Sh Shared-defined 1 38,525 AMER ITALIAN PASTA CMN STOCK Cmn 027070101 708 26,046 Sh Shared-defined 2 26,046 AMEREN CORPORATION Cmn 023608902 243 9,600 Sh Call Shared-defined 1 9,600 AMEREN CORPORATION Cmn 023608952 501 19,800 Sh Put Shared-defined 1 19,800 AMEREN CORPORATION Cmn 023608102 221 8,737 Sh Shared-defined 1 8,737 COLUMN TOTALS 12,149
FORM 13F Page 32 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ AMEREN CORPORATION Cmn 023608102 5,590 221,107 Sh Shared-defined 2 221,107 AMERICA MOVIL-SERIES L 1:20 Depository Receipt 02364W105 4 83 Sh Shared-defined 1 N/A AMERICA MOVIL-SERIES L 1:20 Depository Receipt 02364W105 5,770 131,635 Sh Shared-defined 2 N/A AMERN AXLE & MFG HLDGS INC CMN STOCK Cmn 024061903 2,290 323,500 Sh Call Shared-defined 1 323,500 AMERN AXLE & MFG HLDGS INC CMN STOCK Cmn 024061953 2,971 419,600 Sh Put Shared-defined 1 419,600 AMERN AXLE & MFG HLDGS INC CMN STOCK Cmn 024061903 660 93,200 Sh Call Shared-defined 2 93,200 AMERN AXLE & MFG HLDGS INC CMN STOCK Cmn 024061953 886 125,200 Sh Put Shared-defined 2 125,200 AMERICAN CAMPUS COMMUNITIES COMMON STOCK Cmn 024835900 999 37,200 Sh Call Shared-defined 1 37,200 AMERICAN CAMPUS COMMUNITIES COMMON STOCK Cmn 024835950 773 28,800 Sh Put Shared-defined 1 28,800 AMERICAN CAMPUS COMMUNITIES COMMON STOCK Cmn 024835100 36 1,323 Sh Shared-defined 1 1,323 AMERICAN CAMPUS COMMUNITIES COMMON STOCK Cmn 024835100 463 17,233 Sh Shared-defined 2 17,233 AMERICAN CAPITAL AGENCY CORP Cmn 02503X105 27 934 Sh Shared-defined 1 934 AMERICAN CAPITAL AGENCY CORP Cmn 02503X905 751 26,400 Sh Call Shared-defined 1 26,400 AMERICAN CAPITAL AGENCY CORP Cmn 02503X955 711 25,000 Sh Put Shared-defined 1 25,000 COLUMN TOTALS 21,931
FORM 13F Page 33 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ AMERICAN CAPITAL LTD Cmn 02503Y103 560 173,268 Sh Shared-defined 1 173,268 AMERICAN CAPITAL LTD Cmn 02503Y903 57 17,600 Sh Call Shared-defined 1 17,600 AMERICAN CAPITAL LTD Cmn 02503Y953 338 104,500 Sh Put Shared-defined 1 104,500 AMERICAN CAPITAL LTD Cmn 02503Y103 7 2,152 Sh Shared-defined 2 2,152 AMERICAN COMMERCIAL LINES INC WHEN ISSUED COMMON S Cmn 025195905 440 15,100 Sh Call Shared-defined 1 15,100 AMERICAN COMMERCIAL LINES INC WHEN ISSUED COMMON S Cmn 025195955 277 9,500 Sh Put Shared-defined 1 9,500 AMERICAN COMMERCIAL LINES INC WHEN ISSUED COMMON S Cmn 025195405 61 2,096 Sh Shared-defined 1 2,096 AMERICAN COMMERCIAL LINES INC WHEN ISSUED COMMON S Cmn 025195405 32 1,114 Sh Shared-defined 2 1,114 AMERICAN DAIRY INC COMMON STOCK Cmn 025334103 1,408 49,716 Sh Shared-defined 2 49,716 AMERICAN ELEC PWR INC Cmn 025537101 90 2,902 Sh Shared-defined 1 2,902 AMERICAN ELEC PWR INC Cmn 025537101 21,614 697,446 Sh Shared-defined 2 697,446 AMERICAN ELEC PWR INC Cmn 025537901 6,034 194,700 Sh Call Shared-defined 1 194,700 AMERICAN ELEC PWR INC Cmn 025537951 3,936 127,000 Sh Put Shared-defined 1 127,000 AMERICAN ELEC PWR INC Cmn 025537901 6,526 210,600 Sh Call Shared-defined 2 210,600 COLUMN TOTALS 41,380
FORM 13F Page 34 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ AMERICAN ELEC PWR INC Cmn 025537951 5,265 169,900 Sh Put Shared-defined 2 169,900 AMERICAN EQUITY 5.25% CB 12/06/2024 REGISTERED Bond 025676AE7 6,842 7,452,000 Prn Shared-defined 2 N/A AMERICAN EQUITY INVT LIFE HL COMMON STOCK Cmn 025676206 1 113 Sh Shared-defined 1 113 AMERICAN EQUITY INVT LIFE HL COMMON STOCK Cmn 025676206 19 2,772 Sh Shared-defined 2 2,772 AMERICAN EXPRESS COMPANY Cmn 025816909 16,164 476,800 Sh Call Shared-defined 1 476,800 AMERICAN EXPRESS COMPANY Cmn 025816959 31,707 935,300 Sh Put Shared-defined 1 935,300 AMERICAN EXPRESS COMPANY Cmn 025816909 16,631 490,600 Sh Call Shared-defined 2 490,600 AMERICAN EXPRESS COMPANY Cmn 025816959 17,425 514,000 Sh Put Shared-defined 2 514,000 AMERICAN GREETINGS CORP-CL A CMN STK Cmn 026375105 63 2,819 Sh Shared-defined 1 2,819 AMERICAN GREETINGS CORP-CL A CMN STK Cmn 026375105 145 6,500 Sh Shared-defined 2 6,500 AMERICAN INTERNATIONAL GROUP 8.5% MAND 5/15/11 Bond 026874115 7 578 Prn Shared-defined 1 N/A AMERICAN INTL GROUP INC Cmn 026874904 59,500 1,348,900 Sh Call Shared-defined 1 1,348,900 AMERICAN INTL GROUP INC Cmn 026874954 84,140 1,907,500 Sh Put Shared-defined 1 1,907,500 AMERICAN INTL GROUP INC Cmn 026874784 1,163 26,369 Sh Shared-defined 1 26,369 COLUMN TOTALS 239,072
FORM 13F Page 35 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ AMERICAN INTL GROUP INC Cmn 026874784 9 206 Sh Shared-defined 2 206 AMERICAN NATIONAL INSURANCE CMN STK Cmn 028591105 5 59 Sh Shared-defined 1 59 AMERICAN NATIONAL INSURANCE CMN STK Cmn 028591105 1,205 14,138 Sh Shared-defined 2 14,138 AMERICAN ORINTL CMN STK Cmn 028731907 404 83,100 Sh Call Shared-defined 1 83,100 AMERICAN ORINTL CMN STK Cmn 028731957 226 46,600 Sh Put Shared-defined 1 46,600 AMERICAN ORINTL CMN STK Cmn 028731107 48 9,844 Sh Shared-defined 1 9,844 AMERICAN ORINTL CMN STK Cmn 028731107 306 62,993 Sh Shared-defined 2 62,993 AMERICAN PUBLIC EDUCATION Cmn 02913V103 49 1,400 Sh Shared-defined 1 1,400 AMERICAN PUBLIC EDUCATION Cmn 02913V903 361 10,400 Sh Call Shared-defined 1 10,400 AMERICAN PUBLIC EDUCATION Cmn 02913V953 393 11,300 Sh Put Shared-defined 1 11,300 AMERICAN PUBLIC EDUCATION Cmn 02913V103 35 1,000 Sh Shared-defined 2 1,000 AMERICAN SCIENCE ENGINEERING CMN STK Cmn 029429907 2,756 40,500 Sh Call Shared-defined 1 40,500 AMERICAN SCIENCE ENGINEERING CMN STK Cmn 029429957 2,844 41,800 Sh Put Shared-defined 1 41,800 AMERICAN SCIENCE ENGINEERING CMN STK Cmn 029429907 395 5,800 Sh Call Shared-defined 2 5,800 COLUMN TOTALS 9,036
FORM 13F Page 36 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ AMERICAN SCIENCE ENGINEERING CMN STK Cmn 029429957 1,327 19,500 Sh Put Shared-defined 2 19,500 AMERICAN SCIENCE ENGINEERING CMN STK Cmn 029429107 1,023 15,030 Sh Shared-defined 1 15,030 AMERICAN SCIENCE ENGINEERING CMN STK Cmn 029429107 1,105 16,242 Sh Shared-defined 2 16,242 AMERICAN SUPERCONDUCTOR CP CMN STK Cmn 030111908 3,290 98,100 Sh Call Shared-defined 1 98,100 AMERICAN SUPERCONDUCTOR CP CMN STK Cmn 030111958 5,772 172,100 Sh Put Shared-defined 1 172,100 AMERICAN SUPERCONDUCTOR CP CMN STK Cmn 030111108 5,022 149,730 Sh Shared-defined 1 149,730 AMERICAN SUPERCONDUCTOR CP CMN STK Cmn 030111108 83 2,469 Sh Shared-defined 2 2,469 AMERICAN TOWER CORP - CL A Cmn 029912201 1,965 53,991 Sh Shared-defined 1 53,991 AMERICAN TOWER CORP - CL A Cmn 029912201 8,147 223,805 Sh Shared-defined 2 223,805 AMERICAN TOWER CORP - CL A Cmn 029912901 2,541 69,800 Sh Call Shared-defined 1 69,800 AMERICAN TOWER CORP - CL A Cmn 029912951 3,960 108,800 Sh Put Shared-defined 1 108,800 AMERICAN TOWER CORP - CL A Cmn 029912901 426 11,700 Sh Call Shared-defined 2 11,700 AMERICAN TOWER CORP - CL A Cmn 029912951 1,893 52,000 Sh Put Shared-defined 2 52,000 AMERICAN WATER WORKS CO INC Cmn 030420103 21 1,070 Sh Shared-defined 1 1,070 COLUMN TOTALS 36,575
FORM 13F Page 37 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ AMERICAN WATER WORKS CO INC Cmn 030420103 6,734 337,696 Sh Shared-defined 2 337,696 AMERICAN WATER WORKS CO INC Cmn 030420903 676 33,900 Sh Call Shared-defined 1 33,900 AMERICAN WATER WORKS CO INC Cmn 030420953 90 4,500 Sh Put Shared-defined 1 4,500 AMERICREDIT CORP CMN STK Cmn 03060R901 1,492 94,500 Sh Call Shared-defined 1 94,500 AMERICREDIT CORP CMN STK Cmn 03060R951 3,655 231,500 Sh Put Shared-defined 1 231,500 AMERICREDIT CORP CMN STK Cmn 03060R101 1,181 74,817 Sh Shared-defined 1 74,817 AMERICREDIT CORP CMN STK Cmn 03060R101 252 15,979 Sh Shared-defined 2 15,979 AMERIGAS PARTNERS LP CMN STK Cmn 030975906 223 6,200 Sh Call Shared-defined 1 6,200 AMERIGAS PARTNERS LP CMN STK Cmn 030975956 670 18,600 Sh Put Shared-defined 1 18,600 AMERIGAS PARTNERS LP CMN STK Cmn 030975106 53 1,482 Sh Shared-defined 1 1,482 AMERIGROUP 2.0% CB 5/15/2012 - REGISTERED Bond 03073TAB8 20,234 22,500,000 Prn Shared-defined 2 N/A AMERIGROUP CORPORATION Cmn 03073T902 1,625 73,300 Sh Call Shared-defined 1 73,300 AMERIGROUP CORPORATION Cmn 03073T952 610 27,500 Sh Put Shared-defined 1 27,500 AMERIGROUP CORPORATION Cmn 03073T102 3,977 179,380 Sh Shared-defined 2 179,380 COLUMN TOTALS 41,472
FORM 13F Page 38 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ AMERIPRISE FINANCIAL INC COMMON STOCK Cmn 03076C906 2,877 79,200 Sh Call Shared-defined 1 79,200 AMERIPRISE FINANCIAL INC COMMON STOCK Cmn 03076C956 9,326 256,700 Sh Put Shared-defined 1 256,700 AMERIPRISE FINANCIAL INC COMMON STOCK Cmn 03076C906 2,812 77,400 Sh Call Shared-defined 2 77,400 AMERIPRISE FINANCIAL INC COMMON STOCK Cmn 03076C956 2,638 72,600 Sh Put Shared-defined 2 72,600 AMERIPRISE FINANCIAL INC COMMON STOCK Cmn 03076C106 6,668 183,532 Sh Shared-defined 1 183,532 AMERIPRISE FINANCIAL INC COMMON STOCK Cmn 03076C106 25,793 709,967 Sh Shared-defined 2 709,967 AMERISOURCEBERGEN CORP Cmn 03073E905 1,714 76,600 Sh Call Shared-defined 1 76,600 AMERISOURCEBERGEN CORP Cmn 03073E955 1,242 55,500 Sh Put Shared-defined 1 55,500 AMERISOURCEBERGEN CORP Cmn 03073E105 9,758 435,997 Sh Shared-defined 2 435,997 AMERISOURCEBERGEN CORP Cmn 03073E905 349 15,600 Sh Call Shared-defined 2 15,600 AMERISTAR CASINOS INC CMN STK Cmn 03070Q901 50 3,200 Sh Call Shared-defined 1 3,200 AMERISTAR CASINOS INC CMN STK Cmn 03070Q951 219 13,900 Sh Put Shared-defined 1 13,900 AMERISTAR CASINOS INC CMN STK Cmn 03070Q101 264 16,761 Sh Shared-defined 1 16,761 AMERISTAR CASINOS INC CMN STK Cmn 03070Q101 8 482 Sh Shared-defined 2 482 COLUMN TOTALS 63,718
FORM 13F Page 39 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ AMERN AXLE & MFG HLDGS INC CMN STOCK Cmn 024061103 772 109,046 Sh Shared-defined 1 109,046 AMERN AXLE & MFG HLDGS INC CMN STOCK Cmn 024061103 7,050 995,831 Sh Shared-defined 2 995,831 AMERN EAGLE OUTFITTERS INC CMN STK Cmn 02553E906 681 40,400 Sh Call Shared-defined 1 40,400 AMERN EAGLE OUTFITTERS INC CMN STK Cmn 02553E956 2,081 123,400 Sh Put Shared-defined 1 123,400 AMERN EAGLE OUTFITTERS INC CMN STK Cmn 02553E906 1,408 83,500 Sh Call Shared-defined 2 83,500 AMERN EAGLE OUTFITTERS INC CMN STK Cmn 02553E956 2,411 143,000 Sh Put Shared-defined 2 143,000 AMERN EAGLE OUTFITTERS INC CMN STK Cmn 02553E106 1,315 78,011 Sh Shared-defined 1 78,011 AMERN EAGLE OUTFITTERS INC CMN STK Cmn 02553E106 32,440 1,924,064 Sh Shared-defined 2 1,924,064 AMERON INC/DE CMN STK Cmn 030710107 200 2,851 Sh Shared-defined 1 2,851 AMERON INC/DE CMN STK Cmn 030710107 90 1,280 Sh Shared-defined 2 1,280 AMETEK INC CMN STOCK Cmn 031100100 2,655 76,065 Sh Shared-defined 2 76,065 AMGEN INC Cmn 031162100 2,789 46,310 Sh Shared-defined 1 46,310 AMGEN INC Cmn 031162100 29 479 Sh Shared-defined 2 479 AMGEN INC 0.125% CB 2/1/2011-REGISTERED Bond 031162AN0 32,485 32,500,000 Prn Shared-defined 2 N/A COLUMN TOTALS 86,406
FORM 13F Page 40 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ AMGEN INC 0.375% CB 2/1/2013-REGISTERED Bond 031162AQ3 39,458 38,980,000 Prn Shared-defined 2 N/A AMGEN INC Cmn 031162900 43,203 717,300 Sh Call Shared-defined 1 717,300 AMGEN INC Cmn 031162950 37,668 625,400 Sh Put Shared-defined 1 625,400 AMGEN INC Cmn 031162900 8,739 145,100 Sh Call Shared-defined 2 145,100 AMGEN INC Cmn 031162950 14,100 234,100 Sh Put Shared-defined 2 234,100 AMKOR TECHNOLOGY, INC. Cmn 031652100 875 127,239 Sh Shared-defined 1 127,239 AMKOR TECHNOLOGY, INC. Cmn 031652900 80 11,700 Sh Call Shared-defined 1 11,700 AMKOR TECHNOLOGY, INC. Cmn 031652950 1,073 156,000 Sh Put Shared-defined 1 156,000 AMKOR TECHNOLOGY, INC. Cmn 031652100 217 31,569 Sh Shared-defined 2 31,569 AMN HEALTHCARE SERVICES INC Cmn 001744101 19 1,959 Sh Shared-defined 1 1,959 AMN HEALTHCARE SERVICES INC Cmn 001744901 105 11,000 Sh Call Shared-defined 1 11,000 AMN HEALTHCARE SERVICES INC Cmn 001744951 10 1,000 Sh Put Shared-defined 1 1,000 AMN HEALTHCARE SERVICES INC Cmn 001744101 171 17,949 Sh Shared-defined 2 17,949 AMPHENOL CORP CMN STK Cmn 032095901 1,556 41,300 Sh Call Shared-defined 1 41,300 COLUMN TOTALS 147,274
FORM 13F Page 41 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ AMPHENOL CORP CMN STK Cmn 032095951 433 11,500 Sh Put Shared-defined 1 11,500 AMPHENOL CORP CMN STK Cmn 032095901 158 4,200 Sh Call Shared-defined 2 4,200 AMPHENOL CORP CMN STK Cmn 032095101 9,560 253,719 Sh Shared-defined 2 253,719 AMR CORPORATION CMN STOCK Cmn 001765906 6,848 861,400 Sh Call Shared-defined 1 861,400 AMR CORPORATION CMN STOCK Cmn 001765956 7,790 979,900 Sh Put Shared-defined 1 979,900 AMR CORPORATION CMN STOCK Cmn 001765906 4,979 626,300 Sh Call Shared-defined 2 626,300 AMR CORPORATION CMN STOCK Cmn 001765956 2,766 347,900 Sh Put Shared-defined 2 347,900 AMR CORPORATION CMN STOCK Cmn 001765106 392 49,369 Sh Shared-defined 1 49,369 AMR CORPORATION CMN STOCK Cmn 001765106 210 26,400 Sh Shared-defined 2 26,400 AMSURG CORP Cmn 03232P405 217 10,198 Sh Shared-defined 2 10,198 AMYLIN PHARMACEUTICALS 3% CB 06/15/14 - 144A Bond 032346AE8 21,805 28,300,000 Prn Shared-defined 2 N/A AMYLIN PHARMACEUTICALS 3% CB 06/15/14 - REGISTERED Bond 032346AF5 60,946 79,100,000 Prn Shared-defined 2 N/A AMYLIN PHARMACEUTICALS INC CMN STK Cmn 032346908 515 37,600 Sh Call Shared-defined 1 37,600 AMYLIN PHARMACEUTICALS INC CMN STK Cmn 032346958 2,127 155,400 Sh Put Shared-defined 1 155,400 COLUMN TOTALS 118,746
FORM 13F Page 42 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ AMYLIN PHARMACEUTICALS INC CMN STK Cmn 032346908 66 4,800 Sh Call Shared-defined 2 4,800 AMYLIN PHARMACEUTICALS INC CMN STK Cmn 032346958 205 15,000 Sh Put Shared-defined 2 15,000 AMYLIN PHARMACEUTICALS INC CMN STK Cmn 032346108 819 59,858 Sh Shared-defined 1 59,858 AMYLIN PHARMACEUTICALS INC CMN STK Cmn 032346108 18,053 1,318,731 Sh Shared-defined 2 1,318,731 ANADARKO PETROLEUM COMMON STOCK APC Cmn 032511107 3,345 53,329 Sh Shared-defined 1 53,329 ANADARKO PETROLEUM COMMON STOCK APC Cmn 032511107 6,176 98,448 Sh Shared-defined 2 98,448 ANADARKO PETROLEUM COMMON STOCK APC Cmn 032511907 29,997 478,200 Sh Call Shared-defined 1 478,200 ANADARKO PETROLEUM COMMON STOCK APC Cmn 032511957 32,833 523,400 Sh Put Shared-defined 1 523,400 ANADARKO PETROLEUM COMMON STOCK APC Cmn 032511907 9,579 152,700 Sh Call Shared-defined 2 152,700 ANADARKO PETROLEUM COMMON STOCK APC Cmn 032511957 11,574 184,500 Sh Put Shared-defined 2 184,500 ANADIGICS INC CMN STOCK Cmn 032515908 21 4,400 Sh Call Shared-defined 1 4,400 ANADIGICS INC CMN STOCK Cmn 032515958 87 18,500 Sh Put Shared-defined 1 18,500 ANADIGICS INC CMN STOCK Cmn 032515908 - 100 Sh Call Shared-defined 2 100 ANADIGICS INC CMN STOCK Cmn 032515108 56 11,929 Sh Shared-defined 1 11,929 COLUMN TOTALS 112,811
FORM 13F Page 43 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ ANADIGICS INC CMN STOCK Cmn 032515108 95 20,167 Sh Shared-defined 2 20,167 ANALOG DEVICES INC Cmn 032654105 60 2,179 Sh Shared-defined 1 2,179 ANALOG DEVICES INC Cmn 032654905 2,695 97,700 Sh Call Shared-defined 1 97,700 ANALOG DEVICES INC Cmn 032654955 2,992 108,500 Sh Put Shared-defined 1 108,500 ANALOG DEVICES INC Cmn 032654105 48,624 1,763,008 Sh Shared-defined 2 1,763,008 ANALOG DEVICES INC Cmn 032654905 8,715 316,000 Sh Call Shared-defined 2 316,000 ANALOG DEVICES INC Cmn 032654955 2,576 93,400 Sh Put Shared-defined 2 93,400 ANALOGIC CORP CMN STK Cmn 032657207 244 6,600 Sh Shared-defined 2 6,600 ANDERSONS INC CMN STOCK Cmn 034164903 665 18,900 Sh Call Shared-defined 1 18,900 ANDERSONS INC CMN STOCK Cmn 034164953 781 22,200 Sh Put Shared-defined 1 22,200 ANDERSONS INC CMN STOCK Cmn 034164103 15 433 Sh Shared-defined 1 433 ANESIVA INC COMMON STOCK Cmn 03460L100 3 10,921 Sh Shared-defined 1 10,921 ANGIOTECH PHARMACEUTICALS INC CMN STK Cmn 034918902 13 7,400 Sh Call Shared-defined 1 7,400 ANGIOTECH PHARMACEUTICALS INC CMN STK Cmn 034918952 3 1,500 Sh Put Shared-defined 1 1,500 COLUMN TOTALS 67,481
FORM 13F Page 44 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ ANGIOTECH PHARMACEUTICALS INC CMN STK Cmn 034918102 13 7,422 Sh Shared-defined 2 7,422 ANGLOGOLD LTD -SPON ADR 2:1 Depository Receipt 035128206 2,298 56,388 Sh Shared-defined 1 N/A ANGLOGOLD LTD -SPON ADR 2:1 Depository Receipt 035128206 762 18,687 Sh Shared-defined 2 N/A ANIXTER INTERNATIONAL INC CMN STK Cmn 035290905 1,043 26,000 Sh Call Shared-defined 1 26,000 ANIXTER INTERNATIONAL INC CMN STK Cmn 035290955 1,588 39,600 Sh Put Shared-defined 1 39,600 ANIXTER INTERNATIONAL INC CMN STK Cmn 035290905 285 7,100 Sh Call Shared-defined 2 7,100 ANIXTER INTERNATIONAL INC CMN STK Cmn 035290955 541 13,500 Sh Put Shared-defined 2 13,500 ANIXTER INTERNATIONAL INC 1% CB DUE 02/15/2013 - R Bond 035290AJ4 13,134 14,655,000 Prn Shared-defined 2 N/A ANIXTER INTERNATIONAL INC CMN STK Cmn 035290105 608 15,147 Sh Shared-defined 1 15,147 ANIXTER INTL 0% CB 07/07/33 SERIES * - REGISTERED Bond 035290AG0 28,011 43,500,000 Prn Shared-defined 2 N/A ANNALY CAPITAL MANAGEMENT INC CMN STOCK Cmn 035710409 209 11,528 Sh Shared-defined 1 11,528 ANNALY CAPITAL MANAGEMENT INC CMN STOCK Cmn 035710409 264 14,574 Sh Shared-defined 2 14,574 ANNALY CAPITAL MANAGEMENT INC CMN STOCK Cmn 035710909 2,658 146,500 Sh Call Shared-defined 1 146,500 ANNALY CAPITAL MANAGEMENT INC CMN STOCK Cmn 035710959 5,642 311,000 Sh Put Shared-defined 1 311,000 COLUMN TOTALS 57,056
FORM 13F Page 45 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ ANNALY CAPITAL MANAGEMENT INC CMN STOCK Cmn 035710909 1,444 79,600 Sh Call Shared-defined 2 79,600 ANNALY CAPITAL MANAGEMENT INC CMN STOCK Cmn 035710959 3,619 199,500 Sh Put Shared-defined 2 199,500 ANNTAYLOR STORES CORP CMN STK Cmn 036115103 257 16,197 Sh Shared-defined 1 16,197 ANNTAYLOR STORES CORP CMN STK Cmn 036115103 125 7,839 Sh Shared-defined 2 7,839 ANNTAYLOR STORES CORP CMN STK Cmn 036115903 1,831 115,200 Sh Call Shared-defined 1 115,200 ANNTAYLOR STORES CORP CMN STK Cmn 036115953 1,703 107,200 Sh Put Shared-defined 1 107,200 ANNTAYLOR STORES CORP CMN STK Cmn 036115903 2,074 130,500 Sh Call Shared-defined 2 130,500 ANNTAYLOR STORES CORP CMN STK Cmn 036115953 1,103 69,400 Sh Put Shared-defined 2 69,400 ANWORTH MORTGAGE ASSET CORP CMN STOCK Cmn 037347951 385 48,900 Sh Put Shared-defined 1 48,900 ANWORTH MORTGAGE ASSET CORP CMN STOCK Cmn 037347101 416 52,785 Sh Shared-defined 1 52,785 ANWORTH MORTGAGE ASSET CORP CMN STOCK Cmn 037347101 613 77,782 Sh Shared-defined 2 77,782 AON CORPORATION Cmn 037389103 553 13,583 Sh Shared-defined 1 13,583 AON CORPORATION Cmn 037389903 2,596 63,800 Sh Call Shared-defined 1 63,800 AON CORPORATION Cmn 037389953 5,237 128,700 Sh Put Shared-defined 1 128,700 COLUMN TOTALS 21,956
FORM 13F Page 46 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ AON CORPORATION Cmn 037389103 34,648 851,513 Sh Shared-defined 2 851,513 AON CORPORATION Cmn 037389903 549 13,500 Sh Call Shared-defined 2 13,500 AON CORPORATION Cmn 037389953 1,221 30,000 Sh Put Shared-defined 2 30,000 APACHE CORP COMMON APA Cmn 037411105 1,376 14,982 Sh Shared-defined 1 14,982 APACHE CORP COMMON APA Cmn 037411105 29,140 317,321 Sh Shared-defined 2 317,321 APACHE CORP COMMON APA Cmn 037411905 14,849 161,700 Sh Call Shared-defined 1 161,700 APACHE CORP COMMON APA Cmn 037411955 15,786 171,900 Sh Put Shared-defined 1 171,900 APACHE CORP COMMON APA Cmn 037411905 16,832 183,300 Sh Call Shared-defined 2 183,300 APACHE CORP COMMON APA Cmn 037411955 8,118 88,400 Sh Put Shared-defined 2 88,400 APARTMENT INVT & MGMT CO Cmn 03748R101 6,383 432,749 Sh Shared-defined 2 432,749 APOGEE ENTERPRISES INC CMN STK Cmn 037598909 149 9,900 Sh Call Shared-defined 1 9,900 APOGEE ENTERPRISES INC CMN STK Cmn 037598959 51 3,400 Sh Put Shared-defined 1 3,400 APOGEE ENTERPRISES INC CMN STK Cmn 037598109 142 9,435 Sh Shared-defined 1 9,435 APOGEE ENTERPRISES INC CMN STK Cmn 037598109 109 7,279 Sh Shared-defined 2 7,279 COLUMN TOTALS 129,353
FORM 13F Page 47 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ APOLLO GROUP INC CMN STOCK Cmn 037604905 12,156 165,000 Sh Call Shared-defined 1 165,000 APOLLO GROUP INC CMN STOCK Cmn 037604955 13,806 187,400 Sh Put Shared-defined 1 187,400 APOLLO GROUP INC CMN STOCK Cmn 037604905 3,890 52,800 Sh Call Shared-defined 2 52,800 APOLLO GROUP INC CMN STOCK Cmn 037604955 4,302 58,400 Sh Put Shared-defined 2 58,400 APOLLO GROUP INC CMN STOCK Cmn 037604105 6,307 85,611 Sh Shared-defined 2 85,611 APOLLO INVESTMENT CORP COMMON STOCK Cmn 03761U906 428 44,800 Sh Call Shared-defined 1 44,800 APOLLO INVESTMENT CORP COMMON STOCK Cmn 03761U956 387 40,500 Sh Put Shared-defined 1 40,500 APOLLO INVESTMENT CORP COMMON STOCK Cmn 03761U106 169 17,645 Sh Shared-defined 1 17,645 APPLE INC Cmn 037833100 83,374 449,769 Sh Shared-defined 1 449,769 APPLE INC Cmn 037833900 448,225 2,418,000 Sh Call Shared-defined 1 2,418,000 APPLE INC Cmn 037833950 414,506 2,236,100 Sh Put Shared-defined 1 2,236,100 APPLE INC Cmn 037833100 9,674 52,185 Sh Shared-defined 2 52,185 APPLE INC Cmn 037833900 177,418 957,100 Sh Call Shared-defined 2 957,100 APPLE INC Cmn 037833950 144,514 779,600 Sh Put Shared-defined 2 779,600 COLUMN TOTALS 1,319,156
FORM 13F Page 48 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ APPLIED INDUSTRIAL TECHNOLOGIES CMN STK Cmn 03820C905 294 13,900 Sh Call Shared-defined 1 13,900 APPLIED INDUSTRIAL TECHNOLOGIES CMN STK Cmn 03820C955 171 8,100 Sh Put Shared-defined 1 8,100 APPLIED INDUSTRIAL TECHNOLOGIES CMN STK Cmn 03820C105 28 1,300 Sh Shared-defined 2 1,300 APPLIED MATERIAL CMN STK Cmn 038222105 629 46,906 Sh Shared-defined 1 46,906 APPLIED MATERIAL CMN STK Cmn 038222105 56,142 4,189,733 Sh Shared-defined 2 4,189,733 APPLIED MATERIAL CMN STK Cmn 038222905 5,983 446,500 Sh Call Shared-defined 1 446,500 APPLIED MATERIAL CMN STK Cmn 038222955 7,123 531,600 Sh Put Shared-defined 1 531,600 APPLIED MATERIAL CMN STK Cmn 038222905 4,951 369,500 Sh Call Shared-defined 2 369,500 APPLIED MATERIAL CMN STK Cmn 038222955 4,803 358,400 Sh Put Shared-defined 2 358,400 APPLIED MICRO CIRCUITS CORP CMN STOCK Cmn 03822W906 170 17,000 Sh Call Shared-defined 1 17,000 APPLIED MICRO CIRCUITS CORP CMN STOCK Cmn 03822W956 94 9,400 Sh Put Shared-defined 1 9,400 APPLIED MICRO CIRCUITS CORP CMN STOCK Cmn 03822W406 61 6,089 Sh Shared-defined 1 6,089 APTARGROUP INC CMN STK Cmn 038336903 489 13,100 Sh Call Shared-defined 1 13,100 APTARGROUP INC CMN STK Cmn 038336953 60 1,600 Sh Put Shared-defined 1 1,600 COLUMN TOTALS 80,998
FORM 13F Page 49 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ APTARGROUP INC CMN STK Cmn 038336103 76 2,032 Sh Shared-defined 2 2,032 AQUA AMERICA INC CMN STK Cmn 03836W903 69 3,900 Sh Call Shared-defined 1 3,900 AQUA AMERICA INC CMN STK Cmn 03836W953 111 6,300 Sh Put Shared-defined 1 6,300 AQUA AMERICA INC CMN STK Cmn 03836W103 16 904 Sh Shared-defined 1 904 AQUA AMERICA INC CMN STK Cmn 03836W103 633 35,869 Sh Shared-defined 2 35,869 ARBITRON INC COMMON STOCK Cmn 03875Q908 46 2,200 Sh Call Shared-defined 1 2,200 ARBITRON INC COMMON STOCK Cmn 03875Q958 25 1,200 Sh Put Shared-defined 1 1,200 ARBITRON INC COMMON STOCK Cmn 03875Q108 15 707 Sh Shared-defined 1 707 ARBITRON INC COMMON STOCK Cmn 03875Q108 449 21,646 Sh Shared-defined 2 21,646 ARCELOR MITTAL-CLASS A NY RE Cmn 03938L104 1,114 30,000 Sh Shared-defined 2 30,000 ARCELOR MITTAL-CLASS A NY RE Cmn 03938L904 17,519 471,700 Sh Call Shared-defined 1 471,700 ARCELOR MITTAL-CLASS A NY RE Cmn 03938L954 5,422 146,000 Sh Put Shared-defined 1 146,000 ARCELOR MITTAL-CLASS A NY RE Cmn 03938L904 11,164 300,600 Sh Call Shared-defined 2 300,600 ARCELOR MITTAL-CLASS A NY RE Cmn 03938L954 6,407 172,500 Sh Put Shared-defined 2 172,500 COLUMN TOTALS 43,066
FORM 13F Page 50 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ ARCH CAPITAL GROUP LTD CMN STOCK Cmn G0450A905 1,587 23,500 Sh Call Shared-defined 1 23,500 ARCH CAPITAL GROUP LTD CMN STOCK Cmn G0450A955 1,783 26,400 Sh Put Shared-defined 1 26,400 ARCH CAPITAL GROUP LTD CMN STOCK Cmn G0450A905 304 4,500 Sh Call Shared-defined 2 4,500 ARCH CAPITAL GROUP LTD CMN STOCK Cmn G0450A105 1,102 16,323 Sh Shared-defined 1 16,323 ARCH CAPITAL GROUP LTD CMN STOCK Cmn G0450A105 2,985 44,201 Sh Shared-defined 2 44,201 ARCH COAL INC CMN STK Cmn 039380900 5,814 262,700 Sh Call Shared-defined 1 262,700 ARCH COAL INC CMN STK Cmn 039380950 4,101 185,300 Sh Put Shared-defined 1 185,300 ARCH COAL INC CMN STK Cmn 039380900 6,159 278,300 Sh Call Shared-defined 2 278,300 ARCH COAL INC CMN STK Cmn 039380950 3,061 138,300 Sh Put Shared-defined 2 138,300 ARCH COAL INC CMN STK Cmn 039380100 169 7,641 Sh Shared-defined 1 7,641 ARCHER DANIELS MIDLAND CO Cmn 039483902 7,390 252,900 Sh Call Shared-defined 1 252,900 ARCHER DANIELS MIDLAND CO Cmn 039483952 3,685 126,100 Sh Put Shared-defined 1 126,100 ARCHER DANIELS MIDLAND CO Cmn 039483102 39,256 1,343,458 Sh Shared-defined 2 1,343,458 ARCHER DANIELS MIDLAND CO Cmn 039483902 4,234 144,900 Sh Call Shared-defined 2 144,900 COLUMN TOTALS 81,630
FORM 13F Page 51 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ ARCHER DANIELS MIDLAND CO Cmn 039483952 4,263 145,900 Sh Put Shared-defined 2 145,900 ARCSIGHT INC Cmn 039666102 347 14,434 Sh Shared-defined 1 14,434 ARCSIGHT INC Cmn 039666902 614 25,500 Sh Call Shared-defined 1 25,500 ARCSIGHT INC Cmn 039666952 400 16,600 Sh Put Shared-defined 1 16,600 ARENA PHARMACEUTICALS INC Cmn 040047102 363 81,102 Sh Shared-defined 1 81,102 ARENA PHARMACEUTICALS INC Cmn 040047102 94 21,008 Sh Shared-defined 2 21,008 ARENA PHARMACEUTICALS INC Cmn 040047902 225 50,300 Sh Call Shared-defined 1 50,300 ARENA PHARMACEUTICALS INC Cmn 040047952 428 95,800 Sh Put Shared-defined 1 95,800 ARENA PHARMACEUTICALS INC Cmn 040047902 25 5,600 Sh Call Shared-defined 2 5,600 ARENA PHARMACEUTICALS INC Cmn 040047952 189 42,300 Sh Put Shared-defined 2 42,300 ARENA RES INC CMN STOCK Cmn 040049908 1,576 44,400 Sh Call Shared-defined 1 44,400 ARENA RES INC CMN STOCK Cmn 040049958 760 21,400 Sh Put Shared-defined 1 21,400 ARENA RES INC CMN STOCK Cmn 040049908 476 13,400 Sh Call Shared-defined 2 13,400 ARENA RES INC CMN STOCK Cmn 040049958 515 14,500 Sh Put Shared-defined 2 14,500 COLUMN TOTALS 10,275
FORM 13F Page 52 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ ARENA RES INC CMN STOCK Cmn 040049108 13 372 Sh Shared-defined 1 372 ARENA RES INC CMN STOCK Cmn 040049108 2,901 81,728 Sh Shared-defined 2 81,728 ARGO GROUP INTERNATIONAL HOLDI CMN STK Cmn G0464B107 351 10,432 Sh Shared-defined 2 10,432 ARIAD PHARMACEUTICALS INC CMN STOCK Cmn 04033A900 83 37,300 Sh Call Shared-defined 1 37,300 ARIAD PHARMACEUTICALS INC CMN STOCK Cmn 04033A950 86 38,600 Sh Put Shared-defined 1 38,600 ARIAD PHARMACEUTICALS INC CMN STOCK Cmn 04033A100 41 18,414 Sh Shared-defined 1 18,414 ARIAD PHARMACEUTICALS INC CMN STOCK Cmn 04033A100 23 10,218 Sh Shared-defined 2 10,218 ARIBA INC Cmn 04033V203 82 7,070 Sh Shared-defined 1 7,070 ARIBA INC Cmn 04033V903 88 7,600 Sh Call Shared-defined 1 7,600 ARIBA INC Cmn 04033V953 68 5,900 Sh Put Shared-defined 1 5,900 ARKANSAS BEST CORP. COMMON STOCK Cmn 040790907 602 20,100 Sh Call Shared-defined 1 20,100 ARKANSAS BEST CORP. COMMON STOCK Cmn 040790957 2,841 94,900 Sh Put Shared-defined 1 94,900 ARKANSAS BEST CORP. COMMON STOCK Cmn 040790107 1,650 55,117 Sh Shared-defined 1 55,117 ARLINGTON ASSET INVESTMENT CORP Cmn 041356106 4 7,490 Sh Shared-defined 1 7,490 COLUMN TOTALS 8,833
FORM 13F Page 53 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ ARLINGTON ASSET INVESTMENT CORP Cmn 041356906 5 10,800 Sh Call Shared-defined 1 10,800 ARLINGTON ASSET INVESTMENT CORP Cmn 041356956 5 9,800 Sh Put Shared-defined 1 9,800 ARLINGTON ASSET INVESTMENT CORP Cmn 041356956 - 300 Sh Put Shared-defined 2 300 ARMSTRONG WORLD INDUSTRIES Cmn 04247X102 1 43 Sh Shared-defined 1 43 ARMSTRONG WORLD INDUSTRIES Cmn 04247X902 1,458 42,300 Sh Call Shared-defined 1 42,300 ARMSTRONG WORLD INDUSTRIES Cmn 04247X952 1,120 32,500 Sh Put Shared-defined 1 32,500 ARMSTRONG WORLD INDUSTRIES Cmn 04247X102 225 6,522 Sh Shared-defined 2 6,522 ARQULE INC CMN STOCK Cmn 04269E907 1 200 Sh Call Shared-defined 1 200 ARQULE INC CMN STOCK Cmn 04269E957 20 4,500 Sh Put Shared-defined 1 4,500 ARQULE INC CMN STOCK Cmn 04269E107 15 3,323 Sh Shared-defined 1 3,323 ARQULE INC CMN STOCK Cmn 04269E107 48 10,550 Sh Shared-defined 2 10,550 ARRAY BIOPHARMA INC Cmn 04269X105 12 5,086 Sh Shared-defined 1 5,086 ARRAY BIOPHARMA INC Cmn 04269X105 12 5,141 Sh Shared-defined 2 5,141 ARRIS GROUP INC Cmn 04269Q900 722 55,500 Sh Call Shared-defined 1 55,500 COLUMN TOTALS 3,644
FORM 13F Page 54 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ ARRIS GROUP INC Cmn 04269Q950 252 19,400 Sh Put Shared-defined 1 19,400 ARRIS GROUP INC Cmn 04269Q100 67 5,168 Sh Shared-defined 2 5,168 ARRIS GROUP INC Cmn 04269Q950 1,301 100,000 Sh Put Shared-defined 2 100,000 ARRIS GROUP INC 2% CB 11/15/2026 - REGISTERED Bond 04269QAC4 71,867 69,434,000 Prn Shared-defined 2 N/A ARROW ELEC. COMMON STOCK Cmn 042735100 27 956 Sh Shared-defined 1 956 ARROW ELEC. COMMON STOCK Cmn 042735100 3,346 118,870 Sh Shared-defined 2 118,870 ARROW ELEC. COMMON STOCK Cmn 042735900 400 14,200 Sh Call Shared-defined 1 14,200 ARROW ELEC. COMMON STOCK Cmn 042735950 70 2,500 Sh Put Shared-defined 1 2,500 ART TECHNOLOGY GROUP INC COM STK Cmn 04289L107 68 17,576 Sh Shared-defined 1 17,576 ART TECHNOLOGY GROUP INC COM STK Cmn 04289L107 36 9,359 Sh Shared-defined 2 9,359 ARUBA NETWORKS INC CMN STK Cmn 043176906 240 27,100 Sh Call Shared-defined 1 27,100 ARUBA NETWORKS INC CMN STK Cmn 043176956 484 54,700 Sh Put Shared-defined 1 54,700 ARUBA NETWORKS INC CMN STK Cmn 043176906 2 200 Sh Call Shared-defined 2 200 ARUBA NETWORKS INC CMN STK Cmn 043176956 97 11,000 Sh Put Shared-defined 2 11,000 COLUMN TOTALS 78,257
FORM 13F Page 55 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ ARUBA NETWORKS INC CMN STK Cmn 043176106 336 37,965 Sh Shared-defined 1 37,965 ARUBA NETWORKS INC CMN STK Cmn 043176106 214 24,176 Sh Shared-defined 2 24,176 ARVINMERITOR 4% CB 2/15/2027-REGISTERED Bond 043353AH4 6,015 9,500,000 Prn Shared-defined 2 N/A ARVINMERITOR 4.625% CB 3/1/26-REGISTERED Bond 043353AF8 6,079 8,000,000 Prn Shared-defined 2 N/A ARVINMERITOR INC CMN STOCK Cmn 043353101 3,442 440,216 Sh Shared-defined 2 440,216 ARVINMERITOR INC CMN STOCK Cmn 043353901 1,117 142,900 Sh Call Shared-defined 1 142,900 ARVINMERITOR INC CMN STOCK Cmn 043353951 415 53,100 Sh Put Shared-defined 1 53,100 ARVINMERITOR INC CMN STOCK Cmn 043353901 451 57,700 Sh Call Shared-defined 2 57,700 ARVINMERITOR INC CMN STOCK Cmn 043353951 5 700 Sh Put Shared-defined 2 700 ASCENT MEDIA CORP Cmn 043632108 16 612 Sh Shared-defined 1 612 ASCENT MEDIA CORP Cmn 043632108 250 9,758 Sh Shared-defined 2 9,758 ASCENT SOLAR TECH CLASS B WARRANT Wt 043635127 2 962 Shared-defined 1 N/A ASCENT SOLAR TECHNOLOGIES COMMON STOCK Cmn 043635101 42 5,515 Sh Shared-defined 1 5,515 ASCENT SOLAR TECHNOLOGIES COMMON STOCK Cmn 043635901 25 3,300 Sh Call Shared-defined 1 3,300 COLUMN TOTALS 18,409
FORM 13F Page 56 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ ASCENT SOLAR TECHNOLOGIES COMMON STOCK Cmn 043635951 20 2,700 Sh Put Shared-defined 1 2,700 ASHFORD HOSPITALITY TRUST COMMON STOCK Cmn 044103109 38 11,118 Sh Shared-defined 1 11,118 ASHFORD HOSPITALITY TRUST COMMON STOCK Cmn 044103109 - 26 Sh Shared-defined 2 26 ASHLAND INC Cmn 044209904 4,728 109,400 Sh Call Shared-defined 1 109,400 ASHLAND INC Cmn 044209954 3,661 84,700 Sh Put Shared-defined 1 84,700 ASHLAND INC Cmn 044209904 1,629 37,700 Sh Call Shared-defined 2 37,700 ASHLAND INC Cmn 044209954 1,271 29,400 Sh Put Shared-defined 2 29,400 ASIAINFO HOLDINGS INC CMN STOCK Cmn 04518A904 1,072 53,700 Sh Call Shared-defined 1 53,700 ASIAINFO HOLDINGS INC CMN STOCK Cmn 04518A954 747 37,400 Sh Put Shared-defined 1 37,400 ASIAINFO HOLDINGS INC CMN STOCK Cmn 04518A904 365 18,300 Sh Call Shared-defined 2 18,300 ASIAINFO HOLDINGS INC CMN STOCK Cmn 04518A954 306 15,300 Sh Put Shared-defined 2 15,300 ASIAINFO HOLDINGS INC CMN STOCK Cmn 04518A104 54 2,714 Sh Shared-defined 1 2,714 ASIAINFO HOLDINGS INC CMN STOCK Cmn 04518A104 136 6,817 Sh Shared-defined 2 6,817 ASML HOLDING NV NY- US STOCK Depository Receipt N07059186 642 21,701 Sh Shared-defined 1 N/A COLUMN TOTALS 14,669
FORM 13F Page 57 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ ASML HOLDING NV NY- US STOCK Depository Receipt N07059186 296 10,021 Sh Shared-defined 2 N/A ASSOCIATED BANC-CORP CMN STK Cmn 045487105 40 3,502 Sh Shared-defined 1 3,502 ASSOCIATED BANC-CORP CMN STK Cmn 045487105 1,519 133,000 Sh Shared-defined 2 133,000 ASSURANT INC COMMON STOCK Cmn 04621X108 3,066 95,639 Sh Shared-defined 2 95,639 ASSURANT INC COMMON STOCK Cmn 04621X908 1,003 31,300 Sh Call Shared-defined 1 31,300 ASSURANT INC COMMON STOCK Cmn 04621X958 641 20,000 Sh Put Shared-defined 1 20,000 ASSURED GUARANTY LTD Cmn G0585R906 2,062 106,200 Sh Call Shared-defined 1 106,200 ASSURED GUARANTY LTD Cmn G0585R956 1,134 58,400 Sh Put Shared-defined 1 58,400 ASSURED GUARANTY LTD Cmn G0585R906 621 32,000 Sh Call Shared-defined 2 32,000 ASSURED GUARANTY LTD Cmn G0585R956 581 29,900 Sh Put Shared-defined 2 29,900 ASTEC INDUSTRIES INC CMN STK Cmn 046224101 12 460 Sh Shared-defined 1 460 ASTEC INDUSTRIES INC CMN STK Cmn 046224101 469 18,413 Sh Shared-defined 2 18,413 ASTORIA FINANCIAL CORP Cmn 046265104 5 475 Sh Shared-defined 1 475 ASTORIA FINANCIAL CORP Cmn 046265904 38 3,400 Sh Call Shared-defined 1 3,400 COLUMN TOTALS 11,487
FORM 13F Page 58 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ ASTORIA FINANCIAL CORP Cmn 046265954 155 14,000 Sh Put Shared-defined 1 14,000 ASTORIA FINANCIAL CORP Cmn 046265104 276 25,023 Sh Shared-defined 2 25,023 ASTRAZENECA GROUP PLC ADR 1:1 Depository Receipt 046353108 1,943 43,227 Sh Shared-defined 2 N/A AT&T INC COMMON STOCK Cmn 00206R902 51,611 1,910,800 Sh Call Shared-defined 1 1,910,800 AT&T INC COMMON STOCK Cmn 00206R952 82,821 3,066,300 Sh Put Shared-defined 1 3,066,300 AT&T INC COMMON STOCK Cmn 00206R902 30,683 1,136,000 Sh Call Shared-defined 2 1,136,000 AT&T INC COMMON STOCK Cmn 00206R952 23,520 870,800 Sh Put Shared-defined 2 870,800 AT&T INC COMMON STOCK Cmn 00206R102 12,039 445,729 Sh Shared-defined 1 445,729 ATHENAHEALTH INC Cmn 04685W103 1,489 38,818 Sh Shared-defined 1 38,818 ATHENAHEALTH INC Cmn 04685W903 982 25,600 Sh Call Shared-defined 1 25,600 ATHENAHEALTH INC Cmn 04685W953 2,007 52,300 Sh Put Shared-defined 1 52,300 ATHENAHEALTH INC Cmn 04685W103 395 10,295 Sh Shared-defined 2 10,295 ATHEROS COMMUNICATIONS COMMON STOCK Cmn 04743P908 3,064 115,500 Sh Call Shared-defined 1 115,500 ATHEROS COMMUNICATIONS COMMON STOCK Cmn 04743P958 2,886 108,800 Sh Put Shared-defined 1 108,800 COLUMN TOTALS 213,871
FORM 13F Page 59 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ ATHEROS COMMUNICATIONS COMMON STOCK Cmn 04743P908 1,494 56,300 Sh Call Shared-defined 2 56,300 ATHEROS COMMUNICATIONS COMMON STOCK Cmn 04743P958 2,096 79,000 Sh Put Shared-defined 2 79,000 ATHEROS COMMUNICATIONS COMMON STOCK Cmn 04743P108 500 18,858 Sh Shared-defined 1 18,858 ATHEROS COMMUNICATIONS COMMON STOCK Cmn 04743P108 9,247 348,542 Sh Shared-defined 2 348,542 ATLAS PIPELINE PARTNERS LP CMN STOCK Cmn 049392903 128 17,500 Sh Call Shared-defined 1 17,500 ATLAS PIPELINE PARTNERS LP CMN STOCK Cmn 049392953 1,192 163,100 Sh Put Shared-defined 1 163,100 ATLAS PIPELINE PARTNERS LP CMN STOCK Cmn 049392103 663 90,684 Sh Shared-defined 1 90,684 ATMI INC CMN STK Cmn 00207R901 310 17,100 Sh Call Shared-defined 1 17,100 ATMI INC CMN STK Cmn 00207R951 299 16,500 Sh Put Shared-defined 1 16,500 ATMI INC CMN STK Cmn 00207R101 78 4,305 Sh Shared-defined 1 4,305 ATMI INC CMN STK Cmn 00207R101 404 22,280 Sh Shared-defined 2 22,280 ATMOS ENERGY CORP CMN STK Cmn 049560105 2 56 Sh Shared-defined 1 56 ATMOS ENERGY CORP CMN STK Cmn 049560105 501 17,773 Sh Shared-defined 2 17,773 ATP OIL & GAS CORP Cmn 00208J108 3,681 205,740 Sh Shared-defined 1 205,740 COLUMN TOTALS 20,595
FORM 13F Page 60 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ ATP OIL & GAS CORP Cmn 00208J908 2,082 116,400 Sh Call Shared-defined 1 116,400 ATP OIL & GAS CORP Cmn 00208J958 4,689 262,100 Sh Put Shared-defined 1 262,100 ATP OIL & GAS CORP Cmn 00208J108 742 41,461 Sh Shared-defined 2 41,461 ATP OIL & GAS CORP Cmn 00208J908 2,068 115,600 Sh Call Shared-defined 2 115,600 ATP OIL & GAS CORP Cmn 00208J958 2,395 133,900 Sh Put Shared-defined 2 133,900 ATWOOD OCEANICS CMN STK Cmn 050095908 2,374 67,300 Sh Call Shared-defined 1 67,300 ATWOOD OCEANICS CMN STK Cmn 050095958 1,658 47,000 Sh Put Shared-defined 1 47,000 ATWOOD OCEANICS CMN STK Cmn 050095908 832 23,600 Sh Call Shared-defined 2 23,600 ATWOOD OCEANICS CMN STK Cmn 050095958 554 15,700 Sh Put Shared-defined 2 15,700 ATWOOD OCEANICS CMN STK Cmn 050095108 351 9,964 Sh Shared-defined 1 9,964 ATWOOD OCEANICS CMN STK Cmn 050095108 152 4,315 Sh Shared-defined 2 4,315 AU OPTRONICS CORP - ADR Depository Receipt 002255107 321 33,182 Sh Shared-defined 1 N/A AU OPTRONICS CORP - ADR Depository Receipt 002255107 168 17,310 Sh Shared-defined 2 N/A AUDIOCODES LTD Cmn M15342104 11 5,544 Sh Shared-defined 1 5,544 COLUMN TOTALS 18,397
FORM 13F Page 61 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ AUDIOCODES LTD Cmn M15342904 27 13,300 Sh Call Shared-defined 1 13,300 AUDIOCODES LTD Cmn M15342954 7 3,500 Sh Put Shared-defined 1 3,500 AUDIOCODES LTD Cmn M15342104 4 2,103 Sh Shared-defined 2 2,103 AUDIOVOX CORP -CL A CMN STK Cmn 050757103 9 1,254 Sh Shared-defined 1 1,254 AUDIOVOX CORP -CL A CMN STK Cmn 050757103 83 12,072 Sh Shared-defined 2 12,072 AURIZON MINES LTD COMMON STOCK Cmn 05155P906 44 10,000 Sh Call Shared-defined 1 10,000 AURIZON MINES LTD COMMON STOCK Cmn 05155P956 15 3,400 Sh Put Shared-defined 1 3,400 AURIZON MINES LTD COMMON STOCK Cmn 05155P106 52 11,897 Sh Shared-defined 1 11,897 AUTODESK INC Cmn 052769106 1,229 51,626 Sh Shared-defined 1 51,626 AUTODESK INC Cmn 052769906 3,513 147,600 Sh Call Shared-defined 1 147,600 AUTODESK INC Cmn 052769956 4,341 182,400 Sh Put Shared-defined 1 182,400 AUTODESK INC Cmn 052769106 20,385 856,496 Sh Shared-defined 2 856,496 AUTODESK INC Cmn 052769906 2,430 102,100 Sh Call Shared-defined 2 102,100 AUTODESK INC Cmn 052769956 3,970 166,800 Sh Put Shared-defined 2 166,800 COLUMN TOTALS 36,109
FORM 13F Page 62 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ AUTOLIV 8% MAND 04/30/2012- REGISTERED Bond 052800208 14,333 300,000 Prn Shared-defined 2 N/A AUTOLIV INC CMN STOCK Cmn 052800109 5,612 167,013 Sh Shared-defined 2 167,013 AUTOMATIC DATA PROC. COMMON STOCK Cmn 053015103 1,409 35,861 Sh Shared-defined 1 35,861 AUTOMATIC DATA PROC. COMMON STOCK Cmn 053015103 17,038 433,532 Sh Shared-defined 2 433,532 AUTOMATIC DATA PROC. COMMON STOCK Cmn 053015903 6,948 176,800 Sh Call Shared-defined 1 176,800 AUTOMATIC DATA PROC. COMMON STOCK Cmn 053015953 7,239 184,200 Sh Put Shared-defined 1 184,200 AUTOMATIC DATA PROC. COMMON STOCK Cmn 053015903 4,504 114,600 Sh Call Shared-defined 2 114,600 AUTOMATIC DATA PROC. COMMON STOCK Cmn 053015953 5,970 151,900 Sh Put Shared-defined 2 151,900 AUTONATION INC CMN STK Cmn 05329W902 1,275 70,500 Sh Call Shared-defined 1 70,500 AUTONATION INC CMN STK Cmn 05329W952 2,488 137,600 Sh Put Shared-defined 1 137,600 AUTONATION INC CMN STK Cmn 05329W902 645 35,700 Sh Call Shared-defined 2 35,700 AUTONATION INC CMN STK Cmn 05329W952 1,105 61,100 Sh Put Shared-defined 2 61,100 AUTONATION INC CMN STK Cmn 05329W102 54 2,980 Sh Shared-defined 1 2,980 AUTONATION INC CMN STK Cmn 05329W102 222 12,300 Sh Shared-defined 2 12,300 COLUMN TOTALS 68,842
FORM 13F Page 63 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ AUTOZONE INC CMN STK Cmn 053332902 39,596 270,800 Sh Call Shared-defined 1 270,800 AUTOZONE INC CMN STK Cmn 053332952 34,610 236,700 Sh Put Shared-defined 1 236,700 AUTOZONE INC CMN STK Cmn 053332902 15,543 106,300 Sh Call Shared-defined 2 106,300 AUTOZONE INC CMN STK Cmn 053332952 10,630 72,700 Sh Put Shared-defined 2 72,700 AUTOZONE INC CMN STK Cmn 053332102 1,166 7,977 Sh Shared-defined 1 7,977 AUTOZONE INC CMN STK Cmn 053332102 1,050 7,184 Sh Shared-defined 2 7,184 AUXILIUM PHARMACEUTICALS INC. COMMON STOCK Cmn 05334D907 3,147 92,000 Sh Call Shared-defined 1 92,000 AUXILIUM PHARMACEUTICALS INC. COMMON STOCK Cmn 05334D957 3,678 107,500 Sh Put Shared-defined 1 107,500 AUXILIUM PHARMACEUTICALS INC. COMMON STOCK Cmn 05334D107 370 10,813 Sh Shared-defined 1 10,813 AUXILIUM PHARMACEUTICALS INC. COMMON STOCK Cmn 05334D107 228 6,669 Sh Shared-defined 2 6,669 AVAGO TECHNOLOGIES LTD Cmn Y0486S104 2 98 Sh Shared-defined 1 98 AVAGO TECHNOLOGIES LTD Cmn Y0486S104 4,908 287,533 Sh Shared-defined 2 287,533 AVALONBAY COMMUNITIES INC Cmn 053484901 12,357 169,900 Sh Call Shared-defined 1 169,900 AVALONBAY COMMUNITIES INC Cmn 053484951 15,557 213,900 Sh Put Shared-defined 1 213,900 COLUMN TOTALS 142,842
FORM 13F Page 64 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ AVALONBAY COMMUNITIES INC Cmn 053484101 89 1,230 Sh Shared-defined 2 1,230 AVALONBAY COMMUNITIES INC Cmn 053484901 5,702 78,400 Sh Call Shared-defined 2 78,400 AVALONBAY COMMUNITIES INC Cmn 053484951 7,222 99,300 Sh Put Shared-defined 2 99,300 AVANIR PHARMACEUTICALS - CL A Cmn 05348P401 62 30,018 Sh Shared-defined 1 30,018 AVERY DENNISON CORP Cmn 053611109 453 12,582 Sh Shared-defined 1 12,582 AVERY DENNISON CORP Cmn 053611909 915 25,400 Sh Call Shared-defined 1 25,400 AVERY DENNISON CORP Cmn 053611959 1,069 29,700 Sh Put Shared-defined 1 29,700 AVERY DENNISON CORP Cmn 053611109 3,107 86,284 Sh Shared-defined 2 86,284 AVI BIOPHARM INC CMN STOCK Cmn 002346104 2 1,450 Sh Shared-defined 1 1,450 AVI BIOPHARM INC CMN STOCK Cmn 002346104 35 20,440 Sh Shared-defined 2 20,440 AVID TECHNOLOGY INC Cmn 05367P100 11 746 Sh Shared-defined 1 746 AVID TECHNOLOGY INC Cmn 05367P900 674 47,800 Sh Call Shared-defined 1 47,800 AVID TECHNOLOGY INC Cmn 05367P950 130 9,200 Sh Put Shared-defined 1 9,200 AVID TECHNOLOGY INC Cmn 05367P100 103 7,300 Sh Shared-defined 2 7,300 COLUMN TOTALS 19,574
FORM 13F Page 65 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ AVIS BUDGET GROUP INC COMMON STOCK Cmn 053774905 1,399 104,700 Sh Call Shared-defined 1 104,700 AVIS BUDGET GROUP INC COMMON STOCK Cmn 053774955 1,023 76,600 Sh Put Shared-defined 1 76,600 AVIS BUDGET GROUP INC COMMON STOCK Cmn 053774105 196 14,672 Sh Shared-defined 2 14,672 AVISTA CORP CMN STK Cmn 05379B107 33 1,621 Sh Shared-defined 1 1,621 AVISTA CORP CMN STK Cmn 05379B107 372 18,400 Sh Shared-defined 2 18,400 AVNET, INC. COMMON STOCK Cmn 053807903 382 14,700 Sh Call Shared-defined 1 14,700 AVNET, INC. COMMON STOCK Cmn 053807953 932 35,900 Sh Put Shared-defined 1 35,900 AVNET, INC. COMMON STOCK Cmn 053807103 70 2,709 Sh Shared-defined 1 2,709 AVNET, INC. COMMON STOCK Cmn 053807103 368 14,157 Sh Shared-defined 2 14,157 AVOCENT CORP Cmn 053893103 5 228 Sh Shared-defined 1 228 AVOCENT CORP Cmn 053893903 509 25,100 Sh Call Shared-defined 1 25,100 AVOCENT CORP Cmn 053893953 420 20,700 Sh Put Shared-defined 1 20,700 AVOCENT CORP Cmn 053893103 13,834 682,502 Sh Shared-defined 2 682,502 AVON PRODS INC Cmn 054303102 82,374 2,425,608 Sh Shared-defined 2 2,425,608 COLUMN TOTALS 101,917
FORM 13F Page 66 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ AVON PRODS INC Cmn 054303902 6,041 177,900 Sh Call Shared-defined 1 177,900 AVON PRODS INC Cmn 054303952 4,184 123,200 Sh Put Shared-defined 1 123,200 AVON PRODS INC Cmn 054303902 3,067 90,300 Sh Call Shared-defined 2 90,300 AVON PRODS INC Cmn 054303952 2,370 69,800 Sh Put Shared-defined 2 69,800 AVX CORP NEW CMN STOCK Cmn 002444107 441 37,000 Sh Shared-defined 2 37,000 AXIS CAPITAL HOLDINGS LTD COMMON STOCK Cmn G0692U109 141 4,657 Sh Shared-defined 1 4,657 AXIS CAPITAL HOLDINGS LTD COMMON STOCK Cmn G0692U109 32,418 1,074,140 Sh Shared-defined 2 1,074,140 AZZ INCORPORATED CMN STK Cmn 002474904 1,056 26,300 Sh Call Shared-defined 1 26,300 AZZ INCORPORATED CMN STK Cmn 002474954 912 22,700 Sh Put Shared-defined 1 22,700 AZZ INCORPORATED CMN STK Cmn 002474104 35 867 Sh Shared-defined 1 867 AZZ INCORPORATED CMN STK Cmn 002474104 150 3,727 Sh Shared-defined 2 3,727 B&G FOODS INC-CLASS A Cmn 05508R106 139 16,915 Sh Shared-defined 2 16,915 BAIDU INC Depository Receipt 056752108 44,934 114,906 Sh Shared-defined 1 N/A BAIDU INC Depository Receipt 056752108 9,162 23,430 Sh Shared-defined 2 N/A COLUMN TOTALS 105,050
FORM 13F Page 67 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ BAKER HUGHES COMMON STOCK BHI Cmn 057224107 3,849 90,219 Sh Shared-defined 2 90,219 BAKER HUGHES COMMON STOCK BHI Cmn 057224907 16,885 395,800 Sh Call Shared-defined 1 395,800 BAKER HUGHES COMMON STOCK BHI Cmn 057224957 10,686 250,500 Sh Put Shared-defined 1 250,500 BAKER HUGHES COMMON STOCK BHI Cmn 057224907 11,224 263,100 Sh Call Shared-defined 2 263,100 BAKER HUGHES COMMON STOCK BHI Cmn 057224957 12,900 302,400 Sh Put Shared-defined 2 302,400 BALL CORP CMN STK Cmn 058498906 615 12,500 Sh Call Shared-defined 1 12,500 BALL CORP CMN STK Cmn 058498956 935 19,000 Sh Put Shared-defined 1 19,000 BALL CORP CMN STK Cmn 058498906 5 100 Sh Call Shared-defined 2 100 BALL CORP CMN STK Cmn 058498106 393 7,987 Sh Shared-defined 1 7,987 BALL CORP CMN STK Cmn 058498106 6,218 126,392 Sh Shared-defined 2 126,392 BALLARD PWR SYS INC CMN STOCK Cmn 058586908 46 17,500 Sh Call Shared-defined 1 17,500 BALLARD PWR SYS INC CMN STOCK Cmn 058586958 95 36,100 Sh Put Shared-defined 1 36,100 BALLARD PWR SYS INC CMN STOCK Cmn 058586108 129 48,899 Sh Shared-defined 1 48,899 BALLARD PWR SYS INC CMN STOCK Cmn 058586108 5 1,985 Sh Shared-defined 2 1,985 COLUMN TOTALS 63,985
FORM 13F Page 68 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ BALLY TECHNOLOGIES INC CMN STK Cmn 05874B907 1,351 35,200 Sh Call Shared-defined 1 35,200 BALLY TECHNOLOGIES INC CMN STK Cmn 05874B957 2,732 71,200 Sh Put Shared-defined 1 71,200 BALLY TECHNOLOGIES INC CMN STK Cmn 05874B107 2,307 60,126 Sh Shared-defined 1 60,126 BANCO BILBAO VIZCAYA Depository ARGENTARIA, SOCIEDAD ANONIMA Receipt 05946K101 469 26,314 Sh Shared-defined 1 N/A BANCO BILBAO VIZCAYA Depository ARGENTARIA, SOCIEDAD ANONIMA Receipt 05946K101 1,477 82,805 Sh Shared-defined 2 N/A BANCO BRADESCO-SPON ADR 1:1000 Depository Receipt 059460303 780 39,229 Sh Shared-defined 2 N/A BANK MUTUAL CORPORATION Cmn 063750103 111 12,500 Sh Shared-defined 2 12,500 BANKAMERICA CORP CMN STOCK Cmn 060505904 47,192 2,789,100 Sh Call Shared-defined 1 2,789,100 BANKAMERICA CORP CMN STOCK Cmn 060505954 69,397 4,101,500 Sh Put Shared-defined 1 4,101,500 BANKAMERICA CORP CMN STOCK Cmn 060505904 14,455 854,300 Sh Call Shared-defined 2 854,300 BANKAMERICA CORP CMN STOCK Cmn 060505954 36,095 2,133,300 Sh Put Shared-defined 2 2,133,300 BANK OF HAWAII CORP. CMN STK Cmn 062540109 15 364 Sh Shared-defined 1 364 BANK OF HAWAII CORP. CMN STK Cmn 062540109 415 10,000 Sh Shared-defined 2 10,000 BANK OF MONTRAL CMN STK Cmn 063671101 11 218 Sh Shared-defined 2 218 COLUMN TOTALS 176,807
FORM 13F Page 69 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ BANK OF MONTRAL CMN STK Cmn 063671901 5,905 116,600 Sh Call Shared-defined 1 116,600 BANK OF MONTRAL CMN STK Cmn 063671951 8,994 177,600 Sh Put Shared-defined 1 177,600 THE BANK OF NEW YORK MELLON CORP Cmn 064058900 9,236 318,600 Sh Call Shared-defined 1 318,600 THE BANK OF NEW YORK MELLON CORP Cmn 064058950 16,121 556,100 Sh Put Shared-defined 1 556,100 THE BANK OF NEW YORK MELLON CORP Cmn 064058900 3,198 110,300 Sh Call Shared-defined 2 110,300 THE BANK OF NEW YORK MELLON CORP Cmn 064058950 3,128 107,900 Sh Put Shared-defined 2 107,900 BANK OF NOVA SCOTIA COMMON STOCK Cmn 064149907 830 18,200 Sh Call Shared-defined 1 18,200 BANK OF NOVA SCOTIA COMMON STOCK Cmn 064149957 1,094 24,000 Sh Put Shared-defined 1 24,000 BANK OF NOVA SCOTIA COMMON STOCK Cmn 064149107 434 9,527 Sh Shared-defined 1 9,527 BANKAMERICA CORP CMN STOCK Cmn 060505104 14,205 839,542 Sh Shared-defined 1 839,542 BANKAMERICA CORP CMN STOCK Cmn 060505104 12,537 740,977 Sh Shared-defined 2 740,977 BARCLAYS PLC- SPONS ADR 4:1 Depository Receipt 06738E204 88 3,710 Sh Shared-defined 1 N/A BARCLAYS PLC- SPONS ADR 4:1 Depository Receipt 06738E204 216 9,133 Sh Shared-defined 2 N/A BARD C R INC Cmn 067383109 20 250 Sh Shared-defined 1 250 COLUMN TOTALS 76,006
FORM 13F Page 70 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ BARD C R INC Cmn 067383109 413 5,253 Sh Shared-defined 2 5,253 BARD C R INC Cmn 067383909 5,966 75,900 Sh Call Shared-defined 1 75,900 BARD C R INC Cmn 067383959 1,887 24,000 Sh Put Shared-defined 1 24,000 BARD C R INC Cmn 067383909 2,107 26,800 Sh Call Shared-defined 2 26,800 BARD C R INC Cmn 067383959 652 8,300 Sh Put Shared-defined 2 8,300 EQUITY BARE ESCENTUALS INC COMMON STOCK Cmn 067511905 273 23,000 Sh Call Shared-defined 1 23,000 EQUITY BARE ESCENTUALS INC COMMON STOCK Cmn 067511955 921 77,500 Sh Put Shared-defined 1 77,500 BARNES & NOBLE INC CMN STK Cmn 067774909 793 35,700 Sh Call Shared-defined 1 35,700 BARNES & NOBLE INC CMN STK Cmn 067774959 931 41,900 Sh Put Shared-defined 1 41,900 BARNES & NOBLE INC CMN STK Cmn 067774909 2 100 Sh Call Shared-defined 2 100 BARNES & NOBLE INC CMN STK Cmn 067774109 2,415 108,673 Sh Shared-defined 2 108,673 BARNES GROUP 3.75% CB 08/01/2025 - REGISTERED Bond 067806AB5 23,646 22,495,000 Prn Shared-defined 2 N/A BARNES GROUP INC CMN STK Cmn 067806909 420 24,600 Sh Call Shared-defined 1 24,600 BARNES GROUP INC CMN STK Cmn 067806959 79 4,600 Sh Put Shared-defined 1 4,600 COLUMN TOTALS 40,505
FORM 13F Page 71 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ BARNES GROUP INC CMN STK Cmn 067806109 24 1,413 Sh Shared-defined 1 1,413 BARNES GROUP INC CMN STK Cmn 067806109 185 10,814 Sh Shared-defined 2 10,814 BARRICK GOLD CORP Cmn 067901108 3,572 94,249 Sh Shared-defined 1 94,249 BARRICK GOLD CORP Cmn 067901108 66,859 1,764,101 Sh Shared-defined 2 1,764,101 BARRICK GOLD CORP Cmn 067901908 44,574 1,176,100 Sh Call Shared-defined 1 1,176,100 BARRICK GOLD CORP Cmn 067901958 30,127 794,900 Sh Put Shared-defined 1 794,900 BARRICK GOLD CORP Cmn 067901908 23,024 607,500 Sh Call Shared-defined 2 607,500 BARRICK GOLD CORP Cmn 067901958 17,711 467,300 Sh Put Shared-defined 2 467,300 BASIC ENERGY SERVICES INC COMMON STOCK Cmn 06985P100 5 533 Sh Shared-defined 1 533 BASIC ENERGY SERVICES INC COMMON STOCK Cmn 06985P100 397 46,711 Sh Shared-defined 2 46,711 BAXTER INTL INC Cmn 071813909 7,913 138,800 Sh Call Shared-defined 1 138,800 BAXTER INTL INC Cmn 071813959 10,695 187,600 Sh Put Shared-defined 1 187,600 BAXTER INTL INC Cmn 071813909 5,040 88,400 Sh Call Shared-defined 2 88,400 BAXTER INTL INC Cmn 071813959 6,351 111,400 Sh Put Shared-defined 2 111,400 COLUMN TOTALS 216,477
FORM 13F Page 72 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ BAXTER INTL INC Cmn 071813109 687 12,059 Sh Shared-defined 1 12,059 BAXTER INTL INC Cmn 071813109 8,540 149,797 Sh Shared-defined 2 149,797 BAYTEX ENERGY TRUST COMMON STOCK Cmn 073176909 328 14,900 Sh Call Shared-defined 1 14,900 BAYTEX ENERGY TRUST COMMON STOCK Cmn 073176959 126 5,700 Sh Put Shared-defined 1 5,700 BAYTEX ENERGY TRUST COMMON STOCK Cmn 073176109 5 227 Sh Shared-defined 2 227 BB&T CORP. COMMON STOCK Cmn 054937107 2,177 79,920 Sh Shared-defined 1 79,920 BB&T CORP. COMMON STOCK Cmn 054937107 760 27,891 Sh Shared-defined 2 27,891 BB&T CORP. COMMON STOCK Cmn 054937907 15,342 563,200 Sh Call Shared-defined 1 563,200 BB&T CORP. COMMON STOCK Cmn 054937957 13,342 489,800 Sh Put Shared-defined 1 489,800 BB&T CORP. COMMON STOCK Cmn 054937907 10,471 384,400 Sh Call Shared-defined 2 384,400 BB&T CORP. COMMON STOCK Cmn 054937957 6,521 239,400 Sh Put Shared-defined 2 239,400 BCE INC CMN STK Cmn 05534B760 816 33,090 Sh Shared-defined 1 33,090 BCE INC CMN STK Cmn 05534B760 52 2,120 Sh Shared-defined 2 2,120 BCE INC CMN STK Cmn 05534B900 836 33,900 Sh Call Shared-defined 1 33,900 COLUMN TOTALS 60,003
FORM 13F Page 73 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ BCE INC CMN STK Cmn 05534B950 1,458 59,100 Sh Put Shared-defined 1 59,100 BCE INC CMN STK Cmn 05534B900 35 1,400 Sh Call Shared-defined 2 1,400 BE AEROSPACE INC CMN STK Cmn 073302901 763 37,900 Sh Call Shared-defined 1 37,900 BE AEROSPACE INC CMN STK Cmn 073302951 737 36,600 Sh Put Shared-defined 1 36,600 BE AEROSPACE INC CMN STK Cmn 073302901 274 13,600 Sh Call Shared-defined 2 13,600 BE AEROSPACE INC CMN STK Cmn 073302951 70 3,500 Sh Put Shared-defined 2 3,500 BE AEROSPACE INC CMN STK Cmn 073302101 7 325 Sh Shared-defined 1 325 BE AEROSPACE INC CMN STK Cmn 073302101 5,632 279,664 Sh Shared-defined 2 279,664 BEACON POWER CORPORATION Cmn 073677106 30 42,096 Sh Shared-defined 1 42,096 BEACON ROOFING SUPPLY INC Cmn 073685909 460 28,800 Sh Call Shared-defined 1 28,800 BEACON ROOFING SUPPLY INC Cmn 073685959 144 9,000 Sh Put Shared-defined 1 9,000 BEAZER HOMES USA INC CMN STK Cmn 07556Q905 264 47,200 Sh Call Shared-defined 1 47,200 BEAZER HOMES USA INC CMN STK Cmn 07556Q955 1,241 222,000 Sh Put Shared-defined 1 222,000 BEAZER HOMES USA INC CMN STK Cmn 07556Q105 1,226 219,379 Sh Shared-defined 1 219,379 COLUMN TOTALS 12,341
FORM 13F Page 74 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ BEAZER HOMES USA INC CMN STK Cmn 07556Q105 111 19,807 Sh Shared-defined 2 19,807 BEBE STORES INC CMN STOCK Cmn 075571909 165 22,400 Sh Call Shared-defined 1 22,400 BEBE STORES INC CMN STOCK Cmn 075571959 98 13,300 Sh Put Shared-defined 1 13,300 BEBE STORES INC CMN STOCK Cmn 075571109 52 7,072 Sh Shared-defined 1 7,072 BEBE STORES INC CMN STOCK Cmn 075571109 306 41,593 Sh Shared-defined 2 41,593 BECKMAN COULTER INC CMN STK Cmn 075811909 600 8,700 Sh Call Shared-defined 1 8,700 BECKMAN COULTER INC CMN STK Cmn 075811959 1,144 16,600 Sh Put Shared-defined 1 16,600 BECKMAN COULTER INC CMN STK Cmn 075811909 296 4,300 Sh Call Shared-defined 2 4,300 BECKMAN COULTER INC CMN STK Cmn 075811959 317 4,600 Sh Put Shared-defined 2 4,600 BECKMAN COULTER INC CMN STK Cmn 075811109 493 7,147 Sh Shared-defined 1 7,147 BECKMAN COULTER INC CMN STK Cmn 075811109 468 6,787 Sh Shared-defined 2 6,787 BECTON DICKINSON & CO Cmn 075887109 1,326 19,007 Sh Shared-defined 1 19,007 BECTON DICKINSON & CO Cmn 075887109 3,826 54,847 Sh Shared-defined 2 54,847 BECTON DICKINSON & CO Cmn 075887909 3,822 54,800 Sh Call Shared-defined 1 54,800 COLUMN TOTALS 13,024
FORM 13F Page 75 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ BECTON DICKINSON & CO Cmn 075887959 4,415 63,300 Sh Put Shared-defined 1 63,300 BECTON DICKINSON & CO Cmn 075887909 2,699 38,700 Sh Call Shared-defined 2 38,700 BECTON DICKINSON & CO Cmn 075887959 1,723 24,700 Sh Put Shared-defined 2 24,700 BED BATH & BEYOND INC CMN STK Cmn 075896900 17,441 464,600 Sh Call Shared-defined 1 464,600 BED BATH & BEYOND INC CMN STK Cmn 075896950 12,463 332,000 Sh Put Shared-defined 1 332,000 BED BATH & BEYOND INC CMN STK Cmn 075896900 10,185 271,300 Sh Call Shared-defined 2 271,300 BED BATH & BEYOND INC CMN STK Cmn 075896950 11,254 299,800 Sh Put Shared-defined 2 299,800 BED BATH & BEYOND INC CMN STK Cmn 075896100 917 24,426 Sh Shared-defined 1 24,426 BELDEN INC CMN STK Cmn 077454906 418 18,100 Sh Call Shared-defined 1 18,100 BELDEN INC CMN STK Cmn 077454956 72 3,100 Sh Put Shared-defined 1 3,100 BELDEN INC CMN STK Cmn 077454106 29 1,277 Sh Shared-defined 1 1,277 BELDEN INC CMN STK Cmn 077454106 25 1,100 Sh Shared-defined 2 1,100 BELO CORP CMN STK Cmn 080555105 2,233 412,795 Sh Shared-defined 2 412,795 BEMIS INC Cmn 081437105 1,612 62,204 Sh Shared-defined 2 62,204 COLUMN TOTALS 65,486
FORM 13F Page 76 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ BENCHMARK ELECTRONICS INC CMN STK Cmn 08160H901 68 3,800 Sh Call Shared-defined 1 3,800 BENCHMARK ELECTRONICS INC CMN STK Cmn 08160H951 117 6,500 Sh Put Shared-defined 1 6,500 BENCHMARK ELECTRONICS INC CMN STK Cmn 08160H951 23 1,300 Sh Put Shared-defined 2 1,300 BENCHMARK ELECTRONICS INC CMN STK Cmn 08160H101 113 6,259 Sh Shared-defined 1 6,259 BENCHMARK ELECTRONICS INC CMN STK Cmn 08160H101 332 18,428 Sh Shared-defined 2 18,428 BERKLEY (W R) CORP CMN STK Cmn 084423102 6,129 242,430 Sh Shared-defined 2 242,430 BERKLEY (W R) CORP CMN STK Cmn 084423902 329 13,000 Sh Call Shared-defined 1 13,000 BERKLEY (W R) CORP CMN STK Cmn 084423952 316 12,500 Sh Put Shared-defined 1 12,500 BERKSHIRE HATHAWAY INC CMN STK Cmn 084670108 1,616 16 Sh Shared-defined 2 16 BERKSHIRE HATHAWAYS - CLASS B COMMON STOCK Cmn 084670907 8,308 2,500 Sh Call Shared-defined 1 2,500 BERKSHIRE HATHAWAYS - CLASS B COMMON STOCK Cmn 084670957 48,516 14,600 Sh Put Shared-defined 1 14,600 BERKSHIRE HATHAWAYS - CLASS B COMMON STOCK Cmn 084670207 8,111 2,441 Sh Shared-defined 1 2,441 BERRY PETROLEUM -CL A Cmn 085789905 1,149 42,900 Sh Call Shared-defined 1 42,900 BERRY PETROLEUM -CL A Cmn 085789955 852 31,800 Sh Put Shared-defined 1 31,800 COLUMN TOTALS 75,979
FORM 13F Page 77 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ BEST BUY CO. COMMON STOCK Cmn 086516101 2,776 73,976 Sh Shared-defined 1 73,976 BEST BUY CO. COMMON STOCK Cmn 086516101 23,456 625,171 Sh Shared-defined 2 625,171 BEST BUY CO. COMMON STOCK Cmn 086516901 16,907 450,600 Sh Call Shared-defined 1 450,600 BEST BUY CO. COMMON STOCK Cmn 086516951 18,422 491,000 Sh Put Shared-defined 1 491,000 BEST BUY CO. COMMON STOCK Cmn 086516901 11,331 302,000 Sh Call Shared-defined 2 302,000 BEST BUY CO. COMMON STOCK Cmn 086516951 15,031 400,600 Sh Put Shared-defined 2 400,600 BFI CANADA INCOME FUND COMMON STOCK Cmn 44951D108 517 40,000 Sh Shared-defined 2 40,000 BGC PARTNERS INC CMN STOCK Cmn 05541T901 47 11,000 Sh Call Shared-defined 1 11,000 BGC PARTNERS INC CMN STOCK Cmn 05541T101 - 65 Sh Shared-defined 1 65 BGC PARTNERS INC CMN STOCK Cmn 05541T101 2 371 Sh Shared-defined 2 371 BHP BILLITON LTD - ADR Depository Receipt 088606108 2,339 35,429 Sh Shared-defined 1 N/A BHP BILLITON LTD - ADR Depository Receipt 088606108 392 5,944 Sh Shared-defined 2 N/A BHP BILLITON PLC -ADR Depository Receipt 05545E209 355 6,450 Sh Shared-defined 2 N/A BIDZ.COM INC Cmn 08883T200 86 24,715 Sh Shared-defined 1 24,715 COLUMN TOTALS 91,661
FORM 13F Page 78 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ BIDZ.COM INC Cmn 08883T950 96 27,500 Sh Put Shared-defined 1 27,500 BIG LOTS INC CMN STK Cmn 089302903 543 21,700 Sh Call Shared-defined 1 21,700 BIG LOTS INC CMN STK Cmn 089302953 878 35,100 Sh Put Shared-defined 1 35,100 BIG LOTS INC CMN STK Cmn 089302903 498 19,900 Sh Call Shared-defined 2 19,900 BIG LOTS INC CMN STK Cmn 089302953 748 29,900 Sh Put Shared-defined 2 29,900 BIG LOTS INC CMN STK Cmn 089302103 230 9,179 Sh Shared-defined 1 9,179 BIG LOTS INC CMN STK Cmn 089302103 15,898 635,396 Sh Shared-defined 2 635,396 BILL BARRETT CORP COMMON STOCK Cmn 06846N904 856 26,100 Sh Call Shared-defined 1 26,100 BILL BARRETT CORP COMMON STOCK Cmn 06846N954 1,131 34,500 Sh Put Shared-defined 1 34,500 BILL BARRETT CORP COMMON STOCK Cmn 06846N104 602 18,351 Sh Shared-defined 1 18,351 BILL BARRETT CORP COMMON STOCK Cmn 06846N104 31 940 Sh Shared-defined 2 940 BILL BARRETT CORPORATION 5% CB 3/15/28 - REGISTERE Bond 06846NAA2 2,365 2,500,000 Prn Shared-defined 2 N/A BIOCRYST PHARMACEUTICALS INC CMN STK Cmn 09058V903 1,616 196,100 Sh Call Shared-defined 1 196,100 BIOCRYST PHARMACEUTICALS INC CMN STK Cmn 09058V953 882 107,000 Sh Put Shared-defined 1 107,000 COLUMN TOTALS 26,374
FORM 13F Page 79 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ BIOCRYST PHARMACEUTICALS INC CMN STK Cmn 09058V103 314 38,162 Sh Shared-defined 1 38,162 BIOCRYST PHARMACEUTICALS INC CMN STK Cmn 09058V103 72 8,793 Sh Shared-defined 2 8,793 BIODEL INC Cmn 09064M105 74 13,814 Sh Shared-defined 2 13,814 BIOGEN IDEC INC CMN STK Cmn 09062X903 13,913 275,400 Sh Call Shared-defined 1 275,400 BIOGEN IDEC INC CMN STK Cmn 09062X953 13,337 264,000 Sh Put Shared-defined 1 264,000 BIOGEN IDEC INC CMN STK Cmn 09062X903 3,334 66,000 Sh Call Shared-defined 2 66,000 BIOGEN IDEC INC CMN STK Cmn 09062X953 7,300 144,500 Sh Put Shared-defined 2 144,500 BIOGEN IDEC INC CMN STK Cmn 09062X103 3,739 74,009 Sh Shared-defined 1 74,009 BIOGEN IDEC INC CMN STK Cmn 09062X103 3,542 70,118 Sh Shared-defined 2 70,118 BIOMARIN 1.875% CB 4/23/2017-REGISTERED Bond 09061GAD3 82,659 79,000,000 Prn Shared-defined 2 N/A BIOMARIN 2.5% CB 04/01/2013-REGISTERED Bond 09061GAC5 86,046 69,200,000 Prn Shared-defined 2 N/A BIOMARIN PHARMACEUTICAL INC CMN STOCK Cmn 09061G901 967 53,500 Sh Call Shared-defined 1 53,500 BIOMARIN PHARMACEUTICAL INC CMN STOCK Cmn 09061G951 761 42,100 Sh Put Shared-defined 1 42,100 BIOMARIN PHARMACEUTICAL INC CMN STOCK Cmn 09061G101 133 7,369 Sh Shared-defined 1 7,369 COLUMN TOTALS 216,191
FORM 13F Page 80 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ BIOMARIN PHARMACEUTICAL INC CMN STOCK Cmn 09061G101 9,571 529,377 Sh Shared-defined 2 529,377 BIOMED REALTY TRUST Cmn 09063H907 128 9,300 Sh Call Shared-defined 1 9,300 BIOMED REALTY TRUST Cmn 09063H957 113 8,200 Sh Put Shared-defined 1 8,200 BIOMIRA INC CMN STOCK Cmn 682324908 55 10,500 Sh Call Shared-defined 1 10,500 BIOMIRA INC CMN STOCK Cmn 682324958 134 25,800 Sh Put Shared-defined 1 25,800 BIOMIRA INC CMN STOCK Cmn 682324108 97 18,548 Sh Shared-defined 1 18,548 BIOMIRA INC CMN STOCK Cmn 682324108 80 15,260 Sh Shared-defined 2 15,260 BIOSCRIP INC COMMON STOCK Cmn 09069N108 19 2,876 Sh Shared-defined 1 2,876 BIOSCRIP INC COMMON STOCK Cmn 09069N108 69 10,180 Sh Shared-defined 2 10,180 BIOVAIL CORP CMN STK Cmn 09067J109 - 24 Sh Shared-defined 1 24 BIOVAIL CORP CMN STK Cmn 09067J909 574 37,200 Sh Call Shared-defined 1 37,200 BIOVAIL CORP CMN STK Cmn 09067J959 594 38,500 Sh Put Shared-defined 1 38,500 BIOVAIL CORP CMN STK Cmn 09067J909 347 22,500 Sh Call Shared-defined 2 22,500 BIOVAIL CORP CMN STK Cmn 09067J959 613 39,700 Sh Put Shared-defined 2 39,700 COLUMN TOTALS 12,394
FORM 13F Page 81 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ BJ SERVICES CO CMN STK Cmn 055482903 5,516 283,900 Sh Call Shared-defined 1 283,900 BJ SERVICES CO CMN STK Cmn 055482953 5,400 277,900 Sh Put Shared-defined 1 277,900 BJ SERVICES CO CMN STK Cmn 055482903 1,696 87,300 Sh Call Shared-defined 2 87,300 BJ SERVICES CO CMN STK Cmn 055482953 2,400 123,500 Sh Put Shared-defined 2 123,500 BJ SERVICES CO CMN STK Cmn 055482103 66 3,419 Sh Shared-defined 1 3,419 BJ SERVICES CO CMN STK Cmn 055482103 11,903 612,588 Sh Shared-defined 2 612,588 BJ'S RESTAURANTS INC CMN STOCK Cmn 09180C906 199 13,300 Sh Call Shared-defined 1 13,300 BJ'S RESTAURANTS INC CMN STOCK Cmn 09180C956 3 200 Sh Put Shared-defined 1 200 BJ'S RESTAURANTS INC CMN STOCK Cmn 09180C106 68 4,528 Sh Shared-defined 2 4,528 BJS WHOLESALE CLUB INC CMN STOCK Cmn 05548J906 2,025 55,900 Sh Call Shared-defined 1 55,900 BJS WHOLESALE CLUB INC CMN STOCK Cmn 05548J956 1,691 46,700 Sh Put Shared-defined 1 46,700 BJS WHOLESALE CLUB INC CMN STOCK Cmn 05548J906 551 15,200 Sh Call Shared-defined 2 15,200 BJS WHOLESALE CLUB INC CMN STOCK Cmn 05548J956 424 11,700 Sh Put Shared-defined 2 11,700 BJS WHOLESALE CLUB INC CMN STOCK Cmn 05548J106 129 3,566 Sh Shared-defined 1 3,566 COLUMN TOTALS 32,071
FORM 13F Page 82 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ BJS WHOLESALE CLUB INC CMN STOCK Cmn 05548J106 3,904 107,775 Sh Shared-defined 2 107,775 BLACK & DECKER CORP Cmn 091797100 673 14,542 Sh Shared-defined 1 14,542 BLACK & DECKER CORP Cmn 091797900 4,490 97,000 Sh Call Shared-defined 1 97,000 BLACK & DECKER CORP Cmn 091797950 4,513 97,500 Sh Put Shared-defined 1 97,500 BLACK & DECKER CORP Cmn 091797100 7,915 170,977 Sh Shared-defined 2 170,977 BLACK & DECKER CORP Cmn 091797900 4,263 92,100 Sh Call Shared-defined 2 92,100 BLACK & DECKER CORP Cmn 091797950 2,541 54,900 Sh Put Shared-defined 2 54,900 BLACK BOX CORP CMN STK Cmn 091826907 191 7,600 Sh Call Shared-defined 1 7,600 BLACK BOX CORP CMN STK Cmn 091826957 256 10,200 Sh Put Shared-defined 1 10,200 BLACK BOX CORP CMN STK Cmn 091826907 50 2,000 Sh Call Shared-defined 2 2,000 BLACK BOX CORP CMN STK Cmn 091826957 50 2,000 Sh Put Shared-defined 2 2,000 BLACK BOX CORP CMN STK Cmn 091826107 263 10,500 Sh Shared-defined 2 10,500 BLACK HILLS CORP CMN STK Cmn 092113109 1,784 70,878 Sh Shared-defined 2 70,878 BLACKBOARD INC COMMON STOCK Cmn 091935902 1,243 32,900 Sh Call Shared-defined 1 32,900 COLUMN TOTALS 32,136
FORM 13F Page 83 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ BLACKBOARD INC COMMON STOCK Cmn 091935952 960 25,400 Sh Put Shared-defined 1 25,400 BLACKBOARD INC 3.25% CB 7/1/2027 - REGISTERED Bond 091935AA4 8,296 8,379,000 Prn Shared-defined 2 N/A BLACKBOARD INC COMMON STOCK Cmn 091935502 15 401 Sh Shared-defined 1 401 BLACKBOARD INC COMMON STOCK Cmn 091935502 152 4,019 Sh Shared-defined 2 4,019 BLACKROCK INC - COMMON STOCK Cmn 09247X101 1,528 7,048 Sh Shared-defined 1 7,048 BLACKROCK INC - COMMON STOCK Cmn 09247X101 867 4,000 Sh Shared-defined 2 4,000 BLACKROCK INC - COMMON STOCK Cmn 09247X901 10,451 48,200 Sh Call Shared-defined 1 48,200 BLACKROCK INC - COMMON STOCK Cmn 09247X951 15,568 71,800 Sh Put Shared-defined 1 71,800 BLACKROCK INC - COMMON STOCK Cmn 09247X901 5,117 23,600 Sh Call Shared-defined 2 23,600 BLACKROCK INC - COMMON STOCK Cmn 09247X951 5,421 25,000 Sh Put Shared-defined 2 25,000 BLACKSTONE GROUP LP Cmn 09253U908 5,211 367,000 Sh Call Shared-defined 1 367,000 BLACKSTONE GROUP LP Cmn 09253U958 3,764 265,100 Sh Put Shared-defined 1 265,100 BLOCK H & R INC Cmn 093671105 453 24,639 Sh Shared-defined 1 24,639 BLOCK H & R INC Cmn 093671105 2,260 122,951 Sh Shared-defined 2 122,951 COLUMN TOTALS 60,063
FORM 13F Page 84 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ BLOCKBUSTER INC CMN STOCK CL A Cmn 093679908 27 25,000 Sh Call Shared-defined 1 25,000 BLOCKBUSTER INC CMN STOCK CL A Cmn 093679108 246 230,000 Sh Shared-defined 2 230,000 BLUE COAT SYSTEMS INC CMN STK Cmn 09534T908 1,735 76,800 Sh Call Shared-defined 1 76,800 BLUE COAT SYSTEMS INC CMN STK Cmn 09534T958 1,046 46,300 Sh Put Shared-defined 1 46,300 BLUE COAT SYSTEMS INC CMN STK Cmn 09534T908 483 21,400 Sh Call Shared-defined 2 21,400 BLUE COAT SYSTEMS INC CMN STK Cmn 09534T958 594 26,300 Sh Put Shared-defined 2 26,300 BLUE COAT SYSTEMS INC CMN STK Cmn 09534T508 2 92 Sh Shared-defined 1 92 BLUE COAT SYSTEMS INC CMN STK Cmn 09534T508 268 11,876 Sh Shared-defined 2 11,876 BLUE NILE INC. COMMON STOCK Cmn 09578R903 5,436 87,500 Sh Call Shared-defined 1 87,500 BLUE NILE INC. COMMON STOCK Cmn 09578R953 3,299 53,100 Sh Put Shared-defined 1 53,100 BLUE NILE INC. COMMON STOCK Cmn 09578R103 294 4,733 Sh Shared-defined 1 4,733 BLUE NILE INC. COMMON STOCK Cmn 09578R103 151 2,438 Sh Shared-defined 2 2,438 BMC SOFTWARE INC CMN STK Cmn 055921900 4,920 131,100 Sh Call Shared-defined 1 131,100 BMC SOFTWARE INC CMN STK Cmn 055921950 6,740 179,600 Sh Put Shared-defined 1 179,600 COLUMN TOTALS 25,241
FORM 13F Page 85 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ BMC SOFTWARE INC CMN STK Cmn 055921900 1,696 45,200 Sh Call Shared-defined 2 45,200 BMC SOFTWARE INC CMN STK Cmn 055921950 4,200 111,900 Sh Put Shared-defined 2 111,900 BMC SOFTWARE INC CMN STK Cmn 055921100 2,854 76,046 Sh Shared-defined 1 76,046 BMC SOFTWARE INC CMN STK Cmn 055921100 1,770 47,175 Sh Shared-defined 2 47,175 BOARDWALK PIPELINE PARTNERS UNT Cmn 096627904 1,370 55,200 Sh Call Shared-defined 1 55,200 BOARDWALK PIPELINE PARTNERS UNT Cmn 096627954 1,544 62,200 Sh Put Shared-defined 1 62,200 BOARDWALK PIPELINE PARTNERS UNT Cmn 096627104 26 1,030 Sh Shared-defined 1 1,030 BOB EVANS FARMS CMN STK Cmn 096761101 267 9,200 Sh Shared-defined 2 9,200 BOK FINANCIAL CORP CMN STK Cmn 05561Q201 81 1,748 Sh Shared-defined 1 1,748 BOK FINANCIAL CORP CMN STK Cmn 05561Q201 199 4,300 Sh Shared-defined 2 4,300 BON-TON STORES INC CMN STK Cmn 09776J901 341 46,900 Sh Call Shared-defined 1 46,900 BON-TON STORES INC CMN STK Cmn 09776J951 219 30,100 Sh Put Shared-defined 1 30,100 BON-TON STORES INC CMN STK Cmn 09776J101 29 4,010 Sh Shared-defined 1 4,010 BON-TON STORES INC CMN STK Cmn 09776J101 33 4,558 Sh Shared-defined 2 4,558 COLUMN TOTALS 14,629
FORM 13F Page 86 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ BORDERS GROUP INC CMN STOCK Cmn 099709907 122 39,200 Sh Call Shared-defined 1 39,200 BORDERS GROUP INC CMN STOCK Cmn 099709957 24 7,600 Sh Put Shared-defined 1 7,600 BORDERS GROUP INC CMN STOCK Cmn 099709107 2 768 Sh Shared-defined 1 768 BORDERS GROUP INC CMN STOCK Cmn 099709107 4 1,327 Sh Shared-defined 2 1,327 BORG WARNER INC CMN STK Cmn 099724106 38 1,261 Sh Shared-defined 2 1,261 BORGWARNER 3.5% CB 04/15/2012-REGISTERED Bond 099724AF3 10,062 8,162,000 Prn Shared-defined 2 N/A BORG WARNER INC CMN STK Cmn 099724906 1,174 38,800 Sh Call Shared-defined 1 38,800 BORG WARNER INC CMN STK Cmn 099724956 1,567 51,800 Sh Put Shared-defined 1 51,800 BORG WARNER INC CMN STK Cmn 099724906 136 4,500 Sh Call Shared-defined 2 4,500 BORG WARNER INC CMN STK Cmn 099724956 154 5,100 Sh Put Shared-defined 2 5,100 BOSTON PRIVATE FINL HOLDING CMN STK Cmn 101119105 77 11,857 Sh Shared-defined 1 11,857 BOSTON PROPERTIES INC CMN STOCK Cmn 101121901 3,323 50,700 Sh Call Shared-defined 1 50,700 BOSTON PROPERTIES INC CMN STOCK Cmn 101121951 3,671 56,000 Sh Put Shared-defined 1 56,000 BOSTON PROPERTIES INC CMN STOCK Cmn 101121901 1,029 15,700 Sh Call Shared-defined 2 15,700 COLUMN TOTALS 21,383
FORM 13F Page 87 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ BOSTON PROPERTIES INC CMN STOCK Cmn 101121951 6,234 95,100 Sh Put Shared-defined 2 95,100 BOSTON PROPERTIES INC 3.75% 5/15/2036 Bond 10112RAG9 7,604 7,500,000 Prn Shared-defined 2 N/A BOSTON PROPERTIES INC CMN STOCK Cmn 101121101 163 2,494 Sh Shared-defined 2 2,494 BOSTON SCIENTIFIC CORP Cmn 101137107 253 23,914 Sh Shared-defined 1 23,914 BOSTON SCIENTIFIC CORP Cmn 101137107 16,649 1,572,130 Sh Shared-defined 2 1,572,130 BOSTON SCIENTIFIC CORP Cmn 101137907 2,366 223,400 Sh Call Shared-defined 1 223,400 BOSTON SCIENTIFIC CORP Cmn 101137957 2,860 270,100 Sh Put Shared-defined 1 270,100 BOSTON SCIENTIFIC CORP Cmn 101137907 1,043 98,500 Sh Call Shared-defined 2 98,500 BOSTON SCIENTIFIC CORP Cmn 101137957 2,015 190,300 Sh Put Shared-defined 2 190,300 BOYD GAMING CORP CMN STK Cmn 103304101 931 85,167 Sh Shared-defined 1 85,167 BOYD GAMING CORP CMN STK Cmn 103304101 784 71,698 Sh Shared-defined 2 71,698 BOYD GAMING CORP CMN STK Cmn 103304901 314 28,700 Sh Call Shared-defined 1 28,700 BOYD GAMING CORP CMN STK Cmn 103304951 1,179 107,900 Sh Put Shared-defined 1 107,900 BOYD GAMING CORP CMN STK Cmn 103304901 94 8,600 Sh Call Shared-defined 2 8,600 COLUMN TOTALS 42,489
FORM 13F Page 88 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ BOYD GAMING CORP CMN STK Cmn 103304951 872 79,800 Sh Put Shared-defined 2 79,800 BP PLC - SPONS ADR 1:6 Depository Receipt 055622104 6 121 Sh Shared-defined 1 N/A BP PLC - SPONS ADR 1:6 Depository Receipt 055622104 1,124 21,122 Sh Shared-defined 2 N/A BPZ RESOURCES INC CMN STOCK Cmn 055639908 108 14,400 Sh Call Shared-defined 1 14,400 BPZ RESOURCES INC CMN STOCK Cmn 055639958 280 37,200 Sh Put Shared-defined 1 37,200 BPZ RESOURCES INC CMN STOCK Cmn 055639958 1 100 Sh Put Shared-defined 2 100 BPZ RESOURCES INC CMN STOCK Cmn 055639108 359 47,793 Sh Shared-defined 1 47,793 BPZ RESOURCES INC CMN STOCK Cmn 055639108 26 3,521 Sh Shared-defined 2 3,521 BRANDYWINE REALTY TRUST CMN STK Cmn 105368903 178 16,100 Sh Call Shared-defined 1 16,100 BRANDYWINE REALTY TRUST CMN STK Cmn 105368953 8 700 Sh Put Shared-defined 1 700 BRANDYWINE REALTY TRUST CMN STK Cmn 105368203 17 1,530 Sh Shared-defined 1 1,530 BRANDYWINE REALTY TRUST CMN STK Cmn 105368203 112 10,153 Sh Shared-defined 2 10,153 BRE PROPERTIES Cmn 05564E906 335 10,700 Sh Call Shared-defined 1 10,700 BRE PROPERTIES Cmn 05564E956 620 19,800 Sh Put Shared-defined 1 19,800 COLUMN TOTALS 4,046
FORM 13F Page 89 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ BRIDGEPOINT EDUCATION INC Cmn 10807M105 81 5,325 Sh Shared-defined 1 5,325 BRIDGEPOINT EDUCATION INC Cmn 10807M905 24 1,600 Sh Call Shared-defined 1 1,600 BRIDGEPOINT EDUCATION INC Cmn 10807M955 226 14,800 Sh Put Shared-defined 1 14,800 BRIDGEPOINT EDUCATION INC Cmn 10807M105 2 100 Sh Shared-defined 2 100 BRIGGS & STRATTON CORP Cmn 109043109 12 623 Sh Shared-defined 1 623 BRIGGS & STRATTON CORP Cmn 109043109 351 18,100 Sh Shared-defined 2 18,100 BRIGGS & STRATTON CORP Cmn 109043909 468 24,100 Sh Call Shared-defined 1 24,100 BRIGGS & STRATTON CORP Cmn 109043959 50 2,600 Sh Put Shared-defined 1 2,600 BRIGHAM EXPLORATION CO CMN STOCK Cmn 109178903 309 34,000 Sh Call Shared-defined 1 34,000 BRIGHAM EXPLORATION CO CMN STOCK Cmn 109178953 233 25,700 Sh Put Shared-defined 1 25,700 BRIGHAM EXPLORATION CO CMN STOCK Cmn 109178103 172 18,930 Sh Shared-defined 1 18,930 BRIGHAM EXPLORATION CO CMN STOCK Cmn 109178103 141 15,530 Sh Shared-defined 2 15,530 BRIGHTPOINT INC CMN STK Cmn 109473905 98 11,200 Sh Call Shared-defined 1 11,200 BRIGHTPOINT INC CMN STK Cmn 109473955 9 1,000 Sh Put Shared-defined 1 1,000 COLUMN TOTALS 2,176
FORM 13F Page 90 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ BRIGHTPOINT INC CMN STK Cmn 109473405 25 2,870 Sh Shared-defined 1 2,870 BRIGHTPOINT INC CMN STK Cmn 109473405 92 10,541 Sh Shared-defined 2 10,541 BRINKER INTL INC CMN STK Cmn 109641900 239 15,200 Sh Call Shared-defined 1 15,200 BRINKER INTL INC CMN STK Cmn 109641950 593 37,700 Sh Put Shared-defined 1 37,700 BRINKER INTL INC CMN STK Cmn 109641900 241 15,300 Sh Call Shared-defined 2 15,300 BRINKER INTL INC CMN STK Cmn 109641950 71 4,500 Sh Put Shared-defined 2 4,500 BRINKER INTL INC CMN STK Cmn 109641100 370 23,514 Sh Shared-defined 1 23,514 BRINKER INTL INC CMN STK Cmn 109641100 30,340 1,928,800 Sh Shared-defined 2 1,928,800 BRINK'S CO/THE CMN STOCK Cmn 109696904 342 12,700 Sh Call Shared-defined 1 12,700 BRINK'S CO/THE CMN STOCK Cmn 109696954 175 6,500 Sh Put Shared-defined 1 6,500 BRINK'S CO/THE CMN STOCK Cmn 109696104 281 10,429 Sh Shared-defined 1 10,429 BRINK'S CO/THE CMN STOCK Cmn 109696104 83 3,101 Sh Shared-defined 2 3,101 BRINKS HOME SECURITY HLD Cmn 109699108 192 6,226 Sh Shared-defined 1 6,226 BRINKS HOME SECURITY HLD Cmn 109699108 18 582 Sh Shared-defined 2 582 COLUMN TOTALS 33,062
FORM 13F Page 91 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ BRINKS HOME SECURITY HLD Cmn 109699908 794 25,800 Sh Call Shared-defined 1 25,800 BRINKS HOME SECURITY HLD Cmn 109699958 754 24,500 Sh Put Shared-defined 1 24,500 BRINKS HOME SECURITY HLD Cmn 109699908 3 100 Sh Call Shared-defined 2 100 BRINKS HOME SECURITY HLD Cmn 109699958 22 700 Sh Put Shared-defined 2 700 BRISTOL MYERS SQUIBB CO Cmn 110122108 6,087 270,290 Sh Shared-defined 1 270,290 BRISTOL MYERS SQUIBB CO Cmn 110122108 2,446 108,600 Sh Shared-defined 2 108,600 BRISTOL MYERS SQUIBB CO Cmn 110122908 20,250 899,200 Sh Call Shared-defined 1 899,200 BRISTOL MYERS SQUIBB CO Cmn 110122958 19,556 868,400 Sh Put Shared-defined 1 868,400 BRISTOL MYERS SQUIBB CO Cmn 110122908 5,745 255,100 Sh Call Shared-defined 2 255,100 BRISTOL MYERS SQUIBB CO Cmn 110122958 6,526 289,800 Sh Put Shared-defined 2 289,800 BRISTOW GROUP 3% CONV 6/15/38 - - REGISTERED Bond 110394AC7 27,514 33,750,000 Prn Shared-defined 2 N/A BRISTOW GROUP INC CMN STK Cmn 110394103 32 1,071 Sh Shared-defined 1 1,071 BRISTOW GROUP INC CMN STK Cmn 110394103 7,237 243,750 Sh Shared-defined 2 243,750 BROADCOM CORP CMN STK Cmn 111320907 13,203 430,200 Sh Call Shared-defined 1 430,200 COLUMN TOTALS 110,169
FORM 13F Page 92 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ BROADCOM CORP CMN STK Cmn 111320957 9,330 304,000 Sh Put Shared-defined 1 304,000 BROADCOM CORP CMN STK Cmn 111320907 7,169 233,600 Sh Call Shared-defined 2 233,600 BROADCOM CORP CMN STK Cmn 111320957 5,764 187,800 Sh Put Shared-defined 2 187,800 BROADCOM CORP CMN STK Cmn 111320107 1,182 38,519 Sh Shared-defined 1 38,519 BROADCOM CORP CMN STK Cmn 111320107 6,077 198,012 Sh Shared-defined 2 198,012 BROADPOINT GLEACHER SECURITIES Cmn 11134A103 17 2,097 Sh Shared-defined 1 2,097 BROADPOINT GLEACHER SECURITIES Cmn 11134A103 2,357 282,626 Sh Shared-defined 2 282,626 BROADRIDGE FINANCIAL SOLUTIONS CMN STK Cmn 11133T103 51 2,523 Sh Shared-defined 1 2,523 BROADRIDGE FINANCIAL SOLUTIONS CMN STK Cmn 11133T103 10,933 543,917 Sh Shared-defined 2 543,917 BROADRIDGE FINANCIAL SOLUTIONS CMN STK Cmn 11133T903 82 4,100 Sh Call Shared-defined 1 4,100 BROADRIDGE FINANCIAL SOLUTIONS CMN STK Cmn 11133T953 52 2,600 Sh Put Shared-defined 1 2,600 BROADWIND ENERGY INC Cmn 11161T908 47 6,000 Sh Call Shared-defined 1 6,000 BROADWIND ENERGY INC Cmn 11161T958 59 7,500 Sh Put Shared-defined 1 7,500 BROCADE COMMUNICATIONS SYS CMN Cmn 111621906 821 104,500 Sh Call Shared-defined 1 104,500 COLUMN TOTALS 43,941
FORM 13F Page 93 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ BROCADE COMMUNICATIONS SYS CMN Cmn 111621956 3,714 472,500 Sh Put Shared-defined 1 472,500 BROCADE COMMUNICATIONS SYS CMN Cmn 111621906 1,188 151,200 Sh Call Shared-defined 2 151,200 BROCADE COMMUNICATIONS SYS CMN Cmn 111621956 947 120,500 Sh Put Shared-defined 2 120,500 BROCADE COMMUNICATIONS SYS CMN Cmn 111621306 3,360 427,477 Sh Shared-defined 1 427,477 BROCADE COMMUNICATIONS SYS CMN Cmn 111621306 2,539 323,090 Sh Shared-defined 2 323,090 BRONCO DRILLING CO INC COMMON STOCK Cmn 112211957 25 3,800 Sh Put Shared-defined 1 3,800 BRONCO DRILLING CO INC COMMON STOCK Cmn 112211107 56 8,586 Sh Shared-defined 1 8,586 BRONCO DRILLING CO INC COMMON STOCK Cmn 112211107 232 35,450 Sh Shared-defined 2 35,450 BROOKFIELD ASSET MANAGEMENT INC Cmn 112585104 2,246 98,913 Sh Shared-defined 1 98,913 BROOKFIELD ASSET MANAGEMENT INC Cmn 112585904 79 3,500 Sh Call Shared-defined 1 3,500 BROOKFIELD ASSET MANAGEMENT INC Cmn 112585954 1,803 79,400 Sh Put Shared-defined 1 79,400 BROOKFIELD INFRASTRUCTURE Cmn G16252101 137 8,330 Sh Shared-defined 1 8,330 BROOKFIELD INFRASTRUCTURE Cmn G16252901 56 3,400 Sh Call Shared-defined 1 3,400 BROOKFIELD INFRASTRUCTURE Cmn G16252951 300 18,200 Sh Put Shared-defined 1 18,200 COLUMN TOTALS 16,682
FORM 13F Page 94 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ BROOKFIELD PPTYS CORP CMN STOCK Cmn 112900105 36 3,170 Sh Shared-defined 1 3,170 BROOKFIELD PPTYS CORP CMN STOCK Cmn 112900105 1,920 170,476 Sh Shared-defined 2 170,476 BROOKS AUTOMATION INC CMN STOCK Cmn 114340102 40 5,171 Sh Shared-defined 1 5,171 BROOKS AUTOMATION INC CMN STOCK Cmn 114340102 484 62,559 Sh Shared-defined 2 62,559 BROOKS AUTOMATION INC CMN STOCK Cmn 114340902 30 3,900 Sh Call Shared-defined 1 3,900 BROOKS AUTOMATION INC CMN STOCK Cmn 114340952 10 1,300 Sh Put Shared-defined 1 1,300 BROWN & BROWN INC CMN STK Cmn 115236901 111 5,800 Sh Call Shared-defined 1 5,800 BROWN & BROWN INC CMN STK Cmn 115236951 107 5,600 Sh Put Shared-defined 1 5,600 BROWN & BROWN INC CMN STK Cmn 115236101 32 1,677 Sh Shared-defined 1 1,677 BROWN & BROWN INC CMN STK Cmn 115236101 407 21,228 Sh Shared-defined 2 21,228 BROWN-FORMAN -CL B CMN STK Cmn 115637209 7,759 160,900 Sh Shared-defined 2 160,900 BRUNSWICK CORP Cmn 117043109 964 80,478 Sh Shared-defined 1 80,478 BRUNSWICK CORP Cmn 117043109 141 11,781 Sh Shared-defined 2 11,781 BRUNSWICK CORP Cmn 117043909 594 49,600 Sh Call Shared-defined 1 49,600 COLUMN TOTALS 12,635
FORM 13F Page 95 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ BRUNSWICK CORP Cmn 117043959 1,344 112,200 Sh Put Shared-defined 1 112,200 BRUNSWICK CORP Cmn 117043909 534 44,600 Sh Call Shared-defined 2 44,600 BRUNSWICK CORP Cmn 117043959 256 21,400 Sh Put Shared-defined 2 21,400 BRUSH ENGINEERED MATERIALS INC CMN STK Cmn 117421907 294 12,000 Sh Call Shared-defined 1 12,000 BRUSH ENGINEERED MATERIALS INC CMN STK Cmn 117421957 565 23,100 Sh Put Shared-defined 1 23,100 BRUSH ENGINEERED MATERIALS INC CMN STK Cmn 117421107 92 3,779 Sh Shared-defined 1 3,779 BT GROUP PLC - SPONS ADR 1:10 Depository Receipt 05577E101 8 364 Sh Shared-defined 1 N/A BT GROUP PLC - SPONS ADR 1:10 Depository Receipt 05577E101 299 14,368 Sh Shared-defined 2 N/A BUCKLE INC CMN STK Cmn 118440906 2,653 77,700 Sh Call Shared-defined 1 77,700 BUCKLE INC CMN STK Cmn 118440956 768 22,500 Sh Put Shared-defined 1 22,500 BUCKLE INC CMN STK Cmn 118440906 137 4,000 Sh Call Shared-defined 2 4,000 BUCKLE INC CMN STK Cmn 118440956 218 6,400 Sh Put Shared-defined 2 6,400 BUCKLE INC CMN STK Cmn 118440106 1,792 52,498 Sh Shared-defined 2 52,498 BUCYRUS INTERNATIONAL INC COMMON STOCK Cmn 118759109 2,874 80,679 Sh Shared-defined 2 80,679 COLUMN TOTALS 11,834
FORM 13F Page 96 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ BUCYRUS INTERNATIONAL INC COMMON STOCK Cmn 118759909 8,976 252,000 Sh Call Shared-defined 1 252,000 BUCYRUS INTERNATIONAL INC COMMON STOCK Cmn 118759959 8,246 231,500 Sh Put Shared-defined 1 231,500 BUCYRUS INTERNATIONAL INC COMMON STOCK Cmn 118759909 4,602 129,200 Sh Call Shared-defined 2 129,200 BUCYRUS INTERNATIONAL INC COMMON STOCK Cmn 118759959 6,209 174,300 Sh Put Shared-defined 2 174,300 BUFFALO WILD WINGS INC COMMON STOCK Cmn 119848909 895 21,500 Sh Call Shared-defined 1 21,500 BUFFALO WILD WINGS INC COMMON STOCK Cmn 119848959 2,979 71,600 Sh Put Shared-defined 1 71,600 BUFFALO WILD WINGS INC COMMON STOCK Cmn 119848909 137 3,300 Sh Call Shared-defined 2 3,300 BUFFALO WILD WINGS INC COMMON STOCK Cmn 119848959 1,573 37,800 Sh Put Shared-defined 2 37,800 BUFFALO WILD WINGS INC COMMON STOCK Cmn 119848109 2,352 56,514 Sh Shared-defined 1 56,514 BUFFALO WILD WINGS INC COMMON STOCK Cmn 119848109 1,245 29,921 Sh Shared-defined 2 29,921 BUILD-A-BEAR WORKSHOP INC. COMMON STOCK Cmn 120076904 113 23,300 Sh Call Shared-defined 1 23,300 BUILD-A-BEAR WORKSHOP INC. COMMON STOCK Cmn 120076954 32 6,600 Sh Put Shared-defined 1 6,600 BUILD-A-BEAR WORKSHOP INC. COMMON STOCK Cmn 120076104 16 3,382 Sh Shared-defined 2 3,382 BUILDERS FIRSTSOURCE COMMON STOCK Cmn 12008R107 150 34,297 Sh Shared-defined 2 34,297 COLUMN TOTALS 37,525
FORM 13F Page 97 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ BUNGE LIMITED Cmn G16962905 7,012 112,000 Sh Call Shared-defined 1 112,000 BUNGE LIMITED Cmn G16962955 7,156 114,300 Sh Put Shared-defined 1 114,300 BUNGE LIMITED Cmn G16962905 4,671 74,600 Sh Call Shared-defined 2 74,600 BUNGE LIMITED Cmn G16962955 1,096 17,500 Sh Put Shared-defined 2 17,500 BURGER KING HOLDINGS INC CMN STK Cmn 121208901 424 24,100 Sh Call Shared-defined 1 24,100 BURGER KING HOLDINGS INC CMN STK Cmn 121208951 2,688 152,800 Sh Put Shared-defined 1 152,800 BURGER KING HOLDINGS INC CMN STK Cmn 121208901 929 52,800 Sh Call Shared-defined 2 52,800 BURGER KING HOLDINGS INC CMN STK Cmn 121208951 19 1,100 Sh Put Shared-defined 2 1,100 BURGER KING HOLDINGS INC CMN STK Cmn 121208201 1,508 85,741 Sh Shared-defined 1 85,741 BURGER KING HOLDINGS INC CMN STK Cmn 121208201 501 28,503 Sh Shared-defined 2 28,503 BURLINGTON NORTHERN SANTA FE CMN STOCK Cmn 12189T104 37 462 Sh Shared-defined 2 462 BURLINGTON NORTHERN SANTA FE CMN STOCK Cmn 12189T904 19,670 246,400 Sh Call Shared-defined 1 246,400 BURLINGTON NORTHERN SANTA FE CMN STOCK Cmn 12189T954 14,569 182,500 Sh Put Shared-defined 1 182,500 BURLINGTON NORTHERN SANTA FE CMN STOCK Cmn 12189T904 13,459 168,600 Sh Call Shared-defined 2 168,600 COLUMN TOTALS 73,739
FORM 13F Page 98 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ BURLINGTON NORTHERN SANTA FE CMN STOCK Cmn 12189T954 8,358 104,700 Sh Put Shared-defined 2 104,700 C H ROBINSON WORLDWIDE INC CMN STOCK Cmn 12541W909 8,917 154,400 Sh Call Shared-defined 1 154,400 C H ROBINSON WORLDWIDE INC CMN STOCK Cmn 12541W959 9,257 160,300 Sh Put Shared-defined 1 160,300 C H ROBINSON WORLDWIDE INC CMN STOCK Cmn 12541W909 1,987 34,400 Sh Call Shared-defined 2 34,400 C H ROBINSON WORLDWIDE INC CMN STOCK Cmn 12541W959 3,788 65,600 Sh Put Shared-defined 2 65,600 C H ROBINSON WORLDWIDE INC CMN STOCK Cmn 12541W209 235 4,073 Sh Shared-defined 2 4,073 CA, INC. Cmn 12673P105 89 4,058 Sh Shared-defined 1 4,058 CA, INC. Cmn 12673P905 3,292 149,700 Sh Call Shared-defined 1 149,700 CA, INC. Cmn 12673P955 2,742 124,700 Sh Put Shared-defined 1 124,700 CA, INC. Cmn 12673P105 1,669 75,900 Sh Shared-defined 2 75,900 CA, INC. Cmn 12673P905 552 25,100 Sh Call Shared-defined 2 25,100 CA, INC. Cmn 12673P955 598 27,200 Sh Put Shared-defined 2 27,200 CABELA'S INC Cmn 126804901 136 10,200 Sh Call Shared-defined 1 10,200 CABELA'S INC Cmn 126804951 101 7,600 Sh Put Shared-defined 1 7,600 COLUMN TOTALS 41,721
FORM 13F Page 99 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ CABLEVISION SYSTEMS -CL A CMN STK Cmn 12686C109 21,952 924,287 Sh Shared-defined 2 924,287 CABLEVISION SYSTEMS -CL A CMN STK Cmn 12686C909 1,762 74,200 Sh Call Shared-defined 1 74,200 CABLEVISION SYSTEMS -CL A CMN STK Cmn 12686C959 703 29,600 Sh Put Shared-defined 1 29,600 CABLEVISION SYSTEMS -CL A CMN STK Cmn 12686C909 382 16,100 Sh Call Shared-defined 2 16,100 CABLEVISION SYSTEMS -CL A CMN STK Cmn 12686C959 219 9,200 Sh Put Shared-defined 2 9,200 CABOT CORP Cmn 127055101 1,481 64,084 Sh Shared-defined 2 64,084 CABOT MICROELECTRONICS CORP Cmn 12709P103 3 88 Sh Shared-defined 1 88 CABOT MICROELECTRONICS CORP Cmn 12709P903 617 17,700 Sh Call Shared-defined 1 17,700 CABOT MICROELECTRONICS CORP Cmn 12709P953 241 6,900 Sh Put Shared-defined 1 6,900 CABOT MICROELECTRONICS CORP Cmn 12709P103 129 3,700 Sh Shared-defined 2 3,700 CABOT OIL & GAS CORP -CL A CMN STK Cmn 127097103 680 19,031 Sh Shared-defined 1 19,031 CABOT OIL & GAS CORP -CL A CMN STK Cmn 127097103 12,042 336,826 Sh Shared-defined 2 336,826 CABOT OIL & GAS CORP -CL A CMN STK Cmn 127097903 1,283 35,900 Sh Call Shared-defined 1 35,900 CABOT OIL & GAS CORP -CL A CMN STK Cmn 127097953 1,577 44,100 Sh Put Shared-defined 1 44,100 COLUMN TOTALS 43,071
FORM 13F Page 100 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ CACI INTL INC 2.125% CB 05/01/2014 - REGISTERED Bond 127190AD8 26,300 24,932,000 Prn Shared-defined 2 N/A CACI INTL INC -CL A CMN STK Cmn 127190904 2,245 47,500 Sh Call Shared-defined 1 47,500 CACI INTL INC -CL A CMN STK Cmn 127190954 1,007 21,300 Sh Put Shared-defined 1 21,300 CACI INTL INC -CL A CMN STK Cmn 127190304 5 105 Sh Shared-defined 1 105 CACI INTL INC -CL A CMN STK Cmn 127190304 71 1,500 Sh Shared-defined 2 1,500 CADBURY SCHWEPP ADR Cmn 12721E902 220 4,300 Sh Call Shared-defined 1 4,300 CADBURY SCHWEPP ADR Cmn 12721E952 620 12,100 Sh Put Shared-defined 1 12,100 CADBURY SCHWEPP ADR Cmn 12721E102 93 1,811 Sh Shared-defined 1 1,811 CADENCE DESIGN SYS INC CMN STK Cmn 127387108 308 41,975 Sh Shared-defined 1 41,975 CADENCE DESIGN SYS INC CMN STK Cmn 127387108 1,860 253,404 Sh Shared-defined 2 253,404 CADENCE DESIGN SYST 1.5% CB 12/15/2013 - REGISTERE Bond 127387AF5 24,997 31,138,000 Prn Shared-defined 2 N/A CADENCE DESIGN SYS INC CMN STK Cmn 127387908 235 32,000 Sh Call Shared-defined 1 32,000 CADENCE DESIGN SYS INC CMN STK Cmn 127387958 338 46,000 Sh Put Shared-defined 1 46,000 CADENCE PHARMACEUTICALS INC Cmn 12738T100 4 326 Sh Shared-defined 1 326 COLUMN TOTALS 58,303
FORM 13F Page 101 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ CADENCE PHARMACEUTICALS INC Cmn 12738T100 118 10,670 Sh Shared-defined 2 10,670 CAL DIVE INTERNATIONAL INC COMMON STOCK Cmn 12802T901 616 62,300 Sh Call Shared-defined 1 62,300 CAL DIVE INTERNATIONAL INC COMMON STOCK Cmn 12802T951 99 10,000 Sh Put Shared-defined 1 10,000 CAL DIVE INTERNATIONAL INC COMMON STOCK Cmn 12802T101 27 2,744 Sh Shared-defined 1 2,744 CAL DIVE INTERNATIONAL INC COMMON STOCK Cmn 12802T101 9,656 976,302 Sh Shared-defined 2 976,302 CAL MAINE FOODS INC CMN STOCK Cmn 128030902 1,553 58,000 Sh Call Shared-defined 1 58,000 CAL MAINE FOODS INC CMN STOCK Cmn 128030952 385 14,400 Sh Put Shared-defined 1 14,400 CAL MAINE FOODS INC CMN STOCK Cmn 128030202 32 1,194 Sh Shared-defined 1 1,194 CALGON CARBON CORP CMN STK Cmn 129603906 392 26,400 Sh Call Shared-defined 1 26,400 CALGON CARBON CORP CMN STK Cmn 129603956 104 7,000 Sh Put Shared-defined 1 7,000 CALGON CARBON CORP CMN STK Cmn 129603106 10 691 Sh Shared-defined 1 691 CALIFORNIA PIZZA KITCHEN Cmn 13054D909 127 8,100 Sh Call Shared-defined 1 8,100 CALIFORNIA PIZZA KITCHEN Cmn 13054D959 225 14,400 Sh Put Shared-defined 1 14,400 CALIFORNIA PIZZA KITCHEN Cmn 13054D109 13 850 Sh Shared-defined 2 850 COLUMN TOTALS 13,357
FORM 13F Page 102 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ CALIFORNIA WATER SERVICE GRP CMN STK Cmn 130788102 33 842 Sh Shared-defined 1 842 CALIFORNIA WATER SERVICE GRP CMN STK Cmn 130788102 372 9,562 Sh Shared-defined 2 9,562 CALLAWAY GOLF CO CMN STK Cmn 131193904 116 15,300 Sh Call Shared-defined 1 15,300 CALLAWAY GOLF CO CMN STK Cmn 131193954 43 5,700 Sh Put Shared-defined 1 5,700 CALLAWAY GOLF CO CMN STK Cmn 131193104 287 37,670 Sh Shared-defined 2 37,670 CALLON PETE CO DEL CMN STOCK Cmn 13123X102 16 8,569 Sh Shared-defined 1 8,569 CALLON PETE CO DEL CMN STOCK Cmn 13123X102 5 2,645 Sh Shared-defined 2 2,645 CALPINE CORP Cmn 131347304 118 10,251 Sh Shared-defined 1 10,251 CALPINE CORP Cmn 131347304 8,246 715,822 Sh Shared-defined 2 715,822 CALPINE CORP Cmn 131347904 607 52,700 Sh Call Shared-defined 1 52,700 CALPINE CORP Cmn 131347954 423 36,700 Sh Put Shared-defined 1 36,700 CALPINE CORP Cmn 131347904 175 15,200 Sh Call Shared-defined 2 15,200 CALPINE CORP Cmn 131347954 78 6,800 Sh Put Shared-defined 2 6,800 CAMDEN PROPERTY TRUST COMMON STOCK Cmn 133131902 314 7,800 Sh Call Shared-defined 1 7,800 COLUMN TOTALS 10,833
FORM 13F Page 103 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ CAMDEN PROPERTY TRUST COMMON STOCK Cmn 133131952 1,427 35,400 Sh Put Shared-defined 1 35,400 CAMDEN PROPERTY TRUST COMMON STOCK Cmn 133131102 125 3,101 Sh Shared-defined 1 3,101 CAMECO CORP CMN STK Cmn 13321L108 41 1,492 Sh Shared-defined 1 1,492 CAMECO CORP CMN STK Cmn 13321L108 273 9,804 Sh Shared-defined 2 9,804 CAMECO CORP CMN STK Cmn 13321L908 5,229 188,100 Sh Call Shared-defined 1 188,100 CAMECO CORP CMN STK Cmn 13321L958 3,083 110,900 Sh Put Shared-defined 1 110,900 CAMECO CORP CMN STK Cmn 13321L908 1,763 63,400 Sh Call Shared-defined 2 63,400 CAMECO CORP CMN STK Cmn 13321L958 2,666 95,900 Sh Put Shared-defined 2 95,900 CAMERON INTERNATIONAL CORP CMN STOCK Cmn 13342B905 5,994 158,500 Sh Call Shared-defined 1 158,500 CAMERON INTERNATIONAL CORP CMN STOCK Cmn 13342B955 3,960 104,700 Sh Put Shared-defined 1 104,700 CAMERON INTERNATIONAL CORP CMN STOCK Cmn 13342B905 3,574 94,500 Sh Call Shared-defined 2 94,500 CAMERON INTERNATIONAL CORP CMN STOCK Cmn 13342B955 2,837 75,000 Sh Put Shared-defined 2 75,000 CAMERON INTERNATIONAL CORP CMN STOCK Cmn 13342B105 337 8,910 Sh Shared-defined 1 8,910 CAMERON INTERNATIONAL CORP CMN STOCK Cmn 13342B105 22,194 586,828 Sh Shared-defined 2 586,828 COLUMN TOTALS 53,503
FORM 13F Page 104 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ CAMPBELL SOUP CO Cmn 134429109 767 23,519 Sh Shared-defined 1 23,519 CAMPBELL SOUP CO Cmn 134429909 561 17,200 Sh Call Shared-defined 1 17,200 CAMPBELL SOUP CO Cmn 134429959 1,455 44,600 Sh Put Shared-defined 1 44,600 CAMPBELL SOUP CO Cmn 134429109 2,187 67,033 Sh Shared-defined 2 67,033 CAMPBELL SOUP CO Cmn 134429909 245 7,500 Sh Call Shared-defined 2 7,500 CAMPBELL SOUP CO Cmn 134429959 72 2,200 Sh Put Shared-defined 2 2,200 CANADIAN NATL RY CO CMN STOCK Cmn 136375902 5,433 110,900 Sh Call Shared-defined 1 110,900 CANADIAN NATL RY CO CMN STOCK Cmn 136375952 4,292 87,600 Sh Put Shared-defined 1 87,600 CANADIAN NATL RY CO CMN STOCK Cmn 136375902 2,121 43,300 Sh Call Shared-defined 2 43,300 CANADIAN NATL RY CO CMN STOCK Cmn 136375952 1,029 21,000 Sh Put Shared-defined 2 21,000 CANADIAN NATL RY CO CMN STOCK Cmn 136375102 44 893 Sh Shared-defined 1 893 CANADIAN NATURAL RESOURCES Cmn 136385101 855 12,727 Sh Shared-defined 1 12,727 CANADIAN NATURAL RESOURCES Cmn 136385101 1,696 25,240 Sh Shared-defined 2 25,240 CANADIAN NATURAL RESOURCES Cmn 136385901 9,319 138,700 Sh Call Shared-defined 1 138,700 COLUMN TOTALS 30,076
FORM 13F Page 105 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ CANADIAN NATURAL RESOURCES Cmn 136385951 9,064 134,900 Sh Put Shared-defined 1 134,900 CANADIAN NATURAL RESOURCES Cmn 136385901 3,514 52,300 Sh Call Shared-defined 2 52,300 CANADIAN NATURAL RESOURCES Cmn 136385951 5,180 77,100 Sh Put Shared-defined 2 77,100 CANADIAN PAC RY LTD CMN STOCK Cmn 13645T100 238 5,101 Sh Shared-defined 1 5,101 CANADIAN PAC RY LTD CMN STOCK Cmn 13645T100 989 21,148 Sh Shared-defined 2 21,148 CANADIAN PAC RY LTD CMN STOCK Cmn 13645T900 692 14,800 Sh Call Shared-defined 1 14,800 CANADIAN PAC RY LTD CMN STOCK Cmn 13645T950 2,983 63,800 Sh Put Shared-defined 1 63,800 CANADIAN PAC RY LTD CMN STOCK Cmn 13645T950 89 1,900 Sh Put Shared-defined 2 1,900 CANADIAN SOLAR INC Cmn 136635109 2,366 137,425 Sh Shared-defined 1 137,425 CANADIAN SOLAR INC Cmn 136635909 1,328 77,100 Sh Call Shared-defined 1 77,100 CANADIAN SOLAR INC Cmn 136635959 3,286 190,800 Sh Put Shared-defined 1 190,800 CANADIAN SOLAR INC Cmn 136635109 83 4,822 Sh Shared-defined 2 4,822 CANDELA LASER 00 COMMON STOCK Cmn 136907102 32 9,643 Sh Shared-defined 1 9,643 CANDELA LASER 00 COMMON STOCK Cmn 136907102 2 600 Sh Shared-defined 2 600 COLUMN TOTALS 29,846
FORM 13F Page 106 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ CAPELLA EDUCATION CO Cmn 139594905 1,394 20,700 Sh Call Shared-defined 1 20,700 CAPELLA EDUCATION CO Cmn 139594955 1,488 22,100 Sh Put Shared-defined 1 22,100 CAPELLA EDUCATION CO Cmn 139594905 249 3,700 Sh Call Shared-defined 2 3,700 CAPELLA EDUCATION CO Cmn 139594955 222 3,300 Sh Put Shared-defined 2 3,300 CAPITAL ONE FINL CORP CMN STOCK Cmn 14040H905 21,827 610,900 Sh Call Shared-defined 1 610,900 CAPITAL ONE FINL CORP CMN STOCK Cmn 14040H955 34,319 960,500 Sh Put Shared-defined 1 960,500 CAPITAL ONE FINL CORP CMN STOCK Cmn 14040H905 14,110 394,900 Sh Call Shared-defined 2 394,900 CAPITAL ONE FINL CORP CMN STOCK Cmn 14040H955 19,305 540,300 Sh Put Shared-defined 2 540,300 CAPITAL ONE FINL CORP CMN STOCK Cmn 14040H105 3,126 87,477 Sh Shared-defined 1 87,477 CAPITAL ONE FINL CORP CMN STOCK Cmn 14040H105 2,245 62,844 Sh Shared-defined 2 62,844 CAPITALSOURCE INC COMMON STOCK Cmn 14055X902 9 2,000 Sh Call Shared-defined 1 2,000 CAPITALSOURCE INC COMMON STOCK Cmn 14055X952 261 60,100 Sh Put Shared-defined 1 60,100 CAPITALSOURCE INC COMMON STOCK Cmn 14055X952 7 1,500 Sh Put Shared-defined 2 1,500 CAPITALSOURCE INC COMMON STOCK Cmn 14055X102 221 51,024 Sh Shared-defined 1 51,024 COLUMN TOTALS 98,783
FORM 13F Page 107 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ CAPITALSOURCE INC COMMON STOCK Cmn 14055X102 13 2,958 Sh Shared-defined 2 2,958 CAPITOL FED FINL CMN STOCK Cmn 14057C106 10 290 Sh Shared-defined 1 290 CAPITOL FED FINL CMN STOCK Cmn 14057C106 208 6,328 Sh Shared-defined 2 6,328 CAPSTEAD MORTGAGE CORP CMN STK Cmn 14067E506 72 5,158 Sh Shared-defined 1 5,158 CAPSTEAD MORTGAGE CORP CMN STK Cmn 14067E506 331 23,789 Sh Shared-defined 2 23,789 CAPSTEAD MORTGAGE CORP CMN STK Cmn 14067E906 339 24,400 Sh Call Shared-defined 1 24,400 CAPSTEAD MORTGAGE CORP CMN STK Cmn 14067E956 526 37,800 Sh Put Shared-defined 1 37,800 CAPSTONE TURBINE CORP Cmn 14067D102 99 74,943 Sh Shared-defined 1 74,943 CAPSTONE TURBINE CORP Cmn 14067D902 41 31,300 Sh Call Shared-defined 1 31,300 CAPSTONE TURBINE CORP Cmn 14067D102 6 4,222 Sh Shared-defined 2 4,222 CAPSTONE TURBINE CORP Cmn 14067D902 5 3,800 Sh Call Shared-defined 2 3,800 CARACO PHARMACEUTICAL LABS CMN STK Cmn 14075T107 57 11,259 Sh Shared-defined 2 11,259 CARBO CERAMICS INC CMN STOCK Cmn 140781905 670 13,000 Sh Call Shared-defined 1 13,000 CARBO CERAMICS INC CMN STOCK Cmn 140781955 1,882 36,500 Sh Put Shared-defined 1 36,500 COLUMN TOTALS 4,259
FORM 13F Page 108 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ CARBO CERAMICS INC CMN STOCK Cmn 140781905 546 10,600 Sh Call Shared-defined 2 10,600 CARBO CERAMICS INC CMN STOCK Cmn 140781955 1,351 26,200 Sh Put Shared-defined 2 26,200 CARBO CERAMICS INC CMN STOCK Cmn 140781105 78 1,522 Sh Shared-defined 1 1,522 CARBO CERAMICS INC CMN STOCK Cmn 140781105 812 15,746 Sh Shared-defined 2 15,746 CARDINAL HEALTH, INC. COMMON STOCK Cmn 14149Y908 1,198 44,700 Sh Call Shared-defined 1 44,700 CARDINAL HEALTH, INC. COMMON STOCK Cmn 14149Y958 1,099 41,000 Sh Put Shared-defined 1 41,000 CARDINAL HEALTH, INC. COMMON STOCK Cmn 14149Y908 643 24,000 Sh Call Shared-defined 2 24,000 CARDINAL HEALTH, INC. COMMON STOCK Cmn 14149Y958 753 28,100 Sh Put Shared-defined 2 28,100 CARDINAL HEALTH, INC. COMMON STOCK Cmn 14149Y108 694 25,899 Sh Shared-defined 1 25,899 CARDINAL HEALTH, INC. COMMON STOCK Cmn 14149Y108 537 20,050 Sh Shared-defined 2 20,050 CARDIOMA PHARMA CORP Cmn 14159U202 22 5,082 Sh Shared-defined 1 5,082 CARDIOMA PHARMA CORP Cmn 14159U202 234 53,974 Sh Shared-defined 2 53,974 CARDIOMA PHARMA CORP Cmn 14159U902 11 2,500 Sh Call Shared-defined 1 2,500 CARDIOMA PHARMA CORP Cmn 14159U952 5 1,200 Sh Put Shared-defined 1 1,200 COLUMN TOTALS 7,983
FORM 13F Page 109 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ CARDIONET INC Cmn 14159L103 188 28,032 Sh Shared-defined 1 28,032 CARDIONET INC Cmn 14159L103 198 29,400 Sh Shared-defined 2 29,400 CARDIONET INC Cmn 14159L903 136 20,200 Sh Call Shared-defined 1 20,200 CARDIONET INC Cmn 14159L953 370 55,100 Sh Put Shared-defined 1 55,100 CARDIONET INC Cmn 14159L953 24 3,600 Sh Put Shared-defined 2 3,600 CARDTRONICS INC Cmn 14161H108 4,185 535,118 Sh Shared-defined 2 535,118 CAREER EDUCATION CORPORATION Cmn 141665909 3,143 128,900 Sh Call Shared-defined 1 128,900 CAREER EDUCATION CORPORATION Cmn 141665959 1,341 55,000 Sh Put Shared-defined 1 55,000 CAREER EDUCATION CORPORATION Cmn 141665109 2,676 109,763 Sh Shared-defined 2 109,763 CAREER EDUCATION CORPORATION Cmn 141665909 1,117 45,800 Sh Call Shared-defined 2 45,800 CAREER EDUCATION CORPORATION Cmn 141665959 590 24,200 Sh Put Shared-defined 2 24,200 CAREFUSION CORP-W/I Cmn 14170T901 211 9,700 Sh Call Shared-defined 1 9,700 CAREFUSION CORP-W/I Cmn 14170T951 166 7,600 Sh Put Shared-defined 1 7,600 CAREFUSION CORP-W/I Cmn 14170T101 567 26,020 Sh Shared-defined 1 26,020 COLUMN TOTALS 14,912
FORM 13F Page 110 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ CAREFUSION CORP-W/I Cmn 14170T101 120 5,509 Sh Shared-defined 2 5,509 ALMOST FAMILY INC CMN STK Cmn 020409908 425 14,300 Sh Call Shared-defined 1 14,300 ALMOST FAMILY INC CMN STK Cmn 020409958 1,020 34,300 Sh Put Shared-defined 1 34,300 CARLISLE COS INC CMN STK Cmn 142339100 373 11,000 Sh Shared-defined 2 11,000 CARMAX INC CMN STK Cmn 143130902 640 30,600 Sh Call Shared-defined 1 30,600 CARMAX INC CMN STK Cmn 143130952 1,745 83,500 Sh Put Shared-defined 1 83,500 CARMAX INC CMN STK Cmn 143130102 834 39,887 Sh Shared-defined 1 39,887 CARNIVAL CORP COMMON STOCK Cmn 143658300 896 26,921 Sh Shared-defined 1 26,921 CARNIVAL CORP COMMON STOCK Cmn 143658300 3,485 104,727 Sh Shared-defined 2 104,727 CARNIVAL CORP COMMON STOCK Cmn 143658900 9,129 274,300 Sh Call Shared-defined 1 274,300 CARNIVAL CORP COMMON STOCK Cmn 143658950 9,934 298,500 Sh Put Shared-defined 1 298,500 CARNIVAL CORP COMMON STOCK Cmn 143658900 4,237 127,300 Sh Call Shared-defined 2 127,300 CARNIVAL CORP COMMON STOCK Cmn 143658950 8,856 266,100 Sh Put Shared-defined 2 266,100 CARPENTER TECHNOLOGY CMN STK Cmn 144285103 871 37,221 Sh Shared-defined 1 37,221 COLUMN TOTALS 42,565
FORM 13F Page 111 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ CARPENTER TECHNOLOGY CMN STK Cmn 144285103 517 22,100 Sh Shared-defined 2 22,100 CARPENTER TECHNOLOGY CMN STK Cmn 144285903 589 25,200 Sh Call Shared-defined 1 25,200 CARPENTER TECHNOLOGY CMN STK Cmn 144285953 1,506 64,400 Sh Put Shared-defined 1 64,400 CARRIZO OIL & GAS INC CMN STOCK Cmn 144577903 982 40,100 Sh Call Shared-defined 1 40,100 CARRIZO OIL & GAS INC CMN STOCK Cmn 144577953 1,310 53,500 Sh Put Shared-defined 1 53,500 CARRIZO OIL & GAS INC CMN STOCK Cmn 144577903 235 9,600 Sh Call Shared-defined 2 9,600 CARRIZO OIL & GAS INC CMN STOCK Cmn 144577953 492 20,100 Sh Put Shared-defined 2 20,100 CARRIZO OIL & GAS INC CMN STOCK Cmn 144577103 225 9,174 Sh Shared-defined 1 9,174 CARRIZO OIL & GAS INC CMN STOCK Cmn 144577103 211 8,616 Sh Shared-defined 2 8,616 Carter Holdings Inc COMMON STOCK Cmn 146229109 54 2,012 Sh Shared-defined 1 2,012 Carter Holdings Inc COMMON STOCK Cmn 146229109 1,046 39,170 Sh Shared-defined 2 39,170 Carter Holdings Inc COMMON STOCK Cmn 146229909 371 13,900 Sh Call Shared-defined 1 13,900 Carter Holdings Inc COMMON STOCK Cmn 146229959 392 14,700 Sh Put Shared-defined 1 14,700 CASH AMERICA INTL INC CMN STK Cmn 14754D900 380 12,600 Sh Call Shared-defined 1 12,600 COLUMN TOTALS 8,310
FORM 13F Page 112 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ CASH AMERICA INTL INC CMN STK Cmn 14754D950 492 16,300 Sh Put Shared-defined 1 16,300 CASH AMERICA INTL INC CMN STK Cmn 14754D100 1 20 Sh Shared-defined 2 20 CATALYST HEALTH SOLUTIONS INC Cmn 14888B103 76 2,615 Sh Shared-defined 1 2,615 CATALYST HEALTH SOLUTIONS INC Cmn 14888B903 367 12,600 Sh Call Shared-defined 1 12,600 CATALYST HEALTH SOLUTIONS INC Cmn 14888B953 222 7,600 Sh Put Shared-defined 1 7,600 CATALYST HEALTH SOLUTIONS INC Cmn 14888B103 120 4,100 Sh Shared-defined 2 4,100 CATERPILLAR INC Cmn 149123101 2,541 49,508 Sh Shared-defined 1 49,508 CATERPILLAR INC Cmn 149123101 1,071 20,862 Sh Shared-defined 2 20,862 CATERPILLAR INC Cmn 149123901 90,731 1,767,600 Sh Call Shared-defined 1 1,767,600 CATERPILLAR INC Cmn 149123951 103,553 2,017,400 Sh Put Shared-defined 1 2,017,400 CATERPILLAR INC Cmn 149123901 32,307 629,400 Sh Call Shared-defined 2 629,400 CATERPILLAR INC Cmn 149123951 21,923 427,100 Sh Put Shared-defined 2 427,100 Cathay General Bancorp CMN STK Cmn 149150104 35 4,356 Sh Shared-defined 1 4,356 Cathay General Bancorp CMN STK Cmn 149150104 133 16,494 Sh Shared-defined 2 16,494 COLUMN TOTALS 253,572
FORM 13F Page 113 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ CAVIUM NETWORKS INC Cmn 14965A101 2,641 123,021 Sh Shared-defined 1 123,021 CAVIUM NETWORKS INC Cmn 14965A901 788 36,700 Sh Call Shared-defined 1 36,700 CAVIUM NETWORKS INC Cmn 14965A951 2,585 120,400 Sh Put Shared-defined 1 120,400 CAVIUM NETWORKS INC Cmn 14965A101 24,762 1,153,317 Sh Shared-defined 2 1,153,317 CB RICHARD ELLIS GROUP INC. COMMON STOCK Cmn 12497T901 594 50,600 Sh Call Shared-defined 1 50,600 CB RICHARD ELLIS GROUP INC. COMMON STOCK Cmn 12497T951 135 11,500 Sh Put Shared-defined 1 11,500 CB RICHARD ELLIS GROUP INC. COMMON STOCK Cmn 12497T951 7 600 Sh Put Shared-defined 2 600 CB RICHARD ELLIS GROUP INC. COMMON STOCK Cmn 12497T101 24 2,069 Sh Shared-defined 1 2,069 CB RICHARD ELLIS GROUP INC. COMMON STOCK Cmn 12497T101 3,125 266,196 Sh Shared-defined 2 266,196 CBIZ INC CMN STOCK Cmn 124805952 63 8,500 Sh Put Shared-defined 2 8,500 CBIZ INC 3.125% CB 6/1/2026-REGISTERED Bond 124805AB8 33,191 34,350,000 Prn Shared-defined 2 N/A CBIZ INC CMN STOCK Cmn 124805102 99 13,309 Sh Shared-defined 2 13,309 CBL & ASSOCIATES PPTYS INC CMN STK Cmn 124830900 437 45,100 Sh Call Shared-defined 1 45,100 CBL & ASSOCIATES PPTYS INC CMN STK Cmn 124830950 218 22,500 Sh Put Shared-defined 1 22,500 COLUMN TOTALS 68,669
FORM 13F Page 114 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ CBL & ASSOCIATES PPTYS INC CMN STK Cmn 124830100 37 3,804 Sh Shared-defined 2 3,804 CBS CORP COMMON STOCK Cmn 124857202 3,120 258,948 Sh Shared-defined 2 258,948 CBS CORP COMMON STOCK Cmn 124857902 3,816 316,700 Sh Call Shared-defined 1 316,700 CBS CORP COMMON STOCK Cmn 124857952 2,555 212,000 Sh Put Shared-defined 1 212,000 CBS CORP COMMON STOCK Cmn 124857902 4,158 345,100 Sh Call Shared-defined 2 345,100 CBS CORP COMMON STOCK Cmn 124857952 1,824 151,400 Sh Put Shared-defined 2 151,400 CDC CORP - CL A CMN STOCK Cmn G2022L906 108 41,200 Sh Call Shared-defined 1 41,200 CDC CORP - CL A CMN STOCK Cmn G2022L956 213 81,200 Sh Put Shared-defined 1 81,200 CDC CORP - CL A CMN STOCK Cmn G2022L906 3 1,000 Sh Call Shared-defined 2 1,000 CDC CORP - CL A CMN STOCK Cmn G2022L106 29 11,194 Sh Shared-defined 1 11,194 CDC CORP - CL A CMN STOCK Cmn G2022L106 14 5,256 Sh Shared-defined 2 5,256 CE 4.25% CONVERTIBALE PRE Pref Stk 150870202 2 66 Sh Shared-defined 1 N/A CEC ENTERTAINMENT INC CMN STK Cmn 125137909 253 9,800 Sh Call Shared-defined 1 9,800 CEC ENTERTAINMENT INC CMN STK Cmn 125137959 419 16,200 Sh Put Shared-defined 1 16,200 COLUMN TOTALS 16,551
FORM 13F Page 115 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ CEC ENTERTAINMENT INC CMN STK Cmn 125137109 19 736 Sh Shared-defined 1 736 CEC ENTERTAINMENT INC CMN STK Cmn 125137109 79 3,052 Sh Shared-defined 2 3,052 CELANESE CORP COMMON STOCK CLS A Cmn 150870103 177 7,089 Sh Shared-defined 1 7,089 CELANESE CORP COMMON STOCK CLS A Cmn 150870903 845 33,800 Sh Call Shared-defined 1 33,800 CELANESE CORP COMMON STOCK CLS A Cmn 150870953 595 23,800 Sh Put Shared-defined 1 23,800 CELANESE CORP COMMON STOCK CLS A Cmn 150870903 88 3,500 Sh Call Shared-defined 2 3,500 CELANESE CORP COMMON STOCK CLS A Cmn 150870953 385 15,400 Sh Put Shared-defined 2 15,400 CELERA CORP Cmn 15100E106 32 5,103 Sh Shared-defined 1 5,103 CELERA CORP Cmn 15100E906 18 2,900 Sh Call Shared-defined 1 2,900 CELERA CORP Cmn 15100E956 36 5,700 Sh Put Shared-defined 1 5,700 CELESTICA INC CMN STOCK Cmn 15101Q108 161 16,964 Sh Shared-defined 1 16,964 CELESTICA INC CMN STOCK Cmn 15101Q908 239 25,200 Sh Call Shared-defined 1 25,200 CELESTICA INC CMN STOCK Cmn 15101Q958 133 14,000 Sh Put Shared-defined 1 14,000 CELGENE CORP CMN STK Cmn 151020104 4,231 75,690 Sh Shared-defined 1 75,690 COLUMN TOTALS 7,038
FORM 13F Page 116 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ CELGENE CORP CMN STK Cmn 151020104 27,144 485,574 Sh Shared-defined 2 485,574 CELGENE CORP CMN STK Cmn 151020904 17,648 315,700 Sh Call Shared-defined 1 315,700 CELGENE CORP CMN STK Cmn 151020954 14,948 267,400 Sh Put Shared-defined 1 267,400 CELGENE CORP CMN STK Cmn 151020904 6,417 114,800 Sh Call Shared-defined 2 114,800 CELGENE CORP CMN STK Cmn 151020954 8,771 156,900 Sh Put Shared-defined 2 156,900 CELL GENESYS INC CMN STK Cmn 150921904 2 4,500 Sh Call Shared-defined 1 4,500 CELL GENESYS INC CMN STK Cmn 150921954 1 2,000 Sh Put Shared-defined 1 2,000 CELL GENESYS INC CMN STK Cmn 150921104 12 35,392 Sh Shared-defined 1 35,392 CELL GENESYS INC CMN STK Cmn 150921104 1 1,730 Sh Shared-defined 2 1,730 CELL THERAPEUTICS CMN STOCK Cmn 150934503 56 45,152 Sh Shared-defined 1 45,152 CELL THERAPEUTICS CMN STOCK Cmn 150934503 2 1,921 Sh Shared-defined 2 1,921 CEMEX SA SPONS ADR PART Depository CER 1:5 Receipt 151290889 2,703 209,223 Sh Shared-defined 2 N/A CENTENE CORP Cmn 15135B901 447 23,600 Sh Call Shared-defined 1 23,600 CENTENE CORP Cmn 15135B951 201 10,600 Sh Put Shared-defined 1 10,600 COLUMN TOTALS 78,353
FORM 13F Page 117 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ CENTENNIAL COMMUNICATIONS CP -CL A CMN STK Cmn 15133V208 191 23,930 Sh Shared-defined 1 23,930 CENTENNIAL COMMUNICATIONS CP -CL A CMN STK Cmn 15133V208 133 16,697 Sh Shared-defined 2 16,697 CENTERPOINT ENERGY CMN STK Cmn 15189T107 360 28,985 Sh Shared-defined 1 28,985 CENTERPOINT ENERGY CMN STK Cmn 15189T107 7,329 589,599 Sh Shared-defined 2 589,599 CENTERPOINT ENERGY CMN STK Cmn 15189T907 297 23,900 Sh Call Shared-defined 1 23,900 CENTERPOINT ENERGY CMN STK Cmn 15189T957 158 12,700 Sh Put Shared-defined 1 12,700 CENTRAL EUROPEAN DSTR CORP CMN STOCK Cmn 153435902 3,237 98,800 Sh Call Shared-defined 1 98,800 CENTRAL EUROPEAN DSTR CORP CMN STOCK Cmn 153435952 1,320 40,300 Sh Put Shared-defined 1 40,300 CENTRAL EUROPEAN DSTR CORP CMN STOCK Cmn 153435902 154 4,700 Sh Call Shared-defined 2 4,700 CENTRAL EUROPEAN DSTR CORP CMN STOCK Cmn 153435952 190 5,800 Sh Put Shared-defined 2 5,800 CENTRAL EUROPEAN DSTR CORP CMN STOCK Cmn 153435102 99 3,032 Sh Shared-defined 2 3,032 CENTRAL EUROPEAN MEDIA ENTERPRIS Cmn G20045902 2,743 80,100 Sh Call Shared-defined 1 80,100 CENTRAL EUROPEAN MEDIA ENTERPRIS Cmn G20045952 298 8,700 Sh Put Shared-defined 1 8,700 CENTRAL EUROPEAN MEDIA ENTERPRIS Cmn G20045902 116 3,400 Sh Call Shared-defined 2 3,400 COLUMN TOTALS 16,625
FORM 13F Page 118 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ CENTURY ALUM CO CMN STOCK Cmn 156431108 1,288 137,785 Sh Shared-defined 2 137,785 CENTURY ALUM CO CMN STOCK Cmn 156431908 3,632 388,500 Sh Call Shared-defined 1 388,500 CENTURY ALUM CO CMN STOCK Cmn 156431958 1,708 182,700 Sh Put Shared-defined 1 182,700 CENTURY ALUM CO CMN STOCK Cmn 156431908 2,639 282,200 Sh Call Shared-defined 2 282,200 CENTURY ALUM CO CMN STOCK Cmn 156431958 1,375 147,100 Sh Put Shared-defined 2 147,100 CENTURYTEL INC CMN STOCK Cmn 156700906 3,578 106,500 Sh Call Shared-defined 1 106,500 CENTURYTEL INC CMN STOCK Cmn 156700956 1,068 31,800 Sh Put Shared-defined 1 31,800 CENTURYTEL INC CMN STOCK Cmn 156700106 606 18,042 Sh Shared-defined 1 18,042 CENTURYTEL INC CMN STOCK Cmn 156700106 10,144 301,892 Sh Shared-defined 2 301,892 CENVEO INC CMN STOCK Cmn 15670S105 18 2,533 Sh Shared-defined 1 2,533 CENVEO INC CMN STOCK Cmn 15670S105 2,034 293,864 Sh Shared-defined 2 293,864 CEPHALON 2% CB 06/01/15 - REGISTERED Bond 156708AP4 449,837 337,841,000 Prn Shared-defined 2 N/A CEPHALON 2.5% CB 5/1/2014 - - REGISTERED Bond 156708AR0 3,154 3,000,000 Prn Shared-defined 2 N/A CEPHALON INC CMN STK Cmn 156708909 4,153 71,300 Sh Call Shared-defined 1 71,300 COLUMN TOTALS 485,234
FORM 13F Page 119 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ CEPHALON INC CMN STK Cmn 156708959 10,658 183,000 Sh Put Shared-defined 1 183,000 CEPHALON INC CMN STK Cmn 156708909 862 14,800 Sh Call Shared-defined 2 14,800 CEPHALON INC CMN STK Cmn 156708959 4,950 85,000 Sh Put Shared-defined 2 85,000 CEPHALON INC CMN STK Cmn 156708109 8,569 147,141 Sh Shared-defined 1 147,141 CEPHALON INC CMN STK Cmn 156708109 10,579 181,644 Sh Shared-defined 2 181,644 CEPHEID INC Cmn 15670R107 195 14,760 Sh Shared-defined 1 14,760 CEPHEID INC Cmn 15670R907 182 13,800 Sh Call Shared-defined 1 13,800 CEPHEID INC Cmn 15670R957 324 24,500 Sh Put Shared-defined 1 24,500 CEPHEID INC Cmn 15670R107 240 18,137 Sh Shared-defined 2 18,137 CERADYNE 2.875% CB 12/15/35 - REGISTERED Bond 156710AA3 20,072 22,300,000 Prn Shared-defined 2 N/A CERADYNE INC CMN STK Cmn 156710905 796 43,400 Sh Call Shared-defined 1 43,400 CERADYNE INC CMN STK Cmn 156710955 1,523 83,100 Sh Put Shared-defined 1 83,100 CERADYNE INC CMN STK Cmn 156710905 37 2,000 Sh Call Shared-defined 2 2,000 CERADYNE INC CMN STK Cmn 156710105 414 22,582 Sh Shared-defined 1 22,582 COLUMN TOTALS 59,401
FORM 13F Page 120 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ CERADYNE INC CMN STK Cmn 156710105 6,404 349,350 Sh Shared-defined 2 349,350 CERNER CORP Cmn 156782904 14,205 189,900 Sh Call Shared-defined 1 189,900 CERNER CORP Cmn 156782954 9,597 128,300 Sh Put Shared-defined 1 128,300 CF INDUSTRIES HOLDINGS, INC. COMMON STOCK Cmn 125269900 25,093 291,000 Sh Call Shared-defined 1 291,000 CF INDUSTRIES HOLDINGS, INC. COMMON STOCK Cmn 125269950 18,341 212,700 Sh Put Shared-defined 1 212,700 CF INDUSTRIES HOLDINGS, INC. COMMON STOCK Cmn 125269100 1,374 15,934 Sh Shared-defined 1 15,934 CF INDUSTRIES HOLDINGS, INC. COMMON STOCK Cmn 125269100 12,416 143,983 Sh Shared-defined 2 143,983 CH ENERGY GROUP INC CMN STK Cmn 12541M102 10 223 Sh Shared-defined 1 223 CH ENERGY GROUP INC CMN STK Cmn 12541M102 421 9,503 Sh Shared-defined 2 9,503 CHAMPION ENTERPRISES 2.75% CB 11/1/2037 - REGISTER Bond 158496AC3 6,736 34,500,000 Prn Shared-defined 2 N/A CHAMPION ENTERPRISES INC CMN STK Cmn 158496109 5 9,837 Sh Shared-defined 1 9,837 CHANGYOU.COM LTD-ADR Depository Receipt 15911M107 4,060 114,311 Sh Shared-defined 1 N/A CHARDAN SOUTH CHINA ACQUISITION CORP COMMON STOCK Cmn G04136900 978 90,800 Sh Call Shared-defined 1 90,800 CHARDAN SOUTH CHINA ACQUISITION CORP COMMON STOCK Cmn G04136950 126 11,700 Sh Put Shared-defined 1 11,700 COLUMN TOTALS 99,766
FORM 13F Page 121 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ CHARDAN SOUTH CHINA ACQUISITION CORP COMMON STOCK Cmn G04136100 30 2,759 Sh Shared-defined 1 2,759 CHARDAN SOUTH CHINA ACQUISITION CORP COMMON STOCK Cmn G04136100 14 1,275 Sh Shared-defined 2 1,275 CHARLES RIVER LABORATORIES Cmn 159864107 381 10,300 Sh Shared-defined 2 10,300 CHARLES RIVER LABORATORIES 2.25 6/15/2013 - REGIST Bond 159864AB3 97,587 98,180,000 Prn Shared-defined 2 N/A CHARLOTTE RUSSE HLDG INC CMN STOCK Cmn 161048903 5 300 Sh Call Shared-defined 1 300 CHARLOTTE RUSSE HLDG INC CMN STOCK Cmn 161048953 103 5,900 Sh Put Shared-defined 1 5,900 CHARLOTTE RUSSE HLDG INC CMN STOCK Cmn 161048103 197 11,244 Sh Shared-defined 1 11,244 CHARLOTTE RUSSE HLDG INC CMN STOCK Cmn 161048103 23 1,298 Sh Shared-defined 2 1,298 CHARMING SHOPPES INC Cmn 161133903 102 20,800 Sh Call Shared-defined 1 20,800 CHARMING SHOPPES INC Cmn 161133953 44 8,900 Sh Put Shared-defined 1 8,900 CHARMING SHOPPES INC Cmn 161133103 292 59,506 Sh Shared-defined 2 59,506 CHATTEM INC Cmn 162456907 2,065 31,100 Sh Call Shared-defined 1 31,100 CHATTEM INC Cmn 162456957 1,700 25,600 Sh Put Shared-defined 1 25,600 CHATTEM INC Cmn 162456957 13,720 206,600 Sh Put Shared-defined 2 206,600 COLUMN TOTALS 116,263
FORM 13F Page 122 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ CHATTEM INC 1.625% CB 5/1/2014 - REGISTERED Bond 162456AR8 3,595 3,500,000 Prn Shared-defined 2 N/A CHATTEM INC 2% CB 11/15/2013 - REGISTERED Bond 162456AP2 16,719 13,500,000 Prn Shared-defined 2 N/A CHECK POINT SOFTWARE TECHNOLOGIES LTD Cmn M22465904 2,991 105,500 Sh Call Shared-defined 1 105,500 CHECK POINT SOFTWARE TECHNOLOGIES LTD Cmn M22465954 2,157 76,100 Sh Put Shared-defined 1 76,100 CHECK POINT SOFTWARE TECHNOLOGIES LTD Cmn M22465904 1,746 61,600 Sh Call Shared-defined 2 61,600 CHECK POINT SOFTWARE TECHNOLOGIES LTD Cmn M22465954 828 29,200 Sh Put Shared-defined 2 29,200 CHECK POINT SOFTWARE TECHNOLOGIES LTD Cmn M22465104 251 8,849 Sh Shared-defined 1 8,849 CHECK POINT SOFTWARE TECHNOLOGIES LTD Cmn M22465104 1,791 63,181 Sh Shared-defined 2 63,181 CHECKPOINT SYSTEMS INC CMN STK Cmn 162825103 2 120 Sh Shared-defined 1 120 CHECKPOINT SYSTEMS INC CMN STK Cmn 162825103 252 15,338 Sh Shared-defined 2 15,338 CHEESECAKE FACTORY INC CMN STK Cmn 163072901 1,980 106,900 Sh Call Shared-defined 1 106,900 CHEESECAKE FACTORY INC CMN STK Cmn 163072951 537 29,000 Sh Put Shared-defined 1 29,000 CHEESECAKE FACTORY INC CMN STK Cmn 163072901 1,887 101,900 Sh Call Shared-defined 2 101,900 CHEESECAKE FACTORY INC CMN STK Cmn 163072951 296 16,000 Sh Put Shared-defined 2 16,000 COLUMN TOTALS 35,032
FORM 13F Page 123 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ CHEESECAKE FACTORY INC CMN STK Cmn 163072101 53 2,886 Sh Shared-defined 1 2,886 CHEESECAKE FACTORY INC CMN STK Cmn 163072101 7,569 408,684 Sh Shared-defined 2 408,684 CHEMED CORP 1.875% CB 5/15/2014 - REGISTERED Bond 16359RAC7 17,256 21,000,000 Prn Shared-defined 2 N/A CHEMED CORP CMN STK Cmn 16359R103 11 262 Sh Shared-defined 1 262 CHEMED CORP CMN STK Cmn 16359R103 88 2,000 Sh Shared-defined 2 2,000 CHEMICAL FINANCIAL CORP CMN STK Cmn 163731102 327 14,999 Sh Shared-defined 2 14,999 CHEMSPEC INTL LTD - ADR Depository Receipt 163868102 879 125,000 Sh Shared-defined 2 N/A CHENIERE ENERGY INC CMN STOCK Cmn 16411R908 79 26,900 Sh Call Shared-defined 1 26,900 CHENIERE ENERGY INC CMN STOCK Cmn 16411R958 23 7,700 Sh Put Shared-defined 1 7,700 CHENIERE ENERGY INC CMN STOCK Cmn 16411R208 55 18,700 Sh Shared-defined 2 18,700 CHESAPEAKE ENERGY 4.5% CNVT PREF - PERP-REGISTERED Pref Stk 165167842 3 41 Sh Shared-defined 1 N/A CHESAPEAKE ENERGY CORP CMN STK Cmn 165167907 20,769 731,300 Sh Call Shared-defined 1 731,300 CHESAPEAKE ENERGY CORP CMN STK Cmn 165167957 20,718 729,500 Sh Put Shared-defined 1 729,500 CHESAPEAKE ENERGY CORP CMN STK Cmn 165167907 10,979 386,600 Sh Call Shared-defined 2 386,600 COLUMN TOTALS 78,809
FORM 13F Page 124 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ CHESAPEAKE ENERGY CORP CMN STK Cmn 165167957 23,331 821,500 Sh Put Shared-defined 2 821,500 CHESAPEAKE ENERGY CORP 2.5% CB 5/15/2037 - REGISTE Bond 165167BZ9 13,635 15,000,000 Prn Shared-defined 2 N/A CHESAPEAKE ENERGY CORP CMN STK Cmn 165167107 4,033 142,005 Sh Shared-defined 1 142,005 CHESAPEAKE ENERGY CORP CMN STK Cmn 165167107 2,794 98,395 Sh Shared-defined 2 98,395 CHEVRON CORP CMN STOCK Cmn 166764900 51,181 726,700 Sh Call Shared-defined 1 726,700 CHEVRON CORP CMN STOCK Cmn 166764950 52,337 743,100 Sh Put Shared-defined 1 743,100 CHEVRON CORP CMN STOCK Cmn 166764900 20,066 284,900 Sh Call Shared-defined 2 284,900 CHEVRON CORP CMN STOCK Cmn 166764950 21,861 310,400 Sh Put Shared-defined 2 310,400 CHEVRON CORP CMN STOCK Cmn 166764100 28,617 406,321 Sh Shared-defined 2 406,321 CHICAGO BRIDGE & IRON - NY SHR Cmn 167250909 4,677 250,400 Sh Call Shared-defined 1 250,400 CHICAGO BRIDGE & IRON - NY SHR Cmn 167250959 1,775 95,000 Sh Put Shared-defined 1 95,000 CHICAGO BRIDGE & IRON - NY SHR Cmn 167250909 936 50,100 Sh Call Shared-defined 2 50,100 CHICAGO BRIDGE & IRON - NY SHR Cmn 167250959 516 27,600 Sh Put Shared-defined 2 27,600 CHICAGO BRIDGE & IRON - NY SHR Cmn 167250109 18,496 990,139 Sh Shared-defined 2 990,139 COLUMN TOTALS 244,255
FORM 13F Page 125 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ CHICOS FAS INC CMN STK Cmn 168615902 884 68,000 Sh Call Shared-defined 1 68,000 CHICOS FAS INC CMN STK Cmn 168615952 367 28,200 Sh Put Shared-defined 1 28,200 CHICOS FAS INC CMN STK Cmn 168615902 771 59,300 Sh Call Shared-defined 2 59,300 CHICOS FAS INC CMN STK Cmn 168615952 553 42,500 Sh Put Shared-defined 2 42,500 CHICOS FAS INC CMN STK Cmn 168615102 69 5,308 Sh Shared-defined 1 5,308 CHICOS FAS INC CMN STK Cmn 168615102 248 19,078 Sh Shared-defined 2 19,078 CHILDRENS PL RETAIL STRS INC CMN STOCK Cmn 168905907 1,115 37,200 Sh Call Shared-defined 1 37,200 CHILDRENS PL RETAIL STRS INC CMN STOCK Cmn 168905957 1,968 65,700 Sh Put Shared-defined 1 65,700 CHILDRENS PL RETAIL STRS INC CMN STOCK Cmn 168905907 1,264 42,200 Sh Call Shared-defined 2 42,200 CHILDRENS PL RETAIL STRS INC CMN STOCK Cmn 168905957 1,100 36,700 Sh Put Shared-defined 2 36,700 CHILDRENS PL RETAIL STRS INC CMN STOCK Cmn 168905107 472 15,762 Sh Shared-defined 1 15,762 CHILDRENS PL RETAIL STRS INC CMN STOCK Cmn 168905107 6,418 214,223 Sh Shared-defined 2 214,223 CHIMERA INVESTMENT CORP Cmn 16934Q109 892 233,400 Sh Shared-defined 2 233,400 CHINA ARCHITECTURAL ENGINEERING Cmn 16937S102 8 4,798 Sh Shared-defined 1 4,798 COLUMN TOTALS 16,129
FORM 13F Page 126 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ CHINA ARCHITECTURAL ENGINEERING Cmn 16937S902 2 900 Sh Call Shared-defined 1 900 CHINA ARCHITECTURAL ENGINEERING Cmn 16937S952 25 14,800 Sh Put Shared-defined 1 14,800 CHINA ARCHITECTURAL ENGINEERING Cmn 16937S102 27 16,335 Sh Shared-defined 2 16,335 EQUITY CHINA BAK BATTERY INC COMMON STOCK Cmn 16936Y900 35 7,100 Sh Call Shared-defined 1 7,100 EQUITY CHINA BAK BATTERY INC COMMON STOCK Cmn 16936Y950 105 21,200 Sh Put Shared-defined 1 21,200 CHINA DIRECT INDUSTRIES INC Cmn 169384203 5 3,414 Sh Shared-defined 1 3,414 CHINA DIRECT INDUSTRIES INC Cmn 169384903 3 2,100 Sh Call Shared-defined 1 2,100 CHINA DIRECT INDUSTRIES INC Cmn 169384953 7 4,200 Sh Put Shared-defined 1 4,200 CHINA DIRECT INDUSTRIES INC Cmn 169384203 5 3,000 Sh Shared-defined 2 3,000 CHINA FINANCE ONLINE CO-ADR Depository Receipt 169379104 73 8,024 Sh Shared-defined 1 N/A CHINA FINANCE ONLINE CO-ADR Depository Receipt 169379104 37 4,060 Sh Shared-defined 2 N/A CHINA FIRE & SECURITY GROUP COMMON STOCK Cmn 16938R903 171 8,900 Sh Call Shared-defined 1 8,900 CHINA FIRE & SECURITY GROUP COMMON STOCK Cmn 16938R953 1,799 93,700 Sh Put Shared-defined 1 93,700 CHINA FIRE & SECURITY GROUP COMMON STOCK Cmn 16938R103 1,448 75,439 Sh Shared-defined 1 75,439 COLUMN TOTALS 3,742
FORM 13F Page 127 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ CHINA FIRE & SECURITY GROUP COMMON STOCK Cmn 16938R103 20 1,027 Sh Shared-defined 2 1,027 CHINA GREEN AGRICULTURE INC Cmn 16943W105 625 53,366 Sh Shared-defined 1 53,366 CHINA GREEN AGRICULTURE INC Cmn 16943W905 261 22,300 Sh Call Shared-defined 1 22,300 CHINA GREEN AGRICULTURE INC Cmn 16943W955 537 45,800 Sh Put Shared-defined 1 45,800 CHINA HOUSING & LAND DEVELOP Cmn 16939V103 4 1,004 Sh Shared-defined 1 1,004 CHINA HOUSING & LAND DEVELOP Cmn 16939V903 70 18,100 Sh Call Shared-defined 1 18,100 CHINA MOBILE LTD - ADR 1:20 Depository Receipt 16941M109 381 7,766 Sh Shared-defined 2 N/A CHINA NEPSTAR CHAIN Depository DRUG-ADR Receipt 16943C109 14 2,221 Sh Shared-defined 1 N/A CHINA NEPSTAR CHAIN Depository DRUG-ADR Receipt 16943C109 1,338 220,000 Sh Shared-defined 2 N/A CHINA PRECISION STEEL INC CMN STOCK Cmn 16941J906 - 100 Sh Call Shared-defined 1 100 CHINA PRECISION STEEL INC CMN STOCK Cmn 16941J956 33 12,200 Sh Put Shared-defined 1 12,200 CHINA PRECISION STEEL INC CMN STOCK Cmn 16941J106 38 13,972 Sh Shared-defined 1 13,972 CHINA PRECISION STEEL INC CMN STOCK Cmn 16941J106 7 2,419 Sh Shared-defined 2 2,419 CHINA SUNERGY CO LTD-ADR Depository Receipt 16942X104 78 17,955 Sh Shared-defined 1 N/A COLUMN TOTALS 3,406
FORM 13F Page 128 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ CHINA SUNERGY CO LTD-ADR Depository Receipt 16942X104 109 25,183 Sh Shared-defined 2 N/A CHINA UNICOM --ADR 1:10 Depository Receipt 16945R104 374 26,265 Sh Shared-defined 2 N/A CHINA YUCHAI INTERNATIONAL LIMITED COMMON STOCK Cmn G21082905 187 20,800 Sh Call Shared-defined 1 20,800 CHINA YUCHAI INTERNATIONAL LIMITED COMMON STOCK Cmn G21082955 127 14,100 Sh Put Shared-defined 1 14,100 CHINA YUCHAI INTERNATIONAL LIMITED COMMON STOCK Cmn G21082105 6 682 Sh Shared-defined 2 682 CHINA-BIOTICS INC COMMON STOCK Cmn 16937B109 240 15,000 Sh Shared-defined 2 15,000 CHIPOTLE MEXICAN GRILL INC COMMON STOCK Cmn 169656105 188 1,938 Sh Shared-defined 1 1,938 CHIPOTLE MEXICAN GRILL INC COMMON STOCK Cmn 169656105 55 563 Sh Shared-defined 2 563 CHIPOTLE MEXICAN GRILL INC COMMON STOCK Cmn 169656905 6,531 67,300 Sh Call Shared-defined 1 67,300 CHIPOTLE MEXICAN GRILL INC COMMON STOCK Cmn 169656955 26,262 270,600 Sh Put Shared-defined 1 270,600 CHIQUITA BRANDS INTERNATIONAL INC / NEW Cmn 170032909 882 54,600 Sh Call Shared-defined 1 54,600 CHIQUITA BRANDS INTERNATIONAL INC / NEW Cmn 170032959 1,857 114,900 Sh Put Shared-defined 1 114,900 CHIQUITA BRANDS INTERNATIONAL INC / NEW Cmn 170032809 126 7,803 Sh Shared-defined 1 7,803 CHIQUITA BRANDS INTERNATIONAL INC / NEW Cmn 170032809 1,506 93,203 Sh Shared-defined 2 93,203 COLUMN TOTALS 38,450
FORM 13F Page 129 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ CHOICE HOTELS INTL INC CMN STOCK Cmn 169905906 31 1,000 Sh Call Shared-defined 1 1,000 CHOICE HOTELS INTL INC CMN STOCK Cmn 169905956 438 14,100 Sh Put Shared-defined 1 14,100 CHOICE HOTELS INTL INC CMN STOCK Cmn 169905106 254 8,163 Sh Shared-defined 1 8,163 CHOICE HOTELS INTL INC CMN STOCK Cmn 169905106 19,514 628,259 Sh Shared-defined 2 628,259 CHORDIANT SOFTWARE INC CMN STK Cmn 170404905 4 1,000 Sh Call Shared-defined 1 1,000 CHORDIANT SOFTWARE INC CMN STK Cmn 170404305 9,391 2,414,030 Sh Shared-defined 2 2,414,030 CHRISTOPHER & BANKS CORP CMN STK Cmn 171046905 22 3,200 Sh Call Shared-defined 1 3,200 CHRISTOPHER & BANKS CORP CMN STK Cmn 171046955 102 15,100 Sh Put Shared-defined 1 15,100 CHRISTOPHER & BANKS CORP CMN STK Cmn 171046105 57 8,421 Sh Shared-defined 1 8,421 CHRISTOPHER & BANKS CORP CMN STK Cmn 171046105 142 20,926 Sh Shared-defined 2 20,926 CHUBB CORP. COMMON STOCK Cmn 171232101 26 511 Sh Shared-defined 1 511 CHUBB CORP. COMMON STOCK Cmn 171232101 20,874 414,091 Sh Shared-defined 2 414,091 CHUBB CORP. COMMON STOCK Cmn 171232901 7,642 151,600 Sh Call Shared-defined 1 151,600 CHUBB CORP. COMMON STOCK Cmn 171232951 7,037 139,600 Sh Put Shared-defined 1 139,600 COLUMN TOTALS 65,534
FORM 13F Page 130 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ CHUBB CORP. COMMON STOCK Cmn 171232901 2,722 54,000 Sh Call Shared-defined 2 54,000 CHUBB CORP. COMMON STOCK Cmn 171232951 3,882 77,000 Sh Put Shared-defined 2 77,000 CHUNGHWA TELECOM CO LTD - Depository ADR Receipt 17133Q403 210 11,621 Sh Shared-defined 1 N/A CHUNGHWA TELECOM CO LTD - Depository ADR Receipt 17133Q403 30 1,657 Sh Shared-defined 2 N/A CHURCH & DWIGHT INC CMN STK Cmn 171340102 1,108 19,531 Sh Shared-defined 2 19,531 CIA SIDERURGICA NACIONAL - Depository SPONS ADR 1:1 Receipt 20440W105 33 1,081 Sh Shared-defined 1 N/A CIA SIDERURGICA NACIONAL - Depository SPONS ADR 1:1 Receipt 20440W105 707 23,117 Sh Shared-defined 2 N/A CIA VALE DO RIO DOCE - ADR Depository 1:1 Receipt 91912E105 1,474 63,718 Sh Shared-defined 1 N/A CIBER INC CMN STK Cmn 17163B102 3 651 Sh Shared-defined 1 651 CIBER INC CMN STK Cmn 17163B102 120 30,064 Sh Shared-defined 2 30,064 CIENA CORP 0.25% CB 5/1/2013 -REGISTERED Bond 171779AB7 5,829 7,260,000 Prn Shared-defined 2 N/A CIENA CORP 0.875% CB 6/15/2017 - REGISTERED Bond 171779AE1 65,792 94,750,000 Prn Shared-defined 2 N/A CIENA CORP CMN STOCK Cmn 171779309 9,158 562,501 Sh Shared-defined 2 562,501 CIENA CORP CMN STOCK Cmn 171779909 5,416 332,700 Sh Call Shared-defined 1 332,700 COLUMN TOTALS 96,484
FORM 13F Page 131 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ CIENA CORP CMN STOCK Cmn 171779959 1,553 95,400 Sh Put Shared-defined 1 95,400 CIENA CORP CMN STOCK Cmn 171779909 3,219 197,700 Sh Call Shared-defined 2 197,700 CIENA CORP CMN STOCK Cmn 171779959 1,312 80,600 Sh Put Shared-defined 2 80,600 CIGNA CORP. COMMON STOCK Cmn 125509109 2,187 77,873 Sh Shared-defined 1 77,873 CIGNA CORP. COMMON STOCK Cmn 125509109 15,268 543,531 Sh Shared-defined 2 543,531 CIGNA CORP. COMMON STOCK Cmn 125509909 5,761 205,100 Sh Call Shared-defined 1 205,100 CIGNA CORP. COMMON STOCK Cmn 125509959 4,921 175,200 Sh Put Shared-defined 1 175,200 CIGNA CORP. COMMON STOCK Cmn 125509909 2,337 83,200 Sh Call Shared-defined 2 83,200 CIGNA CORP. COMMON STOCK Cmn 125509959 4,362 155,300 Sh Put Shared-defined 2 155,300 CIMAREX ENERGY CO CMN STK Cmn 171798901 4,215 97,300 Sh Call Shared-defined 1 97,300 CIMAREX ENERGY CO CMN STK Cmn 171798951 3,279 75,700 Sh Put Shared-defined 1 75,700 CIMAREX ENERGY CO CMN STK Cmn 171798901 2,422 55,900 Sh Call Shared-defined 2 55,900 CIMAREX ENERGY CO CMN STK Cmn 171798951 2,985 68,900 Sh Put Shared-defined 2 68,900 CIMAREX ENERGY CO CMN STK Cmn 171798101 12,782 295,056 Sh Shared-defined 2 295,056 COLUMN TOTALS 66,603
FORM 13F Page 132 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ CINCINNATI BELL INC CMN STK Cmn 171871106 43 12,412 Sh Shared-defined 1 12,412 CINCINNATI BELL INC CMN STK Cmn 171871106 37 10,587 Sh Shared-defined 2 10,587 CINCINNATI FINANCIAL COMMON STOCK Cmn 172062101 26 1,003 Sh Shared-defined 1 1,003 CINCINNATI FINANCIAL COMMON STOCK Cmn 172062101 250 9,634 Sh Shared-defined 2 9,634 CINEMARK HOLDINGS INC Cmn 17243V102 148 14,307 Sh Shared-defined 2 14,307 CINEMARK HOLDINGS INC Cmn 17243V902 87 8,400 Sh Call Shared-defined 1 8,400 CINEMARK HOLDINGS INC Cmn 17243V952 21 2,000 Sh Put Shared-defined 1 2,000 CINTAS CORP CMN STK Cmn 172908105 9,417 310,700 Sh Shared-defined 2 310,700 CINTAS CORP CMN STK Cmn 172908905 2,464 81,300 Sh Call Shared-defined 1 81,300 CINTAS CORP CMN STK Cmn 172908955 282 9,300 Sh Put Shared-defined 1 9,300 CIRRUS LOGIC INC CMN STK Cmn 172755900 58 10,500 Sh Call Shared-defined 1 10,500 CIRRUS LOGIC INC CMN STK Cmn 172755950 61 10,900 Sh Put Shared-defined 1 10,900 CIRRUS LOGIC INC CMN STK Cmn 172755900 64 11,500 Sh Call Shared-defined 2 11,500 CIRRUS LOGIC INC CMN STK Cmn 172755100 37 6,703 Sh Shared-defined 1 6,703 COLUMN TOTALS 12,995
FORM 13F Page 133 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ CIRRUS LOGIC INC CMN STK Cmn 172755100 56 10,058 Sh Shared-defined 2 10,058 CISCO SYS INC CMN STK Cmn 17275R102 12,192 517,928 Sh Shared-defined 1 517,928 CISCO SYS INC CMN STK Cmn 17275R102 59,201 2,514,929 Sh Shared-defined 2 2,514,929 CISCO SYS INC CMN STK Cmn 17275R902 33,104 1,406,300 Sh Call Shared-defined 1 1,406,300 CISCO SYS INC CMN STK Cmn 17275R952 54,669 2,322,400 Sh Put Shared-defined 1 2,322,400 CISCO SYS INC CMN STK Cmn 17275R902 13,126 557,600 Sh Call Shared-defined 2 557,600 CISCO SYS INC CMN STK Cmn 17275R952 19,616 833,300 Sh Put Shared-defined 2 833,300 CIT GROUP INC COMMON STOCK Cmn 125581108 42 34,606 Sh Shared-defined 1 34,606 CIT GROUP INC COMMON STOCK Cmn 125581108 97 80,204 Sh Shared-defined 2 80,204 CIT GROUP INC COMMON STOCK Cmn 125581908 1,537 1,270,500 Sh Call Shared-defined 1 1,270,500 CIT GROUP INC COMMON STOCK Cmn 125581958 1,006 831,000 Sh Put Shared-defined 1 831,000 CIT GROUP INC COMMON STOCK Cmn 125581908 25 20,900 Sh Call Shared-defined 2 20,900 CIT GROUP INC COMMON STOCK Cmn 125581958 152 126,000 Sh Put Shared-defined 2 126,000 CITIGROUP INC. COMMON STOCK (WAS TRV) Cmn 172967901 18,076 3,734,700 Sh Call Shared-defined 1 3,734,700 COLUMN TOTALS 212,899
FORM 13F Page 134 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ CITIGROUP INC. COMMON STOCK (WAS TRV) Cmn 172967951 12,638 2,611,200 Sh Put Shared-defined 1 2,611,200 CITIGROUP INC. COMMON STOCK (WAS TRV) Cmn 172967901 8,304 1,715,700 Sh Call Shared-defined 2 1,715,700 CITIGROUP INC. COMMON STOCK (WAS TRV) Cmn 172967951 4,756 982,700 Sh Put Shared-defined 2 982,700 CITIGROUP INC. COMMON STOCK (WAS TRV) Cmn 172967101 3,313 684,556 Sh Shared-defined 1 684,556 CITIGROUP INC. COMMON STOCK (WAS TRV) Cmn 172967101 9,140 1,888,521 Sh Shared-defined 2 1,888,521 CITIZENS REPUBLIC BANCORP CORP CMN STK Cmn 174420109 36 47,942 Sh Shared-defined 1 47,942 CITRIX SYS INC CMN STOCK Cmn 177376900 2,103 53,600 Sh Call Shared-defined 1 53,600 CITRIX SYS INC CMN STOCK Cmn 177376950 2,079 53,000 Sh Put Shared-defined 1 53,000 CITRIX SYS INC CMN STOCK Cmn 177376900 1,146 29,200 Sh Call Shared-defined 2 29,200 CITRIX SYS INC CMN STOCK Cmn 177376950 906 23,100 Sh Put Shared-defined 2 23,100 CITRIX SYS INC CMN STOCK Cmn 177376100 8,564 218,300 Sh Shared-defined 2 218,300 CITY NATIONAL CORP CMN STK Cmn 178566105 77 1,966 Sh Shared-defined 1 1,966 CITY NATIONAL CORP CMN STK Cmn 178566105 236 6,074 Sh Shared-defined 2 6,074 CKE RESTAURANTS INC CMN STK Cmn 12561E905 39 3,700 Sh Call Shared-defined 1 3,700 COLUMN TOTALS 53,337
FORM 13F Page 135 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ CKE RESTAURANTS INC CMN STK Cmn 12561E955 120 11,400 Sh Put Shared-defined 1 11,400 CKE RESTAURANTS INC CMN STK Cmn 12561E905 5 500 Sh Call Shared-defined 2 500 CKE RESTAURANTS INC CMN STK Cmn 12561E105 1 111 Sh Shared-defined 1 111 CKE RESTAURANTS INC CMN STK Cmn 12561E105 1 139 Sh Shared-defined 2 139 CLARCOR INC CMN STK Cmn 179895107 449 14,327 Sh Shared-defined 2 14,327 CLAYTON WILLIAMS ENERGY INC CMN STK Cmn 969490101 32 1,063 Sh Shared-defined 1 1,063 CLAYTON WILLIAMS ENERGY INC CMN STK Cmn 969490101 346 11,497 Sh Shared-defined 2 11,497 CLEAN ENERGY FUELS CORP Cmn 184499101 42 2,890 Sh Shared-defined 1 2,890 CLEAN ENERGY FUELS CORP Cmn 184499901 821 57,000 Sh Call Shared-defined 1 57,000 CLEAN ENERGY FUELS CORP Cmn 184499951 1,330 92,300 Sh Put Shared-defined 1 92,300 CLEAN ENERGY FUELS CORP Cmn 184499101 6,035 418,787 Sh Shared-defined 2 418,787 CLEAN HARBORS INC CMN STK Cmn 184496907 1,626 28,900 Sh Call Shared-defined 1 28,900 CLEAN HARBORS INC CMN STK Cmn 184496957 2,487 44,200 Sh Put Shared-defined 1 44,200 CLEAN HARBORS INC CMN STK Cmn 184496107 40 716 Sh Shared-defined 1 716 COLUMN TOTALS 13,335
FORM 13F Page 136 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ CLEAN HARBORS INC CMN STK Cmn 184496107 134 2,378 Sh Shared-defined 2 2,378 CLEAR CHANNEL OUTDOOR HOLDINGS INC Cmn 18451C109 11 1,614 Sh Shared-defined 1 1,614 CLEAR CHANNEL OUTDOOR HOLDINGS INC Cmn 18451C109 2,035 290,739 Sh Shared-defined 2 290,739 CLEARWIRE CORP Cmn 18538Q105 147 18,077 Sh Shared-defined 1 18,077 CLEARWIRE CORP Cmn 18538Q905 354 43,600 Sh Call Shared-defined 1 43,600 CLEARWIRE CORP Cmn 18538Q955 265 32,600 Sh Put Shared-defined 1 32,600 CLEARWIRE CORP Cmn 18538Q105 164 20,228 Sh Shared-defined 2 20,228 CLIFFS NATURAL RESOURCES INC Cmn 18683K101 1,941 59,980 Sh Shared-defined 1 59,980 CLIFFS NATURAL RESOURCES INC Cmn 18683K901 13,578 419,600 Sh Call Shared-defined 1 419,600 CLIFFS NATURAL RESOURCES INC Cmn 18683K951 9,614 297,100 Sh Put Shared-defined 1 297,100 CLIFFS NATURAL RESOURCES INC Cmn 18683K101 5,693 175,924 Sh Shared-defined 2 175,924 CLIFFS NATURAL RESOURCES INC Cmn 18683K901 7,245 223,900 Sh Call Shared-defined 2 223,900 CLIFFS NATURAL RESOURCES INC Cmn 18683K951 28,347 876,000 Sh Put Shared-defined 2 876,000 CLOROX CO Cmn 189054109 2,882 48,995 Sh Shared-defined 1 48,995 COLUMN TOTALS 72,410
FORM 13F Page 137 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ CLOROX CO Cmn 189054909 8,641 146,900 Sh Call Shared-defined 1 146,900 CLOROX CO Cmn 189054959 8,141 138,400 Sh Put Shared-defined 1 138,400 CLOROX CO Cmn 189054109 1,394 23,699 Sh Shared-defined 2 23,699 CLOROX CO Cmn 189054909 5,335 90,700 Sh Call Shared-defined 2 90,700 CLOROX CO Cmn 189054959 4,106 69,800 Sh Put Shared-defined 2 69,800 CME GROUP INC CMN STK Cmn 12572Q905 106,510 345,600 Sh Call Shared-defined 1 345,600 CME GROUP INC CMN STK Cmn 12572Q955 52,361 169,900 Sh Put Shared-defined 1 169,900 CME GROUP INC CMN STK Cmn 12572Q905 1,264 4,100 Sh Call Shared-defined 2 4,100 CME GROUP INC CMN STK Cmn 12572Q955 616 2,000 Sh Put Shared-defined 2 2,000 CME GROUP INC CMN STK Cmn 12572Q105 10,183 33,041 Sh Shared-defined 2 33,041 CMO 1.6000% 01/01/9999 Pref Stk 14067E209 2 96 Sh Shared-defined 1 N/A CMS ENERGY CORP 2.875% CB 12/01/24 - REGISTERED Bond 125896AW0 17,748 16,000,000 Prn Shared-defined 2 N/A CMS ENERGY CORP 5.5% CB 06/15/2029-REGISTERED Bond 125896BD1 7,762 7,000,000 Prn Shared-defined 2 N/A CMS ENERGY CORP CMN STK Cmn 125896100 137 10,210 Sh Shared-defined 1 10,210 COLUMN TOTALS 224,200
FORM 13F Page 138 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ CMS ENERGY CORP CMN STK Cmn 125896100 3,620 270,178 Sh Shared-defined 2 270,178 CMS ENERGY CORP CMN STK Cmn 125896900 407 30,400 Sh Call Shared-defined 1 30,400 CMS ENERGY CORP CMN STK Cmn 125896950 184 13,700 Sh Put Shared-defined 1 13,700 CNA FINL CORP Cmn 126117900 497 20,600 Sh Call Shared-defined 1 20,600 CNA FINL CORP Cmn 126117950 147 6,100 Sh Put Shared-defined 1 6,100 CNA FINL CORP Cmn 126117100 6 230 Sh Shared-defined 1 230 CNH GLOBAL N.V. COMMON STOCK Cmn N20935906 547 32,000 Sh Call Shared-defined 1 32,000 CNH GLOBAL N.V. COMMON STOCK Cmn N20935956 272 15,900 Sh Put Shared-defined 1 15,900 CNH GLOBAL N.V. COMMON STOCK Cmn N20935206 32 1,861 Sh Shared-defined 2 1,861 CNINSURE INC-ADR Depository Receipt 18976M103 495 21,552 Sh Shared-defined 1 N/A CNOOC LTD - ADR Depository Receipt 126132109 1,408 10,393 Sh Shared-defined 1 N/A CNOOC LTD - ADR Depository Receipt 126132109 748 5,524 Sh Shared-defined 2 N/A CNX GAS CORP COMMON STOCK Cmn 12618H309 25 804 Sh Shared-defined 1 804 CNX GAS CORP COMMON STOCK Cmn 12618H309 755 24,600 Sh Shared-defined 2 24,600 COLUMN TOTALS 9,143
FORM 13F Page 139 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ COACH INC Cmn 189754904 11,344 344,600 Sh Call Shared-defined 1 344,600 COACH INC Cmn 189754954 7,739 235,100 Sh Put Shared-defined 1 235,100 COACH INC Cmn 189754104 10,223 310,553 Sh Shared-defined 2 310,553 COACH INC Cmn 189754904 3,792 115,200 Sh Call Shared-defined 2 115,200 COACH INC Cmn 189754954 2,166 65,800 Sh Put Shared-defined 2 65,800 COBIZ FINANCIAL INC CMN STOCK Cmn 190897108 7 1,314 Sh Shared-defined 1 1,314 COBIZ FINANCIAL INC CMN STOCK Cmn 190897108 3,611 725,041 Sh Shared-defined 2 725,041 COCA COLA CO Cmn 191216100 512 9,534 Sh Shared-defined 1 9,534 COCA COLA CO Cmn 191216100 1,218 22,688 Sh Shared-defined 2 22,688 COCA COLA ENTERPRISES INC Cmn 191219904 1,833 85,600 Sh Call Shared-defined 1 85,600 COCA COLA ENTERPRISES INC Cmn 191219954 1,171 54,700 Sh Put Shared-defined 1 54,700 COCA COLA ENTERPRISES INC Cmn 191219104 5 249 Sh Shared-defined 2 249 COEUR D' ALENE MINES CORP CMN STOCK Cmn 192108504 37 1,816 Sh Shared-defined 2 1,816 COEUR D' ALENE MINES CORP CMN STOCK Cmn 192108904 5,123 249,900 Sh Call Shared-defined 1 249,900 COLUMN TOTALS 48,781
FORM 13F Page 140 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ COEUR D' ALENE MINES CORP CMN STOCK Cmn 192108954 2,573 125,500 Sh Put Shared-defined 1 125,500 COEUR D' ALENE MINES CORP CMN STOCK Cmn 192108904 1,488 72,600 Sh Call Shared-defined 2 72,600 COEUR D' ALENE MINES CORP CMN STOCK Cmn 192108954 1,423 69,400 Sh Put Shared-defined 2 69,400 COGENT COMMUNICATIONS GROUP Cmn 19239V302 48 4,258 Sh Shared-defined 1 4,258 COGENT COMMUNICATIONS GROUP Cmn 19239V302 34 2,982 Sh Shared-defined 2 2,982 COGENT COMMUNICATIONS GROUP Cmn 19239V902 483 42,700 Sh Call Shared-defined 1 42,700 COGENT COMMUNICATIONS GROUP Cmn 19239V952 20 1,800 Sh Put Shared-defined 1 1,800 COGENT INC COMMON STOCK Cmn 19239Y908 343 34,000 Sh Call Shared-defined 1 34,000 COGENT INC COMMON STOCK Cmn 19239Y958 241 23,900 Sh Put Shared-defined 1 23,900 COGENT INC COMMON STOCK Cmn 19239Y108 14 1,352 Sh Shared-defined 1 1,352 COGENT INC COMMON STOCK Cmn 19239Y108 8 798 Sh Shared-defined 2 798 COGNEX CORP CMN STK Cmn 192422903 201 12,300 Sh Call Shared-defined 1 12,300 COGNEX CORP CMN STK Cmn 192422953 66 4,000 Sh Put Shared-defined 1 4,000 COGNEX CORP CMN STK Cmn 192422103 21 1,270 Sh Shared-defined 1 1,270 COLUMN TOTALS 6,963
FORM 13F Page 141 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ COGNEX CORP CMN STK Cmn 192422103 916 55,900 Sh Shared-defined 2 55,900 COGNIZANT TECH SOLUTIONS CMN STOCK - A Cmn 192446902 7,110 183,900 Sh Call Shared-defined 1 183,900 COGNIZANT TECH SOLUTIONS CMN STOCK - A Cmn 192446952 3,816 98,700 Sh Put Shared-defined 1 98,700 COGNIZANT TECH SOLUTIONS CMN STOCK - A Cmn 192446902 2,567 66,400 Sh Call Shared-defined 2 66,400 COGNIZANT TECH SOLUTIONS CMN STOCK - A Cmn 192446952 3,321 85,900 Sh Put Shared-defined 2 85,900 COGNIZANT TECH SOLUTIONS CMN STOCK - A Cmn 192446102 46 1,197 Sh Shared-defined 1 1,197 COGNIZANT TECH SOLUTIONS CMN STOCK - A Cmn 192446102 21,777 563,285 Sh Shared-defined 2 563,285 COGO GROUP INC CMN STK Cmn 192448908 64 10,400 Sh Call Shared-defined 1 10,400 COGO GROUP INC CMN STK Cmn 192448958 18 2,900 Sh Put Shared-defined 1 2,900 COGO GROUP INC CMN STK Cmn 192448908 15 2,500 Sh Call Shared-defined 2 2,500 COGO GROUP INC CMN STK Cmn 192448958 4 600 Sh Put Shared-defined 2 600 COGO GROUP INC CMN STK Cmn 192448108 22 3,574 Sh Shared-defined 1 3,574 COGO GROUP INC CMN STK Cmn 192448108 85 13,970 Sh Shared-defined 2 13,970 COHU INC CMN STK Cmn 192576906 43 3,200 Sh Call Shared-defined 1 3,200 COLUMN TOTALS 39,804
FORM 13F Page 142 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ COHU INC CMN STK Cmn 192576956 111 8,200 Sh Put Shared-defined 1 8,200 COHU INC CMN STK Cmn 192576106 100 7,362 Sh Shared-defined 1 7,362 COHU INC CMN STK Cmn 192576106 55 4,055 Sh Shared-defined 2 4,055 COINSTAR INC CMN STOCK Cmn 19259P900 3,110 94,300 Sh Call Shared-defined 1 94,300 COINSTAR INC CMN STOCK Cmn 19259P950 881 26,700 Sh Put Shared-defined 1 26,700 COINSTAR INC CMN STOCK Cmn 19259P300 25 767 Sh Shared-defined 2 767 COLDWATER CREEK CMN STOCK Cmn 193068903 43 5,200 Sh Call Shared-defined 1 5,200 COLDWATER CREEK CMN STOCK Cmn 193068953 25 3,000 Sh Put Shared-defined 1 3,000 COLDWATER CREEK CMN STOCK Cmn 193068103 34 4,135 Sh Shared-defined 1 4,135 COLDWATER CREEK CMN STOCK Cmn 193068103 2,596 316,603 Sh Shared-defined 2 316,603 COLFAX CORP Cmn 194014106 25 2,370 Sh Shared-defined 1 2,370 COLFAX CORP Cmn 194014906 52 4,900 Sh Call Shared-defined 1 4,900 COLFAX CORP Cmn 194014956 21 2,000 Sh Put Shared-defined 1 2,000 COLFAX CORP Cmn 194014106 46 4,303 Sh Shared-defined 2 4,303 COLUMN TOTALS 7,124
FORM 13F Page 143 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ COLGATE PALMOLIVE CO Cmn 194162103 18,908 247,872 Sh Shared-defined 2 247,872 COLGATE PALMOLIVE CO Cmn 194162903 18,117 237,500 Sh Call Shared-defined 1 237,500 COLGATE PALMOLIVE CO Cmn 194162953 21,854 286,500 Sh Put Shared-defined 1 286,500 COLGATE PALMOLIVE CO Cmn 194162903 11,991 157,200 Sh Call Shared-defined 2 157,200 COLGATE PALMOLIVE CO Cmn 194162953 8,284 108,600 Sh Put Shared-defined 2 108,600 COLLECTIVE BRANDS INC CMN STK Cmn 19421W900 1,587 91,600 Sh Call Shared-defined 1 91,600 COLLECTIVE BRANDS INC CMN STK Cmn 19421W950 631 36,400 Sh Put Shared-defined 1 36,400 COLLECTIVE BRANDS INC CMN STK Cmn 19421W900 704 40,600 Sh Call Shared-defined 2 40,600 COLLECTIVE BRANDS INC CMN STK Cmn 19421W950 468 27,000 Sh Put Shared-defined 2 27,000 COLLECTIVE BRANDS INC CMN STK Cmn 19421W100 370 21,334 Sh Shared-defined 2 21,334 COLONIAL PROPERTIES TRUST CMN STK Cmn 195872906 142 14,600 Sh Call Shared-defined 1 14,600 COLONIAL PROPERTIES TRUST CMN STK Cmn 195872956 119 12,200 Sh Put Shared-defined 1 12,200 COLONIAL PROPERTIES TRUST CMN STK Cmn 195872106 74 7,583 Sh Shared-defined 1 7,583 COLONIAL PROPERTIES TRUST CMN STK Cmn 195872106 1,079 110,882 Sh Shared-defined 2 110,882 COLUMN TOTALS 84,328
FORM 13F Page 144 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ COLUMBIA BANKSHARES CMN STOCK Cmn 197236102 273 16,513 Sh Shared-defined 2 16,513 COLUMBIA SPORTSWEAR CO CMN STOCK Cmn 198516906 885 21,500 Sh Call Shared-defined 1 21,500 COLUMBIA SPORTSWEAR CO CMN STOCK Cmn 198516956 2,214 53,800 Sh Put Shared-defined 1 53,800 COLUMBIA SPORTSWEAR CO CMN STOCK Cmn 198516106 809 19,654 Sh Shared-defined 1 19,654 COLUMBIA SPORTSWEAR CO CMN STOCK Cmn 198516106 1,143 27,770 Sh Shared-defined 2 27,770 COMCAST CORP - CL A CMN SHRS Cmn 20030N101 30,587 1,810,961 Sh Shared-defined 2 1,810,961 COMCAST CORP - SPECIAL CL A CMN Cmn 20030N200 181 11,273 Sh Shared-defined 1 11,273 COMCAST CORP - SPECIAL CL A CMN Cmn 20030N200 20,402 1,268,750 Sh Shared-defined 2 1,268,750 COMCAST CORP - CL A CMN SHRS Cmn 20030N901 6,393 378,500 Sh Call Shared-defined 1 378,500 COMCAST CORP - SPECIAL CL A CMN Cmn 20030N900 5,287 328,800 Sh Call Shared-defined 1 328,800 COMCAST CORP - SPECIAL CL A CMN Cmn 20030N950 6,011 373,800 Sh Put Shared-defined 1 373,800 COMCAST CORP - CL A CMN SHRS Cmn 20030N951 6,422 380,200 Sh Put Shared-defined 1 380,200 COMCAST CORP - CL A CMN SHRS Cmn 20030N901 2,160 127,900 Sh Call Shared-defined 2 127,900 COMCAST CORP - SPECIAL CL A CMN Cmn 20030N900 1,343 83,500 Sh Call Shared-defined 2 83,500 COLUMN TOTALS 84,110
FORM 13F Page 145 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- ------------------- -------------- ------------------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ COMCAST CORP - SPECIAL CL A CMN Cmn 20030N950 1,208 75,100 Sh Put Shared-defined 2 75,100 COMCAST CORP - CL A CMN SHRS Cmn 20030N951 2,876 170,300 Sh Put Shared-defined 2 170,300 COMCAST INTO SPRINT2% EXCH 10/15/29 - REGISTERED Bond 200300507 54,270 1,722,850 Prn Shared-defined 2 N/A COMERICA INC CMN STK Cmn 200340107 1,039 35,024 Sh Shared-defined 1 35,024 COMERICA INC CMN STK Cmn 200340107 33,984 1,145,408 Sh Shared-defined 2 1,145,408 COMERICA INC CMN STK Cmn 200340907 1,549 52,200 Sh Call Shared-defined 1 52,200 COMERICA INC CMN STK Cmn 200340957 2,056 69,300 Sh Put Shared-defined 1 69,300 COMERICA INC CMN STK Cmn 200340907 261 8,800 Sh Call Shared-defined 2 8,800 COMERICA INC CMN STK Cmn 200340957 1,000 33,700 Sh Put Shared-defined 2 33,700 COMFORT SYSTEMS USA INC CMN STOCK Cmn 199908104 35 2,985 Sh Shared-defined 1 2,985 COMFORT SYSTEMS USA INC CMN STOCK Cmn 199908104 248 21,392 Sh Shared-defined 2 21,392 COMMERCE BANCSHARES INC CMN STK Cmn 200525103 273 7,325 Sh Shared-defined 1 7,325 COMMERCE BANCSHARES INC CMN STK Cmn 200525103 11,184 300,323 Sh Shared-defined 2 300,323 COMMERCIAL METALS CMN STK Cmn 201723103 58 3,225 Sh Shared-defined 1 3,225 COLUMN TOTALS 110,041
FORM 13F Page 146 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ COMMERCIAL METALS CMN STK Cmn 201723103 465 25,981 Sh Shared-defined 2 25,981 COMMERCIAL METALS CMN STK Cmn 201723903 916 51,200 Sh Call Shared-defined 1 51,200 COMMERCIAL METALS CMN STK Cmn 201723953 1,019 56,900 Sh Put Shared-defined 1 56,900 COMMERCIAL METALS CMN STK Cmn 201723903 34 1,900 Sh Call Shared-defined 2 1,900 COMMERCIAL METALS CMN STK Cmn 201723953 81 4,500 Sh Put Shared-defined 2 4,500 COMMSCOPE INC CMN STOCK Cmn 203372907 1,122 37,500 Sh Call Shared-defined 1 37,500 COMMSCOPE INC CMN STOCK Cmn 203372957 943 31,500 Sh Put Shared-defined 1 31,500 COMMSCOPE INC CMN STOCK Cmn 203372907 180 6,000 Sh Call Shared-defined 2 6,000 COMMSCOPE INC CMN STOCK Cmn 203372957 772 25,800 Sh Put Shared-defined 2 25,800 COMMSCOPE INC CMN STOCK Cmn 203372107 507 16,955 Sh Shared-defined 1 16,955 COMMSCOPE INC CMN STOCK Cmn 203372107 1,669 55,777 Sh Shared-defined 2 55,777 COMMUNITY BANK SYSTEM INC CMN STK Cmn 203607106 51 2,816 Sh Shared-defined 1 2,816 COMMUNITY BANK SYSTEM INC CMN STK Cmn 203607106 192 10,500 Sh Shared-defined 2 10,500 COMMUNITY HEALTH SYSTEMS Cmn 203668108 10,088 315,939 Sh Shared-defined 2 315,939 COLUMN TOTALS 18,039
FORM 13F Page 147 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ COMMVAULT SYSTEMS INC Cmn 204166902 529 25,500 Sh Call Shared-defined 1 25,500 COMMVAULT SYSTEMS INC Cmn 204166952 496 23,900 Sh Put Shared-defined 1 23,900 COMMVAULT SYSTEMS INC Cmn 204166102 14,079 678,506 Sh Shared-defined 2 678,506 COMPANHIA DE SANEAMENTO Depository BASICO Receipt 20441A102 565 14,906 Sh Shared-defined 2 N/A COMPASS INT'L INC COMMON STOCK Cmn 20451N101 13,271 215,364 Sh Shared-defined 2 215,364 COMPASS INT'L INC COMMON STOCK Cmn 20451N901 1,510 24,500 Sh Call Shared-defined 1 24,500 COMPASS INT'L INC COMMON STOCK Cmn 20451N951 1,824 29,600 Sh Put Shared-defined 1 29,600 COMPLETE PRODUCTION SERVICES Cmn 20453E109 153 13,578 Sh Shared-defined 1 13,578 COMPLETE PRODUCTION SERVICES Cmn 20453E909 69 6,100 Sh Call Shared-defined 1 6,100 COMPLETE PRODUCTION SERVICES Cmn 20453E959 179 15,800 Sh Put Shared-defined 1 15,800 COMPLETE PRODUCTION SERVICES Cmn 20453E109 719 63,634 Sh Shared-defined 2 63,634 COMPUCREDIT HOLDINGS CORP Cmn 20478T907 544 115,400 Sh Call Shared-defined 1 115,400 COMPUCREDIT HOLDINGS CORP Cmn 20478T957 122 25,800 Sh Put Shared-defined 1 25,800 COMPUCREDIT HOLDINGS CORP Cmn 20478T107 4,644 986,000 Sh Shared-defined 2 986,000 COLUMN TOTALS 38,704
FORM 13F Page 148 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ COMPUTER SCIENCES CORP Cmn 205363104 50 957 Sh Shared-defined 1 957 COMPUTER SCIENCES CORP Cmn 205363104 3,187 60,470 Sh Shared-defined 2 60,470 COMPUTER SCIENCES CORP Cmn 205363904 3,326 63,100 Sh Call Shared-defined 1 63,100 COMPUTER SCIENCES CORP Cmn 205363954 2,699 51,200 Sh Put Shared-defined 1 51,200 COMPUTER SCIENCES CORP Cmn 205363904 1,544 29,300 Sh Call Shared-defined 2 29,300 COMPUTER SCIENCES CORP Cmn 205363954 3,964 75,200 Sh Put Shared-defined 2 75,200 COMPUWARE CORP CMN STK Cmn 205638909 76 10,400 Sh Call Shared-defined 1 10,400 COMPUWARE CORP CMN STK Cmn 205638959 62 8,400 Sh Put Shared-defined 1 8,400 COMPUWARE CORP CMN STK Cmn 205638109 50 6,841 Sh Shared-defined 1 6,841 COMPUWARE CORP CMN STK Cmn 205638109 386 52,601 Sh Shared-defined 2 52,601 COMSTOCK RESOURCES INC Cmn 205768903 830 20,700 Sh Call Shared-defined 1 20,700 COMSTOCK RESOURCES INC Cmn 205768953 745 18,600 Sh Put Shared-defined 1 18,600 COMTECH TELECOMMUN CMN STK Cmn 205826209 54 1,615 Sh Shared-defined 1 1,615 COMTECH TELECOMMUN CMN STK Cmn 205826909 2,511 75,600 Sh Call Shared-defined 1 75,600 COLUMN TOTALS 19,484
FORM 13F Page 149 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ COMTECH TELECOMMUN CMN STK Cmn 205826959 1,276 38,400 Sh Put Shared-defined 1 38,400 COMVERGE INC Cmn 205859901 297 24,300 Sh Call Shared-defined 1 24,300 CONAGRA FOODS INC CMN STK Cmn 205887902 2,064 95,200 Sh Call Shared-defined 1 95,200 CONAGRA FOODS INC CMN STK Cmn 205887952 2,051 94,600 Sh Put Shared-defined 1 94,600 CONAGRA FOODS INC CMN STK Cmn 205887902 2,474 114,100 Sh Call Shared-defined 2 114,100 CONAGRA FOODS INC CMN STK Cmn 205887952 806 37,200 Sh Put Shared-defined 2 37,200 CONAGRA FOODS INC CMN STK Cmn 205887102 52 2,381 Sh Shared-defined 1 2,381 CONCEPTUS 2.25% CB 2/15/2027-REGISTERED Bond 206016AA5 14,106 14,978,000 Prn Shared-defined 2 N/A CONCEPTUS INC CMN STOCK Cmn 206016907 339 18,300 Sh Call Shared-defined 1 18,300 CONCEPTUS INC CMN STOCK Cmn 206016957 389 21,000 Sh Put Shared-defined 1 21,000 CONCEPTUS INC CMN STOCK Cmn 206016107 109 5,898 Sh Shared-defined 1 5,898 CONCHO RESOURCES INC Cmn 20605P101 8 219 Sh Shared-defined 1 219 CONCHO RESOURCES INC Cmn 20605P901 886 24,400 Sh Call Shared-defined 1 24,400 CONCHO RESOURCES INC Cmn 20605P951 465 12,800 Sh Put Shared-defined 1 12,800 COLUMN TOTALS 25,322
FORM 13F Page 150 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ CONCHO RESOURCES INC Cmn 20605P101 5,171 142,376 Sh Shared-defined 2 142,376 CONCUR TECHNOLOGIES INC CMN STOCK Cmn 206708909 350 8,800 Sh Call Shared-defined 1 8,800 CONCUR TECHNOLOGIES INC CMN STOCK Cmn 206708959 2,386 60,000 Sh Put Shared-defined 1 60,000 CONCUR TECHNOLOGIES INC CMN STOCK Cmn 206708109 986 24,794 Sh Shared-defined 1 24,794 CONCUR TECHNOLOGIES INC CMN STOCK Cmn 206708109 26 659 Sh Shared-defined 2 659 CONEXANT SYS INC CMN STOCK Cmn 207142308 49 17,922 Sh Shared-defined 1 17,922 CONEXANT SYS INC CMN STOCK Cmn 207142308 9 3,418 Sh Shared-defined 2 3,418 CONN'S INC COMMON STOCK Cmn 208242907 70 6,200 Sh Call Shared-defined 1 6,200 CONN'S INC COMMON STOCK Cmn 208242957 429 38,000 Sh Put Shared-defined 1 38,000 CONN'S INC COMMON STOCK Cmn 208242107 71 6,282 Sh Shared-defined 1 6,282 CONN'S INC COMMON STOCK Cmn 208242107 63 5,578 Sh Shared-defined 2 5,578 CONOCOPHILLIPS CMN STK Cmn 20825C904 91,630 2,029,000 Sh Call Shared-defined 1 2,029,000 CONOCOPHILLIPS CMN STK Cmn 20825C954 63,969 1,416,500 Sh Put Shared-defined 1 1,416,500 CONOCOPHILLIPS CMN STK Cmn 20825C904 49,152 1,088,400 Sh Call Shared-defined 2 1,088,400 COLUMN TOTALS 214,361
FORM 13F Page 151 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ CONOCOPHILLIPS CMN STK Cmn 20825C954 35,834 793,500 Sh Put Shared-defined 2 793,500 CONOCOPHILLIPS CMN STK Cmn 20825C104 1,491 33,019 Sh Shared-defined 1 33,019 CONOCOPHILLIPS CMN STK Cmn 20825C104 10,857 240,421 Sh Shared-defined 2 240,421 CONSECO INC/NEW - CMN STK Cmn 208464903 807 153,400 Sh Call Shared-defined 1 153,400 CONSECO INC/NEW - CMN STK Cmn 208464953 1,254 238,400 Sh Put Shared-defined 1 238,400 CONSECO INC/NEW - CMN STK Cmn 208464903 667 126,900 Sh Call Shared-defined 2 126,900 CONSECO INC/NEW - CMN STK Cmn 208464953 898 170,800 Sh Put Shared-defined 2 170,800 CONSECO INC/NEW - CMN STK Cmn 208464883 271 51,531 Sh Shared-defined 1 51,531 CONSECO INC/NEW - CMN STK Cmn 208464883 41 7,829 Sh Shared-defined 2 7,829 CONSOL ENERGY INC Cmn 20854P909 9,897 219,400 Sh Call Shared-defined 1 219,400 CONSOL ENERGY INC Cmn 20854P959 7,019 155,600 Sh Put Shared-defined 1 155,600 CONSOL ENERGY INC Cmn 20854P109 44,127 978,205 Sh Shared-defined 2 978,205 CONSOL ENERGY INC Cmn 20854P909 6,762 149,900 Sh Call Shared-defined 2 149,900 CONSOL ENERGY INC Cmn 20854P959 3,929 87,100 Sh Put Shared-defined 2 87,100 COLUMN TOTALS 123,854
FORM 13F Page 152 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ CONSOLIDATED COMM ILLINOIS HOLDINGS, INC. COMMON S Cmn 209034907 133 8,300 Sh Call Shared-defined 1 8,300 CONSOLIDATED COMM ILLINOIS HOLDINGS, INC. COMMON S Cmn 209034957 158 9,900 Sh Put Shared-defined 1 9,900 CONSOLIDATED COMM ILLINOIS HOLDINGS, INC. COMMON S Cmn 209034107 81 5,072 Sh Shared-defined 2 5,072 CONSOLIDATED EDISON INC. Cmn 209115104 195 4,759 Sh Shared-defined 1 4,759 CONSOLIDATED EDISON INC. Cmn 209115104 1,686 41,186 Sh Shared-defined 2 41,186 CONSOLIDATED EDISON INC. Cmn 209115904 2,395 58,500 Sh Call Shared-defined 1 58,500 CONSOLIDATED EDISON INC. Cmn 209115954 3,034 74,100 Sh Put Shared-defined 1 74,100 CONSOLIDATED EDISON INC. Cmn 209115904 2,485 60,700 Sh Call Shared-defined 2 60,700 CONSOLIDATED EDISON INC. Cmn 209115954 3,353 81,900 Sh Put Shared-defined 2 81,900 CONSTELLATION BRANDS INC - -CL A CMN STK Cmn 21036P908 424 28,000 Sh Call Shared-defined 1 28,000 CONSTELLATION BRANDS INC - -CL A CMN STK Cmn 21036P958 1,260 83,200 Sh Put Shared-defined 1 83,200 CONSTELLATION BRANDS INC - -CL A CMN STK Cmn 21036P958 3,030 200,000 Sh Put Shared-defined 2 200,000 CONSTELLATION BRANDS INC - -CL A CMN STK Cmn 21036P108 678 44,784 Sh Shared-defined 1 44,784 CONSTELLATION BRANDS INC - -CL A CMN STK Cmn 21036P108 9,396 620,210 Sh Shared-defined 2 620,210 COLUMN TOTALS 28,308
FORM 13F Page 153 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ CONSTELLATION ENERGY Cmn 210371100 851 26,300 Sh Shared-defined 2 26,300 GROUP INC CONSTELLATION ENERGY Cmn 210371900 2,172 67,100 Sh Call Shared-defined 1 67,100 GROUP INC CONSTELLATION ENERGY Cmn 210371950 1,560 48,200 Sh Put Shared-defined 1 48,200 GROUP INC CONSTELLATION ENERGY Cmn 210371900 275 8,500 Sh Call Shared-defined 2 8,500 GROUP INC CONSTELLATION ENERGY Cmn 210371950 256 7,900 Sh Put Shared-defined 2 7,900 GROUP INC CONTANGO OIL & GAS COMPANY Cmn 21075N904 1,889 37,000 Sh Call Shared-defined 1 37,000 CONTANGO OIL & GAS COMPANY Cmn 21075N954 2,277 44,600 Sh Put Shared-defined 1 44,600 CONTANGO OIL & GAS COMPANY Cmn 21075N904 577 11,300 Sh Call Shared-defined 2 11,300 CONTANGO OIL & GAS COMPANY Cmn 21075N954 306 6,000 Sh Put Shared-defined 2 6,000 CONTINENTAL AIRLS INC -CL Cmn 210795908 12,593 766,000 Sh Call Shared-defined 1 766,000 B CMN STK CONTINENTAL AIRLS INC -CL Cmn 210795958 9,589 583,300 Sh Put Shared-defined 1 583,300 B CMN STK CONTINENTAL AIRLS INC -CL Cmn 210795908 3,822 232,500 Sh Call Shared-defined 2 232,500 B CMN STK CONTINENTAL AIRLS INC -CL Cmn 210795958 5,491 334,000 Sh Put Shared-defined 2 334,000 B CMN STK CONTINENTAL AIRLS INC -CL Cmn 210795308 1,060 64,487 Sh Shared-defined 1 64,487 B CMN STK COLUMN TOTALS 42,718
FORM 13F Page 154 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ CONTINENTAL RESOURCES Cmn 212015901 2,808 71,700 Sh Call Shared-defined 1 71,700 INC/OK CONTINENTAL RESOURCES Cmn 212015951 4,089 104,400 Sh Put Shared-defined 1 104,400 INC/OK CONTINENTAL RESOURCES Cmn 212015901 987 25,200 Sh Call Shared-defined 2 25,200 INC/OK CONTINENTAL RESOURCES Cmn 212015951 1,532 39,100 Sh Put Shared-defined 2 39,100 INC/OK CONTINENTAL RESOURCES Cmn 212015101 412 10,526 Sh Shared-defined 1 10,526 INC/OK CONTINENTAL RESOURCES Cmn 212015101 210 5,361 Sh Shared-defined 2 5,361 INC/OK CONVERGYS CORP CMN STOCK Cmn 212485906 83 8,300 Sh Call Shared-defined 1 8,300 CONVERGYS CORP CMN STOCK Cmn 212485956 3 300 Sh Put Shared-defined 1 300 CONVERGYS CORP CMN STOCK Cmn 212485106 70 7,024 Sh Shared-defined 1 7,024 CONVERGYS CORP CMN STOCK Cmn 212485106 765 77,007 Sh Shared-defined 2 77,007 CON-WAY INC COMMON STOCK Cmn 205944901 2,625 68,500 Sh Call Shared-defined 1 68,500 CON-WAY INC COMMON STOCK Cmn 205944951 1,908 49,800 Sh Put Shared-defined 1 49,800 CON-WAY INC COMMON STOCK Cmn 205944901 341 8,900 Sh Call Shared-defined 2 8,900 CON-WAY INC COMMON STOCK Cmn 205944951 418 10,900 Sh Put Shared-defined 2 10,900 COLUMN TOTALS 16,251
FORM 13F Page 155 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ CON-WAY INC COMMON STOCK Cmn 205944101 170 4,437 Sh Shared-defined 1 4,437 CON-WAY INC COMMON STOCK Cmn 205944101 85 2,214 Sh Shared-defined 2 2,214 COOPER COMPANIES COMMON Cmn 216648902 300 10,100 Sh Call Shared-defined 1 10,100 STOCK COOPER COMPANIES COMMON Cmn 216648952 835 28,100 Sh Put Shared-defined 1 28,100 STOCK COOPER COMPANIES COMMON Cmn 216648402 130 4,359 Sh Shared-defined 1 4,359 STOCK COOPER COMPANIES COMMON Cmn 216648402 93 3,138 Sh Shared-defined 2 3,138 STOCK COOPER INDUSTRIES PLC Cmn G24140108 594 15,806 Sh Shared-defined 1 15,806 COOPER INDUSTRIES PLC Cmn G24140908 845 22,500 Sh Call Shared-defined 1 22,500 COOPER INDUSTRIES PLC Cmn G24140958 3,009 80,100 Sh Put Shared-defined 1 80,100 COOPER INDUSTRIES PLC Cmn G24140108 14,339 381,657 Sh Shared-defined 2 381,657 COOPER TIRE & RUBR CO Cmn 216831907 944 53,700 Sh Call Shared-defined 1 53,700 COOPER TIRE & RUBR CO Cmn 216831957 272 15,500 Sh Put Shared-defined 1 15,500 COOPER TIRE & RUBR CO Cmn 216831107 33,116 1,883,755 Sh Shared-defined 2 1,883,755 COPA HOLDINGS SA CMN STK Cmn P31076905 868 19,500 Sh Call Shared-defined 1 19,500 - - CL A COLUMN TOTALS 55,600
FORM 13F Page 156 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ COPA HOLDINGS SA CMN STK Cmn P31076955 943 21,200 Sh Put Shared-defined 1 21,200 - - CL A COPA HOLDINGS SA CMN STK Cmn P31076105 93 2,082 Sh Shared-defined 1 2,082 - - CL A COPA HOLDINGS SA CMN STK Cmn P31076105 19,425 436,618 Sh Shared-defined 2 436,618 - - CL A COPANO ENERGY LLC COMMON Cmn 217202900 278 15,300 Sh Call Shared-defined 1 15,300 STOCK COPANO ENERGY LLC COMMON Cmn 217202950 93 5,100 Sh Put Shared-defined 1 5,100 STOCK COPANO ENERGY LLC COMMON Cmn 217202100 163 8,977 Sh Shared-defined 1 8,977 STOCK COPART INC CMN STK Cmn 217204906 1,634 49,200 Sh Call Shared-defined 1 49,200 COPART INC CMN STK Cmn 217204956 1,096 33,000 Sh Put Shared-defined 1 33,000 COPART INC CMN STK Cmn 217204956 3 100 Sh Put Shared-defined 2 100 COPART INC CMN STK Cmn 217204106 170 5,127 Sh Shared-defined 2 5,127 CORE LABORATORIES N.V. Cmn N22717107 19 182 Sh Shared-defined 1 182 CORE LABORATORIES N.V. Cmn N22717907 6,330 61,400 Sh Call Shared-defined 1 61,400 CORE LABORATORIES N.V. Cmn N22717957 7,165 69,500 Sh Put Shared-defined 1 69,500 CORE LABORATORIES N.V. Cmn N22717907 2,216 21,500 Sh Call Shared-defined 2 21,500 COLUMN TOTALS 39,628
FORM 13F Page 157 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ CORE LABORATORIES N.V. Cmn N22717957 2,072 20,100 Sh Put Shared-defined 2 20,100 CORE LABORATORIES N.V. CB Bond 21868FAB9 81,195 67,750,000 Prn Shared-defined 2 N/A 0.25% 10/31/2011 - REGIS CORINTHIAN COLLEGES INC Cmn 218868907 1,208 65,100 Sh Call Shared-defined 1 65,100 CMN STOCK CORINTHIAN COLLEGES INC Cmn 218868957 1,474 79,400 Sh Put Shared-defined 1 79,400 CMN STOCK CORINTHIAN COLLEGES INC Cmn 218868907 507 27,300 Sh Call Shared-defined 2 27,300 CMN STOCK CORINTHIAN COLLEGES INC Cmn 218868957 780 42,000 Sh Put Shared-defined 2 42,000 CMN STOCK CORINTHIAN COLLEGES INC Cmn 218868107 137 7,374 Sh Shared-defined 1 7,374 CMN STOCK CORINTHIAN COLLEGES INC Cmn 218868107 350 18,854 Sh Shared-defined 2 18,854 CMN STOCK CORN PRODUCTS INTL INC Cmn 219023908 570 20,000 Sh Call Shared-defined 1 20,000 CMN STOCK CORN PRODUCTS INTL INC Cmn 219023958 759 26,600 Sh Put Shared-defined 1 26,600 CMN STOCK CORN PRODUCTS INTL INC Cmn 219023108 443 15,540 Sh Shared-defined 1 15,540 CMN STOCK CORN PRODUCTS INTL INC Cmn 219023108 887 31,114 Sh Shared-defined 2 31,114 CMN STOCK CORNING INC Cmn 219350105 3,131 204,489 Sh Shared-defined 2 204,489 CORNING INC Cmn 219350905 8,930 583,300 Sh Call Shared-defined 1 583,300 COLUMN TOTALS 102,443
FORM 13F Page 158 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ CORNING INC Cmn 219350955 5,821 380,200 Sh Put Shared-defined 1 380,200 CORNING INC Cmn 219350905 7,485 488,900 Sh Call Shared-defined 2 488,900 CORNING INC Cmn 219350955 4,045 264,200 Sh Put Shared-defined 2 264,200 CORPORATE EXECUTIVE BRD Cmn 21988R902 665 26,700 Sh Call Shared-defined 1 26,700 CO CMN STOCK CORPORATE EXECUTIVE BRD Cmn 21988R952 886 35,600 Sh Put Shared-defined 1 35,600 CO CMN STOCK CORPORATE EXECUTIVE BRD Cmn 21988R102 18 728 Sh Shared-defined 1 728 CO CMN STOCK CORPORATE EXECUTIVE BRD Cmn 21988R102 1,600 64,270 Sh Shared-defined 2 64,270 CO CMN STOCK CORPORATE OFFICE PPTYS TR Cmn 22002T908 638 17,300 Sh Call Shared-defined 1 17,300 INC CMN STK CORPORATE OFFICE PPTYS TR Cmn 22002T958 734 19,900 Sh Put Shared-defined 1 19,900 INC CMN STK CORPORATE OFFICE PPTYS TR Cmn 22002T908 443 12,000 Sh Call Shared-defined 2 12,000 INC CMN STK CORPORATE OFFICE PPTYS TR Cmn 22002T958 350 9,500 Sh Put Shared-defined 2 9,500 INC CMN STK CORPORATE OFFICE PPTYS TR Cmn 22002T108 9 245 Sh Shared-defined 1 245 INC CMN STK CORPORATE OFFICE PPTYS TR Cmn 22002T108 44 1,180 Sh Shared-defined 2 1,180 INC CMN STK CORRECTIONS CORP OF Cmn 22025Y407 542 23,933 Sh Shared-defined 1 23,933 AMERICA COLUMN TOTALS 23,280
FORM 13F Page 159 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ CORRECTIONS CORP OF Cmn 22025Y907 215 9,500 Sh Call Shared-defined 1 9,500 AMERICA CORRECTIONS CORP OF Cmn 22025Y957 88 3,900 Sh Put Shared-defined 1 3,900 AMERICA CORRECTIONS CORP OF Cmn 22025Y407 112 4,935 Sh Shared-defined 2 4,935 AMERICA CORUS BANKSHARES INC Cmn 220873103 2 24,403 Sh Shared-defined 1 24,403 CORUS BANKSHARES INC Cmn 220873903 5 50,700 Sh Call Shared-defined 1 50,700 CORUS BANKSHARES INC Cmn 220873953 1 12,000 Sh Put Shared-defined 1 12,000 CORUS BANKSHARES INC Cmn 220873103 - 527 Sh Shared-defined 2 527 COSAN LTD-CLASS A SHARES Cmn G25343907 357 45,200 Sh Call Shared-defined 1 45,200 COSAN LTD-CLASS A SHARES Cmn G25343957 259 32,800 Sh Put Shared-defined 1 32,800 COSAN LTD-CLASS A SHARES Cmn G25343107 27 3,420 Sh Shared-defined 1 3,420 COSAN LTD-CLASS A SHARES Cmn G25343107 296 37,508 Sh Shared-defined 2 37,508 COSTCO WHOLESALE CORP Cmn 22160K105 13,299 235,551 Sh Shared-defined 2 235,551 COMMON STOCK COSTCO WHOLESALE CORP Cmn 22160K905 11,868 210,200 Sh Call Shared-defined 1 210,200 COMMON STOCK COSTCO WHOLESALE CORP Cmn 22160K955 15,504 274,600 Sh Put Shared-defined 1 274,600 COMMON STOCK COLUMN TOTALS 42,033
FORM 13F Page 160 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ COSTCO WHOLESALE CORP Cmn 22160K905 7,379 130,700 Sh Call Shared-defined 2 130,700 COMMON STOCK COSTCO WHOLESALE CORP Cmn 22160K955 5,872 104,000 Sh Put Shared-defined 2 104,000 COMMON STOCK COTT CORPORATION COMMON Cmn 22163N906 75 10,200 Sh Call Shared-defined 1 10,200 STOCK COTT CORPORATION COMMON Cmn 22163N956 85 11,500 Sh Put Shared-defined 1 11,500 STOCK COTT CORPORATION COMMON Cmn 22163N106 20 2,760 Sh Shared-defined 1 2,760 STOCK COTT CORPORATION COMMON Cmn 22163N106 142 19,259 Sh Shared-defined 2 19,259 STOCK COUER DALENE MINES Bond 192108AR9 15,103 17,300,000 Prn Shared-defined 2 N/A CORPORATION 3.25% CB 3/15/28 - COUSINS PROPERTIES INC Cmn 222795906 9 1,100 Sh Call Shared-defined 1 1,100 CMN STK COUSINS PROPERTIES INC Cmn 222795956 72 8,700 Sh Put Shared-defined 1 8,700 CMN STK COUSINS PROPERTIES INC Cmn 222795106 61 7,419 Sh Shared-defined 1 7,419 CMN STK COUSINS PROPERTIES INC Cmn 222795106 373 45,007 Sh Shared-defined 2 45,007 CMN STK COVANCE INC CMN STOCK Cmn 222816900 3,504 64,700 Sh Call Shared-defined 1 64,700 COVANCE INC CMN STOCK Cmn 222816950 3,141 58,000 Sh Put Shared-defined 1 58,000 COVANCE INC CMN STOCK Cmn 222816100 116 2,141 Sh Shared-defined 2 2,141 COLUMN TOTALS 35,952
FORM 13F Page 161 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ COVANTA HOLDING CORP CMN Cmn 22282E902 233 13,700 Sh Call Shared-defined 1 13,700 STK COVANTA HOLDING CORP CMN Cmn 22282E952 1,440 84,700 Sh Put Shared-defined 1 84,700 STK COVANTA HOLDING CORP CMN Cmn 22282E902 2 100 Sh Call Shared-defined 2 100 STK COVANTA HOLDING CORP CMN Cmn 22282E952 16,196 952,700 Sh Put Shared-defined 2 952,700 STK COVANTA HOLDING CORP 1% Bond 22282EAA0 43,120 47,901,000 Prn Shared-defined 2 N/A CB 2/1/2027 - REGISTERED COVANTA HOLDING CORP CMN Cmn 22282E102 510 30,029 Sh Shared-defined 1 30,029 STK COVANTA HOLDING CORP CMN Cmn 22282E102 178 10,489 Sh Shared-defined 2 10,489 STK COVENTRY CORPORATION CMN Cmn 222862104 20 979 Sh Shared-defined 1 979 STK COVENTRY CORPORATION CMN Cmn 222862104 16 792 Sh Shared-defined 2 792 STK COVENTRY CORPORATION CMN Cmn 222862904 1,792 89,800 Sh Call Shared-defined 1 89,800 STK COVENTRY CORPORATION CMN Cmn 222862954 184 9,200 Sh Put Shared-defined 1 9,200 STK COVIDIEN PLC Cmn G2554F105 3,264 75,461 Sh Shared-defined 1 75,461 COVIDIEN PLC Cmn G2554F905 1,462 33,800 Sh Call Shared-defined 1 33,800 COVIDIEN PLC Cmn G2554F955 6,407 148,100 Sh Put Shared-defined 1 148,100 COLUMN TOTALS 74,824
FORM 13F Page 162 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ COVIDIEN PLC Cmn G2554F105 27,256 630,043 Sh Shared-defined 2 630,043 COVIDIEN PLC Cmn G2554F905 2,007 46,400 Sh Call Shared-defined 2 46,400 COVIDIEN PLC Cmn G2554F955 2,838 65,600 Sh Put Shared-defined 2 65,600 CRACKER BARREL OLD Cmn 22410J106 47 1,372 Sh Shared-defined 2 1,372 COUNTRY STO CRACKER BARREL OLD Cmn 22410J906 2,343 68,100 Sh Call Shared-defined 1 68,100 COUNTRY STO CRACKER BARREL OLD Cmn 22410J956 1,699 49,400 Sh Put Shared-defined 1 49,400 COUNTRY STO CRANE CO Cmn 224399105 146 5,641 Sh Shared-defined 1 5,641 CRANE CO Cmn 224399105 35 1,350 Sh Shared-defined 2 1,350 CRANE CO Cmn 224399905 108 4,200 Sh Call Shared-defined 1 4,200 CRANE CO Cmn 224399955 26 1,000 Sh Put Shared-defined 1 1,000 CRAY INC CMN STOCK Cmn 225223304 31 3,702 Sh Shared-defined 1 3,702 CRAY INC CMN STOCK Cmn 225223304 49 5,899 Sh Shared-defined 2 5,899 CRAY INC CMN STOCK Cmn 225223904 80 9,600 Sh Call Shared-defined 1 9,600 CRAY INC CMN STOCK Cmn 225223954 40 4,800 Sh Put Shared-defined 1 4,800 COLUMN TOTALS 36,705
FORM 13F Page 163 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ CREE INC CMN STK Cmn 225447901 5,219 142,000 Sh Call Shared-defined 1 142,000 CREE INC CMN STK Cmn 225447951 5,483 149,200 Sh Put Shared-defined 1 149,200 CREE INC CMN STK Cmn 225447901 970 26,400 Sh Call Shared-defined 2 26,400 CREE INC CMN STK Cmn 225447951 3,315 90,200 Sh Put Shared-defined 2 90,200 CREE INC CMN STK Cmn 225447101 1,393 37,904 Sh Shared-defined 1 37,904 CREE INC CMN STK Cmn 225447101 2,202 59,911 Sh Shared-defined 2 59,911 CRESUD S.A. SPONS ADR 1:10 Depository Receipt 226406106 19 1,484 Sh Shared-defined 1 N/A CRESUD S.A. SPONS ADR 1:10 Depository Receipt 226406106 150 11,649 Sh Shared-defined 2 N/A CROCS INC COMMON STOCK Cmn 227046909 2,720 409,000 Sh Call Shared-defined 1 409,000 CROCS INC COMMON STOCK Cmn 227046959 834 125,400 Sh Put Shared-defined 1 125,400 CROCS INC COMMON STOCK Cmn 227046909 799 120,200 Sh Call Shared-defined 2 120,200 CROCS INC COMMON STOCK Cmn 227046959 1,087 163,500 Sh Put Shared-defined 2 163,500 CROCS INC COMMON STOCK Cmn 227046109 595 89,497 Sh Shared-defined 2 89,497 CROWN CASTLE INTL CMN Cmn 228227904 2,230 71,100 Sh Call Shared-defined 1 71,100 STOCK COLUMN TOTALS 27,016
FORM 13F Page 164 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ CROWN CASTLE INTL CMN Cmn 228227954 1,831 58,400 Sh Put Shared-defined 1 58,400 STOCK CROWN CASTLE INTL CMN Cmn 228227104 431 13,729 Sh Shared-defined 1 13,729 STOCK CROWN CASTLE INTL CMN Cmn 228227104 1,740 55,500 Sh Shared-defined 2 55,500 STOCK CROWN ENTERTAINMENT LTD Depository 585464100 1,314 188,781 Sh Shared-defined 1 N/A Receipt CROWN ENTERTAINMENT LTD Depository 585464100 5,482 787,711 Sh Shared-defined 2 N/A Receipt CROWN HOLDINGS INC CMN STK Cmn 228368906 1,268 46,600 Sh Call Shared-defined 1 46,600 CROWN HOLDINGS INC CMN STK Cmn 228368956 615 22,600 Sh Put Shared-defined 1 22,600 CROWN HOLDINGS INC CMN STK Cmn 228368106 24,152 887,926 Sh Shared-defined 2 887,926 CRUCELL - ADR Depository 228769105 497 21,714 Sh Shared-defined 1 N/A Receipt CRUCELL - ADR Depository 228769105 2,837 123,942 Sh Shared-defined 2 N/A Receipt CRYPTOLOGIC LTD CMN STOCK Cmn G3159C909 98 16,600 Sh Call Shared-defined 1 16,600 CRYPTOLOGIC LTD CMN STOCK Cmn G3159C959 51 8,600 Sh Put Shared-defined 1 8,600 CRYPTOLOGIC LTD CMN STOCK Cmn G3159C109 5 839 Sh Shared-defined 1 839 CRYPTOLOGIC LTD CMN STOCK Cmn G3159C109 7 1,128 Sh Shared-defined 2 1,128 COLUMN TOTALS 40,328
FORM 13F Page 165 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ CRYSTALLEX INTL INC Cmn 22942F901 2 9,000 Sh Call Shared-defined 1 9,000 CRYSTALLEX INTL INC Cmn 22942F901 - 400 Sh Call Shared-defined 2 400 CRYSTALLEX INTL INC Cmn 22942F951 - 700 Sh Put Shared-defined 2 700 CSG SYS INTL INC 2.5% CB Bond 126349AB5 17,981 18,500,000 Prn Shared-defined 2 N/A 06/15/2024-REGISTERED CSX CORP Cmn 126408103 578 13,814 Sh Shared-defined 1 13,814 CSX CORP Cmn 126408103 48,397 1,156,171 Sh Shared-defined 2 1,156,171 CSX CORP Cmn 126408903 18,737 447,600 Sh Call Shared-defined 1 447,600 CSX CORP Cmn 126408953 16,572 395,900 Sh Put Shared-defined 1 395,900 CSX CORP Cmn 126408903 8,104 193,600 Sh Call Shared-defined 2 193,600 CSX CORP Cmn 126408953 13,751 328,500 Sh Put Shared-defined 2 328,500 CTC MEDIA INC Cmn 12642X106 74 4,700 Sh Shared-defined 1 4,700 CTC MEDIA INC Cmn 12642X906 222 14,100 Sh Call Shared-defined 1 14,100 CTC MEDIA INC Cmn 12642X956 366 23,300 Sh Put Shared-defined 1 23,300 CTRIP.COM Depository INTERNATIONAL-ADR 1:2 Receipt 22943F100 17,542 298,384 Sh Shared-defined 2 N/A COLUMN TOTALS 142,326
FORM 13F Page 166 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ CUBIST PHARMACE 2.25% CB Bond 229678AC1 69,457 73,884,000 Prn Shared-defined 2 N/A 6/15/2013-REGISTERED CUBIST PHARMACEUTICALS Cmn 229678107 754 37,316 Sh Shared-defined 1 37,316 INC CMN STOCK CUBIST PHARMACEUTICALS Cmn 229678107 1,409 69,762 Sh Shared-defined 2 69,762 INC CMN STOCK CUBIST PHARMACEUTICALS Cmn 229678907 1,099 54,400 Sh Call Shared-defined 1 54,400 INC CMN STOCK CUBIST PHARMACEUTICALS Cmn 229678957 879 43,500 Sh Put Shared-defined 1 43,500 INC CMN STOCK CUBIST PHARMACEUTICALS Cmn 229678907 53 2,600 Sh Call Shared-defined 2 2,600 INC CMN STOCK CUBIST PHARMACEUTICALS Cmn 229678957 103 5,100 Sh Put Shared-defined 2 5,100 INC CMN STOCK CULLEN/FROST BANKERS INC Cmn 229899909 599 11,600 Sh Call Shared-defined 1 11,600 CMN STK CULLEN/FROST BANKERS INC Cmn 229899959 165 3,200 Sh Put Shared-defined 1 3,200 CMN STK CULLEN/FROST BANKERS INC Cmn 229899109 183 3,551 Sh Shared-defined 1 3,551 CMN STK CULLEN/FROST BANKERS INC Cmn 229899109 30,518 590,979 Sh Shared-defined 2 590,979 CMN STK CUMMINS INC Cmn 231021906 15,607 348,300 Sh Call Shared-defined 1 348,300 CUMMINS INC Cmn 231021956 11,839 264,200 Sh Put Shared-defined 1 264,200 CUMMINS INC Cmn 231021106 5,825 130,000 Sh Shared-defined 2 130,000 COLUMN TOTALS 138,490
FORM 13F Page 167 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ CUMMINS INC Cmn 231021906 13,658 304,800 Sh Call Shared-defined 2 304,800 CUMMINS INC Cmn 231021956 9,473 211,400 Sh Put Shared-defined 2 211,400 CURIS INC Cmn 231269101 1 612 Sh Shared-defined 2 612 CURTISS-WRIGHT CORP CMN Cmn 231561901 1,184 34,700 Sh Call Shared-defined 1 34,700 STK CURTISS-WRIGHT CORP CMN Cmn 231561951 491 14,400 Sh Put Shared-defined 1 14,400 STK CURTISS-WRIGHT CORP CMN Cmn 231561101 23,991 702,927 Sh Shared-defined 2 702,927 STK CVB FINANCIAL CORP CMN STK Cmn 126600105 73 9,681 Sh Shared-defined 1 9,681 CVB FINANCIAL CORP CMN STK Cmn 126600105 15,081 1,986,942 Sh Shared-defined 2 1,986,942 CVS CAREMARK CORP CMN STK Cmn 126650100 1,619 45,313 Sh Shared-defined 1 45,313 CVS CAREMARK CORP CMN STK Cmn 126650100 32,342 904,935 Sh Shared-defined 2 904,935 CVS CAREMARK CORP CMN STK Cmn 126650900 15,879 444,300 Sh Call Shared-defined 1 444,300 CVS CAREMARK CORP CMN STK Cmn 126650950 10,643 297,800 Sh Put Shared-defined 1 297,800 CVS CAREMARK CORP CMN STK Cmn 126650900 8,574 239,900 Sh Call Shared-defined 2 239,900 CVS CAREMARK CORP CMN STK Cmn 126650950 5,454 152,600 Sh Put Shared-defined 2 152,600 COLUMN TOTALS 138,463
FORM 13F Page 168 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ CYBERONICS INC CMN STK Cmn 23251P902 228 14,300 Sh Call Shared-defined 1 14,300 CYBERONICS INC CMN STK Cmn 23251P952 430 27,000 Sh Put Shared-defined 1 27,000 CYBERONICS INC CMN STK Cmn 23251P102 65 4,105 Sh Shared-defined 2 4,105 CYBERSOURCE CORP DEL CMN Cmn 23251J906 235 14,100 Sh Call Shared-defined 1 14,100 STOCK CYBERSOURCE CORP DEL CMN Cmn 23251J956 15 900 Sh Put Shared-defined 1 900 STOCK CYBERSOURCE CORP DEL CMN Cmn 23251J106 19 1,115 Sh Shared-defined 1 1,115 STOCK CYBERSOURCE CORP DEL CMN Cmn 23251J106 161 9,638 Sh Shared-defined 2 9,638 STOCK CYMER INC CMN STOCK Cmn 232572907 2,740 70,500 Sh Call Shared-defined 1 70,500 CYMER INC CMN STOCK Cmn 232572957 816 21,000 Sh Put Shared-defined 1 21,000 CYMER INC CMN STOCK Cmn 232572957 85 2,200 Sh Put Shared-defined 2 2,200 CYMER INC CMN STOCK Cmn 232572107 140 3,610 Sh Shared-defined 2 3,610 CYPRESS BIOSCIENCES INC Cmn 232674507 17 2,131 Sh Shared-defined 1 2,131 CYPRESS BIOSCIENCES INC Cmn 232674907 176 21,600 Sh Call Shared-defined 1 21,600 CYPRESS BIOSCIENCES INC Cmn 232674957 33 4,000 Sh Put Shared-defined 1 4,000 COLUMN TOTALS 5,160
FORM 13F Page 169 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ CYPRESS SEMICONDUCTOR Cmn 232806909 1,520 147,100 Sh Call Shared-defined 1 147,100 COMMON STOCK CYPRESS SEMICONDUCTOR Cmn 232806959 3,989 386,200 Sh Put Shared-defined 1 386,200 COMMON STOCK CYPRESS SEMICONDUCTOR Cmn 232806909 2,073 200,700 Sh Call Shared-defined 2 200,700 COMMON STOCK CYPRESS SEMICONDUCTOR Cmn 232806959 5,404 523,100 Sh Put Shared-defined 2 523,100 COMMON STOCK CYPRESS SEMICONDUCTOR Cmn 232806109 1,987 192,359 Sh Shared-defined 1 192,359 COMMON STOCK CYPRESS SEMICONDUCTOR Cmn 232806109 1,408 136,311 Sh Shared-defined 2 136,311 COMMON STOCK CYTEC INDUSTRIES INC CMN Cmn 232820900 1,494 46,000 Sh Call Shared-defined 1 46,000 STK CYTEC INDUSTRIES INC CMN Cmn 232820950 971 29,900 Sh Put Shared-defined 1 29,900 STK CYTEC INDUSTRIES INC CMN Cmn 232820100 117 3,596 Sh Shared-defined 1 3,596 STK CYTEC INDUSTRIES INC CMN Cmn 232820100 1,451 44,700 Sh Shared-defined 2 44,700 STK CYTOKINETICS INC COMMON Cmn 23282W900 110 20,800 Sh Call Shared-defined 1 20,800 STOCK CYTOKINETICS INC COMMON Cmn 23282W950 16 3,000 Sh Put Shared-defined 1 3,000 STOCK CYTOKINETICS INC COMMON Cmn 23282W100 23 4,294 Sh Shared-defined 1 4,294 STOCK CYTRX CORP CMN STK Cmn 232828301 42 37,721 Sh Shared-defined 1 37,721 COLUMN TOTALS 20,605
FORM 13F Page 170 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ D R HORTON INC CMN STK Cmn 23331A909 5,528 484,500 Sh Call Shared-defined 1 484,500 D R HORTON INC CMN STK Cmn 23331A959 1,219 106,800 Sh Put Shared-defined 1 106,800 D R HORTON INC CMN STK Cmn 23331A909 3,250 284,800 Sh Call Shared-defined 2 284,800 D R HORTON INC CMN STK Cmn 23331A959 1,123 98,400 Sh Put Shared-defined 2 98,400 D R HORTON INC CMN STK Cmn 23331A109 115 10,042 Sh Shared-defined 1 10,042 D R HORTON INC CMN STK Cmn 23331A109 3,545 310,706 Sh Shared-defined 2 310,706 D.R. HORTON INC 2% CB Bond 23331ABB4 11,381 10,000,000 Prn Shared-defined 2 N/A 05/15/2014-REGISTERED DAIMLERCHRYSLER AG COMMON Cmn D1668R903 1,263 25,100 Sh Call Shared-defined 1 25,100 STOCK DAIMLERCHRYSLER AG COMMON Cmn D1668R953 6,767 134,500 Sh Put Shared-defined 1 134,500 STOCK DAIMLERCHRYSLER AG COMMON Cmn D1668R953 171 3,400 Sh Put Shared-defined 2 3,400 STOCK DAIMLERCHRYSLER AG COMMON Cmn D1668R123 4,556 90,561 Sh Shared-defined 1 90,561 STOCK DAIMLERCHRYSLER AG COMMON Cmn D1668R123 447 8,886 Sh Shared-defined 2 8,886 STOCK DAKTRONICS INC CMN STK Cmn 234264909 111 13,000 Sh Call Shared-defined 1 13,000 DAKTRONICS INC CMN STK Cmn 234264959 106 12,400 Sh Put Shared-defined 1 12,400 COLUMN TOTALS 39,582
FORM 13F Page 171 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ DAKTRONICS INC CMN STK Cmn 234264959 21 2,400 Sh Put Shared-defined 2 2,400 DAKTRONICS INC CMN STK Cmn 234264109 28 3,283 Sh Shared-defined 1 3,283 DAKTRONICS INC CMN STK Cmn 234264109 105 12,305 Sh Shared-defined 2 12,305 DANA HOLDING CORP Cmn 235825205 83 12,198 Sh Shared-defined 1 12,198 DANA HOLDING CORP Cmn 235825905 212 31,200 Sh Call Shared-defined 1 31,200 DANA HOLDING CORP Cmn 235825955 33 4,900 Sh Put Shared-defined 1 4,900 DANA HOLDING CORP Cmn 235825205 6,603 969,593 Sh Shared-defined 2 969,593 DANAHER CORP CMN STK Cmn 235851902 11,148 165,600 Sh Call Shared-defined 1 165,600 DANAHER CORP CMN STK Cmn 235851952 8,859 131,600 Sh Put Shared-defined 1 131,600 DANAHER CORP CMN STK Cmn 235851902 8,523 126,600 Sh Call Shared-defined 2 126,600 DANAHER CORP CMN STK Cmn 235851952 7,304 108,500 Sh Put Shared-defined 2 108,500 DANAHER CORP CMN STK Cmn 235851102 148 2,197 Sh Shared-defined 1 2,197 DANAHER CORP CMN STK Cmn 235851102 1,959 29,100 Sh Shared-defined 2 29,100 DARA BIOSCIENCES INC CMN Cmn 23703P106 8 14,806 Sh Shared-defined 1 14,806 STK COLUMN TOTALS 45,034
FORM 13F Page 172 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ DARDEN RESTAURANTS, INC. Cmn 237194905 8,358 244,900 Sh Call Shared-defined 1 244,900 COMMON STOCK NYSE DARDEN RESTAURANTS, INC. Cmn 237194955 12,870 377,100 Sh Put Shared-defined 1 377,100 COMMON STOCK NYSE DARDEN RESTAURANTS, INC. Cmn 237194905 6,785 198,800 Sh Call Shared-defined 2 198,800 COMMON STOCK NYSE DARDEN RESTAURANTS, INC. Cmn 237194955 7,031 206,000 Sh Put Shared-defined 2 206,000 COMMON STOCK NYSE DARDEN RESTAURANTS, INC. Cmn 237194105 4,659 136,510 Sh Shared-defined 1 136,510 COMMON STOCK NYSE DARDEN RESTAURANTS, INC. Cmn 237194105 955 27,967 Sh Shared-defined 2 27,967 COMMON STOCK NYSE DARLING INTL INC CMN STOCK Cmn 237266101 90 12,291 Sh Shared-defined 2 12,291 DAVITA INC CMN STOCK Cmn 23918K908 1,195 21,100 Sh Call Shared-defined 1 21,100 DAVITA INC CMN STOCK Cmn 23918K958 2,594 45,800 Sh Put Shared-defined 1 45,800 DAVITA INC CMN STOCK Cmn 23918K108 286 5,045 Sh Shared-defined 1 5,045 DAVITA INC CMN STOCK Cmn 23918K108 5,857 103,400 Sh Shared-defined 2 103,400 DAYSTAR TECHNOLOGIES INC Cmn 23962Q900 6 7,400 Sh Call Shared-defined 1 7,400 COMMON STOCK DAYSTAR TECHNOLOGIES INC Cmn 23962Q950 - 500 Sh Put Shared-defined 1 500 COMMON STOCK DAYSTAR TECHNOLOGIES INC Cmn 23962Q900 1 1,000 Sh Call Shared-defined 2 1,000 COMMON STOCK COLUMN TOTALS 50,687
FORM 13F Page 173 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ DAYSTAR TECHNOLOGIES INC Cmn 23962Q100 4 5,963 Sh Shared-defined 1 5,963 COMMON STOCK DAYSTAR TECHNOLOGIES INC Cmn 23962Q100 2 2,500 Sh Shared-defined 2 2,500 COMMON STOCK DCT INDUSTRIAL TRUST INC Cmn 233153105 1,213 237,400 Sh Shared-defined 2 237,400 DEALERTRACK HOLDINGS INC Cmn 242309102 29 1,541 Sh Shared-defined 1 1,541 COMMONSTOCK DEALERTRACK HOLDINGS INC Cmn 242309102 306 16,159 Sh Shared-defined 2 16,159 COMMONSTOCK DEAN FOODS CO CMN STOCK Cmn 242370904 703 39,500 Sh Call Shared-defined 1 39,500 DEAN FOODS CO CMN STOCK Cmn 242370954 824 46,300 Sh Put Shared-defined 1 46,300 DEAN FOODS CO CMN STOCK Cmn 242370904 7 400 Sh Call Shared-defined 2 400 DEAN FOODS CO CMN STOCK Cmn 242370954 199 11,200 Sh Put Shared-defined 2 11,200 DEAN FOODS CO CMN STOCK Cmn 242370104 229 12,854 Sh Shared-defined 1 12,854 DEAN FOODS CO CMN STOCK Cmn 242370104 4,205 236,343 Sh Shared-defined 2 236,343 DECKERS OUTDOOR CORP CMN Cmn 243537907 8,213 96,800 Sh Call Shared-defined 1 96,800 STK DECKERS OUTDOOR CORP CMN Cmn 243537957 6,347 74,800 Sh Put Shared-defined 1 74,800 STK DECKERS OUTDOOR CORP CMN Cmn 243537907 2,885 34,000 Sh Call Shared-defined 2 34,000 STK COLUMN TOTALS 25,166
FORM 13F Page 174 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ DECKERS OUTDOOR CORP CMN Cmn 243537957 3,649 43,000 Sh Put Shared-defined 2 43,000 STK DECKERS OUTDOOR CORP CMN Cmn 243537107 6,439 75,885 Sh Shared-defined 2 75,885 STK DECODE GENETICS INC Cmn 243586104 11 22,443 Sh Shared-defined 1 22,443 DECODE GENETICS INC Cmn 243586904 1 1,300 Sh Call Shared-defined 1 1,300 DECODE GENETICS INC Cmn 243586954 1 1,200 Sh Put Shared-defined 1 1,200 DEERE & COMPANY COMMON Cmn 244199905 27,198 633,700 Sh Call Shared-defined 1 633,700 STOCK DEERE & COMPANY COMMON Cmn 244199955 40,817 951,000 Sh Put Shared-defined 1 951,000 STOCK DEERE & COMPANY COMMON Cmn 244199905 17,571 409,400 Sh Call Shared-defined 2 409,400 STOCK DEERE & COMPANY COMMON Cmn 244199955 15,953 371,700 Sh Put Shared-defined 2 371,700 STOCK DEERE & COMPANY COMMON Cmn 244199105 9 200 Sh Shared-defined 1 200 STOCK DEERE & COMPANY COMMON Cmn 244199105 2,593 60,413 Sh Shared-defined 2 60,413 STOCK DEL MONTE FOODS CMN STOCK Cmn 24522P103 34 2,944 Sh Shared-defined 1 2,944 DEL MONTE FOODS CMN STOCK Cmn 24522P103 131 11,354 Sh Shared-defined 2 11,354 DEL MONTE FOODS CMN STOCK Cmn 24522P903 50 4,300 Sh Call Shared-defined 1 4,300 COLUMN TOTALS 114,457
FORM 13F Page 175 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ DEL MONTE FOODS CMN STOCK Cmn 24522P953 32 2,800 Sh Put Shared-defined 1 2,800 DELL INC CMN STOCK Cmn 24702R901 22,791 1,493,500 Sh Call Shared-defined 1 1,493,500 DELL INC CMN STOCK Cmn 24702R951 17,151 1,123,900 Sh Put Shared-defined 1 1,123,900 DELL INC CMN STOCK Cmn 24702R901 10,555 691,700 Sh Call Shared-defined 2 691,700 DELL INC CMN STOCK Cmn 24702R951 8,463 554,600 Sh Put Shared-defined 2 554,600 DELL INC CMN STOCK Cmn 24702R101 5,150 337,491 Sh Shared-defined 1 337,491 DELL INC CMN STOCK Cmn 24702R101 486 31,844 Sh Shared-defined 2 31,844 DELPHI FINANCIAL GRP -CL Cmn 247131905 50 2,200 Sh Call Shared-defined 1 2,200 A CMN STK DELPHI FINANCIAL GRP -CL Cmn 247131955 242 10,700 Sh Put Shared-defined 1 10,700 A CMN STK DELPHI FINANCIAL GRP -CL Cmn 247131105 26 1,145 Sh Shared-defined 1 1,145 A CMN STK DELPHI FINANCIAL GRP -CL Cmn 247131105 262 11,586 Sh Shared-defined 2 11,586 A CMN STK DELTA AIR LINES INC CMN Cmn 247361902 3,942 439,900 Sh Call Shared-defined 1 439,900 STK DELTA AIR LINES INC CMN Cmn 247361952 9,725 1,085,400 Sh Put Shared-defined 1 1,085,400 STK DELTA AIR LINES INC CMN Cmn 247361902 2,472 275,900 Sh Call Shared-defined 2 275,900 STK COLUMN TOTALS 81,347
FORM 13F Page 176 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ DELTA AIR LINES INC CMN Cmn 247361952 1,612 179,900 Sh Put Shared-defined 2 179,900 STK DELTA AIR LINES INC CMN Cmn 247361702 5,238 584,576 Sh Shared-defined 1 584,576 STK DELTA AIR LINES INC CMN Cmn 247361702 2,656 296,400 Sh Shared-defined 2 296,400 STK DELTA PETROLEUM CORP CMN Cmn 247907907 57 32,500 Sh Call Shared-defined 1 32,500 STK DELTA PETROLEUM CORP CMN Cmn 247907957 395 225,600 Sh Put Shared-defined 1 225,600 STK DELTA PETROLEUM CORP CMN Cmn 247907957 2 1,000 Sh Put Shared-defined 2 1,000 STK DELTA PETROLEUM CORP CMN Cmn 247907207 194 111,050 Sh Shared-defined 1 111,050 STK DELTA PETROLEUM CORP CMN Cmn 247907207 21 12,250 Sh Shared-defined 2 12,250 STK DELTIC TIMBER CORP CMN Cmn 247850100 224 4,899 Sh Shared-defined 2 4,899 STOCK DELUXE CORP Cmn 248019101 8 456 Sh Shared-defined 1 456 DELUXE CORP Cmn 248019901 339 19,800 Sh Call Shared-defined 1 19,800 DELUXE CORP Cmn 248019951 238 13,900 Sh Put Shared-defined 1 13,900 DELUXE CORP Cmn 248019101 238 13,894 Sh Shared-defined 2 13,894 DENBURY RES INC CMN STOCK Cmn 247916908 856 56,600 Sh Call Shared-defined 1 56,600 COLUMN TOTALS 12,078
FORM 13F Page 177 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ DENBURY RES INC CMN STOCK Cmn 247916958 1,065 70,400 Sh Put Shared-defined 1 70,400 DENBURY RES INC CMN STOCK Cmn 247916908 306 20,200 Sh Call Shared-defined 2 20,200 DENBURY RES INC CMN STOCK Cmn 247916958 263 17,400 Sh Put Shared-defined 2 17,400 DENBURY RES INC CMN STOCK Cmn 247916208 462 30,515 Sh Shared-defined 1 30,515 DENBURY RES INC CMN STOCK Cmn 247916208 343 22,686 Sh Shared-defined 2 22,686 DENDREON CORP Cmn 24823Q107 360 12,862 Sh Shared-defined 1 12,862 DENDREON CORP Cmn 24823Q907 13,027 465,400 Sh Call Shared-defined 1 465,400 DENDREON CORP Cmn 24823Q957 10,983 392,400 Sh Put Shared-defined 1 392,400 DENDREON CORP Cmn 24823Q107 2,980 106,462 Sh Shared-defined 2 106,462 DENISON MINES CORP Cmn 248356907 25 13,600 Sh Call Shared-defined 1 13,600 DENISON MINES CORP Cmn 248356957 16 8,600 Sh Put Shared-defined 1 8,600 DENTSPLY INTERNATL INC Cmn 249030907 577 16,700 Sh Call Shared-defined 1 16,700 CMN STK DENTSPLY INTERNATL INC Cmn 249030957 456 13,200 Sh Put Shared-defined 1 13,200 CMN STK DENTSPLY INTERNATL INC Cmn 249030107 143 4,142 Sh Shared-defined 1 4,142 CMN STK COLUMN TOTALS 31,006
FORM 13F Page 178 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ DEUTSCHE BANK Cmn D18190898 1,425 18,560 Sh Shared-defined 1 18,560 DEUTSCHE BANK Cmn D18190908 3,370 43,900 Sh Call Shared-defined 1 43,900 DEUTSCHE BANK Cmn D18190958 12,467 162,400 Sh Put Shared-defined 1 162,400 DEVELOPERS DIVERSIFIED Cmn 251591903 351 38,000 Sh Call Shared-defined 1 38,000 REALTY COMMON STOCK DEVELOPERS DIVERSIFIED Cmn 251591953 848 91,800 Sh Put Shared-defined 1 91,800 REALTY COMMON STOCK DEVELOPERS DIVERSIFIED Cmn 251591103 382 41,289 Sh Shared-defined 1 41,289 REALTY COMMON STOCK DEVELOPERS DIVERSIFIED Cmn 251591103 1,540 166,654 Sh Shared-defined 2 166,654 REALTY COMMON STOCK DEVON ENERGY CORP CMN Cmn 25179M103 1,473 21,875 Sh Shared-defined 1 21,875 STOCK (NEW) DEVON ENERGY CORP CMN Cmn 25179M103 7,341 109,037 Sh Shared-defined 2 109,037 STOCK (NEW) DEVON ENERGY CORP CMN Cmn 25179M903 19,761 293,500 Sh Call Shared-defined 1 293,500 STOCK (NEW) DEVON ENERGY CORP CMN Cmn 25179M953 18,172 269,900 Sh Put Shared-defined 1 269,900 STOCK (NEW) DEVON ENERGY CORP CMN Cmn 25179M903 7,992 118,700 Sh Call Shared-defined 2 118,700 STOCK (NEW) DEVON ENERGY CORP CMN Cmn 25179M953 16,193 240,500 Sh Put Shared-defined 2 240,500 STOCK (NEW) DEVRY INC CMN STK Cmn 251893903 2,091 37,800 Sh Call Shared-defined 1 37,800 COLUMN TOTALS 93,406
FORM 13F Page 179 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ DEVRY INC CMN STK Cmn 251893953 2,429 43,900 Sh Put Shared-defined 1 43,900 DEVRY INC CMN STK Cmn 251893903 703 12,700 Sh Call Shared-defined 2 12,700 DEVRY INC CMN STK Cmn 251893953 321 5,800 Sh Put Shared-defined 2 5,800 DEVRY INC CMN STK Cmn 251893103 39,140 707,524 Sh Shared-defined 2 707,524 DEXCOM INC COMMON STOCK Cmn 252131907 85 10,700 Sh Call Shared-defined 1 10,700 DEXCOM INC COMMON STOCK Cmn 252131957 166 20,900 Sh Put Shared-defined 1 20,900 DEXCOM INC COMMON STOCK Cmn 252131107 3 399 Sh Shared-defined 1 399 DEXCOM INC COMMON STOCK Cmn 252131107 1 100 Sh Shared-defined 2 100 DG FASTCHANNEL INC CMN Cmn 23326R109 105 5,012 Sh Shared-defined 1 5,012 STOCK DG FASTCHANNEL INC CMN Cmn 23326R109 190 9,077 Sh Shared-defined 2 9,077 STOCK DHT MARITIME INC Cmn Y2065G105 59 15,796 Sh Shared-defined 1 15,796 DHT MARITIME INC Cmn Y2065G955 75 19,900 Sh Put Shared-defined 1 19,900 DHT MARITIME INC Cmn Y2065G105 2,885 767,191 Sh Shared-defined 2 767,191 DIAGEO PLC -SPONS ADR 4:1 Depository Receipt 25243Q205 918 14,923 Sh Shared-defined 1 N/A COLUMN TOTALS 47,080
FORM 13F Page 180 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ DIAGEO PLC -SPONS ADR 4:1 Depository Receipt 25243Q205 2,168 35,255 Sh Shared-defined 2 N/A DIAMOND OFFSHORE DRILLING Cmn 25271C102 5,091 53,302 Sh Shared-defined 2 53,302 COMMON DIAMOND OFFSHORE DRILLING Cmn 25271C902 17,213 180,200 Sh Call Shared-defined 1 180,200 COMMON DIAMOND OFFSHORE DRILLING Cmn 25271C952 16,926 177,200 Sh Put Shared-defined 1 177,200 COMMON DIAMOND OFFSHORE DRILLING Cmn 25271C902 11,396 119,300 Sh Call Shared-defined 2 119,300 COMMON DIAMOND OFFSHORE DRILLING Cmn 25271C952 4,700 49,200 Sh Put Shared-defined 2 49,200 COMMON DIANA SHIPPING INC COMMON Cmn Y2066G904 129 9,900 Sh Call Shared-defined 1 9,900 STOCK DIANA SHIPPING INC COMMON Cmn Y2066G954 1,520 116,900 Sh Put Shared-defined 1 116,900 STOCK DIANA SHIPPING INC COMMON Cmn Y2066G904 9 700 Sh Call Shared-defined 2 700 STOCK DIANA SHIPPING INC COMMON Cmn Y2066G954 672 51,700 Sh Put Shared-defined 2 51,700 STOCK DIANA SHIPPING INC COMMON Cmn Y2066G104 1,923 147,895 Sh Shared-defined 1 147,895 STOCK DIANA SHIPPING INC COMMON Cmn Y2066G104 1,675 128,813 Sh Shared-defined 2 128,813 STOCK DICK'S SPORTING GOODS INC Cmn 253393902 1,481 66,100 Sh Call Shared-defined 1 66,100 COMMON STOCK DICK'S SPORTING GOODS INC Cmn 253393952 1,008 45,000 Sh Put Shared-defined 1 45,000 COMMON STOCK COLUMN TOTALS 65,911
FORM 13F Page 181 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ DICK'S SPORTING GOODS INC Cmn 253393902 520 23,200 Sh Call Shared-defined 2 23,200 COMMON STOCK DICK'S SPORTING GOODS INC Cmn 253393952 598 26,700 Sh Put Shared-defined 2 26,700 COMMON STOCK DICK'S SPORTING GOODS INC Cmn 253393102 99 4,407 Sh Shared-defined 1 4,407 COMMON STOCK DICK'S SPORTING GOODS INC Cmn 253393102 255 11,373 Sh Shared-defined 2 11,373 COMMON STOCK DIEBOLD INC CMN STK Cmn 253651903 461 14,000 Sh Call Shared-defined 1 14,000 DIEBOLD INC CMN STK Cmn 253651953 2,312 70,200 Sh Put Shared-defined 1 70,200 DIEBOLD INC CMN STK Cmn 253651103 1,533 46,558 Sh Shared-defined 1 46,558 DIEBOLD INC CMN STK Cmn 253651103 76 2,300 Sh Shared-defined 2 2,300 DIGI INTERNATIONAL INC Cmn 253798102 7 799 Sh Shared-defined 1 799 CMN STK DIGI INTERNATIONAL INC Cmn 253798102 88 10,306 Sh Shared-defined 2 10,306 CMN STK DIGITAL ANGEL CORP CMN Cmn 25383A200 13 12,203 Sh Shared-defined 1 12,203 STOCK DG FASTCHANNEL INC CMN Cmn 23326R909 404 19,300 Sh Call Shared-defined 1 19,300 STOCK DG FASTCHANNEL INC CMN Cmn 23326R959 379 18,100 Sh Put Shared-defined 1 18,100 STOCK DIGITAL REALTY TRUST INC Cmn 253868903 3,341 73,100 Sh Call Shared-defined 1 73,100 COMMON STOCK COLUMN TOTALS 10,086
FORM 13F Page 182 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ DIGITAL REALTY TRUST INC Cmn 253868953 1,015 22,200 Sh Put Shared-defined 1 22,200 COMMON STOCK DIGITAL REALTY TRUST INC Cmn 253868903 334 7,300 Sh Call Shared-defined 2 7,300 COMMON STOCK DIGITAL REALTY TRUST INC Cmn 253868103 25 544 Sh Shared-defined 1 544 COMMON STOCK DIGITAL REALTY TRUST INC Cmn 253868103 402 8,800 Sh Shared-defined 2 8,800 COMMON STOCK DIGITAL RIVER INC CMN Cmn 25388B904 2,008 49,800 Sh Call Shared-defined 1 49,800 STOCK DIGITAL RIVER INC CMN Cmn 25388B954 1,939 48,100 Sh Put Shared-defined 1 48,100 STOCK DIGITAL RIVER INC CMN Cmn 25388B904 863 21,400 Sh Call Shared-defined 2 21,400 STOCK DIGITAL RIVER INC CMN Cmn 25388B954 943 23,400 Sh Put Shared-defined 2 23,400 STOCK DIGITAL RIVER INC CMN Cmn 25388B104 13,105 325,018 Sh Shared-defined 2 325,018 STOCK DIGITALGLOBE INC Cmn 25389M877 813 36,333 Sh Shared-defined 1 36,333 DIGITALGLOBE INC Cmn 25389M957 964 43,100 Sh Put Shared-defined 1 43,100 DILLARD'S INC - CL A CMN Cmn 254067101 1,677 118,922 Sh Shared-defined 1 118,922 STK DILLARD'S INC - CL A CMN Cmn 254067101 578 41,011 Sh Shared-defined 2 41,011 STK DILLARD'S INC - CL A CMN Cmn 254067901 657 46,600 Sh Call Shared-defined 1 46,600 STK COLUMN TOTALS 25,323
FORM 13F Page 183 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ DILLARD'S INC - CL A CMN Cmn 254067951 2,745 194,700 Sh Put Shared-defined 1 194,700 STK DILLARD'S INC - CL A CMN Cmn 254067901 169 12,000 Sh Call Shared-defined 2 12,000 STK DILLARD'S INC - CL A CMN Cmn 254067951 1,158 82,100 Sh Put Shared-defined 2 82,100 STK DINEEQUITY INC CMN STK Cmn 254423106 9 371 Sh Shared-defined 2 371 DINEEQUITY INC CMN STK Cmn 254423906 1,953 78,900 Sh Call Shared-defined 1 78,900 DINEEQUITY INC CMN STK Cmn 254423956 552 22,300 Sh Put Shared-defined 1 22,300 DIODES INC CMN STK Cmn 254543901 593 32,800 Sh Call Shared-defined 1 32,800 DIODES INC CMN STK Cmn 254543951 564 31,200 Sh Put Shared-defined 1 31,200 DIODES INC CMN STK Cmn 254543951 20 1,100 Sh Put Shared-defined 2 1,100 DIODES INC CMN STK Cmn 254543101 120 6,617 Sh Shared-defined 1 6,617 DIODES INC CMN STK Cmn 254543101 969 53,589 Sh Shared-defined 2 53,589 DIRECTV GROUP INC/THE Cmn 25459L106 39,395 1,428,389 Sh Shared-defined 2 1,428,389 DISCOVER FINANCIAL AT NEW Cmn 254709908 2,004 123,500 Sh Call Shared-defined 1 123,500 YORK DISCOVER FINANCIAL AT NEW Cmn 254709958 2,285 140,800 Sh Put Shared-defined 1 140,800 YORK COLUMN TOTALS 52,536
FORM 13F Page 184 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ DISCOVER FINANCIAL AT NEW Cmn 254709908 1,264 77,900 Sh Call Shared-defined 2 77,900 YORK DISCOVER FINANCIAL AT NEW Cmn 254709958 688 42,400 Sh Put Shared-defined 2 42,400 YORK DISCOVER FINANCIAL AT NEW Cmn 254709108 19,703 1,213,961 Sh Shared-defined 2 1,213,961 YORK DISCOVERY COMMUNICATIONS Cmn 25470F104 6 201 Sh Shared-defined 1 201 INC DISCOVERY COMMUNICATIONS Cmn 25470F904 1,661 57,500 Sh Call Shared-defined 1 57,500 INC DISCOVERY COMMUNICATIONS Cmn 25470F954 110 3,800 Sh Put Shared-defined 1 3,800 INC DISCOVERY COMMUNICATIONS Cmn 25470F104 46 1,605 Sh Shared-defined 2 1,605 INC DISCOVERY LABORATORIES Cmn 254668106 15 11,141 Sh Shared-defined 1 11,141 INC CMN STOCK DISH NETWORK CORP COMMON Cmn 25470M909 2,065 107,200 Sh Call Shared-defined 1 107,200 STOCK DISH NETWORK CORP COMMON Cmn 25470M959 2,696 140,000 Sh Put Shared-defined 1 140,000 STOCK DISH NETWORK CORP COMMON Cmn 25470M909 647 33,600 Sh Call Shared-defined 2 33,600 STOCK DISH NETWORK CORP COMMON Cmn 25470M959 2,841 147,500 Sh Put Shared-defined 2 147,500 STOCK DISH NETWORK CORP COMMON Cmn 25470M109 2,171 112,728 Sh Shared-defined 1 112,728 STOCK DISH NETWORK CORP COMMON Cmn 25470M109 23,353 1,212,514 Sh Shared-defined 2 1,212,514 STOCK COLUMN TOTALS 57,266
FORM 13F Page 185 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ DISNEY WALT CO Cmn 254687106 1,831 66,684 Sh Shared-defined 1 66,684 DISNEY WALT CO Cmn 254687106 3,692 134,458 Sh Shared-defined 2 134,458 DIVX INC Cmn 255413106 10 1,822 Sh Shared-defined 1 1,822 DIVX INC Cmn 255413906 5 900 Sh Call Shared-defined 1 900 DIVX INC Cmn 255413956 19 3,400 Sh Put Shared-defined 1 3,400 DIVX INC Cmn 255413106 45 8,209 Sh Shared-defined 2 8,209 DOLBY LABORATORIES INC. Cmn 25659T907 1,165 30,500 Sh Call Shared-defined 1 30,500 COMMON STOCK DOLBY LABORATORIES INC. Cmn 25659T957 863 22,600 Sh Put Shared-defined 1 22,600 COMMON STOCK DOLBY LABORATORIES INC. Cmn 25659T907 332 8,700 Sh Call Shared-defined 2 8,700 COMMON STOCK DOLBY LABORATORIES INC. Cmn 25659T957 443 11,600 Sh Put Shared-defined 2 11,600 COMMON STOCK DOLBY LABORATORIES INC. Cmn 25659T107 61 1,607 Sh Shared-defined 1 1,607 COMMON STOCK DOLBY LABORATORIES INC. Cmn 25659T107 409 10,710 Sh Shared-defined 2 10,710 COMMON STOCK DOLLAR FINANCIAL CORP Bond 256664AB9 18,735 22,500,000 Prn Shared-defined 2 N/A 2.875% CB 6/30/2027 - REGIST DOLLAR FINANCIAL CORP Cmn 256664103 8 474 Sh Shared-defined 1 474 COMMON STOCK COLUMN TOTALS 27,618
FORM 13F Page 186 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ DOLLAR THRIFTY AUTO GRP Cmn 256743905 489 19,900 Sh Call Shared-defined 1 19,900 CMN STOCK DOLLAR THRIFTY AUTO GRP Cmn 256743955 4,062 165,200 Sh Put Shared-defined 1 165,200 CMN STOCK DOLLAR THRIFTY AUTO GRP Cmn 256743105 1,708 69,440 Sh Shared-defined 1 69,440 CMN STOCK DOLLAR THRIFTY AUTO GRP Cmn 256743105 2,198 89,406 Sh Shared-defined 2 89,406 CMN STOCK DOLLAR TREE STORES INC Cmn 256746908 4,727 97,100 Sh Call Shared-defined 1 97,100 CMN STOCK DOLLAR TREE STORES INC Cmn 256746958 1,991 40,900 Sh Put Shared-defined 1 40,900 CMN STOCK DOLLAR TREE STORES INC Cmn 256746908 2,434 50,000 Sh Call Shared-defined 2 50,000 CMN STOCK DOLLAR TREE STORES INC Cmn 256746958 2,332 47,900 Sh Put Shared-defined 2 47,900 CMN STOCK DOLLAR TREE STORES INC Cmn 256746108 7,139 146,647 Sh Shared-defined 2 146,647 CMN STOCK DOMINION RES INC VA Cmn 25746U109 41 1,177 Sh Shared-defined 1 1,177 DOMINION RES INC VA Cmn 25746U109 29 851 Sh Shared-defined 2 851 DOMINION RES INC VA Cmn 25746U909 3,164 91,700 Sh Call Shared-defined 1 91,700 DOMINION RES INC VA Cmn 25746U959 1,673 48,500 Sh Put Shared-defined 1 48,500 DOMINION RES INC VA Cmn 25746U909 3,440 99,700 Sh Call Shared-defined 2 99,700 COLUMN TOTALS 35,427
FORM 13F Page 187 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ DOMINO'S PIZZA, INC. Cmn 25754A901 17 1,900 Sh Call Shared-defined 1 1,900 COMMON STOCK DOMINO'S PIZZA, INC. Cmn 25754A951 42 4,700 Sh Put Shared-defined 1 4,700 COMMON STOCK DOMINO'S PIZZA, INC. Cmn 25754A201 35 4,013 Sh Shared-defined 1 4,013 COMMON STOCK DOMTAR CORP CMN STK Cmn 257559203 2,541 72,142 Sh Shared-defined 2 72,142 DOMTAR CORP CMN STK Cmn 257559903 831 23,600 Sh Call Shared-defined 1 23,600 DOMTAR CORP CMN STK Cmn 257559953 261 7,400 Sh Put Shared-defined 1 7,400 DONALDSON CO INC CMN STK Cmn 257651909 959 27,700 Sh Call Shared-defined 1 27,700 DONALDSON CO INC CMN STK Cmn 257651959 184 5,300 Sh Put Shared-defined 1 5,300 DONALDSON CO INC CMN STK Cmn 257651109 45 1,294 Sh Shared-defined 1 1,294 DONNELLEY R R & SONS CO Cmn 257867101 132 6,211 Sh Shared-defined 1 6,211 DONNELLEY R R & SONS CO Cmn 257867101 637 29,984 Sh Shared-defined 2 29,984 DOUGLAS EMMETT INC Cmn 25960P909 142 11,600 Sh Call Shared-defined 1 11,600 DOUGLAS EMMETT INC Cmn 25960P959 72 5,900 Sh Put Shared-defined 1 5,900 DOVER CORP Cmn 260003108 404 10,416 Sh Shared-defined 1 10,416 COLUMN TOTALS 6,302
FORM 13F Page 188 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ DOVER CORP Cmn 260003908 1,248 32,200 Sh Call Shared-defined 1 32,200 DOVER CORP Cmn 260003958 1,663 42,900 Sh Put Shared-defined 1 42,900 DOVER CORP Cmn 260003108 1,857 47,923 Sh Shared-defined 2 47,923 DOW CHEMICAL COMPANY Cmn 260543103 1,572 60,300 Sh Shared-defined 2 60,300 COMMON STOCK DPL INC CMN STK Cmn 233293109 13 499 Sh Shared-defined 1 499 DPL INC CMN STK Cmn 233293109 2,279 87,313 Sh Shared-defined 2 87,313 DR PEPPER SNAPPLE GROUP Cmn 26138E109 6 195 Sh Shared-defined 1 195 INC DR PEPPER SNAPPLE GROUP Cmn 26138E109 11,324 393,893 Sh Shared-defined 2 393,893 INC DR REDDY'S LABORATORIES Depository 256135203 7 351 Sh Shared-defined 1 N/A LTD ADR 2:1 Receipt DR REDDY'S LABORATORIES Depository 256135203 228 11,673 Sh Shared-defined 2 N/A LTD ADR 2:1 Receipt DR PEPPER SNAPPLE GROUP Cmn 26138E909 581 20,200 Sh Call Shared-defined 1 20,200 INC DR PEPPER SNAPPLE GROUP Cmn 26138E959 273 9,500 Sh Put Shared-defined 1 9,500 INC DREAMWORKS ANIMATION SKG, Cmn 26153C903 935 26,300 Sh Call Shared-defined 1 26,300 INC. COMMON STOCK DREAMWORKS ANIMATION SKG, Cmn 26153C953 971 27,300 Sh Put Shared-defined 1 27,300 INC. COMMON STOCK COLUMN TOTALS 22,957
FORM 13F Page 189 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ DREAMWORKS ANIMATION SKG, Cmn 26153C103 818 23,010 Sh Shared-defined 1 23,010 INC. COMMON STOCK DREAMWORKS ANIMATION SKG, Cmn 26153C103 86,324 2,426,865 Sh Shared-defined 2 2,426,865 INC. COMMON STOCK DRESS BARN INC (THE) Cmn 261570905 676 37,700 Sh Call Shared-defined 1 37,700 DRESS BARN INC (THE) Cmn 261570955 599 33,400 Sh Put Shared-defined 1 33,400 DRESS BARN STEP-UP CB Bond 261570AB1 85,838 48,750,000 Prn Shared-defined 2 N/A 12/15/24 - REGISTERED DRESSER-RAND GROUP INC. Cmn 261608903 932 30,000 Sh Call Shared-defined 1 30,000 COMMON STOCK DRESSER-RAND GROUP INC. Cmn 261608953 547 17,600 Sh Put Shared-defined 1 17,600 COMMON STOCK DRESSER-RAND GROUP INC. Cmn 261608103 99 3,200 Sh Shared-defined 2 3,200 COMMON STOCK DRIL-QUIP INC CMN STOCK Cmn 262037904 1,405 28,300 Sh Call Shared-defined 1 28,300 DRIL-QUIP INC CMN STOCK Cmn 262037954 1,857 37,400 Sh Put Shared-defined 1 37,400 DRIL-QUIP INC CMN STOCK Cmn 262037104 33 666 Sh Shared-defined 1 666 DRIL-QUIP INC CMN STOCK Cmn 262037104 2,257 45,472 Sh Shared-defined 2 45,472 DRYSHIPS INC COMMON STOCK Cmn Y2109Q901 3,623 546,500 Sh Call Shared-defined 1 546,500 DRYSHIPS INC COMMON STOCK Cmn Y2109Q951 4,835 729,200 Sh Put Shared-defined 1 729,200 COLUMN TOTALS 189,843
FORM 13F Page 190 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ DRYSHIPS INC COMMON STOCK Cmn Y2109Q901 322 48,600 Sh Call Shared-defined 2 48,600 DRYSHIPS INC COMMON STOCK Cmn Y2109Q951 583 87,900 Sh Put Shared-defined 2 87,900 DRYSHIPS INC COMMON STOCK Cmn Y2109Q101 6,111 921,787 Sh Shared-defined 1 921,787 DRYSHIPS INC COMMON STOCK Cmn Y2109Q101 1,900 286,557 Sh Shared-defined 2 286,557 DST SYS INC DEL CMN STOCK Cmn 233326107 57 1,280 Sh Shared-defined 1 1,280 DST SYS INC DEL CMN STOCK Cmn 233326107 245 5,459 Sh Shared-defined 2 5,459 DSW INC COMMON STOCK Cmn 23334L902 589 36,900 Sh Call Shared-defined 1 36,900 DSW INC COMMON STOCK Cmn 23334L952 134 8,400 Sh Put Shared-defined 1 8,400 DSW INC COMMON STOCK Cmn 23334L952 5 300 Sh Put Shared-defined 2 300 DSW INC COMMON STOCK Cmn 23334L102 57 3,553 Sh Shared-defined 2 3,553 DTE ENERGY CO CMN SHRS Cmn 233331907 32 900 Sh Call Shared-defined 1 900 DTE ENERGY CO CMN SHRS Cmn 233331957 499 14,200 Sh Put Shared-defined 1 14,200 DTE ENERGY CO CMN SHRS Cmn 233331107 71 2,034 Sh Shared-defined 1 2,034 DTE ENERGY CO CMN SHRS Cmn 233331107 307 8,749 Sh Shared-defined 2 8,749 COLUMN TOTALS 10,912
FORM 13F Page 191 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ DTS INC COMMON STOCK Cmn 23335C101 4,008 146,390 Sh Shared-defined 2 146,390 DU PONT DE NEMOURS & CO. Cmn 263534109 652 20,279 Sh Shared-defined 2 20,279 COMMON STOCK DUKE ENERGY COMMON STOCK Cmn 26441C105 826 52,485 Sh Shared-defined 1 52,485 DUKE ENERGY COMMON STOCK Cmn 26441C105 1,249 79,372 Sh Shared-defined 2 79,372 DUKE ENERGY COMMON STOCK Cmn 26441C905 1,254 79,700 Sh Call Shared-defined 1 79,700 DUKE ENERGY COMMON STOCK Cmn 26441C955 3,213 204,100 Sh Put Shared-defined 1 204,100 DUKE ENERGY COMMON STOCK Cmn 26441C905 348 22,100 Sh Call Shared-defined 2 22,100 DUKE ENERGY COMMON STOCK Cmn 26441C955 829 52,700 Sh Put Shared-defined 2 52,700 DUKE REALTY CORP CMN STK Cmn 264411505 310 25,787 Sh Shared-defined 1 25,787 DUKE REALTY CORP CMN STK Cmn 264411505 2,190 182,343 Sh Shared-defined 2 182,343 DUKE REALTY CORP CMN STK Cmn 264411905 315 26,200 Sh Call Shared-defined 1 26,200 DUKE REALTY CORP CMN STK Cmn 264411955 880 73,300 Sh Put Shared-defined 1 73,300 DUKE REALTY CORP CMN STK Cmn 264411905 133 11,100 Sh Call Shared-defined 2 11,100 DUKE REALTY CORP CMN STK Cmn 264411955 222 18,500 Sh Put Shared-defined 2 18,500 COLUMN TOTALS 16,429
FORM 13F Page 192 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ DUN & BRADSTREET CORP NEW Cmn 26483E100 8 101 Sh Shared-defined 1 101 DUN & BRADSTREET CORP NEW Cmn 26483E100 3,156 41,900 Sh Shared-defined 2 41,900 DUOYUAN GLOBAL WATER Depository INC-ADR Receipt 266043108 2,145 64,400 Sh Shared-defined 2 N/A DYAX CORP Cmn 26746E903 37 10,300 Sh Call Shared-defined 1 10,300 DYAX CORP Cmn 26746E953 4 1,200 Sh Put Shared-defined 1 1,200 DYCOM INDUSTRIES INC CMN Cmn 267475901 236 19,200 Sh Call Shared-defined 1 19,200 STK DYCOM INDUSTRIES INC CMN Cmn 267475951 48 3,900 Sh Put Shared-defined 1 3,900 STK DYCOM INDUSTRIES INC CMN Cmn 267475101 29 2,344 Sh Shared-defined 2 2,344 STK DYNAMIC MATERIALS CORP Cmn 267888905 210 10,500 Sh Call Shared-defined 1 10,500 CMN STK DYNAMIC MATERIALS CORP Cmn 267888955 383 19,200 Sh Put Shared-defined 1 19,200 CMN STK DYNAMIC MATERIALS CORP Cmn 267888105 305 15,292 Sh Shared-defined 1 15,292 CMN STK DYNAMIC MATERIALS CORP Cmn 267888105 15 751 Sh Shared-defined 2 751 CMN STK DYNAVAX TECHNOLOGIES CORP Cmn 268158102 9 4,853 Sh Shared-defined 1 4,853 COMMON STOCK DYNAVAX TECHNOLOGIES CORP Cmn 268158102 21 11,426 Sh Shared-defined 2 11,426 COMMON STOCK COLUMN TOTALS 6,606
FORM 13F Page 193 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ DYNCORP INTERNATIONAL INC Cmn 26817C101 3 145 Sh Shared-defined 1 145 COMMON STOCK DYNCORP INTERNATIONAL INC Cmn 26817C101 421 23,382 Sh Shared-defined 2 23,382 COMMON STOCK DYNEGY INC CMN STOCK Cmn 26817G902 59 23,100 Sh Call Shared-defined 1 23,100 DYNEGY INC CMN STOCK Cmn 26817G952 739 289,800 Sh Put Shared-defined 1 289,800 DYNEGY INC CMN STOCK Cmn 26817G902 4 1,500 Sh Call Shared-defined 2 1,500 DYNEGY INC CMN STOCK Cmn 26817G952 1 400 Sh Put Shared-defined 2 400 DYNEGY INC CMN STOCK Cmn 26817G102 762 298,801 Sh Shared-defined 1 298,801 E*TRADE FINANCIAL CORP Cmn 269246104 506 289,145 Sh Shared-defined 1 289,145 COMMON STOCK E*TRADE FINANCIAL CORP Cmn 269246104 246,531 140,874,797 Sh Shared-defined 2 140,874,797 COMMON STOCK E*TRADE FINANCIAL CORP Cmn 269246904 25 14,400 Sh Call Shared-defined 1 14,400 COMMON STOCK E*TRADE FINANCIAL CORP Cmn 269246954 113 64,700 Sh Put Shared-defined 1 64,700 COMMON STOCK DU PONT DE NEMOURS & CO. Cmn 263534909 15,411 479,500 Sh Call Shared-defined 1 479,500 COMMON STOCK DU PONT DE NEMOURS & CO. Cmn 263534959 7,910 246,100 Sh Put Shared-defined 1 246,100 COMMON STOCK DU PONT DE NEMOURS & CO. Cmn 263534909 10,519 327,300 Sh Call Shared-defined 2 327,300 COMMON STOCK COLUMN TOTALS 283,004
FORM 13F Page 194 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ DU PONT DE NEMOURS & CO. Cmn 263534959 6,862 213,500 Sh Put Shared-defined 2 213,500 COMMON STOCK EAGLE BULK SHIPPING INC Cmn Y2187A901 26 5,000 Sh Call Shared-defined 1 5,000 COMMON STOCK EAGLE BULK SHIPPING INC Cmn Y2187A951 1,607 313,300 Sh Put Shared-defined 1 313,300 COMMON STOCK EAGLE BULK SHIPPING INC Cmn Y2187A101 1,260 245,666 Sh Shared-defined 1 245,666 COMMON STOCK EAGLE BULK SHIPPING INC Cmn Y2187A101 160 31,216 Sh Shared-defined 2 31,216 COMMON STOCK EAGLE MATERIALS INC CMN Cmn 26969P908 423 14,800 Sh Call Shared-defined 1 14,800 STK EAGLE MATERIALS INC CMN Cmn 26969P958 632 22,100 Sh Put Shared-defined 1 22,100 STK EAGLE MATERIALS INC CMN Cmn 26969P108 270 9,454 Sh Shared-defined 1 9,454 STK EAGLE MATERIALS INC CMN Cmn 26969P108 54 1,894 Sh Shared-defined 2 1,894 STK EARTHLINK INC CMN STOCK Cmn 270321902 452 53,700 Sh Call Shared-defined 1 53,700 EARTHLINK INC CMN STOCK Cmn 270321952 161 19,100 Sh Put Shared-defined 1 19,100 EARTHLINK INC 3.25% CB Bond 270321AA0 32,044 29,000,000 Prn Shared-defined 2 N/A 11/15/2026 - REGISTERED EARTHLINK INC CMN STOCK Cmn 270321102 93 11,067 Sh Shared-defined 1 11,067 EARTHLINK INC CMN STOCK Cmn 270321102 280 33,343 Sh Shared-defined 2 33,343 COLUMN TOTALS 44,324
FORM 13F Page 195 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ EAST WEST BANCORP INC CMN Cmn 27579R104 85 10,224 Sh Shared-defined 1 10,224 STOCK EAST WEST BANCORP INC CMN Cmn 27579R104 2,055 247,571 Sh Shared-defined 2 247,571 STOCK EASTGROUP PROPERTIES CMN Cmn 277276101 11 293 Sh Shared-defined 1 293 STK EASTGROUP PROPERTIES CMN Cmn 277276101 193 5,037 Sh Shared-defined 2 5,037 STK EASTMAN CHEMICAL CO CMN Cmn 277432100 202 3,773 Sh Shared-defined 1 3,773 STOCK EASTMAN CHEMICAL CO CMN Cmn 277432100 377 7,045 Sh Shared-defined 2 7,045 STOCK EASTMAN CHEMICAL CO CMN Cmn 277432900 3,700 69,100 Sh Call Shared-defined 1 69,100 STOCK EASTMAN CHEMICAL CO CMN Cmn 277432950 2,934 54,800 Sh Put Shared-defined 1 54,800 STOCK EASTMAN CHEMICAL CO CMN Cmn 277432900 1,622 30,300 Sh Call Shared-defined 2 30,300 STOCK EASTMAN CHEMICAL CO CMN Cmn 277432950 1,446 27,000 Sh Put Shared-defined 2 27,000 STOCK EASTMAN KODAK COMMON STOCK Cmn 277461109 1,372 287,020 Sh Shared-defined 2 287,020 EASTMAN KODAK COMMON STOCK Cmn 277461909 4,954 1,036,400 Sh Call Shared-defined 1 1,036,400 EASTMAN KODAK COMMON STOCK Cmn 277461959 2,133 446,200 Sh Put Shared-defined 1 446,200 EASTMAN KODAK COMMON STOCK Cmn 277461909 1,410 294,900 Sh Call Shared-defined 2 294,900 COLUMN TOTALS 22,494
FORM 13F Page 196 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ EASTMAN KODAK COMMON STOCK Cmn 277461959 247 51,700 Sh Put Shared-defined 2 51,700 EATON CORP Cmn 278058102 100 1,764 Sh Shared-defined 1 1,764 EATON CORP Cmn 278058902 5,416 95,700 Sh Call Shared-defined 1 95,700 EATON CORP Cmn 278058952 5,393 95,300 Sh Put Shared-defined 1 95,300 EATON CORP Cmn 278058102 320 5,656 Sh Shared-defined 2 5,656 EATON CORP Cmn 278058902 3,735 66,000 Sh Call Shared-defined 2 66,000 EATON CORP Cmn 278058952 4,278 75,600 Sh Put Shared-defined 2 75,600 EATON VANCE CORP Cmn 278265903 473 16,900 Sh Call Shared-defined 1 16,900 EATON VANCE CORP Cmn 278265953 624 22,300 Sh Put Shared-defined 1 22,300 EBAY INC COM STK Cmn 278642903 30,915 1,309,400 Sh Call Shared-defined 1 1,309,400 EBAY INC COM STK Cmn 278642953 41,865 1,773,200 Sh Put Shared-defined 1 1,773,200 EBAY INC COM STK Cmn 278642903 6,441 272,800 Sh Call Shared-defined 2 272,800 EBAY INC COM STK Cmn 278642953 3,471 147,000 Sh Put Shared-defined 2 147,000 EBAY INC COM STK Cmn 278642103 4,592 194,510 Sh Shared-defined 1 194,510 COLUMN TOTALS 107,870
FORM 13F Page 197 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ EBAY INC COM STK Cmn 278642103 43,711 1,851,396 Sh Shared-defined 2 1,851,396 ECHELON CORP CMN STOCK Cmn 27874N905 662 51,400 Sh Call Shared-defined 1 51,400 ECHELON CORP CMN STOCK Cmn 27874N955 492 38,200 Sh Put Shared-defined 1 38,200 ECHELON CORP CMN STOCK Cmn 27874N105 23 1,759 Sh Shared-defined 1 1,759 ECHELON CORP CMN STOCK Cmn 27874N105 23 1,792 Sh Shared-defined 2 1,792 ECHOSTAR CORP Cmn 278768906 201 10,900 Sh Call Shared-defined 1 10,900 ECHOSTAR CORP Cmn 278768956 126 6,800 Sh Put Shared-defined 1 6,800 ECHOSTAR CORP Cmn 278768106 496 26,853 Sh Shared-defined 2 26,853 ECLIPSYS CORP CMN STOCK Cmn 278856909 643 33,300 Sh Call Shared-defined 1 33,300 ECLIPSYS CORP CMN STOCK Cmn 278856959 494 25,600 Sh Put Shared-defined 1 25,600 ECLIPSYS CORP CMN STOCK Cmn 278856109 272 14,080 Sh Shared-defined 1 14,080 ECLIPSYS CORP CMN STOCK Cmn 278856109 447 23,144 Sh Shared-defined 2 23,144 ECOLAB INC Cmn 278865100 2,494 53,950 Sh Shared-defined 2 53,950 ECOLAB INC Cmn 278865900 763 16,500 Sh Call Shared-defined 1 16,500 COLUMN TOTALS 50,847
FORM 13F Page 198 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ ECOLAB INC Cmn 278865950 351 7,600 Sh Put Shared-defined 1 7,600 EDGE PETROLEUM CMN STK Cmn 279862106 4 6,400 Sh Shared-defined 1 6,400 EDGE PETROLEUM CMN STK Cmn 279862106 1 1,543 Sh Shared-defined 2 1,543 EDGE PETROLEUM CMN STK Cmn 279862906 2 3,400 Sh Call Shared-defined 1 3,400 EDGE PETROLEUM CMN STK Cmn 279862906 - 400 Sh Call Shared-defined 2 400 EDGE PETROLEUM CMN STK Cmn 279862956 - 400 Sh Put Shared-defined 2 400 EDISON INTERNATIONAL Cmn 281020107 801 23,843 Sh Shared-defined 1 23,843 EDISON INTERNATIONAL Cmn 281020907 2,361 70,300 Sh Call Shared-defined 1 70,300 EDISON INTERNATIONAL Cmn 281020957 2,824 84,100 Sh Put Shared-defined 1 84,100 EDISON INTERNATIONAL Cmn 281020107 698 20,786 Sh Shared-defined 2 20,786 EDISON INTERNATIONAL Cmn 281020907 1,790 53,300 Sh Call Shared-defined 2 53,300 EDISON INTERNATIONAL Cmn 281020957 2,337 69,600 Sh Put Shared-defined 2 69,600 EDWARDS LIFESCIENCES CP Cmn 28176E908 2,510 35,900 Sh Call Shared-defined 1 35,900 CMN STOCK EDWARDS LIFESCIENCES CP Cmn 28176E958 2,657 38,000 Sh Put Shared-defined 1 38,000 CMN STOCK COLUMN TOTALS 16,336
FORM 13F Page 199 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ EDWARDS LIFESCIENCES CP CMN STOCK Cmn 28176E908 35 500 Sh Call Shared-defined 2 500 EDWARDS LIFESCIENCES CP CMN STOCK Cmn 28176E108 1,006 14,383 Sh Shared-defined 1 14,383 EDWARDS LIFESCIENCES CP CMN STOCK Cmn 28176E108 131 1,869 Sh Shared-defined 2 1,869 E-HOUSE CHINA HOLDINGS-ADS Depository Receipt 26852W103 4,395 205,749 Sh Shared-defined 2 N/A EL PASO CORP CMN STK Cmn 28336L109 5,569 539,610 Sh Shared-defined 1 539,610 EL PASO CORP CMN STK Cmn 28336L109 1,813 175,699 Sh Shared-defined 2 175,699 EL PASO CORP CMN STK Cmn 28336L909 1,559 151,100 Sh Call Shared-defined 1 151,100 EL PASO CORP CMN STK Cmn 28336L959 3,663 354,900 Sh Put Shared-defined 1 354,900 EL PASO CORP CMN STK Cmn 28336L909 1,608 155,800 Sh Call Shared-defined 2 155,800 EL PASO CORP CMN STK Cmn 28336L959 2,371 229,700 Sh Put Shared-defined 2 229,700 EL PASO ELEC CO CMN STOCK Cmn 283677854 14 780 Sh Shared-defined 1 780 EL PASO ELEC CO CMN STOCK Cmn 283677854 222 12,590 Sh Shared-defined 2 12,590 ELAN PLC ADR 1:1 Depository Receipt 284131208 1,897 266,786 Sh Shared-defined 1 N/A ELAN PLC ADR 1:1 Depository Receipt 284131208 930 130,864 Sh Shared-defined 2 N/A COLUMN TOTALS 25,213
FORM 13F Page 200 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ ELDORADO GOLD COMMON STOCK Cmn 284902903 581 51,000 Sh Call Shared-defined 1 51,000 ELDORADO GOLD COMMON STOCK Cmn 284902953 1,404 123,200 Sh Put Shared-defined 1 123,200 ELDORADO GOLD COMMON STOCK Cmn 284902903 530 46,500 Sh Call Shared-defined 2 46,500 ELDORADO GOLD COMMON STOCK Cmn 284902953 454 39,800 Sh Put Shared-defined 2 39,800 ELDORADO GOLD COMMON STOCK Cmn 284902103 1,416 124,239 Sh Shared-defined 1 124,239 ELECTRO SCIENTIFIC INDS INC CMN STK Cmn 285229900 106 7,900 Sh Call Shared-defined 1 7,900 ELECTRO SCIENTIFIC INDS INC CMN STK Cmn 285229950 12 900 Sh Put Shared-defined 1 900 ELECTRO SCIENTIFIC INDS INC CMN STK Cmn 285229100 1 42 Sh Shared-defined 1 42 ELECTRO SCIENTIFIC INDS INC CMN STK Cmn 285229100 20 1,500 Sh Shared-defined 2 1,500 ELECTRONIC ARTS INC CMN STK Cmn 285512909 13,238 694,900 Sh Call Shared-defined 1 694,900 ELECTRONIC ARTS INC CMN STK Cmn 285512959 14,440 758,000 Sh Put Shared-defined 1 758,000 ELECTRONIC ARTS INC CMN STK Cmn 285512909 8,489 445,600 Sh Call Shared-defined 2 445,600 ELECTRONIC ARTS INC CMN STK Cmn 285512959 10,590 555,900 Sh Put Shared-defined 2 555,900 ELECTRONIC ARTS INC CMN STK Cmn 285512109 11,696 613,976 Sh Shared-defined 1 613,976 COLUMN TOTALS 62,977
FORM 13F Page 201 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ ELECTRONIC ARTS INC CMN STK Cmn 285512109 9,487 498,028 Sh Shared-defined 2 498,028 ELECTRONICS FOR IMAGING INC CMN STK Cmn 286082102 55 4,852 Sh Shared-defined 1 4,852 ELECTRONICS FOR IMAGING INC CMN STK Cmn 286082102 544 48,249 Sh Shared-defined 2 48,249 ELECTRONICS FOR IMAGING INC CMN STK Cmn 286082902 160 14,200 Sh Call Shared-defined 1 14,200 ELECTRONICS FOR IMAGING INC CMN STK Cmn 286082952 128 11,400 Sh Put Shared-defined 1 11,400 ELI LILLY COMMON STOCK Cmn 532457908 7,504 227,200 Sh Call Shared-defined 1 227,200 ELI LILLY COMMON STOCK Cmn 532457958 7,154 216,600 Sh Put Shared-defined 1 216,600 ELI LILLY COMMON STOCK Cmn 532457908 13,328 403,500 Sh Call Shared-defined 2 403,500 ELI LILLY COMMON STOCK Cmn 532457958 5,734 173,600 Sh Put Shared-defined 2 173,600 ELI LILLY COMMON STOCK Cmn 532457108 5,146 155,788 Sh Shared-defined 2 155,788 EMBRAER AIRCRAFT CORP--ADR 1:4 Depository Receipt 29081M102 1,745 76,086 Sh Shared-defined 1 N/A EMBRAER AIRCRAFT CORP--ADR 1:4 Depository Receipt 29081M102 50 2,172 Sh Shared-defined 2 N/A EMC CORPORATION COMMON STOCK Cmn 268648902 21,283 1,249,000 Sh Call Shared-defined 1 1,249,000 EMC CORPORATION COMMON STOCK Cmn 268648952 12,966 760,900 Sh Put Shared-defined 1 760,900 COLUMN TOTALS 85,284
FORM 13F Page 202 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ EMC CORPORATION COMMON STOCK Cmn 268648902 6,347 372,500 Sh Call Shared-defined 2 372,500 EMC CORPORATION COMMON STOCK Cmn 268648952 1,535 90,100 Sh Put Shared-defined 2 90,100 EMC CORPORATION 1.75% CB DUE 12/01/2011 - REGISTER Bond 268648AK8 84,665 70,000,000 Prn Shared-defined 2 N/A EMC CORPORATION 1.75% CB DUE 12/1/2013 - REGISTERE Bond 268648AM4 304,583 246,870,000 Prn Shared-defined 2 N/A EMC CORPORATION COMMON STOCK Cmn 268648102 3,201 187,827 Sh Shared-defined 2 187,827 EMCOR GROUP INC Cmn 29084Q900 742 29,300 Sh Call Shared-defined 1 29,300 EMCOR GROUP INC Cmn 29084Q950 225 8,900 Sh Put Shared-defined 1 8,900 EMCOR GROUP INC Cmn 29084Q900 175 6,900 Sh Call Shared-defined 2 6,900 EMCOR GROUP INC Cmn 29084Q950 28 1,100 Sh Put Shared-defined 2 1,100 EMCORE CORP CMN STOCK Cmn 290846104 17 12,723 Sh Shared-defined 1 12,723 EMCORE CORP CMN STOCK Cmn 290846104 16 12,253 Sh Shared-defined 2 12,253 EMCORE CORP CMN STOCK Cmn 290846904 4 3,300 Sh Call Shared-defined 1 3,300 EMCORE CORP CMN STOCK Cmn 290846954 1 800 Sh Put Shared-defined 1 800 EMDEON INC-CLASS A Cmn 29084T104 42 2,573 Sh Shared-defined 1 2,573 COLUMN TOTALS 401,581
FORM 13F Page 203 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ EMDEON INC-CLASS A Cmn 29084T104 1,296 80,000 Sh Shared-defined 2 80,000 EMERGENT BIOSOLUTIONS INC Cmn 29089Q105 169 9,582 Sh Shared-defined 1 9,582 EMERGENT BIOSOLUTIONS INC Cmn 29089Q905 109 6,200 Sh Call Shared-defined 1 6,200 EMERGENT BIOSOLUTIONS INC Cmn 29089Q955 298 16,900 Sh Put Shared-defined 1 16,900 EMERGENT BIOSOLUTIONS INC Cmn 29089Q105 56 3,184 Sh Shared-defined 2 3,184 EMERITUS CORP CMN STOCK Cmn 291005106 311 14,155 Sh Shared-defined 2 14,155 EMERSON ELECTRIC CO COMMON STOCK Cmn 291011104 3,627 90,500 Sh Shared-defined 2 90,500 EMERSON ELECTRIC CO COMMON STOCK Cmn 291011904 15,114 377,100 Sh Call Shared-defined 1 377,100 EMERSON ELECTRIC CO COMMON STOCK Cmn 291011954 5,792 144,500 Sh Put Shared-defined 1 144,500 EMERSON ELECTRIC CO COMMON STOCK Cmn 291011904 17,992 448,900 Sh Call Shared-defined 2 448,900 EMERSON ELECTRIC CO COMMON STOCK Cmn 291011954 12,625 315,000 Sh Put Shared-defined 2 315,000 EMPIRE DISTRICT ELECTRIC CO CMN STK Cmn 291641108 447 24,700 Sh Shared-defined 2 24,700 EMULEX CORP CMN STK Cmn 292475209 383 37,248 Sh Shared-defined 1 37,248 EMULEX CORP CMN STK Cmn 292475209 39 3,775 Sh Shared-defined 2 3,775 COLUMN TOTALS 58,258
FORM 13F Page 204 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ EMULEX CORP CMN STK Cmn 292475909 297 28,900 Sh Call Shared-defined 1 28,900 EMULEX CORP CMN STK Cmn 292475959 573 55,700 Sh Put Shared-defined 1 55,700 EMULEX CORP CMN STK Cmn 292475909 12 1,200 Sh Call Shared-defined 2 1,200 EMULEX CORP CMN STK Cmn 292475959 62 6,000 Sh Put Shared-defined 2 6,000 ENBRIDGE ENERGY PARTNERS L.P. Cmn 29250R906 1,000 22,200 Sh Call Shared-defined 1 22,200 ENBRIDGE ENERGY PARTNERS L.P. Cmn 29250R956 865 19,200 Sh Put Shared-defined 1 19,200 ENCANA CORP CMN STOCK Cmn 292505904 3,670 63,700 Sh Call Shared-defined 1 63,700 ENCANA CORP CMN STOCK Cmn 292505954 10,134 175,900 Sh Put Shared-defined 1 175,900 ENCANA CORP CMN STOCK Cmn 292505904 2,881 50,000 Sh Call Shared-defined 2 50,000 ENCANA CORP CMN STOCK Cmn 292505954 4,102 71,200 Sh Put Shared-defined 2 71,200 ENCANA CORP CMN STOCK Cmn 292505104 2,626 45,584 Sh Shared-defined 1 45,584 ENCANA CORP CMN STOCK Cmn 292505104 637 11,051 Sh Shared-defined 2 11,051 ENCORE ACQUISITION COMPANY Cmn 29255W100 57 1,514 Sh Shared-defined 1 1,514 ENCORE ACQUISITION COMPANY Cmn 29255W900 853 22,800 Sh Call Shared-defined 1 22,800 COLUMN TOTALS 27,769
FORM 13F Page 205 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ ENCORE ACQUISITION COMPANY Cmn 29255W950 651 17,400 Sh Put Shared-defined 1 17,400 ENCORE ACQUISITION COMPANY Cmn 29255W100 580 15,509 Sh Shared-defined 2 15,509 ENCORE WIRE CORP CMN STK Cmn 292562905 715 32,000 Sh Call Shared-defined 1 32,000 ENCORE WIRE CORP CMN STK Cmn 292562955 217 9,700 Sh Put Shared-defined 1 9,700 ENCORE WIRE CORP CMN STK Cmn 292562105 27 1,222 Sh Shared-defined 1 1,222 ENCORE WIRE CORP CMN STK Cmn 292562105 263 11,771 Sh Shared-defined 2 11,771 ENDO PHARMACEUTICAL 1.75% CB 4/15/15 - 144A Bond 29264FAA4 124,298 128,000,000 Prn Shared-defined 2 N/A ENDO PHARMACEUTICALS HLDGS INC Cmn 29264F205 292 12,893 Sh Shared-defined 1 12,893 ENDO PHARMACEUTICALS HLDGS INC Cmn 29264F905 801 35,400 Sh Call Shared-defined 1 35,400 ENDO PHARMACEUTICALS HLDGS INC Cmn 29264F955 806 35,600 Sh Put Shared-defined 1 35,600 ENDO PHARMACEUTICALS HLDGS INC Cmn 29264F205 616 27,213 Sh Shared-defined 2 27,213 ENDOLOGIX INC CMN STOCK Cmn 29266S106 1,515 244,770 Sh Shared-defined 2 244,770 ENER1 INC CMN STK Cmn 29267A903 19 2,700 Sh Call Shared-defined 1 2,700 ENER1 INC CMN STK Cmn 29267A953 208 30,000 Sh Put Shared-defined 1 30,000 COLUMN TOTALS 131,008
FORM 13F Page 206 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ ENER1 INC CMN STK Cmn 29267A203 29 4,212 Sh Shared-defined 1 4,212 ENER1 INC CMN STK Cmn 29267A203 16 2,300 Sh Shared-defined 2 2,300 ENERGEN CORP CMN STK Cmn 29265N908 987 22,900 Sh Call Shared-defined 1 22,900 ENERGEN CORP CMN STK Cmn 29265N958 336 7,800 Sh Put Shared-defined 1 7,800 ENERGEN CORP CMN STK Cmn 29265N108 62 1,429 Sh Shared-defined 1 1,429 ENERGEN CORP CMN STK Cmn 29265N108 148 3,432 Sh Shared-defined 2 3,432 ENERGIZER HLDGS INC CMN STOCK Cmn 29266R108 36,867 555,721 Sh Shared-defined 2 555,721 ENERGIZER HLDGS INC CMN STOCK Cmn 29266R908 5,440 82,000 Sh Call Shared-defined 1 82,000 ENERGIZER HLDGS INC CMN STOCK Cmn 29266R958 2,348 35,400 Sh Put Shared-defined 1 35,400 ENERGIZER HLDGS INC CMN STOCK Cmn 29266R908 179 2,700 Sh Call Shared-defined 2 2,700 ENERGIZER HLDGS INC CMN STOCK Cmn 29266R958 139 2,100 Sh Put Shared-defined 2 2,100 ENERGY CONVERSION DEV CMN STK Cmn 292659109 152 13,114 Sh Shared-defined 1 13,114 ENERGY CONVERSION DEV CMN STK Cmn 292659109 354 30,605 Sh Shared-defined 2 30,605 ENERGY CONVERSION DEV CMN STK Cmn 292659909 5,109 441,200 Sh Call Shared-defined 1 441,200 COLUMN TOTALS 52,166
FORM 13F Page 207 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ ENERGY CONVERSION DEV CMN STK Cmn 292659959 1,534 132,500 Sh Put Shared-defined 1 132,500 ENERGY CONVERSION DEV CMN STK Cmn 292659909 116 10,000 Sh Call Shared-defined 2 10,000 ENERGY CONVERSION DEV CMN STK Cmn 292659959 31 2,700 Sh Put Shared-defined 2 2,700 ENERGY RECOVERY INC Cmn 29270J100 114 19,600 Sh Shared-defined 1 19,600 ENERGY RECOVERY INC Cmn 29270J900 8 1,300 Sh Call Shared-defined 1 1,300 ENERGY RECOVERY INC Cmn 29270J950 101 17,300 Sh Put Shared-defined 1 17,300 ENERGY RECOVERY INC Cmn 29270J100 12 2,141 Sh Shared-defined 2 2,141 ENERGY TRANSFER EQUITY LP Cmn 29273V900 602 21,500 Sh Call Shared-defined 1 21,500 ENERGY TRANSFER EQUITY LP Cmn 29273V950 414 14,800 Sh Put Shared-defined 1 14,800 ENERGY TRANSFER PARTNERS LP Cmn 29273R909 885 20,800 Sh Call Shared-defined 1 20,800 ENERGY TRANSFER PARTNERS LP Cmn 29273R959 536 12,600 Sh Put Shared-defined 1 12,600 ENERPLUS RESOURCES FUND COMMON STOCK Cmn 29274D904 973 42,500 Sh Call Shared-defined 1 42,500 ENERPLUS RESOURCES FUND COMMON STOCK Cmn 29274D954 1,277 55,800 Sh Put Shared-defined 1 55,800 ENERPLUS RESOURCES FUND COMMON STOCK Cmn 29274D954 5 200 Sh Put Shared-defined 2 200 COLUMN TOTALS 6,608
FORM 13F Page 208 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ ENERPLUS RESOURCES FUND COMMON STOCK Cmn 29274D604 148 6,448 Sh Shared-defined 1 6,448 ENERPLUS RESOURCES FUND COMMON STOCK Cmn 29274D604 277 12,116 Sh Shared-defined 2 12,116 ENERSYS Cmn 29275Y902 257 11,600 Sh Call Shared-defined 1 11,600 ENERSYS Cmn 29275Y952 192 8,700 Sh Put Shared-defined 1 8,700 ENERSYS 3.375% CB 6/1/38 - -REGISTERED Bond 29275YAA0 34,200 38,000,000 Prn Shared-defined 2 N/A ENGLOBAL CORP CMN STOCK Cmn 293306906 7 1,600 Sh Call Shared-defined 1 1,600 ENGLOBAL CORP CMN STOCK Cmn 293306956 14 3,400 Sh Put Shared-defined 1 3,400 ENGLOBAL CORP CMN STOCK Cmn 293306106 6 1,506 Sh Shared-defined 1 1,506 ENGLOBAL CORP CMN STOCK Cmn 293306106 18 4,249 Sh Shared-defined 2 4,249 ENI SPA - SPONS ADR Depository Receipt 26874R108 40 794 Sh Shared-defined 1 N/A ENI SPA - SPONS ADR Depository Receipt 26874R108 435 8,733 Sh Shared-defined 2 N/A ENPRO 3.9375% CB 10/15/2015-REGISTERED Bond 29355XAB3 41,531 44,846,000 Prn Shared-defined 2 N/A ENPRO INDUSTRIES INC CMN STOCK Cmn 29355X107 40 1,739 Sh Shared-defined 1 1,739 ENPRO INDUSTRIES INC CMN STOCK Cmn 29355X107 3,004 131,420 Sh Shared-defined 2 131,420 COLUMN TOTALS 80,169
FORM 13F Page 209 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ ENSCO INTL INC CMN STOCK (N/C ENERGY SERVICES) Cmn 26874Q900 7,176 168,700 Sh Call Shared-defined 1 168,700 ENSCO INTL INC CMN STOCK (N/C ENERGY SERVICES) Cmn 26874Q950 6,755 158,800 Sh Put Shared-defined 1 158,800 ENSCO INTL INC CMN STOCK (N/C ENERGY SERVICES) Cmn 26874Q900 3,680 86,500 Sh Call Shared-defined 2 86,500 ENSCO INTL INC CMN STOCK (N/C ENERGY SERVICES) Cmn 26874Q950 3,284 77,200 Sh Put Shared-defined 2 77,200 ENSCO INTL INC CMN STOCK (N/C ENERGY SERVICES) Cmn 26874Q100 9,269 217,879 Sh Shared-defined 2 217,879 ENTERGY CORPORATION Cmn 29364G903 4,312 54,000 Sh Call Shared-defined 1 54,000 ENTERGY CORPORATION Cmn 29364G953 6,085 76,200 Sh Put Shared-defined 1 76,200 ENTERGY CORPORATION Cmn 29364G903 1,262 15,800 Sh Call Shared-defined 2 15,800 ENTERGY CORPORATION Cmn 29364G953 503 6,300 Sh Put Shared-defined 2 6,300 ENTEROMEDICS INC Cmn 29365M109 575 120,000 Sh Shared-defined 2 120,000 ENTERPRISE PRODUCTS PARTNERS L.P. CMN STOCK Cmn 293792107 73 2,589 Sh Shared-defined 1 2,589 ENTERPRISE PRODUCTS PARTNERS L.P. CMN STOCK Cmn 293792907 1,238 43,700 Sh Call Shared-defined 1 43,700 ENTERPRISE PRODUCTS PARTNERS L.P. CMN STOCK Cmn 293792957 620 21,900 Sh Put Shared-defined 1 21,900 ENTERTAINMENT PROPERTIES 5.75% PERPETUAL - REGISTE Pref Stk 29380T402 1 80 Sh Shared-defined 1 N/A COLUMN TOTALS 44,833
FORM 13F Page 210 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ ENTERTAINMENT PROPERTIES TR CMN STOCK Cmn 29380T105 49 1,445 Sh Shared-defined 1 1,445 ENTERTAINMENT PROPERTIES TR CMN STOCK Cmn 29380T105 417 12,200 Sh Shared-defined 2 12,200 ENTERTAINMENT PROPERTIES TR CMN STOCK Cmn 29380T905 618 18,100 Sh Call Shared-defined 1 18,100 ENTERTAINMENT PROPERTIES TR CMN STOCK Cmn 29380T955 505 14,800 Sh Put Shared-defined 1 14,800 ENTERTAINMENT PROPERTIES TRUST 9% CONV PREF - PERP Pref Stk 29380T600 1 50 Sh Shared-defined 1 N/A ENTITLEMENTS OWENS CORNING INC NAKED AMERICAN Wt 690742127 - 23 Shared-defined 1 N/A ENZO BIOCHEM INC CMN STK Cmn 294100102 42 5,942 Sh Shared-defined 1 5,942 ENZO BIOCHEM INC CMN STK Cmn 294100102 65 9,249 Sh Shared-defined 2 9,249 ENZO BIOCHEM INC CMN STK Cmn 294100902 69 9,800 Sh Call Shared-defined 1 9,800 ENZO BIOCHEM INC CMN STK Cmn 294100952 29 4,100 Sh Put Shared-defined 1 4,100 ENZON PHARMACEUTICALS INC CMN STOCK Cmn 293904908 329 39,900 Sh Call Shared-defined 1 39,900 ENZON PHARMACEUTICALS INC CMN STOCK Cmn 293904958 37 4,500 Sh Put Shared-defined 1 4,500 ENZON PHARMACEUTICALS INC CMN STOCK Cmn 293904108 38 4,622 Sh Shared-defined 1 4,622 ENZON PHARMACEUTICALS INC CMN STOCK Cmn 293904108 253 30,695 Sh Shared-defined 2 30,695 COLUMN TOTALS 2,452
FORM 13F Page 211 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ EOG RESOURCES INC CMN STOCK Cmn 26875P101 453 5,424 Sh Shared-defined 2 5,424 EOG RESOURCES INC CMN STOCK Cmn 26875P901 10,439 125,000 Sh Call Shared-defined 1 125,000 EOG RESOURCES INC CMN STOCK Cmn 26875P951 12,543 150,200 Sh Put Shared-defined 1 150,200 EOG RESOURCES INC CMN STOCK Cmn 26875P901 4,251 50,900 Sh Call Shared-defined 2 50,900 EOG RESOURCES INC CMN STOCK Cmn 26875P951 5,745 68,800 Sh Put Shared-defined 2 68,800 EPIQ SYSTEMS INC CMN STOCK Cmn 26882D909 155 10,700 Sh Call Shared-defined 1 10,700 EPIQ SYSTEMS INC CMN STOCK Cmn 26882D959 431 29,700 Sh Put Shared-defined 1 29,700 EPIQ SYSTEMS INC CMN STOCK Cmn 26882D109 227 15,663 Sh Shared-defined 1 15,663 EPIQ SYSTEMS INC CMN STOCK Cmn 26882D109 341 23,487 Sh Shared-defined 2 23,487 EQT CORPORATION Cmn 26884L109 2,096 49,197 Sh Shared-defined 1 49,197 EQT CORPORATION Cmn 26884L909 1,304 30,600 Sh Call Shared-defined 1 30,600 EQT CORPORATION Cmn 26884L959 3,033 71,200 Sh Put Shared-defined 1 71,200 EQT CORPORATION Cmn 26884L109 4,865 114,200 Sh Shared-defined 2 114,200 EQT CORPORATION Cmn 26884L909 268 6,300 Sh Call Shared-defined 2 6,300 COLUMN TOTALS 46,151
FORM 13F Page 212 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ EQT CORPORATION Cmn 26884L959 60 1,400 Sh Put Shared-defined 2 1,400 EQUIFAX INC CMN STK Cmn 294429905 361 12,400 Sh Call Shared-defined 1 12,400 EQUIFAX INC CMN STK Cmn 294429955 536 18,400 Sh Put Shared-defined 1 18,400 EQUIFAX INC CMN STK Cmn 294429905 12 400 Sh Call Shared-defined 2 400 EQUIFAX INC CMN STK Cmn 294429105 78 2,680 Sh Shared-defined 1 2,680 EQUIFAX INC CMN STK Cmn 294429105 284 9,756 Sh Shared-defined 2 9,756 EQUINIX INC CMN STOCK Cmn 29444U902 16,330 177,500 Sh Call Shared-defined 1 177,500 EQUINIX INC CMN STOCK Cmn 29444U952 12,116 131,700 Sh Put Shared-defined 1 131,700 EQUINIX INC CMN STOCK Cmn 29444U902 396 4,300 Sh Call Shared-defined 2 4,300 EQUINIX INC CMN STOCK Cmn 29444U952 2,604 28,300 Sh Put Shared-defined 2 28,300 EQUINIX INC 3% CB 10/15/2014 - REGISTERED Bond 29444UAG1 95,553 91,000,000 Prn Shared-defined 2 N/A EQUINIX INC CMN STOCK Cmn 29444U502 3,379 36,730 Sh Shared-defined 1 36,730 EQUINIX INC CMN STOCK Cmn 29444U502 33,025 358,968 Sh Shared-defined 2 358,968 EQUITY BARE ESCENTUALS INC COMMON STOCK Cmn 067511105 338 28,390 Sh Shared-defined 1 28,390 COLUMN TOTALS 165,072
FORM 13F Page 213 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ EQUITY BARE ESCENTUALS INC COMMON STOCK Cmn 067511105 3,158 265,562 Sh Shared-defined 2 265,562 EQUITY CHINA BAK BATTERY INC COMMON STOCK Cmn 16936Y100 94 18,910 Sh Shared-defined 1 18,910 EQUITY CHINA BAK BATTERY INC COMMON STOCK Cmn 16936Y100 13 2,612 Sh Shared-defined 2 2,612 EQUITY HERTZ GLOBAL HOLDINGS INC COMMON STOCK Cmn 42805T105 255 23,563 Sh Shared-defined 1 23,563 EQUITY HERTZ GLOBAL HOLDINGS INC COMMON STOCK Cmn 42805T105 16,465 1,520,341 Sh Shared-defined 2 1,520,341 EQUITY ONE INC CMN STOCK Cmn 294752900 63 4,000 Sh Call Shared-defined 1 4,000 EQUITY ONE INC CMN STOCK Cmn 294752950 342 21,800 Sh Put Shared-defined 1 21,800 EQUITY ONE INC CMN STOCK Cmn 294752100 477 30,457 Sh Shared-defined 1 30,457 EQUITY ONE INC CMN STOCK Cmn 294752100 1 89 Sh Shared-defined 2 89 EQUITY RESIDENTIAL TR CMN STK Cmn 29476L907 1,968 64,100 Sh Call Shared-defined 1 64,100 EQUITY RESIDENTIAL TR CMN STK Cmn 29476L957 1,738 56,600 Sh Put Shared-defined 1 56,600 EQUITY RESIDENTIAL TR CMN STK Cmn 29476L907 402 13,100 Sh Call Shared-defined 2 13,100 EQUITY RESIDENTIAL TR CMN STK Cmn 29476L957 2,152 70,100 Sh Put Shared-defined 2 70,100 EQUITY RESIDENTIAL TR CMN STK Cmn 29476L107 189 6,146 Sh Shared-defined 2 6,146 COLUMN TOTALS 27,317
FORM 13F Page 214 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ ERESEARCH TECHNOLOGY INC CMN STOCK Cmn 29481V908 139 19,900 Sh Call Shared-defined 1 19,900 ERESEARCH TECHNOLOGY INC CMN STOCK Cmn 29481V958 34 4,900 Sh Put Shared-defined 1 4,900 ERESEARCH TECHNOLOGY INC CMN STOCK Cmn 29481V108 18 2,532 Sh Shared-defined 1 2,532 ERESEARCH TECHNOLOGY INC CMN STOCK Cmn 29481V108 60 8,600 Sh Shared-defined 2 8,600 ERICSSON 'B FREE' ADR 1:2 Depository Receipt 294821608 1,392 138,925 Sh Shared-defined 1 N/A ERICSSON 'B FREE' ADR 1:2 Depository Receipt 294821608 984 98,221 Sh Shared-defined 2 N/A ERIE INDTY CO CMN STOCK Cmn 29530P102 43 1,159 Sh Shared-defined 1 1,159 ERIE INDTY CO CMN STOCK Cmn 29530P102 1,289 34,400 Sh Shared-defined 2 34,400 ESSEX PPTY TR CMN STOCK Cmn 297178905 4,011 50,400 Sh Call Shared-defined 1 50,400 ESSEX PPTY TR CMN STOCK Cmn 297178955 7,823 98,300 Sh Put Shared-defined 1 98,300 ESSEX PPTY TR CMN STOCK Cmn 297178905 1,003 12,600 Sh Call Shared-defined 2 12,600 ESSEX PPTY TR CMN STOCK Cmn 297178955 1,902 23,900 Sh Put Shared-defined 2 23,900 ESSEX PPTY TR CMN STOCK Cmn 297178105 114 1,432 Sh Shared-defined 1 1,432 ESSEX PPTY TR CMN STOCK Cmn 297178105 6,900 86,703 Sh Shared-defined 2 86,703 COLUMN TOTALS 25,712
FORM 13F Page 215 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ ESTEE-LAUDER COMPANIES CLASS A COMMON STOCK Cmn 518439904 3,600 97,100 Sh Call Shared-defined 1 97,100 ESTEE-LAUDER COMPANIES CLASS A COMMON STOCK Cmn 518439954 7,119 192,000 Sh Put Shared-defined 1 192,000 ESTEE-LAUDER COMPANIES CLASS A COMMON STOCK Cmn 518439904 2,136 57,600 Sh Call Shared-defined 2 57,600 ESTEE-LAUDER COMPANIES CLASS A COMMON STOCK Cmn 518439954 5,784 156,000 Sh Put Shared-defined 2 156,000 ESTEE-LAUDER COMPANIES CLASS A COMMON STOCK Cmn 518439104 2,864 77,242 Sh Shared-defined 1 77,242 ESTEE-LAUDER COMPANIES CLASS A COMMON STOCK Cmn 518439104 705 19,011 Sh Shared-defined 2 19,011 ESTERLINE TECHNOLOGIES, INC. Cmn 297425100 9,994 254,881 Sh Shared-defined 2 254,881 ETFC ZERO 08/31/2019 Bond 269246AZ7 360,449 230,245,000 Prn Shared-defined 2 N/A ETHAN ALLEN INTERIORS INC CMN STK Cmn 297602904 269 16,300 Sh Call Shared-defined 1 16,300 ETHAN ALLEN INTERIORS INC CMN STK Cmn 297602954 518 31,400 Sh Put Shared-defined 1 31,400 ETHAN ALLEN INTERIORS INC CMN STK Cmn 297602104 141 8,537 Sh Shared-defined 1 8,537 ETHAN ALLEN INTERIORS INC CMN STK Cmn 297602104 704 42,663 Sh Shared-defined 2 42,663 EURONET WORLDWIDE 3.5% CB 09/28/25 -REGISTERED Bond 298736AF6 18,012 19,078,000 Prn Shared-defined 2 N/A EURONET WORLDWIDE INC CMN STOCK Cmn 298736109 40 1,666 Sh Shared-defined 1 1,666 COLUMN TOTALS 412,335
FORM 13F Page 216 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ EURONET WORLDWIDE INC CMN STOCK Cmn 298736109 211 8,778 Sh Shared-defined 2 8,778 EURONET WORLDWIDE INC CMN STOCK Cmn 298736959 240 10,000 Sh Put Shared-defined 2 10,000 EUROSEAS LTD Cmn Y23592900 66 15,300 Sh Call Shared-defined 1 15,300 EUROSEAS LTD Cmn Y23592950 53 12,300 Sh Put Shared-defined 1 12,300 EV3 INC COMMON STOCK Cmn 26928A900 231 18,800 Sh Call Shared-defined 1 18,800 EV3 INC COMMON STOCK Cmn 26928A950 34 2,800 Sh Put Shared-defined 1 2,800 EV3 INC COMMON STOCK Cmn 26928A200 655 53,248 Sh Shared-defined 2 53,248 EVERCORE PARTNERS INC CL A Cmn 29977A105 2,592 88,700 Sh Shared-defined 2 88,700 EVEREST RE GROUP LTD CMN STOCK Cmn G3223R908 2,008 22,900 Sh Call Shared-defined 1 22,900 EVEREST RE GROUP LTD CMN STOCK Cmn G3223R958 3,543 40,400 Sh Put Shared-defined 1 40,400 EVEREST RE GROUP LTD CMN STOCK Cmn G3223R908 947 10,800 Sh Call Shared-defined 2 10,800 EVEREST RE GROUP LTD CMN STOCK Cmn G3223R958 1,438 16,400 Sh Put Shared-defined 2 16,400 EVEREST RE GROUP LTD CMN STOCK Cmn G3223R108 5,642 64,329 Sh Shared-defined 2 64,329 EVERGREEN ENERGY INC CMN STOCK Cmn 30024B904 9 14,700 Sh Call Shared-defined 1 14,700 COLUMN TOTALS 17,669
FORM 13F Page 217 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ EVERGREEN ENERGY INC CMN STOCK Cmn 30024B954 2 3,600 Sh Put Shared-defined 1 3,600 EVERGREEN ENERGY INC CMN STOCK Cmn 30024B104 2 2,608 Sh Shared-defined 2 2,608 EVERGREEN SOLAR INC Cmn 30033R108 59 30,971 Sh Shared-defined 1 30,971 EVERGREEN SOLAR INC Cmn 30033R908 352 183,200 Sh Call Shared-defined 1 183,200 EVERGREEN SOLAR INC Cmn 30033R958 307 160,000 Sh Put Shared-defined 1 160,000 EVERGREEN SOLAR INC Cmn 30033R108 25 13,096 Sh Shared-defined 2 13,096 EVERGREEN SOLAR INC Cmn 30033R908 1 600 Sh Call Shared-defined 2 600 EXCEL MARITIME CARRIERS LTD CMN STOCK Cmn V3267N907 721 108,400 Sh Call Shared-defined 1 108,400 EXCEL MARITIME CARRIERS LTD CMN STOCK Cmn V3267N957 652 98,100 Sh Put Shared-defined 1 98,100 EXCEL MARITIME CARRIERS LTD CMN STOCK Cmn V3267N107 17 2,631 Sh Shared-defined 1 2,631 EXCEL MARITIME CARRIERS LTD CMN STOCK Cmn V3267N107 98 14,761 Sh Shared-defined 2 14,761 EXCO RESOURCES INC CMN STK Cmn 269279902 1,602 85,700 Sh Call Shared-defined 1 85,700 EXCO RESOURCES INC CMN STK Cmn 269279952 3,536 189,200 Sh Put Shared-defined 1 189,200 EXCO RESOURCES INC CMN STK Cmn 269279902 1,413 75,600 Sh Call Shared-defined 2 75,600 COLUMN TOTALS 8,787
FORM 13F Page 218 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ EXCO RESOURCES INC CMN STK Cmn 269279952 1,755 93,900 Sh Put Shared-defined 2 93,900 EXCO RESOURCES INC CMN STK Cmn 269279402 2,007 107,389 Sh Shared-defined 1 107,389 EXCO RESOURCES INC CMN STK Cmn 269279402 22,857 1,222,980 Sh Shared-defined 2 1,222,980 EXELIXIS INC CMN STK Cmn 30161Q904 75 11,800 Sh Call Shared-defined 1 11,800 EXELIXIS INC CMN STK Cmn 30161Q954 275 43,100 Sh Put Shared-defined 1 43,100 EXELIXIS INC CMN STK Cmn 30161Q104 188 29,391 Sh Shared-defined 1 29,391 EXELIXIS INC CMN STK Cmn 30161Q104 2 255 Sh Shared-defined 2 255 EXELON CORP Cmn 30161N101 1,334 26,877 Sh Shared-defined 1 26,877 EXELON CORP Cmn 30161N101 29,539 595,310 Sh Shared-defined 2 595,310 EXELON CORP Cmn 30161N901 7,220 145,500 Sh Call Shared-defined 1 145,500 EXELON CORP Cmn 30161N951 6,217 125,300 Sh Put Shared-defined 1 125,300 EXELON CORP Cmn 30161N901 2,784 56,100 Sh Call Shared-defined 2 56,100 EXELON CORP Cmn 30161N951 3,831 77,200 Sh Put Shared-defined 2 77,200 EXIDE TECH FLOAT CB 09/18/2013-REGISTERED Bond 302051AL1 3,509 5,000,000 Prn Shared-defined 2 N/A COLUMN TOTALS 81,593
FORM 13F Page 219 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ EXIDE TECHNOLOGIES COMMON STOCK Cmn 302051906 225 28,200 Sh Call Shared-defined 1 28,200 EXIDE TECHNOLOGIES COMMON STOCK Cmn 302051956 183 23,000 Sh Put Shared-defined 1 23,000 EXIDE TECHNOLOGIES COMMON STOCK Cmn 302051206 118 14,791 Sh Shared-defined 1 14,791 EXLSERVICE HOLDINGS INC Cmn 302081104 7,800 524,908 Sh Shared-defined 2 524,908 EXPEDIA INC COMMON STOCK Cmn 30212P905 2,103 87,800 Sh Call Shared-defined 1 87,800 EXPEDIA INC COMMON STOCK Cmn 30212P955 2,733 114,100 Sh Put Shared-defined 1 114,100 EXPEDIA INC COMMON STOCK Cmn 30212P905 886 37,000 Sh Call Shared-defined 2 37,000 EXPEDIA INC COMMON STOCK Cmn 30212P955 1,293 54,000 Sh Put Shared-defined 2 54,000 EXPEDIA INC COMMON STOCK Cmn 30212P105 1,181 49,310 Sh Shared-defined 1 49,310 EXPEDIA INC COMMON STOCK Cmn 30212P105 27,313 1,140,399 Sh Shared-defined 2 1,140,399 EXPEDITORS INTL WASH INC CMN STK Cmn 302130909 3,550 101,000 Sh Call Shared-defined 1 101,000 EXPEDITORS INTL WASH INC CMN STK Cmn 302130959 1,536 43,700 Sh Put Shared-defined 1 43,700 EXPEDITORS INTL WASH INC CMN STK Cmn 302130909 2,221 63,200 Sh Call Shared-defined 2 63,200 EXPEDITORS INTL WASH INC CMN STK Cmn 302130959 190 5,400 Sh Put Shared-defined 2 5,400 COLUMN TOTALS 51,332
FORM 13F Page 220 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ EXPEDITORS INTL WASH INC CMN STK Cmn 302130109 300 8,539 Sh Shared-defined 2 8,539 EXPRESS SCRIPTS INC -CL A CMN STK Cmn 302182900 19,923 256,800 Sh Call Shared-defined 1 256,800 EXPRESS SCRIPTS INC -CL A CMN STK Cmn 302182950 12,894 166,200 Sh Put Shared-defined 1 166,200 EXPRESS SCRIPTS INC -CL A CMN STK Cmn 302182900 10,497 135,300 Sh Call Shared-defined 2 135,300 EXPRESS SCRIPTS INC -CL A CMN STK Cmn 302182950 8,557 110,300 Sh Put Shared-defined 2 110,300 EXPRESS SCRIPTS INC -CL A CMN STK Cmn 302182100 1,359 17,514 Sh Shared-defined 1 17,514 EXPRESS SCRIPTS INC -CL A CMN STK Cmn 302182100 50,028 644,854 Sh Shared-defined 2 644,854 EXTERRAN HOLDINGS INC Cmn 30225X103 118 4,967 Sh Shared-defined 1 4,967 EXTERRAN HOLDINGS INC Cmn 30225X103 762 32,080 Sh Shared-defined 2 32,080 EXTERRAN HOLDINGS INC Cmn 30225X903 510 21,500 Sh Call Shared-defined 1 21,500 EXTERRAN HOLDINGS INC Cmn 30225X953 923 38,900 Sh Put Shared-defined 1 38,900 EXTERRAN HOLDINGS INC Cmn 30225X903 2,374 100,000 Sh Call Shared-defined 2 100,000 EXTREME NETWORKS INC CMN Cmn 30226D906 10 3,500 Sh Call Shared-defined 1 3,500 EXTREME NETWORKS INC CMN Cmn 30226D956 3 1,000 Sh Put Shared-defined 1 1,000 COLUMN TOTALS 108,258
FORM 13F Page 221 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ EXTREME NETWORKS INC CMN Cmn 30226D106 47 16,830 Sh Shared-defined 1 16,830 EXTREME NETWORKS INC CMN Cmn 30226D106 29 10,324 Sh Shared-defined 2 10,324 EXXON MOBIL CORP COMMON STOCK Cmn 30231G102 773 11,272 Sh Shared-defined 1 11,272 EXXON MOBIL CORP COMMON STOCK Cmn 30231G102 41,861 610,131 Sh Shared-defined 2 610,131 EXXON MOBIL CORP COMMON STOCK Cmn 30231G902 107,834 1,571,700 Sh Call Shared-defined 1 1,571,700 EXXON MOBIL CORP COMMON STOCK Cmn 30231G952 97,989 1,428,200 Sh Put Shared-defined 1 1,428,200 EXXON MOBIL CORP COMMON STOCK Cmn 30231G902 28,446 414,600 Sh Call Shared-defined 2 414,600 EXXON MOBIL CORP COMMON STOCK Cmn 30231G952 26,065 379,900 Sh Put Shared-defined 2 379,900 LANOPTICS LTD CMN STOCK Cmn M4146Y908 724 56,500 Sh Call Shared-defined 1 56,500 LANOPTICS LTD CMN STOCK Cmn M4146Y958 109 8,500 Sh Put Shared-defined 1 8,500 EZCORP INC -CL A CMN STK Cmn 302301906 163 11,900 Sh Call Shared-defined 1 11,900 EZCORP INC -CL A CMN STK Cmn 302301956 344 25,200 Sh Put Shared-defined 1 25,200 EZCORP INC -CL A CMN STK Cmn 302301106 272 19,940 Sh Shared-defined 1 19,940 EZCORP INC -CL A CMN STK Cmn 302301106 129 9,440 Sh Shared-defined 2 9,440 COLUMN TOTALS 304,785
FORM 13F Page 222 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ F N B CORP/PA CMN STK Cmn 302520101 50 7,048 Sh Shared-defined 1 7,048 F N B CORP/PA CMN STK Cmn 302520101 9,296 1,307,390 Sh Shared-defined 2 1,307,390 F5 NETWORKS INC CMN STOCK Cmn 315616902 3,527 89,000 Sh Call Shared-defined 1 89,000 F5 NETWORKS INC CMN STOCK Cmn 315616952 3,020 76,200 Sh Put Shared-defined 1 76,200 F5 NETWORKS INC CMN STOCK Cmn 315616902 1,966 49,600 Sh Call Shared-defined 2 49,600 F5 NETWORKS INC CMN STOCK Cmn 315616952 1,716 43,300 Sh Put Shared-defined 2 43,300 F5 NETWORKS INC CMN STOCK Cmn 315616102 1,133 28,577 Sh Shared-defined 1 28,577 F5 NETWORKS INC CMN STOCK Cmn 315616102 1,125 28,380 Sh Shared-defined 2 28,380 FACET BIOTECH CORP-W/I Cmn 30303Q103 193 11,140 Sh Shared-defined 1 11,140 FACET BIOTECH CORP-W/I Cmn 30303Q103 5,529 319,798 Sh Shared-defined 2 319,798 FACTSET RESH SYS INC CMN STOCK Cmn 303075905 1,669 25,200 Sh Call Shared-defined 1 25,200 FACTSET RESH SYS INC CMN STOCK Cmn 303075955 3,332 50,300 Sh Put Shared-defined 1 50,300 FACTSET RESH SYS INC CMN STOCK Cmn 303075105 2,217 33,475 Sh Shared-defined 1 33,475 FACTSET RESH SYS INC CMN STOCK Cmn 303075105 204 3,077 Sh Shared-defined 2 3,077 COLUMN TOTALS 34,977
FORM 13F Page 223 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ FAIR ISAAC CORPORATION CMN STK Cmn 303250904 615 28,600 Sh Call Shared-defined 1 28,600 FAIR ISAAC CORPORATION CMN STK Cmn 303250954 142 6,600 Sh Put Shared-defined 1 6,600 FAIR ISAAC CORPORATION CMN STK Cmn 303250104 8 382 Sh Shared-defined 1 382 FAIRCHILD SEMICONDUCTOR CORP - CL A CMN STK Cmn 303726103 155 15,172 Sh Shared-defined 1 15,172 FAIRCHILD SEMICONDUCTOR CORP - CL A CMN STK Cmn 303726103 93 9,116 Sh Shared-defined 2 9,116 FAIRCHILD SEMICONDUCTOR CORP - CL A CMN STK Cmn 303726903 347 33,900 Sh Call Shared-defined 1 33,900 FAIRCHILD SEMICONDUCTOR CORP - CL A CMN STK Cmn 303726953 948 92,700 Sh Put Shared-defined 1 92,700 FAIRPOINT COMMUNICATIONS, INC. CMN STOCK Cmn 305560104 9 21,948 Sh Shared-defined 1 21,948 FALCONSTOR SOFTWARE INC CMN STK Cmn 306137950 6 1,200 Sh Put Shared-defined 1 1,200 FALCONSTOR SOFTWARE INC CMN STK Cmn 306137100 47 9,451 Sh Shared-defined 1 9,451 FALCONSTOR SOFTWARE INC CMN STK Cmn 306137100 23 4,549 Sh Shared-defined 2 4,549 FAMILY DOLLAR STORES CMN STK Cmn 307000909 1,663 63,000 Sh Call Shared-defined 1 63,000 FAMILY DOLLAR STORES CMN STK Cmn 307000959 4,411 167,100 Sh Put Shared-defined 1 167,100 FAMILY DOLLAR STORES CMN STK Cmn 307000909 3,427 129,800 Sh Call Shared-defined 2 129,800 COLUMN TOTALS 11,894
FORM 13F Page 224 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ FAMILY DOLLAR STORES CMN STK Cmn 307000959 3,619 137,100 Sh Put Shared-defined 2 137,100 FAMILY DOLLAR STORES CMN STK Cmn 307000109 1,952 73,950 Sh Shared-defined 1 73,950 FAMILY DOLLAR STORES CMN STK Cmn 307000109 1,908 72,265 Sh Shared-defined 2 72,265 FANNIE MAE CMN STOCK Cmn 313586109 1,240 815,653 Sh Shared-defined 1 815,653 FANNIE MAE CMN STOCK Cmn 313586109 27 17,963 Sh Shared-defined 2 17,963 FARO TECHNOLOGIES INC CMN STOCK Cmn 311642902 223 13,000 Sh Call Shared-defined 1 13,000 FARO TECHNOLOGIES INC CMN STOCK Cmn 311642952 137 8,000 Sh Put Shared-defined 1 8,000 FARO TECHNOLOGIES INC CMN STOCK Cmn 311642102 9 544 Sh Shared-defined 1 544 FASTENAL CO CMN STK Cmn 311900904 2,245 58,000 Sh Call Shared-defined 1 58,000 FASTENAL CO CMN STK Cmn 311900954 8,406 217,200 Sh Put Shared-defined 1 217,200 FASTENAL CO CMN STK Cmn 311900104 2,488 64,279 Sh Shared-defined 1 64,279 FASTENAL CO CMN STK Cmn 311900104 310 8,000 Sh Shared-defined 2 8,000 FBR CAPITAL MARKETS CORP Cmn 30247C301 2 373 Sh Shared-defined 1 373 FBR CAPITAL MARKETS CORP Cmn 30247C301 1,483 250,000 Sh Shared-defined 2 250,000 COLUMN TOTALS 24,049
FORM 13F Page 225 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ FCSTONE GROUP INC AT NASDAQ GM Cmn 31308T900 57 11,900 Sh Call Shared-defined 1 11,900 FCSTONE GROUP INC AT NASDAQ GM Cmn 31308T950 12 2,500 Sh Put Shared-defined 1 2,500 FCSTONE GROUP INC AT NASDAQ GM Cmn 31308T100 2 512 Sh Shared-defined 1 512 FCSTONE GROUP INC AT NASDAQ GM Cmn 31308T100 4 788 Sh Shared-defined 2 788 FEDERAL AGRIC MTG CORP CMN STOCK Cmn 313148306 128 17,037 Sh Shared-defined 1 17,037 FEDERAL AGRIC MTG CORP CMN STOCK Cmn 313148306 211 28,080 Sh Shared-defined 2 28,080 FEDERAL AGRIC MTG CORP CMN STOCK Cmn 313148906 17 2,200 Sh Call Shared-defined 1 2,200 FEDERAL AGRIC MTG CORP CMN STOCK Cmn 313148956 73 9,700 Sh Put Shared-defined 1 9,700 FEDERAL HOME LN MTG CORP Cmn 313400301 970 538,964 Sh Shared-defined 1 538,964 FEDERAL HOME LN MTG CORP Cmn 313400301 219 121,917 Sh Shared-defined 2 121,917 FEDERAL HOME LN MTG CORP Cmn 313400901 424 235,700 Sh Call Shared-defined 1 235,700 FEDERAL HOME LN MTG CORP Cmn 313400951 966 536,500 Sh Put Shared-defined 1 536,500 FEDERAL HOME LN MTG CORP Cmn 313400901 1 600 Sh Call Shared-defined 2 600 FEDERAL HOME LN MTG CORP Cmn 313400951 267 148,400 Sh Put Shared-defined 2 148,400 COLUMN TOTALS 3,351
FORM 13F Page 226 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ FANNIE MAE CMN STOCK Cmn 313586909 631 415,300 Sh Call Shared-defined 1 415,300 FANNIE MAE CMN STOCK Cmn 313586959 1,088 715,500 Sh Put Shared-defined 1 715,500 FANNIE MAE CMN STOCK Cmn 313586909 50 32,600 Sh Call Shared-defined 2 32,600 FANNIE MAE CMN STOCK Cmn 313586959 166 109,000 Sh Put Shared-defined 2 109,000 FEDERAL REALTY INVESTORS TRUST COMMON STOCK Cmn 313747906 1,786 29,100 Sh Call Shared-defined 1 29,100 FEDERAL REALTY INVESTORS TRUST COMMON STOCK Cmn 313747956 1,602 26,100 Sh Put Shared-defined 1 26,100 FEDERAL REALTY INVESTORS TRUST COMMON STOCK Cmn 313747906 779 12,700 Sh Call Shared-defined 2 12,700 FEDERAL REALTY INVESTORS TRUST COMMON STOCK Cmn 313747956 939 15,300 Sh Put Shared-defined 2 15,300 FEDERAL REALTY INVESTORS TRUST COMMON STOCK Cmn 313747206 385 6,274 Sh Shared-defined 1 6,274 FEDERAL REALTY INVESTORS TRUST COMMON STOCK Cmn 313747206 362 5,900 Sh Shared-defined 2 5,900 FEDERAL SIGNAL CORP CMN STK Cmn 313855108 14 1,881 Sh Shared-defined 1 1,881 FEDERAL SIGNAL CORP CMN STK Cmn 313855108 284 39,467 Sh Shared-defined 2 39,467 FEDERATED INVESTORS INC-CL B Cmn 314211103 89 3,374 Sh Shared-defined 1 3,374 FEDERATED INVESTORS INC-CL B Cmn 314211903 237 9,000 Sh Call Shared-defined 1 9,000 COLUMN TOTALS 8,412
FORM 13F Page 227 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ FEDERATED INVESTORS INC-CL B Cmn 314211953 374 14,200 Sh Put Shared-defined 1 14,200 FEDERATED INVESTORS INC-CL B Cmn 314211103 141 5,355 Sh Shared-defined 2 5,355 FEDEX CORPORATION CMN STOCK Cmn 31428X906 25,439 338,200 Sh Call Shared-defined 1 338,200 FEDEX CORPORATION CMN STOCK Cmn 31428X956 21,099 280,500 Sh Put Shared-defined 1 280,500 FEDEX CORPORATION CMN STOCK Cmn 31428X906 16,669 221,600 Sh Call Shared-defined 2 221,600 FEDEX CORPORATION CMN STOCK Cmn 31428X956 14,186 188,600 Sh Put Shared-defined 2 188,600 FEDEX CORPORATION CMN STOCK Cmn 31428X106 34,144 453,928 Sh Shared-defined 2 453,928 FEI CO CMN STOCK Cmn 30241L109 65 2,619 Sh Shared-defined 1 2,619 FEI CO CMN STOCK Cmn 30241L109 2 85 Sh Shared-defined 2 85 FEI CO CMN STOCK Cmn 30241L909 306 12,400 Sh Call Shared-defined 1 12,400 FEI CO CMN STOCK Cmn 30241L959 577 23,400 Sh Put Shared-defined 1 23,400 FEI COMPANY 2.875% CB 06/01/2013 - - REGISTERED Bond 30241LAF6 34,519 32,100,000 Prn Shared-defined 2 N/A FELCOR LODGING TRUST INC CMN STOCK Cmn 31430F101 17 3,831 Sh Shared-defined 1 3,831 FELCOR LODGING TRUST INC CMN STOCK Cmn 31430F101 58 12,851 Sh Shared-defined 2 12,851 COLUMN TOTALS 147,596
FORM 13F Page 228 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ FIDELITY NATIONAL FINANCIAL INC COMMON STOCK Cmn 31620R105 623 41,309 Sh Shared-defined 1 41,309 FIDELITY NATIONAL FINANCIAL INC COMMON STOCK Cmn 31620R905 371 24,600 Sh Call Shared-defined 1 24,600 FIDELITY NATIONAL FINANCIAL INC COMMON STOCK Cmn 31620R955 840 55,700 Sh Put Shared-defined 1 55,700 FIDELITY NATIONAL FINANCIAL INC COMMON STOCK Cmn 31620R905 179 11,900 Sh Call Shared-defined 2 11,900 FIDELITY NATIONAL INFORMATION CMN STK Cmn 31620M106 392 15,352 Sh Shared-defined 1 15,352 FIDELITY NATIONAL INFORMATION CMN STK Cmn 31620M106 6,769 265,340 Sh Shared-defined 2 265,340 FIDELITY NATIONAL INFORMATION CMN STK Cmn 31620M906 92 3,600 Sh Call Shared-defined 1 3,600 FIDELITY NATIONAL INFORMATION CMN STK Cmn 31620M956 582 22,800 Sh Put Shared-defined 1 22,800 FIFTH THIRD 8.5% CONV PREF - PERP - - REGISTERED Pref Stk 316773209 9 73 Sh Shared-defined 1 N/A FIFTH THIRD BANCORP CMN STOCK Cmn 316773900 4,026 397,400 Sh Call Shared-defined 1 397,400 FIFTH THIRD BANCORP CMN STOCK Cmn 316773950 5,065 500,000 Sh Put Shared-defined 1 500,000 FIFTH THIRD BANCORP CMN STOCK Cmn 316773900 627 61,900 Sh Call Shared-defined 2 61,900 FIFTH THIRD BANCORP CMN STOCK Cmn 316773950 2,987 294,900 Sh Put Shared-defined 2 294,900 FIFTH THIRD BANCORP CMN STOCK Cmn 316773100 1,002 98,900 Sh Shared-defined 1 98,900 COLUMN TOTALS 23,564
FORM 13F Page 229 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ FIFTH THIRD BANCORP CMN STOCK Cmn 316773100 1,981 195,594 Sh Shared-defined 2 195,594 FINISH LINE INC -CL A Cmn 317923900 151 14,900 Sh Call Shared-defined 1 14,900 FINISH LINE INC -CL A Cmn 317923950 140 13,800 Sh Put Shared-defined 1 13,800 FINISH LINE INC -CL A Cmn 317923900 1 100 Sh Call Shared-defined 2 100 FIRST AMER FINL CP CA CMN STK Cmn 318522907 1,013 31,300 Sh Call Shared-defined 1 31,300 FIRST AMER FINL CP CA CMN STK Cmn 318522957 2,166 66,900 Sh Put Shared-defined 1 66,900 FIRST AMER FINL CP CA CMN STK Cmn 318522307 548 16,922 Sh Shared-defined 1 16,922 FIRST AMER FINL CP CA CMN STK Cmn 318522307 4,247 131,195 Sh Shared-defined 2 131,195 FIRST BUSEY CORP CMN STOCK Cmn 319383105 1 269 Sh Shared-defined 1 269 FIRST BUSEY CORP CMN STOCK Cmn 319383105 176 37,500 Sh Shared-defined 2 37,500 FIRST CASH FINL SVCS INC COMMON STOCK Cmn 31942D107 10 586 Sh Shared-defined 1 586 FIRST CASH FINL SVCS INC COMMON STOCK Cmn 31942D907 240 14,000 Sh Call Shared-defined 1 14,000 FIRST CASH FINL SVCS INC COMMON STOCK Cmn 31942D957 34 2,000 Sh Put Shared-defined 1 2,000 FIRST COMMONWLTH FINL CP/PA CMN STK Cmn 319829107 39 6,881 Sh Shared-defined 1 6,881 COLUMN TOTALS 10,747
FORM 13F Page 230 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ FIRST COMMONWLTH FINL CP/PA CMN STK Cmn 319829107 366 64,421 Sh Shared-defined 2 64,421 FIRST HORIZON NATIONAL CORP CMN STK Cmn 320517905 669 50,600 Sh Call Shared-defined 1 50,600 FIRST HORIZON NATIONAL CORP CMN STK Cmn 320517955 97 7,300 Sh Put Shared-defined 1 7,300 FIRST HORIZON NATIONAL CORP CMN STK Cmn 320517905 632 47,800 Sh Call Shared-defined 2 47,800 FIRST HORIZON NATIONAL CORP CMN STK Cmn 320517955 46 3,500 Sh Put Shared-defined 2 3,500 FIRST HORIZON NATIONAL CORP CMN STK Cmn 320517105 33 2,470 Sh Shared-defined 1 2,470 FIRST HORIZON NATIONAL CORP CMN STK Cmn 320517105 164 12,386 Sh Shared-defined 2 12,386 FIRST INDL REALTY TRUST INC CMN STK Cmn 32054K103 21 3,912 Sh Shared-defined 1 3,912 FIRST INDL REALTY TRUST INC CMN STK Cmn 32054K103 430 81,980 Sh Shared-defined 2 81,980 FIRST MARBLEHEAD CORP COMMON STOCK Cmn 320771908 24 11,100 Sh Call Shared-defined 1 11,100 FIRST MARBLEHEAD CORP COMMON STOCK Cmn 320771958 39 17,600 Sh Put Shared-defined 1 17,600 FIRST MARBLEHEAD CORP COMMON STOCK Cmn 320771108 21 9,396 Sh Shared-defined 1 9,396 FIRST MARBLEHEAD CORP COMMON STOCK Cmn 320771108 2 719 Sh Shared-defined 2 719 FIRST MIDWEST BANCORP INC CMN STK Cmn 320867104 45 4,033 Sh Shared-defined 1 4,033 COLUMN TOTALS 2,589
FORM 13F Page 231 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ FIRST MIDWEST BANCORP INC CMN STK Cmn 320867104 620 54,994 Sh Shared-defined 2 54,994 FIRST NIAGARA FINANCIAL GROUP INC CMN STOCK Cmn 33582V908 365 29,600 Sh Call Shared-defined 1 29,600 FIRST NIAGARA FINANCIAL GROUP INC CMN STOCK Cmn 33582V958 549 44,500 Sh Put Shared-defined 1 44,500 FIRST NIAGARA FINANCIAL GROUP INC CMN STOCK Cmn 33582V108 489 39,651 Sh Shared-defined 1 39,651 FIRST NIAGARA FINANCIAL GROUP INC CMN STOCK Cmn 33582V108 8,993 729,385 Sh Shared-defined 2 729,385 FIRST SOLAR INC Cmn 336433107 1,767 11,561 Sh Shared-defined 1 11,561 FIRST SOLAR INC Cmn 336433907 79,716 521,500 Sh Call Shared-defined 1 521,500 FIRST SOLAR INC Cmn 336433957 90,463 591,800 Sh Put Shared-defined 1 591,800 FIRST SOLAR INC Cmn 336433107 1,506 9,850 Sh Shared-defined 2 9,850 FIRST SOLAR INC Cmn 336433907 54,831 358,700 Sh Call Shared-defined 2 358,700 FIRST SOLAR INC Cmn 336433957 58,805 384,700 Sh Put Shared-defined 2 384,700 FIRSTENERGY CORP COMMON STOCK Cmn 337932907 2,656 58,100 Sh Call Shared-defined 1 58,100 FIRSTENERGY CORP COMMON STOCK Cmn 337932957 233 5,100 Sh Put Shared-defined 1 5,100 FIRSTENERGY CORP COMMON STOCK Cmn 337932907 1,312 28,700 Sh Call Shared-defined 2 28,700 COLUMN TOTALS 302,305
FORM 13F Page 232 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ FIRSTENERGY CORP COMMON STOCK Cmn 337932957 178 3,900 Sh Put Shared-defined 2 3,900 FIRSTENERGY CORP COMMON STOCK Cmn 337932107 383 8,387 Sh Shared-defined 1 8,387 FIRSTENERGY CORP COMMON STOCK Cmn 337932107 222 4,859 Sh Shared-defined 2 4,859 FIRSTMERIT CORP CMN STK (WAS FIRST BANCORP INC) Cmn 337915102 37 1,925 Sh Shared-defined 1 1,925 FIRSTMERIT CORP CMN STK (WAS FIRST BANCORP INC) Cmn 337915102 18,045 948,248 Sh Shared-defined 2 948,248 FISERV INC CMN STK Cmn 337738908 680 14,100 Sh Call Shared-defined 1 14,100 FISERV INC CMN STK Cmn 337738958 3,070 63,700 Sh Put Shared-defined 1 63,700 FISERV INC CMN STK Cmn 337738108 2,782 57,726 Sh Shared-defined 1 57,726 FISERV INC CMN STK Cmn 337738108 30 632 Sh Shared-defined 2 632 FLAGSTONE REINSURANCE HOLDIN Cmn G3529T105 8 681 Sh Shared-defined 1 681 FLAGSTONE REINSURANCE HOLDIN Cmn G3529T105 207 18,377 Sh Shared-defined 2 18,377 FLEXTRONICS INTERNATIONAL LTD CMN STK Cmn Y2573F902 836 112,100 Sh Call Shared-defined 1 112,100 FLEXTRONICS INTERNATIONAL LTD CMN STK Cmn Y2573F952 1,634 219,000 Sh Put Shared-defined 1 219,000 FLEXTRONICS INTERNATIONAL LTD CMN STK Cmn Y2573F952 7 1,000 Sh Put Shared-defined 2 1,000 COLUMN TOTALS 28,119
FORM 13F Page 233 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ FLEXTRONICS INTERNATIONAL LTD CMN STK Cmn Y2573F102 983 131,762 Sh Shared-defined 1 131,762 FLEXTRONICS INTERNATIONAL LTD CMN STK Cmn Y2573F102 8,859 1,187,500 Sh Shared-defined 2 1,187,500 FLIR SYSTEMS 3% CB 06/01/23 - REGISTERED Bond 302445AB7 88,476 34,825,000 Prn Shared-defined 2 N/A FLIR SYSTEMS INC CMN STK Cmn 302445901 828 29,600 Sh Call Shared-defined 1 29,600 FLIR SYSTEMS INC CMN STK Cmn 302445951 2,212 79,100 Sh Put Shared-defined 1 79,100 FLIR SYSTEMS INC CMN STK Cmn 302445901 6 200 Sh Call Shared-defined 2 200 FLIR SYSTEMS INC CMN STK Cmn 302445101 1,771 63,313 Sh Shared-defined 1 63,313 FLIR SYSTEMS INC CMN STK Cmn 302445101 9,891 353,637 Sh Shared-defined 2 353,637 FLOTEK INDUSTRIES INC COMMON STOCK Cmn 343389902 101 48,900 Sh Call Shared-defined 1 48,900 FLOTEK INDUSTRIES INC COMMON STOCK Cmn 343389952 25 11,900 Sh Put Shared-defined 1 11,900 FLOTEK INDUSTRIES INC COMMON STOCK Cmn 343389102 3 1,586 Sh Shared-defined 1 1,586 FLOTEK INDUSTRIES INC COMMON STOCK Cmn 343389102 6 2,998 Sh Shared-defined 2 2,998 FLOW INTL CORP CMN STK Cmn 343468904 19 7,200 Sh Call Shared-defined 1 7,200 FLOW INTL CORP CMN STK Cmn 343468954 26 9,900 Sh Put Shared-defined 1 9,900 COLUMN TOTALS 113,206
FORM 13F Page 234 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ FLOW INTL CORP CMN STK Cmn 343468104 2 857 Sh Shared-defined 1 857 FLOW INTL CORP CMN STK Cmn 343468104 10 3,800 Sh Shared-defined 2 3,800 FLOWERS FOODS INC Cmn 343498101 - 15 Sh Shared-defined 1 15 FLOWERS FOODS INC Cmn 343498101 6,317 240,300 Sh Shared-defined 2 240,300 FLOWSERVE CORP CMN STK Cmn 34354P105 4,198 42,600 Sh Shared-defined 2 42,600 FLOWSERVE CORP CMN STK Cmn 34354P905 5,380 54,600 Sh Call Shared-defined 1 54,600 FLOWSERVE CORP CMN STK Cmn 34354P955 6,780 68,800 Sh Put Shared-defined 1 68,800 FLOWSERVE CORP CMN STK Cmn 34354P905 4,129 41,900 Sh Call Shared-defined 2 41,900 FLOWSERVE CORP CMN STK Cmn 34354P955 2,897 29,400 Sh Put Shared-defined 2 29,400 FLUOR CORP (NEW) Cmn 343412102 640 12,578 Sh Shared-defined 1 12,578 FLUOR CORP (NEW) Cmn 343412902 13,221 260,000 Sh Call Shared-defined 1 260,000 FLUOR CORP (NEW) Cmn 343412952 9,845 193,600 Sh Put Shared-defined 1 193,600 FLUOR CORP (NEW) Cmn 343412102 3,074 60,453 Sh Shared-defined 2 60,453 FLUOR CORP (NEW) Cmn 343412902 15,367 302,200 Sh Call Shared-defined 2 302,200 COLUMN TOTALS 71,860
FORM 13F Page 235 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ FLUOR CORP (NEW) Cmn 343412952 8,228 161,800 Sh Put Shared-defined 2 161,800 FLUSHING FINL CORP CMN STOCK Cmn 343873105 13 1,179 Sh Shared-defined 1 1,179 FLUSHING FINL CORP CMN STOCK Cmn 343873105 1,315 115,332 Sh Shared-defined 2 115,332 FMC CORP COMMON STOCK Cmn 302491303 8,356 148,548 Sh Shared-defined 2 148,548 FMC CORP COMMON STOCK Cmn 302491903 3,026 53,800 Sh Call Shared-defined 1 53,800 FMC CORP COMMON STOCK Cmn 302491953 2,964 52,700 Sh Put Shared-defined 1 52,700 FMC CORP COMMON STOCK Cmn 302491903 1,429 25,400 Sh Call Shared-defined 2 25,400 FMC CORP COMMON STOCK Cmn 302491953 1,879 33,400 Sh Put Shared-defined 2 33,400 FMC TECHNOLOGIES, INC Cmn 30249U101 147 2,807 Sh Shared-defined 1 2,807 FMC TECHNOLOGIES, INC Cmn 30249U901 1,285 24,600 Sh Call Shared-defined 1 24,600 FMC TECHNOLOGIES, INC Cmn 30249U951 773 14,800 Sh Put Shared-defined 1 14,800 FMC TECHNOLOGIES, INC Cmn 30249U101 144 2,766 Sh Shared-defined 2 2,766 FO 2.6700% DUE 12/31/49 Pref Stk 349631200 1 2 Sh Shared-defined 1 N/A FOCUS MEDIA HOLDING-ADR Depository Receipt 34415V109 55 4,949 Sh Shared-defined 1 N/A COLUMN TOTALS 29,615
FORM 13F Page 236 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ FOCUS MEDIA HOLDING-ADR Depository Receipt 34415V109 287 26,026 Sh Shared-defined 2 N/A FOOT LOCKER INC CMN STOCK Cmn 344849904 269 22,500 Sh Call Shared-defined 1 22,500 FOOT LOCKER INC CMN STOCK Cmn 344849954 998 83,500 Sh Put Shared-defined 1 83,500 FOOT LOCKER INC CMN STOCK Cmn 344849904 140 11,700 Sh Call Shared-defined 2 11,700 FOOT LOCKER INC CMN STOCK Cmn 344849954 461 38,600 Sh Put Shared-defined 2 38,600 FOOT LOCKER INC CMN STOCK Cmn 344849104 493 41,281 Sh Shared-defined 1 41,281 FOOT LOCKER INC CMN STOCK Cmn 344849104 45,491 3,806,802 Sh Shared-defined 2 3,806,802 FORCE PROTECTION INC Cmn 345203202 470 86,100 Sh Shared-defined 1 86,100 FORCE PROTECTION INC Cmn 345203902 132 24,100 Sh Call Shared-defined 1 24,100 FORCE PROTECTION INC Cmn 345203952 465 85,100 Sh Put Shared-defined 1 85,100 FORCE PROTECTION INC Cmn 345203202 90 16,546 Sh Shared-defined 2 16,546 FORCE PROTECTION INC Cmn 345203902 40 7,400 Sh Call Shared-defined 2 7,400 FORCE PROTECTION INC Cmn 345203952 97 17,800 Sh Put Shared-defined 2 17,800 FORD MOTOR COMPANY Cmn 345370860 996 138,096 Sh Shared-defined 1 138,096 COLUMN TOTALS 50,429
FORM 13F Page 237 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ FORD MOTOR COMPANY Cmn 345370900 12,776 1,772,000 Sh Call Shared-defined 1 1,772,000 FORD MOTOR COMPANY Cmn 345370950 13,345 1,850,900 Sh Put Shared-defined 1 1,850,900 FORD MOTOR COMPANY Cmn 345370860 9,921 1,375,999 Sh Shared-defined 2 1,375,999 FORD MOTOR COMPANY Cmn 345370900 1,970 273,300 Sh Call Shared-defined 2 273,300 FORD MOTOR COMPANY Cmn 345370950 24,896 3,453,000 Sh Put Shared-defined 2 3,453,000 FOREST CITY ENTRPRS -CL A CMN STK Cmn 345550107 19 1,423 Sh Shared-defined 1 1,423 FOREST CITY ENTRPRS -CL A CMN STK Cmn 345550107 489 36,595 Sh Shared-defined 2 36,595 FOREST LABORATORIES -CL A CMN STK Cmn 345838106 342 11,605 Sh Shared-defined 2 11,605 FOREST LABORATORIES -CL A CMN STK Cmn 345838906 3,409 115,800 Sh Call Shared-defined 1 115,800 FOREST LABORATORIES -CL A CMN STK Cmn 345838956 2,544 86,400 Sh Put Shared-defined 1 86,400 FOREST LABORATORIES -CL A CMN STK Cmn 345838906 1,334 45,300 Sh Call Shared-defined 2 45,300 FOREST LABORATORIES -CL A CMN STK Cmn 345838956 1,655 56,200 Sh Put Shared-defined 2 56,200 FOREST OIL CORP COMMON STOCK Cmn 346091705 718 36,711 Sh Shared-defined 1 36,711 FOREST OIL CORP COMMON STOCK Cmn 346091705 6,882 351,669 Sh Shared-defined 2 351,669 COLUMN TOTALS 80,300
FORM 13F Page 238 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ FOREST OIL CORP COMMON STOCK Cmn 346091905 2,155 110,100 Sh Call Shared-defined 1 110,100 FOREST OIL CORP COMMON STOCK Cmn 346091955 2,301 117,600 Sh Put Shared-defined 1 117,600 FOREST OIL CORP COMMON STOCK Cmn 346091905 1,798 91,900 Sh Call Shared-defined 2 91,900 FOREST OIL CORP COMMON STOCK Cmn 346091955 3,065 156,600 Sh Put Shared-defined 2 156,600 FORESTAR GROUP INC Cmn 346233909 366 21,300 Sh Call Shared-defined 1 21,300 FORESTAR GROUP INC Cmn 346233959 172 10,000 Sh Put Shared-defined 1 10,000 FORESTAR GROUP INC Cmn 346233109 501 29,137 Sh Shared-defined 2 29,137 FORMFACTOR INC CMN STK Cmn 346375908 1,969 82,300 Sh Call Shared-defined 1 82,300 FORMFACTOR INC CMN STK Cmn 346375958 574 24,000 Sh Put Shared-defined 1 24,000 FORMFACTOR INC CMN STK Cmn 346375108 509 21,285 Sh Shared-defined 1 21,285 FORMFACTOR INC CMN STK Cmn 346375108 122 5,117 Sh Shared-defined 2 5,117 FORTRESS INVESTMENT GROUP LLC CL-A Cmn 34958B106 549 105,573 Sh Shared-defined 1 105,573 FORTRESS INVESTMENT GROUP LLC CL-A Cmn 34958B906 554 106,600 Sh Call Shared-defined 1 106,600 FORTRESS INVESTMENT GROUP LLC CL-A Cmn 34958B956 534 102,600 Sh Put Shared-defined 1 102,600 COLUMN TOTALS 15,169
FORM 13F Page 239 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ FORTUNE BRANDS INC. COMMON NEW YORK Cmn 349631901 3,309 77,000 Sh Call Shared-defined 1 77,000 FORTUNE BRANDS INC. COMMON NEW YORK Cmn 349631951 2,746 63,900 Sh Put Shared-defined 1 63,900 FORTUNE BRANDS INC. COMMON NEW YORK Cmn 349631901 2,265 52,700 Sh Call Shared-defined 2 52,700 FORTUNE BRANDS INC. COMMON NEW YORK Cmn 349631951 993 23,100 Sh Put Shared-defined 2 23,100 FORTUNE BRANDS INC. COMMON NEW YORK Cmn 349631101 28 663 Sh Shared-defined 1 663 FORTUNE BRANDS INC. COMMON NEW YORK Cmn 349631101 1,444 33,600 Sh Shared-defined 2 33,600 FOSSIL INC Cmn 349882900 339 11,900 Sh Call Shared-defined 1 11,900 FOSSIL INC Cmn 349882950 324 11,400 Sh Put Shared-defined 1 11,400 FOSTER (LB) CO -CL A CMN STK Cmn 350060909 719 23,500 Sh Call Shared-defined 1 23,500 FOSTER (LB) CO -CL A CMN STK Cmn 350060959 786 25,700 Sh Put Shared-defined 1 25,700 FOSTER (LB) CO -CL A CMN STK Cmn 350060109 29 948 Sh Shared-defined 1 948 FOSTER (LB) CO -CL A CMN STK Cmn 350060109 21 685 Sh Shared-defined 2 685 FOSTER WHEELER AG Cmn H27178104 781 24,480 Sh Shared-defined 1 24,480 FOSTER WHEELER AG Cmn H27178904 9,053 283,700 Sh Call Shared-defined 1 283,700 COLUMN TOTALS 22,837
FORM 13F Page 240 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ FOSTER WHEELER AG Cmn H27178954 9,228 289,200 Sh Put Shared-defined 1 289,200 FOSTER WHEELER AG Cmn H27178104 313 9,824 Sh Shared-defined 2 9,824 FOSTER WHEELER AG Cmn H27178904 7,528 235,900 Sh Call Shared-defined 2 235,900 FOSTER WHEELER AG Cmn H27178954 5,686 178,200 Sh Put Shared-defined 2 178,200 FPL GROUP INC Cmn 302571904 7,561 136,900 Sh Call Shared-defined 1 136,900 FPL GROUP INC Cmn 302571954 3,971 71,900 Sh Put Shared-defined 1 71,900 FPL GROUP INC Cmn 302571104 33,587 608,135 Sh Shared-defined 2 608,135 FPL GROUP INC Cmn 302571904 1,414 25,600 Sh Call Shared-defined 2 25,600 FPL GROUP INC Cmn 302571954 1,977 35,800 Sh Put Shared-defined 2 35,800 FRANKLIN RESOURCES INC CMN STK Cmn 354613901 9,788 97,300 Sh Call Shared-defined 1 97,300 FRANKLIN RESOURCES INC CMN STK Cmn 354613951 18,913 188,000 Sh Put Shared-defined 1 188,000 FRANKLIN RESOURCES INC CMN STK Cmn 354613901 4,638 46,100 Sh Call Shared-defined 2 46,100 FRANKLIN RESOURCES INC CMN STK Cmn 354613951 9,658 96,000 Sh Put Shared-defined 2 96,000 FRANKLIN RESOURCES INC CMN STK Cmn 354613101 1,604 15,948 Sh Shared-defined 1 15,948 COLUMN TOTALS 115,866
FORM 13F Page 241 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ FRANKLIN RESOURCES INC CMN STK Cmn 354613101 6,526 64,867 Sh Shared-defined 2 64,867 FRANKLIN STREET PROPERTIES CORP COMMON STOCK Cmn 35471R906 236 18,000 Sh Call Shared-defined 1 18,000 FRANKLIN STREET PROPERTIES CORP COMMON STOCK Cmn 35471R956 145 11,100 Sh Put Shared-defined 1 11,100 FRANKLIN STREET PROPERTIES CORP COMMON STOCK Cmn 35471R106 20 1,492 Sh Shared-defined 1 1,492 FRANKLIN STREET PROPERTIES CORP COMMON STOCK Cmn 35471R106 6,253 477,299 Sh Shared-defined 2 477,299 FREDS INC CMN STK Cmn 356108900 62 4,900 Sh Call Shared-defined 1 4,900 FREDS INC CMN STK Cmn 356108950 136 10,700 Sh Put Shared-defined 1 10,700 FREDS INC CMN STK Cmn 356108100 95 7,483 Sh Shared-defined 1 7,483 FREDS INC CMN STK Cmn 356108100 36 2,851 Sh Shared-defined 2 2,851 FREEPORT-McMORAN 6.75% DEBT PERC 5/1/2010 Bond 35671D782 14 136 Prn Shared-defined 1 N/A FREEPORT-MCMORAN COPPER CMN STK Cmn 35671D907 75,361 1,098,400 Sh Call Shared-defined 1 1,098,400 FREEPORT-MCMORAN COPPER CMN STK Cmn 35671D957 89,893 1,310,200 Sh Put Shared-defined 1 1,310,200 FREEPORT-MCMORAN COPPER CMN STK Cmn 35671D907 30,676 447,100 Sh Call Shared-defined 2 447,100 FREEPORT-MCMORAN COPPER CMN STK Cmn 35671D957 53,180 775,100 Sh Put Shared-defined 2 775,100 COLUMN TOTALS 262,633
FORM 13F Page 242 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ FREEPORT-MCMORAN COPPER CMN STK Cmn 35671D857 9,730 141,818 Sh Shared-defined 1 141,818 FREEPORT-MCMORAN COPPER CMN STK Cmn 35671D857 23,914 348,552 Sh Shared-defined 2 348,552 FREIGHTCAR AMERICA INC. COMMON STOCK Cmn 357023900 542 22,300 Sh Call Shared-defined 1 22,300 FREIGHTCAR AMERICA INC. COMMON STOCK Cmn 357023950 450 18,500 Sh Put Shared-defined 1 18,500 FREIGHTCAR AMERICA INC. COMMON STOCK Cmn 357023100 6 238 Sh Shared-defined 1 238 FREIGHTCAR AMERICA INC. COMMON STOCK Cmn 357023100 3,790 155,956 Sh Shared-defined 2 155,956 FRESH DEL MONTE PRODUCE INC CMN STOCK Cmn G36738905 235 10,400 Sh Call Shared-defined 1 10,400 FRESH DEL MONTE PRODUCE INC CMN STOCK Cmn G36738955 816 36,100 Sh Put Shared-defined 1 36,100 FRESH DEL MONTE PRODUCE INC CMN STOCK Cmn G36738955 29 1,300 Sh Put Shared-defined 2 1,300 FRESH DEL MONTE PRODUCE INC CMN STOCK Cmn G36738105 495 21,895 Sh Shared-defined 1 21,895 FRESH DEL MONTE PRODUCE INC CMN STOCK Cmn G36738105 156 6,889 Sh Shared-defined 2 6,889 FRONTEER DEVELOPMENT GROUP INC COMMON STOCK Cmn 35903Q906 78 18,200 Sh Call Shared-defined 1 18,200 FRONTEER DEVELOPMENT GROUP INC COMMON STOCK Cmn 35903Q956 6 1,300 Sh Put Shared-defined 1 1,300 FRONTEER DEVELOPMENT GROUP INC COMMON STOCK Cmn 35903Q106 8 1,756 Sh Shared-defined 1 1,756 COLUMN TOTALS 40,255
FORM 13F Page 243 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ FRONTEER DEVELOPMENT GROUP INC COMMON STOCK Cmn 35903Q106 3 600 Sh Shared-defined 2 600 FRONTIER COMMUNICATIONS CORP Cmn 35906A108 110 14,598 Sh Shared-defined 1 14,598 FRONTIER COMMUNICATIONS CORP Cmn 35906A908 347 46,000 Sh Call Shared-defined 1 46,000 FRONTIER COMMUNICATIONS CORP Cmn 35906A958 63 8,400 Sh Put Shared-defined 1 8,400 FRONTIER COMMUNICATIONS CORP Cmn 35906A108 185 24,542 Sh Shared-defined 2 24,542 FRONTIER OIL CORP COMMON STOCK Cmn 35914P105 1,002 71,982 Sh Shared-defined 1 71,982 FRONTIER OIL CORP COMMON STOCK Cmn 35914P105 8,255 593,064 Sh Shared-defined 2 593,064 FRONTIER OIL CORP COMMON STOCK Cmn 35914P905 1,128 81,000 Sh Call Shared-defined 1 81,000 FRONTIER OIL CORP COMMON STOCK Cmn 35914P955 1,556 111,800 Sh Put Shared-defined 1 111,800 FRONTIER OIL CORP COMMON STOCK Cmn 35914P905 1,001 71,900 Sh Call Shared-defined 2 71,900 FRONTIER OIL CORP COMMON STOCK Cmn 35914P955 202 14,500 Sh Put Shared-defined 2 14,500 FRONTLINE LIMITED COMMON STOCK Cmn G3682E127 388 16,574 Sh Shared-defined 1 16,574 FRONTLINE LIMITED COMMON STOCK Cmn G3682E127 32 1,379 Sh Shared-defined 2 1,379 FRONTLINE LIMITED COMMON STOCK Cmn G3682E907 1,057 45,200 Sh Call Shared-defined 1 45,200 COLUMN TOTALS 15,329
FORM 13F Page 244 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ FRONTLINE LIMITED COMMON STOCK Cmn G3682E957 1,902 81,300 Sh Put Shared-defined 1 81,300 FTI CONSULTING 3.75% CB 07/15/12 - -REGISTERED Bond 302941AB5 51,521 35,050,000 Prn Shared-defined 2 N/A FTI CONSULTING INC CMN STOCK Cmn 302941909 2,058 48,300 Sh Call Shared-defined 1 48,300 FTI CONSULTING INC CMN STOCK Cmn 302941959 1,751 41,100 Sh Put Shared-defined 1 41,100 FTI CONSULTING INC CMN STOCK Cmn 302941909 571 13,400 Sh Call Shared-defined 2 13,400 FTI CONSULTING INC CMN STOCK Cmn 302941959 545 12,800 Sh Put Shared-defined 2 12,800 FTI CONSULTING INC CMN STOCK Cmn 302941109 8 189 Sh Shared-defined 1 189 FTI CONSULTING INC CMN STOCK Cmn 302941109 762 17,883 Sh Shared-defined 2 17,883 FUEL SYSTEMS SOLUTIONS INC COMMON STOCK Cmn 35952W903 3,898 108,300 Sh Call Shared-defined 1 108,300 FUEL SYSTEMS SOLUTIONS INC COMMON STOCK Cmn 35952W953 3,660 101,700 Sh Put Shared-defined 1 101,700 FUEL SYSTEMS SOLUTIONS INC COMMON STOCK Cmn 35952W103 1,566 43,503 Sh Shared-defined 1 43,503 FUEL SYSTEMS SOLUTIONS INC COMMON STOCK Cmn 35952W103 301 8,354 Sh Shared-defined 2 8,354 FUEL TECH INC CMN STOCK Cmn 359523907 224 20,000 Sh Call Shared-defined 1 20,000 FUEL TECH INC CMN STOCK Cmn 359523957 12 1,100 Sh Put Shared-defined 1 1,100 COLUMN TOTALS 68,779
FORM 13F Page 245 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ FUEL TECH INC CMN STOCK Cmn 359523107 69 6,196 Sh Shared-defined 2 6,196 FUELCELL ENERGY INC. CMN STK Cmn 35952H106 36 8,503 Sh Shared-defined 1 8,503 FUELCELL ENERGY INC. CMN STK Cmn 35952H106 2 488 Sh Shared-defined 2 488 FUELCELL ENERGY INC. CMN STK Cmn 35952H906 122 28,500 Sh Call Shared-defined 1 28,500 FUELCELL ENERGY INC. CMN STK Cmn 35952H956 35 8,200 Sh Put Shared-defined 1 8,200 FULLER (H. B.) CO CMN STK Cmn 359694106 518 24,761 Sh Shared-defined 2 24,761 FULTON FINANCIAL CORP Cmn 360271100 49 6,708 Sh Shared-defined 1 6,708 FULTON FINANCIAL CORP Cmn 360271100 431 58,600 Sh Shared-defined 2 58,600 FUQI INTERNATIONAL INC Cmn 36102A207 2,404 82,106 Sh Shared-defined 1 82,106 FUQI INTERNATIONAL INC Cmn 36102A907 6,702 228,900 Sh Call Shared-defined 1 228,900 FUQI INTERNATIONAL INC Cmn 36102A957 6,755 230,700 Sh Put Shared-defined 1 230,700 FUQI INTERNATIONAL INC Cmn 36102A957 3 100 Sh Put Shared-defined 2 100 FURNITURE BRANDS INTL COMMON STOCK (WAS INTERCO) Cmn 360921900 29 5,300 Sh Call Shared-defined 1 5,300 FURNITURE BRANDS INTL COMMON STOCK (WAS INTERCO) Cmn 360921950 37 6,700 Sh Put Shared-defined 1 6,700 COLUMN TOTALS 17,192
FORM 13F Page 246 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ FURNITURE BRANDS INTL COMMON STOCK (WAS INTERCO) Cmn 360921100 51 9,251 Sh Shared-defined 1 9,251 FURNITURE BRANDS INTL COMMON STOCK (WAS INTERCO) Cmn 360921100 11 2,079 Sh Shared-defined 2 2,079 FUSHI INTERNATIONAL INC CMN STK Cmn 36113E907 55 6,500 Sh Call Shared-defined 1 6,500 FUSHI INTERNATIONAL INC CMN STK Cmn 36113E957 73 8,600 Sh Put Shared-defined 1 8,600 FUSHI INTERNATIONAL INC CMN STK Cmn 36113E107 38 4,456 Sh Shared-defined 1 4,456 FUSHI INTERNATIONAL INC CMN STK Cmn 36113E107 7 831 Sh Shared-defined 2 831 FX ENERGY INC CMN STOCK Cmn 302695951 18 5,600 Sh Put Shared-defined 1 5,600 FX ENERGY INC CMN STOCK Cmn 302695101 38 11,885 Sh Shared-defined 1 11,885 FX ENERGY INC CMN STOCK Cmn 302695101 12 3,742 Sh Shared-defined 2 3,742 GAFISA SA-ADR Depository Receipt 362607301 961 31,653 Sh Shared-defined 1 N/A GAFISA SA-ADR Depository Receipt 362607301 344 11,343 Sh Shared-defined 2 N/A GALLAGHER (ARTHUR J.) & CO CMN STK Cmn 363576109 23 939 Sh Shared-defined 1 939 GALLAGHER (ARTHUR J.) & CO CMN STK Cmn 363576109 3,041 124,800 Sh Shared-defined 2 124,800 GAMESTOP CORP Cmn 36467W109 1,614 60,958 Sh Shared-defined 1 60,958 COLUMN TOTALS 6,286
FORM 13F Page 247 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ GAMESTOP CORP Cmn 36467W909 5,723 216,200 Sh Call Shared-defined 1 216,200 GAMESTOP CORP Cmn 36467W959 9,026 341,000 Sh Put Shared-defined 1 341,000 GAMESTOP CORP Cmn 36467W109 4,513 170,488 Sh Shared-defined 2 170,488 GAMESTOP CORP Cmn 36467W909 4,219 159,400 Sh Call Shared-defined 2 159,400 GAMESTOP CORP Cmn 36467W959 2,602 98,300 Sh Put Shared-defined 2 98,300 GAMMON GOLD INC COMMON STOCK Cmn 36467T906 58 6,800 Sh Call Shared-defined 1 6,800 GAMMON GOLD INC COMMON STOCK Cmn 36467T956 55 6,500 Sh Put Shared-defined 1 6,500 GAMMON GOLD INC COMMON STOCK Cmn 36467T106 124 14,554 Sh Shared-defined 1 14,554 GANNETT INC Cmn 364730901 5,102 407,800 Sh Call Shared-defined 1 407,800 GANNETT INC Cmn 364730951 1,246 99,600 Sh Put Shared-defined 1 99,600 GANNETT INC Cmn 364730901 1,197 95,700 Sh Call Shared-defined 2 95,700 GANNETT INC Cmn 364730951 741 59,200 Sh Put Shared-defined 2 59,200 GANNETT INC Cmn 364730101 1,430 114,298 Sh Shared-defined 2 114,298 GAP INC Cmn 364760108 34,419 1,608,374 Sh Shared-defined 2 1,608,374 COLUMN TOTALS 70,455
FORM 13F Page 248 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ GARDNER DENVER INC Cmn 365558905 279 8,000 Sh Call Shared-defined 1 8,000 GARDNER DENVER INC Cmn 365558955 290 8,300 Sh Put Shared-defined 1 8,300 GARMIN LTD Cmn G37260109 7,928 210,080 Sh Shared-defined 1 210,080 GARMIN LTD Cmn G37260909 7,378 195,500 Sh Call Shared-defined 1 195,500 GARMIN LTD Cmn G37260959 11,179 296,200 Sh Put Shared-defined 1 296,200 GARMIN LTD Cmn G37260109 14,785 391,766 Sh Shared-defined 2 391,766 GARMIN LTD Cmn G37260909 6,174 163,600 Sh Call Shared-defined 2 163,600 GARMIN LTD Cmn G37260959 10,031 265,800 Sh Put Shared-defined 2 265,800 GARTNER INC CMN STK Cmn 366651107 311 17,039 Sh Shared-defined 2 17,039 GATX CORPORATION COMMON STOCK Cmn 361448903 369 13,200 Sh Call Shared-defined 1 13,200 GATX CORPORATION COMMON STOCK Cmn 361448953 1,221 43,700 Sh Put Shared-defined 1 43,700 GATX CORPORATION COMMON STOCK Cmn 361448103 16 560 Sh Shared-defined 1 560 GATX CORPORATION COMMON STOCK Cmn 361448103 661 23,649 Sh Shared-defined 2 23,649 GAYLORD ENTERTAINMENT-CLASS A CMN STOCK Cmn 367905906 275 13,700 Sh Call Shared-defined 1 13,700 COLUMN TOTALS 60,897
FORM 13F Page 249 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ GAYLORD ENTERTAINMENT-CLASS A CMN STOCK Cmn 367905956 1,317 65,500 Sh Put Shared-defined 1 65,500 GAYLORD ENTERTAINMENT-CLASS A CMN STOCK Cmn 367905106 772 38,422 Sh Shared-defined 1 38,422 GAYLORD ENTERTAINMENT-CLASS A CMN STOCK Cmn 367905106 434 21,595 Sh Shared-defined 2 21,595 GENCO SHIPPING & TRADING LTD COMMON STOCK Cmn Y2685T907 5,207 250,600 Sh Call Shared-defined 1 250,600 GENCO SHIPPING & TRADING LTD COMMON STOCK Cmn Y2685T957 4,730 227,600 Sh Put Shared-defined 1 227,600 GENCO SHIPPING & TRADING LTD COMMON STOCK Cmn Y2685T107 144 6,916 Sh Shared-defined 2 6,916 GENERAL CABLE 0.875% CB 11/15/2013-REGISTERED Bond 369300AD0 5,931 6,000,000 Prn Shared-defined 2 N/A GENERAL CABLE CORP DEL NEW CMN STOCK Cmn 369300908 5,136 131,200 Sh Call Shared-defined 1 131,200 GENERAL CABLE CORP DEL NEW CMN STOCK Cmn 369300958 2,459 62,800 Sh Put Shared-defined 1 62,800 GENERAL CABLE CORP DEL NEW CMN STOCK Cmn 369300908 1,014 25,900 Sh Call Shared-defined 2 25,900 GENERAL CABLE CORP DEL NEW CMN STOCK Cmn 369300958 885 22,600 Sh Put Shared-defined 2 22,600 GENERAL CABLE CORP DEL NEW CMN STOCK Cmn 369300108 76 1,936 Sh Shared-defined 1 1,936 GENERAL CABLE CORP DEL NEW CMN STOCK Cmn 369300108 90 2,304 Sh Shared-defined 2 2,304 GENERAL DYNAMICS CORP Cmn 369550108 354 5,482 Sh Shared-defined 1 5,482 COLUMN TOTALS 28,549
FORM 13F Page 250 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ GENERAL DYNAMICS CORP Cmn 369550108 31,936 494,363 Sh Shared-defined 2 494,363 GENERAL DYNAMICS CORP Cmn 369550908 15,155 234,600 Sh Call Shared-defined 1 234,600 GENERAL DYNAMICS CORP Cmn 369550958 15,065 233,200 Sh Put Shared-defined 1 233,200 GENERAL DYNAMICS CORP Cmn 369550908 6,150 95,200 Sh Call Shared-defined 2 95,200 GENERAL DYNAMICS CORP Cmn 369550958 9,800 151,700 Sh Put Shared-defined 2 151,700 GENERAL ELECTRIC CORP Cmn 369604903 112,167 6,831,100 Sh Call Shared-defined 1 6,831,100 GENERAL ELECTRIC CORP Cmn 369604953 88,783 5,407,000 Sh Put Shared-defined 1 5,407,000 GENERAL ELECTRIC CORP Cmn 369604903 33,103 2,016,000 Sh Call Shared-defined 2 2,016,000 GENERAL ELECTRIC CORP Cmn 369604953 19,738 1,202,100 Sh Put Shared-defined 2 1,202,100 GENERAL ELECTRIC CORP Cmn 369604103 4,909 298,944 Sh Shared-defined 1 298,944 GENERAL ELECTRIC CORP Cmn 369604103 8,528 519,357 Sh Shared-defined 2 519,357 GENERAL FINANCE CORP Cmn 369822101 - 131 Sh Shared-defined 1 131 GENERAL FINANCE EQUITY Wt WARRANT 369822119 2 18,255 Shared-defined 1 N/A GENERAL MARITIME CORP Cmn Y2693R101 379 48,949 Sh Shared-defined 1 48,949 COLUMN TOTALS 345,715
FORM 13F Page 251 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ GENERAL MARITIME CORP Cmn Y2693R901 46 5,900 Sh Call Shared-defined 1 5,900 GENERAL MARITIME CORP Cmn Y2693R951 766 99,000 Sh Put Shared-defined 1 99,000 GENERAL MARITIME CORP Cmn Y2693R101 9,849 1,272,439 Sh Shared-defined 2 1,272,439 GENERAL MLS INC Cmn 370334904 12,767 198,300 Sh Call Shared-defined 1 198,300 GENERAL MLS INC Cmn 370334954 10,249 159,200 Sh Put Shared-defined 1 159,200 GENERAL MLS INC Cmn 370334904 7,372 114,500 Sh Call Shared-defined 2 114,500 GENERAL MLS INC Cmn 370334954 3,554 55,200 Sh Put Shared-defined 2 55,200 GENERAL MLS INC Cmn 370334104 67,098 1,042,225 Sh Shared-defined 2 1,042,225 GENERAL MOLY INC COMMON STOCK Cmn 370373902 10 3,300 Sh Call Shared-defined 1 3,300 GENERAL MOLY INC COMMON STOCK Cmn 370373952 35 11,100 Sh Put Shared-defined 1 11,100 GENERAL MOLY INC COMMON STOCK Cmn 370373102 67 21,214 Sh Shared-defined 1 21,214 GENERAL STEEL HOLDINGS INC CMN STK Cmn 370853953 286 73,400 Sh Put Shared-defined 1 73,400 GENERAL STEEL HOLDINGS INC CMN STK Cmn 370853103 237 60,933 Sh Shared-defined 1 60,933 GENERAL STEEL HOLDINGS INC CMN STK Cmn 370853103 119 30,591 Sh Shared-defined 2 30,591 COLUMN TOTALS 112,455
FORM 13F Page 252 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ GENESCO INC Cmn 371532102 - 9 Sh Shared-defined 1 9 GENESCO INC Cmn 371532902 354 14,700 Sh Call Shared-defined 1 14,700 GENESCO INC Cmn 371532952 262 10,900 Sh Put Shared-defined 1 10,900 GEN-PROBE INC COMMON STOCK Cmn 36866T903 821 19,800 Sh Call Shared-defined 1 19,800 GEN-PROBE INC COMMON STOCK Cmn 36866T953 1,645 39,700 Sh Put Shared-defined 1 39,700 GEN-PROBE INC COMMON STOCK Cmn 36866T103 720 17,365 Sh Shared-defined 1 17,365 GEN-PROBE INC COMMON STOCK Cmn 36866T103 15 370 Sh Shared-defined 2 370 GENTEX CORP CMN STK Cmn 371901909 158 11,200 Sh Call Shared-defined 1 11,200 GENTEX CORP CMN STK Cmn 371901959 156 11,000 Sh Put Shared-defined 1 11,000 GENTEX CORP CMN STK Cmn 371901109 144 10,196 Sh Shared-defined 1 10,196 GENTEX CORP CMN STK Cmn 371901109 3,362 237,620 Sh Shared-defined 2 237,620 GENUINE PARTS CO Cmn 372460905 628 16,500 Sh Call Shared-defined 1 16,500 GENUINE PARTS CO Cmn 372460955 674 17,700 Sh Put Shared-defined 1 17,700 GENUINE PARTS CO Cmn 372460105 3,460 90,900 Sh Shared-defined 2 90,900 COLUMN TOTALS 12,399
FORM 13F Page 253 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ GENVEC INC Cmn 37246C109 13 16,267 Sh Shared-defined 1 16,267 GENWORTH FINANCIAL INC COMMON STOCK Cmn 37247D906 7,127 596,400 Sh Call Shared-defined 1 596,400 GENWORTH FINANCIAL INC COMMON STOCK Cmn 37247D956 8,501 711,400 Sh Put Shared-defined 1 711,400 GENWORTH FINANCIAL INC COMMON STOCK Cmn 37247D906 6,500 543,900 Sh Call Shared-defined 2 543,900 GENWORTH FINANCIAL INC COMMON STOCK Cmn 37247D956 5,103 427,000 Sh Put Shared-defined 2 427,000 GENWORTH FINANCIAL INC COMMON STOCK Cmn 37247D106 2,009 168,144 Sh Shared-defined 1 168,144 GENWORTH FINANCIAL INC COMMON STOCK Cmn 37247D106 34,708 2,904,413 Sh Shared-defined 2 2,904,413 GENZYME CORP- GENL DIVISION COMMON STOCK Cmn 372917104 3,909 68,911 Sh Shared-defined 1 68,911 GENZYME CORP- GENL DIVISION COMMON STOCK Cmn 372917104 5,488 96,744 Sh Shared-defined 2 96,744 GENZYME CORP- GENL DIVISION COMMON STOCK Cmn 372917904 8,844 155,900 Sh Call Shared-defined 1 155,900 GENZYME CORP- GENL DIVISION COMMON STOCK Cmn 372917954 11,607 204,600 Sh Put Shared-defined 1 204,600 GENZYME CORP- GENL DIVISION COMMON STOCK Cmn 372917904 2,859 50,400 Sh Call Shared-defined 2 50,400 GENZYME CORP- GENL DIVISION COMMON STOCK Cmn 372917954 6,496 114,500 Sh Put Shared-defined 2 114,500 GEOEYE INC COMMON STOCK Cmn 37250W908 493 18,400 Sh Call Shared-defined 1 18,400 COLUMN TOTALS 103,657
FORM 13F Page 254 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ GEOEYE INC COMMON STOCK Cmn 37250W958 611 22,800 Sh Put Shared-defined 1 22,800 GEOEYE INC COMMON STOCK Cmn 37250W908 198 7,400 Sh Call Shared-defined 2 7,400 GEOEYE INC COMMON STOCK Cmn 37250W958 110 4,100 Sh Put Shared-defined 2 4,100 GEOEYE INC COMMON STOCK Cmn 37250W108 60 2,250 Sh Shared-defined 1 2,250 GEOEYE INC COMMON STOCK Cmn 37250W108 53 1,959 Sh Shared-defined 2 1,959 GERDAU AMERISTEEL CORPORATION CMN STOCK Cmn 37373P905 32 4,100 Sh Call Shared-defined 1 4,100 GERDAU AMERISTEEL CORPORATION CMN STOCK Cmn 37373P955 10 1,300 Sh Put Shared-defined 1 1,300 GERDAU AMERISTEEL CORPORATION CMN STOCK Cmn 37373P105 1 96 Sh Shared-defined 1 96 GERDAU AMERISTEEL CORPORATION CMN STOCK Cmn 37373P105 142 17,926 Sh Shared-defined 2 17,926 GERDAU SA - SPONS ADR Depository 1:1 PREF SHRS Receipt 373737105 122 9,043 Sh Shared-defined 1 N/A GERDAU SA - SPONS ADR Depository 1:1 PREF SHRS Receipt 373737105 4,841 360,217 Sh Shared-defined 2 N/A GERON CORP CMN STOCK Cmn 374163903 546 83,200 Sh Call Shared-defined 1 83,200 GERON CORP CMN STOCK Cmn 374163953 727 110,800 Sh Put Shared-defined 1 110,800 GERON CORP CMN STOCK Cmn 374163903 8 1,200 Sh Call Shared-defined 2 1,200 COLUMN TOTALS 7,461
FORM 13F Page 255 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ GERON CORP CMN STOCK Cmn 374163953 1 200 Sh Put Shared-defined 2 200 GERON CORP CMN STOCK Cmn 374163103 593 90,380 Sh Shared-defined 1 90,380 GERON CORP CMN STOCK Cmn 374163103 3 490 Sh Shared-defined 2 490 GETTY REALTY CMN STK Cmn 374297109 28 1,136 Sh Shared-defined 1 1,136 GETTY REALTY CMN STK Cmn 374297109 531 21,634 Sh Shared-defined 2 21,634 GFI GROUP INC. Cmn 361652909 433 59,900 Sh Call Shared-defined 1 59,900 GFI GROUP INC. Cmn 361652959 81 11,200 Sh Put Shared-defined 1 11,200 GIGAMEDIA LIMITED COM STK Cmn Y2711Y904 597 113,900 Sh Call Shared-defined 1 113,900 GIGAMEDIA LIMITED COM STK Cmn Y2711Y954 507 96,700 Sh Put Shared-defined 1 96,700 GIGAMEDIA LIMITED COM STK Cmn Y2711Y904 517 98,600 Sh Call Shared-defined 2 98,600 GIGAMEDIA LIMITED COM STK Cmn Y2711Y954 74 14,100 Sh Put Shared-defined 2 14,100 GIGAMEDIA LIMITED COM STK Cmn Y2711Y104 351 67,015 Sh Shared-defined 1 67,015 GIGAMEDIA LIMITED COM STK Cmn Y2711Y104 204 38,845 Sh Shared-defined 2 38,845 GILDAN ACTIVEWEAR INC - -CL A CMN STOCK Cmn 375916903 856 43,400 Sh Call Shared-defined 1 43,400 COLUMN TOTALS 4,776
FORM 13F Page 256 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ GILDAN ACTIVEWEAR INC - -CL A CMN STOCK Cmn 375916953 300 15,200 Sh Put Shared-defined 1 15,200 GILDAN ACTIVEWEAR INC - -CL A CMN STOCK Cmn 375916103 120 6,067 Sh Shared-defined 2 6,067 GILEAD SCIENCES 0.625% CB 5/1/2013-REGISTERED Bond 375558AH6 236,453 181,065,000 Prn Shared-defined 2 N/A GILEAD SCIENCES INC CMN STK Cmn 375558903 16,345 350,900 Sh Call Shared-defined 1 350,900 GILEAD SCIENCES INC CMN STK Cmn 375558953 19,088 409,800 Sh Put Shared-defined 1 409,800 GILEAD SCIENCES INC CMN STK Cmn 375558903 17,053 366,100 Sh Call Shared-defined 2 366,100 GILEAD SCIENCES INC CMN STK Cmn 375558953 9,931 213,200 Sh Put Shared-defined 2 213,200 GILEAD SCIENCES INC CMN STK Cmn 375558103 6,057 130,024 Sh Shared-defined 1 130,024 GILEAD SCIENCES INC CMN STK Cmn 375558103 35,986 772,558 Sh Shared-defined 2 772,558 GIVEN IMAGING LTD Cmn M52020100 139 9,291 Sh Shared-defined 1 9,291 GIVEN IMAGING LTD Cmn M52020900 86 5,800 Sh Call Shared-defined 1 5,800 GIVEN IMAGING LTD Cmn M52020950 166 11,100 Sh Put Shared-defined 1 11,100 GIVEN IMAGING LTD Cmn M52020100 35 2,330 Sh Shared-defined 2 2,330 GLATFELTER CMN STK Cmn 377316104 209 18,228 Sh Shared-defined 2 18,228 COLUMN TOTALS 341,968
FORM 13F Page 257 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ GLAXOSMITHKLINE PLC - Depository ADR 1:2 Receipt 37733W105 25 636 Sh Shared-defined 1 N/A GLAXOSMITHKLINE PLC - Depository ADR 1:2 Receipt 37733W105 252 6,370 Sh Shared-defined 2 N/A GLOBAL CASH ACCESS INC COMMON STOCK Cmn 378967103 33 4,446 Sh Shared-defined 1 4,446 GLOBAL CASH ACCESS INC COMMON STOCK Cmn 378967103 70 9,509 Sh Shared-defined 2 9,509 GLOBAL CROSSING LTD--CMN STK Cmn G3921A905 34 2,400 Sh Call Shared-defined 1 2,400 GLOBAL CROSSING LTD--CMN STK Cmn G3921A955 1,201 84,000 Sh Put Shared-defined 1 84,000 GLOBAL CROSSING LTD--CMN STK Cmn G3921A905 39 2,700 Sh Call Shared-defined 2 2,700 GLOBAL CROSSING LTD--CMN STK Cmn G3921A175 1,060 74,114 Sh Shared-defined 1 74,114 GLOBAL CROSSING LTD--CMN STK Cmn G3921A175 182 12,761 Sh Shared-defined 2 12,761 GLOBAL INDUSTRIES LTD CMN STK Cmn 379336900 246 25,900 Sh Call Shared-defined 1 25,900 GLOBAL INDUSTRIES LTD CMN STK Cmn 379336950 80 8,400 Sh Put Shared-defined 1 8,400 GLOBAL INDUSTRIES LTD CMN STK Cmn 379336900 7 700 Sh Call Shared-defined 2 700 GLOBAL INDUSTRIES LTD 2.75% CB 8/1/2027 - REGISTER Bond 379336AE0 18,843 29,500,000 Prn Shared-defined 2 N/A GLOBAL INDUSTRIES LTD CMN STK Cmn 379336100 77 8,054 Sh Shared-defined 1 8,054 COLUMN TOTALS 22,149
FORM 13F Page 258 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ GLOBAL INDUSTRIES LTD CMN STK Cmn 379336100 1,476 155,400 Sh Shared-defined 2 155,400 GLOBAL LOGISTICS ACQUISTION WARRANT Wt 18145M117 - 23,800 Shared-defined 1 N/A GLOBAL PAYMENTS INC Cmn 37940X102 44 949 Sh Shared-defined 1 949 GLOBAL PAYMENTS INC Cmn 37940X902 1,513 32,400 Sh Call Shared-defined 1 32,400 GLOBAL PAYMENTS INC Cmn 37940X952 2,340 50,100 Sh Put Shared-defined 1 50,100 GLOBAL PAYMENTS INC Cmn 37940X102 61 1,300 Sh Shared-defined 2 1,300 GLOBALSTAR 5.75 CB 4/1/28 - REGISTERED Bond 378973AA9 4,634 11,000,000 Prn Shared-defined 2 N/A GLOBALSTAR INC COMMON STOCK Cmn 378973408 5 7,190 Sh Shared-defined 1 7,190 GLOBALSTAR INC COMMON STOCK Cmn 378973408 429 565,000 Sh Shared-defined 2 565,000 GLOBE SPECIALTY METALS INC Cmn 37954N206 4,319 478,841 Sh Shared-defined 2 478,841 GMX RESOURCES INC - UNITS Cmn 38011M908 1,130 71,900 Sh Call Shared-defined 1 71,900 GMX RESOURCES INC - UNITS Cmn 38011M958 1,348 85,800 Sh Put Shared-defined 1 85,800 GMX RESOURCES INC - UNITS Cmn 38011M908 182 11,600 Sh Call Shared-defined 2 11,600 GMX RESOURCES INC - UNITS Cmn 38011M958 1,978 125,900 Sh Put Shared-defined 2 125,900 COLUMN TOTALS 19,459
FORM 13F Page 259 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ GMX RESOURCES INC - UNITS Cmn 38011M108 602 38,326 Sh Shared-defined 1 38,326 GMX RESOURCES INC - UNITS Cmn 38011M108 81 5,133 Sh Shared-defined 2 5,133 GOL LINHAS AEREAS Depository INTELIGENTES S.A. - ADR Receipt 38045R107 74 7,249 Sh Shared-defined 1 N/A GOL LINHAS AEREAS Depository INTELIGENTES S.A. - ADR Receipt 38045R107 211 20,568 Sh Shared-defined 2 N/A GOLAR LNG LTD COMMON STOCK Cmn G9456A900 28 2,500 Sh Call Shared-defined 1 2,500 GOLAR LNG LTD COMMON STOCK Cmn G9456A950 30 2,700 Sh Put Shared-defined 1 2,700 GOLAR LNG LTD COMMON STOCK Cmn G9456A100 45 4,077 Sh Shared-defined 1 4,077 GOLAR LNG LTD COMMON STOCK Cmn G9456A100 34 3,066 Sh Shared-defined 2 3,066 GOLD FIELDS LTD -SPONS Depository ADR 1:1 Receipt 38059T106 2,340 169,830 Sh Shared-defined 1 N/A GOLDCORP INC NEW CMN STOCK Cmn 380956909 28,663 710,000 Sh Call Shared-defined 1 710,000 GOLDCORP INC NEW CMN STOCK Cmn 380956959 21,654 536,400 Sh Put Shared-defined 1 536,400 GOLDCORP INC NEW CMN STOCK Cmn 380956909 15,845 392,500 Sh Call Shared-defined 2 392,500 GOLDCORP INC NEW CMN STOCK Cmn 380956959 15,042 372,600 Sh Put Shared-defined 2 372,600 GOLDCORP INC NEW CMN STOCK Cmn 380956409 3,167 78,449 Sh Shared-defined 1 78,449 COLUMN TOTALS 87,816
FORM 13F Page 260 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ GOLDCORP INC NEW CMN STOCK Cmn 380956409 1,306 32,344 Sh Shared-defined 2 32,344 GOLDEN STAR RESOURCES LTD - AMEX CMN STOCK Cmn 38119T904 236 70,000 Sh Call Shared-defined 1 70,000 GOLDEN STAR RESOURCES LTD - AMEX CMN STOCK Cmn 38119T954 28 8,400 Sh Put Shared-defined 1 8,400 GOLDEN STAR RESOURCES LTD - AMEX CMN STOCK Cmn 38119T904 17 5,100 Sh Call Shared-defined 2 5,100 GOLDEN STAR RESOURCES LTD - AMEX CMN STOCK Cmn 38119T954 21 6,200 Sh Put Shared-defined 2 6,200 GOLDEN STAR RESOURCES LTD - AMEX CMN STOCK Cmn 38119T104 82 24,364 Sh Shared-defined 1 24,364 GOLDEN STAR RESOURCES LTD - AMEX CMN STOCK Cmn 38119T104 15,002 4,451,580 Sh Shared-defined 2 4,451,580 GOODRICH (B.F.) CO. COMMON STOCK Cmn 382388106 281 5,176 Sh Shared-defined 1 5,176 GOODRICH (B.F.) CO. COMMON STOCK Cmn 382388106 951 17,500 Sh Shared-defined 2 17,500 GOODRICH (B.F.) CO. COMMON STOCK Cmn 382388906 1,848 34,000 Sh Call Shared-defined 1 34,000 GOODRICH (B.F.) CO. COMMON STOCK Cmn 382388956 1,951 35,900 Sh Put Shared-defined 1 35,900 GOODRICH (B.F.) CO. COMMON STOCK Cmn 382388906 1,560 28,700 Sh Call Shared-defined 2 28,700 GOODRICH (B.F.) CO. COMMON STOCK Cmn 382388956 375 6,900 Sh Put Shared-defined 2 6,900 GOODRICH PETE CORP CMN STK Cmn 382410905 3,089 119,700 Sh Call Shared-defined 1 119,700 COLUMN TOTALS 26,747
FORM 13F Page 261 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ GOODRICH PETE CORP CMN STK Cmn 382410955 2,973 115,200 Sh Put Shared-defined 1 115,200 GOODRICH PETE CORP CMN STK Cmn 382410905 452 17,500 Sh Call Shared-defined 2 17,500 GOODRICH PETE CORP CMN STK Cmn 382410955 759 29,400 Sh Put Shared-defined 2 29,400 GOODRICH PETE CORP CMN STK Cmn 382410405 28 1,082 Sh Shared-defined 1 1,082 GOODRICH PETE CORP CMN STK Cmn 382410405 490 19,004 Sh Shared-defined 2 19,004 GOODRICH PETRO 3.25% CB 12/15/2026 - REGISTERED Bond 382410AB4 11,628 12,500,000 Prn Shared-defined 2 N/A GOOGLE INC COMMON STOCK - - CLASS A Cmn 38259P908 418,101 843,200 Sh Call Shared-defined 1 843,200 GOOGLE INC COMMON STOCK - - CLASS A Cmn 38259P958 333,013 671,600 Sh Put Shared-defined 1 671,600 GOOGLE INC COMMON STOCK - - CLASS A Cmn 38259P908 108,641 219,100 Sh Call Shared-defined 2 219,100 GOOGLE INC COMMON STOCK - - CLASS A Cmn 38259P958 109,087 220,000 Sh Put Shared-defined 2 220,000 GOOGLE INC COMMON STOCK - - CLASS A Cmn 38259P508 37,159 74,940 Sh Shared-defined 1 74,940 GOOGLE INC COMMON STOCK - - CLASS A Cmn 38259P508 10,271 20,713 Sh Shared-defined 2 20,713 GORMAN-RUPP CO CMN STK Cmn 383082104 22 878 Sh Shared-defined 1 878 GORMAN-RUPP CO CMN STK Cmn 383082104 189 7,592 Sh Shared-defined 2 7,592 COLUMN TOTALS 1,032,813
FORM 13F Page 262 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ GRACO INC CMN STK Cmn 384109104 17 625 Sh Shared-defined 1 625 GRACO INC CMN STK Cmn 384109104 605 21,703 Sh Shared-defined 2 21,703 GRAFTECH INTL LTD CMN STOCK Cmn 384313902 782 53,200 Sh Call Shared-defined 1 53,200 GRAFTECH INTL LTD CMN STOCK Cmn 384313952 581 39,500 Sh Put Shared-defined 1 39,500 GRAFTECH INTL LTD CMN STOCK Cmn 384313902 403 27,400 Sh Call Shared-defined 2 27,400 GRAFTECH INTL LTD CMN STOCK Cmn 384313952 237 16,100 Sh Put Shared-defined 2 16,100 GRAFTECH INTL LTD CMN STOCK Cmn 384313102 22,595 1,537,061 Sh Shared-defined 2 1,537,061 GRAINGER W W INC Cmn 384802904 3,744 41,900 Sh Call Shared-defined 1 41,900 GRAINGER W W INC Cmn 384802954 3,458 38,700 Sh Put Shared-defined 1 38,700 GRAINGER W W INC Cmn 384802104 17,967 201,068 Sh Shared-defined 2 201,068 GRAINGER W W INC Cmn 384802904 1,698 19,000 Sh Call Shared-defined 2 19,000 GRAINGER W W INC Cmn 384802954 1,430 16,000 Sh Put Shared-defined 2 16,000 GRAN TIERRA ENERGY INC COMMON STOCK Cmn 38500T901 42 10,100 Sh Call Shared-defined 1 10,100 GRAN TIERRA ENERGY INC COMMON STOCK Cmn 38500T951 42 10,200 Sh Put Shared-defined 1 10,200 COLUMN TOTALS 53,601
FORM 13F Page 263 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ GRAN TIERRA ENERGY INC COMMON STOCK Cmn 38500T101 29 6,951 Sh Shared-defined 1 6,951 GRAN TIERRA ENERGY INC COMMON STOCK Cmn 38500T101 113 27,283 Sh Shared-defined 2 27,283 GRAND CANYON EDUCATION INC Cmn 38526M106 15 866 Sh Shared-defined 1 866 GRAND CANYON EDUCATION INC Cmn 38526M906 786 44,100 Sh Call Shared-defined 1 44,100 GRAND CANYON EDUCATION INC Cmn 38526M956 64 3,600 Sh Put Shared-defined 1 3,600 GRAND CANYON EDUCATION INC Cmn 38526M106 3,270 183,400 Sh Shared-defined 2 183,400 GRANITE CONSTRUCTION INC CMN STK Cmn 387328907 142 4,600 Sh Call Shared-defined 1 4,600 GRANITE CONSTRUCTION INC CMN STK Cmn 387328957 124 4,000 Sh Put Shared-defined 1 4,000 GRANITE CONSTRUCTION INC CMN STK Cmn 387328907 167 5,400 Sh Call Shared-defined 2 5,400 GRANITE CONSTRUCTION INC CMN STK Cmn 387328957 15 500 Sh Put Shared-defined 2 500 GRANITE CONSTRUCTION INC CMN STK Cmn 387328107 435 14,047 Sh Shared-defined 2 14,047 GREAT ATLANTIC & PAC TEA INC Cmn 390064103 73 8,154 Sh Shared-defined 1 8,154 GREAT ATLANTIC & PAC TEA INC Cmn 390064103 4,415 495,499 Sh Shared-defined 2 495,499 GREAT ATLANTIC & PAC TEA INC Cmn 390064903 287 32,200 Sh Call Shared-defined 1 32,200 COLUMN TOTALS 9,935
FORM 13F Page 264 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ GREAT ATLANTIC & PAC TEA INC Cmn 390064953 240 26,900 Sh Put Shared-defined 1 26,900 GREAT LAKES DREDGE AND DOCK Cmn 390607109 16 2,286 Sh Shared-defined 1 2,286 GREAT LAKES DREDGE AND DOCK Cmn 390607109 70 9,981 Sh Shared-defined 2 9,981 GREAT PLAINS ENERGY INC CMN STK Cmn 391164900 188 10,500 Sh Call Shared-defined 1 10,500 GREAT PLAINS ENERGY INC CMN STK Cmn 391164950 239 13,300 Sh Put Shared-defined 1 13,300 GREAT PLAINS ENERGY INC 12% MAND 06/15/2012-REGIST Bond 391164803 1 9 Prn Shared-defined 1 N/A GREAT PLAINS ENERGY INC CMN STK Cmn 391164100 1,682 93,725 Sh Shared-defined 2 93,725 GREATBATCH INC Cmn 39153L906 982 43,700 Sh Call Shared-defined 1 43,700 GREATBATCH INC Cmn 39153L956 474 21,100 Sh Put Shared-defined 1 21,100 GREATBATCH INC Cmn 39153L106 40 1,769 Sh Shared-defined 2 1,769 GREATBATCH INC Cmn 39153L906 103 4,600 Sh Call Shared-defined 2 4,600 GREEN MTN COFFEE ROASTE INC CMN STK Cmn 393122906 18,076 244,800 Sh Call Shared-defined 1 244,800 GREEN MTN COFFEE ROASTE INC CMN STK Cmn 393122956 23,533 318,700 Sh Put Shared-defined 1 318,700 GREEN MTN COFFEE ROASTE INC CMN STK Cmn 393122106 1,342 18,180 Sh Shared-defined 1 18,180 COLUMN TOTALS 46,986
FORM 13F Page 265 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ GREENHILL & CO INC COMMON STOCK Cmn 395259104 101 1,122 Sh Shared-defined 1 1,122 GREENHILL & CO INC COMMON STOCK Cmn 395259104 537 6,000 Sh Shared-defined 2 6,000 GRIFFON CORPORATION-FOMERLY INST SYSTEMS COMM STOC Cmn 398433102 9 923 Sh Shared-defined 1 923 GRIFFON CORPORATION-FOMERLY INST SYSTEMS COMM STOC Cmn 398433102 117 11,631 Sh Shared-defined 2 11,631 GROUP 1 AUTO INC 2.25% CB 6/30/2036 -REGISTERED Bond 398905AE9 16,135 22,850,000 Prn Shared-defined 2 N/A GROUP 1 AUTOMOTIVE INC Cmn 398905909 1,592 59,300 Sh Call Shared-defined 1 59,300 GROUP 1 AUTOMOTIVE INC Cmn 398905959 411 15,300 Sh Put Shared-defined 1 15,300 GRUPO TELEVISA SPONS ADR 1:5 Depository Receipt 40049J206 306 16,446 Sh Shared-defined 2 N/A GSI COMMERCE INC CMN STK Cmn 36238G902 326 16,900 Sh Call Shared-defined 1 16,900 GSI COMMERCE INC CMN STK Cmn 36238G952 272 14,100 Sh Put Shared-defined 1 14,100 GSI COMMERCE INC 2.5% CB 6/1/2027 - REGISTERED Bond 36238GAD4 3,218 3,600,000 Prn Shared-defined 2 N/A GSI COMMERCE INC CMN STK Cmn 36238G102 34 1,760 Sh Shared-defined 1 1,760 GSI COMMERCE INC CMN STK Cmn 36238G102 15,000 776,800 Sh Shared-defined 2 776,800 GT SOLAR INTERNATIONAL INC Cmn 3623E0209 1 228 Sh Shared-defined 1 228 COLUMN TOTALS 38,059
FORM 13F Page 266 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ GT SOLAR INTERNATIONAL INC Cmn 3623E0909 51 8,700 Sh Call Shared-defined 1 8,700 GT SOLAR INTERNATIONAL INC Cmn 3623E0959 85 14,600 Sh Put Shared-defined 1 14,600 GT SOLAR INTERNATIONAL INC Cmn 3623E0909 8 1,400 Sh Call Shared-defined 2 1,400 GT SOLAR INTERNATIONAL INC Cmn 3623E0959 3 500 Sh Put Shared-defined 2 500 GTX INC COMMON STOCK Cmn 40052B908 1,043 81,500 Sh Call Shared-defined 1 81,500 GTX INC COMMON STOCK Cmn 40052B958 591 46,200 Sh Put Shared-defined 1 46,200 GTX INC COMMON STOCK Cmn 40052B108 27 2,108 Sh Shared-defined 1 2,108 GTX INC COMMON STOCK Cmn 40052B108 103 8,010 Sh Shared-defined 2 8,010 GUESS INC CMN STK Cmn 401617905 996 26,900 Sh Call Shared-defined 1 26,900 GUESS INC CMN STK Cmn 401617955 1,511 40,800 Sh Put Shared-defined 1 40,800 GUESS INC CMN STK Cmn 401617905 845 22,800 Sh Call Shared-defined 2 22,800 GUESS INC CMN STK Cmn 401617955 1,230 33,200 Sh Put Shared-defined 2 33,200 GUESS INC CMN STK Cmn 401617105 348 9,385 Sh Shared-defined 1 9,385 GUESS INC CMN STK Cmn 401617105 12,137 327,685 Sh Shared-defined 2 327,685 COLUMN TOTALS 18,978
FORM 13F Page 267 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ GULFMARK OFFSHORE CMN STOCK Cmn 402629909 331 10,100 Sh Call Shared-defined 1 10,100 GULFMARK OFFSHORE CMN STOCK Cmn 402629959 681 20,800 Sh Put Shared-defined 1 20,800 GULFMARK OFFSHORE CMN STOCK Cmn 402629109 246 7,507 Sh Shared-defined 1 7,507 GULFMARK OFFSHORE CMN STOCK Cmn 402629109 766 23,400 Sh Shared-defined 2 23,400 GULFPORT ENERGY CORP COMMON STOCK Cmn 402635304 10 1,127 Sh Shared-defined 1 1,127 GULFPORT ENERGY CORP COMMON STOCK Cmn 402635304 109 12,440 Sh Shared-defined 2 12,440 GUSHAN ENVIRONMENTAL Depository ENE-ADR Receipt 40330W106 63 34,690 Sh Shared-defined 1 N/A GUSHAN ENVIRONMENTAL Depository ENE-ADR Receipt 40330W106 11 5,958 Sh Shared-defined 2 N/A GYMBOREE CORP CMN STK Cmn 403777905 2,163 44,700 Sh Call Shared-defined 1 44,700 GYMBOREE CORP CMN STK Cmn 403777955 2,375 49,100 Sh Put Shared-defined 1 49,100 GYMBOREE CORP CMN STK Cmn 403777905 561 11,600 Sh Call Shared-defined 2 11,600 GYMBOREE CORP CMN STK Cmn 403777955 687 14,200 Sh Put Shared-defined 2 14,200 GYMBOREE CORP CMN STK Cmn 403777105 9,551 197,426 Sh Shared-defined 2 197,426 BLOCK H & R INC Cmn 093671905 1,472 80,100 Sh Call Shared-defined 1 80,100 COLUMN TOTALS 19,026
FORM 13F Page 268 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ BLOCK H & R INC Cmn 093671955 2,377 129,300 Sh Put Shared-defined 1 129,300 BLOCK H & R INC Cmn 093671905 92 5,000 Sh Call Shared-defined 2 5,000 BLOCK H & R INC Cmn 093671955 369 20,100 Sh Put Shared-defined 2 20,100 HEINZ (H.J.) CO. COMMON STOCK Cmn 423074903 6,825 171,700 Sh Call Shared-defined 1 171,700 HEINZ (H.J.) CO. COMMON STOCK Cmn 423074953 5,700 143,400 Sh Put Shared-defined 1 143,400 HEINZ (H.J.) CO. COMMON STOCK Cmn 423074903 3,367 84,700 Sh Call Shared-defined 2 84,700 HEINZ (H.J.) CO. COMMON STOCK Cmn 423074953 1,367 34,400 Sh Put Shared-defined 2 34,400 HAEMONETICS CORPORATION CMN STK Cmn 405024100 6 100 Sh Shared-defined 1 100 HAEMONETICS CORPORATION CMN STK Cmn 405024100 337 6,001 Sh Shared-defined 2 6,001 HAIN CELESTIAL GROUP INC CMN STK Cmn 405217900 107 5,600 Sh Call Shared-defined 1 5,600 HAIN CELESTIAL GROUP INC CMN STK Cmn 405217950 161 8,400 Sh Put Shared-defined 1 8,400 HAIN CELESTIAL GROUP INC CMN STK Cmn 405217100 12 618 Sh Shared-defined 1 618 HAIN CELESTIAL GROUP INC CMN STK Cmn 405217100 216 11,282 Sh Shared-defined 2 11,282 HALLIBURTON CO COMMON Cmn 406216101 30,890 1,139,011 Sh Shared-defined 2 1,139,011 COLUMN TOTALS 51,826
FORM 13F Page 269 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ HALLIBURTON CO COMMON Cmn 406216901 25,032 923,000 Sh Call Shared-defined 1 923,000 HALLIBURTON CO COMMON Cmn 406216951 28,696 1,058,100 Sh Put Shared-defined 1 1,058,100 HALLIBURTON CO COMMON Cmn 406216901 9,112 336,000 Sh Call Shared-defined 2 336,000 HALLIBURTON CO COMMON Cmn 406216951 25,824 952,200 Sh Put Shared-defined 2 952,200 HALOZYME THERAPEUTICS INC COMMON STOCK Cmn 40637H909 132 18,600 Sh Call Shared-defined 1 18,600 HALOZYME THERAPEUTICS INC COMMON STOCK Cmn 40637H959 48 6,700 Sh Put Shared-defined 1 6,700 HALOZYME THERAPEUTICS INC COMMON STOCK Cmn 40637H109 34 4,760 Sh Shared-defined 1 4,760 HALOZYME THERAPEUTICS INC COMMON STOCK Cmn 40637H109 111 15,556 Sh Shared-defined 2 15,556 HANESBRANDS INC Cmn 410345902 2,810 131,300 Sh Call Shared-defined 1 131,300 HANESBRANDS INC Cmn 410345952 360 16,800 Sh Put Shared-defined 1 16,800 HANESBRANDS INC Cmn 410345902 1,941 90,700 Sh Call Shared-defined 2 90,700 HANOVER INSURANCE GROUP INC/TH CMN STOCK Cmn 410867105 6 141 Sh Shared-defined 1 141 HANOVER INSURANCE GROUP INC/TH CMN STOCK Cmn 410867105 7,588 183,589 Sh Shared-defined 2 183,589 HANSEN MEDICAL INC Cmn 411307101 16 4,678 Sh Shared-defined 1 4,678 COLUMN TOTALS 101,710
FORM 13F Page 270 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ HANSEN MEDICAL INC Cmn 411307901 99 28,200 Sh Call Shared-defined 1 28,200 HANSEN MEDICAL INC Cmn 411307951 83 23,800 Sh Put Shared-defined 1 23,800 HANSEN MEDICAL INC Cmn 411307101 5 1,460 Sh Shared-defined 2 1,460 HANSEN NATURAL COMMON STOCK Cmn 411310105 378 10,296 Sh Shared-defined 1 10,296 HANSEN NATURAL COMMON STOCK Cmn 411310105 16,626 452,526 Sh Shared-defined 2 452,526 HANSEN NATURAL COMMON STOCK Cmn 411310905 4,442 120,900 Sh Call Shared-defined 1 120,900 HANSEN NATURAL COMMON STOCK Cmn 411310955 4,442 120,900 Sh Put Shared-defined 1 120,900 HANSEN NATURAL COMMON STOCK Cmn 411310905 3,182 86,600 Sh Call Shared-defined 2 86,600 HANSEN NATURAL COMMON STOCK Cmn 411310955 1,407 38,300 Sh Put Shared-defined 2 38,300 HARBIN ELECTRIC INC COMMON STOCK Cmn 41145W109 12,372 732,966 Sh Shared-defined 2 732,966 HARLEY-DAVIDSON INC CMN STK Cmn 412822908 12,018 522,500 Sh Call Shared-defined 1 522,500 HARLEY-DAVIDSON INC CMN STK Cmn 412822958 7,073 307,500 Sh Put Shared-defined 1 307,500 HARLEY-DAVIDSON INC CMN STK Cmn 412822908 6,856 298,100 Sh Call Shared-defined 2 298,100 HARLEY-DAVIDSON INC CMN STK Cmn 412822958 5,502 239,200 Sh Put Shared-defined 2 239,200 COLUMN TOTALS 74,485
FORM 13F Page 271 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ HARLEY-DAVIDSON INC CMN STK Cmn 412822108 141 6,130 Sh Shared-defined 1 6,130 HARLEY-DAVIDSON INC CMN STK Cmn 412822108 5,415 235,441 Sh Shared-defined 2 235,441 HARMAN INTERNATIONAL INDS CMN STK Cmn 413086909 871 25,700 Sh Call Shared-defined 1 25,700 HARMAN INTERNATIONAL INDS CMN STK Cmn 413086959 972 28,700 Sh Put Shared-defined 1 28,700 HARMAN INTERNATIONAL INDS CMN STK Cmn 413086109 46 1,371 Sh Shared-defined 1 1,371 HARMAN INTERNATIONAL INDS CMN STK Cmn 413086109 30 887 Sh Shared-defined 2 887 HARMON GOLD MNG-SPONS Depository ADR 1:1 Receipt 413216300 1,571 143,638 Sh Shared-defined 1 N/A HARMONIC LIGHTWAVES INC CMN STOCK Cmn 413160902 12 1,800 Sh Call Shared-defined 1 1,800 HARMONIC LIGHTWAVES INC CMN STOCK Cmn 413160952 76 11,400 Sh Put Shared-defined 1 11,400 HARMONIC LIGHTWAVES INC CMN STOCK Cmn 413160102 176 26,276 Sh Shared-defined 1 26,276 HARMONIC LIGHTWAVES INC CMN STOCK Cmn 413160102 3,328 498,216 Sh Shared-defined 2 498,216 HARRIS CORP DEL Cmn 413875105 1,171 31,147 Sh Shared-defined 1 31,147 HARRIS CORP DEL Cmn 413875905 1,308 34,800 Sh Call Shared-defined 1 34,800 HARRIS CORP DEL Cmn 413875955 1,906 50,700 Sh Put Shared-defined 1 50,700 COLUMN TOTALS 17,023
FORM 13F Page 272 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ HARRIS CORP DEL Cmn 413875105 518 13,781 Sh Shared-defined 2 13,781 HARRIS CORP DEL Cmn 413875955 756 20,100 Sh Put Shared-defined 2 20,100 HARRIS STRATEX NETWORKS-CL A Cmn 41457P106 130 18,600 Sh Shared-defined 1 18,600 HARRIS STRATEX NETWORKS-CL A Cmn 41457P106 309 44,205 Sh Shared-defined 2 44,205 HARSCO CORP Cmn 415864107 1,047 29,563 Sh Shared-defined 2 29,563 HARTFORD FINANCIAL SVCS GRP CMN STOCK Cmn 416515904 21,248 801,800 Sh Call Shared-defined 1 801,800 HARTFORD FINANCIAL SVCS GRP CMN STOCK Cmn 416515954 17,352 654,800 Sh Put Shared-defined 1 654,800 HARTFORD FINANCIAL SVCS GRP CMN STOCK Cmn 416515904 13,102 494,400 Sh Call Shared-defined 2 494,400 HARTFORD FINANCIAL SVCS GRP CMN STOCK Cmn 416515954 7,399 279,200 Sh Put Shared-defined 2 279,200 HARTFORD FINANCIAL SVCS GRP CMN STOCK Cmn 416515104 3,670 138,489 Sh Shared-defined 2 138,489 HARVEST ENERGY TRUST - -UNITS COMMON STOCK Cmn 41752X901 371 57,300 Sh Call Shared-defined 1 57,300 HARVEST ENERGY TRUST - -UNITS COMMON STOCK Cmn 41752X951 214 33,100 Sh Put Shared-defined 1 33,100 HARVEST ENERGY TRUST - -UNITS COMMON STOCK Cmn 41752X101 150 23,072 Sh Shared-defined 1 23,072 HARVEST ENERGY TRUST - -UNITS COMMON STOCK Cmn 41752X101 8 1,289 Sh Shared-defined 2 1,289 COLUMN TOTALS 66,274
FORM 13F Page 273 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ HASBRO 94 CMN STOCK Cmn 418056107 1,216 43,803 Sh Shared-defined 2 43,803 HASBRO 94 CMN STOCK Cmn 418056907 2,609 94,000 Sh Call Shared-defined 1 94,000 HASBRO 94 CMN STOCK Cmn 418056957 1,326 47,800 Sh Put Shared-defined 1 47,800 HASBRO 94 CMN STOCK Cmn 418056907 1,676 60,400 Sh Call Shared-defined 2 60,400 HASBRO 94 CMN STOCK Cmn 418056957 705 25,400 Sh Put Shared-defined 2 25,400 HATTERAS FINANCIAL CORP Cmn 41902R103 81 2,716 Sh Shared-defined 1 2,716 HATTERAS FINANCIAL CORP Cmn 41902R103 415 13,840 Sh Shared-defined 2 13,840 HATTERAS FINANCIAL CORP Cmn 41902R903 240 8,000 Sh Call Shared-defined 1 8,000 HATTERAS FINANCIAL CORP Cmn 41902R953 1,577 52,600 Sh Put Shared-defined 1 52,600 HATTERAS FINANCIAL CORP Cmn 41902R903 84 2,800 Sh Call Shared-defined 2 2,800 HATTERAS FINANCIAL CORP Cmn 41902R953 893 29,800 Sh Put Shared-defined 2 29,800 HAWAIIAN ELECTRIC INDS CMN STK Cmn 419870100 8 422 Sh Shared-defined 1 422 HAWAIIAN ELECTRIC INDS CMN STK Cmn 419870100 978 53,952 Sh Shared-defined 2 53,952 HAWAIIAN HOLDINGS INC Cmn 419879901 488 59,100 Sh Call Shared-defined 1 59,100 COLUMN TOTALS 12,296
FORM 13F Page 274 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ HAWAIIAN HOLDINGS INC Cmn 419879951 207 25,000 Sh Put Shared-defined 1 25,000 HCN 7.5000% 01/01/9999 Pref Stk 42217K502 3 100 Sh Shared-defined 1 N/A HCP INC COMMON STOCK Cmn 40414L109 124 4,320 Sh Shared-defined 2 4,320 HCP INC COMMON STOCK Cmn 40414L909 1,768 61,500 Sh Call Shared-defined 1 61,500 HCP INC COMMON STOCK Cmn 40414L959 3,069 106,800 Sh Put Shared-defined 1 106,800 HCP INC COMMON STOCK Cmn 40414L909 431 15,000 Sh Call Shared-defined 2 15,000 HCP INC COMMON STOCK Cmn 40414L959 954 33,200 Sh Put Shared-defined 2 33,200 HDFC BANK LTD - ADR Depository Receipt 40415F101 746 6,300 Sh Shared-defined 1 N/A HEADWATERS INC CMN STOCK Cmn 42210P902 250 64,700 Sh Call Shared-defined 1 64,700 HEADWATERS INC CMN STOCK Cmn 42210P952 175 45,300 Sh Put Shared-defined 1 45,300 HEADWATERS INC CMN STOCK Cmn 42210P102 3 838 Sh Shared-defined 1 838 HEADWATERS INC CMN STOCK Cmn 42210P102 158 40,921 Sh Shared-defined 2 40,921 HEALTH CARE REIT 4.75% CB 12/1/2026-REGISTERED Bond 42217KAP1 21,248 19,500,000 Prn Shared-defined 2 N/A HEALTH CARE REIT INC CMN STK Cmn 42217K906 720 17,300 Sh Call Shared-defined 1 17,300 COLUMN TOTALS 29,856
FORM 13F Page 275 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ HEALTH CARE REIT INC CMN STK Cmn 42217K956 778 18,700 Sh Put Shared-defined 1 18,700 HEALTH CARE REIT INC CMN STK Cmn 42217K106 223 5,351 Sh Shared-defined 1 5,351 HEALTH CARE REIT INC CMN STK Cmn 42217K106 569 13,681 Sh Shared-defined 2 13,681 HEALTH MANAGEMNT ASSC CMN STK Cmn 421933902 207 27,700 Sh Call Shared-defined 1 27,700 HEALTH MANAGEMNT ASSC CMN STK Cmn 421933952 101 13,500 Sh Put Shared-defined 1 13,500 HEALTH MANAGEMNT ASSC CMN STK Cmn 421933102 1,897 253,271 Sh Shared-defined 2 253,271 HEALTH NET INC CMN STK Cmn 42222G908 524 34,000 Sh Call Shared-defined 1 34,000 HEALTH NET INC CMN STK Cmn 42222G958 162 10,500 Sh Put Shared-defined 1 10,500 HEALTH NET INC CMN STK Cmn 42222G108 45 2,951 Sh Shared-defined 1 2,951 HEALTH NET INC CMN STK Cmn 42222G108 165 10,701 Sh Shared-defined 2 10,701 HEALTHCARE REALTY TRUST CMN STK Cmn 421946904 1,059 50,100 Sh Call Shared-defined 1 50,100 HEALTHCARE REALTY TRUST CMN STK Cmn 421946954 42 2,000 Sh Put Shared-defined 1 2,000 HEALTHCARE REALTY TRUST CMN STK Cmn 421946104 1,257 59,505 Sh Shared-defined 2 59,505 HEALTHCARE REIT 4.75% CB 7/15/2027 - REGISTERED Bond 42217KAQ9 13,469 12,500,000 Prn Shared-defined 2 N/A COLUMN TOTALS 20,498
FORM 13F Page 276 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ HEALTHCARE SERVICES GROUP CMN STK Cmn 421906108 376 20,500 Sh Shared-defined 2 20,500 HEALTHSOUTH CORP COMMON STOCK Cmn 421924309 392 25,093 Sh Shared-defined 1 25,093 HEALTHSOUTH CORP COMMON STOCK Cmn 421924309 13 802 Sh Shared-defined 2 802 HEALTHSOUTH CORP COMMON STOCK Cmn 421924909 188 12,000 Sh Call Shared-defined 1 12,000 HEALTHSOUTH CORP COMMON STOCK Cmn 421924959 902 57,700 Sh Put Shared-defined 1 57,700 HEALTHSPRING INC CMN STK Cmn 42224N101 157 12,853 Sh Shared-defined 2 12,853 HEALTHWAYS INC CMN STK Cmn 422245900 49 3,200 Sh Call Shared-defined 1 3,200 HEALTHWAYS INC CMN STK Cmn 422245950 97 6,300 Sh Put Shared-defined 1 6,300 HEALTHWAYS INC CMN STK Cmn 422245100 33 2,185 Sh Shared-defined 1 2,185 HEALTHWAYS INC CMN STK Cmn 422245100 217 14,154 Sh Shared-defined 2 14,154 HECLA MINING 6.5% MAND 1/1/2011 - REGISTERED Bond 422704304 2 40 Prn Shared-defined 1 N/A HECLA MINING 7.000% CV PR Pref Stk 422704205 4 75 Sh Shared-defined 1 N/A HECLA MINING COMMON STOCK HL Cmn 422704106 167 38,002 Sh Shared-defined 1 38,002 HECLA MINING COMMON STOCK HL Cmn 422704106 320 72,801 Sh Shared-defined 2 72,801 COLUMN TOTALS 2,917
FORM 13F Page 277 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ HECLA MINING COMMON STOCK HL Cmn 422704906 1,756 399,900 Sh Call Shared-defined 1 399,900 HECLA MINING COMMON STOCK HL Cmn 422704956 1,241 282,600 Sh Put Shared-defined 1 282,600 HECLA MINING COMMON STOCK HL Cmn 422704906 1,149 261,800 Sh Call Shared-defined 2 261,800 HECLA MINING COMMON STOCK HL Cmn 422704956 773 176,000 Sh Put Shared-defined 2 176,000 HEINZ (H.J.) CO. COMMON STOCK Cmn 423074103 28,776 723,925 Sh Shared-defined 2 723,925 HELEN OF TROY CORP CMN STOCK Cmn G4388N106 6 324 Sh Shared-defined 1 324 HELEN OF TROY CORP CMN STOCK Cmn G4388N106 2,053 105,657 Sh Shared-defined 2 105,657 HELEN OF TROY CORP CMN STOCK Cmn G4388N906 783 40,300 Sh Call Shared-defined 1 40,300 HELEN OF TROY CORP CMN STOCK Cmn G4388N956 177 9,100 Sh Put Shared-defined 1 9,100 HELIX ENERGY SOLUTIONS GROUP Cmn 42330P907 2,368 158,100 Sh Call Shared-defined 1 158,100 HELIX ENERGY SOLUTIONS GROUP Cmn 42330P957 1,855 123,800 Sh Put Shared-defined 1 123,800 HELIX ENERGY SOLUTIONS GROUP Cmn 42330P907 1,386 92,500 Sh Call Shared-defined 2 92,500 HELIX ENERGY SOLUTIONS GROUP Cmn 42330P957 620 41,400 Sh Put Shared-defined 2 41,400 HELMERICH & PAYNE INC Cmn 423452101 1,400 35,419 Sh Shared-defined 2 35,419 COLUMN TOTALS 44,343
FORM 13F Page 278 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ HELMERICH & PAYNE INC Cmn 423452901 5,926 149,900 Sh Call Shared-defined 1 149,900 HELMERICH & PAYNE INC Cmn 423452951 2,095 53,000 Sh Put Shared-defined 1 53,000 HELMERICH & PAYNE INC Cmn 423452901 2,376 60,100 Sh Call Shared-defined 2 60,100 HELMERICH & PAYNE INC Cmn 423452951 1,071 27,100 Sh Put Shared-defined 2 27,100 HENRY (JACK) & ASSOCIATES CMN STK Cmn 426281101 12,530 533,883 Sh Shared-defined 2 533,883 SCHEIN HENRY INC CMN STOCK Cmn 806407902 1,450 26,400 Sh Call Shared-defined 1 26,400 SCHEIN HENRY INC CMN STOCK Cmn 806407952 653 11,900 Sh Put Shared-defined 1 11,900 HERBALIFE LTD COMMON STOCK Cmn G4412G901 819 25,000 Sh Call Shared-defined 1 25,000 HERBALIFE LTD COMMON STOCK Cmn G4412G951 1,899 58,000 Sh Put Shared-defined 1 58,000 HERBALIFE LTD COMMON STOCK Cmn G4412G101 536 16,373 Sh Shared-defined 1 16,373 HERBALIFE LTD COMMON STOCK Cmn G4412G101 12,074 368,786 Sh Shared-defined 2 368,786 HERCULES OFFSHORE INC Cmn 427093909 861 175,300 Sh Call Shared-defined 1 175,300 HERCULES OFFSHORE INC Cmn 427093959 391 79,600 Sh Put Shared-defined 1 79,600 HERCULES OFFSHORE INC Cmn 427093109 25 5,012 Sh Shared-defined 2 5,012 COLUMN TOTALS 42,706
FORM 13F Page 279 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ HERCULES OFFSHORE INC Cmn 427093909 - 100 Sh Call Shared-defined 2 100 EQUITY HERTZ GLOBAL HOLDINGS INC COMMON STOCK Cmn 42805T905 923 85,200 Sh Call Shared-defined 1 85,200 EQUITY HERTZ GLOBAL HOLDINGS INC COMMON STOCK Cmn 42805T955 64 5,900 Sh Put Shared-defined 1 5,900 HERTZ GLOBAL HOLDINGS INC 5.25% CB 05/31/14 - REGI Bond 42805TAA3 17,412 11,500,000 Prn Shared-defined 2 N/A HESS CORP COMMON STOCK Cmn 42809H107 19,791 370,209 Sh Shared-defined 2 370,209 HESS CORP COMMON STOCK Cmn 42809H907 21,592 403,900 Sh Call Shared-defined 1 403,900 HESS CORP COMMON STOCK Cmn 42809H957 11,473 214,600 Sh Put Shared-defined 1 214,600 HESS CORP COMMON STOCK Cmn 42809H907 7,907 147,900 Sh Call Shared-defined 2 147,900 HESS CORP COMMON STOCK Cmn 42809H957 3,780 70,700 Sh Put Shared-defined 2 70,700 HEWITT ASSOCIATES INC CMN STK Cmn 42822Q100 168 4,613 Sh Shared-defined 1 4,613 HEWITT ASSOCIATES INC CMN STK Cmn 42822Q900 492 13,500 Sh Call Shared-defined 1 13,500 HEWITT ASSOCIATES INC CMN STK Cmn 42822Q950 630 17,300 Sh Put Shared-defined 1 17,300 HEWITT ASSOCIATES INC CMN STK Cmn 42822Q900 15 400 Sh Call Shared-defined 2 400 HEWLETT PACKARD CO Cmn 428236103 1,388 29,405 Sh Shared-defined 1 29,405 COLUMN TOTALS 85,635
FORM 13F Page 280 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ HEWLETT PACKARD CO Cmn 428236103 4,623 97,914 Sh Shared-defined 2 97,914 HEWLETT PACKARD CO Cmn 428236903 79,412 1,682,100 Sh Call Shared-defined 1 1,682,100 HEWLETT PACKARD CO Cmn 428236953 50,227 1,063,900 Sh Put Shared-defined 1 1,063,900 HEWLETT PACKARD CO Cmn 428236903 35,233 746,300 Sh Call Shared-defined 2 746,300 HEWLETT PACKARD CO Cmn 428236953 26,612 563,700 Sh Put Shared-defined 2 563,700 HEXCEL CORPORATION Cmn 428291908 220 19,200 Sh Call Shared-defined 1 19,200 HEXCEL CORPORATION Cmn 428291958 57 5,000 Sh Put Shared-defined 1 5,000 HIBBETT SPORTS INC CMN STOCK Cmn 428567901 578 31,700 Sh Call Shared-defined 1 31,700 HIBBETT SPORTS INC CMN STOCK Cmn 428567951 18 1,000 Sh Put Shared-defined 1 1,000 HIBBETT SPORTS INC CMN STOCK Cmn 428567101 54 2,970 Sh Shared-defined 1 2,970 HIBBETT SPORTS INC CMN STOCK Cmn 428567101 212 11,626 Sh Shared-defined 2 11,626 HIGHLANDS ACQUISITION C-CW12 Wt 430880112 - 11,600 Shared-defined 1 N/A HIGHLANDS ACQUISITION CORP Cmn 430880104 2 200 Sh Shared-defined 1 200 HIGHWOODS PROPERTIES INC CMN STK Cmn 431284908 1,205 38,300 Sh Call Shared-defined 1 38,300 COLUMN TOTALS 198,453
FORM 13F Page 281 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ HIGHWOODS PROPERTIES INC CMN STK Cmn 431284958 412 13,100 Sh Put Shared-defined 1 13,100 HIGHWOODS PROPERTIES INC CMN STK Cmn 431284108 16 507 Sh Shared-defined 1 507 HIGHWOODS PROPERTIES INC CMN STK Cmn 431284108 50 1,600 Sh Shared-defined 2 1,600 HILLENBRAND INC Cmn 431571108 214 10,500 Sh Shared-defined 2 10,500 HILL-ROM HOLDINGS INC CMN STK Cmn 431475102 5 236 Sh Shared-defined 1 236 HILL-ROM HOLDINGS INC CMN STK Cmn 431475102 6,765 310,625 Sh Shared-defined 2 310,625 HILLTOP HOLDINGS INC CMN STK Cmn 432748101 3 268 Sh Shared-defined 1 268 HILLTOP HOLDINGS INC CMN STK Cmn 432748101 6,032 491,973 Sh Shared-defined 2 491,973 HLTH CORP CMN STOCK Cmn 40422Y901 169 11,600 Sh Call Shared-defined 1 11,600 HLTH CORP CMN STOCK Cmn 40422Y951 228 15,600 Sh Put Shared-defined 1 15,600 HLTH CORP CMN STOCK Cmn 40422Y101 1 100 Sh Shared-defined 2 100 HMS HOLDINGS CORP CMN STK Cmn 40425J901 933 24,400 Sh Call Shared-defined 1 24,400 HMS HOLDINGS CORP CMN STK Cmn 40425J951 1,170 30,600 Sh Put Shared-defined 1 30,600 HMS HOLDINGS CORP CMN STK Cmn 40425J101 512 13,393 Sh Shared-defined 1 13,393 COLUMN TOTALS 16,510
FORM 13F Page 282 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ HOKU SCIENTIFIC INC COMMON STOCK Cmn 434712905 46 15,400 Sh Call Shared-defined 1 15,400 HOKU SCIENTIFIC INC COMMON STOCK Cmn 434712955 21 7,200 Sh Put Shared-defined 1 7,200 HOKU SCIENTIFIC INC COMMON STOCK Cmn 434712105 23 7,711 Sh Shared-defined 1 7,711 HOKU SCIENTIFIC INC COMMON STOCK Cmn 434712105 6 1,902 Sh Shared-defined 2 1,902 HOLLY CORP CMN STK Cmn 435758905 159 6,200 Sh Call Shared-defined 1 6,200 HOLLY CORP CMN STK Cmn 435758955 556 21,700 Sh Put Shared-defined 1 21,700 HOLLY CORP CMN STK Cmn 435758305 99 3,850 Sh Shared-defined 1 3,850 HOLLY CORP CMN STK Cmn 435758305 3,061 119,493 Sh Shared-defined 2 119,493 HOLOGIC 2% CB 12/15/37 - REGISTERED Bond 436440AA9 99,316 120,000,000 Prn Shared-defined 2 N/A HOLOGIC INC CMN STK Cmn 436440901 1,119 68,500 Sh Call Shared-defined 1 68,500 HOLOGIC INC CMN STK Cmn 436440951 2,645 161,900 Sh Put Shared-defined 1 161,900 HOLOGIC INC CMN STK Cmn 436440901 137 8,400 Sh Call Shared-defined 2 8,400 HOLOGIC INC CMN STK Cmn 436440951 25 1,500 Sh Put Shared-defined 2 1,500 HOLOGIC INC CMN STK Cmn 436440101 1,335 81,683 Sh Shared-defined 1 81,683 COLUMN TOTALS 108,548
FORM 13F Page 283 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ HOLOGIC INC CMN STK Cmn 436440101 563 34,436 Sh Shared-defined 2 34,436 HOME DEPOT COMMON HD Cmn 437076102 1,622 60,882 Sh Shared-defined 1 60,882 HOME DEPOT COMMON HD Cmn 437076102 1,395 52,369 Sh Shared-defined 2 52,369 HOME DEPOT COMMON HD Cmn 437076902 45,946 1,724,700 Sh Call Shared-defined 1 1,724,700 HOME DEPOT COMMON HD Cmn 437076952 39,385 1,478,400 Sh Put Shared-defined 1 1,478,400 HOME DEPOT COMMON HD Cmn 437076902 12,659 475,200 Sh Call Shared-defined 2 475,200 HOME DEPOT COMMON HD Cmn 437076952 14,748 553,600 Sh Put Shared-defined 2 553,600 Home Properties Inc CMN STK Cmn 437306903 1,172 27,200 Sh Call Shared-defined 1 27,200 Home Properties Inc CMN STK Cmn 437306953 1,245 28,900 Sh Put Shared-defined 1 28,900 Home Properties Inc CMN STK Cmn 437306103 12 289 Sh Shared-defined 1 289 Home Properties Inc CMN STK Cmn 437306103 3,424 79,459 Sh Shared-defined 2 79,459 HONDA MOTOR CO LTD - Depository SPONS ADR 2:1 Receipt 438128308 958 31,619 Sh Shared-defined 1 N/A HONDA MOTOR CO LTD - Depository SPONS ADR 2:1 Receipt 438128308 65 2,136 Sh Shared-defined 2 N/A HONEYWELL INTERNATIONAL Cmn INC CMN STK 438516906 19,418 522,700 Sh Call Shared-defined 1 522,700 COLUMN TOTALS 142,612
FORM 13F Page 284 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ HONEYWELL INTERNATIONAL INC CMN STK Cmn 438516956 19,463 523,900 Sh Put Shared-defined 1 523,900 HONEYWELL INTERNATIONAL INC CMN STK Cmn 438516906 14,563 392,000 Sh Call Shared-defined 2 392,000 HONEYWELL INTERNATIONAL INC CMN STK Cmn 438516956 14,069 378,700 Sh Put Shared-defined 2 378,700 HONEYWELL INTERNATIONAL INC CMN STK Cmn 438516106 2,567 69,099 Sh Shared-defined 1 69,099 HONEYWELL INTERNATIONAL INC CMN STK Cmn 438516106 2,385 64,199 Sh Shared-defined 2 64,199 HORIZON LINES INC COMMON STOCK Cmn 44044K101 5 714 Sh Shared-defined 1 714 HORIZON LINES INC COMMON STOCK Cmn 44044K101 66 10,374 Sh Shared-defined 2 10,374 HORMEL GEO A & CO Cmn 440452900 480 13,500 Sh Call Shared-defined 1 13,500 HORMEL GEO A & CO Cmn 440452950 519 14,600 Sh Put Shared-defined 1 14,600 HORMEL GEO A & CO Cmn 440452100 586 16,502 Sh Shared-defined 2 16,502 HORNBECK OFFSHORE SERVICES INC Cmn 440543906 868 31,500 Sh Call Shared-defined 1 31,500 HORNBECK OFFSHORE SERVICES INC Cmn 440543956 681 24,700 Sh Put Shared-defined 1 24,700 HOSPIRA INC COMMON STOCK Cmn 441060900 1,267 28,400 Sh Call Shared-defined 1 28,400 HOSPIRA INC COMMON STOCK Cmn 441060950 89 2,000 Sh Put Shared-defined 1 2,000 COLUMN TOTALS 57,608
FORM 13F Page 285 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ HOSPIRA INC COMMON STOCK Cmn 441060100 18 396 Sh Shared-defined 2 396 HOSPITALITY PROPERTIES TRUST Cmn 44106M902 1,188 58,300 Sh Call Shared-defined 1 58,300 HOSPITALITY PROPERTIES TRUST Cmn 44106M952 33 1,600 Sh Put Shared-defined 1 1,600 HOSPITALITY PROPERTIES TRUST Cmn 44106M102 281 13,812 Sh Shared-defined 2 13,812 HOST HOTELS & RESORTS INC Cmn 44107P904 1,973 167,600 Sh Call Shared-defined 1 167,600 HOST HOTELS & RESORTS INC Cmn 44107P954 2,375 201,800 Sh Put Shared-defined 1 201,800 HOST HOTELS & RESORTS INC Cmn 44107P954 7,356 625,000 Sh Put Shared-defined 2 625,000 HOT TOPIC INC CMN STOCK Cmn 441339908 324 43,300 Sh Call Shared-defined 1 43,300 HOT TOPIC INC CMN STOCK Cmn 441339958 47 6,300 Sh Put Shared-defined 1 6,300 HOT TOPIC INC CMN STOCK Cmn 441339908 90 12,000 Sh Call Shared-defined 2 12,000 HOT TOPIC INC CMN STOCK Cmn 441339958 54 7,200 Sh Put Shared-defined 2 7,200 HOT TOPIC INC CMN STOCK Cmn 441339108 387 51,638 Sh Shared-defined 2 51,638 HOUSTON WIRE & CABLE CO CMN STK Cmn 44244K909 69 6,200 Sh Call Shared-defined 1 6,200 HOUSTON WIRE & CABLE CO CMN STK Cmn 44244K959 59 5,300 Sh Put Shared-defined 1 5,300 COLUMN TOTALS 14,254
FORM 13F Page 286 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ HOUSTON WIRE & CABLE CO CMN STK Cmn 44244K109 78 7,103 Sh Shared-defined 2 7,103 HOVNANIAN ENTRPRS INC - -CL A CMN STK Cmn 442487903 627 163,300 Sh Call Shared-defined 1 163,300 HOVNANIAN ENTRPRS INC - -CL A CMN STK Cmn 442487953 127 33,000 Sh Put Shared-defined 1 33,000 HOVNANIAN ENTRPRS INC - -CL A CMN STK Cmn 442487203 117 30,370 Sh Shared-defined 2 30,370 HRPT PROPERTIES 6.5% CNV PREF PERPETUAL Pref Stk 40426W507 - 20 Sh Shared-defined 1 N/A HRPT PROPERTIES TRUST CMN STOCK Cmn 40426W101 263 35,000 Sh Shared-defined 2 35,000 HSN INC-WHEN ISSUED Cmn 404303909 171 10,500 Sh Call Shared-defined 1 10,500 HSN INC-WHEN ISSUED Cmn 404303959 67 4,100 Sh Put Shared-defined 1 4,100 HSN INC-WHEN ISSUED Cmn 404303109 5,342 328,127 Sh Shared-defined 2 328,127 HUBBELL INC -CL B CMN STK Cmn 443510201 380 9,049 Sh Shared-defined 2 9,049 HUDSON CITY BANCORP CMN STK Cmn 443683107 1,037 78,824 Sh Shared-defined 1 78,824 HUDSON CITY BANCORP CMN STK Cmn 443683107 14,861 1,130,097 Sh Shared-defined 2 1,130,097 HUDSON CITY BANCORP CMN STK Cmn 443683907 91 6,900 Sh Call Shared-defined 1 6,900 HUDSON CITY BANCORP CMN STK Cmn 443683957 1,056 80,300 Sh Put Shared-defined 1 80,300 COLUMN TOTALS 24,217
FORM 13F Page 287 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ HUDSON CITY BANCORP CMN STK Cmn 443683907 199 15,100 Sh Call Shared-defined 2 15,100 HUDSON CITY BANCORP CMN STK Cmn 443683957 872 66,300 Sh Put Shared-defined 2 66,300 HUMAN GENOME SCIENCES INC CMN STK Cmn 444903908 3,553 188,800 Sh Call Shared-defined 1 188,800 HUMAN GENOME SCIENCES INC CMN STK Cmn 444903958 8,834 469,400 Sh Put Shared-defined 1 469,400 HUMAN GENOME SCIENCES INC CMN STK Cmn 444903908 292 15,500 Sh Call Shared-defined 2 15,500 HUMAN GENOME SCIENCES INC CMN STK Cmn 444903958 772 41,000 Sh Put Shared-defined 2 41,000 HUMAN GENOME SCIENCES INC CMN STK Cmn 444903108 5,146 273,441 Sh Shared-defined 1 273,441 HUMAN GENOME SCIENCES INC CMN STK Cmn 444903108 12,841 682,290 Sh Shared-defined 2 682,290 HUMANA INCORPORATED COMMON Cmn 444859102 38 1,020 Sh Shared-defined 1 1,020 HUMANA INCORPORATED COMMON Cmn 444859102 3,741 100,300 Sh Shared-defined 2 100,300 HUMANA INCORPORATED COMMON Cmn 444859902 12,652 339,200 Sh Call Shared-defined 1 339,200 HUMANA INCORPORATED COMMON Cmn 444859952 7,975 213,800 Sh Put Shared-defined 1 213,800 HUMANA INCORPORATED COMMON Cmn 444859902 9,653 258,800 Sh Call Shared-defined 2 258,800 HUMANA INCORPORATED COMMON Cmn 444859952 4,935 132,300 Sh Put Shared-defined 2 132,300 COLUMN TOTALS 71,503
FORM 13F Page 288 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ HUNT J B TRANS SVCS INC Cmn 445658107 251 7,798 Sh Shared-defined 1 7,798 HUNT J B TRANS SVCS INC Cmn 445658907 1,783 55,500 Sh Call Shared-defined 1 55,500 HUNT J B TRANS SVCS INC Cmn 445658957 1,937 60,300 Sh Put Shared-defined 1 60,300 HUNT J B TRANS SVCS INC Cmn 445658107 25,827 803,843 Sh Shared-defined 2 803,843 HUNT J B TRANS SVCS INC Cmn 445658907 215 6,700 Sh Call Shared-defined 2 6,700 HUNT J B TRANS SVCS INC Cmn 445658957 517 16,100 Sh Put Shared-defined 2 16,100 HUNTINGTON BANCSHARES CMN STK Cmn 446150904 1,092 231,800 Sh Call Shared-defined 1 231,800 HUNTINGTON BANCSHARES CMN STK Cmn 446150954 2,710 575,300 Sh Put Shared-defined 1 575,300 HUNTINGTON BANCSHARES CMN STK Cmn 446150104 2,733 580,169 Sh Shared-defined 1 580,169 HUNTINGTON BANCSHARES CMN STK Cmn 446150104 25,060 5,320,699 Sh Shared-defined 2 5,320,699 HUNTSMAN COS/THE COMMON STOCK Cmn 447011907 1,168 128,200 Sh Call Shared-defined 1 128,200 HUNTSMAN COS/THE COMMON STOCK Cmn 447011957 1,387 152,200 Sh Put Shared-defined 1 152,200 HUNTSMAN COS/THE COMMON STOCK Cmn 447011907 1,190 130,600 Sh Call Shared-defined 2 130,600 HUNTSMAN COS/THE COMMON STOCK Cmn 447011957 508 55,800 Sh Put Shared-defined 2 55,800 COLUMN TOTALS 66,378
FORM 13F Page 289 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ HUNTSMAN COS/THE COMMON STOCK Cmn 447011107 216 23,743 Sh Shared-defined 1 23,743 HURON CONSULTING GROUP INC COMMON STOCK Cmn 447462902 2,472 95,700 Sh Call Shared-defined 1 95,700 HURON CONSULTING GROUP INC COMMON STOCK Cmn 447462952 4,549 176,100 Sh Put Shared-defined 1 176,100 HURON CONSULTING GROUP INC COMMON STOCK Cmn 447462102 2,510 97,160 Sh Shared-defined 1 97,160 HURON CONSULTING GROUP INC COMMON STOCK Cmn 447462102 30,140 1,166,861 Sh Shared-defined 2 1,166,861 HUTCHINSON TECH CMN STK Cmn 448407106 21 2,924 Sh Shared-defined 1 2,924 HUTCHINSON TECH CMN STK Cmn 448407106 111 15,660 Sh Shared-defined 2 15,660 HUTCHINSON TECH CMN STK Cmn 448407906 165 23,300 Sh Call Shared-defined 1 23,300 HUTCHINSON TECH CMN STK Cmn 448407956 108 15,200 Sh Put Shared-defined 1 15,200 HUTCHINSON TECH CMN STK Cmn 448407956 19 2,700 Sh Put Shared-defined 2 2,700 HYTHIAM INC COMMON STOCK Cmn 44919F104 10 15,187 Sh Shared-defined 1 15,187 IA GLOBAL INC CMN STK Cmn 44920E104 13 251,211 Sh Shared-defined 1 251,211 IAC INTERACTIVECORP CMN STOCK Cmn 44919P508 650 32,215 Sh Shared-defined 1 32,215 IAC INTERACTIVECORP CMN STOCK Cmn 44919P508 93 4,631 Sh Shared-defined 2 4,631 COLUMN TOTALS 41,077
FORM 13F Page 290 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ IAC INTERACTIVECORP CMN STOCK Cmn 44919P908 535 26,500 Sh Call Shared-defined 1 26,500 IAC INTERACTIVECORP CMN STOCK Cmn 44919P958 935 46,300 Sh Put Shared-defined 1 46,300 IAMGOLD CORPORATION COMMON STOCK Cmn 450913908 51 3,600 Sh Call Shared-defined 1 3,600 IAMGOLD CORPORATION COMMON STOCK Cmn 450913958 775 54,800 Sh Put Shared-defined 1 54,800 IAMGOLD CORPORATION COMMON STOCK Cmn 450913108 898 63,541 Sh Shared-defined 1 63,541 IBERIABANK CORP CMN STOCK Cmn 450828108 42 918 Sh Shared-defined 1 918 IBERIABANK CORP CMN STOCK Cmn 450828108 3,783 83,032 Sh Shared-defined 2 83,032 IBM COMMON STOCK Cmn 459200101 33,419 279,402 Sh Shared-defined 1 279,402 IBM COMMON STOCK Cmn 459200101 21,982 183,782 Sh Shared-defined 2 183,782 ICICI BANK LTD -SPON ADR 1:2 Depository Receipt 45104G104 402 10,434 Sh Shared-defined 2 N/A ICONIX BRAND GROUP 1.875% CB 06/30/2012 - REGISTER Bond 451055AB3 7,429 8,525,000 Prn Shared-defined 2 N/A ICONIX BRAND GROUP INC COMMON STOCK Cmn 451055907 506 40,600 Sh Call Shared-defined 1 40,600 ICONIX BRAND GROUP INC COMMON STOCK Cmn 451055957 127 10,200 Sh Put Shared-defined 1 10,200 ICONIX BRAND GROUP INC COMMON STOCK Cmn 451055107 555 44,513 Sh Shared-defined 2 44,513 COLUMN TOTALS 71,439
FORM 13F Page 291 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ ICOP DIGITAL INC COMMON STOCK Cmn 44930M203 1 1,062 Sh Shared-defined 1 1,062 ICOP DIGITAL INC WARRANTS 1:1 EXP 2010 07 08 Wt 44930M112 - 12,100 Shared-defined 1 N/A IDENIX PHARMACEUTICALS INC COMMON STOCK Cmn 45166R904 32 10,300 Sh Call Shared-defined 1 10,300 IDENIX PHARMACEUTICALS INC COMMON STOCK Cmn 45166R954 6 2,000 Sh Put Shared-defined 1 2,000 IDENIX PHARMACEUTICALS INC COMMON STOCK Cmn 45166R204 25 8,251 Sh Shared-defined 2 8,251 IDEX CORP CMN STK Cmn 45167R104 285 10,211 Sh Shared-defined 2 10,211 I-FLOW 95 COMMON STOCK Cmn 449520303 46 4,016 Sh Shared-defined 1 4,016 I-FLOW 95 COMMON STOCK Cmn 449520303 3 284 Sh Shared-defined 2 284 I-FLOW 95 COMMON STOCK Cmn 449520903 106 9,300 Sh Call Shared-defined 1 9,300 I-FLOW 95 COMMON STOCK Cmn 449520953 161 14,100 Sh Put Shared-defined 1 14,100 IINVERNESS MEDICAL INNOVATION CMN STOCK Cmn 46126P106 1,866 48,167 Sh Shared-defined 1 48,167 IINVERNESS MEDICAL INNOVATION CMN STOCK Cmn 46126P106 21,329 550,703 Sh Shared-defined 2 550,703 II-VI INC CMN STK Cmn 902104908 524 20,600 Sh Call Shared-defined 1 20,600 II-VI INC CMN STK Cmn 902104958 504 19,800 Sh Put Shared-defined 1 19,800 COLUMN TOTALS 24,888
FORM 13F Page 292 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ II-VI INC CMN STK Cmn 902104108 80 3,147 Sh Shared-defined 1 3,147 ILLINOIS TOOL WKS INC Cmn 452308109 5,239 122,663 Sh Shared-defined 1 122,663 ILLINOIS TOOL WKS INC Cmn 452308109 30,316 709,817 Sh Shared-defined 2 709,817 ILLINOIS TOOL WKS INC Cmn 452308909 5,266 123,300 Sh Call Shared-defined 1 123,300 ILLINOIS TOOL WKS INC Cmn 452308959 10,951 256,400 Sh Put Shared-defined 1 256,400 ILLINOIS TOOL WKS INC Cmn 452308909 7,987 187,000 Sh Call Shared-defined 2 187,000 ILLINOIS TOOL WKS INC Cmn 452308959 6,035 141,300 Sh Put Shared-defined 2 141,300 ILLUMINA INC. Cmn 452327909 4,548 107,000 Sh Call Shared-defined 1 107,000 ILLUMINA INC. Cmn 452327959 2,015 47,400 Sh Put Shared-defined 1 47,400 ILLUMINA INC. Cmn 452327109 40,249 947,034 Sh Shared-defined 2 947,034 ILLUMINA INC. 0.625% CB DUE 02/15/2014 - REGISTERE Bond 452327AB5 223,553 113,500,000 Prn Shared-defined 2 N/A IMATION CORPORATION COMMON STOCK Cmn 45245A107 18 1,957 Sh Shared-defined 1 1,957 IMATION CORPORATION COMMON STOCK Cmn 45245A107 1,197 129,121 Sh Shared-defined 2 129,121 IMAX CORP CMN STOCK Cmn 45245E909 209 22,200 Sh Call Shared-defined 1 22,200 COLUMN TOTALS 337,663
FORM 13F Page 293 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ IMAX CORP CMN STOCK Cmn 45245E959 47 5,000 Sh Put Shared-defined 1 5,000 IMAX CORP CMN STOCK Cmn 45245E109 21 2,262 Sh Shared-defined 2 2,262 IMERGENT INC CMN STK Cmn 45247Q900 110 13,900 Sh Call Shared-defined 1 13,900 IMERGENT INC CMN STK Cmn 45247Q950 155 19,700 Sh Put Shared-defined 1 19,700 IMERGENT INC CMN STK Cmn 45247Q100 141 17,912 Sh Shared-defined 1 17,912 IMERGENT INC CMN STK Cmn 45247Q100 2 299 Sh Shared-defined 2 299 IMMERSION CORP CMN STOCK Cmn 452521907 46 10,700 Sh Call Shared-defined 1 10,700 IMMERSION CORP CMN STOCK Cmn 452521107 13 3,110 Sh Shared-defined 1 3,110 IMMERSION CORP CMN STOCK Cmn 452521107 127 29,635 Sh Shared-defined 2 29,635 IMMUCOR INC CMN STK Cmn 452526906 205 11,600 Sh Call Shared-defined 1 11,600 IMMUCOR INC CMN STK Cmn 452526956 361 20,400 Sh Put Shared-defined 1 20,400 IMMUCOR INC CMN STK Cmn 452526906 191 10,800 Sh Call Shared-defined 2 10,800 IMMUCOR INC CMN STK Cmn 452526956 145 8,200 Sh Put Shared-defined 2 8,200 IMMUCOR INC CMN STK Cmn 452526106 - 8 Sh Shared-defined 1 8 COLUMN TOTALS 1,564
FORM 13F Page 294 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ IMMUCOR INC CMN STK Cmn 452526106 238 13,472 Sh Shared-defined 2 13,472 IMMUNOMEDICS INC CMN STK Cmn 452907908 185 33,500 Sh Call Shared-defined 1 33,500 IMMUNOMEDICS INC CMN STK Cmn 452907958 241 43,700 Sh Put Shared-defined 1 43,700 IMMUNOMEDICS INC CMN STK Cmn 452907908 29 5,200 Sh Call Shared-defined 2 5,200 IMMUNOMEDICS INC CMN STK Cmn 452907958 30 5,400 Sh Put Shared-defined 2 5,400 IMMUNOMEDICS INC CMN STK Cmn 452907108 32 5,841 Sh Shared-defined 1 5,841 IMPERIAL OIL LTD CMN STOCK Cmn 453038908 882 23,200 Sh Call Shared-defined 1 23,200 IMPERIAL OIL LTD CMN STOCK Cmn 453038958 19 500 Sh Put Shared-defined 1 500 IMPERIAL OIL LTD CMN STOCK Cmn 453038408 118 3,105 Sh Shared-defined 2 3,105 IMPERIAL SUGAR CO NEW CMN STOCK Cmn 453096908 139 11,000 Sh Call Shared-defined 1 11,000 IMPERIAL SUGAR CO NEW CMN STOCK Cmn 453096958 724 57,100 Sh Put Shared-defined 1 57,100 IMPERIAL SUGAR CO NEW CMN STOCK Cmn 453096208 281 22,138 Sh Shared-defined 1 22,138 IMPERIAL SUGAR CO NEW CMN STOCK Cmn 453096208 316 24,938 Sh Shared-defined 2 24,938 IMS HEALTH INC CMN STOCK Cmn 449934908 387 25,200 Sh Call Shared-defined 1 25,200 COLUMN TOTALS 3,621
FORM 13F Page 295 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ IMS HEALTH INC CMN STOCK Cmn 449934958 444 28,900 Sh Put Shared-defined 1 28,900 IMS HEALTH INC CMN STOCK Cmn 449934108 366 23,837 Sh Shared-defined 1 23,837 INCYTE CORP CMN STK Cmn 45337C902 86 12,700 Sh Call Shared-defined 1 12,700 INCYTE CORP CMN STK Cmn 45337C952 338 50,100 Sh Put Shared-defined 1 50,100 INCYTE CORP CMN STK Cmn 45337C102 319 47,274 Sh Shared-defined 1 47,274 INCYTE CORP CMN STK Cmn 45337C102 19,311 2,860,946 Sh Shared-defined 2 2,860,946 INDIA FUND INC Cmn 454089103 21 724 Sh Shared-defined 1 724 INDIA FUND INC Cmn 454089903 1,008 34,700 Sh Call Shared-defined 1 34,700 INDIA FUND INC Cmn 454089953 354 12,200 Sh Put Shared-defined 1 12,200 INFINERA CORP Cmn 45667G103 39 4,947 Sh Shared-defined 1 4,947 INFINERA CORP Cmn 45667G903 106 13,300 Sh Call Shared-defined 1 13,300 INFINERA CORP Cmn 45667G953 178 22,400 Sh Put Shared-defined 1 22,400 INFORMATICA CORP CMN STOCK Cmn 45666Q902 628 27,800 Sh Call Shared-defined 1 27,800 INFORMATICA CORP CMN STOCK Cmn 45666Q952 165 7,300 Sh Put Shared-defined 1 7,300 COLUMN TOTALS 23,363
FORM 13F Page 296 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ INFORMATICA CORP CMN STOCK Cmn 45666Q102 283 12,555 Sh Shared-defined 1 12,555 INFORMATICA CORP CMN STOCK Cmn 45666Q102 17,281 765,326 Sh Shared-defined 2 765,326 INFOSPACE INC CMN STOCK Cmn 45678T900 296 38,200 Sh Call Shared-defined 1 38,200 INFOSPACE INC CMN STOCK Cmn 45678T950 348 45,000 Sh Put Shared-defined 1 45,000 INFOSPACE INC CMN STOCK Cmn 45678T300 178 23,031 Sh Shared-defined 1 23,031 INFOSYS TECHNOLOGIES LTD Depository - - SPONS ADR 1:1 Receipt 456788108 263 5,420 Sh Shared-defined 2 N/A ING GROEP N.V. - Depository SPONSORED ADR Receipt 456837103 1,899 106,507 Sh Shared-defined 1 N/A INGERSOLL-RAND PLC Cmn G47791901 9,088 296,300 Sh Call Shared-defined 1 296,300 INGERSOLL-RAND PLC Cmn G47791951 2,303 75,100 Sh Put Shared-defined 1 75,100 INGERSOLL-RAND PLC Cmn G47791101 34,673 1,130,506 Sh Shared-defined 2 1,130,506 INGERSOLL-RAND PLC Cmn G47791901 3,579 116,700 Sh Call Shared-defined 2 116,700 INGERSOLL-RAND PLC Cmn G47791951 1,261 41,100 Sh Put Shared-defined 2 41,100 INGRAM MICRO INC - CL A Cmn 457153904 61 3,600 Sh Call Shared-defined 1 3,600 INGRAM MICRO INC - CL A Cmn 457153954 140 8,300 Sh Put Shared-defined 1 8,300 COLUMN TOTALS 71,653
FORM 13F Page 297 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ INGRAM MICRO INC - CL A Cmn 457153104 138 8,189 Sh Shared-defined 1 8,189 INGRAM MICRO INC - CL A Cmn 457153104 3,926 232,985 Sh Shared-defined 2 232,985 INLAND REAL ESTATE CORP COMMON STOCK Cmn 457461200 27 3,100 Sh Shared-defined 1 3,100 INLAND REAL ESTATE CORP COMMON STOCK Cmn 457461200 636 72,589 Sh Shared-defined 2 72,589 INNOPHOS HOLDINGS INC Cmn 45774N108 190 10,249 Sh Shared-defined 1 10,249 INNOPHOS HOLDINGS INC Cmn 45774N908 113 6,100 Sh Call Shared-defined 1 6,100 INNOPHOS HOLDINGS INC Cmn 45774N958 130 7,000 Sh Put Shared-defined 1 7,000 INNOPHOS HOLDINGS INC Cmn 45774N108 76 4,094 Sh Shared-defined 2 4,094 INNOPHOS HOLDINGS INC Cmn 45774N908 4 200 Sh Call Shared-defined 2 200 INNOPHOS HOLDINGS INC Cmn 45774N958 41 2,200 Sh Put Shared-defined 2 2,200 INSPIRE PHARMACEUTICALS INC. Cmn 457733103 - 66 Sh Shared-defined 1 66 INSPIRE PHARMACEUTICALS INC. Cmn 457733903 44 8,400 Sh Call Shared-defined 1 8,400 INSPIRE PHARMACEUTICALS INC. Cmn 457733953 13 2,500 Sh Put Shared-defined 1 2,500 INSPIRE PHARMACEUTICALS INC. Cmn 457733103 171 32,790 Sh Shared-defined 2 32,790 COLUMN TOTALS 5,509
FORM 13F Page 298 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ INSTEEL INDUSTRIES NYSE Cmn 45774W108 59 4,920 Sh Shared-defined 1 4,920 INSTEEL INDUSTRIES NYSE Cmn 45774W108 43 3,560 Sh Shared-defined 2 3,560 INSTEEL INDUSTRIES NYSE Cmn 45774W908 99 8,300 Sh Call Shared-defined 1 8,300 INSTEEL INDUSTRIES NYSE Cmn 45774W958 43 3,600 Sh Put Shared-defined 1 3,600 INSULET CORP Cmn 45784P101 1,823 162,366 Sh Shared-defined 2 162,366 INTEGRA LIFESCIENCES HOLDINGS CMN STOCK Cmn 457985908 1,680 49,200 Sh Call Shared-defined 1 49,200 INTEGRA LIFESCIENCES HOLDINGS CMN STOCK Cmn 457985958 2,339 68,500 Sh Put Shared-defined 1 68,500 INTEGRA LIFESCIENCES HOLDINGS CMN STOCK Cmn 457985208 328 9,604 Sh Shared-defined 1 9,604 INTEGRATED DEVICE TECH INC CMN STK Cmn 458118906 197 29,200 Sh Call Shared-defined 1 29,200 INTEGRATED DEVICE TECH INC CMN STK Cmn 458118956 253 37,400 Sh Put Shared-defined 1 37,400 INTEGRATED DEVICE TECH INC CMN STK Cmn 458118106 257 38,090 Sh Shared-defined 1 38,090 INTEGRATED DEVICE TECH INC CMN STK Cmn 458118106 26,311 3,892,099 Sh Shared-defined 2 3,892,099 INTEGRATED SILICON SOLUTION CMN STOCK Cmn 45812P907 76 20,200 Sh Call Shared-defined 1 20,200 INTEGRATED SILICON SOLUTION CMN STOCK Cmn 45812P957 98 26,000 Sh Put Shared-defined 1 26,000 COLUMN TOTALS 33,606
FORM 13F Page 299 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ INTEGRATED SILICON SOLUTION CMN STOCK Cmn 45812P107 9 2,262 Sh Shared-defined 1 2,262 INTEGRATED SILICON SOLUTION CMN STOCK Cmn 45812P107 - 100 Sh Shared-defined 2 100 INTEGRYS ENERGY GROUP INC CMN STK Cmn 45822P905 1,044 29,100 Sh Call Shared-defined 1 29,100 INTEGRYS ENERGY GROUP INC CMN STK Cmn 45822P955 223 6,200 Sh Put Shared-defined 1 6,200 INTEGRYS ENERGY GROUP INC CMN STK Cmn 45822P105 3,336 92,945 Sh Shared-defined 2 92,945 INTEL CMN STOCK Cmn 458140100 8,066 412,152 Sh Shared-defined 1 412,152 INTEL CMN STOCK Cmn 458140100 1,394 71,218 Sh Shared-defined 2 71,218 INTEL CMN STOCK Cmn 458140900 25,997 1,328,400 Sh Call Shared-defined 1 1,328,400 INTEL CMN STOCK Cmn 458140950 61,417 3,138,300 Sh Put Shared-defined 1 3,138,300 INTEL CMN STOCK Cmn 458140900 12,128 619,700 Sh Call Shared-defined 2 619,700 INTEL CMN STOCK Cmn 458140950 17,511 894,800 Sh Put Shared-defined 2 894,800 INTERACTIVE BROKERS GROUP INC Cmn 45841N107 1,925 96,870 Sh Shared-defined 1 96,870 INTERACTIVE BROKERS GROUP INC Cmn 45841N907 219 11,000 Sh Call Shared-defined 1 11,000 INTERACTIVE BROKERS GROUP INC Cmn 45841N957 2,768 139,300 Sh Put Shared-defined 1 139,300 COLUMN TOTALS 136,037
FORM 13F Page 300 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ INTERACTIVE BROKERS GROUP INC Cmn 45841N107 109 5,466 Sh Shared-defined 2 5,466 INTERACTIVE BROKERS GROUP INC Cmn 45841N907 68 3,400 Sh Call Shared-defined 2 3,400 INTERACTIVE BROKERS GROUP INC Cmn 45841N957 493 24,800 Sh Put Shared-defined 2 24,800 INTERACTIVE DATA CORP CMN STK Cmn 45840J107 5 184 Sh Shared-defined 1 184 INTERACTIVE DATA CORP CMN STK Cmn 45840J107 919 35,068 Sh Shared-defined 2 35,068 INTERCONTINENTALEXCHANGE INC COMMON STOCK Cmn 45865V900 27,514 283,100 Sh Call Shared-defined 1 283,100 INTERCONTINENTALEXCHANGE INC COMMON STOCK Cmn 45865V950 18,651 191,900 Sh Put Shared-defined 1 191,900 INTERCONTINENTALEXCHANGE INC COMMON STOCK Cmn 45865V900 13,509 139,000 Sh Call Shared-defined 2 139,000 INTERCONTINENTALEXCHANGE INC COMMON STOCK Cmn 45865V950 10,292 105,900 Sh Put Shared-defined 2 105,900 INTERCONTINENTALEXCHANGE INC COMMON STOCK Cmn 45865V100 1,517 15,607 Sh Shared-defined 1 15,607 INTERCONTINENTALEXCHANGE INC COMMON STOCK Cmn 45865V100 263 2,705 Sh Shared-defined 2 2,705 INTERDIGITAL INC Cmn 45867G101 3,487 150,582 Sh Shared-defined 1 150,582 INTERDIGITAL INC Cmn 45867G901 4,113 177,600 Sh Call Shared-defined 1 177,600 INTERDIGITAL INC Cmn 45867G951 6,793 293,300 Sh Put Shared-defined 1 293,300 COLUMN TOTALS 87,733
FORM 13F Page 301 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ INTERDIGITAL INC Cmn 45867G101 257 11,079 Sh Shared-defined 2 11,079 INTERDIGITAL INC Cmn 45867G901 906 39,100 Sh Call Shared-defined 2 39,100 INTERDIGITAL INC Cmn 45867G951 998 43,100 Sh Put Shared-defined 2 43,100 INTERMEC INC COMMON STOCK Cmn 458786900 32 2,300 Sh Call Shared-defined 1 2,300 INTERMEC INC COMMON STOCK Cmn 458786950 124 8,800 Sh Put Shared-defined 1 8,800 INTERMEC INC COMMON STOCK Cmn 458786100 95 6,753 Sh Shared-defined 1 6,753 INTERMEC INC COMMON STOCK Cmn 458786100 2,072 146,927 Sh Shared-defined 2 146,927 INTERMUNE INC CMN STOCK Cmn 45884X903 1,910 119,900 Sh Call Shared-defined 1 119,900 INTERMUNE INC CMN STOCK Cmn 45884X953 1,153 72,400 Sh Put Shared-defined 1 72,400 INTERMUNE INC CMN STOCK Cmn 45884X103 13 800 Sh Shared-defined 2 800 INTERNAP NETWORK SERV COM STK Cmn 45885A300 33 10,236 Sh Shared-defined 1 10,236 INTERNAP NETWORK SERV COM STK Cmn 45885A300 4 1,207 Sh Shared-defined 2 1,207 INTERNAP NETWORK SERV COM STK Cmn 45885A900 23 7,100 Sh Call Shared-defined 1 7,100 INTERNAP NETWORK SERV COM STK Cmn 45885A950 15 4,800 Sh Put Shared-defined 1 4,800 COLUMN TOTALS 7,635
FORM 13F Page 302 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ IBM COMMON STOCK Cmn 459200901 58,501 489,100 Sh Call Shared-defined 1 489,100 IBM COMMON STOCK Cmn 459200951 93,368 780,600 Sh Put Shared-defined 1 780,600 IBM COMMON STOCK Cmn 459200901 37,869 316,600 Sh Call Shared-defined 2 316,600 IBM COMMON STOCK Cmn 459200951 51,349 429,300 Sh Put Shared-defined 2 429,300 INTERNATIONAL COAL GROUP INC COMMON STOCK Cmn 45928H906 120 29,900 Sh Call Shared-defined 1 29,900 INTERNATIONAL COAL GROUP INC COMMON STOCK Cmn 45928H956 95 23,500 Sh Put Shared-defined 1 23,500 INTERNATIONAL COAL GROUP INC COMMON STOCK Cmn 45928H106 39 9,631 Sh Shared-defined 1 9,631 INTERNATIONAL COAL GROUP INC COMMON STOCK Cmn 45928H106 21 5,298 Sh Shared-defined 2 5,298 INTERNATIONAL GAME TECHNOLOGY COMMON NEW YORK Cmn 459902902 5,050 235,100 Sh Call Shared-defined 1 235,100 INTERNATIONAL GAME TECHNOLOGY COMMON NEW YORK Cmn 459902952 1,972 91,800 Sh Put Shared-defined 1 91,800 INTERNATIONAL GAME TECHNOLOGY COMMON NEW YORK Cmn 459902902 2,859 133,100 Sh Call Shared-defined 2 133,100 INTERNATIONAL GAME TECHNOLOGY COMMON NEW YORK Cmn 459902952 387 18,000 Sh Put Shared-defined 2 18,000 INTERNATIONAL GAME TECHNOLOGY COMMON NEW YORK Cmn 459902102 182 8,465 Sh Shared-defined 1 8,465 INTERNATIONAL PAPER CO. COMMON STOCK Cmn 460146103 318 14,322 Sh Shared-defined 1 14,322 COLUMN TOTALS 252,130
FORM 13F Page 303 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ INTERNATIONAL PAPER CO. COMMON STOCK Cmn 460146103 341 15,358 Sh Shared-defined 2 15,358 INTERNATIONAL PAPER CO. COMMON STOCK Cmn 460146903 6,233 280,400 Sh Call Shared-defined 1 280,400 INTERNATIONAL PAPER CO. COMMON STOCK Cmn 460146953 5,909 265,800 Sh Put Shared-defined 1 265,800 INTERNATIONAL PAPER CO. COMMON STOCK Cmn 460146903 3,117 140,200 Sh Call Shared-defined 2 140,200 INTERNATIONAL PAPER CO. COMMON STOCK Cmn 460146953 3,959 178,100 Sh Put Shared-defined 2 178,100 INTERNATIONAL RECTIFIER COMMON NEW YORK Cmn 460254105 220 11,304 Sh Shared-defined 1 11,304 INTERNATIONAL RECTIFIER COMMON NEW YORK Cmn 460254105 1,485 76,174 Sh Shared-defined 2 76,174 INTERNATIONAL RECTIFIER COMMON NEW YORK Cmn 460254905 300 15,400 Sh Call Shared-defined 1 15,400 INTERNATIONAL RECTIFIER COMMON NEW YORK Cmn 460254955 425 21,800 Sh Put Shared-defined 1 21,800 INTL SPEEDWAY CORP CL A CMN STOCK Cmn 460335901 28 1,000 Sh Call Shared-defined 1 1,000 INTL SPEEDWAY CORP CL A CMN STOCK Cmn 460335951 69 2,500 Sh Put Shared-defined 1 2,500 INTERNET CAPITAL GROUP INC CMN STOCK Cmn 46059C205 99 11,835 Sh Shared-defined 2 11,835 INTEROIL CORP COMMON STOCK Cmn 460951906 11,957 304,400 Sh Call Shared-defined 1 304,400 INTEROIL CORP COMMON STOCK Cmn 460951956 5,825 148,300 Sh Put Shared-defined 1 148,300 COLUMN TOTALS 39,967
FORM 13F Page 304 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ INTEROIL CORP COMMON STOCK Cmn 460951106 667 16,971 Sh Shared-defined 1 16,971 INTEROIL CORP COMMON STOCK Cmn 460951106 11 277 Sh Shared-defined 2 277 INTERSIL CORPORATION CMN STOCK Cmn 46069S909 1,260 82,300 Sh Call Shared-defined 1 82,300 INTERSIL CORPORATION CMN STOCK Cmn 46069S959 562 36,700 Sh Put Shared-defined 1 36,700 INTERSIL CORPORATION CMN STOCK Cmn 46069S909 318 20,800 Sh Call Shared-defined 2 20,800 INTERSIL CORPORATION CMN STOCK Cmn 46069S959 162 10,600 Sh Put Shared-defined 2 10,600 INTERSIL CORPORATION CMN STOCK Cmn 46069S109 843 55,051 Sh Shared-defined 1 55,051 INTERSIL CORPORATION CMN STOCK Cmn 46069S109 51,277 3,349,225 Sh Shared-defined 2 3,349,225 INTERVAL LEISURE GROUP-W/I Cmn 46113M908 162 13,000 Sh Call Shared-defined 1 13,000 INTERVAL LEISURE GROUP-W/I Cmn 46113M958 1 100 Sh Put Shared-defined 1 100 INTERVAL LEISURE GROUP-W/I Cmn 46113M108 2 162 Sh Shared-defined 1 162 INTERVAL LEISURE GROUP-W/I Cmn 46113M108 15 1,202 Sh Shared-defined 2 1,202 INTL FLAVORS & FRAGRANCES Cmn 459506901 171 4,500 Sh Call Shared-defined 1 4,500 INTL FLAVORS & FRAGRANCES Cmn 459506951 216 5,700 Sh Put Shared-defined 1 5,700 COLUMN TOTALS 55,667
FORM 13F Page 305 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ INTL FLAVORS & FRAGRANCES Cmn 459506101 140 3,700 Sh Shared-defined 2 3,700 INTL SPEEDWAY CORP CL A CMN STOCK Cmn 460335201 57 2,058 Sh Shared-defined 1 2,058 INTL SPEEDWAY CORP CL A CMN STOCK Cmn 460335201 709 25,700 Sh Shared-defined 2 25,700 INTREPID POTASH INC Cmn 46121Y102 4,180 177,205 Sh Shared-defined 1 177,205 INTREPID POTASH INC Cmn 46121Y902 3,996 169,400 Sh Call Shared-defined 1 169,400 INTREPID POTASH INC Cmn 46121Y952 5,739 243,300 Sh Put Shared-defined 1 243,300 INTREPID POTASH INC Cmn 46121Y102 2,543 107,813 Sh Shared-defined 2 107,813 INTREPID POTASH INC Cmn 46121Y902 2,543 107,800 Sh Call Shared-defined 2 107,800 INTREPID POTASH INC Cmn 46121Y952 4,190 177,600 Sh Put Shared-defined 2 177,600 INTUIT INC Cmn 461202103 2,327 81,635 Sh Shared-defined 1 81,635 INTUIT INC Cmn 461202903 2,374 83,300 Sh Call Shared-defined 1 83,300 INTUIT INC Cmn 461202953 6,147 215,700 Sh Put Shared-defined 1 215,700 INTUIT INC Cmn 461202103 1,051 36,877 Sh Shared-defined 2 36,877 INTUIT INC Cmn 461202903 1,083 38,000 Sh Call Shared-defined 2 38,000 COLUMN TOTALS 37,079
FORM 13F Page 306 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ INTUIT INC Cmn 461202953 3,571 125,300 Sh Put Shared-defined 2 125,300 INTUITIVE SURGICAL INC CMN STK Cmn 46120E902 66,979 255,400 Sh Call Shared-defined 1 255,400 INTUITIVE SURGICAL INC CMN STK Cmn 46120E952 83,946 320,100 Sh Put Shared-defined 1 320,100 INTUITIVE SURGICAL INC CMN STK Cmn 46120E902 25,438 97,000 Sh Call Shared-defined 2 97,000 INTUITIVE SURGICAL INC CMN STK Cmn 46120E952 26,435 100,800 Sh Put Shared-defined 2 100,800 INTUITIVE SURGICAL INC CMN STK Cmn 46120E602 1,682 6,414 Sh Shared-defined 1 6,414 INTUITIVE SURGICAL INC CMN STK Cmn 46120E602 2,675 10,200 Sh Shared-defined 2 10,200 INVACARE CORP 4.125% CB 2/1/2027 - REGISTERED Bond 461203AD3 21,273 20,000,000 Prn Shared-defined 2 N/A INVACARE CORP CMN STK Cmn 461203101 41 1,858 Sh Shared-defined 1 1,858 INVACARE CORP CMN STK Cmn 461203101 182 8,175 Sh Shared-defined 2 8,175 INVENTIV HEALTH INC HEALTH INC Cmn 46122E905 276 16,500 Sh Call Shared-defined 1 16,500 INVENTIV HEALTH INC HEALTH INC Cmn 46122E955 97 5,800 Sh Put Shared-defined 1 5,800 INVENTIV HEALTH INC HEALTH INC Cmn 46122E105 39 2,344 Sh Shared-defined 1 2,344 INVERNESS MEDIAL INNOVATIONS ..75% CONV PREF - PERP Pref Stk 46126P304 54 209 Sh Shared-defined 1 N/A COLUMN TOTALS 232,688
FORM 13F Page 307 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ IINVERNESS MEDICAL INNOVATION CMN STOCK Cmn 46126P906 3,451 89,100 Sh Call Shared-defined 1 89,100 IINVERNESS MEDICAL INNOVATION CMN STOCK Cmn 46126P956 4,524 116,800 Sh Put Shared-defined 1 116,800 IINVERNESS MEDICAL INNOVATION CMN STOCK Cmn 46126P906 4,864 125,600 Sh Call Shared-defined 2 125,600 IINVERNESS MEDICAL INNOVATION CMN STOCK Cmn 46126P956 1,441 37,200 Sh Put Shared-defined 2 37,200 INVESCO PLC COMMON STOCK Cmn G491BT908 806 35,400 Sh Call Shared-defined 1 35,400 INVESCO PLC COMMON STOCK Cmn G491BT958 851 37,400 Sh Put Shared-defined 1 37,400 INVESCO PLC COMMON STOCK Cmn G491BT908 82 3,600 Sh Call Shared-defined 2 3,600 INVESCO PLC COMMON STOCK Cmn G491BT958 100 4,400 Sh Put Shared-defined 2 4,400 INVESCO PLC COMMON STOCK Cmn G491BT108 33,771 1,483,775 Sh Shared-defined 2 1,483,775 INVESTMENT TCHNLGY GRP INC CMN STOCK Cmn 46145F905 483 17,300 Sh Call Shared-defined 1 17,300 INVESTMENT TCHNLGY GRP INC CMN STOCK Cmn 46145F955 207 7,400 Sh Put Shared-defined 1 7,400 INVESTMENT TCHNLGY GRP INC CMN STOCK Cmn 46145F105 40 1,442 Sh Shared-defined 2 1,442 INVESTORS BANCORP INC COMMON STOCK Cmn 46146P102 5 487 Sh Shared-defined 1 487 INVESTORS BANCORP INC COMMON STOCK Cmn 46146P102 178 16,770 Sh Shared-defined 2 16,770 COLUMN TOTALS 50,803
FORM 13F Page 308 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ INVESTORS REAL ESTATE TRUST Cmn 461730103 15 1,648 Sh Shared-defined 1 1,648 INVESTORS REAL ESTATE TRUST Cmn 461730103 338 37,368 Sh Shared-defined 2 37,368 ION GEOPHYSICAL CORP CMN STK Cmn 462044908 30 8,500 Sh Call Shared-defined 1 8,500 ION GEOPHYSICAL CORP CMN STK Cmn 462044958 46 13,200 Sh Put Shared-defined 1 13,200 ION GEOPHYSICAL CORP CMN STK Cmn 462044108 107 30,426 Sh Shared-defined 1 30,426 IOWA TELECOMMUNICATIONS SERVICES INCORPORATED COMM Cmn 462594201 27 2,108 Sh Shared-defined 1 2,108 IOWA TELECOMMUNICATIONS SERVICES INCORPORATED COMM Cmn 462594201 112 8,868 Sh Shared-defined 2 8,868 IPARTY CORPORATION Cmn 46261R107 9 28,119 Sh Shared-defined 1 28,119 IPCS INC COMMON STOCK Cmn 44980Y305 23 1,348 Sh Shared-defined 1 1,348 IPCS INC COMMON STOCK Cmn 44980Y305 156 8,990 Sh Shared-defined 2 8,990 IRIS INTERNATIONAL INC CMN STK Cmn 46270W905 334 29,600 Sh Call Shared-defined 1 29,600 IRIS INTERNATIONAL INC CMN STK Cmn 46270W955 244 21,600 Sh Put Shared-defined 1 21,600 IRIS INTERNATIONAL INC CMN STK Cmn 46270W905 3 300 Sh Call Shared-defined 2 300 IRIS INTERNATIONAL INC CMN STK Cmn 46270W105 75 6,661 Sh Shared-defined 1 6,661 COLUMN TOTALS 1,519
FORM 13F Page 309 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ IRIS INTERNATIONAL INC CMN STK Cmn 46270W105 74 6,589 Sh Shared-defined 2 6,589 IROBOT CORP COMMON STOCK Cmn 462726900 52 4,200 Sh Call Shared-defined 1 4,200 IROBOT CORP COMMON STOCK Cmn 462726950 110 8,900 Sh Put Shared-defined 1 8,900 IROBOT CORP COMMON STOCK Cmn 462726100 84 6,839 Sh Shared-defined 1 6,839 IROBOT CORP COMMON STOCK Cmn 462726100 28 2,262 Sh Shared-defined 2 2,262 IRON MOUNTAIN INC DEL CMN STOCK Cmn 462846106 9 332 Sh Shared-defined 1 332 IRON MOUNTAIN INC DEL CMN STOCK Cmn 462846106 27 1,015 Sh Shared-defined 2 1,015 IRON MOUNTAIN INC DEL CMN STOCK Cmn 462846906 5,063 189,900 Sh Call Shared-defined 1 189,900 IRON MOUNTAIN INC DEL CMN STOCK Cmn 462846956 1,045 39,200 Sh Put Shared-defined 1 39,200 IRON MOUNTAIN INC DEL CMN STOCK Cmn 462846906 13 500 Sh Call Shared-defined 2 500 IRON MOUNTAIN INC DEL CMN STOCK Cmn 462846956 53 2,000 Sh Put Shared-defined 2 2,000 ISIS PHARMACEUTICALS 2.625% CB 2/15/2027-REGISTERE Bond 464337AE4 33,376 28,474,000 Prn Shared-defined 2 N/A ISIS PHARMACEUTICALS INC CMN STK Cmn 464330909 321 22,000 Sh Call Shared-defined 1 22,000 ISIS PHARMACEUTICALS INC CMN STK Cmn 464330959 319 21,900 Sh Put Shared-defined 1 21,900 COLUMN TOTALS 40,574
FORM 13F Page 310 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ ISIS PHARMACEUTICALS INC CMN STK Cmn 464330109 147 10,100 Sh Shared-defined 1 10,100 ISIS PHARMACEUTICALS INC CMN STK Cmn 464330109 384 26,349 Sh Shared-defined 2 26,349 ISLE OF CAPRI CASINOS INC CMN STK Cmn 464592104 9 798 Sh Shared-defined 1 798 ISLE OF CAPRI CASINOS INC CMN STK Cmn 464592104 44 3,721 Sh Shared-defined 2 3,721 ISLE OF CAPRI CASINOS INC CMN STK Cmn 464592904 400 33,900 Sh Call Shared-defined 1 33,900 ISLE OF CAPRI CASINOS INC CMN STK Cmn 464592954 20 1,700 Sh Put Shared-defined 1 1,700 ISTA PHARMACEUTICALS Cmn 45031X204 4 926 Sh Shared-defined 1 926 ISTA PHARMACEUTICALS Cmn 45031X204 97 21,730 Sh Shared-defined 2 21,730 ISTAR FINANCIAL INC CMN STK Cmn 45031U901 160 52,500 Sh Call Shared-defined 1 52,500 ISTAR FINANCIAL INC CMN STK Cmn 45031U951 61 20,200 Sh Put Shared-defined 1 20,200 ISTAR FINANCIAL INC CMN STK Cmn 45031U951 2 500 Sh Put Shared-defined 2 500 ISTAR FINANCIAL INC CMN STK Cmn 45031U101 19 6,273 Sh Shared-defined 2 6,273 ITC HOLDINGS CORP. COMMON STOCK Cmn 465685105 22 489 Sh Shared-defined 1 489 ITC HOLDINGS CORP. COMMON STOCK Cmn 465685105 562 12,359 Sh Shared-defined 2 12,359 COLUMN TOTALS 1,931
FORM 13F Page 311 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ ITRON INC CMN STK Cmn 465741906 3,329 51,900 Sh Call Shared-defined 1 51,900 ITRON INC CMN STK Cmn 465741956 6,023 93,900 Sh Put Shared-defined 1 93,900 ITRON INC CMN STK Cmn 465741906 853 13,300 Sh Call Shared-defined 2 13,300 ITRON INC CMN STK Cmn 465741956 1,482 23,100 Sh Put Shared-defined 2 23,100 ITRON INC CMN STK Cmn 465741106 684 10,665 Sh Shared-defined 1 10,665 ITT CORP CMN STOCK Cmn 450911102 941 18,036 Sh Shared-defined 2 18,036 ITT CORP CMN STOCK Cmn 450911902 3,551 68,100 Sh Call Shared-defined 1 68,100 ITT CORP CMN STOCK Cmn 450911952 3,134 60,100 Sh Put Shared-defined 1 60,100 ITT CORP CMN STOCK Cmn 450911902 167 3,200 Sh Call Shared-defined 2 3,200 ITT CORP CMN STOCK Cmn 450911952 443 8,500 Sh Put Shared-defined 2 8,500 ITT EDUCATIONAL SVCS INC CMN STOCK Cmn 45068B909 27,768 251,500 Sh Call Shared-defined 1 251,500 ITT EDUCATIONAL SVCS INC CMN STOCK Cmn 45068B959 18,085 163,800 Sh Put Shared-defined 1 163,800 ITT EDUCATIONAL SVCS INC CMN STOCK Cmn 45068B909 6,735 61,000 Sh Call Shared-defined 2 61,000 ITT EDUCATIONAL SVCS INC CMN STOCK Cmn 45068B959 5,509 49,900 Sh Put Shared-defined 2 49,900 COLUMN TOTALS 78,704
FORM 13F Page 312 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ ITT EDUCATIONAL SVCS INC CMN STOCK Cmn 45068B109 3,140 28,441 Sh Shared-defined 2 28,441 IVANHOE ENERGY INC Cmn 465790103 74 31,886 Sh Shared-defined 1 31,886 IVANHOE ENERGY INC Cmn 465790103 - 68 Sh Shared-defined 2 68 IVANHOE MINES LTD COMMON STOCK Cmn 46579N903 1,548 121,000 Sh Call Shared-defined 1 121,000 IVANHOE MINES LTD COMMON STOCK Cmn 46579N953 3,539 276,700 Sh Put Shared-defined 1 276,700 IVANHOE MINES LTD COMMON STOCK Cmn 46579N903 1,528 119,500 Sh Call Shared-defined 2 119,500 IVANHOE MINES LTD COMMON STOCK Cmn 46579N953 2,539 198,500 Sh Put Shared-defined 2 198,500 IVANHOE MINES LTD COMMON STOCK Cmn 46579N103 1,889 147,680 Sh Shared-defined 1 147,680 IVANHOE MINES LTD COMMON STOCK Cmn 46579N103 5,609 438,557 Sh Shared-defined 2 438,557 J CREW GROUP INC COMMON STOCK Cmn 46612H902 4,051 113,100 Sh Call Shared-defined 1 113,100 J CREW GROUP INC COMMON STOCK Cmn 46612H952 3,944 110,100 Sh Put Shared-defined 1 110,100 J CREW GROUP INC COMMON STOCK Cmn 46612H902 1,848 51,600 Sh Call Shared-defined 2 51,600 J CREW GROUP INC COMMON STOCK Cmn 46612H952 2,264 63,200 Sh Put Shared-defined 2 63,200 J CREW GROUP INC COMMON STOCK Cmn 46612H402 25 699 Sh Shared-defined 1 699 COLUMN TOTALS 31,998
FORM 13F Page 313 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ J CREW GROUP INC COMMON STOCK Cmn 46612H402 160 4,458 Sh Shared-defined 2 4,458 J. C. PENNEY COMPANY, INC Cmn 708160906 17,105 506,800 Sh Call Shared-defined 1 506,800 J. C. PENNEY COMPANY, INC Cmn 708160956 13,406 397,200 Sh Put Shared-defined 1 397,200 J. C. PENNEY COMPANY, INC Cmn 708160106 29,136 863,295 Sh Shared-defined 2 863,295 J. C. PENNEY COMPANY, INC Cmn 708160906 12,180 360,900 Sh Call Shared-defined 2 360,900 J. C. PENNEY COMPANY, INC Cmn 708160956 10,513 311,500 Sh Put Shared-defined 2 311,500 J2 GLOBAL COMMUNICATIONS INC. CMN STOCK Cmn 46626E905 483 21,000 Sh Call Shared-defined 1 21,000 J2 GLOBAL COMMUNICATIONS INC. CMN STOCK Cmn 46626E955 419 18,200 Sh Put Shared-defined 1 18,200 J2 GLOBAL COMMUNICATIONS INC. CMN STOCK Cmn 46626E905 7 300 Sh Call Shared-defined 2 300 J2 GLOBAL COMMUNICATIONS INC. CMN STOCK Cmn 46626E955 7 300 Sh Put Shared-defined 2 300 J2 GLOBAL COMMUNICATIONS INC. CMN STOCK Cmn 46626E205 6 282 Sh Shared-defined 1 282 J2 GLOBAL COMMUNICATIONS INC. CMN STOCK Cmn 46626E205 71 3,101 Sh Shared-defined 2 3,101 JABIL CIRCUIT INC CMN STK Cmn 466313903 957 71,400 Sh Call Shared-defined 1 71,400 JABIL CIRCUIT INC CMN STK Cmn 466313953 1,659 123,700 Sh Put Shared-defined 1 123,700 COLUMN TOTALS 86,109
FORM 13F Page 314 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ JABIL CIRCUIT INC CMN STK Cmn 466313103 934 69,654 Sh Shared-defined 1 69,654 JABIL CIRCUIT INC CMN STK Cmn 466313103 14,866 1,108,563 Sh Shared-defined 2 1,108,563 JACK IN THE BOX INC. CMN STK Cmn 466367909 410 20,000 Sh Call Shared-defined 1 20,000 JACK IN THE BOX INC. CMN STK Cmn 466367959 596 29,100 Sh Put Shared-defined 1 29,100 JACK IN THE BOX INC. CMN STK Cmn 466367909 78 3,800 Sh Call Shared-defined 2 3,800 JACK IN THE BOX INC. CMN STK Cmn 466367959 61 3,000 Sh Put Shared-defined 2 3,000 JACK IN THE BOX INC. CMN STK Cmn 466367109 200 9,744 Sh Shared-defined 1 9,744 JACK IN THE BOX INC. CMN STK Cmn 466367109 314 15,333 Sh Shared-defined 2 15,333 JACKSON HEWITT TAX SERVICE INC. COMMON STOCK Cmn 468202906 199 39,100 Sh Call Shared-defined 1 39,100 JACKSON HEWITT TAX SERVICE INC. COMMON STOCK Cmn 468202956 40 7,900 Sh Put Shared-defined 1 7,900 JACKSON HEWITT TAX SERVICE INC. COMMON STOCK Cmn 468202106 22 4,281 Sh Shared-defined 1 4,281 JACKSON HEWITT TAX SERVICE INC. COMMON STOCK Cmn 468202106 109 21,305 Sh Shared-defined 2 21,305 JACOBS ENGINEERING GROUP INC CMN STK Cmn 469814907 8,560 186,300 Sh Call Shared-defined 1 186,300 JACOBS ENGINEERING GROUP INC CMN STK Cmn 469814957 4,356 94,800 Sh Put Shared-defined 1 94,800 COLUMN TOTALS 30,745
FORM 13F Page 315 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ JACOBS ENGINEERING GROUP INC CMN STK Cmn 469814907 1,645 35,800 Sh Call Shared-defined 2 35,800 JACOBS ENGINEERING GROUP INC CMN STK Cmn 469814957 2,063 44,900 Sh Put Shared-defined 2 44,900 JACOBS ENGINEERING GROUP INC CMN STK Cmn 469814107 4 82 Sh Shared-defined 2 82 JAGUAR MINING INC COMMON STOCK Cmn 47009M903 9 1,000 Sh Call Shared-defined 1 1,000 JAGUAR MINING INC COMMON STOCK Cmn 47009M953 4 500 Sh Put Shared-defined 1 500 JAGUAR MINING INC COMMON STOCK Cmn 47009M103 4 415 Sh Shared-defined 1 415 JAKKS PAC INC 4.625% CB DUE 06/15/2023-REGISTERED Bond 47012EAB2 26,143 25,900,000 Prn Shared-defined 2 N/A JAKKS PAC INC CMN STOCK Cmn 47012E106 5 370 Sh Shared-defined 1 370 JAKKS PAC INC CMN STOCK Cmn 47012E106 487 33,988 Sh Shared-defined 2 33,988 JAKKS PAC INC CMN STOCK Cmn 47012E906 326 22,800 Sh Call Shared-defined 1 22,800 JAKKS PAC INC CMN STOCK Cmn 47012E956 74 5,200 Sh Put Shared-defined 1 5,200 JAMBA INC COMMON STO Cmn 47023A901 3 1,800 Sh Call Shared-defined 1 1,800 JAMBA INC COMMON STO Cmn 47023A951 11 6,100 Sh Put Shared-defined 1 6,100 JAMBA INC COMMON STO Cmn 47023A101 11 6,082 Sh Shared-defined 1 6,082 COLUMN TOTALS 30,789
FORM 13F Page 316 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ JAMES RIVER COAL CO COMMON STOCK Cmn 470355907 709 37,100 Sh Call Shared-defined 1 37,100 JAMES RIVER COAL CO COMMON STOCK Cmn 470355957 1,959 102,500 Sh Put Shared-defined 1 102,500 JAMES RIVER COAL CO COMMON STOCK Cmn 470355907 382 20,000 Sh Call Shared-defined 2 20,000 JAMES RIVER COAL CO COMMON STOCK Cmn 470355957 755 39,500 Sh Put Shared-defined 2 39,500 JAMES RIVER COAL CO COMMON STOCK Cmn 470355207 1,487 77,822 Sh Shared-defined 1 77,822 JAMES RIVER COAL CO COMMON STOCK Cmn 470355207 434 22,691 Sh Shared-defined 2 22,691 JANUS CAPITAL GROUP 3.25% CB 07/15/2014 - REGISTER Bond 47102XAG0 21,345 17,000,000 Prn Shared-defined 2 N/A JANUS CAPITAL GROUP INC CMN STK Cmn 47102X905 302 21,300 Sh Call Shared-defined 1 21,300 JANUS CAPITAL GROUP INC CMN STK Cmn 47102X955 467 32,900 Sh Put Shared-defined 1 32,900 JANUS CAPITAL GROUP INC CMN STK Cmn 47102X955 14 1,000 Sh Put Shared-defined 2 1,000 JANUS CAPITAL GROUP INC CMN STK Cmn 47102X105 31 2,203 Sh Shared-defined 1 2,203 JANUS CAPITAL GROUP INC CMN STK Cmn 47102X105 28,233 1,991,073 Sh Shared-defined 2 1,991,073 JARDEN CORP CMN STK Cmn 471109908 783 27,900 Sh Call Shared-defined 1 27,900 JARDEN CORP CMN STK Cmn 471109958 373 13,300 Sh Put Shared-defined 1 13,300 COLUMN TOTALS 57,274
FORM 13F Page 317 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ JARDEN CORP CMN STK Cmn 471109958 62 2,200 Sh Put Shared-defined 2 2,200 JARDEN CORP CMN STK Cmn 471109108 187 6,673 Sh Shared-defined 2 6,673 JDS UNIPHASE 1% CB 05/15/2026 - REGISTERED Bond 46612JAD3 17,897 21,309,000 Prn Shared-defined 2 N/A JDS UNIPHASE CORPORATION CMN STK Cmn 46612J907 304 42,700 Sh Call Shared-defined 1 42,700 JDS UNIPHASE CORPORATION CMN STK Cmn 46612J957 2,385 335,400 Sh Put Shared-defined 1 335,400 JDS UNIPHASE CORPORATION CMN STK Cmn 46612J907 79 11,100 Sh Call Shared-defined 2 11,100 JDS UNIPHASE CORPORATION CMN STK Cmn 46612J957 881 123,900 Sh Put Shared-defined 2 123,900 JDS UNIPHASE CORPORATION CMN STK Cmn 46612J507 2,314 325,396 Sh Shared-defined 1 325,396 JDS UNIPHASE CORPORATION CMN STK Cmn 46612J507 4,321 607,792 Sh Shared-defined 2 607,792 JEFFERIES GROUP INC COMMON STOCK Cmn 472319902 1,756 64,500 Sh Call Shared-defined 1 64,500 JEFFERIES GROUP INC COMMON STOCK Cmn 472319952 2,916 107,100 Sh Put Shared-defined 1 107,100 JEFFERIES GROUP INC COMMON STOCK Cmn 472319102 1,113 40,887 Sh Shared-defined 1 40,887 JEFFERIES GROUP INC COMMON STOCK Cmn 472319102 8,197 301,041 Sh Shared-defined 2 301,041 JETBLUE AIRWAYS CORP Cmn 477143101 748 125,073 Sh Shared-defined 2 125,073 COLUMN TOTALS 43,160
FORM 13F Page 318 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ JETBLUE AIRWAYS CORP Cmn 477143901 2,726 455,800 Sh Call Shared-defined 1 455,800 JETBLUE AIRWAYS CORP Cmn 477143951 353 59,100 Sh Put Shared-defined 1 59,100 JETBLUE AIRWAYS CORP Cmn 477143901 1,817 303,800 Sh Call Shared-defined 2 303,800 JETBLUE AIRWAYS CORP Cmn 477143951 849 142,000 Sh Put Shared-defined 2 142,000 JM SMUCKER CO -NEW COMMON SHARES Cmn 832696405 23 433 Sh Shared-defined 1 433 JM SMUCKER CO -NEW COMMON SHARES Cmn 832696405 383 7,227 Sh Shared-defined 2 7,227 JO-ANN STORES INC. COMMON STOCK Cmn 47758P907 140 5,200 Sh Call Shared-defined 1 5,200 JO-ANN STORES INC. COMMON STOCK Cmn 47758P957 529 19,700 Sh Put Shared-defined 1 19,700 JO-ANN STORES INC. COMMON STOCK Cmn 47758P307 424 15,786 Sh Shared-defined 2 15,786 JOHN BEAN TECHNOLOGIES Cmn 477839104 21 1,142 Sh Shared-defined 1 1,142 JOHN BEAN TECHNOLOGIES Cmn 477839904 422 23,200 Sh Call Shared-defined 1 23,200 JOHN BEAN TECHNOLOGIES Cmn 477839954 182 10,000 Sh Put Shared-defined 1 10,000 JOHNSON & JOHNSON Cmn 478160104 12,539 205,933 Sh Shared-defined 1 205,933 JOHNSON & JOHNSON Cmn 478160904 25,836 424,300 Sh Call Shared-defined 1 424,300 COLUMN TOTALS 46,244
FORM 13F Page 319 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ JOHNSON & JOHNSON Cmn 478160954 43,719 718,000 Sh Put Shared-defined 1 718,000 JOHNSON & JOHNSON Cmn 478160104 8,702 142,907 Sh Shared-defined 2 142,907 JOHNSON & JOHNSON Cmn 478160904 8,512 139,800 Sh Call Shared-defined 2 139,800 JOHNSON & JOHNSON Cmn 478160954 21,555 354,000 Sh Put Shared-defined 2 354,000 JOHNSON CTLS INC Cmn 478366907 1,329 52,000 Sh Call Shared-defined 1 52,000 JOHNSON CTLS INC Cmn 478366957 3,305 129,300 Sh Put Shared-defined 1 129,300 JOHNSON CTLS INC Cmn 478366907 1,442 56,400 Sh Call Shared-defined 2 56,400 JOHNSON CTLS INC Cmn 478366957 3,014 117,900 Sh Put Shared-defined 2 117,900 JOHNSON CTLS INC Cmn 478366107 4,727 184,939 Sh Shared-defined 2 184,939 JONES APPAREL GROUP INC CMN STK Cmn 480074903 2,345 130,800 Sh Call Shared-defined 1 130,800 JONES APPAREL GROUP INC CMN STK Cmn 480074953 977 54,500 Sh Put Shared-defined 1 54,500 JONES APPAREL GROUP INC CMN STK Cmn 480074903 18 1,000 Sh Call Shared-defined 2 1,000 JONES APPAREL GROUP INC CMN STK Cmn 480074103 4,115 229,524 Sh Shared-defined 2 229,524 JONES LANG LASALLE INC CMN STOCK Cmn 48020Q107 129 2,717 Sh Shared-defined 1 2,717 COLUMN TOTALS 103,889
FORM 13F Page 320 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ JOS A BANK CLOTHIERS INC CMN STOCK Cmn 480838901 1,209 27,000 Sh Call Shared-defined 1 27,000 JOS A BANK CLOTHIERS INC CMN STOCK Cmn 480838951 3,756 83,900 Sh Put Shared-defined 1 83,900 JOS A BANK CLOTHIERS INC CMN STOCK Cmn 480838901 300 6,700 Sh Call Shared-defined 2 6,700 JOS A BANK CLOTHIERS INC CMN STOCK Cmn 480838951 1,249 27,900 Sh Put Shared-defined 2 27,900 JOS A BANK CLOTHIERS INC CMN STOCK Cmn 480838101 818 18,274 Sh Shared-defined 1 18,274 JOS A BANK CLOTHIERS INC CMN STOCK Cmn 480838101 27 610 Sh Shared-defined 2 610 JOY GLOBAL INC CMN STK Cmn 481165908 30,974 632,900 Sh Call Shared-defined 1 632,900 JOY GLOBAL INC CMN STK Cmn 481165958 16,126 329,500 Sh Put Shared-defined 1 329,500 JOY GLOBAL INC CMN STK Cmn 481165908 14,281 291,800 Sh Call Shared-defined 2 291,800 JOY GLOBAL INC CMN STK Cmn 481165958 12,656 258,600 Sh Put Shared-defined 2 258,600 JOY GLOBAL INC CMN STK Cmn 481165108 263 5,364 Sh Shared-defined 2 5,364 JPMORGAN CHASE & CO CMN STK Cmn 46625H100 59,667 1,361,639 Sh Shared-defined 2 1,361,639 JPMORGAN CHASE & CO CMN STK Cmn 46625H900 155,592 3,550,700 Sh Call Shared-defined 1 3,550,700 JPMORGAN CHASE & CO CMN STK Cmn 46625H950 150,381 3,431,800 Sh Put Shared-defined 1 3,431,800 COLUMN TOTALS 447,299
FORM 13F Page 321 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ JPMORGAN CHASE & CO CMN STK Cmn 46625H900 37,142 847,600 Sh Call Shared-defined 2 847,600 JPMORGAN CHASE & CO CMN STK Cmn 46625H950 41,936 957,000 Sh Put Shared-defined 2 957,000 JUNIPER NETWORKS INC Cmn 48203R104 1,138 42,103 Sh Shared-defined 1 42,103 JUNIPER NETWORKS INC Cmn 48203R104 3,216 119,008 Sh Shared-defined 2 119,008 JUNIPER NETWORKS INC Cmn 48203R904 9,425 348,800 Sh Call Shared-defined 1 348,800 JUNIPER NETWORKS INC Cmn 48203R954 13,413 496,400 Sh Put Shared-defined 1 496,400 JUNIPER NETWORKS INC Cmn 48203R904 3,583 132,600 Sh Call Shared-defined 2 132,600 JUNIPER NETWORKS INC Cmn 48203R954 5,293 195,900 Sh Put Shared-defined 2 195,900 K12 INC Cmn 48273U102 293 17,800 Sh Shared-defined 2 17,800 KAISER ALUMINUM CORP CMN STK Cmn 483007904 1,240 34,100 Sh Call Shared-defined 1 34,100 KAISER ALUMINUM CORP CMN STK Cmn 483007954 887 24,400 Sh Put Shared-defined 1 24,400 KAISER ALUMINUM CORP CMN STK Cmn 483007904 102 2,800 Sh Call Shared-defined 2 2,800 KAISER ALUMINUM CORP CMN STK Cmn 483007954 113 3,100 Sh Put Shared-defined 2 3,100 KAISER ALUMINUM CORP CMN STK Cmn 483007704 7 191 Sh Shared-defined 1 191 COLUMN TOTALS 117,788
FORM 13F Page 322 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ KAISER ALUMINUM CORP CMN STK Cmn 483007704 94 2,592 Sh Shared-defined 2 2,592 KAMAN CORP COMMON STOCK Cmn 483548103 228 10,370 Sh Shared-defined 2 10,370 KANSAS CITY SOUTHERN INC CMN STK Cmn 485170902 2,437 92,000 Sh Call Shared-defined 1 92,000 KANSAS CITY SOUTHERN INC CMN STK Cmn 485170952 1,176 44,400 Sh Put Shared-defined 1 44,400 KANSAS CITY SOUTHERN INC CMN STK Cmn 485170902 48 1,800 Sh Call Shared-defined 2 1,800 KANSAS CITY SOUTHERN INC CMN STK Cmn 485170302 154 5,823 Sh Shared-defined 1 5,823 KANSAS CITY SOUTHERN INC CMN STK Cmn 485170302 1,060 40,000 Sh Shared-defined 2 40,000 KAYDON CORP CMN STK Cmn 486587108 12 377 Sh Shared-defined 1 377 KAYDON CORP CMN STK Cmn 486587108 8,608 265,511 Sh Shared-defined 2 265,511 KB HOME COM SHS Cmn 48666K909 4,397 264,700 Sh Call Shared-defined 1 264,700 KB HOME COM SHS Cmn 48666K959 3,292 198,200 Sh Put Shared-defined 1 198,200 KB HOME COM SHS Cmn 48666K909 1,482 89,200 Sh Call Shared-defined 2 89,200 KB HOME COM SHS Cmn 48666K959 1,108 66,700 Sh Put Shared-defined 2 66,700 KB HOME COM SHS Cmn 48666K109 502 30,230 Sh Shared-defined 1 30,230 COLUMN TOTALS 24,598
FORM 13F Page 323 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ KB HOME COM SHS Cmn 48666K109 18 1,097 Sh Shared-defined 2 1,097 KBR INC Cmn 48242W906 2,194 94,200 Sh Call Shared-defined 1 94,200 KBR INC Cmn 48242W956 1,873 80,400 Sh Put Shared-defined 1 80,400 KBR INC Cmn 48242W906 2,392 102,700 Sh Call Shared-defined 2 102,700 KBR INC Cmn 48242W956 857 36,800 Sh Put Shared-defined 2 36,800 KELLOGG CO Cmn 487836108 3,631 73,760 Sh Shared-defined 1 73,760 KELLOGG CO Cmn 487836908 3,111 63,200 Sh Call Shared-defined 1 63,200 KELLOGG CO Cmn 487836958 5,972 121,300 Sh Put Shared-defined 1 121,300 KELLOGG CO Cmn 487836108 78,017 1,584,748 Sh Shared-defined 2 1,584,748 KELLOGG CO Cmn 487836958 999 20,300 Sh Put Shared-defined 2 20,300 KERYX BIOPHARMACEUTICALS INC CMN STK Cmn 492515901 79 33,900 Sh Call Shared-defined 1 33,900 KERYX BIOPHARMACEUTICALS INC CMN STK Cmn 492515951 11 4,900 Sh Put Shared-defined 1 4,900 KERYX BIOPHARMACEUTICALS INC CMN STK Cmn 492515101 61 25,908 Sh Shared-defined 1 25,908 KERYX BIOPHARMACEUTICALS INC CMN STK Cmn 492515101 2 1,057 Sh Shared-defined 2 1,057 COLUMN TOTALS 99,217
FORM 13F Page 324 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ KEY ENERGY GROUP INC CMN STK Cmn 492914106 8 885 Sh Shared-defined 1 885 KEY ENERGY GROUP INC CMN STK Cmn 492914106 3,908 449,170 Sh Shared-defined 2 449,170 KEYCORP 7.75% CONV PREF - - PERP Pref Stk 493267405 7 80 Sh Shared-defined 1 N/A KEYCORP COMMON STOCK Cmn 493267108 3,259 501,415 Sh Shared-defined 1 501,415 KEYCORP COMMON STOCK Cmn 493267108 2,497 384,125 Sh Shared-defined 2 384,125 KEYCORP COMMON STOCK Cmn 493267908 299 46,000 Sh Call Shared-defined 1 46,000 KEYCORP COMMON STOCK Cmn 493267958 2,553 392,800 Sh Put Shared-defined 1 392,800 KEYCORP COMMON STOCK Cmn 493267908 200 30,800 Sh Call Shared-defined 2 30,800 KEYCORP COMMON STOCK Cmn 493267958 673 103,600 Sh Put Shared-defined 2 103,600 KFORCE INC CMN STOCK Cmn 493732101 142 11,829 Sh Shared-defined 2 11,829 KHD HUMBOLDT WEDAG INTERNATIONAL CMN STOCK Cmn 482462908 373 35,900 Sh Call Shared-defined 1 35,900 KHD HUMBOLDT WEDAG INTERNATIONAL CMN STOCK Cmn 482462958 206 19,800 Sh Put Shared-defined 1 19,800 KHD HUMBOLDT WEDAG INTERNATIONAL CMN STOCK Cmn 482462108 89 8,557 Sh Shared-defined 1 8,557 KHD HUMBOLDT WEDAG INTERNATIONAL CMN STOCK Cmn 482462108 641 61,793 Sh Shared-defined 2 61,793 COLUMN TOTALS 14,855
FORM 13F Page 325 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ KILROY REALTY CMN STOCK Cmn 49427F908 322 11,600 Sh Call Shared-defined 1 11,600 KILROY REALTY CMN STOCK Cmn 49427F958 630 22,700 Sh Put Shared-defined 1 22,700 KILROY REALTY CMN STOCK Cmn 49427F108 18 644 Sh Shared-defined 1 644 KILROY REALTY CMN STOCK Cmn 49427F108 386 13,912 Sh Shared-defined 2 13,912 KIMBALL INTERNATIONAL - -CL B CMN STK Cmn 494274103 2 232 Sh Shared-defined 1 232 KIMBALL INTERNATIONAL - -CL B CMN STK Cmn 494274103 251 32,900 Sh Shared-defined 2 32,900 KIMBERLY CLARK CORP Cmn 494368903 3,751 63,600 Sh Call Shared-defined 1 63,600 KIMBERLY CLARK CORP Cmn 494368953 6,281 106,500 Sh Put Shared-defined 1 106,500 KIMBERLY CLARK CORP Cmn 494368103 1,917 32,504 Sh Shared-defined 2 32,504 KIMBERLY CLARK CORP Cmn 494368903 2,094 35,500 Sh Call Shared-defined 2 35,500 KIMBERLY CLARK CORP Cmn 494368953 1,303 22,100 Sh Put Shared-defined 2 22,100 KIMCO REALTY CORP CMN STK Cmn 49446R909 415 31,800 Sh Call Shared-defined 1 31,800 KIMCO REALTY CORP CMN STK Cmn 49446R959 1,095 84,000 Sh Put Shared-defined 1 84,000 KIMCO REALTY CORP CMN STK Cmn 49446R909 9 700 Sh Call Shared-defined 2 700 COLUMN TOTALS 18,474
FORM 13F Page 326 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ KIMCO REALTY CORP CMN STK Cmn 49446R959 1,039 79,700 Sh Put Shared-defined 2 79,700 KIMCO REALTY CORP CMN STK Cmn 49446R109 466 35,717 Sh Shared-defined 1 35,717 KIMCO REALTY CORP CMN STK Cmn 49446R109 1,334 102,264 Sh Shared-defined 2 102,264 KINDER MORGAN ENERGY PTNRS LP CMN STK Cmn 494550906 4,883 90,400 Sh Call Shared-defined 1 90,400 KINDER MORGAN ENERGY PTNRS LP CMN STK Cmn 494550956 4,024 74,500 Sh Put Shared-defined 1 74,500 KINDER MORGAN ENERGY PTNRS LP CMN STK Cmn 494550106 114 2,107 Sh Shared-defined 1 2,107 KINDER MORGAN MANAGEMENT LLC Cmn 49455U100 4,991 105,400 Sh Shared-defined 2 105,400 KINDRED HEALTHCARE INC CMN STOCK Cmn 494580903 127 7,800 Sh Call Shared-defined 1 7,800 KINDRED HEALTHCARE INC CMN STOCK Cmn 494580953 54 3,300 Sh Put Shared-defined 1 3,300 KINDRED HEALTHCARE INC CMN STOCK Cmn 494580103 256 15,777 Sh Shared-defined 1 15,777 KINDRED HEALTHCARE INC CMN STOCK Cmn 494580103 127 7,819 Sh Shared-defined 2 7,819 KINETIC CONCEPTS INC COMMON STOCK Cmn 49460W908 2,448 66,200 Sh Call Shared-defined 1 66,200 KINETIC CONCEPTS INC COMMON STOCK Cmn 49460W958 1,697 45,900 Sh Put Shared-defined 1 45,900 KINETIC CONCEPTS INC COMMON STOCK Cmn 49460W208 119 3,208 Sh Shared-defined 1 3,208 COLUMN TOTALS 21,679
FORM 13F Page 327 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ KINETIC CONCEPTS INC COMMON STOCK Cmn 49460W208 103 2,778 Sh Shared-defined 2 2,778 KING PHARMACE 1.25% CB 4/1/2026 - REGISTERED Bond 495582AJ7 41,917 48,500,000 Prn Shared-defined 2 N/A KING PHARMACEUTICALS INC CMN STOCK Cmn 495582908 323 30,000 Sh Call Shared-defined 1 30,000 KING PHARMACEUTICALS INC CMN STOCK Cmn 495582958 657 61,000 Sh Put Shared-defined 1 61,000 KING PHARMACEUTICALS INC CMN STOCK Cmn 495582958 90 8,400 Sh Put Shared-defined 2 8,400 KING PHARMACEUTICALS INC CMN STOCK Cmn 495582108 330 30,648 Sh Shared-defined 1 30,648 KING PHARMACEUTICALS INC CMN STOCK Cmn 495582108 212 19,728 Sh Shared-defined 2 19,728 KINROSS GOLD CORP Cmn 496902904 5,994 276,200 Sh Call Shared-defined 1 276,200 KINROSS GOLD CORP Cmn 496902954 6,901 318,000 Sh Put Shared-defined 1 318,000 KINROSS GOLD CORP Cmn 496902904 3,474 160,100 Sh Call Shared-defined 2 160,100 KINROSS GOLD CORP Cmn 496902954 2,083 96,000 Sh Put Shared-defined 2 96,000 KINROSS GOLD CORP Cmn 496902404 1,156 53,257 Sh Shared-defined 1 53,257 KINROSS GOLD CORP 1.75% CB 03/15/2028-REGISTERED Bond 496902AD9 36,950 34,500,000 Prn Shared-defined 2 N/A KIRKLAND'S INC CMN STK Cmn 497498905 64 4,500 Sh Call Shared-defined 1 4,500 COLUMN TOTALS 100,254
FORM 13F Page 328 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ KIRKLAND'S INC CMN STK Cmn 497498955 84 5,900 Sh Put Shared-defined 1 5,900 KIRKLAND'S INC CMN STK Cmn 497498105 44 3,053 Sh Shared-defined 1 3,053 KLA-TENCOR INSTRUMENTS CORP CMN STK Cmn 482480900 8,463 236,000 Sh Call Shared-defined 1 236,000 KLA-TENCOR INSTRUMENTS CORP CMN STK Cmn 482480950 9,363 261,100 Sh Put Shared-defined 1 261,100 KLA-TENCOR INSTRUMENTS CORP CMN STK Cmn 482480900 6,369 177,600 Sh Call Shared-defined 2 177,600 KLA-TENCOR INSTRUMENTS CORP CMN STK Cmn 482480950 14,771 411,900 Sh Put Shared-defined 2 411,900 KLA-TENCOR INSTRUMENTS CORP CMN STK Cmn 482480100 1,606 44,781 Sh Shared-defined 1 44,781 KLA-TENCOR INSTRUMENTS CORP CMN STK Cmn 482480100 4,668 130,183 Sh Shared-defined 2 130,183 KNIGHT CAPITAL GROUP INC - - A CMN Cmn 499005906 1,468 67,500 Sh Call Shared-defined 1 67,500 KNIGHT CAPITAL GROUP INC - - A CMN Cmn 499005956 813 37,400 Sh Put Shared-defined 1 37,400 KNIGHT CAPITAL GROUP INC - - A CMN Cmn 499005106 24 1,099 Sh Shared-defined 2 1,099 KNIGHT TRANSN INC CMN STOCK Cmn 499064903 852 50,800 Sh Call Shared-defined 1 50,800 KNIGHT TRANSN INC CMN STOCK Cmn 499064953 263 15,700 Sh Put Shared-defined 1 15,700 KNIGHT TRANSN INC CMN STOCK Cmn 499064103 9 557 Sh Shared-defined 1 557 COLUMN TOTALS 48,797
FORM 13F Page 329 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ KNIGHT TRANSN INC CMN STOCK Cmn 499064103 167 9,957 Sh Shared-defined 2 9,957 KNIGHTSBRIDGE TANKERS CMN STOCK Cmn G5299G906 102 7,800 Sh Call Shared-defined 1 7,800 KNIGHTSBRIDGE TANKERS CMN STOCK Cmn G5299G956 1,073 82,300 Sh Put Shared-defined 1 82,300 KNIGHTSBRIDGE TANKERS CMN STOCK Cmn G5299G906 27 2,100 Sh Call Shared-defined 2 2,100 KNIGHTSBRIDGE TANKERS CMN STOCK Cmn G5299G106 783 60,065 Sh Shared-defined 1 60,065 KNIGHTSBRIDGE TANKERS CMN STOCK Cmn G5299G106 1 109 Sh Shared-defined 2 109 KNOLOGY INC COMMON STOCK Cmn 499183804 101 10,377 Sh Shared-defined 2 10,377 KOHLS CORP CMN STK Cmn 500255104 17,276 302,816 Sh Shared-defined 2 302,816 KOHLS CORP CMN STK Cmn 500255904 28,080 492,200 Sh Call Shared-defined 1 492,200 KOHLS CORP CMN STK Cmn 500255954 36,210 634,700 Sh Put Shared-defined 1 634,700 KOHLS CORP CMN STK Cmn 500255904 11,844 207,600 Sh Call Shared-defined 2 207,600 KOHLS CORP CMN STK Cmn 500255954 16,476 288,800 Sh Put Shared-defined 2 288,800 KONGZHONG CORPORATION Depository ADR 1:40 COMMON Receipt 50047P104 335 23,362 Sh Shared-defined 1 N/A KOPPERS HOLDINGS INC COMMON STOCK Cmn 50060P906 451 15,200 Sh Call Shared-defined 1 15,200 COLUMN TOTALS 112,926
FORM 13F Page 330 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ KOPPERS HOLDINGS INC COMMON STOCK Cmn 50060P956 347 11,700 Sh Put Shared-defined 1 11,700 KOPPERS HOLDINGS INC COMMON STOCK Cmn 50060P106 2 82 Sh Shared-defined 1 82 KOPPERS HOLDINGS INC COMMON STOCK Cmn 50060P106 12 400 Sh Shared-defined 2 400 KORN FERRY INTL CMN STOCK Cmn 500643900 45 3,100 Sh Call Shared-defined 1 3,100 KORN FERRY INTL CMN STOCK Cmn 500643950 23 1,600 Sh Put Shared-defined 1 1,600 KORN FERRY INTL CMN STOCK Cmn 500643200 14 957 Sh Shared-defined 1 957 KORN FERRY INTL CMN STOCK Cmn 500643200 584 40,035 Sh Shared-defined 2 40,035 KRAFT FOODS INC CL A CMN STK Cmn 50075N104 8,254 314,182 Sh Shared-defined 1 314,182 KRAFT FOODS INC CL A CMN STK Cmn 50075N104 5,777 219,924 Sh Shared-defined 2 219,924 KRAFT FOODS INC CL A CMN STK Cmn 50075N904 16,274 619,500 Sh Call Shared-defined 1 619,500 KRAFT FOODS INC CL A CMN STK Cmn 50075N954 20,365 775,200 Sh Put Shared-defined 1 775,200 KRAFT FOODS INC CL A CMN STK Cmn 50075N904 6,862 261,200 Sh Call Shared-defined 2 261,200 KRAFT FOODS INC CL A CMN STK Cmn 50075N954 4,944 188,200 Sh Put Shared-defined 2 188,200 KRISPY KREME DOUGHNUTS INC CMN STK Cmn 501014904 16 4,500 Sh Call Shared-defined 1 4,500 COLUMN TOTALS 63,519
FORM 13F Page 331 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ KRISPY KREME DOUGHNUTS INC CMN STK Cmn 501014954 54 15,100 Sh Put Shared-defined 1 15,100 KRISPY KREME DOUGHNUTS INC CMN STK Cmn 501014104 83 23,315 Sh Shared-defined 1 23,315 KRISPY KREME DOUGHNUTS INC CMN STK Cmn 501014104 11 3,158 Sh Shared-defined 2 3,158 K-SWISS INC -CL A CMN STK Cmn 482686902 36 4,100 Sh Call Shared-defined 1 4,100 K-SWISS INC -CL A CMN STK Cmn 482686952 44 5,000 Sh Put Shared-defined 1 5,000 K-SWISS INC -CL A CMN STK Cmn 482686102 373 42,384 Sh Shared-defined 2 42,384 KULICKE AND SOFFA IND. COMMON STOCK Cmn 501242101 66 11,014 Sh Shared-defined 1 11,014 KULICKE AND SOFFA IND. COMMON STOCK Cmn 501242101 138 22,894 Sh Shared-defined 2 22,894 KULICKE AND SOFFA IND. COMMON STOCK Cmn 501242901 182 30,200 Sh Call Shared-defined 1 30,200 KULICKE AND SOFFA IND. COMMON STOCK Cmn 501242951 74 12,300 Sh Put Shared-defined 1 12,300 L-1 IDENTITY SOLUTIONS INC Cmn 50212A106 166 23,784 Sh Shared-defined 1 23,784 L-1 IDENTITY SOLUTIONS INC Cmn 50212A906 73 10,500 Sh Call Shared-defined 1 10,500 L-1 IDENTITY SOLUTIONS INC Cmn 50212A956 264 37,800 Sh Put Shared-defined 1 37,800 L-1 IDENTITY SOLUTIONS INC Cmn 50212A106 371 53,047 Sh Shared-defined 2 53,047 COLUMN TOTALS 1,935
FORM 13F Page 332 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ L-3 COMMUNICATIONS HLDGS INC CMN STOCK Cmn 502424104 23 283 Sh Shared-defined 1 283 L-3 COMMUNICATIONS HLDGS INC CMN STOCK Cmn 502424104 7,446 92,700 Sh Shared-defined 2 92,700 L-3 COMMUNICATIONS HLDGS INC CMN STOCK Cmn 502424904 16,241 202,200 Sh Call Shared-defined 1 202,200 L-3 COMMUNICATIONS HLDGS INC CMN STOCK Cmn 502424954 10,891 135,600 Sh Put Shared-defined 1 135,600 L-3 COMMUNICATIONS HLDGS INC CMN STOCK Cmn 502424904 1,679 20,900 Sh Call Shared-defined 2 20,900 L-3 COMMUNICATIONS HLDGS INC CMN STOCK Cmn 502424954 1,076 13,400 Sh Put Shared-defined 2 13,400 LA JOLLA PHARMACEUTICAL CO CMN STK Cmn 503459307 6 30,133 Sh Shared-defined 1 30,133 LABOPHARM INC COMMON STOCK Cmn 504905100 15 10,464 Sh Shared-defined 1 10,464 LABORATORY CORP. OF AMER. HLDGS COMMON STOCK Cmn 50540R409 2,531 38,528 Sh Shared-defined 1 38,528 LABORATORY CORP. OF AMER. HLDGS COMMON STOCK Cmn 50540R409 803 12,226 Sh Shared-defined 2 12,226 LABORATORY CORP. OF AMER. HLDGS COMMON STOCK Cmn 50540R909 2,937 44,700 Sh Call Shared-defined 1 44,700 LABORATORY CORP. OF AMER. HLDGS COMMON STOCK Cmn 50540R959 5,098 77,600 Sh Put Shared-defined 1 77,600 LABORATORY CORP. OF AMER. HLDGS COMMON STOCK Cmn 50540R909 46 700 Sh Call Shared-defined 2 700 LABORATORY CORP. OF AMER. HLDGS COMMON STOCK Cmn 50540R959 729 11,100 Sh Put Shared-defined 2 11,100 COLUMN TOTALS 49,521
FORM 13F Page 333 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ LABRANCHE & COMPANY CMN Cmn 505447102 55 16,280 Sh Shared-defined 1 16,280 LABRANCHE & COMPANY CMN Cmn 505447102 3 751 Sh Shared-defined 2 751 LADENBURG THALMANN FINANCIAL CMN STOCK Cmn 50575Q102 13 17,851 Sh Shared-defined 1 17,851 LAM RESEARCH COMMON STOCK Cmn 512807108 396 11,596 Sh Shared-defined 1 11,596 LAM RESEARCH COMMON STOCK Cmn 512807108 1,618 47,352 Sh Shared-defined 2 47,352 LAM RESEARCH COMMON STOCK Cmn 512807908 2,910 85,200 Sh Call Shared-defined 1 85,200 LAM RESEARCH COMMON STOCK Cmn 512807958 1,602 46,900 Sh Put Shared-defined 1 46,900 LAM RESEARCH COMMON STOCK Cmn 512807908 1,076 31,500 Sh Call Shared-defined 2 31,500 LAM RESEARCH COMMON STOCK Cmn 512807958 225 6,600 Sh Put Shared-defined 2 6,600 LAMAR ADVERTISING - CL A Cmn 512815101 106 3,863 Sh Shared-defined 1 3,863 LAMAR ADVERTISING - CL A Cmn 512815101 13,911 506,974 Sh Shared-defined 2 506,974 LAMAR ADVERTISING - CL A Cmn 512815901 3,298 120,200 Sh Call Shared-defined 1 120,200 LAMAR ADVERTISING - CL A Cmn 512815951 3,084 112,400 Sh Put Shared-defined 1 112,400 LAN AIRLINES SA CMN STK Depository Receipt 501723100 183 13,910 Sh Shared-defined 2 N/A COLUMN TOTALS 28,480
FORM 13F Page 334 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ LANDAUER INC CMN STK Cmn 51476K103 19 337 Sh Shared-defined 1 337 LANDAUER INC CMN STK Cmn 51476K103 187 3,400 Sh Shared-defined 2 3,400 LANDRYS RESTAURANTS INC CMN STK Cmn 51508L903 107 10,200 Sh Call Shared-defined 1 10,200 LANDRYS RESTAURANTS INC CMN STK Cmn 51508L953 245 23,300 Sh Put Shared-defined 1 23,300 LANDRYS RESTAURANTS INC CMN STK Cmn 51508L103 2 155 Sh Shared-defined 1 155 LANDRYS RESTAURANTS INC CMN STK Cmn 51508L103 12 1,177 Sh Shared-defined 2 1,177 LANDSTAR SYSTEM INC CMN STK Cmn 515098901 377 9,900 Sh Call Shared-defined 1 9,900 LANDSTAR SYSTEM INC CMN STK Cmn 515098951 1,720 45,200 Sh Put Shared-defined 1 45,200 LANDSTAR SYSTEM INC CMN STK Cmn 515098101 150 3,945 Sh Shared-defined 2 3,945 LANOPTICS LTD CMN STOCK Cmn M4146Y108 20 1,566 Sh Shared-defined 1 1,566 LANOPTICS LTD CMN STOCK Cmn M4146Y108 165 12,875 Sh Shared-defined 2 12,875 LAS VEGAS SANDS, INC. COMMON STOCK Cmn 517834907 7,162 425,300 Sh Call Shared-defined 1 425,300 LAS VEGAS SANDS, INC. COMMON STOCK Cmn 517834957 21,500 1,276,700 Sh Put Shared-defined 1 1,276,700 LAS VEGAS SANDS, INC. COMMON STOCK Cmn 517834907 39,357 2,337,100 Sh Call Shared-defined 2 2,337,100 COLUMN TOTALS 71,023
FORM 13F Page 335 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ LAS VEGAS SANDS, INC. COMMON STOCK Cmn 517834957 12,947 768,800 Sh Put Shared-defined 2 768,800 LAS VEGAS SANDS, INC. COMMON STOCK Cmn 517834107 17,419 1,034,355 Sh Shared-defined 1 1,034,355 LAS VEGAS SANDS, INC. COMMON STOCK Cmn 517834107 35,927 2,133,406 Sh Shared-defined 2 2,133,406 LASALLE HOTEL PROPERTIES CMN STOCK Cmn 517942908 165 8,400 Sh Call Shared-defined 1 8,400 LASALLE HOTEL PROPERTIES CMN STOCK Cmn 517942958 140 7,100 Sh Put Shared-defined 1 7,100 LASALLE HOTEL PROPERTIES CMN STOCK Cmn 517942108 22 1,118 Sh Shared-defined 1 1,118 LASALLE HOTEL PROPERTIES CMN STOCK Cmn 517942108 274 13,954 Sh Shared-defined 2 13,954 JONES LANG LASALLE INC CMN STOCK Cmn 48020Q907 1,033 21,800 Sh Call Shared-defined 1 21,800 JONES LANG LASALLE INC CMN STOCK Cmn 48020Q957 1,284 27,100 Sh Put Shared-defined 1 27,100 LASERCARD CORP COMMON Cmn 51807U901 46 5,400 Sh Call Shared-defined 1 5,400 LASERCARD CORP COMMON Cmn 51807U951 65 7,700 Sh Put Shared-defined 1 7,700 LASERCARD CORP COMMON Cmn 51807U101 27 3,208 Sh Shared-defined 1 3,208 LATTICE SEMICONDUCTOR CORP CMN STK Cmn 518415104 24 10,760 Sh Shared-defined 1 10,760 LATTICE SEMICONDUCTOR CORP CMN STK Cmn 518415104 1,424 632,930 Sh Shared-defined 2 632,930 COLUMN TOTALS 70,797
FORM 13F Page 336 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ LAZARD LTD Cmn G54050902 1,438 34,800 Sh Call Shared-defined 1 34,800 LAZARD LTD Cmn G54050952 521 12,600 Sh Put Shared-defined 1 12,600 LA-Z-BOY CHAIR CO CMN STK Cmn 505336907 104 12,000 Sh Call Shared-defined 1 12,000 LA-Z-BOY CHAIR CO CMN STK Cmn 505336957 116 13,400 Sh Put Shared-defined 1 13,400 LA-Z-BOY CHAIR CO CMN STK Cmn 505336107 42 4,861 Sh Shared-defined 1 4,861 LA-Z-BOY CHAIR CO CMN STK Cmn 505336107 504 58,255 Sh Shared-defined 2 58,255 LCA-VISION INC CMN STOCK Cmn 501803908 137 19,600 Sh Call Shared-defined 1 19,600 LCA-VISION INC CMN STOCK Cmn 501803958 46 6,500 Sh Put Shared-defined 1 6,500 LCA-VISION INC CMN STOCK Cmn 501803308 61 8,642 Sh Shared-defined 1 8,642 LCA-VISION INC CMN STOCK Cmn 501803308 3 451 Sh Shared-defined 2 451 LDK SOLAR CO LTD - ADR Depository Receipt 50183L107 4,754 551,528 Sh Shared-defined 2 N/A LEAP WIRELESS INTERNATIONAL 4.5 CB 7/1/14 - REGIST Bond 521863AL4 7,355 9,050,000 Prn Shared-defined 2 N/A LEAP WIRELESS INTERNATIONAL INC COMMON STOCK Cmn 521863908 4,195 214,600 Sh Call Shared-defined 1 214,600 LEAP WIRELESS INTERNATIONAL INC COMMON STOCK Cmn 521863958 4,279 218,900 Sh Put Shared-defined 1 218,900 COLUMN TOTALS 23,555
FORM 13F Page 337 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ LEAP WIRELESS INTERNATIONAL INC COMMON STOCK Cmn 521863908 3,198 163,600 Sh Call Shared-defined 2 163,600 LEAP WIRELESS INTERNATIONAL INC COMMON STOCK Cmn 521863958 3,177 162,500 Sh Put Shared-defined 2 162,500 LEAP WIRELESS INTERNATIONAL INC COMMON STOCK Cmn 521863308 4,609 235,744 Sh Shared-defined 1 235,744 LEAP WIRELESS INTERNATIONAL INC COMMON STOCK Cmn 521863308 1,605 82,094 Sh Shared-defined 2 82,094 LEAPFROG ENTERPRISES INC CMN STK Cmn 52186N906 98 23,900 Sh Call Shared-defined 1 23,900 LEAPFROG ENTERPRISES INC CMN STK Cmn 52186N956 2 600 Sh Put Shared-defined 1 600 LEAPFROG ENTERPRISES INC CMN STK Cmn 52186N906 13 3,100 Sh Call Shared-defined 2 3,100 LEAPFROG ENTERPRISES INC CMN STK Cmn 52186N106 19 4,540 Sh Shared-defined 1 4,540 LEAPFROG ENTERPRISES INC CMN STK Cmn 52186N106 9 2,191 Sh Shared-defined 2 2,191 LEGG MASON 7% MAND 6/30/11- REGISTERED Bond 524901303 15 432 Prn Shared-defined 1 N/A LEGG MASON COMMON STOCK Cmn 524901105 88 2,836 Sh Shared-defined 1 2,836 LEGG MASON COMMON STOCK Cmn 524901105 2,389 77,000 Sh Shared-defined 2 77,000 LEGG MASON COMMON STOCK Cmn 524901905 5,651 182,100 Sh Call Shared-defined 1 182,100 LEGG MASON COMMON STOCK Cmn 524901955 7,987 257,400 Sh Put Shared-defined 1 257,400 COLUMN TOTALS 28,860
FORM 13F Page 338 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ LEGG MASON COMMON STOCK Cmn 524901905 2,563 82,600 Sh Call Shared-defined 2 82,600 LEGG MASON COMMON STOCK Cmn 524901955 2,039 65,700 Sh Put Shared-defined 2 65,700 LEGGETT & PLATT INC COMMON LEG Cmn 524660907 178 9,200 Sh Call Shared-defined 1 9,200 LEGGETT & PLATT INC COMMON LEG Cmn 524660957 180 9,300 Sh Put Shared-defined 1 9,300 LEGGETT & PLATT INC COMMON LEG Cmn 524660107 395 20,371 Sh Shared-defined 1 20,371 LEGGETT & PLATT INC COMMON LEG Cmn 524660107 2,783 143,441 Sh Shared-defined 2 143,441 LENDER PROCESSING SERV Cmn 52602E102 10 254 Sh Shared-defined 1 254 LENDER PROCESSING SERV Cmn 52602E102 22,314 584,583 Sh Shared-defined 2 584,583 LENDER PROCESSING SERV Cmn 52602E902 221 5,800 Sh Call Shared-defined 1 5,800 LENDER PROCESSING SERV Cmn 52602E952 214 5,600 Sh Put Shared-defined 1 5,600 LENNAR CORP CMN STK Cmn 526057104 828 58,084 Sh Shared-defined 1 58,084 LENNAR CORP CMN STK Cmn 526057104 19,860 1,393,663 Sh Shared-defined 2 1,393,663 LENNAR CORP CMN STK Cmn 526057904 4,675 328,100 Sh Call Shared-defined 1 328,100 LENNAR CORP CMN STK Cmn 526057954 1,354 95,000 Sh Put Shared-defined 1 95,000 COLUMN TOTALS 57,614
FORM 13F Page 339 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ LENNAR CORP CMN STK Cmn 526057904 2,427 170,300 Sh Call Shared-defined 2 170,300 LENNAR CORP CMN STK Cmn 526057954 1,149 80,600 Sh Put Shared-defined 2 80,600 LENNOX INTL INC CMN STOCK Cmn 526107107 293 8,123 Sh Shared-defined 1 8,123 LENNOX INTL INC CMN STOCK Cmn 526107107 198 5,477 Sh Shared-defined 2 5,477 LEUCADIA NATIONAL COMMON STOCK Cmn 527288104 355 14,360 Sh Shared-defined 2 14,360 LEUCADIA NATIONAL COMMON STOCK Cmn 527288904 5,043 204,000 Sh Call Shared-defined 1 204,000 LEUCADIA NATIONAL COMMON STOCK Cmn 527288954 2,161 87,400 Sh Put Shared-defined 1 87,400 LEUCADIA NATIONAL COMMON STOCK Cmn 527288904 1,644 66,500 Sh Call Shared-defined 2 66,500 LEUCADIA NATIONAL COMMON STOCK Cmn 527288954 1,646 66,600 Sh Put Shared-defined 2 66,600 LEVEL 3 COMMUNICATIONS INC CMN STOCK Cmn 52729N900 61 43,800 Sh Call Shared-defined 1 43,800 LEVEL 3 COMMUNICATIONS INC CMN STOCK Cmn 52729N950 306 220,100 Sh Put Shared-defined 1 220,100 LEVEL 3 COMMUNICATIONS INC CMN STOCK Cmn 52729N100 725 521,718 Sh Shared-defined 1 521,718 LEVEL 3 COMMUNICATIONS INC CMN STOCK Cmn 52729N100 71 51,227 Sh Shared-defined 2 51,227 LEXINGTON CORP PROPERTIES TRUST 6.5% PERP CONV PRE Pref Stk 529043309 1 20 Sh Shared-defined 1 N/A COLUMN TOTALS 16,080
FORM 13F Page 340 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ LEXINGTON REALTY TRUST CMN STK Cmn 529043101 14 2,695 Sh Shared-defined 1 2,695 LEXINGTON REALTY TRUST CMN STK Cmn 529043101 120 23,450 Sh Shared-defined 2 23,450 LEXMARK INTERNATIONAL INC CLASS-A COMMON STOCK Cmn 529771907 1,736 80,600 Sh Call Shared-defined 1 80,600 LEXMARK INTERNATIONAL INC CLASS-A COMMON STOCK Cmn 529771957 2,436 113,100 Sh Put Shared-defined 1 113,100 LEXMARK INTERNATIONAL INC CLASS-A COMMON STOCK Cmn 529771907 3,149 146,200 Sh Call Shared-defined 2 146,200 LEXMARK INTERNATIONAL INC CLASS-A COMMON STOCK Cmn 529771957 3,319 154,100 Sh Put Shared-defined 2 154,100 LEXMARK INTERNATIONAL INC CLASS-A COMMON STOCK Cmn 529771107 805 37,363 Sh Shared-defined 1 37,363 LEXMARK INTERNATIONAL INC CLASS-A COMMON STOCK Cmn 529771107 8,814 409,172 Sh Shared-defined 2 409,172 LG.PHILIPS LCD CO Depository LTD-ADR 1:0.5 COMMON Receipt 50186V102 256 17,851 Sh Shared-defined 1 N/A LG.PHILIPS LCD CO Depository LTD-ADR 1:0.5 COMMON Receipt 50186V102 223 15,538 Sh Shared-defined 2 N/A LIBERTY ENTERTAINMENT-A Cmn 53071M500 493 15,836 Sh Shared-defined 1 15,836 LIBERTY ENTERTAINMENT-A Cmn 53071M500 66,671 2,143,063 Sh Shared-defined 2 2,143,063 LIBERTY GLOBAL INC-A COMMON STOCK Cmn 530555901 2,173 96,300 Sh Call Shared-defined 1 96,300 LIBERTY GLOBAL INC-A COMMON STOCK Cmn 530555951 1,205 53,400 Sh Put Shared-defined 1 53,400 COLUMN TOTALS 91,414
FORM 13F Page 341 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ LIBERTY GLOBAL INC-A COMMON STOCK Cmn 530555101 371 16,446 Sh Shared-defined 1 16,446 LIBERTY GLOBAL INC-A COMMON STOCK Cmn 530555101 760 33,656 Sh Shared-defined 2 33,656 LIBERTY MEDIA HOLDING CORP - CAPITAL A COMMON STOC Cmn 53071M902 556 26,600 Sh Call Shared-defined 1 26,600 LIBERTY ENTERTAINMENT-A Cmn 53071M900 1,537 49,400 Sh Call Shared-defined 1 49,400 LIBERTY MEDIA HOLDING CORP - INTERACTIVE A COMMON Cmn 53071M904 405 36,900 Sh Call Shared-defined 1 36,900 LIBERTY MEDIA HOLDING CORP - INTERACTIVE A COMMON Cmn 53071M954 1,550 141,300 Sh Put Shared-defined 1 141,300 LIBERTY MEDIA HOLDING CORP - CAPITAL A COMMON STOC Cmn 53071M952 684 32,700 Sh Put Shared-defined 1 32,700 LIBERTY ENTERTAINMENT-A Cmn 53071M950 1,248 40,100 Sh Put Shared-defined 1 40,100 LIBERTY ENTERTAINMENT-A Cmn 53071M900 809 26,000 Sh Call Shared-defined 2 26,000 LIBERTY MEDIA HOLDING CORP - INTERACTIVE A COMMON Cmn 53071M904 31 2,800 Sh Call Shared-defined 2 2,800 LIBERTY MEDIA HOLDING CORP - INTERACTIVE A COMMON Cmn 53071M954 256 23,300 Sh Put Shared-defined 2 23,300 LIBERTY ENTERTAINMENT-A Cmn 53071M950 943 30,300 Sh Put Shared-defined 2 30,300 LIBERTY MEDIA HOLDING CORP - CAPITAL A COMMON STOC Cmn 53071M302 14,187 678,133 Sh Shared-defined 2 678,133 LIBERTY MEDIA HOLDING CORP - INTERACTIVE A COMMON Cmn 53071M104 739 67,325 Sh Shared-defined 1 67,325 COLUMN TOTALS 24,076
FORM 13F Page 342 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ LIBERTY MEDIA HOLDING CORP - INTERACTIVE A COMMON Cmn 53071M104 4,198 382,642 Sh Shared-defined 2 382,642 LIBERTY MEDIA INTO MOT 3.5%EXCH 1/15/31-REGISTERED Bond 530715AN1 2,576 5,000,000 Prn Shared-defined 2 N/A LIBERTY MEDIA INTO S 4% EXCH 11/15/29 - REGISTERED Bond 530715AG6 77,172 148,885,000 Prn Shared-defined 2 N/A LIBERTY MEDIA INTO TWX 3.125% EXCH 3/30/23 -REGIST Bond 530718AF2 16,177 16,175,000 Prn Shared-defined 2 N/A LIBERTY PROPERTY TRUST CMN STK Cmn 531172904 758 23,300 Sh Call Shared-defined 1 23,300 LIBERTY PROPERTY TRUST CMN STK Cmn 531172954 586 18,000 Sh Put Shared-defined 1 18,000 LIBERTY PROPERTY TRUST CMN STK Cmn 531172104 22 675 Sh Shared-defined 2 675 LIFE TECHNOLOGIES 1.5% CB 02/15/24 - REGISTERED Bond 46185RAK6 7,711 7,000,000 Prn Shared-defined 2 N/A LIFE TECHNOLOGIES 2.0% CB 08/01/23 - REGISTERED Bond 46185RAJ9 27,757 19,875,000 Prn Shared-defined 2 N/A LIFE TECHNOLOGIES CORP Cmn 53217V109 195 4,181 Sh Shared-defined 1 4,181 LIFE TECHNOLOGIES CORP Cmn 53217V909 5,018 107,800 Sh Call Shared-defined 1 107,800 LIFE TECHNOLOGIES CORP Cmn 53217V959 2,891 62,100 Sh Put Shared-defined 1 62,100 LIFE TECHNOLOGIES CORP Cmn 53217V109 10,688 229,605 Sh Shared-defined 2 229,605 LIFE TECHNOLOGIES CORP Cmn 53217V909 503 10,800 Sh Call Shared-defined 2 10,800 COLUMN TOTALS 156,252
FORM 13F Page 343 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ LIFE TECHNOLOGIES CORP Cmn 53217V959 196 4,200 Sh Put Shared-defined 2 4,200 LIFE TIME FITNESS, INC. COMMON STOCK Cmn 53217R907 1,930 68,800 Sh Call Shared-defined 1 68,800 LIFE TIME FITNESS, INC. COMMON STOCK Cmn 53217R957 3,133 111,700 Sh Put Shared-defined 1 111,700 LIFE TIME FITNESS, INC. COMMON STOCK Cmn 53217R207 1,557 55,520 Sh Shared-defined 1 55,520 LIFE TIME FITNESS, INC. COMMON STOCK Cmn 53217R207 26 919 Sh Shared-defined 2 919 LIFEPOINT HOSPS INC CMN STOCK Cmn 53219L909 904 33,400 Sh Call Shared-defined 1 33,400 LIFEPOINT HOSPS INC CMN STOCK Cmn 53219L959 787 29,100 Sh Put Shared-defined 1 29,100 LIFEPOINT HOSPITALS INC 3.5% CB 5/15/2014 - REGIST Bond 53219LAH2 32,870 38,000,000 Prn Shared-defined 2 N/A LIFEPOINT HOSPS INC CMN STOCK Cmn 53219L109 11,744 433,999 Sh Shared-defined 2 433,999 LIFETIME BRANDS INC CMN STK Cmn 53222Q103 2 326 Sh Shared-defined 1 326 LIFETIME BRANDS INC CMN STK Cmn 53222Q103 2 400 Sh Shared-defined 2 400 LIGAND PHARMACEUTICAL - -CL B CMN STK Cmn 53220K907 7 3,100 Sh Call Shared-defined 1 3,100 LIGAND PHARMACEUTICAL - -CL B CMN STK Cmn 53220K207 29 12,466 Sh Shared-defined 1 12,466 LIGAND PHARMACEUTICAL - -CL B CMN STK Cmn 53220K207 16 6,873 Sh Shared-defined 2 6,873 COLUMN TOTALS 53,203
FORM 13F Page 344 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ LIMELIGHT NETWORKS INC Cmn 53261M104 16 3,827 Sh Shared-defined 1 3,827 LIMELIGHT NETWORKS INC Cmn 53261M904 5 1,200 Sh Call Shared-defined 1 1,200 LIMELIGHT NETWORKS INC Cmn 53261M954 27 6,700 Sh Put Shared-defined 1 6,700 LIMELIGHT NETWORKS INC Cmn 53261M104 185 45,643 Sh Shared-defined 2 45,643 LIMITED BRANDS INC CMN STK Cmn 532716107 22,920 1,349,009 Sh Shared-defined 2 1,349,009 LIMITED BRANDS INC CMN STK Cmn 532716907 3,943 232,100 Sh Call Shared-defined 1 232,100 LIMITED BRANDS INC CMN STK Cmn 532716957 1,330 78,300 Sh Put Shared-defined 1 78,300 LIMITED BRANDS INC CMN STK Cmn 532716907 2,379 140,000 Sh Call Shared-defined 2 140,000 LIMITED BRANDS INC CMN STK Cmn 532716957 1,201 70,700 Sh Put Shared-defined 2 70,700 LIN TV CORP CMN STK Cmn 532774106 66 13,935 Sh Shared-defined 2 13,935 LINCARE HOLDINGS INC CMN STK Cmn 532791900 3,222 103,100 Sh Call Shared-defined 1 103,100 LINCARE HOLDINGS INC CMN STK Cmn 532791950 1,391 44,500 Sh Put Shared-defined 1 44,500 LINCARE HOLDINGS INC 2.75% 11/1/2037 - REGISTERED Bond 532791AE0 11,022 11,110,000 Prn Shared-defined 2 N/A LINCARE HOLDINGS INC 2.75% 11/1/2037 - REGISTERED Bond 532791AF7 4,875 5,000,000 Prn Shared-defined 2 N/A COLUMN TOTALS 52,582
FORM 13F Page 345 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ LINCARE HOLDINGS INC CMN STK Cmn 532791100 3,432 109,833 Sh Shared-defined 2 109,833 LINCOLN EDUCATIONAL SERVICES COMMON STOCK Cmn 533535100 2,358 103,038 Sh Shared-defined 2 103,038 LINCOLN NATL CORP IND Cmn 534187909 9,452 364,800 Sh Call Shared-defined 1 364,800 LINCOLN NATL CORP IND Cmn 534187959 3,065 118,300 Sh Put Shared-defined 1 118,300 LINCOLN NATL CORP IND Cmn 534187909 10,794 416,600 Sh Call Shared-defined 2 416,600 LINCOLN NATL CORP IND Cmn 534187959 3,516 135,700 Sh Put Shared-defined 2 135,700 LINCOLN NATL CORP IND Cmn 534187109 10,407 401,649 Sh Shared-defined 2 401,649 LINDSAY CORP CMN STK Cmn 535555906 3,584 91,000 Sh Call Shared-defined 1 91,000 LINDSAY CORP CMN STK Cmn 535555956 2,694 68,400 Sh Put Shared-defined 1 68,400 LINDSAY CORP CMN STK Cmn 535555906 20 500 Sh Call Shared-defined 2 500 LINDSAY CORP CMN STK Cmn 535555106 17 436 Sh Shared-defined 1 436 LINDSAY CORP CMN STK Cmn 535555106 174 4,408 Sh Shared-defined 2 4,408 LINEAR TECHNOLOGY CORP CMN STK Cmn 535678906 6,454 233,600 Sh Call Shared-defined 1 233,600 LINEAR TECHNOLOGY CORP CMN STK Cmn 535678956 7,601 275,100 Sh Put Shared-defined 1 275,100 COLUMN TOTALS 63,568
FORM 13F Page 346 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ LINEAR TECHNOLOGY CORP CMN STK Cmn 535678906 2,288 82,800 Sh Call Shared-defined 2 82,800 LINEAR TECHNOLOGY CORP CMN STK Cmn 535678956 3,973 143,800 Sh Put Shared-defined 2 143,800 LINEAR TECHNOLOGY CORP 3% CB 5/1/2027 TRANCHE A - Bond 535678AC0 209,716 218,000,000 Prn Shared-defined 2 N/A LINEAR TECHNOLOGY CORP CMN STK Cmn 535678106 24,503 886,836 Sh Shared-defined 2 886,836 LINN ENERGY LLC UNIT Cmn 536020900 3,182 138,900 Sh Call Shared-defined 1 138,900 LINN ENERGY LLC UNIT Cmn 536020950 2,550 111,300 Sh Put Shared-defined 1 111,300 LINN ENERGY LLC UNIT Cmn 536020100 37 1,618 Sh Shared-defined 1 1,618 LIONS GATE ENTERTAINMENT CORP COMMON STOCK Cmn 535919903 505 81,900 Sh Call Shared-defined 1 81,900 LIONS GATE ENTERTAINMENT CORP COMMON STOCK Cmn 535919953 418 67,900 Sh Put Shared-defined 1 67,900 LIONS GATE ENTERTAINMENT CORP COMMON STOCK Cmn 535919953 1,540 250,000 Sh Put Shared-defined 2 250,000 LIONS GATE ENTERTAINMENT CORP COMMON STOCK Cmn 535919203 183 29,784 Sh Shared-defined 1 29,784 LIONS GATE ENTERTAINMENT CORP COMMON STOCK Cmn 535919203 335 54,369 Sh Shared-defined 2 54,369 LITTLEFUSE CMN STOCK - NASDAQ Cmn 537008104 11 437 Sh Shared-defined 1 437 LITTLEFUSE CMN STOCK - NASDAQ Cmn 537008104 - 4 Sh Shared-defined 2 4 COLUMN TOTALS 249,241
FORM 13F Page 347 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ LITTLEFUSE CMN STOCK - NASDAQ Cmn 537008904 367 14,000 Sh Call Shared-defined 1 14,000 LITTLEFUSE CMN STOCK - NASDAQ Cmn 537008954 197 7,500 Sh Put Shared-defined 1 7,500 LIVE NATION 2.875% CB 7/15/2027 - REGISTERED Bond 538034AB5 11,686 16,000,000 Prn Shared-defined 2 N/A LIVE NATION COMMON STOCK Cmn 538034109 3,315 404,709 Sh Shared-defined 2 404,709 LIVE NATION COMMON STOCK Cmn 538034909 56 6,800 Sh Call Shared-defined 1 6,800 LIVE NATION COMMON STOCK Cmn 538034959 16 2,000 Sh Put Shared-defined 1 2,000 LIZ CLAIBORNE INC Cmn 539320101 30 6,053 Sh Shared-defined 1 6,053 LIZ CLAIBORNE INC Cmn 539320901 108 22,000 Sh Call Shared-defined 1 22,000 LIZ CLAIBORNE INC Cmn 539320951 52 10,500 Sh Put Shared-defined 1 10,500 LIZ CLAIBORNE INC Cmn 539320101 2,390 484,785 Sh Shared-defined 2 484,785 LJ INTL INC CMN STOCK Cmn G55312905 22 10,200 Sh Call Shared-defined 1 10,200 LJ INTL INC CMN STOCK Cmn G55312955 14 6,800 Sh Put Shared-defined 1 6,800 LJ INTL INC CMN STOCK Cmn G55312105 7 3,443 Sh Shared-defined 1 3,443 LKQ CORP CMN STOCK Cmn 501889908 57 3,100 Sh Call Shared-defined 1 3,100 COLUMN TOTALS 18,317
FORM 13F Page 348 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ LKQ CORP CMN STOCK Cmn 501889958 174 9,400 Sh Put Shared-defined 1 9,400 LKQ CORP CMN STOCK Cmn 501889208 131 7,091 Sh Shared-defined 1 7,091 LKQ CORP CMN STOCK Cmn 501889208 314 16,915 Sh Shared-defined 2 16,915 LOCKHEED MARTIN CORPORATION COMMON STOCK Cmn 539830909 17,357 222,300 Sh Call Shared-defined 1 222,300 LOCKHEED MARTIN CORPORATION COMMON STOCK Cmn 539830959 17,490 224,000 Sh Put Shared-defined 1 224,000 LOCKHEED MARTIN CORPORATION COMMON STOCK Cmn 539830909 7,972 102,100 Sh Call Shared-defined 2 102,100 LOCKHEED MARTIN CORPORATION COMMON STOCK Cmn 539830959 8,394 107,500 Sh Put Shared-defined 2 107,500 LOCKHEED MARTIN CORPORATION COMMON STOCK Cmn 539830109 2,506 32,101 Sh Shared-defined 1 32,101 LOCKHEED MARTIN CORPORATION COMMON STOCK Cmn 539830109 3,100 39,703 Sh Shared-defined 2 39,703 LODGENET INTERACTIVE CORP CMN STK Cmn 540211909 109 14,500 Sh Call Shared-defined 1 14,500 LODGENET INTERACTIVE CORP CMN STK Cmn 540211959 30 4,000 Sh Put Shared-defined 1 4,000 LODGENET INTERACTIVE CORP CMN STK Cmn 540211109 341 45,138 Sh Shared-defined 2 45,138 LOEWS CORP. COMMON STOCK LTR Cmn 540424108 256 7,460 Sh Shared-defined 2 7,460 LOEWS CORP. COMMON STOCK LTR Cmn 540424908 1,599 46,700 Sh Call Shared-defined 1 46,700 COLUMN TOTALS 59,773
FORM 13F Page 349 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ LOEWS CORP. COMMON STOCK LTR Cmn 540424958 1,973 57,600 Sh Put Shared-defined 1 57,600 LOEWS CORP. COMMON STOCK LTR Cmn 540424908 116 3,400 Sh Call Shared-defined 2 3,400 LOEWS CORP. COMMON STOCK LTR Cmn 540424958 161 4,700 Sh Put Shared-defined 2 4,700 LOGITECH INTERNATIONAL Depository - -COMMON Receipt H50430232 112 6,095 Sh Shared-defined 1 N/A LOGITECH INTERNATIONAL Depository - -COMMON Receipt H50430232 1,927 104,847 Sh Shared-defined 2 N/A LOGMEIN INC Cmn 54142L109 287 15,697 Sh Shared-defined 2 15,697 LONGTOP FINANCIAL-SPON ADR Depository Receipt 54318P108 401 14,100 Sh Shared-defined 1 N/A LONGTOP FINANCIAL-SPON ADR Depository Receipt 54318P108 176 6,183 Sh Shared-defined 2 N/A LOOPNET INC Cmn 543524300 4 459 Sh Shared-defined 1 459 LOOPNET INC Cmn 543524300 163 18,078 Sh Shared-defined 2 18,078 LORILLARD INC Cmn 544147101 2,772 37,307 Sh Shared-defined 1 37,307 LORILLARD INC Cmn 544147901 17,706 238,300 Sh Call Shared-defined 1 238,300 LORILLARD INC Cmn 544147951 14,511 195,300 Sh Put Shared-defined 1 195,300 LORILLARD INC Cmn 544147101 61,788 831,607 Sh Shared-defined 2 831,607 COLUMN TOTALS 102,097
FORM 13F Page 350 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ LORILLARD INC Cmn 544147901 3,217 43,300 Sh Call Shared-defined 2 43,300 LORILLARD INC Cmn 544147951 4,993 67,200 Sh Put Shared-defined 2 67,200 LOUISIANA-PACIFIC CORP Cmn 546347905 872 130,800 Sh Call Shared-defined 1 130,800 LOUISIANA-PACIFIC CORP Cmn 546347955 192 28,800 Sh Put Shared-defined 1 28,800 LOUISIANA-PACIFIC CORP Cmn 546347905 97 14,600 Sh Call Shared-defined 2 14,600 LOUISIANA-PACIFIC CORP Cmn 546347955 52 7,800 Sh Put Shared-defined 2 7,800 LOUISIANA-PACIFIC CORP Cmn 546347105 12 1,835 Sh Shared-defined 2 1,835 LOWE'S COMPANIES COMMON STOCK Cmn 548661107 1,469 70,132 Sh Shared-defined 2 70,132 LOWE'S COMPANIES COMMON STOCK Cmn 548661907 10,367 495,100 Sh Call Shared-defined 1 495,100 LOWE'S COMPANIES COMMON STOCK Cmn 548661957 10,457 499,400 Sh Put Shared-defined 1 499,400 LOWE'S COMPANIES COMMON STOCK Cmn 548661907 5,796 276,800 Sh Call Shared-defined 2 276,800 LOWE'S COMPANIES COMMON STOCK Cmn 548661957 4,584 218,900 Sh Put Shared-defined 2 218,900 LSI CORP COMMON STOCK Cmn 502161102 200 36,420 Sh Shared-defined 2 36,420 LSI CORP COMMON STOCK Cmn 502161902 285 51,900 Sh Call Shared-defined 1 51,900 COLUMN TOTALS 42,593
FORM 13F Page 351 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ LSI CORP COMMON STOCK Cmn 502161952 137 25,000 Sh Put Shared-defined 1 25,000 LSI CORP COMMON STOCK Cmn 502161952 4 700 Sh Put Shared-defined 2 700 LTX-CREDENCE CORP Cmn 502403108 18 10,737 Sh Shared-defined 1 10,737 LTX-CREDENCE CORP Cmn 502403108 3 2,050 Sh Shared-defined 2 2,050 LUFKIN INDUSTRIES INC CMN STK Cmn 549764908 681 12,800 Sh Call Shared-defined 1 12,800 LUFKIN INDUSTRIES INC CMN STK Cmn 549764958 968 18,200 Sh Put Shared-defined 1 18,200 LUFKIN INDUSTRIES INC CMN STK Cmn 549764108 343 6,446 Sh Shared-defined 1 6,446 LUFKIN INDUSTRIES INC CMN STK Cmn 549764108 122 2,291 Sh Shared-defined 2 2,291 LULULEMON ATHLETICA INC Cmn 550021109 1,214 53,343 Sh Shared-defined 1 53,343 LULULEMON ATHLETICA INC Cmn 550021909 1,982 87,100 Sh Call Shared-defined 1 87,100 LULULEMON ATHLETICA INC Cmn 550021959 3,993 175,500 Sh Put Shared-defined 1 175,500 LULULEMON ATHLETICA INC Cmn 550021109 9 383 Sh Shared-defined 2 383 LUMINEX CORP CMN STOCK Cmn 55027E102 19 1,146 Sh Shared-defined 1 1,146 LUMINEX CORP CMN STOCK Cmn 55027E102 187 11,029 Sh Shared-defined 2 11,029 COLUMN TOTALS 9,680
FORM 13F Page 352 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ M & T BANK CORPORATION CMN STOCK Cmn 55261F904 1,882 30,200 Sh Call Shared-defined 1 30,200 M & T BANK CORPORATION CMN STOCK Cmn 55261F954 8,644 138,700 Sh Put Shared-defined 1 138,700 M & T BANK CORPORATION CMN STOCK Cmn 55261F104 3,699 59,349 Sh Shared-defined 1 59,349 M & T BANK CORPORATION CMN STOCK Cmn 55261F104 6,188 99,293 Sh Shared-defined 2 99,293 MACERICH CO CMN STK Cmn 554382901 2,032 67,000 Sh Call Shared-defined 1 67,000 MACERICH CO CMN STK Cmn 554382951 3,000 98,900 Sh Put Shared-defined 1 98,900 MACERICH CO CMN STK Cmn 554382101 329 10,863 Sh Shared-defined 1 10,863 MACERICH CO CMN STK Cmn 554382101 1,351 44,553 Sh Shared-defined 2 44,553 MACK-CALI REALTY CORP CMN STOCK Cmn 554489904 1,261 39,000 Sh Call Shared-defined 1 39,000 MACK-CALI REALTY CORP CMN STOCK Cmn 554489954 757 23,400 Sh Put Shared-defined 1 23,400 MACK-CALI REALTY CORP CMN STOCK Cmn 554489104 357 11,056 Sh Shared-defined 1 11,056 MACK-CALI REALTY CORP CMN STOCK Cmn 554489104 998 30,856 Sh Shared-defined 2 30,856 MACQUARIE INFRASTRUCTURE COMPANY LLC CMN STK Cmn 55608B905 141 15,700 Sh Call Shared-defined 1 15,700 MACQUARIE INFRASTRUCTURE COMPANY LLC CMN STK Cmn 55608B955 109 12,100 Sh Put Shared-defined 1 12,100 COLUMN TOTALS 30,748
FORM 13F Page 353 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ MACQUARIE INFRASTRUCTURE COMPANY LLC CMN STK Cmn 55608B105 19 2,092 Sh Shared-defined 1 2,092 MACY'S INC CMN STOCK Cmn 55616P904 10,451 571,400 Sh Call Shared-defined 1 571,400 MACY'S INC CMN STOCK Cmn 55616P954 10,453 571,500 Sh Put Shared-defined 1 571,500 MACY'S INC CMN STOCK Cmn 55616P904 3,307 180,800 Sh Call Shared-defined 2 180,800 MACY'S INC CMN STOCK Cmn 55616P954 8,119 443,900 Sh Put Shared-defined 2 443,900 MACY'S INC CMN STOCK Cmn 55616P104 2,103 114,983 Sh Shared-defined 1 114,983 MACY'S INC CMN STOCK Cmn 55616P104 10,612 580,198 Sh Shared-defined 2 580,198 MAD CATZ INTERACTIVE INC CMN STOCK Cmn 556162105 8 20,263 Sh Shared-defined 1 20,263 MADDEN STEVEN LTD CMN STK Cmn 556269908 515 14,000 Sh Call Shared-defined 1 14,000 MADDEN STEVEN LTD CMN STK Cmn 556269958 85 2,300 Sh Put Shared-defined 1 2,300 MADDEN STEVEN LTD CMN STK Cmn 556269108 13 361 Sh Shared-defined 1 361 MADDEN STEVEN LTD CMN STK Cmn 556269108 76 2,077 Sh Shared-defined 2 2,077 MAGELLAN HEALTH SERVICES INC COMMON STOCK Cmn 559079207 1,107 35,648 Sh Shared-defined 2 35,648 MAGELLAN MIDSTREAM PARTNERS CMN STK Cmn 559080906 2,959 78,700 Sh Call Shared-defined 1 78,700 COLUMN TOTALS 49,827
FORM 13F Page 354 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ MAGELLAN MIDSTREAM PARTNERS CMN STK Cmn 559080956 1,463 38,900 Sh Put Shared-defined 1 38,900 MAGELLAN MIDSTREAM PARTNERS CMN STK Cmn 559080106 15 408 Sh Shared-defined 1 408 MAGMA DESIGN AUTOMATION Cmn 559181102 4 1,860 Sh Shared-defined 1 1,860 MAGMA DESIGN AUTOMATION Cmn 559181102 3 1,458 Sh Shared-defined 2 1,458 MAGMA DESIGN AUTOMATION Cmn 559181902 16 7,600 Sh Call Shared-defined 1 7,600 MAGMA DESIGN AUTOMATION Cmn 559181952 14 6,700 Sh Put Shared-defined 1 6,700 MAGNA INTERNATIONAL INC - CL A COMMON STOCK Cmn 559222401 13 307 Sh Shared-defined 1 307 MAGNA INTERNATIONAL INC - CL A COMMON STOCK Cmn 559222401 25,679 603,924 Sh Shared-defined 2 603,924 MAGNA INTERNATIONAL INC - CL A COMMON STOCK Cmn 559222901 1,416 33,300 Sh Call Shared-defined 1 33,300 MAGNA INTERNATIONAL INC - CL A COMMON STOCK Cmn 559222951 859 20,200 Sh Put Shared-defined 1 20,200 MAGNA INTERNATIONAL INC - CL A COMMON STOCK Cmn 559222901 26 600 Sh Call Shared-defined 2 600 MAGNA INTERNATIONAL INC - CL A COMMON STOCK Cmn 559222951 136 3,200 Sh Put Shared-defined 2 3,200 MAGUIRE PROPERTIES INC COMMON STOCK Cmn 559775901 21 10,000 Sh Call Shared-defined 1 10,000 MAGUIRE PROPERTIES INC COMMON STOCK Cmn 559775951 14 6,900 Sh Put Shared-defined 1 6,900 COLUMN TOTALS 29,679
FORM 13F Page 355 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ MAGUIRE PROPERTIES INC COMMON STOCK Cmn 559775101 4 1,946 Sh Shared-defined 2 1,946 MANAGED HI YLD PLUS FUND INC Cmn 561911108 20 10,893 Sh Shared-defined 1 10,893 MANITOWOC COMPANY, INC. COMMON STOCK Cmn 563571908 2,426 256,200 Sh Call Shared-defined 1 256,200 MANITOWOC COMPANY, INC. COMMON STOCK Cmn 563571958 3,569 376,900 Sh Put Shared-defined 1 376,900 MANITOWOC COMPANY, INC. COMMON STOCK Cmn 563571908 2,215 233,900 Sh Call Shared-defined 2 233,900 MANITOWOC COMPANY, INC. COMMON STOCK Cmn 563571958 1,385 146,300 Sh Put Shared-defined 2 146,300 MANITOWOC COMPANY, INC. COMMON STOCK Cmn 563571108 1,267 133,791 Sh Shared-defined 1 133,791 MANITOWOC COMPANY, INC. COMMON STOCK Cmn 563571108 704 74,359 Sh Shared-defined 2 74,359 MANKIND 3.75% CB 12/15/2013-REGISTERED Bond 56400PAA0 9,767 13,000,000 Prn Shared-defined 2 N/A MANNKIND CORP COMMON STOCK Cmn 56400P901 306 31,100 Sh Call Shared-defined 1 31,100 MANNKIND CORP COMMON STOCK Cmn 56400P951 630 64,000 Sh Put Shared-defined 1 64,000 MANNKIND CORP COMMON STOCK Cmn 56400P201 379 38,452 Sh Shared-defined 1 38,452 MANNKIND CORP COMMON STOCK Cmn 56400P201 16 1,580 Sh Shared-defined 2 1,580 MANPOWER, INC. COMMON STOCK Cmn 56418H900 1,083 19,100 Sh Call Shared-defined 1 19,100 COLUMN TOTALS 23,771
FORM 13F Page 356 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ MANPOWER, INC. COMMON STOCK Cmn 56418H950 459 8,100 Sh Put Shared-defined 1 8,100 MANPOWER, INC. COMMON STOCK Cmn 56418H900 51 900 Sh Call Shared-defined 2 900 MANPOWER, INC. COMMON STOCK Cmn 56418H950 646 11,400 Sh Put Shared-defined 2 11,400 MANPOWER, INC. COMMON STOCK Cmn 56418H100 75 1,327 Sh Shared-defined 1 1,327 MANPOWER, INC. COMMON STOCK Cmn 56418H100 5,782 101,962 Sh Shared-defined 2 101,962 MANTECH INTERNATIONAL CORP Cmn 564563104 106 2,241 Sh Shared-defined 1 2,241 MANTECH INTERNATIONAL CORP Cmn 564563904 712 15,100 Sh Call Shared-defined 1 15,100 MANTECH INTERNATIONAL CORP Cmn 564563954 528 11,200 Sh Put Shared-defined 1 11,200 MANTECH INTERNATIONAL CORP Cmn 564563104 272 5,769 Sh Shared-defined 2 5,769 MANULIFE FINANCIAL CORPORATION Cmn 56501R906 1,047 50,000 Sh Call Shared-defined 1 50,000 MANULIFE FINANCIAL CORPORATION Cmn 56501R956 980 46,800 Sh Put Shared-defined 1 46,800 MANULIFE FINANCIAL CORPORATION Cmn 56501R106 412 19,652 Sh Shared-defined 2 19,652 MANULIFE FINANCIAL CORPORATION Cmn 56501R906 354 16,900 Sh Call Shared-defined 2 16,900 MANULIFE FINANCIAL CORPORATION Cmn 56501R956 848 40,500 Sh Put Shared-defined 2 40,500 COLUMN TOTALS 12,272
FORM 13F Page 357 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ MARATHON OIL CORP COMMON STOCK Cmn 565849906 10,339 324,100 Sh Call Shared-defined 1 324,100 MARATHON OIL CORP COMMON STOCK Cmn 565849956 6,409 200,900 Sh Put Shared-defined 1 200,900 MARATHON OIL CORP COMMON STOCK Cmn 565849906 5,627 176,400 Sh Call Shared-defined 2 176,400 MARATHON OIL CORP COMMON STOCK Cmn 565849956 7,563 237,100 Sh Put Shared-defined 2 237,100 MARATHON OIL CORP COMMON STOCK Cmn 565849106 407 12,767 Sh Shared-defined 1 12,767 MARATHON OIL CORP COMMON STOCK Cmn 565849106 332 10,407 Sh Shared-defined 2 10,407 MARINEMAX INC CMN STOCK Cmn 567908908 147 18,800 Sh Call Shared-defined 1 18,800 MARINEMAX INC CMN STOCK Cmn 567908958 96 12,300 Sh Put Shared-defined 1 12,300 MARINEMAX INC CMN STOCK Cmn 567908108 171 21,913 Sh Shared-defined 2 21,913 MARINER ENERGY INC COMMON STOCK Cmn 56845T905 286 20,200 Sh Call Shared-defined 1 20,200 MARINER ENERGY INC COMMON STOCK Cmn 56845T955 105 7,400 Sh Put Shared-defined 1 7,400 MARINER ENERGY INC COMMON STOCK Cmn 56845T305 3,189 224,906 Sh Shared-defined 2 224,906 MARKWEST ENERGY PARTNERS, LP Cmn 570759900 614 26,000 Sh Call Shared-defined 1 26,000 MARKWEST ENERGY PARTNERS, LP Cmn 570759950 347 14,700 Sh Put Shared-defined 1 14,700 COLUMN TOTALS 35,632
FORM 13F Page 358 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ MARRIOTT INTL INC Cmn 571903902 7,320 265,300 Sh Call Shared-defined 1 265,300 MARRIOTT INTL INC Cmn 571903952 3,625 131,400 Sh Put Shared-defined 1 131,400 MARRIOTT INTL INC Cmn 571903902 8,525 309,000 Sh Call Shared-defined 2 309,000 MARRIOTT INTL INC Cmn 571903952 2,265 82,100 Sh Put Shared-defined 2 82,100 MARSH & MCLENNAN COS INC Cmn 571748902 895 36,200 Sh Call Shared-defined 1 36,200 MARSH & MCLENNAN COS INC Cmn 571748952 1,729 69,900 Sh Put Shared-defined 1 69,900 MARSH & MCLENNAN COS INC Cmn 571748902 188 7,600 Sh Call Shared-defined 2 7,600 MARSH & MCLENNAN COS INC Cmn 571748952 811 32,800 Sh Put Shared-defined 2 32,800 MARSH & MCLENNAN COS INC Cmn 571748102 197 7,966 Sh Shared-defined 2 7,966 MARSHALL & ILSLEY CORP CMN STK Cmn 571837903 152 18,800 Sh Call Shared-defined 1 18,800 MARSHALL & ILSLEY CORP CMN STK Cmn 571837953 1,127 139,600 Sh Put Shared-defined 1 139,600 MARSHALL & ILSLEY CORP CMN STK Cmn 571837903 567 70,300 Sh Call Shared-defined 2 70,300 MARSHALL & ILSLEY CORP CMN STK Cmn 571837953 194 24,000 Sh Put Shared-defined 2 24,000 MARSHALL & ILSLEY CORP CMN STK Cmn 571837103 1,235 153,062 Sh Shared-defined 1 153,062 COLUMN TOTALS 28,830
FORM 13F Page 359 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ MARSHALL & ILSLEY CORP CMN STK Cmn 571837103 344 42,673 Sh Shared-defined 2 42,673 MARTEK BIOSCIENCES CORP CMN STK Cmn 572901106 256 11,315 Sh Shared-defined 2 11,315 MARTEK BIOSCIENCES CORP CMN STK Cmn 572901906 337 14,900 Sh Call Shared-defined 1 14,900 MARTEK BIOSCIENCES CORP CMN STK Cmn 572901956 497 22,000 Sh Put Shared-defined 1 22,000 MARTHA STEWART LIVING CMN STOCK Cmn 573083902 86 13,700 Sh Call Shared-defined 1 13,700 MARTHA STEWART LIVING CMN STOCK Cmn 573083952 149 23,800 Sh Put Shared-defined 1 23,800 MARTHA STEWART LIVING CMN STOCK Cmn 573083102 116 18,477 Sh Shared-defined 1 18,477 MARTHA STEWART LIVING CMN STOCK Cmn 573083102 110 17,528 Sh Shared-defined 2 17,528 MARTIN MARIETTA MATERIALS CMN STK Cmn 573284906 7,458 81,000 Sh Call Shared-defined 1 81,000 MARTIN MARIETTA MATERIALS CMN STK Cmn 573284956 9,410 102,200 Sh Put Shared-defined 1 102,200 MARTIN MARIETTA MATERIALS CMN STK Cmn 573284106 1,391 15,103 Sh Shared-defined 1 15,103 MARTIN MARIETTA MATERIALS CMN STK Cmn 573284106 45,984 499,449 Sh Shared-defined 2 499,449 MARVEL ENTERTAINMENT INC CMN STK Cmn 57383T903 1,727 34,800 Sh Call Shared-defined 1 34,800 MARVEL ENTERTAINMENT INC CMN STK Cmn 57383T953 5,190 104,600 Sh Put Shared-defined 1 104,600 COLUMN TOTALS 73,055
FORM 13F Page 360 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ MARVEL ENTERTAINMENT INC CMN STK Cmn 57383T903 973 19,600 Sh Call Shared-defined 2 19,600 MARVEL ENTERTAINMENT INC CMN STK Cmn 57383T953 1,345 27,100 Sh Put Shared-defined 2 27,100 MARVEL ENTERTAINMENT INC CMN STK Cmn 57383T103 1,589 32,026 Sh Shared-defined 1 32,026 MARVEL ENTERTAINMENT INC CMN STK Cmn 57383T103 704 14,193 Sh Shared-defined 2 14,193 MARVELL TECHNOLOGY GROUP LTD Cmn G5876H105 1,233 76,186 Sh Shared-defined 1 76,186 MARVELL TECHNOLOGY GROUP LTD Cmn G5876H905 1,920 118,600 Sh Call Shared-defined 1 118,600 MARVELL TECHNOLOGY GROUP LTD Cmn G5876H955 2,851 176,100 Sh Put Shared-defined 1 176,100 MARVELL TECHNOLOGY GROUP LTD Cmn G5876H105 15 919 Sh Shared-defined 2 919 MARVELL TECHNOLOGY GROUP LTD Cmn G5876H905 1,737 107,300 Sh Call Shared-defined 2 107,300 MARVELL TECHNOLOGY GROUP LTD Cmn G5876H955 1,941 119,900 Sh Put Shared-defined 2 119,900 MASCO CORP COMMON STOCK Cmn 574599106 86 6,664 Sh Shared-defined 1 6,664 MASCO CORP COMMON STOCK Cmn 574599106 2,530 195,800 Sh Shared-defined 2 195,800 MASCO CORP COMMON STOCK Cmn 574599906 1,043 80,700 Sh Call Shared-defined 1 80,700 MASCO CORP COMMON STOCK Cmn 574599956 985 76,200 Sh Put Shared-defined 1 76,200 COLUMN TOTALS 18,952
FORM 13F Page 361 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ MASCO CORP COMMON STOCK Cmn 574599906 952 73,700 Sh Call Shared-defined 2 73,700 MASCO CORP COMMON STOCK Cmn 574599956 143 11,100 Sh Put Shared-defined 2 11,100 MASIMO CORPORATION Cmn 574795100 200 7,648 Sh Shared-defined 2 7,648 MASSEY ENERGY COMPANY Cmn 576206106 1,139 40,845 Sh Shared-defined 1 40,845 MASSEY ENERGY COMPANY Cmn 576206906 7,578 271,700 Sh Call Shared-defined 1 271,700 MASSEY ENERGY COMPANY Cmn 576206956 6,758 242,300 Sh Put Shared-defined 1 242,300 MASSEY ENERGY COMPANY Cmn 576206106 21,203 760,245 Sh Shared-defined 2 760,245 MASSEY ENERGY COMPANY Cmn 576206906 9,834 352,600 Sh Call Shared-defined 2 352,600 MASSEY ENERGY COMPANY Cmn 576206956 8,947 320,800 Sh Put Shared-defined 2 320,800 MASTEC INC 4% CB 06/15/2014- REGISTERED Bond 576323AG4 5,266 5,000,000 Prn Shared-defined 2 N/A MASTEC, INC. COMMON STOCK Cmn 576323909 447 36,800 Sh Call Shared-defined 1 36,800 MASTEC, INC. COMMON STOCK Cmn 576323959 153 12,600 Sh Put Shared-defined 1 12,600 MASTEC, INC. COMMON STOCK Cmn 576323959 4 300 Sh Put Shared-defined 2 300 MASTEC, INC. COMMON STOCK Cmn 576323109 19 1,564 Sh Shared-defined 2 1,564 COLUMN TOTALS 62,643
FORM 13F Page 362 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ MASTERCARD INC-CLASS A Cmn 57636Q904 74,088 366,500 Sh Call Shared-defined 1 366,500 MASTERCARD INC-CLASS A Cmn 57636Q954 111,021 549,200 Sh Put Shared-defined 1 549,200 MASTERCARD INC-CLASS A Cmn 57636Q904 22,621 111,900 Sh Call Shared-defined 2 111,900 MASTERCARD INC-CLASS A Cmn 57636Q954 34,325 169,800 Sh Put Shared-defined 2 169,800 MASTERCARD INC-CLASS A Cmn 57636Q104 60,964 301,578 Sh Shared-defined 1 301,578 MASTERCARD INC-CLASS A Cmn 57636Q104 23,317 115,345 Sh Shared-defined 2 115,345 MATRIX SERVICE CO CMN STK Cmn 576853905 32 2,900 Sh Call Shared-defined 1 2,900 MATRIX SERVICE CO CMN STK Cmn 576853955 9 800 Sh Put Shared-defined 1 800 MATRIX SERVICE CO CMN STK Cmn 576853105 79 7,254 Sh Shared-defined 1 7,254 MATRIX SERVICE CO CMN STK Cmn 576853105 19 1,730 Sh Shared-defined 2 1,730 MATRIXX INITIATIVES INC Cmn 57685L905 452 79,500 Sh Call Shared-defined 1 79,500 MATRIXX INITIATIVES INC Cmn 57685L955 194 34,100 Sh Put Shared-defined 1 34,100 MATSUSHITA ELECTRIC Depository INDUSTRIAL CO LTD - SPONS ADR Receipt 69832A205 66 4,514 Sh Shared-defined 1 N/A MATSUSHITA ELECTRIC Depository INDUSTRIAL CO LTD - SPONS ADR Receipt 69832A205 133 9,084 Sh Shared-defined 2 N/A COLUMN TOTALS 327,320
FORM 13F Page 363 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ MATTEL INC Cmn 577081102 34,983 1,895,084 Sh Shared-defined 2 1,895,084 MATTEL INC Cmn 577081902 3,432 185,900 Sh Call Shared-defined 1 185,900 MATTEL INC Cmn 577081952 1,372 74,300 Sh Put Shared-defined 1 74,300 MATTEL INC Cmn 577081902 1,521 82,400 Sh Call Shared-defined 2 82,400 MATTEL INC Cmn 577081952 4,912 266,100 Sh Put Shared-defined 2 266,100 MATTHEWS INTL CORP CMN STOCK Cmn 577128101 4 126 Sh Shared-defined 1 126 MATTHEWS INTL CORP CMN STOCK Cmn 577128101 322 9,100 Sh Shared-defined 2 9,100 MAXIM INTEGRATED PRODUCTS CMN STK Cmn 57772K901 1,212 66,800 Sh Call Shared-defined 1 66,800 MAXIM INTEGRATED PRODUCTS CMN STK Cmn 57772K951 767 42,300 Sh Put Shared-defined 1 42,300 MAXIM INTEGRATED PRODUCTS CMN STK Cmn 57772K901 160 8,800 Sh Call Shared-defined 2 8,800 MAXIM INTEGRATED PRODUCTS CMN STK Cmn 57772K951 974 53,700 Sh Put Shared-defined 2 53,700 MAXIM INTEGRATED PRODUCTS CMN STK Cmn 57772K101 165 9,102 Sh Shared-defined 1 9,102 MAXIM INTEGRATED PRODUCTS CMN STK Cmn 57772K101 145 7,990 Sh Shared-defined 2 7,990 MAXTOR 2.375% CB 8/15/2012-REGISTERED Bond 577729AE6 19,441 18,000,000 Prn Shared-defined 2 N/A COLUMN TOTALS 69,410
FORM 13F Page 364 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ MB FINANCIAL INC CMN STOCK Cmn 55264U108 79 3,786 Sh Shared-defined 1 3,786 MB FINANCIAL INC CMN STOCK Cmn 55264U108 1,302 62,096 Sh Shared-defined 2 62,096 MBIA INC CMN STK Cmn 55262C900 2,734 352,300 Sh Call Shared-defined 1 352,300 MBIA INC CMN STK Cmn 55262C950 2,008 258,800 Sh Put Shared-defined 1 258,800 MBIA INC CMN STK Cmn 55262C950 2 300 Sh Put Shared-defined 2 300 MBIA INC CMN STK Cmn 55262C100 153 19,766 Sh Shared-defined 1 19,766 MBIA INC CMN STK Cmn 55262C100 17 2,138 Sh Shared-defined 2 2,138 MCAFEE INC CMN STK Cmn 579064906 4,094 93,500 Sh Call Shared-defined 1 93,500 MCAFEE INC CMN STK Cmn 579064956 5,215 119,100 Sh Put Shared-defined 1 119,100 MCAFEE INC CMN STK Cmn 579064906 1,725 39,400 Sh Call Shared-defined 2 39,400 MCAFEE INC CMN STK Cmn 579064956 2,671 61,000 Sh Put Shared-defined 2 61,000 MCAFEE INC CMN STK Cmn 579064106 987 22,536 Sh Shared-defined 1 22,536 MCAFEE INC CMN STK Cmn 579064106 58,426 1,334,230 Sh Shared-defined 2 1,334,230 MCCLATCHY COMPANY -CL A CMN STK Cmn 579489905 6 2,400 Sh Call Shared-defined 1 2,400 COLUMN TOTALS 79,419
FORM 13F Page 365 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ MCCLATCHY COMPANY -CL A CMN STK Cmn 579489955 46 18,100 Sh Put Shared-defined 1 18,100 MCCLATCHY COMPANY -CL A CMN STK Cmn 579489105 65 25,339 Sh Shared-defined 1 25,339 MCCLATCHY COMPANY -CL A CMN STK Cmn 579489105 33 13,080 Sh Shared-defined 2 13,080 MCCORMICK & CO. COMMON STOCK Cmn 579780206 240 7,071 Sh Shared-defined 2 7,071 MCDERMOTT INC COMMON STOCK Cmn 580037109 177 6,998 Sh Shared-defined 1 6,998 MCDERMOTT INC COMMON STOCK Cmn 580037109 10,400 411,542 Sh Shared-defined 2 411,542 MCDERMOTT INC COMMON STOCK Cmn 580037909 12,039 476,400 Sh Call Shared-defined 1 476,400 MCDERMOTT INC COMMON STOCK Cmn 580037959 4,993 197,600 Sh Put Shared-defined 1 197,600 MCDERMOTT INC COMMON STOCK Cmn 580037909 10,813 427,900 Sh Call Shared-defined 2 427,900 MCDERMOTT INC COMMON STOCK Cmn 580037959 3,502 138,600 Sh Put Shared-defined 2 138,600 MCDONALDS CORP Cmn 580135101 10,162 178,064 Sh Shared-defined 1 178,064 MCDONALDS CORP Cmn 580135101 1,842 32,271 Sh Shared-defined 2 32,271 MCDONALDS CORP Cmn 580135901 64,672 1,133,200 Sh Call Shared-defined 1 1,133,200 MCDONALDS CORP Cmn 580135951 52,630 922,200 Sh Put Shared-defined 1 922,200 COLUMN TOTALS 171,614
FORM 13F Page 366 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ MCDONALDS CORP Cmn 580135901 32,342 566,700 Sh Call Shared-defined 2 566,700 MCDONALDS CORP Cmn 580135951 27,639 484,300 Sh Put Shared-defined 2 484,300 MCGRAW-HILL, INC. COMMON STOCK Cmn 580645909 1,551 61,700 Sh Call Shared-defined 1 61,700 MCGRAW-HILL, INC. COMMON STOCK Cmn 580645959 3,995 158,900 Sh Put Shared-defined 1 158,900 MCGRAW-HILL, INC. COMMON STOCK Cmn 580645109 1,920 76,379 Sh Shared-defined 1 76,379 MCKESSON CORP Cmn 58155Q103 19,239 323,076 Sh Shared-defined 2 323,076 MCKESSON CORP Cmn 58155Q903 12,273 206,100 Sh Call Shared-defined 1 206,100 MCKESSON CORP Cmn 58155Q953 6,944 116,600 Sh Put Shared-defined 1 116,600 MCKESSON CORP Cmn 58155Q903 5,425 91,100 Sh Call Shared-defined 2 91,100 MCKESSON CORP Cmn 58155Q953 4,163 69,900 Sh Put Shared-defined 2 69,900 MCMORAN EXPLORATION CO CMN STOCK Cmn 582411904 1,327 175,800 Sh Call Shared-defined 1 175,800 MCMORAN EXPLORATION CO CMN STOCK Cmn 582411954 1,460 193,400 Sh Put Shared-defined 1 193,400 MCMORAN EXPLORATION CO CMN STOCK Cmn 582411104 1,126 149,145 Sh Shared-defined 1 149,145 MCMORAN EXPLORATION CO CMN STOCK Cmn 582411104 101 13,396 Sh Shared-defined 2 13,396 COLUMN TOTALS 119,505
FORM 13F Page 367 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ MDC HOLDINGS INC CMN STK Cmn 552676108 6,090 175,294 Sh Shared-defined 2 175,294 MDC HOLDINGS INC CMN STK Cmn 552676908 1,803 51,900 Sh Call Shared-defined 1 51,900 MDC HOLDINGS INC CMN STK Cmn 552676958 302 8,700 Sh Put Shared-defined 1 8,700 MDC HOLDINGS INC CMN STK Cmn 552676908 618 17,800 Sh Call Shared-defined 2 17,800 MDC HOLDINGS INC CMN STK Cmn 552676958 156 4,500 Sh Put Shared-defined 2 4,500 MDRNA INC Cmn 55276N100 2 1,090 Sh Shared-defined 1 1,090 MDRNA INC Cmn 55276N900 13 9,500 Sh Call Shared-defined 1 9,500 MDRNA INC Cmn 55276N950 4 2,700 Sh Put Shared-defined 1 2,700 MDRNA INC Cmn 55276N100 1 700 Sh Shared-defined 2 700 MDS INC COMMON STOCK Cmn 55269P302 182 22,228 Sh Shared-defined 2 22,228 MDU RESOURCES GROUP INC CMN STK Cmn 552690109 690 33,100 Sh Shared-defined 2 33,100 MEAD JOHNSON NUTRITION CO-A Cmn 582839106 32 716 Sh Shared-defined 1 716 MEAD JOHNSON NUTRITION CO-A Cmn 582839106 13,345 295,837 Sh Shared-defined 2 295,837 MEAD JOHNSON NUTRITION CO-A Cmn 582839906 6,803 150,800 Sh Call Shared-defined 1 150,800 COLUMN TOTALS 30,041
FORM 13F Page 368 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ MEAD JOHNSON NUTRITION CO-A Cmn 582839956 1,259 27,900 Sh Put Shared-defined 1 27,900 MEADOWBROOK INS GROUP INC CMN STOCK Cmn 58319P108 80 10,812 Sh Shared-defined 2 10,812 MEADWESTVACO CORP COMMON STK Cmn 583334107 1,207 54,107 Sh Shared-defined 2 54,107 MEDALLION FINL CORP CMN STOCK Cmn 583928906 5 600 Sh Call Shared-defined 1 600 MEDALLION FINL CORP CMN STOCK Cmn 583928956 36 4,300 Sh Put Shared-defined 1 4,300 MEDALLION FINL CORP CMN STOCK Cmn 583928106 46 5,493 Sh Shared-defined 1 5,493 MEDALLION FINL CORP CMN STOCK Cmn 583928106 4 424 Sh Shared-defined 2 424 MEDCO HEALTH SOLUTIONS INC CMN STK Cmn 58405U902 3,955 71,500 Sh Call Shared-defined 1 71,500 MEDCO HEALTH SOLUTIONS INC CMN STK Cmn 58405U952 4,906 88,700 Sh Put Shared-defined 1 88,700 MEDCO HEALTH SOLUTIONS INC CMN STK Cmn 58405U902 3,761 68,000 Sh Call Shared-defined 2 68,000 MEDCO HEALTH SOLUTIONS INC CMN STK Cmn 58405U952 3,501 63,300 Sh Put Shared-defined 2 63,300 MEDCO HEALTH SOLUTIONS INC CMN STK Cmn 58405U102 227 4,109 Sh Shared-defined 2 4,109 MEDIA GENERAL - CLASS A COMMON STOCK Cmn 584404107 269 31,485 Sh Shared-defined 2 31,485 MEDIACOM COMMUNICATIONS CORP - CL A Cmn 58446K105 82 14,252 Sh Shared-defined 2 14,252 COLUMN TOTALS 19,338
FORM 13F Page 369 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ MEDICAL PROPERTIES TRUST INC COMMON STOCK Cmn 58463J304 22 2,800 Sh Shared-defined 1 2,800 MEDICAL PROPERTIES TRUST INC COMMON STOCK Cmn 58463J304 149 19,124 Sh Shared-defined 2 19,124 MEDICINES COMPANY Cmn 584688105 360 32,740 Sh Shared-defined 1 32,740 MEDICINES COMPANY Cmn 584688905 36 3,300 Sh Call Shared-defined 1 3,300 MEDICINES COMPANY Cmn 584688955 337 30,600 Sh Put Shared-defined 1 30,600 MEDICINES COMPANY Cmn 584688105 7 676 Sh Shared-defined 2 676 MEDICIS PHARMACEUTICAL-CL 'A' COMMON STOCK Cmn 584690909 1,390 65,100 Sh Call Shared-defined 1 65,100 MEDICIS PHARMACEUTICAL-CL 'A' COMMON STOCK Cmn 584690959 777 36,400 Sh Put Shared-defined 1 36,400 MEDICIS PHARMACEUTICAL-CL 'A' COMMON STOCK Cmn 584690909 56 2,600 Sh Call Shared-defined 2 2,600 MEDICIS PHARMACEUTICAL-CL 'A' COMMON STOCK Cmn 584690309 102 4,765 Sh Shared-defined 1 4,765 MEDICIS PHARMACEUTICAL-CL 'A' COMMON STOCK Cmn 584690309 11,240 526,459 Sh Shared-defined 2 526,459 MEDIDATA SOLUTIONS INC Cmn 58471A105 211 13,900 Sh Shared-defined 2 13,900 MEDIFAST INC CMN STOCK Cmn 58470H901 654 30,100 Sh Call Shared-defined 1 30,100 MEDIFAST INC CMN STOCK Cmn 58470H951 706 32,500 Sh Put Shared-defined 1 32,500 COLUMN TOTALS 16,047
FORM 13F Page 370 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ MEDIFAST INC CMN STOCK Cmn 58470H101 287 13,195 Sh Shared-defined 1 13,195 MEDIFAST INC CMN STOCK Cmn 58470H101 3 144 Sh Shared-defined 2 144 MEDIVATION INC Cmn 58501N101 2,437 89,806 Sh Shared-defined 1 89,806 MEDIVATION INC Cmn 58501N901 2,255 83,100 Sh Call Shared-defined 1 83,100 MEDIVATION INC Cmn 58501N951 2,714 100,000 Sh Put Shared-defined 1 100,000 MEDIVATION INC Cmn 58501N101 1,061 39,098 Sh Shared-defined 2 39,098 MEDTRONIC 1.625% CB 4/15/2013-REGISTERED Bond 585055AM8 155,268 157,332,000 Prn Shared-defined 2 N/A MEDTRONIC INC Cmn 585055906 10,208 277,400 Sh Call Shared-defined 1 277,400 MEDTRONIC INC Cmn 585055956 11,239 305,400 Sh Put Shared-defined 1 305,400 MEDTRONIC INC Cmn 585055106 2,426 65,927 Sh Shared-defined 2 65,927 MEDTRONIC INC Cmn 585055906 7,029 191,000 Sh Call Shared-defined 2 191,000 MEDTRONIC INC Cmn 585055956 7,297 198,300 Sh Put Shared-defined 2 198,300 MEMC ELECTRONIC MATERIALS COMMON STOCK Cmn 552715904 3,243 195,000 Sh Call Shared-defined 1 195,000 MEMC ELECTRONIC MATERIALS COMMON STOCK Cmn 552715954 4,558 274,100 Sh Put Shared-defined 1 274,100 COLUMN TOTALS 210,025
FORM 13F Page 371 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ MEMC ELECTRONIC MATERIALS COMMON STOCK Cmn 552715904 1,731 104,100 Sh Call Shared-defined 2 104,100 MEMC ELECTRONIC MATERIALS COMMON STOCK Cmn 552715954 1,774 106,700 Sh Put Shared-defined 2 106,700 MEMC ELECTRONIC MATERIALS COMMON STOCK Cmn 552715104 3,353 201,638 Sh Shared-defined 1 201,638 MEMC ELECTRONIC MATERIALS COMMON STOCK Cmn 552715104 2,128 127,941 Sh Shared-defined 2 127,941 MENS WEARHOUSE INC CMN STK Cmn 587118900 845 34,200 Sh Call Shared-defined 1 34,200 MENS WEARHOUSE INC CMN STK Cmn 587118950 640 25,900 Sh Put Shared-defined 1 25,900 MENS WEARHOUSE INC CMN STK Cmn 587118100 15 600 Sh Shared-defined 2 600 MENTOR GRAPHICS CORP CMN STK Cmn 587200106 53 5,643 Sh Shared-defined 1 5,643 MENTOR GRAPHICS CORP CMN STK Cmn 587200106 5,352 574,823 Sh Shared-defined 2 574,823 MERCADOLIBRE INC Cmn 58733R102 44 1,150 Sh Shared-defined 1 1,150 MERCADOLIBRE INC Cmn 58733R902 6,457 167,900 Sh Call Shared-defined 1 167,900 MERCADOLIBRE INC Cmn 58733R952 3,654 95,000 Sh Put Shared-defined 1 95,000 MERCADOLIBRE INC Cmn 58733R902 2,546 66,200 Sh Call Shared-defined 2 66,200 MERCADOLIBRE INC Cmn 58733R952 2,354 61,200 Sh Put Shared-defined 2 61,200 COLUMN TOTALS 30,946
FORM 13F Page 372 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ MERCK & CO Cmn 589331107 - 5 Sh Shared-defined 2 5 MERCK & CO Cmn 589331907 21,885 691,900 Sh Call Shared-defined 1 691,900 MERCK & CO Cmn 589331957 23,283 736,100 Sh Put Shared-defined 1 736,100 MERCK & CO Cmn 589331907 16,969 536,500 Sh Call Shared-defined 2 536,500 MERCK & CO Cmn 589331957 9,135 288,800 Sh Put Shared-defined 2 288,800 MERIDIAN BIOSCIENCE INC CMN STK Cmn 589584901 658 26,300 Sh Call Shared-defined 1 26,300 MERIDIAN BIOSCIENCE INC CMN STK Cmn 589584951 283 11,300 Sh Put Shared-defined 1 11,300 MERIDIAN BIOSCIENCE INC CMN STK Cmn 589584101 1 52 Sh Shared-defined 1 52 MERIDIAN BIOSCIENCE INC CMN STK Cmn 589584101 20 818 Sh Shared-defined 2 818 MERITAGE HOMES CORPORATION CMN STK Cmn 59001A902 2,138 105,300 Sh Call Shared-defined 1 105,300 MERITAGE HOMES CORPORATION CMN STK Cmn 59001A952 952 46,900 Sh Put Shared-defined 1 46,900 MERITAGE HOMES CORPORATION CMN STK Cmn 59001A902 625 30,800 Sh Call Shared-defined 2 30,800 MERITAGE HOMES CORPORATION CMN STK Cmn 59001A952 1,177 58,000 Sh Put Shared-defined 2 58,000 MERITAGE HOMES CORPORATION CMN STK Cmn 59001A102 292 14,402 Sh Shared-defined 2 14,402 COLUMN TOTALS 77,418
FORM 13F Page 373 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ MESA AIR GROUP INC CMN STK Cmn 590479901 4 14,400 Sh Call Shared-defined 1 14,400 MESA AIR GROUP INC CMN STK Cmn 590479101 10 37,621 Sh Shared-defined 1 37,621 MESA AIR GROUP INC CMN STK Cmn 590479101 2 7,700 Sh Shared-defined 2 7,700 METALICO INC COMMON STOCK Cmn 591176902 1 200 Sh Call Shared-defined 1 200 METALICO INC COMMON STOCK Cmn 591176952 106 25,300 Sh Put Shared-defined 1 25,300 METALICO INC COMMON STOCK Cmn 591176102 62 14,930 Sh Shared-defined 1 14,930 METALICO INC COMMON STOCK Cmn 591176102 2 452 Sh Shared-defined 2 452 METAVANTE TECHNOLOGIES Cmn 591407901 1,272 36,900 Sh Call Shared-defined 1 36,900 METAVANTE TECHNOLOGIES Cmn 591407951 917 26,600 Sh Put Shared-defined 1 26,600 METAVANTE TECHNOLOGIES Cmn 591407101 111 3,229 Sh Shared-defined 2 3,229 METHANEX CORP Cmn 59151K108 31 1,811 Sh Shared-defined 1 1,811 METHANEX CORP Cmn 59151K108 35 2,049 Sh Shared-defined 2 2,049 METHANEX CORP Cmn 59151K908 282 16,300 Sh Call Shared-defined 1 16,300 METHANEX CORP Cmn 59151K958 507 29,300 Sh Put Shared-defined 1 29,300 COLUMN TOTALS 3,342
FORM 13F Page 374 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ METLIFE INC CMN STK Cmn 59156R908 17,508 459,900 Sh Call Shared-defined 1 459,900 METLIFE INC CMN STK Cmn 59156R958 14,802 388,800 Sh Put Shared-defined 1 388,800 METLIFE INC CMN STK Cmn 59156R908 9,537 250,500 Sh Call Shared-defined 2 250,500 METLIFE INC CMN STK Cmn 59156R958 7,507 197,200 Sh Put Shared-defined 2 197,200 METLIFE INC CMN STK Cmn 59156R108 322 8,448 Sh Shared-defined 2 8,448 METROPCS COMMUNICATIONS INC Cmn 591708102 4,854 518,551 Sh Shared-defined 1 518,551 METROPCS COMMUNICATIONS INC Cmn 591708902 124 13,300 Sh Call Shared-defined 1 13,300 METROPCS COMMUNICATIONS INC Cmn 591708952 5,049 539,400 Sh Put Shared-defined 1 539,400 METROPCS COMMUNICATIONS INC Cmn 591708102 9,315 995,198 Sh Shared-defined 2 995,198 METROPCS COMMUNICATIONS INC Cmn 591708952 3,311 353,700 Sh Put Shared-defined 2 353,700 MF GLOBAL LTD Cmn G60642908 77 10,600 Sh Call Shared-defined 1 10,600 MF GLOBAL LTD Cmn G60642958 96 13,200 Sh Put Shared-defined 1 13,200 MF GLOBAL LTD Cmn G60642108 17 2,399 Sh Shared-defined 2 2,399 MFA FINANCIAL INC Cmn 55272X102 367 46,141 Sh Shared-defined 2 46,141 COLUMN TOTALS 72,886
FORM 13F Page 375 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ MGE ENERGY INC CMN STK Cmn 55277P104 9 254 Sh Shared-defined 1 254 MGE ENERGY INC CMN STK Cmn 55277P104 456 12,496 Sh Shared-defined 2 12,496 MGIC INV CORP CMN STOCK Cmn 552848103 231 31,157 Sh Shared-defined 1 31,157 MGIC INV CORP CMN STOCK Cmn 552848103 187 25,285 Sh Shared-defined 2 25,285 MGIC INV CORP CMN STOCK Cmn 552848903 550 74,200 Sh Call Shared-defined 1 74,200 MGIC INV CORP CMN STOCK Cmn 552848953 432 58,300 Sh Put Shared-defined 1 58,300 MGM MIRAGE CMN STK Cmn 552953901 10,708 889,400 Sh Call Shared-defined 1 889,400 MGM MIRAGE CMN STK Cmn 552953951 8,843 734,500 Sh Put Shared-defined 1 734,500 MGM MIRAGE CMN STK Cmn 552953901 187 15,500 Sh Call Shared-defined 2 15,500 MGM MIRAGE CMN STK Cmn 552953951 437 36,300 Sh Put Shared-defined 2 36,300 MGM MIRAGE CMN STK Cmn 552953101 12 965 Sh Shared-defined 2 965 MGP INGREDIENTS INC CMN STK Cmn 55302G903 67 15,400 Sh Call Shared-defined 1 15,400 MGP INGREDIENTS INC CMN STK Cmn 55302G953 9 2,000 Sh Put Shared-defined 1 2,000 MGP INGREDIENTS INC CMN STK Cmn 55302G103 6 1,296 Sh Shared-defined 1 1,296 COLUMN TOTALS 22,134
FORM 13F Page 376 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ MICREL INC CMN STOCK Cmn 594793101 14 1,771 Sh Shared-defined 1 1,771 MICREL INC CMN STOCK Cmn 594793101 189 23,200 Sh Shared-defined 2 23,200 MICROCHIP TECHNOLOGY 2.125% CB 12/15/37 - REGISTER Bond 595017AB0 91,773 99,000,000 Prn Shared-defined 2 N/A MICROCHIP TECHNOLOGY INC CMN STK Cmn 595017904 3,400 128,300 Sh Call Shared-defined 1 128,300 MICROCHIP TECHNOLOGY INC CMN STK Cmn 595017954 2,086 78,700 Sh Put Shared-defined 1 78,700 MICROCHIP TECHNOLOGY INC CMN STK Cmn 595017904 3,336 125,900 Sh Call Shared-defined 2 125,900 MICROCHIP TECHNOLOGY INC CMN STK Cmn 595017954 1,942 73,300 Sh Put Shared-defined 2 73,300 MICROCHIP TECHNOLOGY INC CMN STK Cmn 595017104 83 3,136 Sh Shared-defined 1 3,136 MICROCHIP TECHNOLOGY INC CMN STK Cmn 595017104 92 3,455 Sh Shared-defined 2 3,455 MICRON TECHNOLOGY INC Cmn 595112103 1,182 144,187 Sh Shared-defined 1 144,187 MICRON TECHNOLOGY INC Cmn 595112103 907 110,659 Sh Shared-defined 2 110,659 MICRON TECHNOLOGY INC 1.875% CB 6/1/2014 - REGISTE Bond 595112AH6 35,302 42,071,000 Prn Shared-defined 2 N/A MICRON TECHNOLOGY INC Cmn 595112903 5,164 629,700 Sh Call Shared-defined 1 629,700 MICRON TECHNOLOGY INC Cmn 595112953 2,048 249,800 Sh Put Shared-defined 1 249,800 COLUMN TOTALS 147,518
FORM 13F Page 377 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ MICRON TECHNOLOGY INC Cmn 595112903 3,504 427,300 Sh Call Shared-defined 2 427,300 MICRON TECHNOLOGY INC Cmn 595112953 2,880 351,200 Sh Put Shared-defined 2 351,200 MICROS SYSTEMS INC CMN STK Cmn 594901900 148 4,900 Sh Call Shared-defined 1 4,900 MICROS SYSTEMS INC CMN STK Cmn 594901950 426 14,100 Sh Put Shared-defined 1 14,100 MICROS SYSTEMS INC CMN STK Cmn 594901100 20 662 Sh Shared-defined 1 662 MICROSEMI CORPORATION COMMON STOCK Cmn 595137900 120 7,600 Sh Call Shared-defined 1 7,600 MICROSEMI CORPORATION COMMON STOCK Cmn 595137950 180 11,400 Sh Put Shared-defined 1 11,400 MICROSEMI CORPORATION COMMON STOCK Cmn 595137100 210 13,276 Sh Shared-defined 1 13,276 MICROSEMI CORPORATION COMMON STOCK Cmn 595137100 29,083 1,841,883 Sh Shared-defined 2 1,841,883 MICROSOFT Cmn 594918104 295 11,377 Sh Shared-defined 1 11,377 MICROSOFT Cmn 594918104 2,330 90,001 Sh Shared-defined 2 90,001 MICROSOFT Cmn 594918904 111,174 4,294,100 Sh Call Shared-defined 1 4,294,100 MICROSOFT Cmn 594918954 112,779 4,356,100 Sh Put Shared-defined 1 4,356,100 MICROSOFT Cmn 594918904 27,317 1,055,100 Sh Call Shared-defined 2 1,055,100 COLUMN TOTALS 290,466
FORM 13F Page 378 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ MICROSOFT Cmn 594918954 26,897 1,038,900 Sh Put Shared-defined 2 1,038,900 MICROSTRATEGY INC CMN STK Cmn 594972908 3,219 45,000 Sh Call Shared-defined 1 45,000 MICROSTRATEGY INC CMN STK Cmn 594972958 2,296 32,100 Sh Put Shared-defined 1 32,100 MICROSTRATEGY INC CMN STK Cmn 594972908 25,432 355,500 Sh Call Shared-defined 2 355,500 MICROSTRATEGY INC CMN STK Cmn 594972958 866 12,100 Sh Put Shared-defined 2 12,100 MICROSTRATEGY INC CMN STK Cmn 594972408 1,122 15,679 Sh Shared-defined 2 15,679 MICRUS ENDOVASCULAR CORP COMMON STOCK Cmn 59518V102 3 212 Sh Shared-defined 1 212 MICRUS ENDOVASCULAR CORP COMMON STOCK Cmn 59518V102 133 10,295 Sh Shared-defined 2 10,295 MID-AMERICA APT CMNTYS INC CMN STK Cmn 59522J903 1,665 36,900 Sh Call Shared-defined 1 36,900 MID-AMERICA APT CMNTYS INC CMN STK Cmn 59522J953 4,590 101,700 Sh Put Shared-defined 1 101,700 MID-AMERICA APT CMNTYS INC CMN STK Cmn 59522J903 609 13,500 Sh Call Shared-defined 2 13,500 MID-AMERICA APT CMNTYS INC CMN STK Cmn 59522J953 1,200 26,600 Sh Put Shared-defined 2 26,600 MID-AMERICA APT CMNTYS INC CMN STK Cmn 59522J103 2,635 58,382 Sh Shared-defined 1 58,382 MID-AMERICA APT CMNTYS INC CMN STK Cmn 59522J103 197 4,363 Sh Shared-defined 2 4,363 COLUMN TOTALS 70,864
FORM 13F Page 379 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ MIDDLEBY CORP CMN STK Cmn 596278901 1,309 23,800 Sh Call Shared-defined 1 23,800 MIDDLEBY CORP CMN STK Cmn 596278951 3,169 57,600 Sh Put Shared-defined 1 57,600 MIDDLEBY CORP CMN STK Cmn 596278101 1,898 34,504 Sh Shared-defined 1 34,504 MILLER (HERMAN) INC CMN STK Cmn 600544100 288 17,021 Sh Shared-defined 2 17,021 MILLICOM INTERNATIONAL CELLULAR SA CMN STK Cmn L6388F900 10,547 145,000 Sh Call Shared-defined 1 145,000 MILLICOM INTERNATIONAL CELLULAR SA CMN STK Cmn L6388F950 7,419 102,000 Sh Put Shared-defined 1 102,000 MILLICOM INTERNATIONAL CELLULAR SA CMN STK Cmn L6388F900 575 7,900 Sh Call Shared-defined 2 7,900 MILLICOM INTERNATIONAL CELLULAR SA CMN STK Cmn L6388F950 1,040 14,300 Sh Put Shared-defined 2 14,300 MILLICOM INTERNATIONAL CELLULAR SA CMN STK Cmn L6388F110 2,694 37,040 Sh Shared-defined 1 37,040 MILLICOM INTERNATIONAL CELLULAR SA CMN STK Cmn L6388F110 - 2 Sh Shared-defined 2 2 MILLIPORE CORP Cmn 601073109 1,178 16,746 Sh Shared-defined 1 16,746 MILLIPORE CORP Cmn 601073909 1,329 18,900 Sh Call Shared-defined 1 18,900 MILLIPORE CORP Cmn 601073959 4,227 60,100 Sh Put Shared-defined 1 60,100 MILLIPORE CORP Cmn 601073109 521 7,413 Sh Shared-defined 2 7,413 COLUMN TOTALS 36,194
FORM 13F Page 380 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ MILLIPORE CORP Cmn 601073959 70 1,000 Sh Put Shared-defined 2 1,000 MILLIPORE CORP 3.75% 6/01/2026 - REGISTERED Bond 601073AD1 2,596 2,500,000 Prn Shared-defined 2 N/A MINDRAY MEDICAL Depository INTERNATIONAL LTD ADR Receipt 602675100 37 1,141 Sh Shared-defined 1 N/A MINDRAY MEDICAL Depository INTERNATIONAL LTD ADR Receipt 602675100 371 11,380 Sh Shared-defined 2 N/A MINDSPEED TECHNOLOGIES COMMON STOCK Cmn 602682205 27 9,482 Sh Shared-defined 1 9,482 MINDSPEED TECHNOLOGIES COMMON STOCK Cmn 602682205 6 1,923 Sh Shared-defined 2 1,923 MINE SAFETY APPLIANCES CO CMN STK Cmn 602720904 162 5,900 Sh Call Shared-defined 1 5,900 MINE SAFETY APPLIANCES CO CMN STK Cmn 602720954 281 10,200 Sh Put Shared-defined 1 10,200 MINE SAFETY APPLIANCES CO CMN STK Cmn 602720104 127 4,629 Sh Shared-defined 1 4,629 MINE SAFETY APPLIANCES CO CMN STK Cmn 602720104 171 6,198 Sh Shared-defined 2 6,198 MINEFINDERS LTD COMMON STOCK Cmn 602900902 522 53,600 Sh Call Shared-defined 1 53,600 MINEFINDERS LTD COMMON STOCK Cmn 602900952 1,072 110,100 Sh Put Shared-defined 1 110,100 MINEFINDERS LTD COMMON STOCK Cmn 602900102 559 57,374 Sh Shared-defined 1 57,374 MINEFINDERS LTD COMMON STOCK Cmn 602900102 309 31,746 Sh Shared-defined 2 31,746 COLUMN TOTALS 6,310
FORM 13F Page 381 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ MINERALS TECHNOLOGIES INC CMN STK Cmn 603158106 2 44 Sh Shared-defined 1 44 MINERALS TECHNOLOGIES INC CMN STK Cmn 603158106 467 9,815 Sh Shared-defined 2 9,815 MIRANT CORP Cmn 60467R100 1,180 71,835 Sh Shared-defined 1 71,835 MIRANT CORP Cmn 60467R900 1,423 86,600 Sh Call Shared-defined 1 86,600 MIRANT CORP Cmn 60467R950 2,764 168,200 Sh Put Shared-defined 1 168,200 MIRANT CORP Cmn 60467R100 4,406 268,187 Sh Shared-defined 2 268,187 MIRANT CORP Cmn 60467R900 274 16,700 Sh Call Shared-defined 2 16,700 MIRANT CORP Cmn 60467R950 233 14,200 Sh Put Shared-defined 2 14,200 MIRANT CORP-W/I-CW11 Wt 60467R126 67 34,522 Shared-defined 1 N/A MIRANT EQUITY WARRANT SERIES A Wt 60467R118 13 8,923 Shared-defined 1 N/A MITSUBISHI TOKYO FINANCIAL Depository GROUP INC - ADR 1:1 Receipt 606822104 62 11,683 Sh Shared-defined 1 N/A MITSUBISHI TOKYO FINANCIAL Depository GROUP INC - ADR 1:1 Receipt 606822104 30 5,600 Sh Shared-defined 2 N/A MKS INSTRUMENTS INC CMN STOCK Cmn 55306N104 395 20,500 Sh Shared-defined 2 20,500 MODINE MFG CO CMN STK Cmn 607828100 258 27,834 Sh Shared-defined 2 27,834 COLUMN TOTALS 11,574
FORM 13F Page 382 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ MODUSLINK GLOBAL SOLUTIONS INC Cmn 60786L107 432 53,349 Sh Shared-defined 2 53,349 MOHAWK INDUSTRIES INC CMN STK Cmn 608190904 6,257 131,200 Sh Call Shared-defined 1 131,200 MOHAWK INDUSTRIES INC CMN STK Cmn 608190954 6,128 128,500 Sh Put Shared-defined 1 128,500 MOHAWK INDUSTRIES INC CMN STK Cmn 608190904 2,323 48,700 Sh Call Shared-defined 2 48,700 MOHAWK INDUSTRIES INC CMN STK Cmn 608190954 2,785 58,400 Sh Put Shared-defined 2 58,400 MOHAWK INDUSTRIES INC CMN STK Cmn 608190104 58 1,215 Sh Shared-defined 1 1,215 MOHAWK INDUSTRIES INC CMN STK Cmn 608190104 1,064 22,306 Sh Shared-defined 2 22,306 MOLEX INC CMN STK Cmn 608554901 219 10,500 Sh Call Shared-defined 1 10,500 MOLEX INC CMN STK Cmn 608554951 345 16,500 Sh Put Shared-defined 1 16,500 MOLEX INC CMN STK Cmn 608554101 75 3,571 Sh Shared-defined 1 3,571 MOLEX INC CMN STK Cmn 608554101 340 16,281 Sh Shared-defined 2 16,281 MOLINA HEALTHCARE INC 3.75% CB 10/1/2014 - REGISTE Bond 60855RAA8 34,143 41,500,000 Prn Shared-defined 2 N/A MOLSON COORS BREWING COMPANY COMMON STOCK CLASS B Cmn 60871R909 2,556 52,500 Sh Call Shared-defined 1 52,500 MOLSON COORS BREWING COMPANY COMMON STOCK CLASS B Cmn 60871R959 3,909 80,300 Sh Put Shared-defined 1 80,300 COLUMN TOTALS 60,634
FORM 13F Page 383 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ MOLSON COORS BREWING COMPANY COMMON STOCK CLASS B Cmn 60871R209 2,316 47,570 Sh Shared-defined 1 47,570 MOLSON COORS BREWING COMPANY COMMON STOCK CLASS B Cmn 60871R209 10,599 217,723 Sh Shared-defined 2 217,723 MOMENTA PHARMACEUTICALS INC. COMMON STOCK Cmn 60877T900 1,265 119,200 Sh Call Shared-defined 1 119,200 MOMENTA PHARMACEUTICALS INC. COMMON STOCK Cmn 60877T950 685 64,600 Sh Put Shared-defined 1 64,600 MOMENTA PHARMACEUTICALS INC. COMMON STOCK Cmn 60877T100 - 13 Sh Shared-defined 1 13 MOMENTA PHARMACEUTICALS INC. COMMON STOCK Cmn 60877T100 372 35,105 Sh Shared-defined 2 35,105 MONARCH CASINO & RESORT INC CMN STK Cmn 609027907 152 14,100 Sh Call Shared-defined 1 14,100 MONARCH CASINO & RESORT INC CMN STK Cmn 609027957 210 19,500 Sh Put Shared-defined 1 19,500 MONARCH CASINO & RESORT INC CMN STK Cmn 609027907 13 1,200 Sh Call Shared-defined 2 1,200 MONARCH CASINO & RESORT INC CMN STK Cmn 609027957 48 4,500 Sh Put Shared-defined 2 4,500 MONARCH CASINO & RESORT INC CMN STK Cmn 609027107 16 1,530 Sh Shared-defined 1 1,530 MONARCH CASINO & RESORT INC CMN STK Cmn 609027107 18 1,647 Sh Shared-defined 2 1,647 MONEYGRAM INTERNATIONAL COMMON STOCK Cmn 60935Y909 18 5,700 Sh Call Shared-defined 1 5,700 MONEYGRAM INTERNATIONAL COMMON STOCK Cmn 60935Y959 49 15,500 Sh Put Shared-defined 1 15,500 COLUMN TOTALS 15,761
FORM 13F Page 384 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ MONEYGRAM INTERNATIONAL COMMON STOCK Cmn 60935Y109 51 16,169 Sh Shared-defined 1 16,169 MONOLITHIC POWER SYSTEMS, INC. COMMON STOCK Cmn 609839905 434 18,500 Sh Call Shared-defined 1 18,500 MONOLITHIC POWER SYSTEMS, INC. COMMON STOCK Cmn 609839955 176 7,500 Sh Put Shared-defined 1 7,500 MONOLITHIC POWER SYSTEMS, INC. COMMON STOCK Cmn 609839105 5 230 Sh Shared-defined 1 230 MONOLITHIC POWER SYSTEMS, INC. COMMON STOCK Cmn 609839105 56 2,409 Sh Shared-defined 2 2,409 MONSANTO COMPANY - NEW Cmn 61166W101 12,154 157,031 Sh Shared-defined 1 157,031 MONSANTO COMPANY - NEW Cmn 61166W901 24,172 312,300 Sh Call Shared-defined 1 312,300 MONSANTO COMPANY - NEW Cmn 61166W951 26,169 338,100 Sh Put Shared-defined 1 338,100 MONSANTO COMPANY - NEW Cmn 61166W101 9,711 125,467 Sh Shared-defined 2 125,467 MONSANTO COMPANY - NEW Cmn 61166W901 10,952 141,500 Sh Call Shared-defined 2 141,500 MONSANTO COMPANY - NEW Cmn 61166W951 12,802 165,400 Sh Put Shared-defined 2 165,400 MONSTER WORLDWIDE INC CMN STK Cmn 611742907 1,659 94,900 Sh Call Shared-defined 1 94,900 MONSTER WORLDWIDE INC CMN STK Cmn 611742957 2,909 166,400 Sh Put Shared-defined 1 166,400 MONSTER WORLDWIDE INC CMN STK Cmn 611742907 2,206 126,200 Sh Call Shared-defined 2 126,200 COLUMN TOTALS 103,456
FORM 13F Page 385 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ MONSTER WORLDWIDE INC CMN STK Cmn 611742957 2 100 Sh Put Shared-defined 2 100 MONSTER WORLDWIDE INC CMN STK Cmn 611742107 1,126 64,443 Sh Shared-defined 1 64,443 MONSTER WORLDWIDE INC CMN STK Cmn 611742107 497 28,447 Sh Shared-defined 2 28,447 MONTPELIER RE HOLDINGS LTD COMMON STOCK Cmn G62185906 253 15,500 Sh Call Shared-defined 1 15,500 MONTPELIER RE HOLDINGS LTD COMMON STOCK Cmn G62185956 42 2,600 Sh Put Shared-defined 1 2,600 MONTPELIER RE HOLDINGS LTD COMMON STOCK Cmn G62185106 5 336 Sh Shared-defined 1 336 MONTPELIER RE HOLDINGS LTD COMMON STOCK Cmn G62185106 4,133 253,256 Sh Shared-defined 2 253,256 MOODY'S CORP Cmn 615369105 75 3,690 Sh Shared-defined 1 3,690 MOODY'S CORP Cmn 615369105 55,649 2,719,886 Sh Shared-defined 2 2,719,886 MOODY'S CORP Cmn 615369905 4,520 220,900 Sh Call Shared-defined 1 220,900 MOODY'S CORP Cmn 615369955 5,307 259,400 Sh Put Shared-defined 1 259,400 MOODY'S CORP Cmn 615369905 26,113 1,276,300 Sh Call Shared-defined 2 1,276,300 MOODY'S CORP Cmn 615369955 634 31,000 Sh Put Shared-defined 2 31,000 MOOG INC - CL A COMMON STOCK Cmn 615394202 222 7,538 Sh Shared-defined 2 7,538 COLUMN TOTALS 98,578
FORM 13F Page 386 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ MORGAN STANLEY COMMON STOCK Cmn 617446908 26,143 846,600 Sh Call Shared-defined 1 846,600 MORGAN STANLEY COMMON STOCK Cmn 617446958 28,737 930,600 Sh Put Shared-defined 1 930,600 MORGAN STANLEY COMMON STOCK Cmn 617446908 11,287 365,500 Sh Call Shared-defined 2 365,500 MORGAN STANLEY COMMON STOCK Cmn 617446958 8,758 283,600 Sh Put Shared-defined 2 283,600 MORGAN STANLEY COMMON STOCK Cmn 617446448 892 28,902 Sh Shared-defined 1 28,902 MORGAN STANLEY COMMON STOCK Cmn 617446448 7,049 228,261 Sh Shared-defined 2 228,261 MORNINGSTAR INC COMMON STOCK Cmn 617700909 486 10,000 Sh Call Shared-defined 1 10,000 MORNINGSTAR INC COMMON STOCK Cmn 617700959 3,608 74,300 Sh Put Shared-defined 1 74,300 MORNINGSTAR INC COMMON STOCK Cmn 617700109 2,392 49,259 Sh Shared-defined 1 49,259 MORNINGSTAR INC COMMON STOCK Cmn 617700109 44 896 Sh Shared-defined 2 896 MOSAIC CO/THE COMMON STOCK Cmn 61945A107 15,417 320,722 Sh Shared-defined 1 320,722 MOSAIC CO/THE COMMON STOCK Cmn 61945A107 16,834 350,194 Sh Shared-defined 2 350,194 MOTOROLA COMMON STOCK MOT Cmn 620076109 10,176 1,184,595 Sh Shared-defined 1 1,184,595 MOTOROLA COMMON STOCK MOT Cmn 620076109 46,811 5,449,476 Sh Shared-defined 2 5,449,476 COLUMN TOTALS 178,634
FORM 13F Page 387 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ MOTOROLA COMMON STOCK MOT Cmn 620076909 8,157 949,600 Sh Call Shared-defined 1 949,600 MOTOROLA COMMON STOCK MOT Cmn 620076959 21,164 2,463,800 Sh Put Shared-defined 1 2,463,800 MOTOROLA COMMON STOCK MOT Cmn 620076909 2,509 292,100 Sh Call Shared-defined 2 292,100 MOTOROLA COMMON STOCK MOT Cmn 620076959 9,636 1,121,800 Sh Put Shared-defined 2 1,121,800 MOVE INC CMN STOCK Cmn 62458M108 46 17,043 Sh Shared-defined 1 17,043 MPS GROUP INC COMMON STOCK Cmn 553409103 187 17,767 Sh Shared-defined 2 17,767 MSC INDUSTRIAL DIRECT CO CMN STK Cmn 553530106 232 5,314 Sh Shared-defined 1 5,314 MSC INDUSTRIAL DIRECT CO CMN STK Cmn 553530106 475 10,904 Sh Shared-defined 2 10,904 MSC INDUSTRIAL DIRECT CO CMN STK Cmn 553530906 466 10,700 Sh Call Shared-defined 1 10,700 MSC INDUSTRIAL DIRECT CO CMN STK Cmn 553530956 87 2,000 Sh Put Shared-defined 1 2,000 MSCI INC-A Cmn 55354G100 115 3,890 Sh Shared-defined 1 3,890 MSCI INC-A Cmn 55354G900 284 9,600 Sh Call Shared-defined 1 9,600 MSCI INC-A Cmn 55354G950 379 12,800 Sh Put Shared-defined 1 12,800 MSCI INC-A Cmn 55354G100 15 507 Sh Shared-defined 2 507 COLUMN TOTALS 43,752
FORM 13F Page 388 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ MUELLER INDUSTRIES CMN STK Cmn 624756902 112 4,700 Sh Call Shared-defined 1 4,700 MUELLER INDUSTRIES CMN STK Cmn 624756952 19 800 Sh Put Shared-defined 1 800 MUELLER INDUSTRIES CMN STK Cmn 624756102 19 814 Sh Shared-defined 1 814 MUELLER INDUSTRIES CMN STK Cmn 624756102 530 22,200 Sh Shared-defined 2 22,200 MUELLER WATER PRODUCTS INC Cmn 624758908 52 9,400 Sh Call Shared-defined 1 9,400 MUELLER WATER PRODUCTS INC Cmn 624758958 139 25,400 Sh Put Shared-defined 1 25,400 MULTI-FINELINE ELECTRONIX, INC. COMMON STOCK Cmn 62541B901 551 19,200 Sh Call Shared-defined 1 19,200 MULTI-FINELINE ELECTRONIX, INC. COMMON STOCK Cmn 62541B951 698 24,300 Sh Put Shared-defined 1 24,300 MULTI-FINELINE ELECTRONIX, INC. COMMON STOCK Cmn 62541B101 443 15,419 Sh Shared-defined 1 15,419 MULTI-FINELINE ELECTRONIX, INC. COMMON STOCK Cmn 62541B101 47 1,622 Sh Shared-defined 2 1,622 MULTIMEDIA GAMES INC CMN STOCK Cmn 625453905 55 10,800 Sh Call Shared-defined 1 10,800 MULTIMEDIA GAMES INC CMN STOCK Cmn 625453955 17 3,300 Sh Put Shared-defined 1 3,300 MULTIMEDIA GAMES INC CMN STOCK Cmn 625453105 29 5,692 Sh Shared-defined 2 5,692 MURPHY OIL CORP CMN STK Cmn 626717902 3,408 59,200 Sh Call Shared-defined 1 59,200 COLUMN TOTALS 6,119
FORM 13F Page 389 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ MURPHY OIL CORP CMN STK Cmn 626717952 10,340 179,600 Sh Put Shared-defined 1 179,600 MURPHY OIL CORP CMN STK Cmn 626717902 1,318 22,900 Sh Call Shared-defined 2 22,900 MURPHY OIL CORP CMN STK Cmn 626717952 6,822 118,500 Sh Put Shared-defined 2 118,500 MURPHY OIL CORP CMN STK Cmn 626717102 3,285 57,062 Sh Shared-defined 1 57,062 MURPHY OIL CORP CMN STK Cmn 626717102 2,748 47,741 Sh Shared-defined 2 47,741 MVSN 2.6250% 08/15/2011 Bond 555904AB7 30,589 23,500,000 Prn Shared-defined 2 N/A MYLAN INC CMN STOCK Cmn 628530907 6,084 380,000 Sh Call Shared-defined 1 380,000 MYLAN INC CMN STOCK Cmn 628530957 2,874 179,500 Sh Put Shared-defined 1 179,500 MYLAN INC CMN STOCK Cmn 628530907 2,848 177,900 Sh Call Shared-defined 2 177,900 MYLAN INC CMN STOCK Cmn 628530957 1,026 64,100 Sh Put Shared-defined 2 64,100 MYLAN INC CMN STOCK Cmn 628530107 5,213 325,598 Sh Shared-defined 2 325,598 MYRIAD GENETICS INC CMN STOCK Cmn 62855J904 206 7,500 Sh Call Shared-defined 1 7,500 MYRIAD GENETICS INC CMN STOCK Cmn 62855J954 1,384 50,500 Sh Put Shared-defined 1 50,500 MYRIAD GENETICS INC CMN STOCK Cmn 62855J104 1,609 58,739 Sh Shared-defined 1 58,739 COLUMN TOTALS 76,346
FORM 13F Page 390 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ MYRIAD GENETICS INC CMN STOCK Cmn 62855J104 2,909 106,180 Sh Shared-defined 2 106,180 NABORS INDUSTRIES COMMON STOCK NBR Cmn G6359F103 4,771 228,278 Sh Shared-defined 2 228,278 NABORS INDUSTRIES COMMON STOCK NBR Cmn G6359F903 3,812 182,400 Sh Call Shared-defined 1 182,400 NABORS INDUSTRIES COMMON STOCK NBR Cmn G6359F953 2,199 105,200 Sh Put Shared-defined 1 105,200 NABORS INDUSTRIES COMMON STOCK NBR Cmn G6359F903 2,437 116,600 Sh Call Shared-defined 2 116,600 NABORS INDUSTRIES COMMON STOCK NBR Cmn G6359F953 813 38,900 Sh Put Shared-defined 2 38,900 NACCO INDS INC Cmn 629579103 10 171 Sh Shared-defined 1 171 NACCO INDS INC Cmn 629579103 595 9,900 Sh Shared-defined 2 9,900 NALCO COMPANY COMMON STOCK Cmn 62985Q101 81 3,951 Sh Shared-defined 2 3,951 NALCO COMPANY COMMON STOCK Cmn 62985Q901 1,549 75,600 Sh Call Shared-defined 1 75,600 NALCO COMPANY COMMON STOCK Cmn 62985Q951 816 39,800 Sh Put Shared-defined 1 39,800 NALCO COMPANY COMMON STOCK Cmn 62985Q951 4,098 200,000 Sh Put Shared-defined 2 200,000 NAM TAI ELECTRONICS INC Cmn 629865205 19 3,436 Sh Shared-defined 1 3,436 NAM TAI ELECTRONICS INC Cmn 629865905 10 1,800 Sh Call Shared-defined 1 1,800 COLUMN TOTALS 24,119
FORM 13F Page 391 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ NAM TAI ELECTRONICS INC Cmn 629865955 76 14,100 Sh Put Shared-defined 1 14,100 NAM TAI ELECTRONICS INC Cmn 629865205 46 8,581 Sh Shared-defined 2 8,581 NASH FINCH CO CMN STK Cmn 631158102 58 2,108 Sh Shared-defined 2 2,108 NASH FINCH CO CMN STK Cmn 631158952 164 6,000 Sh Put Shared-defined 2 6,000 NASH FINCH STEP CB 03/15/2035-REGISTERED Bond 631158AD4 4,336 10,450,000 Prn Shared-defined 2 N/A NATCO GROUP INC -CL A CMN STOCK Cmn 63227W903 593 13,400 Sh Call Shared-defined 1 13,400 NATCO GROUP INC -CL A CMN STOCK Cmn 63227W953 49 1,100 Sh Put Shared-defined 1 1,100 NATCO GROUP INC -CL A CMN STOCK Cmn 63227W203 14 327 Sh Shared-defined 1 327 NATCO GROUP INC -CL A CMN STOCK Cmn 63227W203 2 34 Sh Shared-defined 2 34 NATIONAL CINEMEDIA INC COMMON STOCK Cmn 635309907 173 10,200 Sh Call Shared-defined 1 10,200 NATIONAL CINEMEDIA INC COMMON STOCK Cmn 635309957 64 3,800 Sh Put Shared-defined 1 3,800 NATIONAL CINEMEDIA INC COMMON STOCK Cmn 635309107 24,114 1,420,996 Sh Shared-defined 2 1,420,996 NATIONAL FINANCIAL PARTNERS COMMON STOCK Cmn 63607P208 6 705 Sh Shared-defined 1 705 NATIONAL FINANCIAL PARTNERS COMMON STOCK Cmn 63607P208 396 45,452 Sh Shared-defined 2 45,452 COLUMN TOTALS 30,091
FORM 13F Page 392 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ NATIONAL FUEL GAS CO Cmn 636180901 545 11,900 Sh Call Shared-defined 1 11,900 NATIONAL FUEL GAS CO Cmn 636180951 531 11,600 Sh Put Shared-defined 1 11,600 NATIONAL GRID GROUP -SPONS Depository ADR 5:1 Receipt 636274300 37 767 Sh Shared-defined 1 N/A NATIONAL GRID GROUP -SPONS Depository ADR 5:1 Receipt 636274300 296 6,077 Sh Shared-defined 2 N/A NATIONAL HEALTH INV. COMMON STOCK Cmn 63633D104 28 900 Sh Shared-defined 1 900 NATIONAL HEALTH INV. COMMON STOCK Cmn 63633D104 522 16,500 Sh Shared-defined 2 16,500 NATIONAL INSTRS CORP CMN STOCK Cmn 636518102 1,304 47,182 Sh Shared-defined 2 47,182 NATIONAL PENN BANCSHARES INC CMN STK Cmn 637138108 50 8,136 Sh Shared-defined 1 8,136 NATIONAL PENN BANCSHARES INC CMN STK Cmn 637138108 1,955 319,893 Sh Shared-defined 2 319,893 NATIONAL RETAIL PROP 3.95% CB 9/15/2026-REGISTERED Bond 637417AA4 19,163 18,000,000 Prn Shared-defined 2 N/A NATIONAL RETAIL PROPERTIES Cmn 637417106 16 768 Sh Shared-defined 1 768 NATIONAL RETAIL PROPERTIES Cmn 637417106 109 5,064 Sh Shared-defined 2 5,064 NATIONAL RETAIL PROPERTIES 5.125% CB 6/15/28 - REG Bond 637417AC0 28,991 27,500,000 Prn Shared-defined 2 N/A NATIONAL RETAIL PROPERTIES Cmn 637417906 155 7,200 Sh Call Shared-defined 1 7,200 COLUMN TOTALS 53,702
FORM 13F Page 393 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ NATIONAL RETAIL PROPERTIES Cmn 637417956 296 13,800 Sh Put Shared-defined 1 13,800 NATIONAL SEMICONDUCTOR CMN STOCK Cmn 637640103 4,143 290,360 Sh Shared-defined 1 290,360 NATIONAL SEMICONDUCTOR CMN STOCK Cmn 637640103 19,554 1,370,319 Sh Shared-defined 2 1,370,319 NATIONAL SEMICONDUCTOR CMN STOCK Cmn 637640903 1,670 117,000 Sh Call Shared-defined 1 117,000 NATIONAL SEMICONDUCTOR CMN STOCK Cmn 637640953 7,318 512,800 Sh Put Shared-defined 1 512,800 NATIONAL SEMICONDUCTOR CMN STOCK Cmn 637640903 2,614 183,200 Sh Call Shared-defined 2 183,200 NATIONAL SEMICONDUCTOR CMN STOCK Cmn 637640953 4,429 310,400 Sh Put Shared-defined 2 310,400 NATIONAL-OILWELL VARCO INC CMN STOCK Cmn 637071901 17,036 395,000 Sh Call Shared-defined 1 395,000 NATIONAL-OILWELL VARCO INC CMN STOCK Cmn 637071951 23,458 543,900 Sh Put Shared-defined 1 543,900 NATIONAL-OILWELL VARCO INC CMN STOCK Cmn 637071901 16,092 373,100 Sh Call Shared-defined 2 373,100 NATIONAL-OILWELL VARCO INC CMN STOCK Cmn 637071951 22,074 511,800 Sh Put Shared-defined 2 511,800 NATIONAL-OILWELL VARCO INC CMN STOCK Cmn 637071101 14,596 338,415 Sh Shared-defined 2 338,415 NATIONWIDE HEALTH PROPERTIES COMMON STOCK Cmn 638620904 251 8,100 Sh Call Shared-defined 1 8,100 NATIONWIDE HEALTH PROPERTIES COMMON STOCK Cmn 638620954 707 22,800 Sh Put Shared-defined 1 22,800 COLUMN TOTALS 134,238
FORM 13F Page 394 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ NATIONWIDE HEALTH PROPERTIES 7.75% SERIES B CUMULA Pref Stk 638620302 17 119 Sh Shared-defined 1 N/A NATIONWIDE HEALTH PROPERTIES COMMON STOCK Cmn 638620104 30 979 Sh Shared-defined 1 979 NATIONWIDE HEALTH PROPERTIES COMMON STOCK Cmn 638620104 220 7,100 Sh Shared-defined 2 7,100 NAUTILUS INC CMN STOCK Cmn 63910B902 23 13,800 Sh Call Shared-defined 1 13,800 NAUTILUS INC CMN STOCK Cmn 63910B952 6 3,700 Sh Put Shared-defined 1 3,700 NAUTILUS INC CMN STOCK Cmn 63910B102 5 3,104 Sh Shared-defined 2 3,104 NAVIGANT CONSULTING INC CMN STOCK Cmn 63935N907 32 2,400 Sh Call Shared-defined 1 2,400 NAVIGANT CONSULTING INC CMN STOCK Cmn 63935N957 5 400 Sh Put Shared-defined 1 400 NAVIGANT CONSULTING INC CMN STOCK Cmn 63935N107 9 683 Sh Shared-defined 1 683 NAVIGANT CONSULTING INC CMN STOCK Cmn 63935N107 15,153 1,122,452 Sh Shared-defined 2 1,122,452 NAVIOS MARITIME HOLDINGS INC COMMON STOCK Cmn Y62196903 158 32,200 Sh Call Shared-defined 1 32,200 NAVIOS MARITIME HOLDINGS INC COMMON STOCK Cmn Y62196953 132 26,800 Sh Put Shared-defined 1 26,800 NAVIOS MARITIME HOLDINGS INC COMMON STOCK Cmn Y62196103 167 34,052 Sh Shared-defined 1 34,052 NAVISTAR INTERNATIONAL CORP COMMON STOCK Cmn 63934E108 1,867 49,893 Sh Shared-defined 1 49,893 COLUMN TOTALS 17,824
FORM 13F Page 395 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ NAVISTAR INTERNATIONAL CORP COMMON STOCK Cmn 63934E108 5,626 150,345 Sh Shared-defined 2 150,345 NAVISTAR INTERNATIONAL CORP COMMON STOCK Cmn 63934E908 1,972 52,700 Sh Call Shared-defined 1 52,700 NAVISTAR INTERNATIONAL CORP COMMON STOCK Cmn 63934E958 3,192 85,300 Sh Put Shared-defined 1 85,300 NAVISTAR INTERNATIONAL CORP COMMON STOCK Cmn 63934E908 486 13,000 Sh Call Shared-defined 2 13,000 NAVISTAR INTERNATIONAL CORP COMMON STOCK Cmn 63934E958 2,051 54,800 Sh Put Shared-defined 2 54,800 NBTY INC CMN STK Cmn 628782904 372 9,400 Sh Call Shared-defined 1 9,400 NBTY INC CMN STK Cmn 628782954 2,371 59,900 Sh Put Shared-defined 1 59,900 NBTY INC CMN STK Cmn 628782104 2,065 52,175 Sh Shared-defined 1 52,175 NCI BUILDING SYSTEMS INC CMN STK Cmn 628852105 41 12,959 Sh Shared-defined 2 12,959 NCR CORP NEW CMN STOCK Cmn 62886E908 448 32,400 Sh Call Shared-defined 1 32,400 NCR CORP NEW CMN STOCK Cmn 62886E958 221 16,000 Sh Put Shared-defined 1 16,000 NCR CORP NEW CMN STOCK Cmn 62886E108 47 3,369 Sh Shared-defined 1 3,369 NCR CORP NEW CMN STOCK Cmn 62886E108 5,425 392,518 Sh Shared-defined 2 392,518 NEKTAR THERAPEUTICS CMN STK Cmn 640268908 205 21,000 Sh Call Shared-defined 1 21,000 COLUMN TOTALS 24,522
FORM 13F Page 396 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ NEKTAR THERAPEUTICS CMN STK Cmn 640268958 62 6,400 Sh Put Shared-defined 1 6,400 NEKTAR THERAPEUTICS CMN STK Cmn 640268108 17 1,773 Sh Shared-defined 1 1,773 NEKTAR THERAPEUTICS CMN STK Cmn 640268108 3,829 393,118 Sh Shared-defined 2 393,118 NESS TECHNOLOGIES INC. COMMON STOCK Cmn 64104X108 7 860 Sh Shared-defined 1 860 NESS TECHNOLOGIES INC. COMMON STOCK Cmn 64104X108 86 10,872 Sh Shared-defined 2 10,872 NET 1 UEPS TECHNOLOGIES INC COMMON STOCK Cmn 64107N906 340 16,200 Sh Call Shared-defined 1 16,200 NET 1 UEPS TECHNOLOGIES INC COMMON STOCK Cmn 64107N956 352 16,800 Sh Put Shared-defined 1 16,800 NET 1 UEPS TECHNOLOGIES INC COMMON STOCK Cmn 64107N206 8 374 Sh Shared-defined 1 374 NET 1 UEPS TECHNOLOGIES INC COMMON STOCK Cmn 64107N206 5 250 Sh Shared-defined 2 250 NET-APP 1.75% CB 6/1/13 - REGISTERED Bond 64110DAB0 261,204 241,000,000 Prn Shared-defined 2 N/A NETAPP INC CMN STOCK Cmn 64110D904 12,388 464,300 Sh Call Shared-defined 1 464,300 NETAPP INC CMN STOCK Cmn 64110D954 10,787 404,300 Sh Put Shared-defined 1 404,300 NETAPP INC CMN STOCK Cmn 64110D904 3,917 146,800 Sh Call Shared-defined 2 146,800 NETAPP INC CMN STOCK Cmn 64110D954 4,488 168,200 Sh Put Shared-defined 2 168,200 COLUMN TOTALS 297,490
FORM 13F Page 397 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ NETAPP INC CMN STOCK Cmn 64110D104 610 22,876 Sh Shared-defined 1 22,876 NETAPP INC CMN STOCK Cmn 64110D104 20,217 757,764 Sh Shared-defined 2 757,764 NETEASE.COM INC - ADR Depository Receipt 64110W102 1,012 22,162 Sh Shared-defined 1 N/A NETEZZA CORP Cmn 64111N101 13 1,156 Sh Shared-defined 1 1,156 NETEZZA CORP Cmn 64111N101 5,457 485,536 Sh Shared-defined 2 485,536 NETFLIX.COM INC COMMON STK Cmn 64110L906 6,321 136,900 Sh Call Shared-defined 1 136,900 NETFLIX.COM INC COMMON STK Cmn 64110L956 6,958 150,700 Sh Put Shared-defined 1 150,700 NETFLIX.COM INC COMMON STK Cmn 64110L106 685 14,826 Sh Shared-defined 1 14,826 NETFLIX.COM INC COMMON STK Cmn 64110L106 75 1,634 Sh Shared-defined 2 1,634 NETGEAR INC COMMON STOCK Cmn 64111Q904 317 17,300 Sh Call Shared-defined 1 17,300 NETGEAR INC COMMON STOCK Cmn 64111Q954 119 6,500 Sh Put Shared-defined 1 6,500 NETGEAR INC COMMON STOCK Cmn 64111Q104 194 10,592 Sh Shared-defined 2 10,592 NETLOGIC MICROSYSTEMS INC. COMMON STOCK Cmn 64118B900 3,510 78,000 Sh Call Shared-defined 1 78,000 NETLOGIC MICROSYSTEMS INC. COMMON STOCK Cmn 64118B950 5,738 127,500 Sh Put Shared-defined 1 127,500 COLUMN TOTALS 51,226
FORM 13F Page 398 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ NETLOGIC MICROSYSTEMS INC. COMMON STOCK Cmn 64118B900 1,494 33,200 Sh Call Shared-defined 2 33,200 NETLOGIC MICROSYSTEMS INC. COMMON STOCK Cmn 64118B950 2,651 58,900 Sh Put Shared-defined 2 58,900 NETLOGIC MICROSYSTEMS INC. COMMON STOCK Cmn 64118B100 3,924 87,205 Sh Shared-defined 1 87,205 NETLOGIC MICROSYSTEMS INC. COMMON STOCK Cmn 64118B100 1,710 38,008 Sh Shared-defined 2 38,008 NETSUITE INC Cmn 64118Q107 10 637 Sh Shared-defined 1 637 NETSUITE INC Cmn 64118Q907 15 1,000 Sh Call Shared-defined 1 1,000 NETSUITE INC Cmn 64118Q957 164 10,700 Sh Put Shared-defined 1 10,700 NETSUITE INC Cmn 64118Q107 73 4,764 Sh Shared-defined 2 4,764 NEUROCRINE BIOSCIENCES INC CMN STOCK Cmn 64125C909 46 15,100 Sh Call Shared-defined 1 15,100 NEUROCRINE BIOSCIENCES INC CMN STOCK Cmn 64125C959 50 16,500 Sh Put Shared-defined 1 16,500 NEUROCRINE BIOSCIENCES INC CMN STOCK Cmn 64125C109 31 10,295 Sh Shared-defined 1 10,295 NEUTRAL TANDEM INC Cmn 64128B108 1,052 46,210 Sh Shared-defined 1 46,210 NEUTRAL TANDEM INC Cmn 64128B908 341 15,000 Sh Call Shared-defined 1 15,000 NEUTRAL TANDEM INC Cmn 64128B958 1,331 58,500 Sh Put Shared-defined 1 58,500 COLUMN TOTALS 12,892
FORM 13F Page 399 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ NEUTRAL TANDEM INC Cmn 64128B108 326 14,320 Sh Shared-defined 2 14,320 NEUTRAL TANDEM INC Cmn 64128B908 389 17,100 Sh Call Shared-defined 2 17,100 NEUTRAL TANDEM INC Cmn 64128B958 589 25,900 Sh Put Shared-defined 2 25,900 NEW GOLD INC COMMON STOCK Cmn 644535106 54 14,274 Sh Shared-defined 1 14,274 NEW ORIENTAL EDUCATIO-SP Depository ADR Receipt 647581107 3,050 37,912 Sh Shared-defined 1 N/A NEW ORIENTAL EDUCATIO-SP Depository ADR Receipt 647581107 490 6,089 Sh Shared-defined 2 N/A NEW YORK COMMUNITY BANCORP 5.75% CONV PREF DUE 11/ Pref Stk 64944P307 1 18 Sh Shared-defined 1 N/A NEW YORK COMMUNITY BANCORP INC CMN STK Cmn 649445903 2,686 235,200 Sh Call Shared-defined 1 235,200 NEW YORK COMMUNITY BANCORP INC CMN STK Cmn 649445953 981 85,900 Sh Put Shared-defined 1 85,900 NEW YORK COMMUNITY BANCORP INC CMN STK Cmn 649445903 441 38,600 Sh Call Shared-defined 2 38,600 NEW YORK COMMUNITY BANCORP INC CMN STK Cmn 649445953 849 74,300 Sh Put Shared-defined 2 74,300 NEW YORK COMMUNITY BANCORP INC CMN STK Cmn 649445103 48 4,239 Sh Shared-defined 1 4,239 NEW YORK COMMUNITY BANCORP INC CMN STK Cmn 649445103 9 786 Sh Shared-defined 2 786 NEW YORK TIMES COMPANY CLASS A COMMON STOCK Cmn 650111907 344 42,400 Sh Call Shared-defined 1 42,400 COLUMN TOTALS 10,257
FORM 13F Page 400 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ NEW YORK TIMES COMPANY CLASS A COMMON STOCK Cmn 650111957 366 45,100 Sh Put Shared-defined 1 45,100 NEW YORK TIMES COMPANY CLASS A COMMON STOCK Cmn 650111107 201 24,780 Sh Shared-defined 1 24,780 NEW YORK TIMES COMPANY CLASS A COMMON STOCK Cmn 650111107 3,074 378,515 Sh Shared-defined 2 378,515 NEWALLIANCE BANCSHARES INC COMMON STOCK Cmn 650203902 161 15,000 Sh Call Shared-defined 1 15,000 NEWALLIANCE BANCSHARES INC COMMON STOCK Cmn 650203952 531 49,600 Sh Put Shared-defined 1 49,600 NEWALLIANCE BANCSHARES INC COMMON STOCK Cmn 650203102 264 24,635 Sh Shared-defined 1 24,635 NEWALLIANCE BANCSHARES INC COMMON STOCK Cmn 650203102 57 5,308 Sh Shared-defined 2 5,308 NEWCASTLE INVESTMENT CORP COMMON STOCK Cmn 65105M908 93 31,200 Sh Call Shared-defined 1 31,200 NEWCASTLE INVESTMENT CORP COMMON STOCK Cmn 65105M958 133 44,800 Sh Put Shared-defined 1 44,800 NEWCASTLE INVESTMENT CORP COMMON STOCK Cmn 65105M108 9 2,970 Sh Shared-defined 1 2,970 NEWELL RUBBERMAID 5.5% CB 03/15/2014-REGISTERED Bond 651229AH9 9,906 5,000,000 Prn Shared-defined 2 N/A NEWELL RUBBERMAID INC CMN STOCK Cmn 651229906 1,382 88,100 Sh Call Shared-defined 1 88,100 NEWELL RUBBERMAID INC CMN STOCK Cmn 651229956 1,443 92,000 Sh Put Shared-defined 1 92,000 NEWELL RUBBERMAID INC CMN STOCK Cmn 651229906 996 63,500 Sh Call Shared-defined 2 63,500 COLUMN TOTALS 18,616
FORM 13F Page 401 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ NEWELL RUBBERMAID INC CMN STOCK Cmn 651229956 858 54,700 Sh Put Shared-defined 2 54,700 NEWELL RUBBERMAID INC CMN STOCK Cmn 651229106 6,938 442,186 Sh Shared-defined 2 442,186 NEWFIELD EXPLORATION CO CMN STK Cmn 651290108 10,314 242,332 Sh Shared-defined 2 242,332 NEWFIELD EXPLORATION CO CMN STK Cmn 651290908 3,958 93,000 Sh Call Shared-defined 1 93,000 NEWFIELD EXPLORATION CO CMN STK Cmn 651290958 1,187 27,900 Sh Put Shared-defined 1 27,900 NEWFIELD EXPLORATION CO CMN STK Cmn 651290908 1,851 43,500 Sh Call Shared-defined 2 43,500 NEWFIELD EXPLORATION CO CMN STK Cmn 651290958 485 11,400 Sh Put Shared-defined 2 11,400 NEWMARKET CORP Cmn 651587107 1,879 20,191 Sh Shared-defined 1 20,191 NEWMARKET CORP Cmn 651587107 47 509 Sh Shared-defined 2 509 NEWMARKET CORP Cmn 651587907 9,053 97,300 Sh Call Shared-defined 1 97,300 NEWMARKET CORP Cmn 651587957 9,099 97,800 Sh Put Shared-defined 1 97,800 NEWMARKET CORP Cmn 651587907 2,261 24,300 Sh Call Shared-defined 2 24,300 NEWMARKET CORP Cmn 651587957 1,330 14,300 Sh Put Shared-defined 2 14,300 NEWMONT MINING CORP CMN STOCK Cmn 651639106 60 1,374 Sh Shared-defined 1 1,374 COLUMN TOTALS 49,320
FORM 13F Page 402 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ NEWMONT MINING CORP CMN STOCK Cmn 651639106 2,761 62,717 Sh Shared-defined 2 62,717 NEWMONT MINING CORP CMN STOCK Cmn 651639906 36,339 825,500 Sh Call Shared-defined 1 825,500 NEWMONT MINING CORP CMN STOCK Cmn 651639956 28,679 651,500 Sh Put Shared-defined 1 651,500 NEWMONT MINING CORP CMN STOCK Cmn 651639906 26,130 593,600 Sh Call Shared-defined 2 593,600 NEWMONT MINING CORP CMN STOCK Cmn 651639956 13,699 311,200 Sh Put Shared-defined 2 311,200 NEWPORT CORP CMN STK Cmn 651824904 66 7,500 Sh Call Shared-defined 1 7,500 NEWPORT CORP CMN STK Cmn 651824954 32 3,700 Sh Put Shared-defined 1 3,700 NEWPORT CORP CMN STK Cmn 651824954 6 700 Sh Put Shared-defined 2 700 NEWPORT CORP CMN STK Cmn 651824104 26 2,992 Sh Shared-defined 1 2,992 NEWPORT CORP CMN STK Cmn 651824104 23 2,570 Sh Shared-defined 2 2,570 NEWS CORPORATION Cmn 65248E903 4,180 298,800 Sh Call Shared-defined 1 298,800 NEWS CORPORATION LIMITED (THE) COMMON STOCK Cmn 65248E904 378 31,500 Sh Call Shared-defined 1 31,500 NEWS CORPORATION LIMITED (THE) COMMON STOCK Cmn 65248E954 254 21,200 Sh Put Shared-defined 1 21,200 NEWS CORPORATION Cmn 65248E953 1,277 91,300 Sh Put Shared-defined 1 91,300 COLUMN TOTALS 113,850
FORM 13F Page 403 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ NEWS CORPORATION Cmn 65248E903 1,798 128,500 Sh Call Shared-defined 2 128,500 NEWS CORPORATION LIMITED (THE) COMMON STOCK Cmn 65248E954 10,491 875,000 Sh Put Shared-defined 2 875,000 NEWS CORPORATION Cmn 65248E953 365 26,100 Sh Put Shared-defined 2 26,100 NEWS CORPORATION LIMITED (THE) COMMON STOCK Cmn 65248E104 3,057 255,000 Sh Shared-defined 2 255,000 NEXEN INC COMMON STOCK Cmn 65334H902 1,259 55,800 Sh Call Shared-defined 1 55,800 NEXEN INC COMMON STOCK Cmn 65334H952 1,426 63,200 Sh Put Shared-defined 1 63,200 NEXEN INC COMMON STOCK Cmn 65334H902 269 11,900 Sh Call Shared-defined 2 11,900 NEXEN INC COMMON STOCK Cmn 65334H952 332 14,700 Sh Put Shared-defined 2 14,700 NEXEN INC COMMON STOCK Cmn 65334H102 127 5,618 Sh Shared-defined 2 5,618 NEXMED INC CMN STOCK Cmn 652903105 3 17,770 Sh Shared-defined 1 17,770 NEXTWAVE WIRELESS INC COMMON STOCK Cmn 65337Y102 26 29,415 Sh Shared-defined 1 29,415 NGAS RESOURCES INC CMN STOCK Cmn 62912T903 55 23,100 Sh Call Shared-defined 1 23,100 NGAS RESOURCES INC CMN STOCK Cmn 62912T953 54 22,400 Sh Put Shared-defined 1 22,400 NGAS RESOURCES INC CMN STOCK Cmn 62912T103 34 14,400 Sh Shared-defined 1 14,400 COLUMN TOTALS 19,296
FORM 13F Page 404 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ NGAS RESOURCES INC CMN STOCK Cmn 62912T103 6 2,625 Sh Shared-defined 2 2,625 NICOR INC Cmn 654086107 143 3,900 Sh Shared-defined 2 3,900 NICOR INC Cmn 654086907 498 13,600 Sh Call Shared-defined 1 13,600 NICOR INC Cmn 654086957 252 6,900 Sh Put Shared-defined 1 6,900 NII HOLDINGS 3.125% CB 06/15/2012 - REGISTERED Bond 62913FAJ1 6,912 7,871,000 Prn Shared-defined 2 N/A NII HOLDINGS INC COMMON STOCK Cmn 62913F901 4,044 134,900 Sh Call Shared-defined 1 134,900 NII HOLDINGS INC COMMON STOCK Cmn 62913F951 729 24,300 Sh Put Shared-defined 1 24,300 NII HOLDINGS INC COMMON STOCK Cmn 62913F901 1,025 34,200 Sh Call Shared-defined 2 34,200 NII HOLDINGS INC COMMON STOCK Cmn 62913F951 354 11,800 Sh Put Shared-defined 2 11,800 NII HOLDINGS INC COMMON STOCK Cmn 62913F201 1,556 51,891 Sh Shared-defined 1 51,891 NII HOLDINGS INC COMMON STOCK Cmn 62913F201 3,242 108,136 Sh Shared-defined 2 108,136 NIKE INC CLASS B SHARES Cmn 654106903 31,593 488,300 Sh Call Shared-defined 1 488,300 NIKE INC CLASS B SHARES Cmn 654106953 18,847 291,300 Sh Put Shared-defined 1 291,300 NIKE INC CLASS B SHARES Cmn 654106903 11,601 179,300 Sh Call Shared-defined 2 179,300 COLUMN TOTALS 80,802
FORM 13F Page 405 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ NIKE INC CLASS B SHARES Cmn 654106953 8,825 136,400 Sh Put Shared-defined 2 136,400 NIKE INC CLASS B SHARES Cmn 654106103 95,828 1,481,117 Sh Shared-defined 2 1,481,117 NISOURCE INC CMN STK Cmn 65473P105 1,414 101,774 Sh Shared-defined 2 101,774 NISOURCE INC CMN STK Cmn 65473P905 308 22,200 Sh Call Shared-defined 1 22,200 NISOURCE INC CMN STK Cmn 65473P955 78 5,600 Sh Put Shared-defined 1 5,600 NMT MEDICAL INC CMN STOCK Cmn 629294909 13 6,400 Sh Call Shared-defined 1 6,400 NMT MEDICAL INC CMN STOCK Cmn 629294959 7 3,200 Sh Put Shared-defined 1 3,200 NMT MEDICAL INC CMN STOCK Cmn 629294109 3 1,258 Sh Shared-defined 1 1,258 NOBLE CORP CMN STK Cmn H5833N903 11,187 294,700 Sh Call Shared-defined 1 294,700 NOBLE CORP CMN STK Cmn H5833N953 8,215 216,400 Sh Put Shared-defined 1 216,400 NOBLE CORP CMN STK Cmn H5833N903 6,958 183,300 Sh Call Shared-defined 2 183,300 NOBLE CORP CMN STK Cmn H5833N953 6,017 158,500 Sh Put Shared-defined 2 158,500 NOBLE CORP CMN STK Cmn H5833N103 32,021 843,542 Sh Shared-defined 2 843,542 NOBLE ENERGY INC COMMON STOCK Cmn 655044105 4,093 62,056 Sh Shared-defined 1 62,056 COLUMN TOTALS 174,967
FORM 13F Page 406 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ NOBLE ENERGY INC COMMON STOCK Cmn 655044105 1,737 26,336 Sh Shared-defined 2 26,336 NOBLE ENERGY INC COMMON STOCK Cmn 655044905 4,030 61,100 Sh Call Shared-defined 1 61,100 NOBLE ENERGY INC COMMON STOCK Cmn 655044955 8,080 122,500 Sh Put Shared-defined 1 122,500 NOBLE ENERGY INC COMMON STOCK Cmn 655044905 2,098 31,800 Sh Call Shared-defined 2 31,800 NOBLE ENERGY INC COMMON STOCK Cmn 655044955 4,149 62,900 Sh Put Shared-defined 2 62,900 NOKIA CORP. ADR FOR ORD Depository SHARE 1:1 Receipt 654902204 389 26,605 Sh Shared-defined 2 N/A NORDIC AMER TANKER SHIPPING CMN STK Cmn G65773906 2,390 80,800 Sh Call Shared-defined 1 80,800 NORDIC AMER TANKER SHIPPING CMN STK Cmn G65773956 2,204 74,500 Sh Put Shared-defined 1 74,500 NORDIC AMER TANKER SHIPPING CMN STK Cmn G65773106 1,776 60,046 Sh Shared-defined 1 60,046 NORDIC AMER TANKER SHIPPING CMN STK Cmn G65773106 752 25,416 Sh Shared-defined 2 25,416 NORDSON CORP CMN STK Cmn 655663902 920 16,400 Sh Call Shared-defined 1 16,400 NORDSON CORP CMN STK Cmn 655663952 387 6,900 Sh Put Shared-defined 1 6,900 NORDSON CORP CMN STK Cmn 655663102 20 348 Sh Shared-defined 1 348 NORDSON CORP CMN STK Cmn 655663102 392 6,989 Sh Shared-defined 2 6,989 COLUMN TOTALS 29,324
FORM 13F Page 407 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ NORDSTROM INC Cmn 655664100 1,742 57,051 Sh Shared-defined 1 57,051 NORDSTROM INC Cmn 655664100 22,707 743,513 Sh Shared-defined 2 743,513 NORDSTROM INC Cmn 655664900 7,611 249,200 Sh Call Shared-defined 1 249,200 NORDSTROM INC Cmn 655664950 11,511 376,900 Sh Put Shared-defined 1 376,900 NORDSTROM INC Cmn 655664900 12,042 394,300 Sh Call Shared-defined 2 394,300 NORDSTROM INC Cmn 655664950 14,674 480,500 Sh Put Shared-defined 2 480,500 NORFOLK SOUTHN CORP Cmn 655844908 11,209 260,000 Sh Call Shared-defined 1 260,000 NORFOLK SOUTHN CORP Cmn 655844958 19,180 444,900 Sh Put Shared-defined 1 444,900 NORFOLK SOUTHN CORP Cmn 655844908 9,570 222,000 Sh Call Shared-defined 2 222,000 NORFOLK SOUTHN CORP Cmn 655844958 9,971 231,300 Sh Put Shared-defined 2 231,300 NORFOLK SOUTHN CORP Cmn 655844108 2,309 53,553 Sh Shared-defined 1 53,553 NORFOLK SOUTHN CORP Cmn 655844108 2,876 66,721 Sh Shared-defined 2 66,721 NORTH AMERICAN PALLADIUM LTD CMN STOCK Cmn 656912902 185 66,400 Sh Call Shared-defined 1 66,400 NORTH AMERICAN PALLADIUM LTD CMN STOCK Cmn 656912952 174 62,200 Sh Put Shared-defined 1 62,200 COLUMN TOTALS 125,761
FORM 13F Page 408 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ NORTH AMERICAN PALLADIUM LTD CMN STOCK Cmn 656912902 9 3,100 Sh Call Shared-defined 2 3,100 NORTH AMER PALLADIUM-CW09 Wt 656912110 - 7,948 Shared-defined 1 N/A NORTH AMERICAN PALLADIUM LTD CMN STOCK Cmn 656912102 34 12,159 Sh Shared-defined 1 12,159 NORTH AMERICAN PALLADIUM LTD CMN STOCK Cmn 656912102 9 3,118 Sh Shared-defined 2 3,118 NORTHERN DYNASTY MINERALS LTD. COMMON STOCK Cmn 66510M904 112 15,200 Sh Call Shared-defined 1 15,200 NORTHERN DYNASTY MINERALS LTD. COMMON STOCK Cmn 66510M954 607 82,400 Sh Put Shared-defined 1 82,400 NORTHERN DYNASTY MINERALS LTD. COMMON STOCK Cmn 66510M204 656 89,062 Sh Shared-defined 1 89,062 NORTHERN DYNASTY MINERALS LTD. COMMON STOCK Cmn 66510M204 21 2,877 Sh Shared-defined 2 2,877 NORTHERN TRUST CMN STOCK Cmn 665859104 450 7,738 Sh Shared-defined 1 7,738 NORTHERN TRUST CMN STOCK Cmn 665859904 8,131 139,800 Sh Call Shared-defined 1 139,800 NORTHERN TRUST CMN STOCK Cmn 665859954 7,002 120,400 Sh Put Shared-defined 1 120,400 NORTHERN TRUST CMN STOCK Cmn 665859904 4,426 76,100 Sh Call Shared-defined 2 76,100 NORTHERN TRUST CMN STOCK Cmn 665859954 1,471 25,300 Sh Put Shared-defined 2 25,300 NORTHROP GRUMMAN CORP Cmn 666807102 2,753 53,189 Sh Shared-defined 1 53,189 COLUMN TOTALS 25,681
FORM 13F Page 409 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ NORTHROP GRUMMAN CORP Cmn 666807902 3,069 59,300 Sh Call Shared-defined 1 59,300 NORTHROP GRUMMAN CORP Cmn 666807952 9,693 187,300 Sh Put Shared-defined 1 187,300 NORTHROP GRUMMAN CORP Cmn 666807102 9,822 189,802 Sh Shared-defined 2 189,802 NORTHROP GRUMMAN CORP Cmn 666807902 2,205 42,600 Sh Call Shared-defined 2 42,600 NORTHROP GRUMMAN CORP Cmn 666807952 4,771 92,200 Sh Put Shared-defined 2 92,200 NORTHWEST BANCORP OMC CMN STK Cmn 667328108 2 88 Sh Shared-defined 1 88 NORTHWEST BANCORP OMC CMN STK Cmn 667328108 2,506 109,700 Sh Shared-defined 2 109,700 NOVAGOLD RESOURCES 5.5% CB 5/1/15 - REGISTERED Bond 66987EAA5 11,740 14,653,000 Prn Shared-defined 2 N/A NovaGold Resources Inc. COMMON STOCK Cmn 66987E906 182 35,500 Sh Call Shared-defined 1 35,500 NovaGold Resources Inc. COMMON STOCK Cmn 66987E956 589 115,000 Sh Put Shared-defined 1 115,000 NovaGold Resources Inc. COMMON STOCK Cmn 66987E206 553 108,065 Sh Shared-defined 1 108,065 NovaGold Resources Inc. COMMON STOCK Cmn 66987E206 29 5,676 Sh Shared-defined 2 5,676 NOVATEL WIRELESS INC Cmn 66987M604 19 1,664 Sh Shared-defined 1 1,664 NOVATEL WIRELESS INC Cmn 66987M904 483 42,500 Sh Call Shared-defined 1 42,500 COLUMN TOTALS 45,663
FORM 13F Page 410 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ NOVATEL WIRELESS INC Cmn 66987M954 359 31,600 Sh Put Shared-defined 1 31,600 NOVATEL WIRELESS INC Cmn 66987M604 65 5,715 Sh Shared-defined 2 5,715 NOVAVAX INC CMN STOCK Cmn 670002904 154 38,800 Sh Call Shared-defined 1 38,800 NOVAVAX INC CMN STOCK Cmn 670002954 476 120,200 Sh Put Shared-defined 1 120,200 NOVAVAX INC CMN STOCK Cmn 670002904 45 11,300 Sh Call Shared-defined 2 11,300 NOVAVAX INC CMN STOCK Cmn 670002954 99 25,100 Sh Put Shared-defined 2 25,100 NOVAVAX INC CMN STOCK Cmn 670002104 436 110,009 Sh Shared-defined 1 110,009 NOVAVAX INC CMN STOCK Cmn 670002104 111 28,102 Sh Shared-defined 2 28,102 NOVELL INC Cmn 670006105 411 91,236 Sh Shared-defined 1 91,236 NOVELL INC Cmn 670006105 24 5,300 Sh Shared-defined 2 5,300 NOVELL INC Cmn 670006905 99 21,900 Sh Call Shared-defined 1 21,900 NOVELL INC Cmn 670006955 520 115,400 Sh Put Shared-defined 1 115,400 NOVELLUS SYSTEMS INC CMN STK Cmn 670008901 2,994 142,700 Sh Call Shared-defined 1 142,700 NOVELLUS SYSTEMS INC CMN STK Cmn 670008951 4,387 209,100 Sh Put Shared-defined 1 209,100 COLUMN TOTALS 10,180
FORM 13F Page 411 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ NOVELLUS SYSTEMS INC CMN STK Cmn 670008901 5,841 278,400 Sh Call Shared-defined 2 278,400 NOVELLUS SYSTEMS INC CMN STK Cmn 670008951 4,555 217,100 Sh Put Shared-defined 2 217,100 NOVELLUS SYSTEMS INC CMN STK Cmn 670008101 2,683 127,893 Sh Shared-defined 1 127,893 NOVELLUS SYSTEMS INC CMN STK Cmn 670008101 43,597 2,078,024 Sh Shared-defined 2 2,078,024 NPS PHARMACEUTICALS INC CMN STOCK Cmn 62936P903 32 7,900 Sh Call Shared-defined 1 7,900 NPS PHARMACEUTICALS INC CMN STOCK Cmn 62936P953 5 1,200 Sh Put Shared-defined 1 1,200 NPS PHARMACEUTICALS INC CMN STOCK Cmn 62936P103 3 768 Sh Shared-defined 1 768 NPS PHARMACEUTICALS INC CMN STOCK Cmn 62936P103 1 249 Sh Shared-defined 2 249 NRG ENERGY INC COMMON STOCK Cmn 629377908 1,799 63,800 Sh Call Shared-defined 1 63,800 NRG ENERGY INC COMMON STOCK Cmn 629377958 1,280 45,400 Sh Put Shared-defined 1 45,400 NRG ENERGY INC COMMON STOCK Cmn 629377508 108 3,830 Sh Shared-defined 1 3,830 NRG ENERGY INC COMMON STOCK Cmn 629377508 21,317 756,201 Sh Shared-defined 2 756,201 NSTAR CMN STOCK Cmn 67019E107 28 884 Sh Shared-defined 1 884 NSTAR CMN STOCK Cmn 67019E107 927 29,131 Sh Shared-defined 2 29,131 COLUMN TOTALS 82,176
FORM 13F Page 412 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ NUANCE COMMUNICATIONS INC CMN STOCK Cmn 67020Y900 1,532 102,400 Sh Call Shared-defined 1 102,400 NUANCE COMMUNICATIONS INC CMN STOCK Cmn 67020Y950 1,406 94,000 Sh Put Shared-defined 1 94,000 NUANCE COMMUNICATIONS INC CMN STOCK Cmn 67020Y950 1,496 100,000 Sh Put Shared-defined 2 100,000 NUANCE COMMUNICATIONS INC 2.75% CB 8/15/2027 - REG Bond 67020YAB6 25,615 24,000,000 Prn Shared-defined 2 N/A NUANCE COMMUNICATIONS INC CMN STOCK Cmn 67020Y100 444 29,686 Sh Shared-defined 1 29,686 NUANCE COMMUNICATIONS INC CMN STOCK Cmn 67020Y100 223 14,915 Sh Shared-defined 2 14,915 NUCOR CORP Cmn 670346905 19,251 409,500 Sh Call Shared-defined 1 409,500 NUCOR CORP Cmn 670346955 11,485 244,300 Sh Put Shared-defined 1 244,300 NUCOR CORP Cmn 670346105 2,890 61,468 Sh Shared-defined 2 61,468 NUCOR CORP Cmn 670346905 10,121 215,300 Sh Call Shared-defined 2 215,300 NUCOR CORP Cmn 670346955 8,655 184,100 Sh Put Shared-defined 2 184,100 NUSTAR ENERGY LP CMN STK Cmn 67058H902 2,011 38,800 Sh Call Shared-defined 1 38,800 NUSTAR ENERGY LP CMN STK Cmn 67058H952 3,743 72,200 Sh Put Shared-defined 1 72,200 NUSTAR ENERGY LP CMN STK Cmn 67058H102 1,500 28,936 Sh Shared-defined 1 28,936 COLUMN TOTALS 90,372
FORM 13F Page 413 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ NUSTAR GP HOLDINGS LLC UNIT Cmn 67059L902 501 20,200 Sh Call Shared-defined 1 20,200 NUSTAR GP HOLDINGS LLC UNIT Cmn 67059L952 841 33,900 Sh Put Shared-defined 1 33,900 NUSTAR GP HOLDINGS LLC UNIT Cmn 67059L102 502 20,244 Sh Shared-defined 1 20,244 NUTRI/SYSTEM INC CMN STOCK Cmn 67069D908 1,987 130,200 Sh Call Shared-defined 1 130,200 NUTRI/SYSTEM INC CMN STOCK Cmn 67069D958 2,150 140,900 Sh Put Shared-defined 1 140,900 NUTRI/SYSTEM INC CMN STOCK Cmn 67069D108 805 52,722 Sh Shared-defined 1 52,722 NUTRI/SYSTEM INC CMN STOCK Cmn 67069D108 20 1,321 Sh Shared-defined 2 1,321 NUVASIVE INC COMMON STOCK Cmn 670704105 362 8,674 Sh Shared-defined 2 8,674 NV ENERGY INC Cmn 67073Y106 14 1,230 Sh Shared-defined 1 1,230 NV ENERGY INC Cmn 67073Y106 302 26,029 Sh Shared-defined 2 26,029 NVIDIA CORP CMN STOCK Cmn 67066G904 10,084 670,900 Sh Call Shared-defined 1 670,900 NVIDIA CORP CMN STOCK Cmn 67066G954 2,381 158,400 Sh Put Shared-defined 1 158,400 NVIDIA CORP CMN STOCK Cmn 67066G904 6,361 423,200 Sh Call Shared-defined 2 423,200 NVIDIA CORP CMN STOCK Cmn 67066G954 870 57,900 Sh Put Shared-defined 2 57,900 COLUMN TOTALS 27,180
FORM 13F Page 414 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ NVIDIA CORP CMN STOCK Cmn 67066G104 620 41,284 Sh Shared-defined 2 41,284 NVR L.P. COMMON STOCK Cmn 62944T105 287 451 Sh Shared-defined 1 451 NVR L.P. COMMON STOCK Cmn 62944T105 26,996 42,355 Sh Shared-defined 2 42,355 NYSE EURONEXT COMMON STOCK Cmn 629491901 16,280 563,500 Sh Call Shared-defined 1 563,500 NYSE EURONEXT COMMON STOCK Cmn 629491951 17,975 622,200 Sh Put Shared-defined 1 622,200 NYSE EURONEXT COMMON STOCK Cmn 629491901 7,431 257,200 Sh Call Shared-defined 2 257,200 NYSE EURONEXT COMMON STOCK Cmn 629491951 5,885 203,700 Sh Put Shared-defined 2 203,700 NYSE EURONEXT COMMON STOCK Cmn 629491101 363 12,574 Sh Shared-defined 1 12,574 NYSE EURONEXT COMMON STOCK Cmn 629491101 5,905 204,398 Sh Shared-defined 2 204,398 OCCIDENTAL PETROLEUM CMN STOCK Cmn 674599105 298 3,797 Sh Shared-defined 1 3,797 OCCIDENTAL PETROLEUM CMN STOCK Cmn 674599905 28,310 361,100 Sh Call Shared-defined 1 361,100 OCCIDENTAL PETROLEUM CMN STOCK Cmn 674599955 39,357 502,000 Sh Put Shared-defined 1 502,000 OCCIDENTAL PETROLEUM CMN STOCK Cmn 674599905 14,567 185,800 Sh Call Shared-defined 2 185,800 OCCIDENTAL PETROLEUM CMN STOCK Cmn 674599955 19,208 245,000 Sh Put Shared-defined 2 245,000 COLUMN TOTALS 183,482
FORM 13F Page 415 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ OCEANEERING INTERNATIONAL CMN STK Cmn 675232902 1,680 29,600 Sh Call Shared-defined 1 29,600 OCEANEERING INTERNATIONAL CMN STK Cmn 675232952 1,226 21,600 Sh Put Shared-defined 1 21,600 OCEANEERING INTERNATIONAL CMN STK Cmn 675232102 1,101 19,409 Sh Shared-defined 2 19,409 OCEANFREIGHT INC CMN STK Cmn Y64202907 18 13,400 Sh Call Shared-defined 1 13,400 OCEANFREIGHT INC CMN STK Cmn Y64202957 38 28,300 Sh Put Shared-defined 1 28,300 OCEANFREIGHT INC CMN STK Cmn Y64202107 31 23,363 Sh Shared-defined 1 23,363 OCH-ZIFF CAPITAL MANAGEMEN-A Cmn 67551U105 2 125 Sh Shared-defined 1 125 OCH-ZIFF CAPITAL MANAGEMEN-A Cmn 67551U905 90 7,400 Sh Call Shared-defined 1 7,400 OCH-ZIFF CAPITAL MANAGEMEN-A Cmn 67551U955 68 5,600 Sh Put Shared-defined 1 5,600 OCLARO INC COMMON STOCK Cmn 67555N107 17 15,408 Sh Shared-defined 1 15,408 OCLARO INC COMMON STOCK Cmn 67555N107 1 700 Sh Shared-defined 2 700 OCWEN FINL 3.25% CB 08/01/2024-REGISTERED Bond 675746AD3 6,102 6,000,000 Prn Shared-defined 2 N/A OCWEN FINL CORP CMN STOCK Cmn 675746309 21 1,837 Sh Shared-defined 1 1,837 OCWEN FINL CORP CMN STOCK Cmn 675746309 14,217 1,255,930 Sh Shared-defined 2 1,255,930 COLUMN TOTALS 24,612
FORM 13F Page 416 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ ODYSSEY HEALTHCARE INC Cmn 67611V101 31 2,477 Sh Shared-defined 1 2,477 ODYSSEY HEALTHCARE INC Cmn 67611V901 175 14,000 Sh Call Shared-defined 1 14,000 ODYSSEY HEALTHCARE INC Cmn 67611V951 86 6,900 Sh Put Shared-defined 1 6,900 ODYSSEY MARINE EXPL INC CMN STOCK Cmn 676118902 12 6,400 Sh Call Shared-defined 1 6,400 ODYSSEY MARINE EXPL INC CMN STOCK Cmn 676118952 6 3,100 Sh Put Shared-defined 1 3,100 ODYSSEY MARINE EXPL INC CMN STOCK Cmn 676118102 1 759 Sh Shared-defined 1 759 ODYSSEY MARINE EXPL INC CMN STOCK Cmn 676118102 1 300 Sh Shared-defined 2 300 OFFICE DEPOT CMN STOCK Cmn 676220106 985 148,769 Sh Shared-defined 1 148,769 OFFICE DEPOT CMN STOCK Cmn 676220906 692 104,600 Sh Call Shared-defined 1 104,600 OFFICE DEPOT CMN STOCK Cmn 676220956 1,160 175,200 Sh Put Shared-defined 1 175,200 OFFICE DEPOT CMN STOCK Cmn 676220906 485 73,200 Sh Call Shared-defined 2 73,200 OFFICE DEPOT CMN STOCK Cmn 676220956 248 37,400 Sh Put Shared-defined 2 37,400 OFFICEMAX INC COMMON STOCK Cmn 67622P901 1,411 112,200 Sh Call Shared-defined 1 112,200 OFFICEMAX INC COMMON STOCK Cmn 67622P951 610 48,500 Sh Put Shared-defined 1 48,500 COLUMN TOTALS 5,903
FORM 13F Page 417 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ OFFICEMAX INC COMMON STOCK Cmn 67622P101 1 71 Sh Shared-defined 1 71 OFFICEMAX INC COMMON STOCK Cmn 67622P101 132 10,455 Sh Shared-defined 2 10,455 OIL STATES INTERNATIONAL, INC. Cmn 678026905 706 20,100 Sh Call Shared-defined 1 20,100 OIL STATES INTERNATIONAL, INC. Cmn 678026955 516 14,700 Sh Put Shared-defined 1 14,700 OIL STATES INTERNATIONAL, INC. Cmn 678026105 74 2,120 Sh Shared-defined 2 2,120 OIL STATES INTL 2.375% CB 7/1/2025-REGISTERED Bond 678026AB1 14,039 11,000,000 Prn Shared-defined 2 N/A OILSANDS QUEST INC Cmn 678046103 2 2,166 Sh Shared-defined 1 2,166 OILSANDS QUEST INC Cmn 678046903 52 46,400 Sh Call Shared-defined 1 46,400 OILSANDS QUEST INC Cmn 678046953 5 4,700 Sh Put Shared-defined 1 4,700 OILSANDS QUEST INC Cmn 678046103 19 16,896 Sh Shared-defined 2 16,896 OILSANDS QUEST INC WARRANT 5/12/11 Wt 678046129 - 98 Shared-defined 1 N/A OLD DOMINION FREIGHT CMN STK Cmn 679580100 269 8,856 Sh Shared-defined 2 8,856 OLD NATIONAL BANCORP COMMON STOCK Cmn 680033107 52 4,666 Sh Shared-defined 1 4,666 OLD NATIONAL BANCORP COMMON STOCK Cmn 680033107 9,309 831,124 Sh Shared-defined 2 831,124 COLUMN TOTALS 25,176
FORM 13F Page 418 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ OLD REPUBLIC INTERNATIONAL 8% CB 05/15/2012-REGIST Bond 680223AF1 38,889 31,500,000 Prn Shared-defined 2 N/A OLD REPUBLIC INTERNATIONAL CMN STOCK Cmn 680223104 3 287 Sh Shared-defined 1 287 OLD REPUBLIC INTERNATIONAL CMN STOCK Cmn 680223104 1,981 162,678 Sh Shared-defined 2 162,678 OLIN CORP Cmn 680665205 84 4,845 Sh Shared-defined 2 4,845 OLIN CORP Cmn 680665905 1,482 85,000 Sh Call Shared-defined 1 85,000 OLIN CORP Cmn 680665955 1,310 75,100 Sh Put Shared-defined 1 75,100 OLIN CORP Cmn 680665905 358 20,500 Sh Call Shared-defined 2 20,500 OLIN CORP Cmn 680665955 420 24,100 Sh Put Shared-defined 2 24,100 OLYMPIC STEEL INC CMN STK Cmn 68162K906 1,096 38,200 Sh Call Shared-defined 1 38,200 OLYMPIC STEEL INC CMN STK Cmn 68162K956 947 33,000 Sh Put Shared-defined 1 33,000 OLYMPIC STEEL INC CMN STK Cmn 68162K906 522 18,200 Sh Call Shared-defined 2 18,200 OLYMPIC STEEL INC CMN STK Cmn 68162K956 339 11,800 Sh Put Shared-defined 2 11,800 OLYMPIC STEEL INC CMN STK Cmn 68162K106 2,929 102,090 Sh Shared-defined 2 102,090 OM GROUP INC CMN STK Cmn 670872900 1,991 65,500 Sh Call Shared-defined 1 65,500 COLUMN TOTALS 52,351
FORM 13F Page 419 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ OM GROUP INC CMN STK Cmn 670872950 325 10,700 Sh Put Shared-defined 1 10,700 OM GROUP INC CMN STK Cmn 670872100 308 10,144 Sh Shared-defined 2 10,144 OMEGA HEALTHCARE INVS INC Cmn 681936900 301 18,800 Sh Call Shared-defined 1 18,800 OMEGA HEALTHCARE INVS INC Cmn 681936950 54 3,400 Sh Put Shared-defined 1 3,400 OMNICARE INC. COMMON STOCK Cmn 681904108 349 15,499 Sh Shared-defined 1 15,499 OMNICARE INC. COMMON STOCK Cmn 681904108 185 8,213 Sh Shared-defined 2 8,213 OMNICARE INC. COMMON STOCK Cmn 681904908 1,180 52,400 Sh Call Shared-defined 1 52,400 OMNICARE INC. COMMON STOCK Cmn 681904958 1,036 46,000 Sh Put Shared-defined 1 46,000 OMNICARE INC. COMMON STOCK Cmn 681904958 11 500 Sh Put Shared-defined 2 500 OMNICELL INC Cmn 68213N109 - 30 Sh Shared-defined 1 30 OMNICELL INC Cmn 68213N909 81 7,300 Sh Call Shared-defined 1 7,300 OMNICELL INC Cmn 68213N959 80 7,200 Sh Put Shared-defined 1 7,200 OMNICELL INC Cmn 68213N109 36 3,244 Sh Shared-defined 2 3,244 OMNICOM GROUP COMMON STOCK Cmn 681919106 188 5,076 Sh Shared-defined 1 5,076 COLUMN TOTALS 4,134
FORM 13F Page 420 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ OMNICOM GROUP COMMON STOCK Cmn 681919106 296 8,010 Sh Shared-defined 2 8,010 OMNICOM GROUP COMMON STOCK Cmn 681919906 2,663 72,100 Sh Call Shared-defined 1 72,100 OMNICOM GROUP COMMON STOCK Cmn 681919956 1,020 27,600 Sh Put Shared-defined 1 27,600 OMNICOM GROUP COMMON STOCK Cmn 681919906 392 10,600 Sh Call Shared-defined 2 10,600 OMNICOM GROUP COMMON STOCK Cmn 681919956 1,056 28,600 Sh Put Shared-defined 2 28,600 OMNITURE INC COMMON STOCK Cmn 68212S909 731 34,100 Sh Call Shared-defined 1 34,100 OMNITURE INC COMMON STOCK Cmn 68212S959 167 7,800 Sh Put Shared-defined 1 7,800 OMNITURE INC COMMON STOCK Cmn 68212S109 40 1,860 Sh Shared-defined 1 1,860 OMNITURE INC COMMON STOCK Cmn 68212S109 26,101 1,217,411 Sh Shared-defined 2 1,217,411 OMNIVISION TECHNOLOGIES Cmn 682128903 977 60,000 Sh Call Shared-defined 1 60,000 OMNIVISION TECHNOLOGIES Cmn 682128953 562 34,500 Sh Put Shared-defined 1 34,500 OMNIVISION TECHNOLOGIES Cmn 682128103 56 3,457 Sh Shared-defined 2 3,457 OMNIVISION TECHNOLOGIES Cmn 682128903 726 44,600 Sh Call Shared-defined 2 44,600 OMNIVISION TECHNOLOGIES Cmn 682128953 269 16,500 Sh Put Shared-defined 2 16,500 COLUMN TOTALS 35,056
FORM 13F Page 421 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ OMNOVA SOLUTIONS INC CMN STOCK Cmn 682129101 23 3,498 Sh Shared-defined 1 3,498 OMNOVA SOLUTIONS INC CMN STOCK Cmn 682129101 222 34,268 Sh Shared-defined 2 34,268 ON SEMICONDUCTOR CORP 1.875% CB 12/15/2025 - REGIST Bond 682189AD7 43,695 33,295,000 Prn Shared-defined 2 N/A ON SEMICONDUCTOR CORP 2.625% 12/15/2026 - REGISTER Bond 682189AG0 35,083 32,500,000 Prn Shared-defined 2 N/A ON SEMICONDUCTOR CORP CMN STK Cmn 682189105 1,222 148,124 Sh Shared-defined 1 148,124 ON SEMICONDUCTOR CORP CMN STK Cmn 682189105 1,325 160,660 Sh Shared-defined 2 160,660 ON SEMICONDUCTOR CORP CMN STK Cmn 682189905 319 38,700 Sh Call Shared-defined 1 38,700 ON SEMICONDUCTOR CORP CMN STK Cmn 682189955 522 63,300 Sh Put Shared-defined 1 63,300 ON SEMICONDUCTOR CORP CMN STK Cmn 682189905 240 29,100 Sh Call Shared-defined 2 29,100 ON SEMICONDUCTOR CORP CMN STK Cmn 682189955 142 17,200 Sh Put Shared-defined 2 17,200 ONEBEACON INSURANCE GROUP-A Cmn G67742109 1 47 Sh Shared-defined 1 47 ONEBEACON INSURANCE GROUP-A Cmn G67742109 143 10,395 Sh Shared-defined 2 10,395 ONEOK INC Cmn 682680103 35 969 Sh Shared-defined 1 969 ONEOK INC Cmn 682680903 612 16,700 Sh Call Shared-defined 1 16,700 COLUMN TOTALS 83,584
FORM 13F Page 422 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ ONEOK INC Cmn 682680953 436 11,900 Sh Put Shared-defined 1 11,900 ONEOK INC Cmn 682680103 35 963 Sh Shared-defined 2 963 ONEOK PARTNERS LP Cmn 68268N903 5,407 102,200 Sh Call Shared-defined 1 102,200 ONEOK PARTNERS LP Cmn 68268N953 635 12,000 Sh Put Shared-defined 1 12,000 ONYX PHARMACEUTICALS INC CMN STOCK Cmn 683399909 3,201 106,800 Sh Call Shared-defined 1 106,800 ONYX PHARMACEUTICALS INC CMN STOCK Cmn 683399959 3,740 124,800 Sh Put Shared-defined 1 124,800 ONYX PHARMACEUTICALS INC CMN STOCK Cmn 683399109 1,788 59,666 Sh Shared-defined 1 59,666 ONYX PHARMACEUTICALS INC CMN STOCK Cmn 683399109 262 8,739 Sh Shared-defined 2 8,739 OPEN TEXT CORP CMN STOCK Cmn 683715906 1,654 44,300 Sh Call Shared-defined 1 44,300 OPEN TEXT CORP CMN STOCK Cmn 683715956 1,844 49,400 Sh Put Shared-defined 1 49,400 OPEN TEXT CORP CMN STOCK Cmn 683715106 1,485 39,792 Sh Shared-defined 1 39,792 OPEN TEXT CORP CMN STOCK Cmn 683715106 251 6,727 Sh Shared-defined 2 6,727 OPENTABLE INC Cmn 68372A104 33 1,186 Sh Shared-defined 1 1,186 OPENTABLE INC Cmn 68372A104 2,757 100,050 Sh Shared-defined 2 100,050 COLUMN TOTALS 23,528
FORM 13F Page 423 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ OPENWAVE SYSTEMS INC Cmn 683718308 57 22,075 Sh Shared-defined 1 22,075 OPENWAVE SYSTEMS INC Cmn 683718908 17 6,500 Sh Call Shared-defined 1 6,500 OPENWAVE SYSTEMS INC Cmn 683718958 8 3,200 Sh Put Shared-defined 1 3,200 OPENWAVE SYSTEMS INC Cmn 683718308 7 2,618 Sh Shared-defined 2 2,618 OPLINK COMMUNICATIONS INC Cmn 68375Q403 1 37 Sh Shared-defined 1 37 OPLINK COMMUNICATIONS INC Cmn 68375Q403 147 10,110 Sh Shared-defined 2 10,110 OPTIONSXPRESS, INC. COMMON STOCK Cmn 684010901 1,381 79,900 Sh Call Shared-defined 1 79,900 OPTIONSXPRESS, INC. COMMON STOCK Cmn 684010951 1,514 87,600 Sh Put Shared-defined 1 87,600 OPTIONSXPRESS, INC. COMMON STOCK Cmn 684010901 233 13,500 Sh Call Shared-defined 2 13,500 OPTIONSXPRESS, INC. COMMON STOCK Cmn 684010951 513 29,700 Sh Put Shared-defined 2 29,700 OPTIONSXPRESS, INC. COMMON STOCK Cmn 684010101 283 16,356 Sh Shared-defined 1 16,356 OPTIONSXPRESS, INC. COMMON STOCK Cmn 684010101 2,696 156,045 Sh Shared-defined 2 156,045 ORACLE SYS CORP Cmn 68389X905 17,383 834,100 Sh Call Shared-defined 1 834,100 ORACLE SYS CORP Cmn 68389X955 23,706 1,137,500 Sh Put Shared-defined 1 1,137,500 COLUMN TOTALS 47,946
FORM 13F Page 424 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ ORACLE SYS CORP Cmn 68389X905 13,819 663,100 Sh Call Shared-defined 2 663,100 ORACLE SYS CORP Cmn 68389X955 20,000 959,700 Sh Put Shared-defined 2 959,700 ORACLE SYS CORP Cmn 68389X105 5,362 257,270 Sh Shared-defined 1 257,270 ORACLE SYS CORP Cmn 68389X105 5,428 260,481 Sh Shared-defined 2 260,481 ORASURE TECHNOLOGIES INC CMN STK Cmn 68554V908 2 700 Sh Call Shared-defined 1 700 ORASURE TECHNOLOGIES INC CMN STK Cmn 68554V958 15 5,000 Sh Put Shared-defined 1 5,000 ORASURE TECHNOLOGIES INC CMN STK Cmn 68554V108 34 11,841 Sh Shared-defined 1 11,841 ORASURE TECHNOLOGIES INC CMN STK Cmn 68554V108 7 2,532 Sh Shared-defined 2 2,532 ORBITAL SCIENCES 2.4375% CB 1/15/2027-REGISTERED Bond 685564AN6 43,214 47,255,000 Prn Shared-defined 2 N/A ORBITAL SCIENCES COMMON STOCK Cmn 685564106 65 4,344 Sh Shared-defined 1 4,344 ORBITAL SCIENCES COMMON STOCK Cmn 685564106 391 26,117 Sh Shared-defined 2 26,117 ORBITAL SCIENCES COMMON STOCK Cmn 685564906 183 12,200 Sh Call Shared-defined 1 12,200 ORBITAL SCIENCES COMMON STOCK Cmn 685564956 223 14,900 Sh Put Shared-defined 1 14,900 ORBITZ WORLDWIDE INC Cmn 68557K109 75 12,084 Sh Shared-defined 1 12,084 COLUMN TOTALS 88,818
FORM 13F Page 425 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ ORBITZ WORLDWIDE INC Cmn 68557K909 57 9,200 Sh Call Shared-defined 1 9,200 ORBITZ WORLDWIDE INC Cmn 68557K959 322 52,100 Sh Put Shared-defined 1 52,100 ORBITZ WORLDWIDE INC Cmn 68557K109 47 7,665 Sh Shared-defined 2 7,665 OREILY AUTOMOTIVE INC CMN STK Cmn 686091909 893 24,700 Sh Call Shared-defined 1 24,700 OREILY AUTOMOTIVE INC CMN STK Cmn 686091959 600 16,600 Sh Put Shared-defined 1 16,600 OREILY AUTOMOTIVE INC CMN STK Cmn 686091909 47 1,300 Sh Call Shared-defined 2 1,300 OREILY AUTOMOTIVE INC CMN STK Cmn 686091959 242 6,700 Sh Put Shared-defined 2 6,700 OREILY AUTOMOTIVE INC CMN STK Cmn 686091109 318 8,800 Sh Shared-defined 2 8,800 OREXIGEN THERAPEUTICS INC Cmn 686164104 352 35,721 Sh Shared-defined 1 35,721 OREXIGEN THERAPEUTICS INC Cmn 686164904 282 28,600 Sh Call Shared-defined 1 28,600 OREXIGEN THERAPEUTICS INC Cmn 686164954 540 54,800 Sh Put Shared-defined 1 54,800 ORIENT EXPRESS HOTELS LTD - -A Cmn G67743907 100 8,700 Sh Call Shared-defined 1 8,700 ORIENT EXPRESS HOTELS LTD - -A Cmn G67743957 83 7,200 Sh Put Shared-defined 1 7,200 ORIENT EXPRESS HOTELS LTD - -A Cmn G67743107 63 5,479 Sh Shared-defined 2 5,479 COLUMN TOTALS 3,946
FORM 13F Page 426 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ ORIENTAL FINL GROUP CMN STK Cmn 68618W100 37 2,914 Sh Shared-defined 1 2,914 ORIENTAL FINL GROUP CMN STK Cmn 68618W100 202 15,935 Sh Shared-defined 2 15,935 ORIGIN AGRITECH LTD COMMON STOCK Cmn G67828906 36 7,400 Sh Call Shared-defined 1 7,400 ORIGIN AGRITECH LTD COMMON STOCK Cmn G67828956 68 14,000 Sh Put Shared-defined 1 14,000 ORIGIN AGRITECH LTD COMMON STOCK Cmn G67828106 50 10,228 Sh Shared-defined 1 10,228 OSHKOSH CORP Cmn 688239901 5,908 191,000 Sh Call Shared-defined 1 191,000 OSHKOSH CORP Cmn 688239951 4,039 130,600 Sh Put Shared-defined 1 130,600 OSHKOSH CORP Cmn 688239201 3,408 110,198 Sh Shared-defined 2 110,198 OSHKOSH CORP Cmn 688239901 3,164 102,300 Sh Call Shared-defined 2 102,300 OSHKOSH CORP Cmn 688239951 2,799 90,500 Sh Put Shared-defined 2 90,500 OSI PHARMACEUTICALS INC CMN STK Cmn 671040903 3,414 96,700 Sh Call Shared-defined 1 96,700 OSI PHARMACEUTICALS INC CMN STK Cmn 671040953 2,732 77,400 Sh Put Shared-defined 1 77,400 OSI PHARMACEUTICALS INC 3% CB 1/15/2038 - REGISTER Bond 671040AH6 24,332 26,500,000 Prn Shared-defined 2 N/A OSI PHARMACEUTICALS INC CMN STK Cmn 671040103 64 1,805 Sh Shared-defined 1 1,805 COLUMN TOTALS 50,253
FORM 13F Page 427 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ OSI PHARMACEUTICALS INC CMN STK Cmn 671040103 3,509 99,404 Sh Shared-defined 2 99,404 OSI SYSTEMS INC Cmn 671044905 327 17,900 Sh Call Shared-defined 1 17,900 OSI SYSTEMS INC Cmn 671044955 79 4,300 Sh Put Shared-defined 1 4,300 OSIRIS THERAPEUTICS COMMON STOCK Cmn 68827R108 15 2,187 Sh Shared-defined 1 2,187 OSIRIS THERAPEUTICS COMMON STOCK Cmn 68827R908 705 105,800 Sh Call Shared-defined 1 105,800 OSIRIS THERAPEUTICS COMMON STOCK Cmn 68827R958 177 26,600 Sh Put Shared-defined 1 26,600 OTTER TAIL CORPORATION CMN STK Cmn 689648903 268 11,200 Sh Call Shared-defined 1 11,200 OTTER TAIL CORPORATION CMN STK Cmn 689648953 156 6,500 Sh Put Shared-defined 1 6,500 OTTER TAIL CORPORATION CMN STK Cmn 689648103 8 342 Sh Shared-defined 1 342 OTTER TAIL CORPORATION CMN STK Cmn 689648103 470 19,636 Sh Shared-defined 2 19,636 OVERSEAS SHIPHOLDING GROUP CMN STK Cmn 690368105 77 2,056 Sh Shared-defined 1 2,056 OVERSEAS SHIPHOLDING GROUP CMN STK Cmn 690368105 175 4,683 Sh Shared-defined 2 4,683 OVERSEAS SHIPHOLDING GROUP CMN STK Cmn 690368905 4,649 124,400 Sh Call Shared-defined 1 124,400 OVERSEAS SHIPHOLDING GROUP CMN STK Cmn 690368955 1,726 46,200 Sh Put Shared-defined 1 46,200 COLUMN TOTALS 12,341
FORM 13F Page 428 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ OVERSEAS SHIPHOLDING GROUP CMN STK Cmn 690368905 1,248 33,400 Sh Call Shared-defined 2 33,400 OVERSEAS SHIPHOLDING GROUP CMN STK Cmn 690368955 1,472 39,400 Sh Put Shared-defined 2 39,400 OVERSTOCK.COM INC CMN STK Cmn 690370101 700 47,714 Sh Shared-defined 1 47,714 OVERSTOCK.COM INC CMN STK Cmn 690370901 1,320 90,000 Sh Call Shared-defined 1 90,000 OVERSTOCK.COM INC CMN STK Cmn 690370951 951 64,800 Sh Put Shared-defined 1 64,800 OWENS CORNING INC Cmn 690742101 4,263 189,875 Sh Shared-defined 2 189,875 OWENS CORNING INC Cmn 690742901 3,469 154,500 Sh Call Shared-defined 1 154,500 OWENS CORNING INC Cmn 690742951 2,196 97,800 Sh Put Shared-defined 1 97,800 OWENS CORNING INC Cmn 690742901 5,168 230,200 Sh Call Shared-defined 2 230,200 OWENS CORNING INC Cmn 690742951 1,423 63,400 Sh Put Shared-defined 2 63,400 OWENS-ILLINOIS INC CMN STK Cmn 690768403 25,088 679,900 Sh Shared-defined 2 679,900 OWENS-ILLINOIS INC CMN STK Cmn 690768903 4,720 127,900 Sh Call Shared-defined 1 127,900 OWENS-ILLINOIS INC CMN STK Cmn 690768953 1,727 46,800 Sh Put Shared-defined 1 46,800 OWENS-ILLINOIS INC CMN STK Cmn 690768903 2,052 55,600 Sh Call Shared-defined 2 55,600 COLUMN TOTALS 55,797
FORM 13F Page 429 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ OWENS-ILLINOIS INC CMN STK Cmn 690768953 900 24,400 Sh Put Shared-defined 2 24,400 OXFORD INDUSTRIES INC CMN STK Cmn 691497909 313 15,900 Sh Call Shared-defined 1 15,900 OXFORD INDUSTRIES INC CMN STK Cmn 691497959 768 39,000 Sh Put Shared-defined 1 39,000 OXFORD INDUSTRIES INC CMN STK Cmn 691497309 224 11,391 Sh Shared-defined 1 11,391 OXFORD INDUSTRIES INC CMN STK Cmn 691497309 181 9,196 Sh Shared-defined 2 9,196 P F CHANGS CHINA BISTRO INC CMN STOCK Cmn 69333Y908 1,033 30,400 Sh Call Shared-defined 1 30,400 P F CHANGS CHINA BISTRO INC CMN STOCK Cmn 69333Y958 3,278 96,500 Sh Put Shared-defined 1 96,500 P F CHANGS CHINA BISTRO INC CMN STOCK Cmn 69333Y108 1,165 34,298 Sh Shared-defined 1 34,298 P F CHANGS CHINA BISTRO INC CMN STOCK Cmn 69333Y108 19,546 575,389 Sh Shared-defined 2 575,389 PACCAR INC Cmn 693718108 268 7,094 Sh Shared-defined 1 7,094 PACCAR INC Cmn 693718908 8,104 214,900 Sh Call Shared-defined 1 214,900 PACCAR INC Cmn 693718958 6,667 176,800 Sh Put Shared-defined 1 176,800 PACCAR INC Cmn 693718908 8,439 223,800 Sh Call Shared-defined 2 223,800 PACCAR INC Cmn 693718958 8,677 230,100 Sh Put Shared-defined 2 230,100 COLUMN TOTALS 59,563
FORM 13F Page 430 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ PACER INTERNATIONAL INC Cmn 69373H906 85 21,900 Sh Call Shared-defined 1 21,900 PACER INTERNATIONAL INC Cmn 69373H956 60 15,600 Sh Put Shared-defined 1 15,600 PACIFIC CAPITAL BANCORP CMN STOCK Cmn 69404P101 18 12,574 Sh Shared-defined 1 12,574 PACIFIC CAPITAL BANCORP CMN STOCK Cmn 69404P101 - 8 Sh Shared-defined 2 8 PACIFIC RIM MNG CORP CMN STOCK Cmn 694915208 3 10,763 Sh Shared-defined 1 10,763 PACIFIC SUNWEAR CALIF INC CMN STK Cmn 694873900 155 30,000 Sh Call Shared-defined 1 30,000 PACIFIC SUNWEAR CALIF INC CMN STK Cmn 694873950 45 8,800 Sh Put Shared-defined 1 8,800 PACIFIC SUNWEAR CALIF INC CMN STK Cmn 694873100 12 2,420 Sh Shared-defined 1 2,420 PACIFIC SUNWEAR CALIF INC CMN STK Cmn 694873100 3,366 653,526 Sh Shared-defined 2 653,526 PACKAGING CORP OF AMERICA CMN STOCK Cmn 695156909 10 500 Sh Call Shared-defined 1 500 PACKAGING CORP OF AMERICA CMN STOCK Cmn 695156959 222 10,900 Sh Put Shared-defined 1 10,900 PACKAGING CORP OF AMERICA CMN STOCK Cmn 695156109 1,105 54,185 Sh Shared-defined 2 54,185 PACTIV CORPORATION Cmn 695257905 565 21,700 Sh Call Shared-defined 1 21,700 PACTIV CORPORATION Cmn 695257955 604 23,200 Sh Put Shared-defined 1 23,200 COLUMN TOTALS 6,250
FORM 13F Page 431 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ PACTIV CORPORATION Cmn 695257105 714 27,393 Sh Shared-defined 2 27,393 PACWEST BANCORP Cmn 695263103 55 2,909 Sh Shared-defined 1 2,909 PACWEST BANCORP Cmn 695263103 669 35,110 Sh Shared-defined 2 35,110 PAIN THERAPEUTICS INC Cmn 69562K900 30 5,900 Sh Call Shared-defined 1 5,900 PAIN THERAPEUTICS INC Cmn 69562K950 61 12,000 Sh Put Shared-defined 1 12,000 PAIN THERAPEUTICS INC Cmn 69562K100 249 49,150 Sh Shared-defined 2 49,150 PALL CORP Cmn 696429307 167 5,158 Sh Shared-defined 1 5,158 PALL CORP Cmn 696429907 152 4,700 Sh Call Shared-defined 1 4,700 PALL CORP Cmn 696429957 713 22,100 Sh Put Shared-defined 1 22,100 PALL CORP Cmn 696429307 348 10,787 Sh Shared-defined 2 10,787 PALM INC COM STK Cmn 696643905 12,963 743,700 Sh Call Shared-defined 1 743,700 PALM INC COM STK Cmn 696643955 18,638 1,069,300 Sh Put Shared-defined 1 1,069,300 PALM INC COM STK Cmn 696643905 6,787 389,400 Sh Call Shared-defined 2 389,400 PALM INC COM STK Cmn 696643955 2,062 118,300 Sh Put Shared-defined 2 118,300 COLUMN TOTALS 43,608
FORM 13F Page 432 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ PALM INC COM STK Cmn 696643105 657 37,685 Sh Shared-defined 1 37,685 PALM INC COM STK Cmn 696643105 7,976 457,589 Sh Shared-defined 2 457,589 PALOMAR MED TECHNOLOGIES INC CMN STK Cmn 697529903 433 26,700 Sh Call Shared-defined 1 26,700 PALOMAR MED TECHNOLOGIES INC CMN STK Cmn 697529953 196 12,100 Sh Put Shared-defined 1 12,100 PALOMAR MED TECHNOLOGIES INC CMN STK Cmn 697529303 66 4,063 Sh Shared-defined 1 4,063 PAN AMERICAN SILVER CORP CMN STOCK Cmn 697900908 3,311 145,200 Sh Call Shared-defined 1 145,200 PAN AMERICAN SILVER CORP CMN STOCK Cmn 697900958 3,352 147,000 Sh Put Shared-defined 1 147,000 PAN AMERICAN SILVER CORP CMN STOCK Cmn 697900908 2,111 92,600 Sh Call Shared-defined 2 92,600 PAN AMERICAN SILVER CORP CMN STOCK Cmn 697900958 6,104 267,700 Sh Put Shared-defined 2 267,700 PAN AMERICAN SILVER CORP CMN STOCK Cmn 697900108 306 13,401 Sh Shared-defined 1 13,401 PAN AMERICAN SILVER CORP CMN STOCK Cmn 697900108 743 32,582 Sh Shared-defined 2 32,582 PANERA BREAD CO - CL A CMN STK Cmn 69840W108 499 9,064 Sh Shared-defined 2 9,064 PANERA BREAD CO - CL A CMN STK Cmn 69840W908 4,389 79,800 Sh Call Shared-defined 1 79,800 PANERA BREAD CO - CL A CMN STK Cmn 69840W958 5,038 91,600 Sh Put Shared-defined 1 91,600 COLUMN TOTALS 35,181
FORM 13F Page 433 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ PANERA BREAD CO - CL A CMN STK Cmn 69840W908 2,030 36,900 Sh Call Shared-defined 2 36,900 PANERA BREAD CO - CL A CMN STK Cmn 69840W958 1,991 36,200 Sh Put Shared-defined 2 36,200 PANTRY INC CMN STOCK Cmn 698657903 350 22,300 Sh Call Shared-defined 1 22,300 PANTRY INC CMN STOCK Cmn 698657953 367 23,400 Sh Put Shared-defined 1 23,400 PANTRY INC CMN STOCK Cmn 698657903 16 1,000 Sh Call Shared-defined 2 1,000 PANTRY INC CMN STOCK Cmn 698657103 1 50 Sh Shared-defined 2 50 PAPA JOHNS INTERNATIONAL INC CMN STK Cmn 698813902 128 5,200 Sh Call Shared-defined 1 5,200 PAPA JOHNS INTERNATIONAL INC CMN STK Cmn 698813952 219 8,900 Sh Put Shared-defined 1 8,900 PAPA JOHNS INTERNATIONAL INC CMN STK Cmn 698813102 10 413 Sh Shared-defined 2 413 PAR PHARMACEUTICAL COS INC CMN STK Cmn 69888P906 1,013 47,100 Sh Call Shared-defined 1 47,100 PAR PHARMACEUTICAL COS INC CMN STK Cmn 69888P956 493 22,900 Sh Put Shared-defined 1 22,900 PAR PHARMACEUTICAL COS INC CMN STK Cmn 69888P906 95 4,400 Sh Call Shared-defined 2 4,400 PAR PHARMACEUTICAL COS INC CMN STK Cmn 69888P106 152 7,074 Sh Shared-defined 2 7,074 PARAGON SHIPPING INC-CLASS A Cmn 69913R909 161 38,000 Sh Call Shared-defined 1 38,000 COLUMN TOTALS 7,026
FORM 13F Page 434 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ PARAGON SHIPPING INC-CLASS A Cmn 69913R959 167 39,400 Sh Put Shared-defined 1 39,400 PARAGON SHIPPING INC-CLASS A Cmn 69913R309 177 41,656 Sh Shared-defined 1 41,656 PARAGON SHIPPING INC-CLASS A Cmn 69913R309 62 14,588 Sh Shared-defined 2 14,588 PARALLEL PETROLEUM CORP CMN STK Cmn 699157903 7 2,200 Sh Call Shared-defined 1 2,200 PARALLEL PETROLEUM CORP CMN STK Cmn 699157953 3 900 Sh Put Shared-defined 1 900 PARALLEL PETROLEUM CORP CMN STK Cmn 699157103 68 21,569 Sh Shared-defined 1 21,569 PARAMETRIC TECHNOLOGY CORP CMN STK Cmn 699173209 53 3,841 Sh Shared-defined 1 3,841 PARAMETRIC TECHNOLOGY CORP CMN STK Cmn 699173209 244 17,678 Sh Shared-defined 2 17,678 PARKER DRILLING CO CMN STK Cmn 701081101 112 20,486 Sh Shared-defined 1 20,486 PARKER DRILLING CO CMN STK Cmn 701081901 31 5,700 Sh Call Shared-defined 1 5,700 PARKER DRILLING CO CMN STK Cmn 701081951 11 2,100 Sh Put Shared-defined 1 2,100 PARKER DRILLING CO CMN STK Cmn 701081901 2 300 Sh Call Shared-defined 2 300 PARKER HANNIFIN CORP Cmn 701094904 5,759 111,100 Sh Call Shared-defined 1 111,100 PARKER HANNIFIN CORP Cmn 701094954 2,364 45,600 Sh Put Shared-defined 1 45,600 COLUMN TOTALS 9,060
FORM 13F Page 435 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ PARKER HANNIFIN CORP Cmn 701094904 1,493 28,800 Sh Call Shared-defined 2 28,800 PARKER HANNIFIN CORP Cmn 701094954 430 8,300 Sh Put Shared-defined 2 8,300 PARKER HANNIFIN CORP Cmn 701094104 114 2,200 Sh Shared-defined 1 2,200 PARKERVISION INC CMN STK Cmn 701354902 103 25,300 Sh Call Shared-defined 1 25,300 PARKERVISION INC CMN STK Cmn 701354952 93 22,700 Sh Put Shared-defined 1 22,700 PARKERVISION INC CMN STK Cmn 701354102 55 13,494 Sh Shared-defined 1 13,494 PARKERVISION INC CMN STK Cmn 701354102 10 2,450 Sh Shared-defined 2 2,450 PARTNERRE LTD CMN STOCK Cmn G6852T105 9 116 Sh Shared-defined 1 116 PARTNERRE LTD CMN STOCK Cmn G6852T105 2,724 35,407 Sh Shared-defined 2 35,407 PATRIOT COAL CORP COMMON STOCK Cmn 70336T904 1,556 132,300 Sh Call Shared-defined 1 132,300 PATRIOT COAL CORP COMMON STOCK Cmn 70336T954 1,095 93,100 Sh Put Shared-defined 1 93,100 PATRIOT COAL CORP COMMON STOCK Cmn 70336T904 948 80,600 Sh Call Shared-defined 2 80,600 PATRIOT COAL CORP COMMON STOCK Cmn 70336T954 1,435 122,000 Sh Put Shared-defined 2 122,000 PATRIOT COAL CORP COMMON STOCK Cmn 70336T104 32 2,735 Sh Shared-defined 1 2,735 COLUMN TOTALS 10,097
FORM 13F Page 436 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ PATRIOT COAL CORP COMMON STOCK Cmn 70336T104 690 58,704 Sh Shared-defined 2 58,704 PATTERSON COS INC CMN STK Cmn 703395903 3,278 120,300 Sh Call Shared-defined 1 120,300 PATTERSON COS INC CMN STK Cmn 703395953 542 19,900 Sh Put Shared-defined 1 19,900 PATTERSON COS INC CMN STK Cmn 703395903 1,801 66,100 Sh Call Shared-defined 2 66,100 PATTERSON COS INC CMN STK Cmn 703395103 30 1,085 Sh Shared-defined 1 1,085 PATTERSON COS INC CMN STK Cmn 703395103 544 19,960 Sh Shared-defined 2 19,960 PATTERSON-UTI ENERGY COMMON STOCK Cmn 703481101 235 15,530 Sh Shared-defined 2 15,530 PATTERSON-UTI ENERGY COMMON STOCK Cmn 703481901 2,295 152,000 Sh Call Shared-defined 1 152,000 PATTERSON-UTI ENERGY COMMON STOCK Cmn 703481951 717 47,500 Sh Put Shared-defined 1 47,500 PATTERSON-UTI ENERGY COMMON STOCK Cmn 703481901 1,031 68,300 Sh Call Shared-defined 2 68,300 PATTERSON-UTI ENERGY COMMON STOCK Cmn 703481951 20 1,300 Sh Put Shared-defined 2 1,300 PAYCHEX INC CMN STK Cmn 704326907 7,100 244,400 Sh Call Shared-defined 1 244,400 PAYCHEX INC CMN STK Cmn 704326957 6,208 213,700 Sh Put Shared-defined 1 213,700 PAYCHEX INC CMN STK Cmn 704326907 11,643 400,800 Sh Call Shared-defined 2 400,800 COLUMN TOTALS 36,134
FORM 13F Page 437 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ PAYCHEX INC CMN STK Cmn 704326957 2,667 91,800 Sh Put Shared-defined 2 91,800 PAYCHEX INC CMN STK Cmn 704326107 85 2,933 Sh Shared-defined 1 2,933 PAYCHEX INC CMN STK Cmn 704326107 22,877 787,519 Sh Shared-defined 2 787,519 PC-TEL INC CMN STOCK Cmn 69325Q105 64 10,163 Sh Shared-defined 2 10,163 PDL BIOPHARMA INC CMN STK Cmn 69329Y904 608 77,100 Sh Call Shared-defined 1 77,100 PDL BIOPHARMA INC CMN STK Cmn 69329Y954 538 68,300 Sh Put Shared-defined 1 68,300 PDL BIOPHARMA INC CMN STK Cmn 69329Y104 20 2,520 Sh Shared-defined 1 2,520 PDL BIOPHARMA INC CMN STK Cmn 69329Y104 373 47,354 Sh Shared-defined 2 47,354 PEABODY ENERGY CORP COM SHS Cmn 704549104 200 5,364 Sh Shared-defined 2 5,364 PEABODY ENERGY CORP COM SHS Cmn 704549904 14,665 394,000 Sh Call Shared-defined 1 394,000 PEABODY ENERGY CORP COM SHS Cmn 704549954 9,804 263,400 Sh Put Shared-defined 1 263,400 PEABODY ENERGY CORP COM SHS Cmn 704549904 9,193 247,000 Sh Call Shared-defined 2 247,000 PEABODY ENERGY CORP COM SHS Cmn 704549954 6,126 164,600 Sh Put Shared-defined 2 164,600 PEET'S COFFEE & TEA, INC. Cmn 705560100 5 176 Sh Shared-defined 1 176 COLUMN TOTALS 67,225
FORM 13F Page 438 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ PEET'S COFFEE & TEA, INC. Cmn 705560900 440 15,600 Sh Call Shared-defined 1 15,600 PEET'S COFFEE & TEA, INC. Cmn 705560950 175 6,200 Sh Put Shared-defined 1 6,200 PENGROWTH ENERGY TRUST -A COMMON STOCK Cmn 706902909 350 33,300 Sh Call Shared-defined 1 33,300 PENGROWTH ENERGY TRUST -A COMMON STOCK Cmn 706902959 620 59,000 Sh Put Shared-defined 1 59,000 PENGROWTH ENERGY TRUST -A COMMON STOCK Cmn 706902509 15 1,453 Sh Shared-defined 1 1,453 PENGROWTH ENERGY TRUST -A COMMON STOCK Cmn 706902509 7 674 Sh Shared-defined 2 674 PENN NATIONAL GAMING INC CMN STOCK Cmn 707569909 614 22,200 Sh Call Shared-defined 1 22,200 PENN NATIONAL GAMING INC CMN STOCK Cmn 707569959 2,595 93,800 Sh Put Shared-defined 1 93,800 PENN NATIONAL GAMING INC CMN STOCK Cmn 707569959 230 8,300 Sh Put Shared-defined 2 8,300 PENN NATIONAL GAMING INC CMN STOCK Cmn 707569109 1,565 56,591 Sh Shared-defined 1 56,591 PENN NATIONAL GAMING INC CMN STOCK Cmn 707569109 3,073 111,083 Sh Shared-defined 2 111,083 PENN VIRGINIA CORP CMN STK Cmn 707882906 713 31,100 Sh Call Shared-defined 1 31,100 PENN VIRGINIA CORP CMN STK Cmn 707882956 781 34,100 Sh Put Shared-defined 1 34,100 PENN VIRGINIA CORP CMN STK Cmn 707882106 28 1,212 Sh Shared-defined 1 1,212 COLUMN TOTALS 11,206
FORM 13F Page 439 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ PENN VIRGINIA CORP CMN STK Cmn 707882106 7,144 311,837 Sh Shared-defined 2 311,837 PENN WEST ENERGY TRUST UNIT Cmn 707885909 2,504 158,100 Sh Call Shared-defined 1 158,100 PENN WEST ENERGY TRUST UNIT Cmn 707885959 581 36,700 Sh Put Shared-defined 1 36,700 PENN WEST ENERGY TRUST UNIT Cmn 707885909 3,627 229,000 Sh Call Shared-defined 2 229,000 PENN WEST ENERGY TRUST UNIT Cmn 707885959 177 11,200 Sh Put Shared-defined 2 11,200 PENN WEST ENERGY TRUST UNIT Cmn 707885109 65 4,094 Sh Shared-defined 1 4,094 PENN WEST ENERGY TRUST UNIT Cmn 707885109 28 1,792 Sh Shared-defined 2 1,792 PENNSYLVANIA RE INVS TRUST CMN STK Cmn 709102107 50 6,635 Sh Shared-defined 2 6,635 PENNSYLVANIA RE INVS TRUST CMN STK Cmn 709102907 487 64,000 Sh Call Shared-defined 1 64,000 PENNSYLVANIA RE INVS TRUST CMN STK Cmn 709102957 129 16,900 Sh Put Shared-defined 1 16,900 PENSKE AUTO GROUP CMN STOCK Cmn 70959W103 1,778 92,700 Sh Shared-defined 2 92,700 PENTAIR INC COMMON NASDAQ Cmn 709631105 23 780 Sh Shared-defined 1 780 PENTAIR INC COMMON NASDAQ Cmn 709631105 5,960 201,900 Sh Shared-defined 2 201,900 PENTAIR INC COMMON NASDAQ Cmn 709631905 136 4,600 Sh Call Shared-defined 1 4,600 COLUMN TOTALS 22,689
FORM 13F Page 440 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ PENTAIR INC COMMON NASDAQ Cmn 709631955 325 11,000 Sh Put Shared-defined 1 11,000 PENWEST PHARMACEUTICALS CO CMN STOCK Cmn 709754905 47 22,400 Sh Call Shared-defined 1 22,400 PENWEST PHARMACEUTICALS CO CMN STOCK Cmn 709754955 3 1,200 Sh Put Shared-defined 1 1,200 PENWEST PHARMACEUTICALS CO CMN STOCK Cmn 709754105 1 514 Sh Shared-defined 1 514 PENWEST PHARMACEUTICALS CO CMN STOCK Cmn 709754105 1 406 Sh Shared-defined 2 406 PEOPLE'S UNITED FINANCIAL INC CMN STOCK Cmn 712704905 210 13,500 Sh Call Shared-defined 1 13,500 PEOPLE'S UNITED FINANCIAL INC CMN STOCK Cmn 712704955 311 20,000 Sh Put Shared-defined 1 20,000 PEOPLE'S UNITED FINANCIAL INC CMN STOCK Cmn 712704905 123 7,900 Sh Call Shared-defined 2 7,900 PEOPLE'S UNITED FINANCIAL INC CMN STOCK Cmn 712704105 487 31,304 Sh Shared-defined 1 31,304 PEOPLE'S UNITED FINANCIAL INC CMN STOCK Cmn 712704105 1,387 89,159 Sh Shared-defined 2 89,159 PEP BOYS COMMON STOCK PBY Cmn 713278109 24 2,429 Sh Shared-defined 1 2,429 PEPCO HOLDINGS INC CMN STK Cmn 713291102 14 945 Sh Shared-defined 1 945 PEPCO HOLDINGS INC CMN STK Cmn 713291102 908 61,053 Sh Shared-defined 2 61,053 PEPSI BOTTLING GROUP INC CMN. Cmn 713409900 22 600 Sh Call Shared-defined 1 600 COLUMN TOTALS 3,863
FORM 13F Page 441 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ PEPSI BOTTLING GROUP INC CMN. Cmn 713409950 477 13,100 Sh Put Shared-defined 1 13,100 PEPSI BOTTLING GROUP INC CMN. Cmn 713409100 51 1,392 Sh Shared-defined 1 1,392 PEPSICO INC Cmn 713448108 2,713 46,254 Sh Shared-defined 1 46,254 PEPSICO INC Cmn 713448108 176,733 3,012,833 Sh Shared-defined 2 3,012,833 PEPSICO INC Cmn 713448908 8,758 149,300 Sh Call Shared-defined 1 149,300 PEPSICO INC Cmn 713448958 20,772 354,100 Sh Put Shared-defined 1 354,100 PEPSICO INC Cmn 713448908 6,071 103,500 Sh Call Shared-defined 2 103,500 PEPSICO INC Cmn 713448958 11,626 198,200 Sh Put Shared-defined 2 198,200 PEREGRINE PHARMACEUTICALS INC COMMON STOCK Cmn 713661106 37 54,185 Sh Shared-defined 1 54,185 PERFECT WORLD CO-SPON ADR Depository Receipt 71372U104 1,885 39,196 Sh Shared-defined 1 N/A PERFECT WORLD CO-SPON ADR Depository Receipt 71372U104 11,669 242,608 Sh Shared-defined 2 N/A PERKINELMER INC Cmn 714046109 2,778 144,393 Sh Shared-defined 2 144,393 PERMIAN BASIN ROYALTY TRUST CMN STK Cmn 714236906 176 13,800 Sh Call Shared-defined 1 13,800 PERMIAN BASIN ROYALTY TRUST CMN STK Cmn 714236956 97 7,600 Sh Put Shared-defined 1 7,600 COLUMN TOTALS 243,843
FORM 13F Page 442 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ PERMIAN BASIN ROYALTY TRUST CMN STK Cmn 714236106 125 9,804 Sh Shared-defined 1 9,804 PERMIAN BASIN ROYALTY TRUST CMN STK Cmn 714236106 352 27,561 Sh Shared-defined 2 27,561 PEROT SYSTEMS CORP CMN STK Cmn 714265105 516 17,379 Sh Shared-defined 1 17,379 PERRIGO COMPANY CMN STK Cmn 714290903 982 28,900 Sh Call Shared-defined 1 28,900 PERRIGO COMPANY CMN STK Cmn 714290953 1,094 32,200 Sh Put Shared-defined 1 32,200 PERRIGO COMPANY CMN STK Cmn 714290103 61 1,796 Sh Shared-defined 2 1,796 PETMED EXPRESS INC COMMON STOCK Cmn 716382906 130 6,900 Sh Call Shared-defined 1 6,900 PETMED EXPRESS INC COMMON STOCK Cmn 716382956 136 7,200 Sh Put Shared-defined 1 7,200 PETMED EXPRESS INC COMMON STOCK Cmn 716382106 128 6,770 Sh Shared-defined 1 6,770 PETROCHINA CO LTD -ADS Depository 1:100 H SHRS Receipt 71646E100 85 749 Sh Shared-defined 1 N/A PETROCHINA CO LTD -ADS Depository 1:100 H SHRS Receipt 71646E100 916 8,052 Sh Shared-defined 2 N/A PETROHAWK ENERGY CORP COMMON STOCK Cmn 716495906 2,702 111,600 Sh Call Shared-defined 1 111,600 PETROHAWK ENERGY CORP COMMON STOCK Cmn 716495956 1,685 69,600 Sh Put Shared-defined 1 69,600 PETROHAWK ENERGY CORP COMMON STOCK Cmn 716495906 990 40,900 Sh Call Shared-defined 2 40,900 COLUMN TOTALS 9,902
FORM 13F Page 443 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ PETROHAWK ENERGY CORP COMMON STOCK Cmn 716495956 1,109 45,800 Sh Put Shared-defined 2 45,800 PETROHAWK ENERGY CORP COMMON STOCK Cmn 716495106 16 661 Sh Shared-defined 1 661 PETROHAWK ENERGY CORP COMMON STOCK Cmn 716495106 587 24,260 Sh Shared-defined 2 24,260 PETROLEO BRASILEIRO S.A. Depository - -ADR 1:1 Receipt 71654V408 8,309 181,019 Sh Shared-defined 1 N/A PETROLEO BRASILEIRO S.A. Depository - -ADR 1:1 Receipt 71654V408 3,390 73,851 Sh Shared-defined 2 N/A PETROLEO BRASILEIRO Depository SA-PREF ADR 1:1 Receipt 71654V101 743 18,913 Sh Shared-defined 1 N/A PETROLEUM DEVELOPMENT CORP CMN STK Cmn 716578909 526 28,200 Sh Call Shared-defined 1 28,200 PETROLEUM DEVELOPMENT CORP CMN STK Cmn 716578959 470 25,200 Sh Put Shared-defined 1 25,200 PETROLEUM DEVELOPMENT CORP CMN STK Cmn 716578109 117 6,278 Sh Shared-defined 1 6,278 PETROLEUM DEVELOPMENT CORP CMN STK Cmn 716578109 369 19,779 Sh Shared-defined 2 19,779 PETROQUEST ENERGY INC CMN STOCK Cmn 716748908 187 28,800 Sh Call Shared-defined 1 28,800 PETROQUEST ENERGY INC CMN STOCK Cmn 716748958 267 41,200 Sh Put Shared-defined 1 41,200 PETROQUEST ENERGY INC CMN STOCK Cmn 716748108 99 15,259 Sh Shared-defined 1 15,259 PETSMART INC Cmn 716768906 733 33,700 Sh Call Shared-defined 1 33,700 COLUMN TOTALS 16,922
FORM 13F Page 444 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ PETSMART INC Cmn 716768956 589 27,100 Sh Put Shared-defined 1 27,100 PETSMART INC Cmn 716768906 2,360 108,500 Sh Call Shared-defined 2 108,500 PETSMART INC Cmn 716768956 187 8,600 Sh Put Shared-defined 2 8,600 PFIZER INC Cmn 717081103 32,394 1,957,317 Sh Shared-defined 2 1,957,317 PFIZER INC Cmn 717081903 28,673 1,732,500 Sh Call Shared-defined 1 1,732,500 PFIZER INC Cmn 717081953 24,002 1,450,300 Sh Put Shared-defined 1 1,450,300 PFIZER INC Cmn 717081903 8,201 495,500 Sh Call Shared-defined 2 495,500 PFIZER INC Cmn 717081953 4,881 294,900 Sh Put Shared-defined 2 294,900 PG&E CORP Cmn 69331C108 1,356 33,494 Sh Shared-defined 1 33,494 PG&E CORP Cmn 69331C108 4,891 120,798 Sh Shared-defined 2 120,798 PG&E CORP 9.50% CB 06/30/2010 - REGISTERED Bond 69331CAD0 240,393 88,418,000 Prn Shared-defined 2 N/A PG&E CORP Cmn 69331C908 595 14,700 Sh Call Shared-defined 1 14,700 PG&E CORP Cmn 69331C958 1,397 34,500 Sh Put Shared-defined 1 34,500 PHARMACEUTICAL PRODUCT DEVELOPMENT INC Cmn 717124901 237 10,800 Sh Call Shared-defined 1 10,800 COLUMN TOTALS 350,156
FORM 13F Page 445 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ PHARMACEUTICAL PRODUCT DEVELOPMENT INC Cmn 717124951 1,156 52,700 Sh Put Shared-defined 1 52,700 PHARMACEUTICAL PRODUCT DEVELOPMENT INC Cmn 717124101 1,217 55,477 Sh Shared-defined 1 55,477 PHARMACEUTICAL PRODUCT DEVELOPMENT INC Cmn 717124101 1,768 80,600 Sh Shared-defined 2 80,600 PHARMASSET INC Cmn 71715N106 1 25 Sh Shared-defined 1 25 PHARMASSET INC Cmn 71715N106 206 9,738 Sh Shared-defined 2 9,738 PHARMERICA CORP Cmn 71714F104 10 554 Sh Shared-defined 1 554 PHARMERICA CORP Cmn 71714F904 41 2,200 Sh Call Shared-defined 1 2,200 PHARMERICA CORP Cmn 71714F954 245 13,200 Sh Put Shared-defined 1 13,200 PHH CORPORATION WHEN ISSUED COMMON STOCK Cmn 693320902 177 8,900 Sh Call Shared-defined 1 8,900 PHH CORPORATION WHEN ISSUED COMMON STOCK Cmn 693320952 151 7,600 Sh Put Shared-defined 1 7,600 PHH CORPORATION WHEN ISSUED COMMON STOCK Cmn 693320202 9 463 Sh Shared-defined 1 463 PHH CORPORATION WHEN ISSUED COMMON STOCK Cmn 693320202 1,251 63,051 Sh Shared-defined 2 63,051 PHILIP MORRIS INTERNATIONAL Cmn 718172109 33,426 685,794 Sh Shared-defined 2 685,794 PHILIP MORRIS INTERNATIONAL Cmn 718172909 30,935 634,700 Sh Call Shared-defined 1 634,700 COLUMN TOTALS 70,593
FORM 13F Page 446 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ PHILIP MORRIS INTERNATIONAL Cmn 718172959 25,394 521,000 Sh Put Shared-defined 1 521,000 PHILIP MORRIS INTERNATIONAL Cmn 718172909 20,456 419,700 Sh Call Shared-defined 2 419,700 PHILIP MORRIS INTERNATIONAL Cmn 718172959 16,372 335,900 Sh Put Shared-defined 2 335,900 PHILLIPS-VAN HEUSEN CMN STK Cmn 718592908 561 13,100 Sh Call Shared-defined 1 13,100 PHILLIPS-VAN HEUSEN CMN STK Cmn 718592958 689 16,100 Sh Put Shared-defined 1 16,100 PHILLIPS-VAN HEUSEN CMN STK Cmn 718592108 153 3,574 Sh Shared-defined 1 3,574 PHILLIPS-VAN HEUSEN CMN STK Cmn 718592108 6,817 159,305 Sh Shared-defined 2 159,305 PHOTRONICS INC CMN STK Cmn 719405902 165 34,900 Sh Call Shared-defined 1 34,900 PHOTRONICS INC CMN STK Cmn 719405952 16 3,400 Sh Put Shared-defined 1 3,400 PHOTRONICS INC 5.5% CB 10/01/2014-REGISTERED Bond 719405AF9 7,830 6,500,000 Prn Shared-defined 2 N/A PHOTRONICS INC CMN STK Cmn 719405102 14 3,036 Sh Shared-defined 1 3,036 PHOTRONICS INC CMN STK Cmn 719405102 456 96,163 Sh Shared-defined 2 96,163 PIKE ELECTRIC CORP COMMON STOCK Cmn 721283909 24 2,000 Sh Call Shared-defined 1 2,000 PIKE ELECTRIC CORP COMMON STOCK Cmn 721283959 60 5,000 Sh Put Shared-defined 1 5,000 COLUMN TOTALS 79,007
FORM 13F Page 447 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ PIKE ELECTRIC CORP COMMON STOCK Cmn 721283109 45 3,725 Sh Shared-defined 1 3,725 PIKE ELECTRIC CORP COMMON STOCK Cmn 721283109 2 161 Sh Shared-defined 2 161 PINNACLE ENTMT COMMON STOCK Cmn 723456909 42 4,100 Sh Call Shared-defined 1 4,100 PINNACLE ENTMT COMMON STOCK Cmn 723456109 87 8,500 Sh Shared-defined 2 8,500 PINNACLE FINANCIAL PARTNERS Cmn 72346Q104 70 5,500 Sh Shared-defined 1 5,500 PINNACLE FINANCIAL PARTNERS Cmn 72346Q104 83 6,500 Sh Shared-defined 2 6,500 PIONEER DRILLING COMPANY COMMON STOCK Cmn 723655906 21 2,900 Sh Call Shared-defined 1 2,900 PIONEER DRILLING COMPANY COMMON STOCK Cmn 723655956 21 2,900 Sh Put Shared-defined 1 2,900 PIONEER DRILLING COMPANY COMMON STOCK Cmn 723655106 31 4,157 Sh Shared-defined 1 4,157 PIONEER DRILLING COMPANY COMMON STOCK Cmn 723655106 42 5,761 Sh Shared-defined 2 5,761 PIONEER NATURAL RESOURCES CO Cmn 723787107 2,717 74,881 Sh Shared-defined 1 74,881 PIONEER NATURAL RESOURCES CO Cmn 723787907 1,375 37,900 Sh Call Shared-defined 1 37,900 PIONEER NATURAL RESOURCES CO Cmn 723787957 4,921 135,600 Sh Put Shared-defined 1 135,600 PIONEER NATURAL RESOURCES CO Cmn 723787107 14,450 398,174 Sh Shared-defined 2 398,174 COLUMN TOTALS 23,907
FORM 13F Page 448 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ PIONEER NATURAL RESOURCES CO Cmn 723787907 1,012 27,900 Sh Call Shared-defined 2 27,900 PIONEER NATURAL RESOURCES CO Cmn 723787957 933 25,700 Sh Put Shared-defined 2 25,700 PIPER JAFFRAY COS INC COMMON STOCK Cmn 724078900 1,136 23,800 Sh Call Shared-defined 1 23,800 PIPER JAFFRAY COS INC COMMON STOCK Cmn 724078950 1,059 22,200 Sh Put Shared-defined 1 22,200 PIPER JAFFRAY COS INC COMMON STOCK Cmn 724078100 29 612 Sh Shared-defined 1 612 PIPER JAFFRAY COS INC COMMON STOCK Cmn 724078100 3,764 78,885 Sh Shared-defined 2 78,885 PITNEY BOWES INC Cmn 724479100 18 712 Sh Shared-defined 1 712 PITNEY BOWES INC Cmn 724479100 15,992 643,544 Sh Shared-defined 2 643,544 PITNEY BOWES INC Cmn 724479900 1,424 57,300 Sh Call Shared-defined 1 57,300 PITNEY BOWES INC Cmn 724479950 837 33,700 Sh Put Shared-defined 1 33,700 PLAINS ALL AMERICAN PIPELINE LP Cmn 726503105 2,153 46,508 Sh Shared-defined 1 46,508 PLAINS ALL AMERICAN PIPELINE LP Cmn 726503905 143 3,100 Sh Call Shared-defined 1 3,100 PLAINS ALL AMERICAN PIPELINE LP Cmn 726503955 2,828 61,100 Sh Put Shared-defined 1 61,100 PLAINS EXPLORATION & PRODUCT COMMON STOCK Cmn 726505100 2,215 80,096 Sh Shared-defined 1 80,096 COLUMN TOTALS 33,543
FORM 13F Page 449 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ PLAINS EXPLORATION & PRODUCT COMMON STOCK Cmn 726505100 18,686 675,553 Sh Shared-defined 2 675,553 PLAINS EXPLORATION & PRODUCT COMMON STOCK Cmn 726505900 3,026 109,400 Sh Call Shared-defined 1 109,400 PLAINS EXPLORATION & PRODUCT COMMON STOCK Cmn 726505950 5,396 195,100 Sh Put Shared-defined 1 195,100 PLAINS EXPLORATION & PRODUCT COMMON STOCK Cmn 726505900 18,823 680,500 Sh Call Shared-defined 2 680,500 PLAINS EXPLORATION & PRODUCT COMMON STOCK Cmn 726505950 3,269 118,200 Sh Put Shared-defined 2 118,200 PLANTRONICS INC CMN STK Cmn 727493908 346 12,900 Sh Call Shared-defined 1 12,900 PLANTRONICS INC CMN STK Cmn 727493958 271 10,100 Sh Put Shared-defined 1 10,100 PLANTRONICS INC CMN STK Cmn 727493108 208 7,749 Sh Shared-defined 1 7,749 PLANTRONICS INC CMN STK Cmn 727493108 147 5,493 Sh Shared-defined 2 5,493 PLATINUM UNDERWRITERS HOLDINGS LTD CMN STK Cmn G7127P100 3,279 91,487 Sh Shared-defined 2 91,487 PLEXUS CORP CMN STK Cmn 729132900 435 16,500 Sh Call Shared-defined 1 16,500 PLEXUS CORP CMN STK Cmn 729132950 387 14,700 Sh Put Shared-defined 1 14,700 PLEXUS CORP CMN STK Cmn 729132100 11 415 Sh Shared-defined 1 415 PLEXUS CORP CMN STK Cmn 729132100 370 14,039 Sh Shared-defined 2 14,039 COLUMN TOTALS 54,654
FORM 13F Page 450 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ PLUG POWER INC CMN STOCK Cmn 72919P903 10 11,100 Sh Call Shared-defined 1 11,100 PLUG POWER INC CMN STOCK Cmn 72919P953 4 4,700 Sh Put Shared-defined 1 4,700 PLUG POWER INC CMN STOCK Cmn 72919P103 5 5,824 Sh Shared-defined 1 5,824 PLUM CREEK TIMBER INC -LP CMN STK Cmn 729251908 1,204 39,300 Sh Call Shared-defined 1 39,300 PLUM CREEK TIMBER INC -LP CMN STK Cmn 729251958 2,715 88,600 Sh Put Shared-defined 1 88,600 PLUM CREEK TIMBER INC -LP CMN STK Cmn 729251908 1,609 52,500 Sh Call Shared-defined 2 52,500 PLUM CREEK TIMBER INC -LP CMN STK Cmn 729251958 2,277 74,300 Sh Put Shared-defined 2 74,300 PLUM CREEK TIMBER INC -LP CMN STK Cmn 729251108 204 6,644 Sh Shared-defined 1 6,644 PLUM CREEK TIMBER INC -LP CMN STK Cmn 729251108 197 6,433 Sh Shared-defined 2 6,433 PMC - SIERRA INC CMN STK Cmn 69344F906 382 40,000 Sh Call Shared-defined 1 40,000 PMC - SIERRA INC CMN STK Cmn 69344F956 3,321 347,400 Sh Put Shared-defined 1 347,400 PMC - SIERRA INC CMN STK Cmn 69344F106 3,907 408,731 Sh Shared-defined 1 408,731 PMC - SIERRA INC CMN STK Cmn 69344F106 14,821 1,550,274 Sh Shared-defined 2 1,550,274 PMI GROUP INC CMN STOCK Cmn 69344M101 10 2,354 Sh Shared-defined 2 2,354 COLUMN TOTALS 30,666
FORM 13F Page 451 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ PNC 1.8000% 01/01/9999 Pref Stk 693475501 8 95 Sh Shared-defined 1 N/A PNC FINANCIAL SERVICES GROUP Cmn 693475105 7,733 159,156 Sh Shared-defined 1 159,156 PNC FINANCIAL SERVICES GROUP Cmn 693475905 12,847 264,400 Sh Call Shared-defined 1 264,400 PNC FINANCIAL SERVICES GROUP Cmn 693475955 22,536 463,800 Sh Put Shared-defined 1 463,800 PNC FINANCIAL SERVICES GROUP Cmn 693475105 4,572 94,094 Sh Shared-defined 2 94,094 PNC FINANCIAL SERVICES GROUP Cmn 693475905 8,207 168,900 Sh Call Shared-defined 2 168,900 PNC FINANCIAL SERVICES GROUP Cmn 693475955 16,627 342,200 Sh Put Shared-defined 2 342,200 PNM RESOURCES INC CMN STK Cmn 69349H907 82 7,000 Sh Call Shared-defined 1 7,000 PNM RESOURCES INC CMN STK Cmn 69349H957 72 6,200 Sh Put Shared-defined 1 6,200 PNM RESOURCES INC CMN STK Cmn 69349H107 23 1,994 Sh Shared-defined 1 1,994 PNM RESOURCES INC CMN STK Cmn 69349H107 27 2,300 Sh Shared-defined 2 2,300 POLARIS INDS INC CMN STK Cmn 731068902 200 4,900 Sh Call Shared-defined 1 4,900 POLARIS INDS INC CMN STK Cmn 731068952 3,409 83,600 Sh Put Shared-defined 1 83,600 POLARIS INDS INC CMN STK Cmn 731068102 3,080 75,519 Sh Shared-defined 1 75,519 COLUMN TOTALS 79,423
FORM 13F Page 452 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ POLARIS INDS INC CMN STK Cmn 731068102 130 3,195 Sh Shared-defined 2 3,195 POLO RALPH LAUREN CORP Cmn 731572903 9,938 129,700 Sh Call Shared-defined 1 129,700 POLO RALPH LAUREN CORP Cmn 731572953 5,846 76,300 Sh Put Shared-defined 1 76,300 POLO RALPH LAUREN CORP Cmn 731572903 3,479 45,400 Sh Call Shared-defined 2 45,400 POLO RALPH LAUREN CORP Cmn 731572953 1,770 23,100 Sh Put Shared-defined 2 23,100 POLYCOM INC CMN STOCK Cmn 73172K904 760 28,400 Sh Call Shared-defined 1 28,400 POLYCOM INC CMN STOCK Cmn 73172K954 1,164 43,500 Sh Put Shared-defined 1 43,500 POLYCOM INC CMN STOCK Cmn 73172K104 47 1,745 Sh Shared-defined 1 1,745 POLYCOM INC CMN STOCK Cmn 73172K104 179 6,709 Sh Shared-defined 2 6,709 POLYPORE INTERNATIONAL INC. COMMON STOCK Cmn 73179V103 252 19,526 Sh Shared-defined 2 19,526 PONIARD PHARMACEUTICALS INC Cmn 732449901 1,087 145,300 Sh Call Shared-defined 1 145,300 PONIARD PHARMACEUTICALS INC Cmn 732449951 575 76,900 Sh Put Shared-defined 1 76,900 POOL CORP CMN STOCK Cmn 73278L905 1,511 68,000 Sh Call Shared-defined 1 68,000 POOL CORP CMN STOCK Cmn 73278L955 793 35,700 Sh Put Shared-defined 1 35,700 COLUMN TOTALS 27,531
FORM 13F Page 453 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ POOL CORP CMN STOCK Cmn 73278L105 112 5,060 Sh Shared-defined 2 5,060 POPULAR INC CMN STK Cmn 733174106 23 8,289 Sh Shared-defined 1 8,289 POPULAR INC CMN STK Cmn 733174106 1,047 370,023 Sh Shared-defined 2 370,023 POPULAR INC CMN STK Cmn 733174906 36 12,800 Sh Call Shared-defined 1 12,800 POPULAR INC CMN STK Cmn 733174956 37 13,100 Sh Put Shared-defined 1 13,100 PORTFOLIO RECOVERY ASSOCIATES INC COMMON STOCK Cmn 73640Q905 1,668 36,800 Sh Call Shared-defined 1 36,800 PORTFOLIO RECOVERY ASSOCIATES INC COMMON STOCK Cmn 73640Q955 2,688 59,300 Sh Put Shared-defined 1 59,300 PORTFOLIO RECOVERY ASSOCIATES INC COMMON STOCK Cmn 73640Q105 24 531 Sh Shared-defined 2 531 PORTLAND GENERAL ELECTRIC CO Cmn 736508847 21 1,081 Sh Shared-defined 1 1,081 PORTLAND GENERAL ELECTRIC CO Cmn 736508847 493 25,014 Sh Shared-defined 2 25,014 POST PROPERTIES INC CMN STK Cmn 737464107 2 136 Sh Shared-defined 1 136 POST PROPERTIES INC CMN STK Cmn 737464107 1,161 64,500 Sh Shared-defined 2 64,500 POTASH CORP OF SASKATCHEWAN-NYSE CMN STOCK Cmn 73755L107 17,920 198,362 Sh Shared-defined 1 198,362 POTASH CORP OF SASKATCHEWAN-NYSE CMN STOCK Cmn 73755L107 9,066 100,359 Sh Shared-defined 2 100,359 COLUMN TOTALS 34,298
FORM 13F Page 454 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ POTASH CORP OF SASKATCHEWAN-NYSE CMN STOCK Cmn 73755L907 59,209 655,400 Sh Call Shared-defined 1 655,400 POTASH CORP OF SASKATCHEWAN-NYSE CMN STOCK Cmn 73755L957 60,862 673,700 Sh Put Shared-defined 1 673,700 POTASH CORP OF SASKATCHEWAN-NYSE CMN STOCK Cmn 73755L907 33,191 367,400 Sh Call Shared-defined 2 367,400 POTASH CORP OF SASKATCHEWAN-NYSE CMN STOCK Cmn 73755L957 29,613 327,800 Sh Put Shared-defined 2 327,800 POTLATCH CORP Cmn 737630103 10 369 Sh Shared-defined 1 369 POTLATCH CORP Cmn 737630903 458 16,100 Sh Call Shared-defined 1 16,100 POTLATCH CORP Cmn 737630953 102 3,600 Sh Put Shared-defined 1 3,600 POWERWAVE TECHNOLOGIES INC CMN STOCK Cmn 739363909 14 8,500 Sh Call Shared-defined 1 8,500 POWERWAVE TECHNOLOGIES INC CMN STOCK Cmn 739363959 45 28,000 Sh Put Shared-defined 1 28,000 POWERWAVE TECHNOLOGIES INC CMN STOCK Cmn 739363959 3 2,100 Sh Put Shared-defined 2 2,100 POWERWAVE TECHNOLOGIES INC 3.875% CB 10/1/2027 - R Bond 739363AF6 3,284 5,500,000 Prn Shared-defined 2 N/A POWERWAVE TECHNOLOGIES INC CMN STOCK Cmn 739363109 44 27,238 Sh Shared-defined 1 27,238 POZEN INC Cmn 73941U902 121 16,400 Sh Call Shared-defined 1 16,400 POZEN INC Cmn 73941U952 33 4,500 Sh Put Shared-defined 1 4,500 COLUMN TOTALS 186,989
FORM 13F Page 455 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ POZEN INC Cmn 73941U102 72 9,781 Sh Shared-defined 2 9,781 PPG INDS INC Cmn 693506107 102 1,752 Sh Shared-defined 1 1,752 PPG INDS INC Cmn 693506107 56 954 Sh Shared-defined 2 954 PPG INDS INC Cmn 693506907 5,780 99,300 Sh Call Shared-defined 1 99,300 PPG INDS INC Cmn 693506957 4,168 71,600 Sh Put Shared-defined 1 71,600 PPG INDS INC Cmn 693506907 3,510 60,300 Sh Call Shared-defined 2 60,300 PPG INDS INC Cmn 693506957 3,132 53,800 Sh Put Shared-defined 2 53,800 PPL CORPORATION CMN STK Cmn 69351T906 983 32,400 Sh Call Shared-defined 1 32,400 PPL CORPORATION CMN STK Cmn 69351T956 346 11,400 Sh Put Shared-defined 1 11,400 PPL CORPORATION CMN STK Cmn 69351T106 101 3,345 Sh Shared-defined 1 3,345 PPL CORPORATION CMN STK Cmn 69351T106 57,655 1,900,313 Sh Shared-defined 2 1,900,313 PRAXAIR INC Cmn 74005P104 104 1,279 Sh Shared-defined 1 1,279 PRAXAIR INC Cmn 74005P904 12,196 149,300 Sh Call Shared-defined 1 149,300 PRAXAIR INC Cmn 74005P954 8,144 99,700 Sh Put Shared-defined 1 99,700 COLUMN TOTALS 96,349
FORM 13F Page 456 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ PRAXAIR INC Cmn 74005P104 9,820 120,214 Sh Shared-defined 2 120,214 PRAXAIR INC Cmn 74005P904 5,244 64,200 Sh Call Shared-defined 2 64,200 PRAXAIR INC Cmn 74005P954 1,814 22,200 Sh Put Shared-defined 2 22,200 PRECISION CASTPARTS CORP Cmn 740189905 14,944 146,700 Sh Call Shared-defined 1 146,700 PRECISION CASTPARTS CORP Cmn 740189955 8,088 79,400 Sh Put Shared-defined 1 79,400 PRECISION CASTPARTS CORP Cmn 740189905 4,625 45,400 Sh Call Shared-defined 2 45,400 PRECISION CASTPARTS CORP Cmn 740189955 4,717 46,300 Sh Put Shared-defined 2 46,300 PRECISION DRILLING TRUST Cmn 740215108 272 41,043 Sh Shared-defined 1 41,043 PRECISION DRILLING TRUST Cmn 740215908 284 42,900 Sh Call Shared-defined 1 42,900 PRECISION DRILLING TRUST Cmn 740215958 190 28,700 Sh Put Shared-defined 1 28,700 PRECISION DRILLING TRUST Cmn 740215108 1,321 199,228 Sh Shared-defined 2 199,228 PRECISION DRILLING TRUST Cmn 740215908 3 400 Sh Call Shared-defined 2 400 PREMIERE GLOBAL SERVICES INC CMN STOCK Cmn 740585104 41 4,892 Sh Shared-defined 1 4,892 PREMIERE GLOBAL SERVICES INC CMN STOCK Cmn 740585104 100 12,020 Sh Shared-defined 2 12,020 COLUMN TOTALS 51,463
FORM 13F Page 457 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ PRICE (T. ROWE) GROUP CMN STK Cmn 74144T908 2,742 60,000 Sh Call Shared-defined 1 60,000 PRICE (T. ROWE) GROUP CMN STK Cmn 74144T958 3,249 71,100 Sh Put Shared-defined 1 71,100 PRICE (T. ROWE) GROUP CMN STK Cmn 74144T908 1,366 29,900 Sh Call Shared-defined 2 29,900 PRICE (T. ROWE) GROUP CMN STK Cmn 74144T958 681 14,900 Sh Put Shared-defined 2 14,900 PRICE (T. ROWE) GROUP CMN STK Cmn 74144T108 12,497 273,462 Sh Shared-defined 2 273,462 PRICELINE.COM INC 0.75% CB 9/30/2013-REGISTERED Bond 741503AL0 198,693 48,370,000 Prn Shared-defined 2 N/A PRICELINE.COM INC. CMN Cmn 741503403 5,215 31,451 Sh Shared-defined 1 31,451 PRICELINE.COM INC. CMN Cmn 741503403 143 862 Sh Shared-defined 2 862 PRICELINE.COM INC0.5% CB 9/30/2011-REGISTERED Bond 741503AK2 168,701 41,153,000 Prn Shared-defined 2 N/A PRICELINE.COM INC. CMN Cmn 741503903 25,901 156,200 Sh Call Shared-defined 1 156,200 PRICELINE.COM INC. CMN Cmn 741503953 35,519 214,200 Sh Put Shared-defined 1 214,200 PRICELINE.COM INC. CMN Cmn 741503903 66 400 Sh Call Shared-defined 2 400 PRIDE INTERNATIONAL, INC. Cmn 74153Q902 1,236 40,600 Sh Call Shared-defined 1 40,600 PRIDE INTERNATIONAL, INC. Cmn 74153Q952 1,248 41,000 Sh Put Shared-defined 1 41,000 COLUMN TOTALS 457,257
FORM 13F Page 458 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ PRIDE INTERNATIONAL, INC. Cmn 74153Q952 9,132 300,000 Sh Put Shared-defined 2 300,000 PRINCIPAL FINANCIAL GROUP Cmn 74251V102 117 4,261 Sh Shared-defined 1 4,261 PRINCIPAL FINANCIAL GROUP Cmn 74251V902 2,865 104,600 Sh Call Shared-defined 1 104,600 PRINCIPAL FINANCIAL GROUP Cmn 74251V952 3,068 112,000 Sh Put Shared-defined 1 112,000 PRINCIPAL FINANCIAL GROUP Cmn 74251V902 6,579 240,200 Sh Call Shared-defined 2 240,200 PRINCIPAL FINANCIAL GROUP Cmn 74251V952 2,657 97,000 Sh Put Shared-defined 2 97,000 PRIVATEBANCORP INC(IPO) CMN STOCK Cmn 742962903 501 20,500 Sh Call Shared-defined 1 20,500 PRIVATEBANCORP INC(IPO) CMN STOCK Cmn 742962953 320 13,100 Sh Put Shared-defined 1 13,100 PRIVATEBANCORP INC(IPO) CMN STOCK Cmn 742962103 155 6,343 Sh Shared-defined 1 6,343 PRIVATEBANCORP INC(IPO) CMN STOCK Cmn 742962103 80 3,259 Sh Shared-defined 2 3,259 PROCTER & GAMBLE CO Cmn 742718109 17,447 301,221 Sh Shared-defined 1 301,221 PROCTER & GAMBLE CO Cmn 742718109 5,359 92,520 Sh Shared-defined 2 92,520 PROGENICS PHARMACEUTICAL INC CMN STOCK Cmn 743187906 104 19,800 Sh Call Shared-defined 1 19,800 PROGENICS PHARMACEUTICAL INC CMN STOCK Cmn 743187956 4 800 Sh Put Shared-defined 1 800 COLUMN TOTALS 48,388
FORM 13F Page 459 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ PROGENICS PHARMACEUTICAL INC CMN STOCK Cmn 743187106 81 15,474 Sh Shared-defined 2 15,474 PROGRESS ENERGY INC Cmn 743263105 2,713 69,468 Sh Shared-defined 1 69,468 PROGRESS ENERGY INC Cmn 743263905 2,738 70,100 Sh Call Shared-defined 1 70,100 PROGRESS ENERGY INC Cmn 743263955 3,090 79,100 Sh Put Shared-defined 1 79,100 PROGRESS ENERGY INC Cmn 743263105 2,150 55,031 Sh Shared-defined 2 55,031 PROGRESS ENERGY INC Cmn 743263905 184 4,700 Sh Call Shared-defined 2 4,700 PROGRESS ENERGY INC Cmn 743263955 12 300 Sh Put Shared-defined 2 300 PROGRESS SOFTWARE CORP CMN STK Cmn 743312100 50 2,222 Sh Shared-defined 1 2,222 PROGRESS SOFTWARE CORP CMN STK Cmn 743312100 302 13,326 Sh Shared-defined 2 13,326 PROGRESSIVE CORP-OHIO CMN STK Cmn 743315103 154 9,271 Sh Shared-defined 1 9,271 PROGRESSIVE CORP-OHIO CMN STK Cmn 743315103 22,531 1,358,949 Sh Shared-defined 2 1,358,949 PROGRESSIVE CORP-OHIO CMN STK Cmn 743315903 1,917 115,600 Sh Call Shared-defined 1 115,600 PROGRESSIVE CORP-OHIO CMN STK Cmn 743315953 1,045 63,000 Sh Put Shared-defined 1 63,000 PROGRESSIVE CORP-OHIO CMN STK Cmn 743315903 1,713 103,300 Sh Call Shared-defined 2 103,300 COLUMN TOTALS 38,680
FORM 13F Page 460 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ PROGRESSIVE CORP-OHIO CMN STK Cmn 743315953 531 32,000 Sh Put Shared-defined 2 32,000 PROLOGIS CMN STOCK Cmn 743410902 2,189 183,600 Sh Call Shared-defined 1 183,600 PROLOGIS CMN STOCK Cmn 743410952 566 47,500 Sh Put Shared-defined 1 47,500 PROLOGIS CMN STOCK Cmn 743410902 3,875 325,100 Sh Call Shared-defined 2 325,100 PROLOGIS CMN STOCK Cmn 743410952 329 27,600 Sh Put Shared-defined 2 27,600 PROLOGIS 2.625% CB 5/15/38 - - REGISTERED Bond 743410AS1 18,789 21,768,000 Prn Shared-defined 2 N/A PROLOGIS CMN STOCK Cmn 743410102 641 53,800 Sh Shared-defined 2 53,800 PROSPECT CAPITAL CORP COMMON STOCK Cmn 74348T102 135 12,610 Sh Shared-defined 2 12,610 PROSPERITY BANCSHARES INC CMN STOCK Cmn 743606105 47 1,342 Sh Shared-defined 1 1,342 PROSPERITY BANCSHARES INC CMN STOCK Cmn 743606105 17,274 496,520 Sh Shared-defined 2 496,520 PROTALIX BIOTHERAPEUTICS INC CMN STOCK Cmn 74365A101 2,778 336,376 Sh Shared-defined 2 336,376 PROTECTIVE LIFE CORP CMN STK Cmn 743674903 769 35,900 Sh Call Shared-defined 1 35,900 PROTECTIVE LIFE CORP CMN STK Cmn 743674953 1,821 85,000 Sh Put Shared-defined 1 85,000 PROTECTIVE LIFE CORP CMN STK Cmn 743674903 900 42,000 Sh Call Shared-defined 2 42,000 COLUMN TOTALS 50,644
FORM 13F Page 461 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ PROTECTIVE LIFE CORP CMN STK Cmn 743674953 1,677 78,300 Sh Put Shared-defined 2 78,300 PROTECTIVE LIFE CORP CMN STK Cmn 743674103 249 11,643 Sh Shared-defined 1 11,643 PROTECTIVE LIFE CORP CMN STK Cmn 743674103 505 23,581 Sh Shared-defined 2 23,581 PROVIDENT ENERGY TRUST Cmn 74386K904 380 66,000 Sh Call Shared-defined 1 66,000 PROVIDENT ENERGY TRUST Cmn 74386K954 262 45,500 Sh Put Shared-defined 1 45,500 PROVIDENT FINANCIAL SERVICES INC COMMON STOCK Cmn 74386T105 45 4,356 Sh Shared-defined 1 4,356 PROVIDENT FINANCIAL SERVICES INC COMMON STOCK Cmn 74386T105 157 15,300 Sh Shared-defined 2 15,300 PRUDENTIAL FINANCIAL INC Cmn 744320902 15,332 307,200 Sh Call Shared-defined 1 307,200 PRUDENTIAL FINANCIAL INC Cmn 744320952 10,905 218,500 Sh Put Shared-defined 1 218,500 PRUDENTIAL FINANCIAL INC Cmn 744320102 15,715 314,869 Sh Shared-defined 2 314,869 PRUDENTIAL FINANCIAL INC Cmn 744320902 3,783 75,800 Sh Call Shared-defined 2 75,800 PRUDENTIAL FINANCIAL INC Cmn 744320952 2,525 50,600 Sh Put Shared-defined 2 50,600 PS BUSINESS PARKS INC-CLASS A CMN STK Cmn 69360J107 103 1,998 Sh Shared-defined 1 1,998 PS BUSINESS PARKS INC-CLASS A CMN STK Cmn 69360J107 683 13,300 Sh Shared-defined 2 13,300 COLUMN TOTALS 52,321
FORM 13F Page 462 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ PSS WORLD MEDICAL INC CMN STK Cmn 69366A100 31 1,410 Sh Shared-defined 2 1,410 PSS WORLD MEDICAL INC CMN STK Cmn 69366A900 236 10,800 Sh Call Shared-defined 1 10,800 PSS WORLD MEDICAL INC CMN STK Cmn 69366A950 146 6,700 Sh Put Shared-defined 1 6,700 PSYCHIATRIC SOLUTIONS INC Cmn 74439H908 843 31,500 Sh Call Shared-defined 1 31,500 PSYCHIATRIC SOLUTIONS INC Cmn 74439H958 685 25,600 Sh Put Shared-defined 1 25,600 PSYCHIATRIC SOLUTIONS INC Cmn 74439H108 379 14,171 Sh Shared-defined 2 14,171 PUBLIC SVC ENTERPRISES Cmn 744573906 821 26,100 Sh Call Shared-defined 1 26,100 PUBLIC SVC ENTERPRISES Cmn 744573956 352 11,200 Sh Put Shared-defined 1 11,200 PUBLIC STORAGE COMMON STOCK Cmn 74460D909 3,536 47,000 Sh Call Shared-defined 1 47,000 PUBLIC STORAGE COMMON STOCK Cmn 74460D959 2,332 31,000 Sh Put Shared-defined 1 31,000 PUBLIC STORAGE COMMON STOCK Cmn 74460D909 2,092 27,800 Sh Call Shared-defined 2 27,800 PUBLIC STORAGE COMMON STOCK Cmn 74460D959 2,363 31,400 Sh Put Shared-defined 2 31,400 PUBLIC STORAGE COMMON STOCK Cmn 74460D109 203 2,695 Sh Shared-defined 1 2,695 PUBLIC STORAGE COMMON STOCK Cmn 74460D109 10,252 136,255 Sh Shared-defined 2 136,255 COLUMN TOTALS 24,271
FORM 13F Page 463 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ PUBLIC SVC ENTERPRISES Cmn 744573106 32,975 1,048,816 Sh Shared-defined 2 1,048,816 PULTE HOMES INC Cmn 745867101 518 47,158 Sh Shared-defined 1 47,158 PULTE HOMES INC Cmn 745867901 2,519 229,200 Sh Call Shared-defined 1 229,200 PULTE HOMES INC Cmn 745867951 931 84,700 Sh Put Shared-defined 1 84,700 PULTE HOMES INC Cmn 745867101 6,902 628,033 Sh Shared-defined 2 628,033 PULTE HOMES INC Cmn 745867901 1,240 112,800 Sh Call Shared-defined 2 112,800 PULTE HOMES INC Cmn 745867951 436 39,700 Sh Put Shared-defined 2 39,700 QIAGEN NV CMN STOCK Cmn N72482907 749 35,200 Sh Call Shared-defined 1 35,200 QIAGEN NV CMN STOCK Cmn N72482957 438 20,600 Sh Put Shared-defined 1 20,600 QIAGEN NV CMN STOCK Cmn N72482107 121 5,701 Sh Shared-defined 2 5,701 QIAO XING UNIVERSAL TELEPHNE CMN STOCK Cmn G7303A909 76 36,000 Sh Call Shared-defined 1 36,000 QIAO XING UNIVERSAL TELEPHNE CMN STOCK Cmn G7303A959 5 2,300 Sh Put Shared-defined 1 2,300 QIAO XING UNIVERSAL TELEPHNE CMN STOCK Cmn G7303A959 6 2,900 Sh Put Shared-defined 2 2,900 QIAO XING UNIVERSAL TELEPHNE CMN STOCK Cmn G7303A109 19 8,883 Sh Shared-defined 2 8,883 COLUMN TOTALS 46,935
FORM 13F Page 464 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ QLOGIC CORP CMN STOCK Cmn 747277101 329 19,128 Sh Shared-defined 1 19,128 QLOGIC CORP CMN STOCK Cmn 747277101 93 5,395 Sh Shared-defined 2 5,395 QLOGIC CORP CMN STOCK Cmn 747277901 1,907 110,900 Sh Call Shared-defined 1 110,900 QLOGIC CORP CMN STOCK Cmn 747277951 1,132 65,800 Sh Put Shared-defined 1 65,800 QLOGIC CORP CMN STOCK Cmn 747277901 435 25,300 Sh Call Shared-defined 2 25,300 QLOGIC CORP CMN STOCK Cmn 747277951 872 50,700 Sh Put Shared-defined 2 50,700 QLT INC CMN STOCK Cmn 746927102 24 6,446 Sh Shared-defined 1 6,446 QLT INC CMN STOCK Cmn 746927902 38 10,200 Sh Call Shared-defined 1 10,200 QLT INC CMN STOCK Cmn 746927952 7 1,800 Sh Put Shared-defined 1 1,800 QUALCOMM INC CMN STK Cmn 747525903 74,379 1,653,600 Sh Call Shared-defined 1 1,653,600 QUALCOMM INC CMN STK Cmn 747525953 58,847 1,308,300 Sh Put Shared-defined 1 1,308,300 QUALCOMM INC CMN STK Cmn 747525903 36,087 802,300 Sh Call Shared-defined 2 802,300 QUALCOMM INC CMN STK Cmn 747525953 10,557 234,700 Sh Put Shared-defined 2 234,700 QUALCOMM INC CMN STK Cmn 747525103 2,996 66,611 Sh Shared-defined 1 66,611 COLUMN TOTALS 187,703
FORM 13F Page 465 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ QUALCOMM INC CMN STK Cmn 747525103 9,311 207,000 Sh Shared-defined 2 207,000 QUALITY SYSTEMS INC CMN STK Cmn 747582904 2,229 36,200 Sh Call Shared-defined 1 36,200 QUALITY SYSTEMS INC CMN STK Cmn 747582954 3,337 54,200 Sh Put Shared-defined 1 54,200 QUALITY SYSTEMS INC CMN STK Cmn 747582104 2,368 38,453 Sh Shared-defined 2 38,453 QUANTA SERVICE INC COM STK Cmn 74762E102 301 13,615 Sh Shared-defined 1 13,615 QUANTA SERVICE INC COM STK Cmn 74762E102 1,056 47,721 Sh Shared-defined 2 47,721 QUANTA SERVICES INC 3.75% CB 04/30/2026 - REGISTER Bond 74762EAE2 10,781 9,500,000 Prn Shared-defined 2 N/A QUANTA SERVICE INC COM STK Cmn 74762E902 1,542 69,700 Sh Call Shared-defined 1 69,700 QUANTA SERVICE INC COM STK Cmn 74762E952 956 43,200 Sh Put Shared-defined 1 43,200 QUANTA SERVICE INC COM STK Cmn 74762E902 1,407 63,600 Sh Call Shared-defined 2 63,600 QUANTA SERVICE INC COM STK Cmn 74762E952 418 18,900 Sh Put Shared-defined 2 18,900 QUANTUM CORP -DLT & STORAGE CMN STOCK Cmn 747906204 25 19,652 Sh Shared-defined 1 19,652 QUANTUM FUEL SYS TECH WRLD Cmn 74765E109 82 62,015 Sh Shared-defined 1 62,015 QUANTUM FUEL SYS TECH WRLD Cmn 74765E109 1 827 Sh Shared-defined 2 827 COLUMN TOTALS 33,814
FORM 13F Page 466 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ QUEST DIAGNOSTICS CMN STOCK Cmn 74834L100 1,002 19,201 Sh Shared-defined 1 19,201 QUEST DIAGNOSTICS CMN STOCK Cmn 74834L100 417 7,995 Sh Shared-defined 2 7,995 QUEST DIAGNOSTICS CMN STOCK Cmn 74834L900 4,640 88,900 Sh Call Shared-defined 1 88,900 QUEST DIAGNOSTICS CMN STOCK Cmn 74834L950 6,388 122,400 Sh Put Shared-defined 1 122,400 QUEST DIAGNOSTICS CMN STOCK Cmn 74834L900 1,607 30,800 Sh Call Shared-defined 2 30,800 QUEST DIAGNOSTICS CMN STOCK Cmn 74834L950 1,560 29,900 Sh Put Shared-defined 2 29,900 QUEST SOFTWARE INC CMN STOCK Cmn 74834T903 61 3,600 Sh Call Shared-defined 1 3,600 QUEST SOFTWARE INC CMN STOCK Cmn 74834T953 207 12,300 Sh Put Shared-defined 1 12,300 QUEST SOFTWARE INC CMN STOCK Cmn 74834T103 220 13,069 Sh Shared-defined 1 13,069 QUEST SOFTWARE INC CMN STOCK Cmn 74834T103 8,661 514,013 Sh Shared-defined 2 514,013 QUESTAR CORP CMN STK Cmn 748356902 1,161 30,900 Sh Call Shared-defined 1 30,900 QUESTAR CORP CMN STK Cmn 748356952 1,360 36,200 Sh Put Shared-defined 1 36,200 QUESTAR CORP CMN STK Cmn 748356902 1,784 47,500 Sh Call Shared-defined 2 47,500 QUESTAR CORP CMN STK Cmn 748356952 1,040 27,700 Sh Put Shared-defined 2 27,700 COLUMN TOTALS 30,108
FORM 13F Page 467 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ QUESTAR CORP CMN STK Cmn 748356102 13,056 347,596 Sh Shared-defined 2 347,596 QUESTCOR PHARMACEUTICALS COMMON STOCK Cmn 74835Y101 111 20,096 Sh Shared-defined 1 20,096 QUESTCOR PHARMACEUTICALS COMMON STOCK Cmn 74835Y101 24 4,302 Sh Shared-defined 2 4,302 QUESTCOR PHARMACEUTICALS COMMON STOCK Cmn 74835Y901 6 1,100 Sh Call Shared-defined 1 1,100 QUESTCOR PHARMACEUTICALS COMMON STOCK Cmn 74835Y951 66 11,900 Sh Put Shared-defined 1 11,900 QUICKSILVER RES INC CMN STOCK Cmn 74837R104 72 5,084 Sh Shared-defined 2 5,084 QUICKSILVER RES INC CMN STOCK Cmn 74837R904 3,790 267,100 Sh Call Shared-defined 1 267,100 QUICKSILVER RES INC CMN STOCK Cmn 74837R954 1,575 111,000 Sh Put Shared-defined 1 111,000 QUICKSILVER RES INC CMN STOCK Cmn 74837R904 2,174 153,200 Sh Call Shared-defined 2 153,200 QUICKSILVER RES INC CMN STOCK Cmn 74837R954 1,297 91,400 Sh Put Shared-defined 2 91,400 QUIDEL CORP CMN STK Cmn 74838J901 23 1,400 Sh Call Shared-defined 1 1,400 QUIDEL CORP CMN STK Cmn 74838J951 89 5,500 Sh Put Shared-defined 1 5,500 QUIDEL CORP CMN STK Cmn 74838J101 119 7,352 Sh Shared-defined 1 7,352 QUIDEL CORP CMN STK Cmn 74838J101 299 18,429 Sh Shared-defined 2 18,429 COLUMN TOTALS 22,701
FORM 13F Page 468 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ QUIKSILVER INC CMN STK Cmn 74838C906 62 22,600 Sh Call Shared-defined 1 22,600 QUIKSILVER INC CMN STK Cmn 74838C956 40 14,700 Sh Put Shared-defined 1 14,700 QUIKSILVER INC CMN STK Cmn 74838C106 6 2,293 Sh Shared-defined 1 2,293 QUIKSILVER INC CMN STK Cmn 74838C106 36 13,083 Sh Shared-defined 2 13,083 QUIMICA Y MINERA CHIL-SP Depository ADR Receipt 833635105 47 1,211 Sh Shared-defined 1 N/A QUIMICA Y MINERA CHIL-SP Depository ADR Receipt 833635105 295 7,530 Sh Shared-defined 2 N/A QWEST 3.5% CB 11/15/2025 - -REGISTERED Bond 749121BY4 99,331 98,500,000 Prn Shared-defined 2 N/A QWEST COMMUNICATIONS CMN STOCK Cmn 749121109 1,664 436,789 Sh Shared-defined 2 436,789 QWEST COMMUNICATIONS CMN STOCK Cmn 749121909 700 183,600 Sh Call Shared-defined 1 183,600 QWEST COMMUNICATIONS CMN STOCK Cmn 749121959 179 47,000 Sh Put Shared-defined 1 47,000 QWEST COMMUNICATIONS CMN STOCK Cmn 749121959 1,085 284,700 Sh Put Shared-defined 2 284,700 RACKSPACE HOSTING INC Cmn 750086100 35 2,023 Sh Shared-defined 1 2,023 RACKSPACE HOSTING INC Cmn 750086900 896 52,500 Sh Call Shared-defined 1 52,500 RACKSPACE HOSTING INC Cmn 750086950 556 32,600 Sh Put Shared-defined 1 32,600 COLUMN TOTALS 104,932
FORM 13F Page 469 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ RACKSPACE HOSTING INC Cmn 750086900 218 12,800 Sh Call Shared-defined 2 12,800 RADIAN GROUP INC CMN STK Cmn 750236101 101 9,583 Sh Shared-defined 1 9,583 RADIAN GROUP INC CMN STK Cmn 750236101 26 2,421 Sh Shared-defined 2 2,421 RADIAN GROUP INC CMN STK Cmn 750236901 1,623 153,400 Sh Call Shared-defined 1 153,400 RADIAN GROUP INC CMN STK Cmn 750236951 904 85,400 Sh Put Shared-defined 1 85,400 RADIAN GROUP INC CMN STK Cmn 750236901 539 50,900 Sh Call Shared-defined 2 50,900 RADIAN GROUP INC CMN STK Cmn 750236951 500 47,300 Sh Put Shared-defined 2 47,300 RADIANT SYSTEMS INC CMN STOCK Cmn 75025N102 41 3,773 Sh Shared-defined 1 3,773 RADIANT SYSTEMS INC CMN STOCK Cmn 75025N102 67 6,273 Sh Shared-defined 2 6,273 RADIOSHACK CORP Cmn 750438103 1,279 77,169 Sh Shared-defined 2 77,169 RADIOSHACK CORP Cmn 750438903 2,800 169,000 Sh Call Shared-defined 1 169,000 RADIOSHACK CORP Cmn 750438953 2,146 129,500 Sh Put Shared-defined 1 129,500 RADIOSHACK CORP Cmn 750438903 2,592 156,400 Sh Call Shared-defined 2 156,400 RADIOSHACK CORP Cmn 750438953 658 39,700 Sh Put Shared-defined 2 39,700 COLUMN TOTALS 13,494
FORM 13F Page 470 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ RADWARE LTD CMN STOCK Cmn M81873907 97 8,600 Sh Call Shared-defined 1 8,600 RADWARE LTD CMN STOCK Cmn M81873957 188 16,700 Sh Put Shared-defined 1 16,700 RADWARE LTD CMN STOCK Cmn M81873107 134 11,960 Sh Shared-defined 1 11,960 RAIT INVESTMENT TRUST CMN STOCK Cmn 749227904 103 35,200 Sh Call Shared-defined 1 35,200 RAIT INVESTMENT TRUST CMN STOCK Cmn 749227954 32 11,000 Sh Put Shared-defined 1 11,000 RAIT INVESTMENT TRUST CMN STOCK Cmn 749227104 10 3,474 Sh Shared-defined 1 3,474 RAIT INVESTMENT TRUST CMN STOCK Cmn 749227104 1 360 Sh Shared-defined 2 360 RALCORP HOLDINGS INC CMN STK Cmn 751028901 1,140 19,500 Sh Call Shared-defined 1 19,500 RALCORP HOLDINGS INC CMN STK Cmn 751028951 643 11,000 Sh Put Shared-defined 1 11,000 RALCORP HOLDINGS INC CMN STK Cmn 751028901 35 600 Sh Call Shared-defined 2 600 RALCORP HOLDINGS INC CMN STK Cmn 751028951 357 6,100 Sh Put Shared-defined 2 6,100 RALCORP HOLDINGS INC CMN STK Cmn 751028101 125 2,142 Sh Shared-defined 1 2,142 RALCORP HOLDINGS INC CMN STK Cmn 751028101 55,263 945,156 Sh Shared-defined 2 945,156 RAMBUS INC DEL CMN STOCK Cmn 750917906 15,248 876,300 Sh Call Shared-defined 1 876,300 COLUMN TOTALS 73,376
FORM 13F Page 471 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ RAMBUS INC DEL CMN STOCK Cmn 750917956 15,070 866,100 Sh Put Shared-defined 1 866,100 RAMBUS INC DEL CMN STOCK Cmn 750917906 4,547 261,300 Sh Call Shared-defined 2 261,300 RAMBUS INC DEL CMN STOCK Cmn 750917956 4,808 276,300 Sh Put Shared-defined 2 276,300 RAMBUS INC DEL CMN STOCK Cmn 750917106 3,692 212,204 Sh Shared-defined 1 212,204 RAMBUS INC DEL CMN STOCK Cmn 750917106 1,892 108,751 Sh Shared-defined 2 108,751 RANGE RESOURCES CORP CMN STOCK Cmn 75281A109 115 2,336 Sh Shared-defined 1 2,336 RANGE RESOURCES CORP CMN STOCK Cmn 75281A109 3,231 65,466 Sh Shared-defined 2 65,466 RANGE RESOURCES CORP CMN STOCK Cmn 75281A909 11,990 242,900 Sh Call Shared-defined 1 242,900 RANGE RESOURCES CORP CMN STOCK Cmn 75281A959 6,678 135,300 Sh Put Shared-defined 1 135,300 RANGE RESOURCES CORP CMN STOCK Cmn 75281A909 4,590 93,000 Sh Call Shared-defined 2 93,000 RANGE RESOURCES CORP CMN STOCK Cmn 75281A959 3,840 77,800 Sh Put Shared-defined 2 77,800 RASER TECHNOLOGIES INC COMMON STOCK Cmn 754055901 148 96,700 Sh Call Shared-defined 1 96,700 RASER TECHNOLOGIES INC COMMON STOCK Cmn 754055951 124 81,100 Sh Put Shared-defined 1 81,100 RASER TECHNOLOGIES INC COMMON STOCK Cmn 754055101 62 40,278 Sh Shared-defined 1 40,278 COLUMN TOTALS 60,787
FORM 13F Page 472 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ RASER TECHNOLOGIES INC COMMON STOCK Cmn 754055101 26 16,730 Sh Shared-defined 2 16,730 RAYMOND JAMES FINANCIAL, INC. CORP CMN STK Cmn 754730909 149 6,400 Sh Call Shared-defined 1 6,400 RAYMOND JAMES FINANCIAL, INC. CORP CMN STK Cmn 754730959 1,436 61,700 Sh Put Shared-defined 1 61,700 RAYMOND JAMES FINANCIAL, INC. CORP CMN STK Cmn 754730109 840 36,066 Sh Shared-defined 1 36,066 RAYMOND JAMES FINANCIAL, INC. CORP CMN STK Cmn 754730109 12,070 518,457 Sh Shared-defined 2 518,457 RAYONIER INC Cmn 754907903 1,735 42,400 Sh Call Shared-defined 1 42,400 RAYONIER INC Cmn 754907953 769 18,800 Sh Put Shared-defined 1 18,800 RAYONIER INC Cmn 754907103 675 16,494 Sh Shared-defined 2 16,494 RAYONIER INC Cmn 754907903 413 10,100 Sh Call Shared-defined 2 10,100 RAYONIER INC Cmn 754907953 151 3,700 Sh Put Shared-defined 2 3,700 RAYONIER TRS HOLDINGS INC 3.75% CB 10/15/2012 - RE Bond 75508AAB2 6,333 6,000,000 Prn Shared-defined 2 N/A RAYTHEON COMPANY Cmn 755111907 19,255 401,400 Sh Call Shared-defined 1 401,400 RAYTHEON COMPANY Cmn 755111957 10,318 215,100 Sh Put Shared-defined 1 215,100 RAYTHEON COMPANY Cmn 755111507 6,201 129,277 Sh Shared-defined 2 129,277 COLUMN TOTALS 60,371
FORM 13F Page 473 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ RAYTHEON COMPANY Cmn 755111907 5,310 110,700 Sh Call Shared-defined 2 110,700 RAYTHEON COMPANY Cmn 755111957 9,527 198,600 Sh Put Shared-defined 2 198,600 RAYTHEON COMPANY-CW11 Wt 755111119 - 37 Shared-defined 1 N/A REALNETWORKS INC CMN STOCK Cmn 75605L904 59 15,800 Sh Call Shared-defined 1 15,800 REALNETWORKS INC CMN STOCK Cmn 75605L954 78 20,900 Sh Put Shared-defined 1 20,900 REALNETWORKS INC CMN STOCK Cmn 75605L104 180 48,311 Sh Shared-defined 1 48,311 REALTY INCOME CORP CMN STOCK Cmn 756109904 3,696 144,100 Sh Call Shared-defined 1 144,100 REALTY INCOME CORP CMN STOCK Cmn 756109954 870 33,900 Sh Put Shared-defined 1 33,900 REALTY INCOME CORP CMN STOCK Cmn 756109104 24 937 Sh Shared-defined 1 937 REALTY INCOME CORP CMN STOCK Cmn 756109104 131 5,100 Sh Shared-defined 2 5,100 RED HAT INC CMN STOCK Cmn 756577102 209 7,573 Sh Shared-defined 1 7,573 RED HAT INC CMN STOCK Cmn 756577102 274 9,900 Sh Shared-defined 2 9,900 RED HAT INC CMN STOCK Cmn 756577902 2,023 73,200 Sh Call Shared-defined 1 73,200 RED HAT INC CMN STOCK Cmn 756577952 1,158 41,900 Sh Put Shared-defined 1 41,900 COLUMN TOTALS 23,539
FORM 13F Page 474 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ RED ROBIN GOURMET BURGERS CMN STK Cmn 75689M901 619 30,300 Sh Call Shared-defined 1 30,300 RED ROBIN GOURMET BURGERS CMN STK Cmn 75689M951 108 5,300 Sh Put Shared-defined 1 5,300 RED ROBIN GOURMET BURGERS CMN STK Cmn 75689M901 53 2,600 Sh Call Shared-defined 2 2,600 RED ROBIN GOURMET BURGERS CMN STK Cmn 75689M951 20 1,000 Sh Put Shared-defined 2 1,000 RED ROBIN GOURMET BURGERS CMN STK Cmn 75689M101 27 1,335 Sh Shared-defined 2 1,335 REDWOOD TR INC CMN STOCK Cmn 758075902 231 14,900 Sh Call Shared-defined 1 14,900 REDWOOD TR INC CMN STOCK Cmn 758075952 756 48,800 Sh Put Shared-defined 1 48,800 REDWOOD TR INC CMN STOCK Cmn 758075902 28 1,800 Sh Call Shared-defined 2 1,800 REDWOOD TR INC CMN STOCK Cmn 758075952 104 6,700 Sh Put Shared-defined 2 6,700 REDWOOD TR INC CMN STOCK Cmn 758075402 266 17,145 Sh Shared-defined 1 17,145 REDWOOD TR INC CMN STOCK Cmn 758075402 290 18,697 Sh Shared-defined 2 18,697 REGAL BELOIT 2.75% CB DUE 03/15/2024 REGISTERED Bond 758750AB9 89,031 49,500,000 Prn Shared-defined 2 N/A REGAL BELOIT CMN STK Cmn 758750103 9 200 Sh Shared-defined 1 200 REGAL ENTERTAINMENT GROUP CMN STK Cmn 758766909 116 9,400 Sh Call Shared-defined 1 9,400 COLUMN TOTALS 91,658
FORM 13F Page 475 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ REGAL ENTERTAINMENT GROUP CMN STK Cmn 758766959 508 41,200 Sh Put Shared-defined 1 41,200 REGAL ENTERTAINMENT GROUP CMN STK Cmn 758766109 19 1,545 Sh Shared-defined 1 1,545 REGAL ENTERTAINMENT GROUP CMN STK Cmn 758766109 76 6,140 Sh Shared-defined 2 6,140 REGENCY CENTERS CORP CMN STK Cmn 758849903 2,216 59,800 Sh Call Shared-defined 1 59,800 REGENCY CENTERS CORP CMN STK Cmn 758849953 1,100 29,700 Sh Put Shared-defined 1 29,700 REGENCY CENTERS CORP CMN STK Cmn 758849903 797 21,500 Sh Call Shared-defined 2 21,500 REGENCY CENTERS CORP CMN STK Cmn 758849953 348 9,400 Sh Put Shared-defined 2 9,400 REGENCY CENTERS CORP CMN STK Cmn 758849103 452 12,191 Sh Shared-defined 1 12,191 REGENCY CENTERS CORP CMN STK Cmn 758849103 218 5,875 Sh Shared-defined 2 5,875 REGENERON PHARMACEUT CMN STK Cmn 75886F107 30 1,573 Sh Shared-defined 1 1,573 REGENERON PHARMACEUT CMN STK Cmn 75886F107 436 22,611 Sh Shared-defined 2 22,611 REGENERON PHARMACEUT CMN STK Cmn 75886F907 488 25,300 Sh Call Shared-defined 1 25,300 REGENERON PHARMACEUT CMN STK Cmn 75886F957 616 31,900 Sh Put Shared-defined 1 31,900 REGIONS FINANCIAL CORP. COMMON STOCK Cmn 7591EP900 3,389 545,800 Sh Call Shared-defined 1 545,800 COLUMN TOTALS 10,693
FORM 13F Page 476 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ REGIONS FINANCIAL CORP. COMMON STOCK Cmn 7591EP950 4,980 802,000 Sh Put Shared-defined 1 802,000 REGIONS FINANCIAL CORP. COMMON STOCK Cmn 7591EP900 872 140,400 Sh Call Shared-defined 2 140,400 REGIONS FINANCIAL CORP. COMMON STOCK Cmn 7591EP950 3,679 592,400 Sh Put Shared-defined 2 592,400 REGIONS FINANCIAL CORP. COMMON STOCK Cmn 7591EP100 2,471 397,875 Sh Shared-defined 1 397,875 REGIONS FINANCIAL CORP. COMMON STOCK Cmn 7591EP100 5,833 939,361 Sh Shared-defined 2 939,361 REGIS CORP 5% CB 7/15/2014-REGISTERED Bond 758932AA5 3,675 3,000,000 Prn Shared-defined 2 N/A REGIS CORP/MN CMN STK Cmn 758932907 383 24,700 Sh Call Shared-defined 1 24,700 REGIS CORP/MN CMN STK Cmn 758932957 281 18,100 Sh Put Shared-defined 1 18,100 REGIS CORP/MN CMN STK Cmn 758932107 212 13,657 Sh Shared-defined 2 13,657 REINSURANCE GROUP AMER INC CMN STK Cmn 759351904 178 4,000 Sh Call Shared-defined 1 4,000 REINSURANCE GROUP AMER INC CMN STK Cmn 759351954 3,135 70,300 Sh Put Shared-defined 1 70,300 REINSURANCE GROUP AMER INC CMN STK Cmn 759351954 129 2,900 Sh Put Shared-defined 2 2,900 REINSURANCE GROUP AMER INC CMN STK Cmn 759351604 1,894 42,474 Sh Shared-defined 1 42,474 REINSURANCE GROUP AMER INC CMN STK Cmn 759351604 5,865 131,500 Sh Shared-defined 2 131,500 COLUMN TOTALS 33,587
FORM 13F Page 477 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ REINSURANCE GROUP OF AMERICA 5.75% CONV PREF DUE 1 Pref Stk 759351307 21 348 Sh Shared-defined 1 N/A RELIANCE STEEL & ALUMINUM CO. IN Cmn 759509902 3,362 79,000 Sh Call Shared-defined 1 79,000 RELIANCE STEEL & ALUMINUM CO. IN Cmn 759509952 2,686 63,100 Sh Put Shared-defined 1 63,100 RELIANCE STEEL & ALUMINUM CO. IN Cmn 759509902 1,762 41,400 Sh Call Shared-defined 2 41,400 RELIANCE STEEL & ALUMINUM CO. IN Cmn 759509952 3,260 76,600 Sh Put Shared-defined 2 76,600 RENAISSANCERE HOLDINGS LTD Cmn G7496G103 1,354 24,729 Sh Shared-defined 1 24,729 RENAISSANCERE HOLDINGS LTD Cmn G7496G903 77 1,400 Sh Call Shared-defined 1 1,400 RENAISSANCERE HOLDINGS LTD Cmn G7496G953 2,262 41,300 Sh Put Shared-defined 1 41,300 RENAISSANCERE HOLDINGS LTD Cmn G7496G103 27,091 494,730 Sh Shared-defined 2 494,730 RENESOLA LTD-ADR Depository Receipt 75971T103 55 11,448 Sh Shared-defined 1 N/A RENESOLA LTD-ADR Depository Receipt 75971T103 821 170,672 Sh Shared-defined 2 N/A RENT-A-CENTER INC CMN STOCK Cmn 76009N100 171 9,054 Sh Shared-defined 2 9,054 RENT-A-CENTER INC CMN STOCK Cmn 76009N900 429 22,700 Sh Call Shared-defined 1 22,700 RENT-A-CENTER INC CMN STOCK Cmn 76009N950 506 26,800 Sh Put Shared-defined 1 26,800 COLUMN TOTALS 43,857
FORM 13F Page 478 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ REPSOL YPF S.A. ADR 1:1 Depository Receipt 76026T205 5 192 Sh Shared-defined 1 N/A REPSOL YPF S.A. ADR 1:1 Depository Receipt 76026T205 242 8,898 Sh Shared-defined 2 N/A REPUBLIC AIRWAYS HOLDINGS INC COMMON STOCK Cmn 760276905 25 2,700 Sh Call Shared-defined 1 2,700 REPUBLIC AIRWAYS HOLDINGS INC COMMON STOCK Cmn 760276955 72 7,700 Sh Put Shared-defined 1 7,700 REPUBLIC AIRWAYS HOLDINGS INC COMMON STOCK Cmn 760276105 13 1,375 Sh Shared-defined 1 1,375 REPUBLIC AIRWAYS HOLDINGS INC COMMON STOCK Cmn 760276105 1,804 193,308 Sh Shared-defined 2 193,308 REPUBLIC SERVICES CMN STOCK Cmn 760759100 30 1,139 Sh Shared-defined 1 1,139 REPUBLIC SERVICES CMN STOCK Cmn 760759100 164 6,177 Sh Shared-defined 2 6,177 REPUBLIC SERVICES CMN STOCK Cmn 760759900 24 900 Sh Call Shared-defined 1 900 REPUBLIC SERVICES CMN STOCK Cmn 760759950 93 3,500 Sh Put Shared-defined 1 3,500 RESEARCH IN MOTION LTD CMN STOCK Cmn 760975902 91,213 1,350,300 Sh Call Shared-defined 1 1,350,300 RESEARCH IN MOTION LTD CMN STOCK Cmn 760975952 220,098 3,258,300 Sh Put Shared-defined 1 3,258,300 RESEARCH IN MOTION LTD CMN STOCK Cmn 760975902 37,936 561,600 Sh Call Shared-defined 2 561,600 RESEARCH IN MOTION LTD CMN STOCK Cmn 760975952 69,137 1,023,500 Sh Put Shared-defined 2 1,023,500 COLUMN TOTALS 420,856
FORM 13F Page 479 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ RESEARCH IN MOTION LTD CMN STOCK Cmn 760975102 175,521 2,598,393 Sh Shared-defined 1 2,598,393 RESEARCH IN MOTION LTD CMN STOCK Cmn 760975102 56,052 829,781 Sh Shared-defined 2 829,781 RESMED INC Cmn 761152907 1,311 29,000 Sh Call Shared-defined 1 29,000 RESMED INC Cmn 761152957 407 9,000 Sh Put Shared-defined 1 9,000 RESOURCES GLOBAL PROFESSIONALS Cmn 76122Q105 29 1,700 Sh Shared-defined 1 1,700 RESOURCES GLOBAL PROFESSIONALS Cmn 76122Q905 159 9,300 Sh Call Shared-defined 1 9,300 RESOURCES GLOBAL PROFESSIONALS Cmn 76122Q955 38 2,200 Sh Put Shared-defined 1 2,200 RESOURCES GLOBAL PROFESSIONALS Cmn 76122Q105 396 23,235 Sh Shared-defined 2 23,235 REYNOLDS AMERICAN INC CMN STOCK Cmn 761713906 1,634 36,700 Sh Call Shared-defined 1 36,700 REYNOLDS AMERICAN INC CMN STOCK Cmn 761713956 3,642 81,800 Sh Put Shared-defined 1 81,800 REYNOLDS AMERICAN INC CMN STOCK Cmn 761713906 895 20,100 Sh Call Shared-defined 2 20,100 REYNOLDS AMERICAN INC CMN STOCK Cmn 761713956 1,429 32,100 Sh Put Shared-defined 2 32,100 REYNOLDS AMERICAN INC CMN STOCK Cmn 761713106 2,144 48,159 Sh Shared-defined 1 48,159 REYNOLDS AMERICAN INC CMN STOCK Cmn 761713106 2,612 58,674 Sh Shared-defined 2 58,674 COLUMN TOTALS 246,269
FORM 13F Page 480 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ RF MICRO DEVICES INC CMN STOCK Cmn 749941900 475 87,500 Sh Call Shared-defined 1 87,500 RF MICRO DEVICES INC CMN STOCK Cmn 749941950 416 76,700 Sh Put Shared-defined 1 76,700 RF MICRO DEVICES INC CMN STOCK Cmn 749941100 698 128,510 Sh Shared-defined 1 128,510 RF MICRO DEVICES INC CMN STOCK Cmn 749941100 827 152,289 Sh Shared-defined 2 152,289 RIGEL PHARMACEUTICALS INC Cmn 766559603 579 70,638 Sh Shared-defined 1 70,638 RIGEL PHARMACEUTICALS INC Cmn 766559903 953 116,200 Sh Call Shared-defined 1 116,200 RIGEL PHARMACEUTICALS INC Cmn 766559953 884 107,800 Sh Put Shared-defined 1 107,800 RIGEL PHARMACEUTICALS INC Cmn 766559603 2,681 326,924 Sh Shared-defined 2 326,924 RIO TINTO PLC -SPON ADR 4:1 Depository Receipt 767204100 1,035 6,079 Sh Shared-defined 1 N/A RISKMETRICS GROUP INC Cmn 767735103 1 84 Sh Shared-defined 1 84 RISKMETRICS GROUP INC Cmn 767735903 124 8,500 Sh Call Shared-defined 1 8,500 RISKMETRICS GROUP INC Cmn 767735953 44 3,000 Sh Put Shared-defined 1 3,000 RISKMETRICS GROUP INC Cmn 767735103 17 1,167 Sh Shared-defined 2 1,167 RITE AID CORP NEW YORK Cmn 767754104 5 2,765 Sh Shared-defined 1 2,765 COLUMN TOTALS 8,739
FORM 13F Page 481 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ RITE AID CORP NEW YORK Cmn 767754904 7 4,400 Sh Call Shared-defined 1 4,400 RITE AID CORP NEW YORK Cmn 767754954 12 7,100 Sh Put Shared-defined 1 7,100 RITE AID CORP NEW YORK Cmn 767754904 - 100 Sh Call Shared-defined 2 100 RIVERBED TECHNOLGOY INC Cmn 768573107 2,421 110,238 Sh Shared-defined 1 110,238 RIVERBED TECHNOLGOY INC Cmn 768573107 1,344 61,221 Sh Shared-defined 2 61,221 RIVERBED TECHNOLGOY INC Cmn 768573907 2,005 91,300 Sh Call Shared-defined 1 91,300 RIVERBED TECHNOLGOY INC Cmn 768573957 2,398 109,200 Sh Put Shared-defined 1 109,200 RIVERBED TECHNOLGOY INC Cmn 768573907 551 25,100 Sh Call Shared-defined 2 25,100 RIVERBED TECHNOLGOY INC Cmn 768573957 1,834 83,500 Sh Put Shared-defined 2 83,500 RLI CORP CMN STOCK Cmn 749607107 372 7,041 Sh Shared-defined 2 7,041 ROBBINS & MYERS INC CMN STK Cmn 770196903 258 11,000 Sh Call Shared-defined 1 11,000 ROBBINS & MYERS INC CMN STK Cmn 770196953 108 4,600 Sh Put Shared-defined 1 4,600 ROBBINS & MYERS INC CMN STK Cmn 770196103 3 141 Sh Shared-defined 1 141 ROBBINS & MYERS INC CMN STK Cmn 770196103 170 7,259 Sh Shared-defined 2 7,259 COLUMN TOTALS 11,483
FORM 13F Page 482 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ ROBERT HALF INTL INC CMN STK Cmn 770323903 68 2,700 Sh Call Shared-defined 1 2,700 ROBERT HALF INTL INC CMN STK Cmn 770323953 555 22,200 Sh Put Shared-defined 1 22,200 ROBERT HALF INTL INC CMN STK Cmn 770323103 229 9,142 Sh Shared-defined 1 9,142 ROCKWELL AUTOMATION INC Cmn 773903109 176 4,141 Sh Shared-defined 1 4,141 ROCKWELL AUTOMATION INC Cmn 773903909 2,006 47,100 Sh Call Shared-defined 1 47,100 ROCKWELL AUTOMATION INC Cmn 773903959 537 12,600 Sh Put Shared-defined 1 12,600 ROCKWELL AUTOMATION INC Cmn 773903109 38 901 Sh Shared-defined 2 901 ROCKWELL AUTOMATION INC Cmn 773903909 1,048 24,600 Sh Call Shared-defined 2 24,600 ROCKWELL AUTOMATION INC Cmn 773903959 503 11,800 Sh Put Shared-defined 2 11,800 ROCKWELL COLLINS COMMON STK Cmn 774341101 111 2,179 Sh Shared-defined 2 2,179 ROCKWELL COLLINS COMMON STK Cmn 774341901 655 12,900 Sh Call Shared-defined 1 12,900 ROCKWELL COLLINS COMMON STK Cmn 774341951 894 17,600 Sh Put Shared-defined 1 17,600 ROFIN SINAR TECHNOLOGIES INC CMN STOCK Cmn 775043902 622 27,100 Sh Call Shared-defined 1 27,100 ROFIN SINAR TECHNOLOGIES INC CMN STOCK Cmn 775043952 276 12,000 Sh Put Shared-defined 1 12,000 COLUMN TOTALS 7,718
FORM 13F Page 483 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ ROFIN SINAR TECHNOLOGIES INC CMN STOCK Cmn 775043102 16 713 Sh Shared-defined 1 713 ROFIN SINAR TECHNOLOGIES INC CMN STOCK Cmn 775043102 15 668 Sh Shared-defined 2 668 ROGERS CORP CMN STK Cmn 775133901 495 16,500 Sh Call Shared-defined 1 16,500 ROGERS CORP CMN STK Cmn 775133951 345 11,500 Sh Put Shared-defined 1 11,500 ROGERS CORP CMN STK Cmn 775133101 91 3,033 Sh Shared-defined 1 3,033 ROGERS CORP CMN STK Cmn 775133101 74 2,455 Sh Shared-defined 2 2,455 ROPER INDUSTRIES INC/DE CMN STK Cmn 776696106 6 126 Sh Shared-defined 1 126 ROPER INDUSTRIES INC/DE CMN STK Cmn 776696106 378 7,421 Sh Shared-defined 2 7,421 ROSETTA RESOURCES INC Cmn 777779307 29 1,986 Sh Shared-defined 1 1,986 ROSETTA RESOURCES INC Cmn 777779907 159 10,800 Sh Call Shared-defined 1 10,800 ROSETTA RESOURCES INC Cmn 777779957 78 5,300 Sh Put Shared-defined 1 5,300 ROSETTA RESOURCES INC Cmn 777779307 6,592 448,738 Sh Shared-defined 2 448,738 ROSETTA STONE INC Cmn 777780107 200 8,699 Sh Shared-defined 1 8,699 ROSETTA STONE INC Cmn 777780907 397 17,300 Sh Call Shared-defined 1 17,300 COLUMN TOTALS 8,875
FORM 13F Page 484 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ ROSETTA STONE INC Cmn 777780957 427 18,600 Sh Put Shared-defined 1 18,600 ROSETTA STONE INC Cmn 777780107 26 1,152 Sh Shared-defined 2 1,152 ROSETTA STONE INC Cmn 777780907 39 1,700 Sh Call Shared-defined 2 1,700 ROSETTA STONE INC Cmn 777780957 9 400 Sh Put Shared-defined 2 400 ROSS STORES INC CMN STK Cmn 778296903 540 11,300 Sh Call Shared-defined 1 11,300 ROSS STORES INC CMN STK Cmn 778296953 2,355 49,300 Sh Put Shared-defined 1 49,300 ROSS STORES INC CMN STK Cmn 778296903 654 13,700 Sh Call Shared-defined 2 13,700 ROSS STORES INC CMN STK Cmn 778296953 1,739 36,400 Sh Put Shared-defined 2 36,400 ROSS STORES INC CMN STK Cmn 778296103 315 6,594 Sh Shared-defined 1 6,594 ROSS STORES INC CMN STK Cmn 778296103 45,934 961,557 Sh Shared-defined 2 961,557 ROVI CORP Cmn 779376102 11 338 Sh Shared-defined 1 338 ROVI CORP Cmn 779376902 739 22,000 Sh Call Shared-defined 1 22,000 ROVI CORP Cmn 779376952 218 6,500 Sh Put Shared-defined 1 6,500 ROVI CORP Cmn 779376102 33,208 988,319 Sh Shared-defined 2 988,319 COLUMN TOTALS 86,214
FORM 13F Page 485 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ ROWAN COS INC Cmn 779382900 2,245 97,300 Sh Call Shared-defined 1 97,300 ROWAN COS INC Cmn 779382950 3,094 134,100 Sh Put Shared-defined 1 134,100 ROWAN COS INC Cmn 779382900 1,084 47,000 Sh Call Shared-defined 2 47,000 ROWAN COS INC Cmn 779382950 2,339 101,400 Sh Put Shared-defined 2 101,400 ROWAN COS INC Cmn 779382100 1,297 56,229 Sh Shared-defined 2 56,229 ROYAL BK CDA MONTREAL QUE CMN STOCK Cmn 780087902 1,821 34,000 Sh Call Shared-defined 1 34,000 ROYAL BK CDA MONTREAL QUE CMN STOCK Cmn 780087952 2,529 47,200 Sh Put Shared-defined 1 47,200 ROYAL BANK OF SCOT-SPON ADR Depository Receipt 780097689 248 14,643 Sh Shared-defined 1 N/A ROYAL BANK OF SCOT-SPON ADR Depository Receipt 780097689 9 550 Sh Shared-defined 2 N/A ROYAL BK CDA MONTREAL QUE CMN STOCK Cmn 780087102 3,536 66,000 Sh Shared-defined 2 66,000 ROYAL CARIBBEAN CRUISES LTD CMN STOCK Cmn V7780T903 7,508 311,800 Sh Call Shared-defined 1 311,800 ROYAL CARIBBEAN CRUISES LTD CMN STOCK Cmn V7780T953 5,678 235,800 Sh Put Shared-defined 1 235,800 ROYAL CARIBBEAN CRUISES LTD CMN STOCK Cmn V7780T903 2,707 112,400 Sh Call Shared-defined 2 112,400 ROYAL CARIBBEAN CRUISES LTD CMN STOCK Cmn V7780T953 4,293 178,300 Sh Put Shared-defined 2 178,300 COLUMN TOTALS 38,388
FORM 13F Page 486 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ ROYAL CARIBBEAN CRUISES LTD CMN STOCK Cmn V7780T103 271 11,257 Sh Shared-defined 1 11,257 ROYAL CARIBBEAN CRUISES LTD CMN STOCK Cmn V7780T103 22,493 934,111 Sh Shared-defined 2 934,111 ROYAL DUTCH SHELL ADR A 1:2 Depository COMMON Receipt 780259206 1,631 28,525 Sh Shared-defined 1 N/A ROYAL DUTCH SHELL ADR A 1:2 Depository COMMON Receipt 780259206 766 13,392 Sh Shared-defined 2 N/A ROYAL GOLD INC CMN STK Cmn 780287908 3,228 70,800 Sh Call Shared-defined 1 70,800 ROYAL GOLD INC CMN STK Cmn 780287958 3,716 81,500 Sh Put Shared-defined 1 81,500 ROYAL GOLD INC CMN STK Cmn 780287908 1,199 26,300 Sh Call Shared-defined 2 26,300 ROYAL GOLD INC CMN STK Cmn 780287958 1,505 33,000 Sh Put Shared-defined 2 33,000 ROYAL GOLD INC CMN STK Cmn 780287108 570 12,500 Sh Shared-defined 2 12,500 RPC ENERGY SERVICES INC CMN STK Cmn 749660906 118 11,300 Sh Call Shared-defined 1 11,300 RPC ENERGY SERVICES INC CMN STK Cmn 749660956 38 3,600 Sh Put Shared-defined 1 3,600 RPC ENERGY SERVICES INC CMN STK Cmn 749660106 21 1,958 Sh Shared-defined 1 1,958 RPC ENERGY SERVICES INC CMN STK Cmn 749660106 4 400 Sh Shared-defined 2 400 RPM INTL INC COMMON STOCK Cmn 749685103 450 24,334 Sh Shared-defined 2 24,334 COLUMN TOTALS 36,010
FORM 13F Page 487 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ DONNELLEY R R & SONS CO Cmn 257867901 619 29,100 Sh Call Shared-defined 1 29,100 DONNELLEY R R & SONS CO Cmn 257867951 1,444 67,900 Sh Put Shared-defined 1 67,900 RRI ENERGY INC Cmn 74971X107 27 3,832 Sh Shared-defined 1 3,832 RRI ENERGY INC Cmn 74971X907 951 133,200 Sh Call Shared-defined 1 133,200 RRI ENERGY INC Cmn 74971X957 301 42,200 Sh Put Shared-defined 1 42,200 RRI ENERGY INC Cmn 74971X107 11 1,588 Sh Shared-defined 2 1,588 RRI ENERGY INC Cmn 74971X907 9 1,200 Sh Call Shared-defined 2 1,200 RRI ENERGY INC Cmn 74971X957 1 200 Sh Put Shared-defined 2 200 RSC HOLDINGS INC Cmn 74972L102 7 952 Sh Shared-defined 1 952 RSC HOLDINGS INC Cmn 74972L102 1,675 230,400 Sh Shared-defined 2 230,400 RTI INTERNATIONAL METALS CMN STK Cmn 74973W907 668 26,800 Sh Call Shared-defined 1 26,800 RTI INTERNATIONAL METALS CMN STK Cmn 74973W957 451 18,100 Sh Put Shared-defined 1 18,100 RTI INTERNATIONAL METALS CMN STK Cmn 74973W107 15,412 618,697 Sh Shared-defined 2 618,697 RUBICON MINERALS CORP COMMON STOCK Cmn 780911103 63 15,121 Sh Shared-defined 1 15,121 COLUMN TOTALS 21,639
FORM 13F Page 488 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ RUBY TUESDAY INC Cmn 781182900 185 22,000 Sh Call Shared-defined 1 22,000 RUBY TUESDAY INC Cmn 781182950 83 9,900 Sh Put Shared-defined 1 9,900 RUDDICK CORP CMN STK Cmn 781258108 37 1,381 Sh Shared-defined 1 1,381 RUDDICK CORP CMN STK Cmn 781258108 258 9,700 Sh Shared-defined 2 9,700 RYDER SYS INC Cmn 783549108 11 286 Sh Shared-defined 1 286 RYDER SYS INC Cmn 783549108 2,498 63,965 Sh Shared-defined 2 63,965 RYDER SYS INC Cmn 783549908 2,074 53,100 Sh Call Shared-defined 1 53,100 RYDER SYS INC Cmn 783549958 2,730 69,900 Sh Put Shared-defined 1 69,900 RYDER SYS INC Cmn 783549908 305 7,800 Sh Call Shared-defined 2 7,800 RYDER SYS INC Cmn 783549958 1,234 31,600 Sh Put Shared-defined 2 31,600 RYLAND GROUP INC CMN STK Cmn 783764103 89 4,223 Sh Shared-defined 2 4,223 S1 CORPORATION CMN STOCK Cmn 78463B101 28 4,503 Sh Shared-defined 1 4,503 S1 CORPORATION CMN STOCK Cmn 78463B101 70 11,361 Sh Shared-defined 2 11,361 SAFEWAY INC CMN STOCK Cmn 786514908 1,365 69,200 Sh Call Shared-defined 1 69,200 COLUMN TOTALS 10,967
FORM 13F Page 489 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ SAFEWAY INC CMN STOCK Cmn 786514958 4,640 235,300 Sh Put Shared-defined 1 235,300 SAFEWAY INC CMN STOCK Cmn 786514908 728 36,900 Sh Call Shared-defined 2 36,900 SAFEWAY INC CMN STOCK Cmn 786514958 1,593 80,800 Sh Put Shared-defined 2 80,800 SAFEWAY INC CMN STOCK Cmn 786514208 2,145 108,770 Sh Shared-defined 1 108,770 SAFEWAY INC CMN STOCK Cmn 786514208 8,971 454,901 Sh Shared-defined 2 454,901 SAIC INC Cmn 78390X101 60 3,444 Sh Shared-defined 1 3,444 SAIC INC Cmn 78390X901 481 27,400 Sh Call Shared-defined 1 27,400 SAIC INC Cmn 78390X951 139 7,900 Sh Put Shared-defined 1 7,900 SAIC INC Cmn 78390X101 544 31,023 Sh Shared-defined 2 31,023 SAKS INCORPORATED COMMON STOCK Cmn 79377W908 855 125,300 Sh Call Shared-defined 1 125,300 SAKS INCORPORATED COMMON STOCK Cmn 79377W958 103 15,100 Sh Put Shared-defined 1 15,100 SAKS INCORPORATED COMMON STOCK Cmn 79377W108 606 88,927 Sh Shared-defined 2 88,927 SALESFORCE.COM INC COMMON STOCK Cmn 79466L902 11,107 195,100 Sh Call Shared-defined 1 195,100 SALESFORCE.COM INC COMMON STOCK Cmn 79466L952 21,013 369,100 Sh Put Shared-defined 1 369,100 COLUMN TOTALS 52,985
FORM 13F Page 490 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ SALESFORCE.COM INC COMMON STOCK Cmn 79466L902 4,566 80,200 Sh Call Shared-defined 2 80,200 SALESFORCE.COM INC COMMON STOCK Cmn 79466L952 5,317 93,400 Sh Put Shared-defined 2 93,400 SALESFORCE.COM INC COMMON STOCK Cmn 79466L302 2,211 38,843 Sh Shared-defined 1 38,843 SALESFORCE.COM INC COMMON STOCK Cmn 79466L302 22,737 399,378 Sh Shared-defined 2 399,378 SALIX PHARMACEUTICALS LTD Cmn 795435106 266 12,497 Sh Shared-defined 1 12,497 SALIX PHARMACEUTICALS LTD Cmn 795435906 353 16,600 Sh Call Shared-defined 1 16,600 SALIX PHARMACEUTICALS LTD Cmn 795435956 829 39,000 Sh Put Shared-defined 1 39,000 SALIX PHARMACEUTICALS LTD Cmn 795435106 12,293 578,223 Sh Shared-defined 2 578,223 SAN JUAN BASIN ROYALTY TR CMN STK Cmn 798241105 13 721 Sh Shared-defined 1 721 SAN JUAN BASIN ROYALTY TR CMN STK Cmn 798241105 237 13,128 Sh Shared-defined 2 13,128 SANDERSON FARMS INC CMN STK Cmn 800013904 662 17,600 Sh Call Shared-defined 1 17,600 SANDERSON FARMS INC CMN STK Cmn 800013954 561 14,900 Sh Put Shared-defined 1 14,900 SANDERSON FARMS INC CMN STK Cmn 800013104 277 7,360 Sh Shared-defined 1 7,360 SANDERSON FARMS INC CMN STK Cmn 800013104 257 6,832 Sh Shared-defined 2 6,832 COLUMN TOTALS 50,579
FORM 13F Page 491 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ SANDISK 1% CB 5/15/2013-REGISTERED Bond 80004CAC5 22,714 29,000,000 Prn Shared-defined 2 N/A SANDISK CORP CMN STOCK Cmn 80004C901 11,442 527,300 Sh Call Shared-defined 1 527,300 SANDISK CORP CMN STOCK Cmn 80004C951 10,290 474,200 Sh Put Shared-defined 1 474,200 SANDISK CORP CMN STOCK Cmn 80004C901 5,970 275,100 Sh Call Shared-defined 2 275,100 SANDISK CORP CMN STOCK Cmn 80004C951 4,125 190,100 Sh Put Shared-defined 2 190,100 SANDISK CORP CMN STOCK Cmn 80004C101 2,602 119,905 Sh Shared-defined 2 119,905 SANDRIDGE ENERGY INC Cmn 80007P307 4,642 358,167 Sh Shared-defined 1 358,167 SANDRIDGE ENERGY INC Cmn 80007P907 1,921 148,200 Sh Call Shared-defined 1 148,200 SANDRIDGE ENERGY INC Cmn 80007P957 6,808 525,300 Sh Put Shared-defined 1 525,300 SANDRIDGE ENERGY INC Cmn 80007P307 1,661 128,156 Sh Shared-defined 2 128,156 SANDRIDGE ENERGY INC Cmn 80007P907 1,181 91,100 Sh Call Shared-defined 2 91,100 SANDRIDGE ENERGY INC Cmn 80007P957 3,358 259,100 Sh Put Shared-defined 2 259,100 SANGAMO BIOSCIENCES INC CMN STK Cmn 800677906 71 8,600 Sh Call Shared-defined 1 8,600 SANGAMO BIOSCIENCES INC CMN STK Cmn 800677956 186 22,600 Sh Put Shared-defined 1 22,600 COLUMN TOTALS 76,971
FORM 13F Page 492 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ SANGAMO BIOSCIENCES INC CMN STK Cmn 800677106 206 25,062 Sh Shared-defined 1 25,062 SANGAMO BIOSCIENCES INC CMN STK Cmn 800677106 10 1,272 Sh Shared-defined 2 1,272 SANMINA-SCI CORP CMN STK Cmn 800907206 273 31,795 Sh Shared-defined 2 31,795 SAP AG - SPONS ADR 4:1 Depository Receipt 803054204 1,032 21,126 Sh Shared-defined 1 N/A SAP AG - SPONS ADR 4:1 Depository Receipt 803054204 1,304 26,679 Sh Shared-defined 2 N/A SAPIENT CORP CMN STOCK Cmn 803062108 21 2,655 Sh Shared-defined 1 2,655 SAPIENT CORP CMN STOCK Cmn 803062108 16,454 2,046,472 Sh Shared-defined 2 2,046,472 SAPIENT CORP CMN STOCK Cmn 803062908 68 8,400 Sh Call Shared-defined 1 8,400 SARA LEE CORP Cmn 803111103 1,631 146,444 Sh Shared-defined 1 146,444 SARA LEE CORP Cmn 803111903 90 8,100 Sh Call Shared-defined 1 8,100 SARA LEE CORP Cmn 803111953 1,831 164,400 Sh Put Shared-defined 1 164,400 SARA LEE CORP Cmn 803111103 1,565 140,524 Sh Shared-defined 2 140,524 SARA LEE CORP Cmn 803111903 235 21,100 Sh Call Shared-defined 2 21,100 SARA LEE CORP Cmn 803111953 1,312 117,800 Sh Put Shared-defined 2 117,800 COLUMN TOTALS 26,032
FORM 13F Page 493 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ SASOL LTD-SPON ADR 1:1 Depository Receipt 803866300 1,325 34,770 Sh Shared-defined 1 N/A SASOL LTD-SPON ADR 1:1 Depository Receipt 803866300 23 599 Sh Shared-defined 2 N/A Satyam Computer Services Ltd Depository Receipt 804098101 317 48,233 Sh Shared-defined 1 N/A Satyam Computer Services Ltd Depository Receipt 804098101 137 20,784 Sh Shared-defined 2 N/A SAVIENT PHARMACEUTICALS INC COMMON STOCK Cmn 80517Q900 3,777 248,500 Sh Call Shared-defined 1 248,500 SAVIENT PHARMACEUTICALS INC COMMON STOCK Cmn 80517Q950 3,754 247,000 Sh Put Shared-defined 1 247,000 SAVIENT PHARMACEUTICALS INC COMMON STOCK Cmn 80517Q900 223 14,700 Sh Call Shared-defined 2 14,700 SAVIENT PHARMACEUTICALS INC COMMON STOCK Cmn 80517Q950 4,875 320,700 Sh Put Shared-defined 2 320,700 SAVIENT PHARMACEUTICALS INC COMMON STOCK Cmn 80517Q100 795 52,331 Sh Shared-defined 1 52,331 SAVIENT PHARMACEUTICALS INC COMMON STOCK Cmn 80517Q100 29 1,903 Sh Shared-defined 2 1,903 SAVVIS INC CMN STK Cmn 805423908 269 17,000 Sh Call Shared-defined 1 17,000 SAVVIS INC CMN STK Cmn 805423958 79 5,000 Sh Put Shared-defined 1 5,000 SAVVIS INC CMN STK Cmn 805423958 2 100 Sh Put Shared-defined 2 100 SAVVIS INC CMN STK Cmn 805423308 17 1,096 Sh Shared-defined 1 1,096 COLUMN TOTALS 15,622
FORM 13F Page 494 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ SAVVIS INC CMN STK Cmn 805423308 176 11,121 Sh Shared-defined 2 11,121 SBA COMMUNICATIONS CORP CMN STK Cmn 78388J906 403 14,900 Sh Call Shared-defined 1 14,900 SBA COMMUNICATIONS CORP CMN STK Cmn 78388J956 2,819 104,300 Sh Put Shared-defined 1 104,300 SBA COMMUNICATIONS CORP CMN STK Cmn 78388J106 3,409 126,106 Sh Shared-defined 1 126,106 SBA COMMUNICATIONS CORP CMN STK Cmn 78388J106 4,879 180,512 Sh Shared-defined 2 180,512 SCANA CORP CMN STK Cmn 80589M102 64 1,846 Sh Shared-defined 1 1,846 SCANA CORP CMN STK Cmn 80589M102 856 24,539 Sh Shared-defined 2 24,539 SCANSOURCE INC CMN STOCK Cmn 806037107 25 891 Sh Shared-defined 1 891 SCANSOURCE INC CMN STOCK Cmn 806037107 288 10,163 Sh Shared-defined 2 10,163 SCHEIN HENRY INC CMN STOCK Cmn 806407102 60 1,100 Sh Shared-defined 2 1,100 SCHERING PLOUGH CORP Cmn 806605101 - 1 Sh Shared-defined 2 1 SCHERING-PLOUGH CORP 6% CB 8/13/2010 - REGISTERED Bond 806605705 63 261 Prn Shared-defined 1 N/A SCHERING PLOUGH CORP Cmn 806605901 2,226 78,800 Sh Call Shared-defined 1 78,800 SCHERING PLOUGH CORP Cmn 806605951 4,870 172,400 Sh Put Shared-defined 1 172,400 COLUMN TOTALS 20,138
FORM 13F Page 495 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ SCHERING PLOUGH CORP Cmn 806605901 17 600 Sh Call Shared-defined 2 600 SCHERING PLOUGH CORP Cmn 806605951 76 2,700 Sh Put Shared-defined 2 2,700 SCHLUMBERGER LTD Cmn 806857908 44,235 742,200 Sh Call Shared-defined 1 742,200 SCHLUMBERGER LTD Cmn 806857958 32,804 550,400 Sh Put Shared-defined 1 550,400 SCHLUMBERGER LTD Cmn 806857108 50,107 840,714 Sh Shared-defined 2 840,714 SCHLUMBERGER LTD Cmn 806857908 29,436 493,900 Sh Call Shared-defined 2 493,900 SCHLUMBERGER LTD Cmn 806857958 24,513 411,300 Sh Put Shared-defined 2 411,300 SCHNITZER STEEL INDS -CL A CMN STK Cmn 806882906 4,745 89,100 Sh Call Shared-defined 1 89,100 SCHNITZER STEEL INDS -CL A CMN STK Cmn 806882956 4,207 79,000 Sh Put Shared-defined 1 79,000 SCHNITZER STEEL INDS -CL A CMN STK Cmn 806882906 1,592 29,900 Sh Call Shared-defined 2 29,900 SCHNITZER STEEL INDS -CL A CMN STK Cmn 806882956 1,917 36,000 Sh Put Shared-defined 2 36,000 SCHNITZER STEEL INDS -CL A CMN STK Cmn 806882106 1,576 29,595 Sh Shared-defined 1 29,595 SCHNITZER STEEL INDS -CL A CMN STK Cmn 806882106 2,216 41,615 Sh Shared-defined 2 41,615 SCHOOL SPECIALTY 3.75% CB 11/30/2026-REGISTERED Bond 807863AL9 50,785 55,200,000 Prn Shared-defined 2 N/A COLUMN TOTALS 248,226
FORM 13F Page 496 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ SCHOOL SPECIALTY INC CMN STOCK Cmn 807863905 230 9,700 Sh Call Shared-defined 1 9,700 SCHOOL SPECIALTY INC CMN STOCK Cmn 807863105 6 235 Sh Shared-defined 1 235 SCHOOL SPECIALTY INC CMN STOCK Cmn 807863105 61 2,590 Sh Shared-defined 2 2,590 SCHULMAN (A.) INC CMN STK Cmn 808194104 3 145 Sh Shared-defined 1 145 SCHULMAN (A.) INC CMN STK Cmn 808194104 360 18,056 Sh Shared-defined 2 18,056 SCHWAB CHARLES CORP NEW Cmn 808513905 5,887 307,400 Sh Call Shared-defined 1 307,400 SCHWAB CHARLES CORP NEW Cmn 808513955 2,691 140,500 Sh Put Shared-defined 1 140,500 SCHWAB CHARLES CORP NEW Cmn 808513905 4,772 249,200 Sh Call Shared-defined 2 249,200 SCHWAB CHARLES CORP NEW Cmn 808513955 1,423 74,300 Sh Put Shared-defined 2 74,300 SCICLONE PHARMACEUTICALS INC CMN STK Cmn 80862K104 12 2,927 Sh Shared-defined 1 2,927 SCICLONE PHARMACEUTICALS INC CMN STK Cmn 80862K104 72 17,015 Sh Shared-defined 2 17,015 SCIENTIFIC GAMES CORP CMN STK Cmn 80874P909 556 35,100 Sh Call Shared-defined 1 35,100 SCIENTIFIC GAMES CORP CMN STK Cmn 80874P959 239 15,100 Sh Put Shared-defined 1 15,100 SCIENTIFIC GAMES CORP CMN STK Cmn 80874P109 126 7,962 Sh Shared-defined 2 7,962 COLUMN TOTALS 16,438
FORM 13F Page 497 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ SCOTTS MIRACLE-GRO CO/THE CMN STK Cmn 810186906 1,477 34,400 Sh Call Shared-defined 1 34,400 SCOTTS MIRACLE-GRO CO/THE CMN STK Cmn 810186956 1,267 29,500 Sh Put Shared-defined 1 29,500 SCOTTS MIRACLE-GRO CO/THE CMN STK Cmn 810186906 168 3,900 Sh Call Shared-defined 2 3,900 SCOTTS MIRACLE-GRO CO/THE CMN STK Cmn 810186956 335 7,800 Sh Put Shared-defined 2 7,800 SCOTTS MIRACLE-GRO CO/THE CMN STK Cmn 810186106 4,052 94,350 Sh Shared-defined 2 94,350 SCRIPPS CO (EW) -CL A CMN STK Cmn 811054902 89 11,900 Sh Call Shared-defined 1 11,900 SCRIPPS CO (EW) -CL A CMN STK Cmn 811054952 71 9,400 Sh Put Shared-defined 1 9,400 SCRIPPS CO (EW) -CL A CMN STK Cmn 811054402 395 52,684 Sh Shared-defined 2 52,684 SCRIPPS NETWORKS INTERACTIVE Cmn 811065101 27,034 731,650 Sh Shared-defined 2 731,650 SCRIPPS NETWORKS INTERACTIVE Cmn 811065901 381 10,300 Sh Call Shared-defined 1 10,300 SCRIPPS NETWORKS INTERACTIVE Cmn 811065951 569 15,400 Sh Put Shared-defined 1 15,400 SEABRIDGE GOLD INC COMMON STOCK Cmn 811916905 1,779 62,200 Sh Call Shared-defined 1 62,200 SEABRIDGE GOLD INC COMMON STOCK Cmn 811916955 3,012 105,300 Sh Put Shared-defined 1 105,300 SEABRIDGE GOLD INC COMMON STOCK Cmn 811916105 2,091 73,108 Sh Shared-defined 1 73,108 COLUMN TOTALS 42,720
FORM 13F Page 498 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ SEABRIDGE GOLD INC COMMON STOCK Cmn 811916105 135 4,732 Sh Shared-defined 2 4,732 SEACOR HLDG 2.875% CB 12/15/24 - - REGISTERED Bond 811904AJ0 31,436 27,500,000 Prn Shared-defined 2 N/A SEACOR HOLDINGS INC CMN STK Cmn 811904101 286 3,500 Sh Shared-defined 2 3,500 SEAGATE TECHNOLOGY COMMON STOCK Cmn G7945J904 5,282 347,300 Sh Call Shared-defined 1 347,300 SEAGATE TECHNOLOGY COMMON STOCK Cmn G7945J954 5,012 329,500 Sh Put Shared-defined 1 329,500 SEAGATE TECHNOLOGY COMMON STOCK Cmn G7945J904 2,029 133,400 Sh Call Shared-defined 2 133,400 SEAGATE TECHNOLOGY COMMON STOCK Cmn G7945J954 4,146 272,600 Sh Put Shared-defined 2 272,600 SEAGATE TECHNOLOGY COMMON STOCK Cmn G7945J104 1,869 122,861 Sh Shared-defined 1 122,861 SEAGATE TECHNOLOGY COMMON STOCK Cmn G7945J104 3,824 251,418 Sh Shared-defined 2 251,418 SEAHAWK DRILLING INC-W/I Cmn 81201R907 382 12,300 Sh Call Shared-defined 1 12,300 SEAHAWK DRILLING INC-W/I Cmn 81201R957 255 8,200 Sh Put Shared-defined 1 8,200 SEAHAWK DRILLING INC-W/I Cmn 81201R107 86 2,763 Sh Shared-defined 1 2,763 SEAHAWK DRILLING INC-W/I Cmn 81201R107 117 3,753 Sh Shared-defined 2 3,753 SEALED AIR CORP CMN STK Cmn 81211K100 527 26,861 Sh Shared-defined 2 26,861 COLUMN TOTALS 55,386
FORM 13F Page 499 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ SEALED AIR CORP CMN STK Cmn 81211K900 1,076 54,800 Sh Call Shared-defined 1 54,800 SEALED AIR CORP CMN STK Cmn 81211K950 365 18,600 Sh Put Shared-defined 1 18,600 SEALY CORP COMMON STOCK Cmn 812139901 40 12,500 Sh Call Shared-defined 1 12,500 SEALY CORP COMMON STOCK Cmn 812139301 4 1,400 Sh Shared-defined 2 1,400 SEARS HOLDINGS CORP COMMON STOCK Cmn 812350906 17,346 265,600 Sh Call Shared-defined 1 265,600 SEARS HOLDINGS CORP COMMON STOCK Cmn 812350956 21,729 332,700 Sh Put Shared-defined 1 332,700 SEARS HOLDINGS CORP COMMON STOCK Cmn 812350106 2,103 32,193 Sh Shared-defined 1 32,193 SEARS HOLDINGS CORP COMMON STOCK Cmn 812350106 45 682 Sh Shared-defined 2 682 SEASPAN CORP COMMON STOCK Cmn Y75638909 259 28,900 Sh Call Shared-defined 1 28,900 SEASPAN CORP COMMON STOCK Cmn Y75638959 697 77,900 Sh Put Shared-defined 1 77,900 SEASPAN CORP COMMON STOCK Cmn Y75638109 592 66,111 Sh Shared-defined 1 66,111 SEASPAN CORP COMMON STOCK Cmn Y75638109 139 15,484 Sh Shared-defined 2 15,484 SEATTLE GENETICS, INC. Cmn 812578102 5,988 426,768 Sh Shared-defined 2 426,768 SELECTIVE INSURANCE GROUP COMMON STOCK Cmn 816300107 287 18,269 Sh Shared-defined 2 18,269 COLUMN TOTALS 50,670
FORM 13F Page 500 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ SEMPRA ENERGY CMN STOCK Cmn 816851909 130 2,600 Sh Call Shared-defined 1 2,600 SEMPRA ENERGY CMN STOCK Cmn 816851959 981 19,700 Sh Put Shared-defined 1 19,700 SEMPRA ENERGY CMN STOCK Cmn 816851109 118 2,365 Sh Shared-defined 1 2,365 SEMPRA ENERGY CMN STOCK Cmn 816851109 32,230 647,067 Sh Shared-defined 2 647,067 SEMTECH CORP CMN STK Cmn 816850901 422 24,800 Sh Call Shared-defined 1 24,800 SEMTECH CORP CMN STK Cmn 816850951 34 2,000 Sh Put Shared-defined 1 2,000 SEMTECH CORP CMN STK Cmn 816850101 4 233 Sh Shared-defined 1 233 SEMTECH CORP CMN STK Cmn 816850101 3 187 Sh Shared-defined 2 187 SENIOR HOUSING PROPERTIES TRUST Cmn 81721M909 724 37,900 Sh Call Shared-defined 1 37,900 SENIOR HOUSING PROPERTIES TRUST Cmn 81721M959 392 20,500 Sh Put Shared-defined 1 20,500 SENSIENT TECHNOLOGIES CORP Cmn 81725T100 202 7,259 Sh Shared-defined 2 7,259 SEPRACOR INC CMN STK Cmn 817315904 946 41,300 Sh Call Shared-defined 1 41,300 SEPRACOR INC CMN STK Cmn 817315954 1,138 49,700 Sh Put Shared-defined 1 49,700 SEPRACOR INC CMN STK Cmn 817315104 811 35,412 Sh Shared-defined 1 35,412 COLUMN TOTALS 38,135
FORM 13F Page 501 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ SEPRACOR INC CMN STK Cmn 817315104 16 700 Sh Shared-defined 2 700 SEQUENOM INC CMN STOCK Cmn 817337905 1,030 318,900 Sh Call Shared-defined 1 318,900 SEQUENOM INC CMN STOCK Cmn 817337955 688 213,100 Sh Put Shared-defined 1 213,100 SEQUENOM INC CMN STOCK Cmn 817337405 449 139,040 Sh Shared-defined 2 139,040 SERVICE CORPORATION COMMON STOCK Cmn 817565104 2 248 Sh Shared-defined 1 248 SERVICE CORPORATION COMMON STOCK Cmn 817565104 542 77,327 Sh Shared-defined 2 77,327 SHANDA INTERACTIVE ENTER-ADR Depository COMMON STOCK Receipt 81941Q203 2,603 50,835 Sh Shared-defined 1 N/A SHANDA INTERACTIVE ENTER-ADR Depository COMMON STOCK Receipt 81941Q203 15 291 Sh Shared-defined 2 N/A SHAW GROUP INC Cmn 820280905 8,510 265,200 Sh Call Shared-defined 1 265,200 SHAW GROUP INC Cmn 820280955 4,611 143,700 Sh Put Shared-defined 1 143,700 SHAW GROUP INC Cmn 820280905 3,793 118,200 Sh Call Shared-defined 2 118,200 SHAW GROUP INC Cmn 820280955 2,840 88,500 Sh Put Shared-defined 2 88,500 SHENGDATECH INC Cmn 823213103 16 2,566 Sh Shared-defined 1 2,566 SHENGDATECH INC Cmn 823213903 33 5,200 Sh Call Shared-defined 1 5,200 COLUMN TOTALS 25,148
FORM 13F Page 502 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ SHENGDATECH INC Cmn 823213953 13 2,100 Sh Put Shared-defined 1 2,100 SHENGDATECH INC Cmn 823213103 155 24,377 Sh Shared-defined 2 24,377 SHERWIN-WILLIAMS COMMON STOCK Cmn 824348106 1,582 26,295 Sh Shared-defined 1 26,295 SHERWIN-WILLIAMS COMMON STOCK Cmn 824348106 8,462 140,666 Sh Shared-defined 2 140,666 SHIP FINANCE INTL COMMON STOCK Cmn G81075906 252 20,500 Sh Call Shared-defined 1 20,500 SHIP FINANCE INTL COMMON STOCK Cmn G81075956 431 35,100 Sh Put Shared-defined 1 35,100 SHIP FINANCE INTL COMMON STOCK Cmn G81075106 217 17,634 Sh Shared-defined 1 17,634 SHIP FINANCE INTL COMMON STOCK Cmn G81075106 53 4,344 Sh Shared-defined 2 4,344 SHIRE ACQUISITION INC -SP ADR Depository 1:3 Receipt 82481R106 1,958 37,446 Sh Shared-defined 1 N/A SHIRE ACQUISITION INC -SP ADR Depository 1:3 Receipt 82481R106 146 2,794 Sh Shared-defined 2 N/A SHUFFLE MASTER INC CMN STK Cmn 825549908 233 24,700 Sh Call Shared-defined 1 24,700 SHUFFLE MASTER INC CMN STK Cmn 825549958 163 17,300 Sh Put Shared-defined 1 17,300 SHUFFLE MASTER INC CMN STK Cmn 825549958 9 1,000 Sh Put Shared-defined 2 1,000 SHUFFLE MASTER INC CMN STK Cmn 825549108 3 319 Sh Shared-defined 1 319 COLUMN TOTALS 13,677
FORM 13F Page 503 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ SHUTTERFLY INC Cmn 82568P904 135 8,100 Sh Call Shared-defined 1 8,100 SHUTTERFLY INC Cmn 82568P954 110 6,600 Sh Put Shared-defined 1 6,600 SIERRA SEMICON 2.25% CB 10/31/2025-REGISTERED Bond 69344FAD8 10,260 8,085,000 Prn Shared-defined 2 N/A SIERRA WIRELESS INC COMMON STOCK Cmn 826516906 49 4,900 Sh Call Shared-defined 1 4,900 SIERRA WIRELESS INC COMMON STOCK Cmn 826516956 371 37,200 Sh Put Shared-defined 1 37,200 SIERRA WIRELESS INC COMMON STOCK Cmn 826516106 462 46,272 Sh Shared-defined 1 46,272 SIERRA WIRELESS INC COMMON STOCK Cmn 826516106 64 6,379 Sh Shared-defined 2 6,379 SIGA TECHNOLOGIES INC CMN STOCK Cmn 826917906 92 11,700 Sh Call Shared-defined 1 11,700 SIGA TECHNOLOGIES INC CMN STOCK Cmn 826917956 290 36,700 Sh Put Shared-defined 1 36,700 SIGA TECHNOLOGIES INC CMN STOCK Cmn 826917106 230 29,102 Sh Shared-defined 1 29,102 SIGMA ALDRICH CORP Cmn 826552901 2,505 46,400 Sh Call Shared-defined 1 46,400 SIGMA ALDRICH CORP Cmn 826552951 772 14,300 Sh Put Shared-defined 1 14,300 SIGMA ALDRICH CORP Cmn 826552101 837 15,500 Sh Shared-defined 2 15,500 SIGMA DESIGNS INC CMN STK Cmn 826565903 1,130 77,800 Sh Call Shared-defined 1 77,800 COLUMN TOTALS 17,307
FORM 13F Page 504 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ SIGMA DESIGNS INC CMN STK Cmn 826565953 1,681 115,700 Sh Put Shared-defined 1 115,700 SIGMA DESIGNS INC CMN STK Cmn 826565103 909 62,564 Sh Shared-defined 1 62,564 SIGMA DESIGNS INC CMN STK Cmn 826565103 259 17,811 Sh Shared-defined 2 17,811 SILGAN HOLDINGS CMN STOCK Cmn 827048109 1,124 21,324 Sh Shared-defined 2 21,324 SILGAN HOLDINGS CMN STOCK Cmn 827048909 828 15,700 Sh Call Shared-defined 1 15,700 SILGAN HOLDINGS CMN STOCK Cmn 827048959 285 5,400 Sh Put Shared-defined 1 5,400 SILGAN HOLDINGS CMN STOCK Cmn 827048959 258 4,900 Sh Put Shared-defined 2 4,900 SILICON GRAPHICS INTERNATIONAL CORP Cmn 82706L908 119 17,700 Sh Call Shared-defined 1 17,700 SILICON GRAPHICS INTERNATIONAL CORP Cmn 82706L958 166 24,700 Sh Put Shared-defined 1 24,700 SILICON GRAPHICS INTERNATIONAL CORP Cmn 82706L958 10 1,500 Sh Put Shared-defined 2 1,500 SILICON GRAPHICS INTERNATIONAL CORP Cmn 82706L108 352 52,416 Sh Shared-defined 1 52,416 SILICON GRAPHICS INTERNATIONAL CORP Cmn 82706L108 1 86 Sh Shared-defined 2 86 SILICON IMAGE INC. CMN STOCK Cmn 82705T102 5 2,232 Sh Shared-defined 1 2,232 SILICON IMAGE INC. CMN STOCK Cmn 82705T902 32 13,300 Sh Call Shared-defined 1 13,300 COLUMN TOTALS 6,029
FORM 13F Page 505 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ SILICON IMAGE INC. CMN STOCK Cmn 82705T952 13 5,200 Sh Put Shared-defined 1 5,200 SILICON IMAGE INC. CMN STOCK Cmn 82705T102 23 9,413 Sh Shared-defined 2 9,413 SILICON LABORATORIES INC CMN STOCK Cmn 826919902 2,615 56,400 Sh Call Shared-defined 1 56,400 SILICON LABORATORIES INC CMN STOCK Cmn 826919952 6,588 142,100 Sh Put Shared-defined 1 142,100 SILICON LABORATORIES INC CMN STOCK Cmn 826919902 1,627 35,100 Sh Call Shared-defined 2 35,100 SILICON LABORATORIES INC CMN STOCK Cmn 826919952 1,780 38,400 Sh Put Shared-defined 2 38,400 SILICON LABORATORIES INC CMN STOCK Cmn 826919102 2,128 45,898 Sh Shared-defined 1 45,898 SILICON LABORATORIES INC CMN STOCK Cmn 826919102 8,733 188,368 Sh Shared-defined 2 188,368 SILICON MOTION TECHNOLOGY 1 Depository ADR: 4 COMMON Receipt 82706C108 33 8,228 Sh Shared-defined 1 N/A SILICON MOTION TECHNOLOGY 1 Depository ADR: 4 COMMON Receipt 82706C108 12 2,915 Sh Shared-defined 2 N/A SILICONWARE PRECISION -ADR Depository Receipt 827084864 26 3,648 Sh Shared-defined 1 N/A SILICONWARE PRECISION -ADR Depository Receipt 827084864 60 8,411 Sh Shared-defined 2 N/A SILVER STD RES INC CMN STOCK Cmn 82823L906 5,227 244,700 Sh Call Shared-defined 1 244,700 SILVER STD RES INC CMN STOCK Cmn 82823L956 3,768 176,400 Sh Put Shared-defined 1 176,400 COLUMN TOTALS 32,633
FORM 13F Page 506 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ SILVER STD RES INC CMN STOCK Cmn 82823L906 1,895 88,700 Sh Call Shared-defined 2 88,700 SILVER STD RES INC CMN STOCK Cmn 82823L956 1,683 78,800 Sh Put Shared-defined 2 78,800 SILVER STD RES INC CMN STOCK Cmn 82823L106 427 19,984 Sh Shared-defined 2 19,984 SILVER WHEATON CORP. COMMON STOCK Cmn 828336907 3,223 256,000 Sh Call Shared-defined 1 256,000 SILVER WHEATON CORP. COMMON STOCK Cmn 828336957 2,157 171,300 Sh Put Shared-defined 1 171,300 SILVER WHEATON CORP. COMMON STOCK Cmn 828336907 1,696 134,700 Sh Call Shared-defined 2 134,700 SILVER WHEATON CORP. COMMON STOCK Cmn 828336957 2,319 184,200 Sh Put Shared-defined 2 184,200 SILVER WHEATON CORP. COMMON STOCK Cmn 828336107 844 67,013 Sh Shared-defined 1 67,013 SILVER WHEATON CORP. COMMON STOCK Cmn 828336107 355 28,158 Sh Shared-defined 2 28,158 SIMON PROPERTY GROUP INC CMN STK Cmn 828806109 13,329 191,972 Sh Shared-defined 2 191,972 SIMON PROPERTY GROUP INC CMN STK Cmn 828806909 23,065 332,200 Sh Call Shared-defined 1 332,200 SIMON PROPERTY GROUP INC CMN STK Cmn 828806959 32,327 465,600 Sh Put Shared-defined 1 465,600 SIMON PROPERTY GROUP INC CMN STK Cmn 828806909 12,643 182,100 Sh Call Shared-defined 2 182,100 SIMON PROPERTY GROUP INC CMN STK Cmn 828806959 18,788 270,600 Sh Put Shared-defined 2 270,600 COLUMN TOTALS 114,751
FORM 13F Page 507 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ SIMPSON MANUFACTURING INC CMN STK Cmn 829073905 174 6,900 Sh Call Shared-defined 1 6,900 SIMPSON MANUFACTURING INC CMN STK Cmn 829073955 864 34,200 Sh Put Shared-defined 1 34,200 SIMPSON MANUFACTURING INC CMN STK Cmn 829073105 987 39,073 Sh Shared-defined 1 39,073 SIMPSON MANUFACTURING INC CMN STK Cmn 829073105 348 13,764 Sh Shared-defined 2 13,764 SINA CORP CMN STK Cmn G81477904 6,692 176,300 Sh Call Shared-defined 1 176,300 SINA CORP CMN STK Cmn G81477954 5,030 132,500 Sh Put Shared-defined 1 132,500 SINA CORP CMN STK Cmn G81477904 3,667 96,600 Sh Call Shared-defined 2 96,600 SINA CORP CMN STK Cmn G81477954 5,064 133,400 Sh Put Shared-defined 2 133,400 SINA CORP CMN STK Cmn G81477104 1,292 34,037 Sh Shared-defined 2 34,037 SINOVAC BIOTECH LTD. COMMON STOCK Cmn P8696W904 258 31,100 Sh Call Shared-defined 1 31,100 SINOVAC BIOTECH LTD. COMMON STOCK Cmn P8696W954 1,287 155,200 Sh Put Shared-defined 1 155,200 SINOVAC BIOTECH LTD. COMMON STOCK Cmn P8696W104 1,004 121,075 Sh Shared-defined 1 121,075 SINOVAC BIOTECH LTD. COMMON STOCK Cmn P8696W104 2 200 Sh Shared-defined 2 200 SIRIUS SATELLITE RADIO INC 3.25% CB DUE 10/15/2011 Bond 82966UAD5 7,186 8,558,000 Prn Shared-defined 2 N/A COLUMN TOTALS 33,855
FORM 13F Page 508 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ SIRIUS XM RADIO INC Cmn 82967N108 104 163,313 Sh Shared-defined 1 163,313 SIRIUS XM RADIO INC Cmn 82967N958 147 231,400 Sh Put Shared-defined 1 231,400 SIRIUS XM RADIO INC Cmn 82967N108 8 12,572 Sh Shared-defined 2 12,572 SIRONA DENTAL SYSTEMS INC Cmn 82966C103 2,663 89,525 Sh Shared-defined 2 89,525 SKECHERS U S A INC CMN STOCK Cmn 830566105 7,008 408,879 Sh Shared-defined 2 408,879 SKECHERS U S A INC CMN STOCK Cmn 830566905 984 57,400 Sh Call Shared-defined 1 57,400 SKECHERS U S A INC CMN STOCK Cmn 830566955 129 7,500 Sh Put Shared-defined 1 7,500 SKILLED HEALTHCARE GROUP INC Cmn 83066R107 7 810 Sh Shared-defined 1 810 SKILLED HEALTHCARE GROUP INC Cmn 83066R107 88 10,994 Sh Shared-defined 2 10,994 SKYWEST INC CMN STK Cmn 830879902 221 13,300 Sh Call Shared-defined 1 13,300 SKYWEST INC CMN STK Cmn 830879952 320 19,300 Sh Put Shared-defined 1 19,300 SKYWEST INC CMN STK Cmn 830879102 45 2,720 Sh Shared-defined 1 2,720 SKYWEST INC CMN STK Cmn 830879102 288 17,357 Sh Shared-defined 2 17,357 SKYWORKS SOLUTIONS INC CMN STK Cmn 83088M902 1,738 131,300 Sh Call Shared-defined 1 131,300 COLUMN TOTALS 13,750
FORM 13F Page 509 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ SKYWORKS SOLUTIONS INC CMN STK Cmn 83088M952 266 20,100 Sh Put Shared-defined 1 20,100 SKYWORKS SOLUTIONS INC CMN STK Cmn 83088M902 1,308 98,800 Sh Call Shared-defined 2 98,800 SKYWORKS SOLUTIONS INC CMN STK Cmn 83088M952 335 25,300 Sh Put Shared-defined 2 25,300 SKYWORKS SOLUTIONS INC 1.5% CB 3/1/2012 - REGISTER Bond 83088MAH5 18,459 12,600,000 Prn Shared-defined 2 N/A SKYWORKS SOLUTIONS INC CMN STK Cmn 83088M102 150 11,333 Sh Shared-defined 1 11,333 SKYWORKS SOLUTIONS INC CMN STK Cmn 83088M102 120 9,038 Sh Shared-defined 2 9,038 SL GREEN REALTY CORP CMN STOCK Cmn 78440X901 3,455 78,800 Sh Call Shared-defined 1 78,800 SL GREEN REALTY CORP CMN STOCK Cmn 78440X951 2,609 59,500 Sh Put Shared-defined 1 59,500 SL GREEN REALTY CORP CMN STOCK Cmn 78440X901 3,398 77,500 Sh Call Shared-defined 2 77,500 SL GREEN REALTY CORP CMN STOCK Cmn 78440X951 859 19,600 Sh Put Shared-defined 2 19,600 SL GREEN REALTY CORP CMN STOCK Cmn 78440X101 1,009 23,000 Sh Shared-defined 2 23,000 SLM CORP CMN STK Cmn 78442P906 1,863 213,700 Sh Call Shared-defined 1 213,700 SLM CORP CMN STK Cmn 78442P956 3,563 408,600 Sh Put Shared-defined 1 408,600 SLM CORP CMN STK Cmn 78442P906 1,257 144,100 Sh Call Shared-defined 2 144,100 COLUMN TOTALS 38,651
FORM 13F Page 510 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ SLM CORP CMN STK Cmn 78442P956 1,283 147,100 Sh Put Shared-defined 2 147,100 SLM CORP CMN STK Cmn 78442P106 1,497 171,691 Sh Shared-defined 1 171,691 SMART BALANCE INC CMN STK Cmn 83169Y108 257 41,839 Sh Shared-defined 2 41,839 SMITH & WESSON HLDG CORP CMN STOCK Cmn 831756901 117 22,300 Sh Call Shared-defined 1 22,300 SMITH & WESSON HLDG CORP CMN STOCK Cmn 831756951 198 37,900 Sh Put Shared-defined 1 37,900 SMITH & WESSON HLDG CORP CMN STOCK Cmn 831756901 29 5,500 Sh Call Shared-defined 2 5,500 SMITH & WESSON HLDG CORP CMN STOCK Cmn 831756101 249 47,535 Sh Shared-defined 1 47,535 SMITH & WESSON HLDG CORP CMN STOCK Cmn 831756101 201 38,451 Sh Shared-defined 2 38,451 SMITH INTERNATIONAL COMMON STOCK Cmn 832110100 2 76 Sh Shared-defined 1 76 SMITH INTERNATIONAL COMMON STOCK Cmn 832110100 1,341 46,730 Sh Shared-defined 2 46,730 SMITH INTERNATIONAL COMMON STOCK Cmn 832110900 5,071 176,700 Sh Call Shared-defined 1 176,700 SMITH INTERNATIONAL COMMON STOCK Cmn 832110950 5,571 194,100 Sh Put Shared-defined 1 194,100 SMITH INTERNATIONAL COMMON STOCK Cmn 832110900 6,348 221,200 Sh Call Shared-defined 2 221,200 SMITH INTERNATIONAL COMMON STOCK Cmn 832110950 4,213 146,800 Sh Put Shared-defined 2 146,800 COLUMN TOTALS 26,377
FORM 13F Page 511 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ SMITH MICRO SOFTWARE INC CMN STOCK Cmn 832154908 59 4,800 Sh Call Shared-defined 1 4,800 SMITH MICRO SOFTWARE INC CMN STOCK Cmn 832154958 84 6,800 Sh Put Shared-defined 1 6,800 SMITH MICRO SOFTWARE INC CMN STOCK Cmn 832154108 91 7,368 Sh Shared-defined 1 7,368 SMITH MICRO SOFTWARE INC CMN STOCK Cmn 832154108 67 5,461 Sh Shared-defined 2 5,461 SMITHFIELD FOODS 4% CB 6/30/13 - - REGISTERED Bond 832248AR9 24,357 26,240,000 Prn Shared-defined 2 N/A SMITHFIELD FOODS INC CMN STK Cmn 832248908 1,917 138,900 Sh Call Shared-defined 1 138,900 SMITHFIELD FOODS INC CMN STK Cmn 832248958 2,992 216,800 Sh Put Shared-defined 1 216,800 SMITHFIELD FOODS INC CMN STK Cmn 832248908 247 17,900 Sh Call Shared-defined 2 17,900 SMITHFIELD FOODS INC CMN STK Cmn 832248958 10,320 747,800 Sh Put Shared-defined 2 747,800 SMITHFIELD FOODS INC CMN STK Cmn 832248108 450 32,606 Sh Shared-defined 1 32,606 SMITHFIELD FOODS INC CMN STK Cmn 832248108 1,375 99,607 Sh Shared-defined 2 99,607 JM SMUCKER CO -NEW COMMON SHARES Cmn 832696905 1,988 37,500 Sh Call Shared-defined 1 37,500 JM SMUCKER CO -NEW COMMON SHARES Cmn 832696955 1,638 30,900 Sh Put Shared-defined 1 30,900 SNAP ON INC Cmn 833034101 4 121 Sh Shared-defined 1 121 COLUMN TOTALS 45,589
FORM 13F Page 512 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ SNAP ON INC Cmn 833034901 577 16,600 Sh Call Shared-defined 1 16,600 SNAP ON INC Cmn 833034951 730 21,000 Sh Put Shared-defined 1 21,000 SNAP ON INC Cmn 833034101 799 22,974 Sh Shared-defined 2 22,974 SOHU.COM INC Cmn 83408W103 1,912 27,792 Sh Shared-defined 1 27,792 SOHU.COM INC Cmn 83408W903 7,552 109,800 Sh Call Shared-defined 1 109,800 SOHU.COM INC Cmn 83408W953 9,017 131,100 Sh Put Shared-defined 1 131,100 SOHU.COM INC Cmn 83408W103 7,985 116,097 Sh Shared-defined 2 116,097 SOHU.COM INC Cmn 83408W903 3,707 53,900 Sh Call Shared-defined 2 53,900 SOHU.COM INC Cmn 83408W953 2,903 42,200 Sh Put Shared-defined 2 42,200 SOLARFUN POWER HOLDINGS-ADR Depository Receipt 83415U108 11 1,990 Sh Shared-defined 1 N/A SOLARFUN POWER HOLDINGS-ADR Depository Receipt 83415U108 231 40,324 Sh Shared-defined 2 N/A SOLARWINDS INC Cmn 83416B109 1,235 56,048 Sh Shared-defined 1 56,048 SOLARWINDS INC Cmn 83416B909 240 10,900 Sh Call Shared-defined 1 10,900 SOLARWINDS INC Cmn 83416B959 1,172 53,200 Sh Put Shared-defined 1 53,200 COLUMN TOTALS 38,071
FORM 13F Page 513 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ SOLUTIA INC Cmn 834376901 162 14,000 Sh Call Shared-defined 1 14,000 SOLUTIA INC Cmn 834376951 17 1,500 Sh Put Shared-defined 1 1,500 SOLUTIA INC Cmn 834376501 4 314 Sh Shared-defined 1 314 SONIC AUTOMOTIVE INC. CMN STOCK Cmn 83545G902 110 10,500 Sh Call Shared-defined 1 10,500 SONIC AUTOMOTIVE INC. CMN STOCK Cmn 83545G952 253 24,100 Sh Put Shared-defined 1 24,100 SONIC AUTOMOTIVE INC. CMN STOCK Cmn 83545G102 128 12,156 Sh Shared-defined 1 12,156 SONIC AUTOMOTIVE INC. CMN STOCK Cmn 83545G102 1,698 161,698 Sh Shared-defined 2 161,698 SONIC CORP CMN STK Cmn 835451905 296 26,800 Sh Call Shared-defined 1 26,800 SONIC CORP CMN STK Cmn 835451955 12 1,100 Sh Put Shared-defined 1 1,100 SONIC CORP CMN STK Cmn 835451105 166 15,003 Sh Shared-defined 2 15,003 SONIC SOLUTIONS CMN STK Cmn 835460906 37 6,300 Sh Call Shared-defined 1 6,300 SONIC SOLUTIONS CMN STK Cmn 835460956 98 16,500 Sh Put Shared-defined 1 16,500 SONIC SOLUTIONS CMN STK Cmn 835460106 58 9,813 Sh Shared-defined 1 9,813 SONIC SOLUTIONS CMN STK Cmn 835460106 96 16,138 Sh Shared-defined 2 16,138 COLUMN TOTALS 3,135
FORM 13F Page 514 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ SONICWALL INC CMN STOCK Cmn 835470905 16 1,900 Sh Call Shared-defined 1 1,900 SONICWALL INC CMN STOCK Cmn 835470955 37 4,400 Sh Put Shared-defined 1 4,400 SONICWALL INC CMN STOCK Cmn 835470105 23 2,703 Sh Shared-defined 1 2,703 SONICWALL INC CMN STOCK Cmn 835470105 177 21,075 Sh Shared-defined 2 21,075 SONOCO PRODUCTS COMMON STOCK Cmn 835495102 20 712 Sh Shared-defined 1 712 SONOCO PRODUCTS COMMON STOCK Cmn 835495102 733 26,600 Sh Shared-defined 2 26,600 SONOCO PRODUCTS COMMON STOCK Cmn 835495902 30 1,100 Sh Call Shared-defined 1 1,100 SONOCO PRODUCTS COMMON STOCK Cmn 835495952 39 1,400 Sh Put Shared-defined 1 1,400 SONOSITE INC 3.75% CB 7/15/2014 - - REGISTERED Bond 83568GAA2 10,449 10,800,000 Prn Shared-defined 2 N/A SONUS NETWORKS INC Cmn 835916107 23 10,983 Sh Shared-defined 1 10,983 SONUS NETWORKS INC Cmn 835916907 11 5,100 Sh Call Shared-defined 1 5,100 SONUS NETWORKS INC Cmn 835916957 62 29,100 Sh Put Shared-defined 1 29,100 SONUS NETWORKS INC Cmn 835916107 7 3,382 Sh Shared-defined 2 3,382 SONY CORP. - NYSE ADR Depository Receipt 835699307 251 8,612 Sh Shared-defined 1 N/A COLUMN TOTALS 11,878
FORM 13F Page 515 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ SONY CORP. - NYSE ADR Depository Receipt 835699307 271 9,288 Sh Shared-defined 2 N/A SOTHEBY'S -CL A CMN STK Cmn 835898907 1,309 76,000 Sh Call Shared-defined 1 76,000 SOTHEBY'S -CL A CMN STK Cmn 835898957 164 9,500 Sh Put Shared-defined 1 9,500 SOTHEBY'S -CL A CMN STK Cmn 835898957 52 3,000 Sh Put Shared-defined 2 3,000 SOTHEBY'S -CL A CMN STK Cmn 835898107 85 4,918 Sh Shared-defined 2 4,918 SOTHEBY'S 3.125% CONV 6/15/13 - REGISTERED Bond 835898AC1 18,717 21,300,000 Prn Shared-defined 2 N/A SOURCEFORGE INC CMN STOCK Cmn 83616W101 15 11,922 Sh Shared-defined 1 11,922 SOUTH JERSEY INDUSTRIES CMN STK Cmn 838518108 223 6,311 Sh Shared-defined 2 6,311 SOUTHERN CO CMN STK Cmn 842587107 1,015 32,056 Sh Shared-defined 1 32,056 SOUTHERN CO CMN STK Cmn 842587107 1,552 49,010 Sh Shared-defined 2 49,010 SOUTHERN COPPER CORP CMN STOCK Cmn 84265V905 2,139 69,700 Sh Call Shared-defined 1 69,700 SOUTHERN COPPER CORP CMN STOCK Cmn 84265V955 7,921 258,100 Sh Put Shared-defined 1 258,100 SOUTHERN COPPER CORP CMN STOCK Cmn 84265V905 3,916 127,600 Sh Call Shared-defined 2 127,600 SOUTHERN COPPER CORP CMN STOCK Cmn 84265V955 6,159 200,700 Sh Put Shared-defined 2 200,700 COLUMN TOTALS 43,538
FORM 13F Page 516 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ SOUTHERN COPPER CORP CMN STOCK Cmn 84265V105 3,023 98,491 Sh Shared-defined 1 98,491 SOUTHERN COPPER CORP CMN STOCK Cmn 84265V105 3,530 115,029 Sh Shared-defined 2 115,029 SOUTHWEST AIRLINES COMMON NEW YORK Cmn 844741108 186 19,364 Sh Shared-defined 1 19,364 SOUTHWEST AIRLINES COMMON NEW YORK Cmn 844741108 3,328 346,717 Sh Shared-defined 2 346,717 SOUTHWEST AIRLINES COMMON NEW YORK Cmn 844741908 8,998 937,300 Sh Call Shared-defined 1 937,300 SOUTHWEST AIRLINES COMMON NEW YORK Cmn 844741958 1,816 189,200 Sh Put Shared-defined 1 189,200 SOUTHWEST AIRLINES COMMON NEW YORK Cmn 844741908 2,377 247,600 Sh Call Shared-defined 2 247,600 SOUTHWEST AIRLINES COMMON NEW YORK Cmn 844741958 2,210 230,200 Sh Put Shared-defined 2 230,200 SOUTHWEST GAS CORP CMN STK Cmn 844895102 55 2,163 Sh Shared-defined 1 2,163 SOUTHWEST GAS CORP CMN STK Cmn 844895102 333 13,017 Sh Shared-defined 2 13,017 SOUTHWESTERN ENERGY CO Cmn 845467909 14,072 329,700 Sh Call Shared-defined 1 329,700 SOUTHWESTERN ENERGY CO Cmn 845467959 11,289 264,500 Sh Put Shared-defined 1 264,500 SOUTHWESTERN ENERGY CO Cmn 845467909 7,661 179,500 Sh Call Shared-defined 2 179,500 SOUTHWESTERN ENERGY CO Cmn 845467959 5,975 140,000 Sh Put Shared-defined 2 140,000 COLUMN TOTALS 64,853
FORM 13F Page 517 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ SOVRAN SELF STORAGE INC CMN STOCK Cmn 84610H108 30 1,000 Sh Shared-defined 1 1,000 SOVRAN SELF STORAGE INC CMN STOCK Cmn 84610H108 831 27,300 Sh Shared-defined 2 27,300 SPARTAN STORES INC 3.375% CB 5/15/2027-REGISTERED Bond 846822AE4 19,825 26,000,000 Prn Shared-defined 2 N/A SPARTECH CORP COMMON STOCK Cmn 847220209 8 782 Sh Shared-defined 1 782 SPARTECH CORP COMMON STOCK Cmn 847220209 261 24,200 Sh Shared-defined 2 24,200 SPECTRA ENERGY CORP COMMON STOCK Cmn 847560909 831 43,900 Sh Call Shared-defined 1 43,900 SPECTRA ENERGY CORP COMMON STOCK Cmn 847560959 95 5,000 Sh Put Shared-defined 1 5,000 SPECTRA ENERGY CORP COMMON STOCK Cmn 847560909 38 2,000 Sh Call Shared-defined 2 2,000 SPECTRA ENERGY CORP COMMON STOCK Cmn 847560109 149 7,843 Sh Shared-defined 1 7,843 SPECTRUM PHARMACEUTICALS INC CMN STOCK Cmn 84763A908 269 39,900 Sh Call Shared-defined 1 39,900 SPECTRUM PHARMACEUTICALS INC CMN STOCK Cmn 84763A958 1,038 154,300 Sh Put Shared-defined 1 154,300 SPECTRUM PHARMACEUTICALS INC CMN STOCK Cmn 84763A908 18 2,700 Sh Call Shared-defined 2 2,700 SPECTRUM PHARMACEUTICALS INC CMN STOCK Cmn 84763A958 216 32,100 Sh Put Shared-defined 2 32,100 SPECTRUM PHARMACEUTICALS INC CMN STOCK Cmn 84763A108 1,144 169,935 Sh Shared-defined 1 169,935 COLUMN TOTALS 24,753
FORM 13F Page 518 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ SPECTRUM PHARMACEUTICALS INC CMN STOCK Cmn 84763A108 149 22,079 Sh Shared-defined 2 22,079 SPIRIT AEROSYSTEMS HOLD-CL A Cmn 848574109 15 854 Sh Shared-defined 1 854 SPIRIT AEROSYSTEMS HOLD-CL A Cmn 848574909 345 19,100 Sh Call Shared-defined 1 19,100 SPIRIT AEROSYSTEMS HOLD-CL A Cmn 848574959 358 19,800 Sh Put Shared-defined 1 19,800 SPIRIT AEROSYSTEMS HOLD-CL A Cmn 848574109 213 11,804 Sh Shared-defined 2 11,804 SPRINT NEXTEL CORP Cmn 852061100 3,765 953,038 Sh Shared-defined 1 953,038 SPRINT NEXTEL CORP Cmn 852061900 963 243,800 Sh Call Shared-defined 1 243,800 SPRINT NEXTEL CORP Cmn 852061950 1,873 474,300 Sh Put Shared-defined 1 474,300 SPRINT NEXTEL CORP Cmn 852061100 1,238 313,538 Sh Shared-defined 2 313,538 SPRINT NEXTEL CORP Cmn 852061900 335 84,900 Sh Call Shared-defined 2 84,900 SPRINT NEXTEL CORP Cmn 852061950 1,324 335,200 Sh Put Shared-defined 2 335,200 SPX CORPORATION Cmn 784635904 4,479 73,100 Sh Call Shared-defined 1 73,100 SPX CORPORATION Cmn 784635954 2,984 48,700 Sh Put Shared-defined 1 48,700 SPX CORPORATION Cmn 784635904 1,832 29,900 Sh Call Shared-defined 2 29,900 COLUMN TOTALS 19,873
FORM 13F Page 519 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ SPX CORPORATION Cmn 784635954 1,268 20,700 Sh Put Shared-defined 2 20,700 SRA INTERNATIONAL, INC - CL A Cmn 78464R105 28 1,275 Sh Shared-defined 1 1,275 SRA INTERNATIONAL, INC - CL A Cmn 78464R105 415 19,236 Sh Shared-defined 2 19,236 ST JUDE MED INC Cmn 790849103 32 825 Sh Shared-defined 1 825 ST JUDE MED INC Cmn 790849103 391 10,024 Sh Shared-defined 2 10,024 ST MARY LAND & EXPLOR CO CMN STK Cmn 792228108 12,068 371,794 Sh Shared-defined 2 371,794 ST JUDE MED INC Cmn 790849903 1,412 36,200 Sh Call Shared-defined 1 36,200 ST JUDE MED INC Cmn 790849953 1,260 32,300 Sh Put Shared-defined 1 32,300 ST JUDE MED INC Cmn 790849903 492 12,600 Sh Call Shared-defined 2 12,600 ST JUDE MED INC Cmn 790849953 133 3,400 Sh Put Shared-defined 2 3,400 STAMPS.COM INC CMN STK Cmn 852857900 78 8,400 Sh Call Shared-defined 1 8,400 STAMPS.COM INC CMN STK Cmn 852857950 78 8,400 Sh Put Shared-defined 1 8,400 STAMPS.COM INC CMN STK Cmn 852857200 30 3,200 Sh Shared-defined 1 3,200 STANCORP FINL GROUP INC CMN STOCK Cmn 852891100 34 839 Sh Shared-defined 1 839 COLUMN TOTALS 17,719
FORM 13F Page 520 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ STANCORP FINL GROUP INC CMN STOCK Cmn 852891100 5,882 145,701 Sh Shared-defined 2 145,701 STANDARD PACIFIC CP CMN STK Cmn 85375C901 260 70,400 Sh Call Shared-defined 1 70,400 STANDARD PACIFIC CP CMN STK Cmn 85375C951 10 2,700 Sh Put Shared-defined 1 2,700 STANDARD PACIFIC CP CMN STK Cmn 85375C101 30 8,020 Sh Shared-defined 2 8,020 STANLEY WKS Cmn 854616109 320 7,500 Sh Shared-defined 1 7,500 STANLEY WKS Cmn 854616109 581 13,600 Sh Shared-defined 2 13,600 STANLEY WKS Cmn 854616909 850 19,900 Sh Call Shared-defined 1 19,900 STANLEY WKS Cmn 854616959 2,233 52,300 Sh Put Shared-defined 1 52,300 STAPLES COMMON STOCK SPLS Cmn 855030102 374 16,099 Sh Shared-defined 1 16,099 STAPLES COMMON STOCK SPLS Cmn 855030102 36,873 1,587,995 Sh Shared-defined 2 1,587,995 STAPLES COMMON STOCK SPLS Cmn 855030902 5,034 216,800 Sh Call Shared-defined 1 216,800 STAPLES COMMON STOCK SPLS Cmn 855030952 2,461 106,000 Sh Put Shared-defined 1 106,000 STAPLES COMMON STOCK SPLS Cmn 855030902 1,614 69,500 Sh Call Shared-defined 2 69,500 STAPLES COMMON STOCK SPLS Cmn 855030952 316 13,600 Sh Put Shared-defined 2 13,600 COLUMN TOTALS 56,838
FORM 13F Page 521 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ STAR BULK CARRIERS CORP Cmn Y8162K105 63 18,139 Sh Shared-defined 1 18,139 STAR BULK CARRIERS CORP Cmn Y8162K905 10 2,800 Sh Call Shared-defined 1 2,800 STAR BULK CARRIERS CORP Cmn Y8162K955 57 16,500 Sh Put Shared-defined 1 16,500 STAR BULK CARRIERS CORP Cmn Y8162K105 27 7,728 Sh Shared-defined 2 7,728 STAR SCIENTIFIC INC CMN STK Cmn 85517P901 59 63,200 Sh Call Shared-defined 1 63,200 STAR SCIENTIFIC INC CMN STK Cmn 85517P951 18 19,300 Sh Put Shared-defined 1 19,300 STAR SCIENTIFIC INC CMN STK Cmn 85517P101 45 47,956 Sh Shared-defined 1 47,956 STAR SCIENTIFIC INC CMN STK Cmn 85517P101 - 422 Sh Shared-defined 2 422 STARBUCKS CORPORATION Cmn 855244909 24,503 1,186,600 Sh Call Shared-defined 1 1,186,600 STARBUCKS CORPORATION Cmn 855244959 14,401 697,400 Sh Put Shared-defined 1 697,400 STARBUCKS CORPORATION Cmn 855244909 10,354 501,400 Sh Call Shared-defined 2 501,400 STARBUCKS CORPORATION Cmn 855244959 3,131 151,600 Sh Put Shared-defined 2 151,600 STARENT NETWORKS CORP Cmn 85528P108 2,599 102,239 Sh Shared-defined 1 102,239 STARENT NETWORKS CORP Cmn 85528P908 892 35,100 Sh Call Shared-defined 1 35,100 COLUMN TOTALS 56,159
FORM 13F Page 522 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ STARENT NETWORKS CORP Cmn 85528P958 3,577 140,700 Sh Put Shared-defined 1 140,700 STARENT NETWORKS CORP Cmn 85528P108 709 27,895 Sh Shared-defined 2 27,895 STARENT NETWORKS CORP Cmn 85528P908 358 14,100 Sh Call Shared-defined 2 14,100 STARENT NETWORKS CORP Cmn 85528P958 1,884 74,100 Sh Put Shared-defined 2 74,100 STARWOOD HOTELS & RESORT NEW Cmn 85590A401 5 137 Sh Shared-defined 1 137 STARWOOD HOTELS & RESORT NEW Cmn 85590A901 13,539 409,900 Sh Call Shared-defined 1 409,900 STARWOOD HOTELS & RESORT NEW Cmn 85590A951 16,614 503,000 Sh Put Shared-defined 1 503,000 STARWOOD HOTELS & RESORT NEW Cmn 85590A901 14,087 426,500 Sh Call Shared-defined 2 426,500 STARWOOD HOTELS & RESORT NEW Cmn 85590A951 41,469 1,255,500 Sh Put Shared-defined 2 1,255,500 STARWOOD PROPERTY TRUST INC Cmn 85571B105 10,758 531,254 Sh Shared-defined 2 531,254 STATE STREET CORP CMN STK Cmn 857477103 3,977 75,602 Sh Shared-defined 1 75,602 STATE STREET CORP CMN STK Cmn 857477103 6,503 123,623 Sh Shared-defined 2 123,623 STATE STREET CORP CMN STK Cmn 857477903 13,608 258,700 Sh Call Shared-defined 1 258,700 STATE STREET CORP CMN STK Cmn 857477953 21,840 415,200 Sh Put Shared-defined 1 415,200 COLUMN TOTALS 148,928
FORM 13F Page 523 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ STATE STREET CORP CMN STK Cmn 857477903 2,172 41,300 Sh Call Shared-defined 2 41,300 STATE STREET CORP CMN STK Cmn 857477953 3,661 69,600 Sh Put Shared-defined 2 69,600 STATOIL ASA - SPONS ADR 1:1 Depository Receipt 85771P102 446 19,774 Sh Shared-defined 2 N/A STEC INC CMN STK Cmn 784774901 19,753 672,100 Sh Call Shared-defined 1 672,100 STEC INC CMN STK Cmn 784774951 13,034 443,500 Sh Put Shared-defined 1 443,500 STEC INC CMN STK Cmn 784774101 326 11,094 Sh Shared-defined 1 11,094 STEC INC CMN STK Cmn 784774101 1 36 Sh Shared-defined 2 36 STEEL DYNAMICS INC CMN STOCK Cmn 858119900 5,776 376,500 Sh Call Shared-defined 1 376,500 STEEL DYNAMICS INC CMN STOCK Cmn 858119950 3,088 201,300 Sh Put Shared-defined 1 201,300 STEEL DYNAMICS INC CMN STOCK Cmn 858119900 2,379 155,100 Sh Call Shared-defined 2 155,100 STEEL DYNAMICS INC CMN STOCK Cmn 858119950 1,795 117,000 Sh Put Shared-defined 2 117,000 STEEL DYNAMICS INC CMN STOCK Cmn 858119100 1,999 130,312 Sh Shared-defined 1 130,312 STEEL DYNAMICS INC CMN STOCK Cmn 858119100 22,457 1,463,942 Sh Shared-defined 2 1,463,942 STEELCASE INC CMN STOCK Cmn 858155203 17 2,675 Sh Shared-defined 1 2,675 COLUMN TOTALS 76,904
FORM 13F Page 524 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ STEELCASE INC CMN STOCK Cmn 858155203 886 142,715 Sh Shared-defined 2 142,715 STEMCELLS INC CMN STK Cmn 85857R105 51 31,353 Sh Shared-defined 1 31,353 STEREOTAXIS INC COMMON STOCK Cmn 85916J902 37 8,400 Sh Call Shared-defined 1 8,400 STEREOTAXIS INC COMMON STOCK Cmn 85916J952 14 3,100 Sh Put Shared-defined 1 3,100 STEREOTAXIS INC COMMON STOCK Cmn 85916J102 26 5,789 Sh Shared-defined 1 5,789 STEREOTAXIS INC COMMON STOCK Cmn 85916J102 22 5,027 Sh Shared-defined 2 5,027 STERICYCLE INC CMN STOCK Cmn 858912908 329 6,800 Sh Call Shared-defined 1 6,800 STERICYCLE INC CMN STOCK Cmn 858912958 891 18,400 Sh Put Shared-defined 1 18,400 STERICYCLE INC CMN STOCK Cmn 858912908 552 11,400 Sh Call Shared-defined 2 11,400 STERICYCLE INC CMN STOCK Cmn 858912958 514 10,600 Sh Put Shared-defined 2 10,600 STERICYCLE INC CMN STOCK Cmn 858912108 670 13,821 Sh Shared-defined 1 13,821 STERICYCLE INC CMN STOCK Cmn 858912108 98 2,023 Sh Shared-defined 2 2,023 STERLING BANCSHRS/TX CMN STK Cmn 858907108 69 9,389 Sh Shared-defined 1 9,389 STERLING BANCSHRS/TX CMN STK Cmn 858907108 1,934 264,552 Sh Shared-defined 2 264,552 COLUMN TOTALS 6,093
FORM 13F Page 525 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ STEWART ENTERPR STEI 3 3/8 07/16 - REGISTERED Bond 860370AK1 14,490 17,150,000 Prn Shared-defined 2 N/A STEWART ENTERPRISES -CL A CMN STK Cmn 860370105 4 709 Sh Shared-defined 1 709 STEWART ENTERPRISES -CL A CMN STK Cmn 860370105 186 35,658 Sh Shared-defined 2 35,658 STIFEL FINANCIAL CORP CMN STK Cmn 860630902 505 9,200 Sh Call Shared-defined 1 9,200 STIFEL FINANCIAL CORP CMN STK Cmn 860630952 324 5,900 Sh Put Shared-defined 1 5,900 STIFEL FINANCIAL CORP CMN STK Cmn 860630102 297 5,414 Sh Shared-defined 2 5,414 STILLWATER MINING CO. COMMON STOCK Cmn 86074Q102 128 19,008 Sh Shared-defined 1 19,008 STILLWATER MINING CO. COMMON STOCK Cmn 86074Q102 2 320 Sh Shared-defined 2 320 STILLWATER MINING CO. COMMON STOCK Cmn 86074Q902 292 43,400 Sh Call Shared-defined 1 43,400 STILLWATER MINING CO. COMMON STOCK Cmn 86074Q952 204 30,300 Sh Put Shared-defined 1 30,300 STILLWATER MINING CO. COMMON STOCK Cmn 86074Q902 64 9,500 Sh Call Shared-defined 2 9,500 STILLWATER MINING CO. COMMON STOCK Cmn 86074Q952 71 10,600 Sh Put Shared-defined 2 10,600 STMICROELECTRONICS NV-NY SHS Depository CMN STOCK Receipt 861012102 207 22,000 Sh Shared-defined 1 N/A STMICROELECTRONICS NV-NY SHS Depository CMN STOCK Receipt 861012102 25 2,649 Sh Shared-defined 2 N/A COLUMN TOTALS 16,799
FORM 13F Page 526 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ STONE ENERGY CORP CMN STK Cmn 861642906 1,595 97,800 Sh Call Shared-defined 1 97,800 STONE ENERGY CORP CMN STK Cmn 861642956 1,310 80,300 Sh Put Shared-defined 1 80,300 STONE ENERGY CORP CMN STK Cmn 861642906 471 28,900 Sh Call Shared-defined 2 28,900 STONE ENERGY CORP CMN STK Cmn 861642956 662 40,600 Sh Put Shared-defined 2 40,600 STONE ENERGY CORP CMN STK Cmn 861642106 406 24,915 Sh Shared-defined 1 24,915 STONE ENERGY CORP CMN STK Cmn 861642106 1,709 104,801 Sh Shared-defined 2 104,801 STRAYER ED INC CMN STOCK Cmn 863236105 627 2,880 Sh Shared-defined 2 2,880 STRAYER ED INC CMN STOCK Cmn 863236905 7,684 35,300 Sh Call Shared-defined 1 35,300 STRAYER ED INC CMN STOCK Cmn 863236955 6,008 27,600 Sh Put Shared-defined 1 27,600 STRAYER ED INC CMN STOCK Cmn 863236905 2,482 11,400 Sh Call Shared-defined 2 11,400 STRAYER ED INC CMN STOCK Cmn 863236955 2,852 13,100 Sh Put Shared-defined 2 13,100 STRYKER CORP CMN STK Cmn 863667901 7,269 160,000 Sh Call Shared-defined 1 160,000 STRYKER CORP CMN STK Cmn 863667951 6,946 152,900 Sh Put Shared-defined 1 152,900 STRYKER CORP CMN STK Cmn 863667901 3,784 83,300 Sh Call Shared-defined 2 83,300 COLUMN TOTALS 43,805
FORM 13F Page 527 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ STRYKER CORP CMN STK Cmn 863667951 3,294 72,500 Sh Put Shared-defined 2 72,500 STRYKER CORP CMN STK Cmn 863667101 248 5,459 Sh Shared-defined 2 5,459 STURM RUGER & CO INC CMN STK Cmn 864159908 246 19,000 Sh Call Shared-defined 1 19,000 STURM RUGER & CO INC CMN STK Cmn 864159958 83 6,400 Sh Put Shared-defined 1 6,400 STURM RUGER & CO INC CMN STK Cmn 864159108 16 1,225 Sh Shared-defined 2 1,225 SULPHCO INC COMMON STOCK Cmn 865378903 22 16,200 Sh Call Shared-defined 1 16,200 SULPHCO INC COMMON STOCK Cmn 865378953 6 4,300 Sh Put Shared-defined 1 4,300 SULPHCO INC COMMON STOCK Cmn 865378103 26 18,625 Sh Shared-defined 1 18,625 SUN HEALTHCARE GROUP, INC Cmn 866933401 89 10,336 Sh Shared-defined 2 10,336 SUN MICROSYSTEMS INC CMN NASDAQ Cmn 866810203 879 96,672 Sh Shared-defined 1 96,672 SUN MICROSYSTEMS INC CMN NASDAQ Cmn 866810203 1 162 Sh Shared-defined 2 162 SUN MICROSYSTEMS INC CMN NASDAQ Cmn 866810903 2,399 263,900 Sh Call Shared-defined 1 263,900 SUN MICROSYSTEMS INC CMN NASDAQ Cmn 866810953 1,803 198,300 Sh Put Shared-defined 1 198,300 SUNCOR ENERGY COMMON STK - NYSE Cmn 867224107 51 1,464 Sh Shared-defined 1 1,464 COLUMN TOTALS 9,163
FORM 13F Page 528 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ SUNCOR ENERGY COMMON STK - NYSE Cmn 867224107 8,475 245,212 Sh Shared-defined 2 245,212 SUNCOR ENERGY COMMON STK - NYSE Cmn 867224907 13,561 392,400 Sh Call Shared-defined 1 392,400 SUNCOR ENERGY COMMON STK - NYSE Cmn 867224957 11,598 335,600 Sh Put Shared-defined 1 335,600 SUNCOR ENERGY COMMON STK - NYSE Cmn 867224907 12,438 359,900 Sh Call Shared-defined 2 359,900 SUNCOR ENERGY COMMON STK - NYSE Cmn 867224957 10,496 303,700 Sh Put Shared-defined 2 303,700 SUNOCO INC COMMON STOCK Cmn 86764P909 10,854 381,500 Sh Call Shared-defined 1 381,500 SUNOCO INC COMMON STOCK Cmn 86764P959 10,083 354,400 Sh Put Shared-defined 1 354,400 SUNOCO INC COMMON STOCK Cmn 86764P909 5,790 203,500 Sh Call Shared-defined 2 203,500 SUNOCO INC COMMON STOCK Cmn 86764P959 6,305 221,600 Sh Put Shared-defined 2 221,600 SUNOCO INC COMMON STOCK Cmn 86764P109 1,351 47,474 Sh Shared-defined 1 47,474 SUNOCO INC COMMON STOCK Cmn 86764P109 6,557 230,471 Sh Shared-defined 2 230,471 SUNOPTA INC Cmn 8676EP108 18 4,545 Sh Shared-defined 1 4,545 SUNOPTA INC Cmn 8676EP908 23 5,700 Sh Call Shared-defined 1 5,700 SUNOPTA INC Cmn 8676EP958 8 2,000 Sh Put Shared-defined 1 2,000 COLUMN TOTALS 97,557
FORM 13F Page 529 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ SUNOPTA INC Cmn 8676EP108 4 994 Sh Shared-defined 2 994 SUNPOWER CORP-CLASS B Cmn 867652907 875 34,700 Sh Call Shared-defined 1 34,700 SUNPOWER CORP COMMON STOCK Cmn 867652909 6,683 223,600 Sh Call Shared-defined 1 223,600 SUNPOWER CORP-CLASS B Cmn 867652957 419 16,600 Sh Put Shared-defined 1 16,600 SUNPOWER CORP COMMON STOCK Cmn 867652959 6,958 232,800 Sh Put Shared-defined 1 232,800 SUNPOWER CORP-CLASS B Cmn 867652907 28 1,100 Sh Call Shared-defined 2 1,100 SUNPOWER CORP-CLASS B Cmn 867652957 13 500 Sh Put Shared-defined 2 500 SUNPOWER CORP 4.75% CB 4/15/2014 - REGISTERED Bond 867652AC3 9,665 7,500,000 Prn Shared-defined 2 N/A SUNPOWER CORP COMMON STOCK Cmn 867652109 2,806 93,863 Sh Shared-defined 1 93,863 SUNPOWER CORP COMMON STOCK Cmn 867652109 3,128 104,664 Sh Shared-defined 2 104,664 SUNPOWER CORP-CLASS B Cmn 867652307 8 335 Sh Shared-defined 1 335 SUNRISE SENIOR LIVING INC CMN STOCK Cmn 86768K906 11 3,600 Sh Call Shared-defined 1 3,600 SUNRISE SENIOR LIVING INC CMN STOCK Cmn 86768K956 18 6,100 Sh Put Shared-defined 1 6,100 SUNRISE SENIOR LIVING INC CMN STOCK Cmn 86768K106 2 590 Sh Shared-defined 1 590 COLUMN TOTALS 30,618
FORM 13F Page 530 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ SUNRISE SENIOR LIVING INC CMN STOCK Cmn 86768K106 46 15,180 Sh Shared-defined 2 15,180 SUNSTONE HOTEL INVESTORS INC COMMON STOCK Cmn 867892901 5 700 Sh Call Shared-defined 1 700 SUNSTONE HOTEL INVESTORS INC COMMON STOCK Cmn 867892951 27 3,800 Sh Put Shared-defined 1 3,800 SUNSTONE HOTEL INVESTORS INC COMMON STOCK Cmn 867892101 5 749 Sh Shared-defined 1 749 SUNSTONE HOTEL INVESTORS INC COMMON STOCK Cmn 867892101 436 61,478 Sh Shared-defined 2 61,478 SUNTECH POWER HOLDINGS CO LTD Depository 1:1 ADR Receipt 86800C104 373 24,559 Sh Shared-defined 2 N/A SUNTRUST BKS INC Cmn 867914103 1,633 72,424 Sh Shared-defined 1 72,424 SUNTRUST BKS INC Cmn 867914903 8,213 364,200 Sh Call Shared-defined 1 364,200 SUNTRUST BKS INC Cmn 867914953 10,416 461,900 Sh Put Shared-defined 1 461,900 SUNTRUST BKS INC Cmn 867914103 192 8,500 Sh Shared-defined 2 8,500 SUNTRUST BKS INC Cmn 867914903 3,229 143,200 Sh Call Shared-defined 2 143,200 SUNTRUST BKS INC Cmn 867914953 2,223 98,600 Sh Put Shared-defined 2 98,600 SUPERGEN INC CMN STOCK Cmn 868059906 7 2,600 Sh Call Shared-defined 1 2,600 SUPERGEN INC CMN STOCK Cmn 868059956 46 17,400 Sh Put Shared-defined 1 17,400 COLUMN TOTALS 26,851
FORM 13F Page 531 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ SUPERGEN INC CMN STOCK Cmn 868059106 68 25,291 Sh Shared-defined 1 25,291 SUPERIOR ENERGY 1.5% CB 12/15/2026 - REGISTERED Bond 78412FAH7 44,055 48,911,000 Prn Shared-defined 2 N/A SUPERIOR ENERGY SVCS INC CMN STK Cmn 868157908 1,597 70,900 Sh Call Shared-defined 1 70,900 SUPERIOR ENERGY SVCS INC CMN STK Cmn 868157958 1,079 47,900 Sh Put Shared-defined 1 47,900 SUPERIOR ENERGY SVCS INC CMN STK Cmn 868157908 92 4,100 Sh Call Shared-defined 2 4,100 SUPERIOR ENERGY SVCS INC CMN STK Cmn 868157958 122 5,400 Sh Put Shared-defined 2 5,400 SUPERIOR ENERGY SVCS INC CMN STK Cmn 868157108 6 262 Sh Shared-defined 1 262 SUPERIOR ENERGY SVCS INC CMN STK Cmn 868157108 37 1,646 Sh Shared-defined 2 1,646 SUPERIOR INDUSTRIES INT'L COMMON STOCK Cmn 868168905 129 9,100 Sh Call Shared-defined 1 9,100 SUPERIOR INDUSTRIES INT'L COMMON STOCK Cmn 868168955 55 3,900 Sh Put Shared-defined 1 3,900 SUPERIOR INDUSTRIES INT'L COMMON STOCK Cmn 868168105 612 43,120 Sh Shared-defined 2 43,120 SUPERTEX INC CMN STK Cmn 868532902 324 10,800 Sh Call Shared-defined 1 10,800 SUPERTEX INC CMN STK Cmn 868532952 219 7,300 Sh Put Shared-defined 1 7,300 SUPERTEX INC CMN STK Cmn 868532952 111 3,700 Sh Put Shared-defined 2 3,700 COLUMN TOTALS 48,506
FORM 13F Page 532 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ SUPERTEX INC CMN STK Cmn 868532102 263 8,782 Sh Shared-defined 1 8,782 SUPERTEX INC CMN STK Cmn 868532102 51 1,692 Sh Shared-defined 2 1,692 SUPERVALU INC Cmn 868536103 54 3,584 Sh Shared-defined 1 3,584 SUPERVALU INC Cmn 868536103 230 15,301 Sh Shared-defined 2 15,301 SUPERVALU INC Cmn 868536903 449 29,800 Sh Call Shared-defined 1 29,800 SUPERVALU INC Cmn 868536953 571 37,900 Sh Put Shared-defined 1 37,900 SURMODICS INC CMN STOCK Cmn 868873900 1,137 46,200 Sh Call Shared-defined 1 46,200 SURMODICS INC CMN STOCK Cmn 868873950 765 31,100 Sh Put Shared-defined 1 31,100 SURMODICS INC CMN STOCK Cmn 868873100 38 1,562 Sh Shared-defined 2 1,562 SVB FINANCIAL GROUP CMN STK Cmn 78486Q901 1,891 43,700 Sh Call Shared-defined 1 43,700 SVB FINANCIAL GROUP CMN STK Cmn 78486Q951 1,432 33,100 Sh Put Shared-defined 1 33,100 SVB FINANCIAL GROUP CMN STK Cmn 78486Q901 143 3,300 Sh Call Shared-defined 2 3,300 SVB FINANCIAL GROUP CMN STK Cmn 78486Q951 307 7,100 Sh Put Shared-defined 2 7,100 SVB FINANCIAL GROUP CMN STK Cmn 78486Q101 68 1,576 Sh Shared-defined 1 1,576 COLUMN TOTALS 7,399
FORM 13F Page 533 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ SVB FINANCIAL GROUP CMN STK Cmn 78486Q101 48 1,103 Sh Shared-defined 2 1,103 SWIFT ENERGY COMMON STOCK Cmn 870738101 442 18,686 Sh Shared-defined 1 18,686 SWIFT ENERGY COMMON STOCK Cmn 870738101 19,559 825,982 Sh Shared-defined 2 825,982 SWIFT ENERGY COMMON STOCK Cmn 870738901 507 21,400 Sh Call Shared-defined 1 21,400 SWIFT ENERGY COMMON STOCK Cmn 870738951 1,063 44,900 Sh Put Shared-defined 1 44,900 SYBASE INC Cmn 871130900 708 18,200 Sh Call Shared-defined 1 18,200 SYBASE INC Cmn 871130950 1,237 31,800 Sh Put Shared-defined 1 31,800 SYBASE INC Cmn 871130100 131 3,361 Sh Shared-defined 2 3,361 SYCAMORE NETWORKS INC CMN STOCK Cmn 871206908 2 600 Sh Call Shared-defined 1 600 SYCAMORE NETWORKS INC CMN STOCK Cmn 871206108 48 15,755 Sh Shared-defined 2 15,755 SYMANTEC CORP 0.75% CB 6/15/2011-REGISTERED Bond 871503AD0 95,489 90,624,000 Prn Shared-defined 2 N/A SYMANTEC CORP 1% 6/15/2013-REGISTERED Bond 871503AF5 281,752 264,400,000 Prn Shared-defined 2 N/A SYMANTEC CORP CMN STK Cmn 871503108 3,415 207,336 Sh Shared-defined 1 207,336 SYMANTEC CORP CMN STK Cmn 871503108 2,610 158,496 Sh Shared-defined 2 158,496 COLUMN TOTALS 407,011
FORM 13F Page 534 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ SYMANTEC CORP CMN STK Cmn 871503908 3,217 195,300 Sh Call Shared-defined 1 195,300 SYMANTEC CORP CMN STK Cmn 871503958 6,585 399,800 Sh Put Shared-defined 1 399,800 SYMANTEC CORP CMN STK Cmn 871503908 4,811 292,100 Sh Call Shared-defined 2 292,100 SYMANTEC CORP CMN STK Cmn 871503958 5,718 347,200 Sh Put Shared-defined 2 347,200 SYMMETRY MEDICAL INC COMMON STOCK Cmn 871546206 163 15,730 Sh Shared-defined 2 15,730 SYNAPTICS INCORPORATED Cmn 87157D109 80 3,158 Sh Shared-defined 1 3,158 SYNAPTICS INCORPORATED Cmn 87157D909 4,581 181,800 Sh Call Shared-defined 1 181,800 SYNAPTICS INCORPORATED Cmn 87157D959 12,396 491,900 Sh Put Shared-defined 1 491,900 SYNAPTICS INCORPORATED Cmn 87157D109 286 11,338 Sh Shared-defined 2 11,338 SYNCHRONOSS TECHNOLOGIES INC COMMON STOCK Cmn 87157B903 263 21,100 Sh Call Shared-defined 1 21,100 SYNCHRONOSS TECHNOLOGIES INC COMMON STOCK Cmn 87157B953 25 2,000 Sh Put Shared-defined 1 2,000 SYNCHRONOSS TECHNOLOGIES INC COMMON STOCK Cmn 87157B903 11 900 Sh Call Shared-defined 2 900 SYNCHRONOSS TECHNOLOGIES INC COMMON STOCK Cmn 87157B103 43 3,429 Sh Shared-defined 2 3,429 SYNERON MEDICAL LTD. COMMON STOCK Cmn M87245902 199 17,400 Sh Call Shared-defined 1 17,400 COLUMN TOTALS 38,378
FORM 13F Page 535 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ SYNERON MEDICAL LTD. COMMON STOCK Cmn M87245952 106 9,300 Sh Put Shared-defined 1 9,300 SYNERON MEDICAL LTD. COMMON STOCK Cmn M87245902 1 100 Sh Call Shared-defined 2 100 SYNERON MEDICAL LTD. COMMON STOCK Cmn M87245102 361 31,663 Sh Shared-defined 1 31,663 SYNGENTA AG - ADR Depository Receipt 87160A100 602 13,098 Sh Shared-defined 2 N/A SYNIVERSE HOLDINGS INC. COMMON STOCK Cmn 87163F106 70 3,977 Sh Shared-defined 1 3,977 SYNIVERSE HOLDINGS INC. COMMON STOCK Cmn 87163F106 246 14,068 Sh Shared-defined 2 14,068 SYNOPSYS INC CMN STK Cmn 871607907 457 20,400 Sh Call Shared-defined 1 20,400 SYNOPSYS INC CMN STK Cmn 871607957 758 33,800 Sh Put Shared-defined 1 33,800 SYNOPSYS INC CMN STK Cmn 871607107 556 24,817 Sh Shared-defined 1 24,817 SYNOPSYS INC CMN STK Cmn 871607107 360 16,038 Sh Shared-defined 2 16,038 SYNOVIS LIFE TECHNOLOGIES INC CMN STK Cmn 87162G105 295 21,357 Sh Shared-defined 2 21,357 SYNOVUS FINANCIAL CORP COMMON STOCK Cmn 87161C905 451 120,200 Sh Call Shared-defined 1 120,200 SYNOVUS FINANCIAL CORP COMMON STOCK Cmn 87161C955 301 80,200 Sh Put Shared-defined 1 80,200 SYNOVUS FINANCIAL CORP COMMON STOCK Cmn 87161C905 139 37,100 Sh Call Shared-defined 2 37,100 COLUMN TOTALS 4,703
FORM 13F Page 536 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ SYNOVUS FINANCIAL CORP COMMON STOCK Cmn 87161C955 242 64,600 Sh Put Shared-defined 2 64,600 SYNOVUS FINANCIAL CORP COMMON STOCK Cmn 87161C105 340 90,756 Sh Shared-defined 1 90,756 SYNOVUS FINANCIAL CORP COMMON STOCK Cmn 87161C105 3,799 1,013,176 Sh Shared-defined 2 1,013,176 SYNTA PHARMACEUTICALS CORP Cmn 87162T206 30 9,694 Sh Shared-defined 1 9,694 SYNTA PHARMACEUTICALS CORP Cmn 87162T906 24 7,900 Sh Call Shared-defined 1 7,900 SYNTA PHARMACEUTICALS CORP Cmn 87162T956 56 18,000 Sh Put Shared-defined 1 18,000 SYNTA PHARMACEUTICALS CORP Cmn 87162T206 2 572 Sh Shared-defined 2 572 SYSCO CORP COMMON STOCK SYY Cmn 871829107 2,362 95,040 Sh Shared-defined 1 95,040 SYSCO CORP COMMON STOCK SYY Cmn 871829107 330 13,277 Sh Shared-defined 2 13,277 SYSCO CORP COMMON STOCK SYY Cmn 871829907 4,612 185,600 Sh Call Shared-defined 1 185,600 SYSCO CORP COMMON STOCK SYY Cmn 871829957 4,615 185,700 Sh Put Shared-defined 1 185,700 SYSCO CORP COMMON STOCK SYY Cmn 871829907 1,819 73,200 Sh Call Shared-defined 2 73,200 SYSCO CORP COMMON STOCK SYY Cmn 871829957 1,749 70,400 Sh Put Shared-defined 2 70,400 SYSTEMAX INC CMN STK Cmn 871851901 44 3,600 Sh Call Shared-defined 1 3,600 COLUMN TOTALS 20,024
FORM 13F Page 537 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ SYSTEMAX INC CMN STK Cmn 871851951 156 12,900 Sh Put Shared-defined 1 12,900 SYSTEMAX INC CMN STK Cmn 871851101 111 9,155 Sh Shared-defined 1 9,155 SYSTEMAX INC CMN STK Cmn 871851101 11 897 Sh Shared-defined 2 897 TAIWAN SEMICONDUCTOR -SPONS ADR Depository Receipt 874039100 53 4,869 Sh Shared-defined 1 N/A TAIWAN SEMICONDUCTOR -SPONS ADR Depository Receipt 874039100 1,643 149,885 Sh Shared-defined 2 N/A TAKE-TWO INTERACTIVE SFT CMN STOCK Cmn 874054909 1,272 113,500 Sh Call Shared-defined 1 113,500 TAKE-TWO INTERACTIVE SFT CMN STOCK Cmn 874054959 1,463 130,500 Sh Put Shared-defined 1 130,500 TAKE-TWO INTERACTIVE SFT CMN STOCK Cmn 874054909 599 53,400 Sh Call Shared-defined 2 53,400 TAKE-TWO INTERACTIVE SFT CMN STOCK Cmn 874054959 908 81,000 Sh Put Shared-defined 2 81,000 TAKE-TWO INTERACTIVE SFT CMN STOCK Cmn 874054109 879 78,452 Sh Shared-defined 1 78,452 TAKE-TWO INTERACTIVE SFT CMN STOCK Cmn 874054109 526 46,962 Sh Shared-defined 2 46,962 TAKE-TWO INTERACTIVE SOFTWARE 4.375% CB 06/01/2014 Bond 874054AA7 14,547 11,500,000 Prn Shared-defined 2 N/A TALBOTS INC CMN STK Cmn 874161902 473 51,200 Sh Call Shared-defined 1 51,200 TALBOTS INC CMN STK Cmn 874161952 477 51,700 Sh Put Shared-defined 1 51,700 COLUMN TOTALS 23,118
FORM 13F Page 538 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ TALBOTS INC CMN STK Cmn 874161102 202 21,912 Sh Shared-defined 1 21,912 TALBOTS INC CMN STK Cmn 874161102 1,332 144,263 Sh Shared-defined 2 144,263 TALEO CORP COMMON STOCK Cmn 87424N104 8,449 373,205 Sh Shared-defined 2 373,205 TALISMAN ENERGY INC CMN STOCK Cmn 87425E903 1,621 93,500 Sh Call Shared-defined 1 93,500 TALISMAN ENERGY INC CMN STOCK Cmn 87425E953 1,483 85,500 Sh Put Shared-defined 1 85,500 TALISMAN ENERGY INC CMN STOCK Cmn 87425E903 787 45,400 Sh Call Shared-defined 2 45,400 TALISMAN ENERGY INC CMN STOCK Cmn 87425E953 284 16,400 Sh Put Shared-defined 2 16,400 TALISMAN ENERGY INC CMN STOCK Cmn 87425E103 478 27,580 Sh Shared-defined 1 27,580 TALISMAN ENERGY INC CMN STOCK Cmn 87425E103 13,051 752,646 Sh Shared-defined 2 752,646 TANGER FACTORY OUTLET CENTERS COMMON STOCK Cmn 875465106 584 15,637 Sh Shared-defined 2 15,637 TANGER FACTORY OUTLET CENTERS COMMON STOCK Cmn 875465906 747 20,000 Sh Call Shared-defined 1 20,000 TANGER FACTORY OUTLET CENTERS COMMON STOCK Cmn 875465956 1,049 28,100 Sh Put Shared-defined 1 28,100 TANZANIAN ROYALTY EXPLORATION CORP CMN STK Cmn 87600U904 12 4,200 Sh Call Shared-defined 1 4,200 TANZANIAN ROYALTY EXPLORATION CORP CMN STK Cmn 87600U954 14 4,900 Sh Put Shared-defined 1 4,900 COLUMN TOTALS 30,093
FORM 13F Page 539 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ TANZANIAN ROYALTY EXPLORATION CORP CMN STK Cmn 87600U104 16 5,602 Sh Shared-defined 1 5,602 TARGA RESOURCES PARTNERS LP Cmn 87611X105 177 9,461 Sh Shared-defined 1 9,461 TARGA RESOURCES PARTNERS LP Cmn 87611X905 310 16,500 Sh Call Shared-defined 1 16,500 TARGA RESOURCES PARTNERS LP Cmn 87611X955 321 17,100 Sh Put Shared-defined 1 17,100 TARGET CORP CMN STK Cmn 87612E106 3,482 74,592 Sh Shared-defined 1 74,592 TARGET CORP CMN STK Cmn 87612E106 70,030 1,500,216 Sh Shared-defined 2 1,500,216 TARGET CORP CMN STK Cmn 87612E906 41,741 894,200 Sh Call Shared-defined 1 894,200 TARGET CORP CMN STK Cmn 87612E956 57,346 1,228,500 Sh Put Shared-defined 1 1,228,500 TARGET CORP CMN STK Cmn 87612E906 17,272 370,000 Sh Call Shared-defined 2 370,000 TARGET CORP CMN STK Cmn 87612E956 18,275 391,500 Sh Put Shared-defined 2 391,500 TASER INTL INC CMN STOCK Cmn 87651B904 130 27,500 Sh Call Shared-defined 1 27,500 TASER INTL INC CMN STOCK Cmn 87651B954 110 23,400 Sh Put Shared-defined 1 23,400 TASER INTL INC CMN STOCK Cmn 87651B104 20 4,234 Sh Shared-defined 1 4,234 TASER INTL INC CMN STOCK Cmn 87651B104 157 33,210 Sh Shared-defined 2 33,210 COLUMN TOTALS 209,387
FORM 13F Page 540 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ TATA MOTORS LTD ADR 1:1 COMMON Depository Receipt 876568502 267 20,613 Sh Shared-defined 1 N/A TAUBMAN CTRS INC CMN STK Cmn 876664903 249 6,900 Sh Call Shared-defined 1 6,900 TAUBMAN CTRS INC CMN STK Cmn 876664953 440 12,200 Sh Put Shared-defined 1 12,200 TAUBMAN CTRS INC CMN STK Cmn 876664103 303 8,399 Sh Shared-defined 2 8,399 TBS INTERNATIONAL LTD-A COMMON STOCK Cmn G86975901 341 39,200 Sh Call Shared-defined 1 39,200 TBS INTERNATIONAL LTD-A COMMON STOCK Cmn G86975951 811 93,200 Sh Put Shared-defined 1 93,200 TBS INTERNATIONAL LTD-A COMMON STOCK Cmn G86975151 216 24,778 Sh Shared-defined 1 24,778 TCF FINANCIAL CORP COMMON Cmn 872275902 760 58,300 Sh Call Shared-defined 1 58,300 TCF FINANCIAL CORP COMMON Cmn 872275952 434 33,300 Sh Put Shared-defined 1 33,300 TCF FINANCIAL CORP COMMON Cmn 872275902 7 500 Sh Call Shared-defined 2 500 TCF FINANCIAL CORP COMMON Cmn 872275102 239 18,346 Sh Shared-defined 1 18,346 TCF FINANCIAL CORP COMMON Cmn 872275102 7,921 607,407 Sh Shared-defined 2 607,407 TD AMERITRADE HOLDING CORP CMN STK Cmn 87236Y908 2,509 127,900 Sh Call Shared-defined 1 127,900 TD AMERITRADE HOLDING CORP CMN STK Cmn 87236Y958 3,740 190,600 Sh Put Shared-defined 1 190,600 COLUMN TOTALS 18,237
FORM 13F Page 541 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ TD AMERITRADE HOLDING CORP CMN STK Cmn 87236Y908 863 44,000 Sh Call Shared-defined 2 44,000 TD AMERITRADE HOLDING CORP CMN STK Cmn 87236Y958 1,315 67,000 Sh Put Shared-defined 2 67,000 TD AMERITRADE HOLDING CORP CMN STK Cmn 87236Y108 241 12,294 Sh Shared-defined 1 12,294 TD AMERITRADE HOLDING CORP CMN STK Cmn 87236Y108 44,754 2,281,017 Sh Shared-defined 2 2,281,017 TECH DATA CORP CMN STK Cmn 878237906 1,798 43,200 Sh Call Shared-defined 1 43,200 TECH DATA CORP CMN STK Cmn 878237956 1,461 35,100 Sh Put Shared-defined 1 35,100 TECH DATA CORP CMN STK Cmn 878237956 4,161 100,000 Sh Put Shared-defined 2 100,000 TECH DATA CORP 2.75% CB 12/15/2026 - REGISTERED Bond 878237AE6 31,164 30,000,000 Prn Shared-defined 2 N/A TECH DATA CORP CMN STK Cmn 878237106 90 2,165 Sh Shared-defined 1 2,165 TECH DATA CORP CMN STK Cmn 878237106 484 11,634 Sh Shared-defined 2 11,634 TECHNE CORP CMN STK Cmn 878377100 2,277 36,400 Sh Shared-defined 2 36,400 TECHNITROL INC CMN STK Cmn 878555901 50 5,400 Sh Call Shared-defined 1 5,400 TECHNITROL INC CMN STK Cmn 878555951 35 3,800 Sh Put Shared-defined 1 3,800 TECHNITROL INC CMN STK Cmn 878555101 84 9,161 Sh Shared-defined 1 9,161 COLUMN TOTALS 88,777
FORM 13F Page 542 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ TECHNITROL INC CMN STK Cmn 878555101 60 6,535 Sh Shared-defined 2 6,535 TECK COMINCO LIMITED - CL B CMN STK Cmn 878742204 37 1,326 Sh Shared-defined 1 1,326 TECK COMINCO LIMITED - CL B CMN STK Cmn 878742204 906 32,878 Sh Shared-defined 2 32,878 TECK COMINCO LIMITED - CL B CMN STK Cmn 878742904 9,120 330,800 Sh Call Shared-defined 1 330,800 TECK COMINCO LIMITED - CL B CMN STK Cmn 878742954 7,259 263,300 Sh Put Shared-defined 1 263,300 TECK COMINCO LIMITED - CL B CMN STK Cmn 878742904 6,479 235,000 Sh Call Shared-defined 2 235,000 TECK COMINCO LIMITED - CL B CMN STK Cmn 878742954 4,083 148,100 Sh Put Shared-defined 2 148,100 TECO ENERGY INC CMN STK Cmn 872375900 108 7,700 Sh Call Shared-defined 1 7,700 TECO ENERGY INC CMN STK Cmn 872375950 284 20,200 Sh Put Shared-defined 1 20,200 TECO ENERGY INC CMN STK Cmn 872375100 178 12,641 Sh Shared-defined 1 12,641 TECO ENERGY INC CMN STK Cmn 872375100 19 1,326 Sh Shared-defined 2 1,326 TEEKAY CORP CMN STOCK Cmn Y8564W903 2,270 103,800 Sh Call Shared-defined 1 103,800 TEEKAY CORP CMN STOCK Cmn Y8564W953 1,393 63,700 Sh Put Shared-defined 1 63,700 TEEKAY CORP CMN STOCK Cmn Y8564W903 68 3,100 Sh Call Shared-defined 2 3,100 COLUMN TOTALS 32,264
FORM 13F Page 543 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ TEEKAY CORP CMN STOCK Cmn Y8564W103 113 5,160 Sh Shared-defined 1 5,160 TEEKAY CORP CMN STOCK Cmn Y8564W103 54 2,488 Sh Shared-defined 2 2,488 TEKELEC CMN STK Cmn 879101903 513 31,200 Sh Call Shared-defined 1 31,200 TEKELEC CMN STK Cmn 879101953 260 15,800 Sh Put Shared-defined 1 15,800 TEKELEC CMN STK Cmn 879101103 87 5,276 Sh Shared-defined 1 5,276 TEKELEC CMN STK Cmn 879101103 33 2,005 Sh Shared-defined 2 2,005 TELEDYNE TECHNOLOGIES CMN STK Cmn 879360105 334 9,280 Sh Shared-defined 2 9,280 TELEFLEX INC CMN STK Cmn 879369106 401 8,300 Sh Shared-defined 2 8,300 TELEFONOS DE MEXICO SPONS ADR L Depository 1:20 Receipt 879403780 345 19,786 Sh Shared-defined 2 N/A TELEPHONE & DATA CMN STK Cmn 879433100 423 13,638 Sh Shared-defined 1 13,638 TELEPHONE & DATA CMN STK Cmn 879433100 1,150 37,100 Sh Shared-defined 2 37,100 TELEPHONE & DATA CMN STK Cmn 879433900 102 3,300 Sh Call Shared-defined 1 3,300 TELEPHONE & DATA CMN STK Cmn 879433950 530 17,100 Sh Put Shared-defined 1 17,100 TELETECH HLDGS INC CMN STOCK Cmn 879939906 203 11,900 Sh Call Shared-defined 1 11,900 COLUMN TOTALS 4,548
FORM 13F Page 544 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ TELETECH HLDGS INC CMN STOCK Cmn 879939956 128 7,500 Sh Put Shared-defined 1 7,500 TELETECH HLDGS INC CMN STOCK Cmn 879939106 12 704 Sh Shared-defined 1 704 TELLABS INC CMN STK Cmn 879664900 95 13,800 Sh Call Shared-defined 1 13,800 TELLABS INC CMN STK Cmn 879664950 504 72,800 Sh Put Shared-defined 1 72,800 TELLABS INC CMN STK Cmn 879664900 253 36,600 Sh Call Shared-defined 2 36,600 TELLABS INC CMN STK Cmn 879664950 64 9,200 Sh Put Shared-defined 2 9,200 TELLABS INC CMN STK Cmn 879664100 1,357 196,155 Sh Shared-defined 1 196,155 TELLABS INC CMN STK Cmn 879664100 1,512 218,521 Sh Shared-defined 2 218,521 TEMPLE INLAND INC Cmn 879868907 1,100 67,000 Sh Call Shared-defined 1 67,000 TEMPLE INLAND INC Cmn 879868957 1,553 94,600 Sh Put Shared-defined 1 94,600 TEMPLE INLAND INC Cmn 879868107 10,256 624,620 Sh Shared-defined 2 624,620 TEMPLE INLAND INC Cmn 879868907 2,676 163,000 Sh Call Shared-defined 2 163,000 TEMPLE INLAND INC Cmn 879868957 167 10,200 Sh Put Shared-defined 2 10,200 TEMPUR-PEDIC INTERNATIONAL COMMON STOCK Cmn 88023U901 411 21,700 Sh Call Shared-defined 1 21,700 COLUMN TOTALS 20,088
FORM 13F Page 545 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ TEMPUR-PEDIC INTERNATIONAL COMMON STOCK Cmn 88023U951 890 47,000 Sh Put Shared-defined 1 47,000 TEMPUR-PEDIC INTERNATIONAL COMMON STOCK Cmn 88023U101 992 52,367 Sh Shared-defined 1 52,367 TEMPUR-PEDIC INTERNATIONAL COMMON STOCK Cmn 88023U101 105 5,559 Sh Shared-defined 2 5,559 TENARIS SA - ADR 1:10 Depository Receipt 88031M109 274 7,700 Sh Shared-defined 1 N/A TENARIS SA - ADR 1:10 Depository Receipt 88031M109 5,763 161,800 Sh Shared-defined 2 N/A TENET HEALTHCARE CORPORATION CMN STK Cmn 88033G900 1,204 204,800 Sh Call Shared-defined 1 204,800 TENET HEALTHCARE CORPORATION CMN STK Cmn 88033G950 860 146,200 Sh Put Shared-defined 1 146,200 TENET HEALTHCARE CORPORATION CMN STK Cmn 88033G900 612 104,000 Sh Call Shared-defined 2 104,000 TENET HEALTHCARE CORPORATION CMN STK Cmn 88033G950 177 30,100 Sh Put Shared-defined 2 30,100 TENET HEALTHCARE CORPORATION CMN STK Cmn 88033G100 7,429 1,263,437 Sh Shared-defined 2 1,263,437 TENNANT CO CMN STK Cmn 880345103 5 160 Sh Shared-defined 1 160 TENNANT CO CMN STK Cmn 880345103 912 31,400 Sh Shared-defined 2 31,400 TENNECO INC COMMON STOCK Cmn 880349905 876 67,200 Sh Call Shared-defined 1 67,200 TENNECO INC COMMON STOCK Cmn 880349955 438 33,600 Sh Put Shared-defined 1 33,600 COLUMN TOTALS 20,537
FORM 13F Page 546 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ TENNECO INC COMMON STOCK Cmn 880349905 98 7,500 Sh Call Shared-defined 2 7,500 TENNECO INC COMMON STOCK Cmn 880349955 38 2,900 Sh Put Shared-defined 2 2,900 TENNECO INC COMMON STOCK Cmn 880349105 17,103 1,311,592 Sh Shared-defined 2 1,311,592 TEPPCO PARTNERS -LP CMN STK Cmn 872384902 431 12,400 Sh Call Shared-defined 1 12,400 TEPPCO PARTNERS -LP CMN STK Cmn 872384952 726 20,900 Sh Put Shared-defined 1 20,900 TEPPCO PARTNERS -LP CMN STK Cmn 872384102 17 501 Sh Shared-defined 1 501 TERADATA CORP Cmn 88076W103 122 4,428 Sh Shared-defined 1 4,428 TERADATA CORP Cmn 88076W903 275 10,000 Sh Call Shared-defined 1 10,000 TERADATA CORP Cmn 88076W953 344 12,500 Sh Put Shared-defined 1 12,500 TERADATA CORP Cmn 88076W103 120 4,352 Sh Shared-defined 2 4,352 TERADATA CORP Cmn 88076W953 132 4,800 Sh Put Shared-defined 2 4,800 TERADYNE INC CMN STK Cmn 880770902 1,122 121,300 Sh Call Shared-defined 1 121,300 TERADYNE INC CMN STK Cmn 880770952 771 83,300 Sh Put Shared-defined 1 83,300 TERADYNE INC CMN STK Cmn 880770902 364 39,400 Sh Call Shared-defined 2 39,400 COLUMN TOTALS 21,663
FORM 13F Page 547 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ TERADYNE INC CMN STK Cmn 880770952 256 27,700 Sh Put Shared-defined 2 27,700 TERADYNE 4.5% CB 3/15/2014-REGISTERED Bond 880770AE2 49,477 26,450,000 Prn Shared-defined 2 N/A TERADYNE INC CMN STK Cmn 880770102 83 8,962 Sh Shared-defined 1 8,962 TERADYNE INC CMN STK Cmn 880770102 20 2,120 Sh Shared-defined 2 2,120 TEREX CORP CMN STOCK Cmn 880779103 10 488 Sh Shared-defined 1 488 TEREX CORP CMN STOCK Cmn 880779103 2,203 106,271 Sh Shared-defined 2 106,271 TEREX CORP CMN STOCK Cmn 880779903 7,452 359,500 Sh Call Shared-defined 1 359,500 TEREX CORP CMN STOCK Cmn 880779953 4,177 201,500 Sh Put Shared-defined 1 201,500 TEREX CORP CMN STOCK Cmn 880779903 5,612 270,700 Sh Call Shared-defined 2 270,700 TEREX CORP CMN STOCK Cmn 880779953 3,773 182,000 Sh Put Shared-defined 2 182,000 TERNIUM SA ADR 1:10 Depository Receipt 880890108 17 650 Sh Shared-defined 1 N/A TERNIUM SA ADR 1:10 Depository Receipt 880890108 310 11,641 Sh Shared-defined 2 N/A TERRA INDUSTRIES COMMON STOCK Cmn 880915103 67,034 1,933,495 Sh Shared-defined 2 1,933,495 TERRA INDUSTRIES COMMON STOCK Cmn 880915903 6,272 180,900 Sh Call Shared-defined 1 180,900 COLUMN TOTALS 146,696
FORM 13F Page 548 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ TERRA INDUSTRIES COMMON STOCK Cmn 880915953 2,396 69,100 Sh Put Shared-defined 1 69,100 TERRA INDUSTRIES COMMON STOCK Cmn 880915903 437 12,600 Sh Call Shared-defined 2 12,600 TESORO CORP CMN STK Cmn 881609101 89 5,933 Sh Shared-defined 1 5,933 TESORO CORP CMN STK Cmn 881609101 276 18,421 Sh Shared-defined 2 18,421 TESORO CORP CMN STK Cmn 881609901 2,346 156,600 Sh Call Shared-defined 1 156,600 TESORO CORP CMN STK Cmn 881609951 3,381 225,700 Sh Put Shared-defined 1 225,700 TESORO CORP CMN STK Cmn 881609901 1,760 117,500 Sh Call Shared-defined 2 117,500 TESORO CORP CMN STK Cmn 881609951 1,332 88,900 Sh Put Shared-defined 2 88,900 TESSERA TECHNOLOGIES INC COMMON STOCK Cmn 88164L900 1,085 38,900 Sh Call Shared-defined 1 38,900 TESSERA TECHNOLOGIES INC COMMON STOCK Cmn 88164L950 1,813 65,000 Sh Put Shared-defined 1 65,000 TESSERA TECHNOLOGIES INC COMMON STOCK Cmn 88164L100 762 27,337 Sh Shared-defined 1 27,337 TETRA TECH INC CMN STK Cmn 88162G903 1,584 59,700 Sh Call Shared-defined 1 59,700 TETRA TECH INC CMN STK Cmn 88162G953 1,069 40,300 Sh Put Shared-defined 1 40,300 TETRA TECH INC CMN STK Cmn 88162G103 627 23,628 Sh Shared-defined 1 23,628 COLUMN TOTALS 18,957
FORM 13F Page 549 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ TETRA TECHNOLOGIES INC/DE CMN STK Cmn 88162F905 130 13,400 Sh Call Shared-defined 1 13,400 TETRA TECHNOLOGIES INC/DE CMN STK Cmn 88162F955 12 1,200 Sh Put Shared-defined 1 1,200 TETRA TECHNOLOGIES INC/DE CMN STK Cmn 88162F105 28 2,896 Sh Shared-defined 2 2,896 TEVA PHARMACEUTICAL INDUSTRIES Depository - - ADR 1:1 Receipt 881624209 422 8,338 Sh Shared-defined 1 N/A TEVA PHARMACEUTICAL INDUSTRIES Depository - - ADR 1:1 Receipt 881624209 4,502 89,044 Sh Shared-defined 2 N/A TEXAS CAPITAL BANCSHARES INC COMMON STOCK Cmn 88224Q107 6,587 391,171 Sh Shared-defined 2 391,171 TEXAS INDUSTRIES INC CMN STK Cmn 882491903 2,083 49,600 Sh Call Shared-defined 1 49,600 TEXAS INDUSTRIES INC CMN STK Cmn 882491953 4,967 118,300 Sh Put Shared-defined 1 118,300 TEXAS INDUSTRIES INC CMN STK Cmn 882491103 1,411 33,611 Sh Shared-defined 1 33,611 TEXAS INDUSTRIES INC CMN STK Cmn 882491103 127 3,034 Sh Shared-defined 2 3,034 TEXAS INSTRUMENTS COMMON STOCK Cmn 882508904 11,971 505,300 Sh Call Shared-defined 1 505,300 TEXAS INSTRUMENTS COMMON STOCK Cmn 882508954 10,921 461,000 Sh Put Shared-defined 1 461,000 TEXAS INSTRUMENTS COMMON STOCK Cmn 882508904 5,349 225,800 Sh Call Shared-defined 2 225,800 TEXAS INSTRUMENTS COMMON STOCK Cmn 882508954 4,153 175,300 Sh Put Shared-defined 2 175,300 COLUMN TOTALS 52,663
FORM 13F Page 550 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ TEXAS INSTRUMENTS COMMON STOCK Cmn 882508104 373 15,725 Sh Shared-defined 2 15,725 TEXAS MERIDIAN RES CP CMN STK Cmn 58977Q109 11 26,898 Sh Shared-defined 1 26,898 TEXAS ROADHOUSE INC COMMON STOCK Cmn 882681909 155 14,600 Sh Call Shared-defined 1 14,600 TEXAS ROADHOUSE INC COMMON STOCK Cmn 882681959 30 2,800 Sh Put Shared-defined 1 2,800 TEXAS ROADHOUSE INC COMMON STOCK Cmn 882681109 17 1,644 Sh Shared-defined 2 1,644 TEXTRON INC Cmn 883203101 70 3,694 Sh Shared-defined 1 3,694 TEXTRON INC Cmn 883203101 99 5,210 Sh Shared-defined 2 5,210 TEXTRON INC 3.11% CNV PFD STK CL B Pref Stk 883203309 - 1 Sh Shared-defined 1 N/A TEXTRON INC 4.16% CNV PFD SER A Pref Stk 883203200 16 96 Sh Shared-defined 1 N/A TEXTRON INC 4.5% CB 5/01/2013-REGISTERED Bond 883203BN0 94,361 57,600,000 Prn Shared-defined 2 N/A TEXTRON INC Cmn 883203901 5,624 296,300 Sh Call Shared-defined 1 296,300 TEXTRON INC Cmn 883203951 3,749 197,500 Sh Put Shared-defined 1 197,500 TEXTRON INC Cmn 883203901 2,445 128,800 Sh Call Shared-defined 2 128,800 TEXTRON INC Cmn 883203951 1,883 99,200 Sh Put Shared-defined 2 99,200 COLUMN TOTALS 108,833
FORM 13F Page 551 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ TFS FINANCIAL COR Cmn 87240R107 10 879 Sh Shared-defined 1 879 TFS FINANCIAL COR Cmn 87240R107 1,024 86,070 Sh Shared-defined 2 86,070 THE AES CORPORATION Cmn 00130H905 1,260 85,000 Sh Call Shared-defined 1 85,000 THE AES CORPORATION Cmn 00130H955 1,221 82,400 Sh Put Shared-defined 1 82,400 THE AES CORPORATION Cmn 00130H905 831 56,100 Sh Call Shared-defined 2 56,100 THE AES CORPORATION Cmn 00130H955 636 42,900 Sh Put Shared-defined 2 42,900 ALLSTATE CORP CMN STK Cmn 020002901 10,662 348,200 Sh Call Shared-defined 1 348,200 ALLSTATE CORP CMN STK Cmn 020002951 12,383 404,400 Sh Put Shared-defined 1 404,400 ALLSTATE CORP CMN STK Cmn 020002901 5,714 186,600 Sh Call Shared-defined 2 186,600 ALLSTATE CORP CMN STK Cmn 020002951 8,763 286,200 Sh Put Shared-defined 2 286,200 THE BANK OF NEW YORK MELLON CORP Cmn 064058100 6,049 208,670 Sh Shared-defined 1 208,670 THE BANK OF NEW YORK MELLON CORP Cmn 064058100 34 1,185 Sh Shared-defined 2 1,185 THE BOEING COMPANY Cmn 097023905 30,866 570,000 Sh Call Shared-defined 1 570,000 THE BOEING COMPANY Cmn 097023955 33,394 616,700 Sh Put Shared-defined 1 616,700 COLUMN TOTALS 112,847
FORM 13F Page 552 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ THE BOEING COMPANY Cmn 097023905 16,077 296,900 Sh Call Shared-defined 2 296,900 THE BOEING COMPANY Cmn 097023955 22,126 408,600 Sh Put Shared-defined 2 408,600 COCA COLA CO Cmn 191216900 23,177 431,600 Sh Call Shared-defined 1 431,600 COCA COLA CO Cmn 191216950 24,987 465,300 Sh Put Shared-defined 1 465,300 COCA COLA CO Cmn 191216900 12,888 240,000 Sh Call Shared-defined 2 240,000 COCA COLA CO Cmn 191216950 13,291 247,500 Sh Put Shared-defined 2 247,500 DIRECTV GROUP INC/THE Cmn 25459L906 12,499 453,200 Sh Call Shared-defined 1 453,200 DIRECTV GROUP INC/THE Cmn 25459L956 7,543 273,500 Sh Put Shared-defined 1 273,500 DIRECTV GROUP INC/THE Cmn 25459L906 6,172 223,800 Sh Call Shared-defined 2 223,800 DIRECTV GROUP INC/THE Cmn 25459L956 1,757 63,700 Sh Put Shared-defined 2 63,700 DOW CHEMICAL COMPANY COMMON STOCK Cmn 260543903 17,271 662,500 Sh Call Shared-defined 1 662,500 DOW CHEMICAL COMPANY COMMON STOCK Cmn 260543953 8,196 314,400 Sh Put Shared-defined 1 314,400 DOW CHEMICAL COMPANY COMMON STOCK Cmn 260543903 9,406 360,800 Sh Call Shared-defined 2 360,800 DOW CHEMICAL COMPANY COMMON STOCK Cmn 260543953 6,139 235,500 Sh Put Shared-defined 2 235,500 COLUMN TOTALS 181,529
FORM 13F Page 553 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ GAP INC Cmn 364760908 6,747 315,300 Sh Call Shared-defined 1 315,300 GAP INC Cmn 364760958 4,120 192,500 Sh Put Shared-defined 1 192,500 GAP INC Cmn 364760908 3,435 160,500 Sh Call Shared-defined 2 160,500 GAP INC Cmn 364760958 2,778 129,800 Sh Put Shared-defined 2 129,800 THE GOLDMAN SACHS GROUP INC CMN STOCK Cmn 38141G104 26,125 141,713 Sh Shared-defined 1 141,713 THE GOLDMAN SACHS GROUP INC CMN STOCK Cmn 38141G104 38,895 210,983 Sh Shared-defined 2 210,983 THE GOLDMAN SACHS GROUP INC CMN STOCK Cmn 38141G904 149,987 813,600 Sh Call Shared-defined 1 813,600 THE GOLDMAN SACHS GROUP INC CMN STOCK Cmn 38141G954 245,388 1,331,100 Sh Put Shared-defined 1 1,331,100 THE GOLDMAN SACHS GROUP INC CMN STOCK Cmn 38141G904 45,166 245,000 Sh Call Shared-defined 2 245,000 THE GOLDMAN SACHS GROUP INC CMN STOCK Cmn 38141G954 58,513 317,400 Sh Put Shared-defined 2 317,400 THE GOODYEAR TIRE COMMON STOCK Cmn 382550901 3,735 219,300 Sh Call Shared-defined 1 219,300 THE GOODYEAR TIRE COMMON STOCK Cmn 382550951 2,146 126,000 Sh Put Shared-defined 1 126,000 THE GOODYEAR TIRE COMMON STOCK Cmn 382550901 1,408 82,700 Sh Call Shared-defined 2 82,700 THE GOODYEAR TIRE COMMON STOCK Cmn 382550951 1,160 68,100 Sh Put Shared-defined 2 68,100 COLUMN TOTALS 589,603
FORM 13F Page 554 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ THE GOODYEAR TIRE COMMON STOCK Cmn 382550101 2,459 144,400 Sh Shared-defined 2 144,400 THE GREAT ATLANTIC & PACIFIC TEA COMPANY 6.75% CB Bond 390064AK9 17,997 20,621,000 Prn Shared-defined 2 N/A THE HERSHEY CO Cmn 427866108 3,821 98,329 Sh Shared-defined 1 98,329 THE HERSHEY CO Cmn 427866908 3,501 90,100 Sh Call Shared-defined 1 90,100 THE HERSHEY CO Cmn 427866958 4,535 116,700 Sh Put Shared-defined 1 116,700 THE HERSHEY CO Cmn 427866108 796 20,482 Sh Shared-defined 2 20,482 THE HERSHEY CO Cmn 427866908 4,729 121,700 Sh Call Shared-defined 2 121,700 THE HERSHEY CO Cmn 427866958 1,080 27,800 Sh Put Shared-defined 2 27,800 THE INTERPUBLIC GROUP OF COMPANIES, INC. CMN STOCK Cmn 460690900 861 114,500 Sh Call Shared-defined 1 114,500 THE INTERPUBLIC GROUP OF COMPANIES, INC. CMN STOCK Cmn 460690950 1,882 250,300 Sh Put Shared-defined 1 250,300 THE INTERPUBLIC GROUP OF COMPANIES, INC. CMN STOCK Cmn 460690900 97,983 13,029,700 Sh Call Shared-defined 213,029,700 THE INTERPUBLIC GROUP OF COMPANIES, INC. CMN STOCK Cmn 460690950 13,724 1,825,000 Sh Put Shared-defined 2 1,825,000 THE INTERPUBLIC GROUP OF COMPANIES, INC. CMN STOCK Cmn 460690100 1,447 192,402 Sh Shared-defined 1 192,402 THE INTERPUBLIC GROUP OF COMPANIES, INC. CMN STOCK Cmn 460690100 29,511 3,924,400 Sh Shared-defined 2 3,924,400 COLUMN TOTALS 184,326
FORM 13F Page 555 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ THE KNOT INC CMN STK Cmn 499184909 19 1,700 Sh Call Shared-defined 1 1,700 THE KNOT INC CMN STK Cmn 499184959 15 1,400 Sh Put Shared-defined 1 1,400 THE KNOT INC CMN STK Cmn 499184109 48 4,379 Sh Shared-defined 1 4,379 THE KNOT INC CMN STK Cmn 499184109 90 8,215 Sh Shared-defined 2 8,215 THE KROGER CO. COMMON STOCK KR Cmn 501044101 3,137 151,996 Sh Shared-defined 1 151,996 THE KROGER CO. COMMON STOCK KR Cmn 501044101 4,431 214,673 Sh Shared-defined 2 214,673 THE KROGER CO. COMMON STOCK KR Cmn 501044901 2,010 97,400 Sh Call Shared-defined 1 97,400 THE KROGER CO. COMMON STOCK KR Cmn 501044951 5,845 283,200 Sh Put Shared-defined 1 283,200 THE KROGER CO. COMMON STOCK KR Cmn 501044901 2,557 123,900 Sh Call Shared-defined 2 123,900 THE KROGER CO. COMMON STOCK KR Cmn 501044951 8,743 423,600 Sh Put Shared-defined 2 423,600 MOSAIC CO/THE COMMON STOCK Cmn 61945A907 37,389 777,800 Sh Call Shared-defined 1 777,800 MOSAIC CO/THE COMMON STOCK Cmn 61945A957 29,275 609,000 Sh Put Shared-defined 1 609,000 MOSAIC CO/THE COMMON STOCK Cmn 61945A907 16,613 345,600 Sh Call Shared-defined 2 345,600 MOSAIC CO/THE COMMON STOCK Cmn 61945A957 14,719 306,200 Sh Put Shared-defined 2 306,200 COLUMN TOTALS 124,891
FORM 13F Page 556 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ THE NASDAQ OMX GROUP COMMON STOCK Cmn 631103108 2,944 139,857 Sh Shared-defined 1 139,857 THE NASDAQ OMX GROUP COMMON STOCK Cmn 631103108 32,402 1,539,264 Sh Shared-defined 2 1,539,264 THE NASDAQ OMX GROUP COMMON STOCK Cmn 631103908 1,328 63,100 Sh Call Shared-defined 1 63,100 THE NASDAQ OMX GROUP COMMON STOCK Cmn 631103958 6,123 290,900 Sh Put Shared-defined 1 290,900 THE NASDAQ OMX GROUP COMMON STOCK Cmn 631103908 1,676 79,600 Sh Call Shared-defined 2 79,600 THE NASDAQ OMX GROUP COMMON STOCK Cmn 631103958 3,147 149,500 Sh Put Shared-defined 2 149,500 PEP BOYS COMMON STOCK PBY Cmn 713278909 610 62,400 Sh Call Shared-defined 1 62,400 PEP BOYS COMMON STOCK PBY Cmn 713278959 107 11,000 Sh Put Shared-defined 1 11,000 PMI GROUP INC CMN STOCK Cmn 69344M901 133 31,400 Sh Call Shared-defined 1 31,400 PMI GROUP INC CMN STOCK Cmn 69344M951 3 600 Sh Put Shared-defined 1 600 PROCTER & GAMBLE CO Cmn 742718909 35,934 620,400 Sh Call Shared-defined 1 620,400 PROCTER & GAMBLE CO Cmn 742718959 70,523 1,217,600 Sh Put Shared-defined 1 1,217,600 PROCTER & GAMBLE CO Cmn 742718909 10,843 187,200 Sh Call Shared-defined 2 187,200 PROCTER & GAMBLE CO Cmn 742718959 8,682 149,900 Sh Put Shared-defined 2 149,900 COLUMN TOTALS 174,455
FORM 13F Page 557 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ RYLAND GROUP INC CMN STK Cmn 783764903 3,241 153,800 Sh Call Shared-defined 1 153,800 RYLAND GROUP INC CMN STK Cmn 783764953 1,890 89,700 Sh Put Shared-defined 1 89,700 RYLAND GROUP INC CMN STK Cmn 783764903 430 20,400 Sh Call Shared-defined 2 20,400 RYLAND GROUP INC CMN STK Cmn 783764953 529 25,100 Sh Put Shared-defined 2 25,100 SHERWIN-WILLIAMS COMMON STOCK Cmn 824348906 4,416 73,400 Sh Call Shared-defined 1 73,400 SHERWIN-WILLIAMS COMMON STOCK Cmn 824348956 5,312 88,300 Sh Put Shared-defined 1 88,300 SHERWIN-WILLIAMS COMMON STOCK Cmn 824348906 2,045 34,000 Sh Call Shared-defined 2 34,000 SHERWIN-WILLIAMS COMMON STOCK Cmn 824348956 3,802 63,200 Sh Put Shared-defined 2 63,200 SOUTHERN CO CMN STK Cmn 842587907 8,117 256,300 Sh Call Shared-defined 1 256,300 SOUTHERN CO CMN STK Cmn 842587957 6,663 210,400 Sh Put Shared-defined 1 210,400 SOUTHERN CO CMN STK Cmn 842587907 3,661 115,600 Sh Call Shared-defined 2 115,600 SOUTHERN CO CMN STK Cmn 842587957 5,080 160,400 Sh Put Shared-defined 2 160,400 THE ST JOE CO CMN STK Cmn 790148100 512 17,594 Sh Shared-defined 1 17,594 THE ST JOE CO CMN STK Cmn 790148900 1,069 36,700 Sh Call Shared-defined 1 36,700 COLUMN TOTALS 46,767
FORM 13F Page 558 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ THE ST JOE CO CMN STK Cmn 790148950 1,564 53,700 Sh Put Shared-defined 1 53,700 THE STEAK N SHAKE CO CMN STK Cmn 857873903 335 28,500 Sh Call Shared-defined 1 28,500 THE STEAK N SHAKE CO CMN STK Cmn 857873953 261 22,200 Sh Put Shared-defined 1 22,200 THE STEAK N SHAKE CO CMN STK Cmn 857873103 43 3,688 Sh Shared-defined 1 3,688 TRAVELERS COS INC/THE CMN STK Cmn 89417E909 5,676 115,300 Sh Call Shared-defined 1 115,300 TRAVELERS COS INC/THE CMN STK Cmn 89417E959 4,441 90,200 Sh Put Shared-defined 1 90,200 TRAVELERS COS INC/THE CMN STK Cmn 89417E909 2,939 59,700 Sh Call Shared-defined 2 59,700 TRAVELERS COS INC/THE CMN STK Cmn 89417E959 3,131 63,600 Sh Put Shared-defined 2 63,600 DISNEY WALT CO Cmn 254687906 13,184 480,100 Sh Call Shared-defined 1 480,100 DISNEY WALT CO Cmn 254687956 14,002 509,900 Sh Put Shared-defined 1 509,900 DISNEY WALT CO Cmn 254687906 8,436 307,200 Sh Call Shared-defined 2 307,200 DISNEY WALT CO Cmn 254687956 8,403 306,000 Sh Put Shared-defined 2 306,000 THE WARNACO GROUP INC COMMON STOCK Cmn 934390902 987 22,500 Sh Call Shared-defined 1 22,500 THE WARNACO GROUP INC COMMON STOCK Cmn 934390952 2,443 55,700 Sh Put Shared-defined 1 55,700 COLUMN TOTALS 65,845
FORM 13F Page 559 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ THE WARNACO GROUP INC COMMON STOCK Cmn 934390902 167 3,800 Sh Call Shared-defined 2 3,800 THE WARNACO GROUP INC COMMON STOCK Cmn 934390952 561 12,800 Sh Put Shared-defined 2 12,800 THE WARNACO GROUP INC COMMON STOCK Cmn 934390402 5,204 118,661 Sh Shared-defined 2 118,661 WESTERN UNION CO/THE COMMON STOCK Cmn 959802909 1,035 54,700 Sh Call Shared-defined 1 54,700 WESTERN UNION CO/THE COMMON STOCK Cmn 959802959 783 41,400 Sh Put Shared-defined 1 41,400 WILLIAMS COMPANIES COMMON STOCK Cmn 969457900 2,057 115,100 Sh Call Shared-defined 1 115,100 WILLIAMS COMPANIES COMMON STOCK Cmn 969457950 3,590 200,900 Sh Put Shared-defined 1 200,900 WILLIAMS COMPANIES COMMON STOCK Cmn 969457900 1,708 95,600 Sh Call Shared-defined 2 95,600 WILLIAMS COMPANIES COMMON STOCK Cmn 969457950 1,776 99,400 Sh Put Shared-defined 2 99,400 THERAVANCE INC 3% CB 1/15/15 - REGISTERED Bond 88338TAA2 16,284 19,500,000 Prn Shared-defined 2 N/A THERAVANCE, INC. Cmn 88338T904 897 61,300 Sh Call Shared-defined 1 61,300 THERAVANCE, INC. Cmn 88338T954 344 23,500 Sh Put Shared-defined 1 23,500 THERMO FISHER SCIENTIFIC INC CMN STK Cmn 883556902 2,127 48,700 Sh Call Shared-defined 1 48,700 THERMO FISHER SCIENTIFIC INC CMN STK Cmn 883556952 1,939 44,400 Sh Put Shared-defined 1 44,400 COLUMN TOTALS 38,472
FORM 13F Page 560 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ THERMO FISHER SCIENTIFIC INC CMN STK Cmn 883556102 22,885 524,036 Sh Shared-defined 2 524,036 THOMAS & BETTS CORP Cmn 884315102 36 1,209 Sh Shared-defined 1 1,209 THOMAS & BETTS CORP Cmn 884315102 113 3,747 Sh Shared-defined 2 3,747 THOMAS & BETTS CORP Cmn 884315902 641 21,300 Sh Call Shared-defined 1 21,300 THOMAS & BETTS CORP Cmn 884315952 153 5,100 Sh Put Shared-defined 1 5,100 THOMPSON CREEK METALS CO INC CMN STK Cmn 884768102 782 64,823 Sh Shared-defined 1 64,823 THOMPSON CREEK METALS CO INC CMN STK Cmn 884768102 3,277 271,538 Sh Shared-defined 2 271,538 THOMPSON CREEK METALS CO INC CMN STK Cmn 884768902 266 22,000 Sh Call Shared-defined 1 22,000 THOMPSON CREEK METALS CO INC CMN STK Cmn 884768952 723 59,900 Sh Put Shared-defined 1 59,900 THOMPSON CREEK METALS CO INC CMN STK Cmn 884768902 2,456 203,500 Sh Call Shared-defined 2 203,500 THOMPSON CREEK METALS CO INC CMN STK Cmn 884768952 76 6,300 Sh Put Shared-defined 2 6,300 THOR INDUSTRIES INC CMN STK Cmn 885160901 517 16,700 Sh Call Shared-defined 1 16,700 THOR INDUSTRIES INC CMN STK Cmn 885160951 604 19,500 Sh Put Shared-defined 1 19,500 THOR INDUSTRIES INC CMN STK Cmn 885160101 241 7,800 Sh Shared-defined 2 7,800 COLUMN TOTALS 32,770
FORM 13F Page 561 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ THORATEC CORP Cmn 885175307 4,074 134,576 Sh Shared-defined 2 134,576 THORATEC CORP 1.38% CB DUE 05/16/2034 REGISTERED Bond 885175AB5 20,687 22,350,000 Prn Shared-defined 2 N/A THORATEC CORP Cmn 885175907 2,213 73,100 Sh Call Shared-defined 1 73,100 THORATEC CORP Cmn 885175957 1,474 48,700 Sh Put Shared-defined 1 48,700 THORATEC CORP Cmn 885175907 151 5,000 Sh Call Shared-defined 2 5,000 THORATEC CORP Cmn 885175957 563 18,600 Sh Put Shared-defined 2 18,600 THQ INC CMN STK Cmn 872443903 558 81,600 Sh Call Shared-defined 1 81,600 THQ INC CMN STK Cmn 872443953 179 26,200 Sh Put Shared-defined 1 26,200 THQ INC CMN STK Cmn 872443403 157 22,985 Sh Shared-defined 1 22,985 THQ INC CMN STK Cmn 872443403 64 9,333 Sh Shared-defined 2 9,333 TIBCO SOFTWARE INC CMN STK Cmn 88632Q903 158 16,600 Sh Call Shared-defined 1 16,600 TIBCO SOFTWARE INC CMN STK Cmn 88632Q953 268 28,200 Sh Put Shared-defined 1 28,200 TIBCO SOFTWARE INC CMN STK Cmn 88632Q103 72 7,617 Sh Shared-defined 1 7,617 TIBCO SOFTWARE INC CMN STK Cmn 88632Q103 400 42,143 Sh Shared-defined 2 42,143 COLUMN TOTALS 31,018
FORM 13F Page 562 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ TICKETMASTER ENTERTAINMENT INC Cmn 88633P902 28 2,400 Sh Call Shared-defined 1 2,400 TICKETMASTER ENTERTAINMENT INC Cmn 88633P302 5,722 489,446 Sh Shared-defined 2 489,446 TIDEWATER COMMON STOCK TDW Cmn 886423102 26,353 559,634 Sh Shared-defined 2 559,634 TIDEWATER COMMON STOCK TDW Cmn 886423902 2,872 61,000 Sh Call Shared-defined 1 61,000 TIDEWATER COMMON STOCK TDW Cmn 886423952 2,929 62,200 Sh Put Shared-defined 1 62,200 TIDEWATER COMMON STOCK TDW Cmn 886423902 3,852 81,800 Sh Call Shared-defined 2 81,800 TIDEWATER COMMON STOCK TDW Cmn 886423952 914 19,400 Sh Put Shared-defined 2 19,400 TIFFANY COMMON STOCK TIF Cmn 886547908 12,518 324,900 Sh Call Shared-defined 1 324,900 TIFFANY COMMON STOCK TIF Cmn 886547958 16,356 424,500 Sh Put Shared-defined 1 424,500 TIFFANY COMMON STOCK TIF Cmn 886547908 14,264 370,200 Sh Call Shared-defined 2 370,200 TIFFANY COMMON STOCK TIF Cmn 886547958 11,821 306,800 Sh Put Shared-defined 2 306,800 TIFFANY COMMON STOCK TIF Cmn 886547108 40,952 1,062,865 Sh Shared-defined 2 1,062,865 TIM HORTONS INC COMMON STOCK Cmn 88706M903 76 2,700 Sh Call Shared-defined 1 2,700 TIM HORTONS INC COMMON STOCK Cmn 88706M953 781 27,600 Sh Put Shared-defined 1 27,600 COLUMN TOTALS 139,438
FORM 13F Page 563 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ TIM HORTONS INC COMMON STOCK Cmn 88706M103 105 3,703 Sh Shared-defined 1 3,703 TIM HORTONS INC COMMON STOCK Cmn 88706M103 773 27,299 Sh Shared-defined 2 27,299 TIMBERLAND CO -CL A CMN STK Cmn 887100905 149 10,700 Sh Call Shared-defined 1 10,700 TIMBERLAND CO -CL A CMN STK Cmn 887100955 21 1,500 Sh Put Shared-defined 1 1,500 TIMBERLAND CO -CL A CMN STK Cmn 887100105 299 21,484 Sh Shared-defined 2 21,484 TIME WARNER CABLE INC COMMON STOCK Cmn 88732J907 2,215 51,400 Sh Call Shared-defined 1 51,400 TIME WARNER CABLE INC COMMON STOCK Cmn 88732J957 5,696 132,200 Sh Put Shared-defined 1 132,200 TIME WARNER CABLE INC COMMON STOCK Cmn 88732J907 1,775 41,200 Sh Call Shared-defined 2 41,200 TIME WARNER CABLE INC COMMON STOCK Cmn 88732J957 1,090 25,300 Sh Put Shared-defined 2 25,300 TIME WARNER CABLE INC COMMON STOCK Cmn 88732J207 400 9,280 Sh Shared-defined 1 9,280 TIME WARNER CABLE INC COMMON STOCK Cmn 88732J207 447 10,367 Sh Shared-defined 2 10,367 TIME WARNER INC CMN STK Cmn 887317303 54,093 1,879,548 Sh Shared-defined 2 1,879,548 TIME WARNER INC CMN STK Cmn 887317903 6,660 231,400 Sh Call Shared-defined 1 231,400 TIME WARNER INC CMN STK Cmn 887317953 4,901 170,300 Sh Put Shared-defined 1 170,300 COLUMN TOTALS 78,624
FORM 13F Page 564 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ TIME WARNER INC CMN STK Cmn 887317903 5,198 180,600 Sh Call Shared-defined 2 180,600 TIME WARNER INC CMN STK Cmn 887317953 2,544 88,400 Sh Put Shared-defined 2 88,400 TIME WARNER TELECOM 2.375% CB 4/1/26-REGISTERED Bond 887319AC5 101,034 103,753,000 Prn Shared-defined 2 N/A TIMKEN CO Cmn 887389104 22 949 Sh Shared-defined 1 949 TIMKEN CO Cmn 887389904 340 14,500 Sh Call Shared-defined 1 14,500 TIMKEN CO Cmn 887389954 530 22,600 Sh Put Shared-defined 1 22,600 TIMKEN CO Cmn 887389104 508 21,700 Sh Shared-defined 2 21,700 TITAN INTERNATIONAL INC COMMON STOCK Cmn 88830M102 120 13,513 Sh Shared-defined 2 13,513 TITAN INTERNATIONAL INC COMMON STOCK Cmn 88830M902 170 19,100 Sh Call Shared-defined 1 19,100 TITAN INTERNATIONAL INC COMMON STOCK Cmn 88830M952 36 4,100 Sh Put Shared-defined 1 4,100 TITAN MACHINERY INC Cmn 88830R101 137 10,971 Sh Shared-defined 1 10,971 TITAN MACHINERY INC Cmn 88830R901 275 22,000 Sh Call Shared-defined 1 22,000 TITAN MACHINERY INC Cmn 88830R951 247 19,700 Sh Put Shared-defined 1 19,700 TITAN MACHINERY INC Cmn 88830R101 84 6,723 Sh Shared-defined 2 6,723 COLUMN TOTALS 111,245
FORM 13F Page 565 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ TITAN MACHINERY INC Cmn 88830R901 4 300 Sh Call Shared-defined 2 300 TITANIUM METALS CORP CMN STOCK Cmn 888339907 583 60,800 Sh Call Shared-defined 1 60,800 TITANIUM METALS CORP CMN STOCK Cmn 888339957 1,575 164,200 Sh Put Shared-defined 1 164,200 TITANIUM METALS CORP CMN STOCK Cmn 888339907 371 38,700 Sh Call Shared-defined 2 38,700 TITANIUM METALS CORP CMN STOCK Cmn 888339957 363 37,800 Sh Put Shared-defined 2 37,800 TITANIUM METALS CORP CMN STOCK Cmn 888339207 2,009 209,498 Sh Shared-defined 1 209,498 TITANIUM METALS CORP CMN STOCK Cmn 888339207 1,277 133,201 Sh Shared-defined 2 133,201 TIVO INC CMN STOCK Cmn 888706908 1,061 102,400 Sh Call Shared-defined 1 102,400 TIVO INC CMN STOCK Cmn 888706958 931 89,900 Sh Put Shared-defined 1 89,900 TIVO INC CMN STOCK Cmn 888706908 806 77,800 Sh Call Shared-defined 2 77,800 TIVO INC CMN STOCK Cmn 888706958 6 600 Sh Put Shared-defined 2 600 TIVO INC CMN STOCK Cmn 888706108 433 41,787 Sh Shared-defined 1 41,787 TIVO INC CMN STOCK Cmn 888706108 24 2,291 Sh Shared-defined 2 2,291 TJX COMPANIES INC Cmn 872540909 3,239 87,200 Sh Call Shared-defined 1 87,200 COLUMN TOTALS 12,682
FORM 13F Page 566 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ TJX COMPANIES INC Cmn 872540959 2,623 70,600 Sh Put Shared-defined 1 70,600 TJX COMPANIES INC Cmn 872540109 7,274 195,789 Sh Shared-defined 2 195,789 TJX COMPANIES INC Cmn 872540909 342 9,200 Sh Call Shared-defined 2 9,200 TJX COMPANIES INC Cmn 872540959 1,174 31,600 Sh Put Shared-defined 2 31,600 TLC VISION CORP Cmn 872549100 4 13,670 Sh Shared-defined 1 13,670 TLC VISION CORP Cmn 872549900 - 100 Sh Call Shared-defined 1 100 TOLL BROTHERS COMMON STOCK Cmn 889478103 1,776 90,912 Sh Shared-defined 1 90,912 TOLL BROTHERS COMMON STOCK Cmn 889478103 6,182 316,359 Sh Shared-defined 2 316,359 TOLL BROTHERS COMMON STOCK Cmn 889478903 4,869 249,200 Sh Call Shared-defined 1 249,200 TOLL BROTHERS COMMON STOCK Cmn 889478953 7,714 394,800 Sh Put Shared-defined 1 394,800 TOLL BROTHERS COMMON STOCK Cmn 889478903 2,532 129,600 Sh Call Shared-defined 2 129,600 TOLL BROTHERS COMMON STOCK Cmn 889478953 3,627 185,600 Sh Put Shared-defined 2 185,600 TOOTSIE ROLL INDS INC Cmn 890516107 230 9,672 Sh Shared-defined 2 9,672 TORCHMARK CORP Cmn 891027904 2,445 56,300 Sh Call Shared-defined 1 56,300 COLUMN TOTALS 40,792
FORM 13F Page 567 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ TORCHMARK CORP Cmn 891027954 973 22,400 Sh Put Shared-defined 1 22,400 TORCHMARK CORP Cmn 891027904 795 18,300 Sh Call Shared-defined 2 18,300 TORCHMARK CORP Cmn 891027954 812 18,700 Sh Put Shared-defined 2 18,700 TOREADOR RESOURCES CORP CMN STK Cmn 891050906 118 11,800 Sh Call Shared-defined 1 11,800 TOREADOR RESOURCES CORP CMN STK Cmn 891050956 166 16,600 Sh Put Shared-defined 1 16,600 TOREADOR RESOURCES CORP CMN STK Cmn 891050106 106 10,590 Sh Shared-defined 1 10,590 TOREADOR RESOURCES CORP CMN STK Cmn 891050106 2 173 Sh Shared-defined 2 173 TORO CO CMN STK Cmn 891092908 1,289 32,400 Sh Call Shared-defined 1 32,400 TORO CO CMN STK Cmn 891092958 386 9,700 Sh Put Shared-defined 1 9,700 TORO CO CMN STK Cmn 891092908 87 2,200 Sh Call Shared-defined 2 2,200 TORO CO CMN STK Cmn 891092958 282 7,100 Sh Put Shared-defined 2 7,100 TORO CO CMN STK Cmn 891092108 15 382 Sh Shared-defined 1 382 TORO CO CMN STK Cmn 891092108 326 8,202 Sh Shared-defined 2 8,202 TORONTO-DOMINION BANK COMMON STOCK Cmn 891160909 4,337 67,300 Sh Call Shared-defined 1 67,300 COLUMN TOTALS 9,694
FORM 13F Page 568 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ TORONTO-DOMINION BANK COMMON STOCK Cmn 891160959 4,325 67,100 Sh Put Shared-defined 1 67,100 TORONTO-DOMINION BANK COMMON STOCK Cmn 891160909 1,708 26,500 Sh Call Shared-defined 2 26,500 TORONTO-DOMINION BANK COMMON STOCK Cmn 891160959 3,719 57,700 Sh Put Shared-defined 2 57,700 TORONTO-DOMINION BANK COMMON STOCK Cmn 891160509 433 6,711 Sh Shared-defined 1 6,711 TORONTO-DOMINION BANK COMMON STOCK Cmn 891160509 908 14,093 Sh Shared-defined 2 14,093 TOTAL FINA ELF SA - SPONS ADR Depository 1:1 Receipt 89151E109 18 305 Sh Shared-defined 1 N/A TOTAL FINA ELF SA - SPONS ADR Depository 1:1 Receipt 89151E109 516 8,699 Sh Shared-defined 2 N/A TOTAL SYSTEM SERVICES INC CMN STK Cmn 891906909 264 16,400 Sh Call Shared-defined 1 16,400 TOTAL SYSTEM SERVICES INC CMN STK Cmn 891906959 47 2,900 Sh Put Shared-defined 1 2,900 TOTAL SYSTEM SERVICES INC CMN STK Cmn 891906109 60 3,748 Sh Shared-defined 1 3,748 TOTAL SYSTEM SERVICES INC CMN STK Cmn 891906109 32 2,000 Sh Shared-defined 2 2,000 TOWER GROUP INC COMMON STOCK Cmn 891777904 405 16,600 Sh Call Shared-defined 1 16,600 TOWER GROUP INC COMMON STOCK Cmn 891777954 229 9,400 Sh Put Shared-defined 1 9,400 TOWER GROUP INC COMMON STOCK Cmn 891777104 49 2,000 Sh Shared-defined 2 2,000 COLUMN TOTALS 12,713
FORM 13F Page 569 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ TOYOTA MOTOR ADR 1:2 Depository Receipt 892331307 5,843 74,362 Sh Shared-defined 1 N/A TOYOTA MOTOR ADR 1:2 Depository Receipt 892331307 1,862 23,697 Sh Shared-defined 2 N/A TRACTOR SUPPLY CO Cmn 892356906 4,193 86,600 Sh Call Shared-defined 1 86,600 TRACTOR SUPPLY CO Cmn 892356956 2,358 48,700 Sh Put Shared-defined 1 48,700 TRACTOR SUPPLY CO Cmn 892356906 5 100 Sh Call Shared-defined 2 100 TRACTOR SUPPLY CO Cmn 892356956 24 500 Sh Put Shared-defined 2 500 TRADESTATION GROUP INC CMN STOCK Cmn 89267P905 249 30,500 Sh Call Shared-defined 1 30,500 TRADESTATION GROUP INC CMN STOCK Cmn 89267P955 108 13,300 Sh Put Shared-defined 1 13,300 TRADESTATION GROUP INC CMN STOCK Cmn 89267P105 46 5,590 Sh Shared-defined 2 5,590 TRANSATLANTIC HOLDINGS INC CMN STK Cmn 893521104 61 1,214 Sh Shared-defined 1 1,214 TRANSATLANTIC HOLDINGS INC CMN STK Cmn 893521104 25,177 501,832 Sh Shared-defined 2 501,832 TRANSDIGM GROUP INC CMN STK Cmn 893641900 1,753 35,200 Sh Call Shared-defined 1 35,200 TRANSDIGM GROUP INC CMN STK Cmn 893641950 1,669 33,500 Sh Put Shared-defined 1 33,500 TRANSDIGM GROUP INC CMN STK Cmn 893641100 12 246 Sh Shared-defined 1 246 COLUMN TOTALS 43,360
FORM 13F Page 570 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ TRANSDIGM GROUP INC CMN STK Cmn 893641100 125 2,512 Sh Shared-defined 2 2,512 TRANSGLOBE ENERGY CORP CMN STOCK Cmn 893662906 10 2,700 Sh Call Shared-defined 1 2,700 TRANSGLOBE ENERGY CORP CMN STOCK Cmn 893662956 59 16,500 Sh Put Shared-defined 1 16,500 TRANSGLOBE ENERGY CORP CMN STOCK Cmn 893662106 59 16,463 Sh Shared-defined 1 16,463 TRANSGLOBE ENERGY CORP CMN STOCK Cmn 893662106 16 4,400 Sh Shared-defined 2 4,400 TRANSOCEAN 1.5% CB 12/15/37 - SERIES B - REGISTERE Bond 893830AV1 106,925 110,000,000 Prn Shared-defined 2 N/A TRANSOCEAN 1.5% CB 12/15/37 - SERIES C - REGISTERE Bond 893830AW9 7,393 7,749,000 Prn Shared-defined 2 N/A TRANSOCEAN LTD Cmn H8817H900 46,836 547,600 Sh Call Shared-defined 1 547,600 TRANSOCEAN LTD Cmn H8817H950 40,781 476,800 Sh Put Shared-defined 1 476,800 TRANSOCEAN LTD Cmn H8817H900 26,668 311,800 Sh Call Shared-defined 2 311,800 TRANSOCEAN LTD Cmn H8817H950 31,638 369,900 Sh Put Shared-defined 2 369,900 TRANSOCEAN LTD Cmn H8817H100 24,937 291,563 Sh Shared-defined 2 291,563 TRAVELERS COS INC/THE CMN STK Cmn 89417E109 32,741 665,057 Sh Shared-defined 2 665,057 TREDEGAR INDUSTRIES INC CMN STK Cmn 894650100 1 68 Sh Shared-defined 1 68 COLUMN TOTALS 318,189
FORM 13F Page 571 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ TREDEGAR INDUSTRIES INC CMN STK Cmn 894650100 292 20,153 Sh Shared-defined 2 20,153 TREE.COM INC Cmn 894675107 52 6,948 Sh Shared-defined 1 6,948 TREE.COM INC Cmn 894675907 31 4,100 Sh Call Shared-defined 1 4,100 TREE.COM INC Cmn 894675957 125 16,600 Sh Put Shared-defined 1 16,600 TREE.COM INC Cmn 894675107 5 624 Sh Shared-defined 2 624 TREX INC CMN STOCK Cmn 89531P905 1,016 55,800 Sh Call Shared-defined 1 55,800 TREX INC CMN STOCK Cmn 89531P955 155 8,500 Sh Put Shared-defined 1 8,500 TREX INC CMN STOCK Cmn 89531P105 7 402 Sh Shared-defined 1 402 TREX INC CMN STOCK Cmn 89531P105 26 1,447 Sh Shared-defined 2 1,447 TRICO MARINE SERVICES INC COMMON STOCK Cmn 896106900 208 26,900 Sh Call Shared-defined 1 26,900 TRICO MARINE SERVICES INC COMMON STOCK Cmn 896106950 137 17,700 Sh Put Shared-defined 1 17,700 TRICO MARINE SERVICES INC COMMON STOCK Cmn 896106200 86 11,171 Sh Shared-defined 1 11,171 TRICO MARINE SERVICES INC COMMON STOCK Cmn 896106200 165 21,344 Sh Shared-defined 2 21,344 TRIDENT MICROSYSTEMS INC CMN STK Cmn 895919908 184 71,000 Sh Call Shared-defined 1 71,000 COLUMN TOTALS 2,489
FORM 13F Page 572 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ TRIDENT MICROSYSTEMS INC CMN STK Cmn 895919958 6 2,500 Sh Put Shared-defined 1 2,500 TRIDENT MICROSYSTEMS INC CMN STK Cmn 895919108 8 3,098 Sh Shared-defined 1 3,098 TRIDENT MICROSYSTEMS INC CMN STK Cmn 895919108 62 23,870 Sh Shared-defined 2 23,870 TRIMBLE NAVIGATION LTD CMN STK Cmn 896239900 997 41,700 Sh Call Shared-defined 1 41,700 TRIMBLE NAVIGATION LTD CMN STK Cmn 896239950 870 36,400 Sh Put Shared-defined 1 36,400 TRIMBLE NAVIGATION LTD CMN STK Cmn 896239100 127 5,321 Sh Shared-defined 1 5,321 TRIMBLE NAVIGATION LTD CMN STK Cmn 896239100 242 10,119 Sh Shared-defined 2 10,119 TRIMERIS INC CMN STOCK Cmn 896263900 8 3,400 Sh Call Shared-defined 1 3,400 TRIMERIS INC CMN STOCK Cmn 896263950 15 6,300 Sh Put Shared-defined 1 6,300 TRIMERIS INC CMN STOCK Cmn 896263100 19 7,848 Sh Shared-defined 1 7,848 TRIMERIS INC CMN STOCK Cmn 896263100 2 954 Sh Shared-defined 2 954 TRINA SOLAR LTD DEPOSITORY Depository RECEIPT Receipt 89628E104 2,094 65,085 Sh Shared-defined 1 N/A TRINA SOLAR LTD DEPOSITORY Depository RECEIPT Receipt 89628E104 27,023 840,011 Sh Shared-defined 2 N/A TRINITY INDUSTRIES CMN STK Cmn 896522109 1,400 81,440 Sh Shared-defined 1 81,440 COLUMN TOTALS 32,873
FORM 13F Page 573 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ TRINITY INDUSTRIES CMN STK Cmn 896522109 59,227 3,445,428 Sh Shared-defined 2 3,445,428 TRINITY INDUSTRIES CMN STK Cmn 896522909 1,085 63,100 Sh Call Shared-defined 1 63,100 TRINITY INDUSTRIES CMN STK Cmn 896522959 1,951 113,500 Sh Put Shared-defined 1 113,500 TRINITY INDUSTRIES CMN STK Cmn 896522909 523 30,400 Sh Call Shared-defined 2 30,400 TRINITY INDUSTRIES CMN STK Cmn 896522959 1,320 76,800 Sh Put Shared-defined 2 76,800 TRIQUINT SEMICONDUCTOR INC CMN STK Cmn 89674K903 224 29,000 Sh Call Shared-defined 1 29,000 TRIQUINT SEMICONDUCTOR INC CMN STK Cmn 89674K953 63 8,200 Sh Put Shared-defined 1 8,200 TRIQUINT SEMICONDUCTOR INC CMN STK Cmn 89674K103 1,006 130,301 Sh Shared-defined 2 130,301 TRIUMPH GROUP INC 2.625% 10/1/2026 - REGISTERED Bond 896818AB7 27,146 25,000,000 Prn Shared-defined 2 N/A TRIUMPH GROUP INC NEW CMN STOCK Cmn 896818901 662 13,800 Sh Call Shared-defined 1 13,800 TRIUMPH GROUP INC NEW CMN STOCK Cmn 896818951 542 11,300 Sh Put Shared-defined 1 11,300 TRIUMPH GROUP INC NEW CMN STOCK Cmn 896818101 142 2,957 Sh Shared-defined 1 2,957 TRIUMPH GROUP INC NEW CMN STOCK Cmn 896818101 99 2,057 Sh Shared-defined 2 2,057 TRUE RELIGION APPAREL INC COMMON STOCK Cmn 89784N904 863 33,300 Sh Call Shared-defined 1 33,300 COLUMN TOTALS 94,853
FORM 13F Page 574 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ TRUE RELIGION APPAREL INC COMMON STOCK Cmn 89784N954 970 37,400 Sh Put Shared-defined 1 37,400 TRUE RELIGION APPAREL INC COMMON STOCK Cmn 89784N104 545 21,036 Sh Shared-defined 1 21,036 TRUE RELIGION APPAREL INC COMMON STOCK Cmn 89784N104 12 463 Sh Shared-defined 2 463 TRUEBLUE INC Cmn 89785X101 8 553 Sh Shared-defined 1 553 TRUEBLUE INC Cmn 89785X901 158 11,200 Sh Call Shared-defined 1 11,200 TRUEBLUE INC Cmn 89785X951 125 8,900 Sh Put Shared-defined 1 8,900 TRUEBLUE INC Cmn 89785X101 413 29,381 Sh Shared-defined 2 29,381 TRUEBLUE INC Cmn 89785X951 17 1,200 Sh Put Shared-defined 2 1,200 TRUSTMARK CORP CMN STK Cmn 898402102 30 1,570 Sh Shared-defined 1 1,570 TRUSTMARK CORP CMN STK Cmn 898402102 973 51,100 Sh Shared-defined 2 51,100 TRW AUTOMOTIVE HOLDINGS CORP COMMON STOCK Cmn 87264S906 524 31,300 Sh Call Shared-defined 1 31,300 TRW AUTOMOTIVE HOLDINGS CORP COMMON STOCK Cmn 87264S956 162 9,700 Sh Put Shared-defined 1 9,700 TRW AUTOMOTIVE HOLDINGS CORP COMMON STOCK Cmn 87264S106 1,857 110,891 Sh Shared-defined 2 110,891 TSAKOS ENERGY NAVIGATION LTD Cmn G9108L908 552 35,300 Sh Call Shared-defined 1 35,300 COLUMN TOTALS 6,346
FORM 13F Page 575 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ TSAKOS ENERGY NAVIGATION LTD Cmn G9108L958 534 34,100 Sh Put Shared-defined 1 34,100 TTM TECHNOLOGIES Cmn 87305R109 121 10,557 Sh Shared-defined 2 10,557 TUPPERWARE BRANDS CORP CMN STK Cmn 899896904 1,333 33,400 Sh Call Shared-defined 1 33,400 TUPPERWARE BRANDS CORP CMN STK Cmn 899896954 2,579 64,600 Sh Put Shared-defined 1 64,600 TUPPERWARE BRANDS CORP CMN STK Cmn 899896104 645 16,162 Sh Shared-defined 1 16,162 TUPPERWARE BRANDS CORP CMN STK Cmn 899896104 389 9,734 Sh Shared-defined 2 9,734 TUTOR PERINI CORP Cmn 901109908 728 34,200 Sh Call Shared-defined 1 34,200 TUTOR PERINI CORP Cmn 901109958 375 17,600 Sh Put Shared-defined 1 17,600 TUTOR PERINI CORP Cmn 901109908 151 7,100 Sh Call Shared-defined 2 7,100 TUTOR PERINI CORP Cmn 901109958 217 10,200 Sh Put Shared-defined 2 10,200 TW TELECOM INC CMN STK Cmn 87311L904 188 14,000 Sh Call Shared-defined 1 14,000 TW TELECOM INC CMN STK Cmn 87311L954 132 9,800 Sh Put Shared-defined 1 9,800 TW TELECOM INC CMN STK Cmn 87311L104 233 17,325 Sh Shared-defined 1 17,325 TW TELECOM INC CMN STK Cmn 87311L104 40,528 3,013,206 Sh Shared-defined 2 3,013,206 COLUMN TOTALS 48,153
FORM 13F Page 576 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ TWEEN BRANDS INC Cmn 901166908 213 25,400 Sh Call Shared-defined 1 25,400 TWEEN BRANDS INC Cmn 901166958 68 8,100 Sh Put Shared-defined 1 8,100 TYCO ELECTRONICS LTD Cmn H8912P106 54 2,416 Sh Shared-defined 1 2,416 TYCO ELECTRONICS LTD Cmn H8912P906 731 32,800 Sh Call Shared-defined 1 32,800 TYCO ELECTRONICS LTD Cmn H8912P956 1,430 64,200 Sh Put Shared-defined 1 64,200 TYCO ELECTRONICS LTD Cmn H8912P106 23,370 1,048,932 Sh Shared-defined 2 1,048,932 TYCO INTERNATIONAL LIMITED COMMON STOCK Cmn H89128104 23,943 694,401 Sh Shared-defined 2 694,401 TYCO INTERNATIONAL LIMITED COMMON STOCK Cmn H89128904 7,520 218,100 Sh Call Shared-defined 1 218,100 TYCO INTERNATIONAL LIMITED COMMON STOCK Cmn H89128954 4,520 131,100 Sh Put Shared-defined 1 131,100 TYCO INTERNATIONAL LIMITED COMMON STOCK Cmn H89128904 6,520 189,100 Sh Call Shared-defined 2 189,100 TYCO INTERNATIONAL LIMITED COMMON STOCK Cmn H89128954 1,717 49,800 Sh Put Shared-defined 2 49,800 TYLER TECHNOLOGIES INC CMN STK Cmn 902252105 25 1,469 Sh Shared-defined 1 1,469 TYLER TECHNOLOGIES INC CMN STK Cmn 902252105 282 16,480 Sh Shared-defined 2 16,480 TYSON FOODS, INC. CLASS A COMMON STOCK Cmn 902494903 1,505 119,200 Sh Call Shared-defined 1 119,200 COLUMN TOTALS 71,898
FORM 13F Page 577 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ TYSON FOODS, INC. CLASS A COMMON STOCK Cmn 902494953 1,330 105,300 Sh Put Shared-defined 1 105,300 TYSON FOODS, INC. CLASS A COMMON STOCK Cmn 902494903 419 33,200 Sh Call Shared-defined 2 33,200 TYSON FOODS, INC. CLASS A COMMON STOCK Cmn 902494953 378 29,900 Sh Put Shared-defined 2 29,900 TYSON FOODS, INC. CLASS A COMMON STOCK Cmn 902494103 320 25,305 Sh Shared-defined 1 25,305 TYSON FOODS, INC. CLASS A COMMON STOCK Cmn 902494103 3,665 290,185 Sh Shared-defined 2 290,185 U S GLOBAL INVS INC CMN STOCK Cmn 902952900 366 29,700 Sh Call Shared-defined 1 29,700 U S GLOBAL INVS INC CMN STOCK Cmn 902952950 106 8,600 Sh Put Shared-defined 1 8,600 U S GLOBAL INVS INC CMN STOCK Cmn 902952100 16 1,259 Sh Shared-defined 1 1,259 U S GLOBAL INVS INC CMN STOCK Cmn 902952100 10 829 Sh Shared-defined 2 829 UAL CORP COMMON STOCK Cmn 902549807 825 89,487 Sh Shared-defined 1 89,487 UAL CORP COMMON STOCK Cmn 902549807 29,488 3,198,294 Sh Shared-defined 2 3,198,294 UAL CORP COMMON STOCK Cmn 902549907 6,270 680,000 Sh Call Shared-defined 1 680,000 UAL CORP COMMON STOCK Cmn 902549957 4,573 496,000 Sh Put Shared-defined 1 496,000 UAL CORP COMMON STOCK Cmn 902549907 3,406 369,400 Sh Call Shared-defined 2 369,400 COLUMN TOTALS 51,172
FORM 13F Page 578 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ UAL CORP COMMON STOCK Cmn 902549957 2,644 286,800 Sh Put Shared-defined 2 286,800 UBS AG - REG CMN STK Cmn H89231908 3,895 212,700 Sh Call Shared-defined 1 212,700 UBS AG - REG CMN STK Cmn H89231958 6,407 349,900 Sh Put Shared-defined 1 349,900 UBS AG - REG CMN STK Cmn H89231908 2,446 133,600 Sh Call Shared-defined 2 133,600 UBS AG - REG CMN STK Cmn H89231958 4,281 233,800 Sh Put Shared-defined 2 233,800 UBS AG - REG CMN STK Cmn H89231338 1,255 68,544 Sh Shared-defined 1 68,544 UBS AG - REG CMN STK Cmn H89231338 1,567 85,591 Sh Shared-defined 2 85,591 UCBH HOLDINGS INC Cmn 90262T308 21 26,351 Sh Shared-defined 1 26,351 UDR INC CMN STK Cmn 902653104 63 3,972 Sh Shared-defined 1 3,972 UDR INC CMN STK Cmn 902653104 16,847 1,070,318 Sh Shared-defined 2 1,070,318 UGI CORPORATION COMMON STOCK Cmn 902681905 118 4,700 Sh Call Shared-defined 1 4,700 UGI CORPORATION COMMON STOCK Cmn 902681955 702 28,000 Sh Put Shared-defined 1 28,000 UGI CORPORATION COMMON STOCK Cmn 902681105 85 3,382 Sh Shared-defined 1 3,382 UGI CORPORATION COMMON STOCK Cmn 902681105 6 235 Sh Shared-defined 2 235 COLUMN TOTALS 40,337
FORM 13F Page 579 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ UIL HOLDINGS CORPORATION CMN STK Cmn 902748102 7 268 Sh Shared-defined 1 268 UIL HOLDINGS CORPORATION CMN STK Cmn 902748102 200 7,566 Sh Shared-defined 2 7,566 ULTRA PETROLEUM CORP CMN STK Cmn 903914909 15,334 313,200 Sh Call Shared-defined 1 313,200 ULTRA PETROLEUM CORP CMN STK Cmn 903914959 11,711 239,200 Sh Put Shared-defined 1 239,200 ULTRA PETROLEUM CORP CMN STK Cmn 903914909 3,530 72,100 Sh Call Shared-defined 2 72,100 ULTRA PETROLEUM CORP CMN STK Cmn 903914959 7,613 155,500 Sh Put Shared-defined 2 155,500 ULTRA PETROLEUM CORP CMN STK Cmn 903914109 544 11,106 Sh Shared-defined 1 11,106 ULTRA PETROLEUM CORP CMN STK Cmn 903914109 14,103 288,056 Sh Shared-defined 2 288,056 ULTRATECH INC CMN STK Cmn 904034905 71 5,400 Sh Call Shared-defined 1 5,400 ULTRATECH INC CMN STK Cmn 904034955 46 3,500 Sh Put Shared-defined 1 3,500 ULTRATECH INC CMN STK Cmn 904034105 74 5,594 Sh Shared-defined 1 5,594 ULTRATECH INC CMN STK Cmn 904034105 121 9,171 Sh Shared-defined 2 9,171 ULURU INC COMMON STOCK Cmn 90403T100 6 26,960 Sh Shared-defined 1 26,960 UMB FINANCIAL CORP CMN STK Cmn 902788108 44 1,086 Sh Shared-defined 1 1,086 COLUMN TOTALS 53,404
FORM 13F Page 580 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ UMB FINANCIAL CORP CMN STK Cmn 902788108 7,513 185,783 Sh Shared-defined 2 185,783 UMPQUA HOLDINGS CORP CMN STOCK Cmn 904214103 46 4,379 Sh Shared-defined 1 4,379 UMPQUA HOLDINGS CORP CMN STOCK Cmn 904214103 518 48,830 Sh Shared-defined 2 48,830 UNDER ARMOUR INC COMMON STOCK Cmn 904311907 1,311 47,100 Sh Call Shared-defined 1 47,100 UNDER ARMOUR INC COMMON STOCK Cmn 904311957 2,585 92,900 Sh Put Shared-defined 1 92,900 UNDER ARMOUR INC COMMON STOCK Cmn 904311107 94 3,367 Sh Shared-defined 1 3,367 UNDER ARMOUR INC COMMON STOCK Cmn 904311107 216 7,760 Sh Shared-defined 2 7,760 UNION BANKSHARES CORP CMN STK Cmn 905399101 131 10,500 Sh Shared-defined 2 10,500 UNION PAC CORP Cmn 907818108 615 10,543 Sh Shared-defined 1 10,543 UNION PAC CORP Cmn 907818108 5,244 89,872 Sh Shared-defined 2 89,872 UNION PAC CORP Cmn 907818908 16,099 275,900 Sh Call Shared-defined 1 275,900 UNION PAC CORP Cmn 907818958 18,859 323,200 Sh Put Shared-defined 1 323,200 UNION PAC CORP Cmn 907818908 11,110 190,400 Sh Call Shared-defined 2 190,400 UNION PAC CORP Cmn 907818958 12,131 207,900 Sh Put Shared-defined 2 207,900 COLUMN TOTALS 76,472
FORM 13F Page 581 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ UNISYS CMN STOCK Cmn 909214108 236 88,554 Sh Shared-defined 1 88,554 UNISYS CMN STOCK Cmn 909214108 189 70,856 Sh Shared-defined 2 70,856 UNISYS CMN STOCK Cmn 909214908 86 32,100 Sh Call Shared-defined 1 32,100 UNISYS CMN STOCK Cmn 909214958 42 15,900 Sh Put Shared-defined 1 15,900 UNISYS CMN STOCK Cmn 909214908 1 200 Sh Call Shared-defined 2 200 UNIT CORP CMN STOCK Cmn 909218109 144 3,500 Sh Shared-defined 2 3,500 UNIT CORP CMN STOCK Cmn 909218909 2,054 49,800 Sh Call Shared-defined 1 49,800 UNIT CORP CMN STOCK Cmn 909218959 1,543 37,400 Sh Put Shared-defined 1 37,400 UNIT CORP CMN STOCK Cmn 909218909 1,196 29,000 Sh Call Shared-defined 2 29,000 UNIT CORP CMN STOCK Cmn 909218959 1,353 32,800 Sh Put Shared-defined 2 32,800 UNITED COMMUNITY BANKS/GA COMMON STOCK Cmn 90984P105 1,744 348,713 Sh Shared-defined 2 348,713 UNITED FIRE & CAS CO CMN STK Cmn 910331107 3 152 Sh Shared-defined 1 152 UNITED FIRE & CAS CO CMN STK Cmn 910331107 246 13,754 Sh Shared-defined 2 13,754 UNITED NAT FOODS INC CMN STOCK Cmn 911163903 194 8,100 Sh Call Shared-defined 1 8,100 COLUMN TOTALS 9,031
FORM 13F Page 582 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ UNITED NAT FOODS INC CMN STOCK Cmn 911163953 313 13,100 Sh Put Shared-defined 1 13,100 UNITED NAT FOODS INC CMN STOCK Cmn 911163103 5 211 Sh Shared-defined 1 211 UNITED ONLINE INC CMN STK Cmn 911268900 64 8,000 Sh Call Shared-defined 1 8,000 UNITED ONLINE INC CMN STK Cmn 911268950 111 13,800 Sh Put Shared-defined 1 13,800 UNITED ONLINE INC CMN STK Cmn 911268100 88 10,986 Sh Shared-defined 1 10,986 UNITED ONLINE INC CMN STK Cmn 911268100 13 1,576 Sh Shared-defined 2 1,576 UNITED PARCEL SERVICE CMN STOCK - - CLASS B Cmn 911312106 153 2,713 Sh Shared-defined 1 2,713 UNITED PARCEL SERVICE CMN STOCK - - CLASS B Cmn 911312106 4,357 77,151 Sh Shared-defined 2 77,151 UNITED PARCEL SERVICE CMN STOCK - - CLASS B Cmn 911312906 52,816 935,300 Sh Call Shared-defined 1 935,300 UNITED PARCEL SERVICE CMN STOCK - - CLASS B Cmn 911312956 14,027 248,400 Sh Put Shared-defined 1 248,400 UNITED PARCEL SERVICE CMN STOCK - - CLASS B Cmn 911312906 12,277 217,400 Sh Call Shared-defined 2 217,400 UNITED PARCEL SERVICE CMN STOCK - - CLASS B Cmn 911312956 4,721 83,600 Sh Put Shared-defined 2 83,600 UNITED RENTALS INC CMN STOCK Cmn 911363109 171 16,619 Sh Shared-defined 1 16,619 UNITED RENTALS INC CMN STOCK Cmn 911363109 326 31,606 Sh Shared-defined 2 31,606 COLUMN TOTALS 89,442
FORM 13F Page 583 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ UNITED RENTALS INC CMN STOCK Cmn 911363909 198 19,200 Sh Call Shared-defined 1 19,200 UNITED RENTALS INC CMN STOCK Cmn 911363959 175 17,000 Sh Put Shared-defined 1 17,000 UNITED STATES STEEL CORPORATION CMN STOCK Cmn 912909908 30,243 681,600 Sh Call Shared-defined 1 681,600 UNITED STATES STEEL CORPORATION CMN STOCK Cmn 912909958 43,212 973,900 Sh Put Shared-defined 1 973,900 UNITED STATES STEEL CORPORATION CMN STOCK Cmn 912909908 18,249 411,300 Sh Call Shared-defined 2 411,300 UNITED STATES STEEL CORPORATION CMN STOCK Cmn 912909958 35,620 802,800 Sh Put Shared-defined 2 802,800 UNITED STATES STEEL CORPORATION CMN STOCK Cmn 912909108 7,273 163,928 Sh Shared-defined 1 163,928 UNITED STATES STEEL CORPORATION CMN STOCK Cmn 912909108 13,022 293,489 Sh Shared-defined 2 293,489 UNITED TECHNOLOGIES CORP Cmn 913017109 1,902 31,223 Sh Shared-defined 1 31,223 UNITED TECHNOLOGIES CORP Cmn 913017109 25,540 419,176 Sh Shared-defined 2 419,176 UNITED TECHNOLOGIES CORP Cmn 913017909 23,214 381,000 Sh Call Shared-defined 1 381,000 UNITED TECHNOLOGIES CORP Cmn 913017959 26,151 429,200 Sh Put Shared-defined 1 429,200 UNITED TECHNOLOGIES CORP Cmn 913017909 11,193 183,700 Sh Call Shared-defined 2 183,700 UNITED TECHNOLOGIES CORP Cmn 913017959 7,708 126,500 Sh Put Shared-defined 2 126,500 COLUMN TOTALS 243,700
FORM 13F Page 584 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ UNITED THERAPEUTICS CORP CMN STK Cmn 91307C902 12,443 254,000 Sh Call Shared-defined 1 254,000 UNITED THERAPEUTICS CORP CMN STK Cmn 91307C952 10,827 221,000 Sh Put Shared-defined 1 221,000 UNITED THERAPEUTICS CORP 0.5% 10/15/2011 - REGISTE Bond 91307CAD4 97,980 71,529,000 Prn Shared-defined 2 N/A UNITED THERAPEUTICS CORP CMN STK Cmn 91307C102 920 18,776 Sh Shared-defined 2 18,776 UNITEDHEALTH GROUP INC Cmn 91324P102 6,704 267,737 Sh Shared-defined 1 267,737 UNITEDHEALTH GROUP INC Cmn 91324P902 16,622 663,800 Sh Call Shared-defined 1 663,800 UNITEDHEALTH GROUP INC Cmn 91324P952 14,651 585,100 Sh Put Shared-defined 1 585,100 UNITEDHEALTH GROUP INC Cmn 91324P102 6,088 243,115 Sh Shared-defined 2 243,115 UNITEDHEALTH GROUP INC Cmn 91324P902 8,298 331,400 Sh Call Shared-defined 2 331,400 UNITEDHEALTH GROUP INC Cmn 91324P952 11,992 478,900 Sh Put Shared-defined 2 478,900 UNITRIN INC CMN STK Cmn 913275103 18 948 Sh Shared-defined 1 948 UNITRIN INC CMN STK Cmn 913275103 2,326 119,350 Sh Shared-defined 2 119,350 UNIVERSAL CORP VA Cmn 913456109 62 1,474 Sh Shared-defined 1 1,474 UNIVERSAL CORP VA Cmn 913456909 1,773 42,400 Sh Call Shared-defined 1 42,400 COLUMN TOTALS 190,704
FORM 13F Page 585 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ UNIVERSAL CORP VA Cmn 913456959 1,083 25,900 Sh Put Shared-defined 1 25,900 UNIVERSAL CORP VA Cmn 913456109 1,158 27,700 Sh Shared-defined 2 27,700 UNIVERSAL DISPLAY CORP CMN STOCK Cmn 91347P905 152 12,700 Sh Call Shared-defined 1 12,700 UNIVERSAL DISPLAY CORP CMN STOCK Cmn 91347P955 178 14,900 Sh Put Shared-defined 1 14,900 UNIVERSAL DISPLAY CORP CMN STOCK Cmn 91347P105 37 3,124 Sh Shared-defined 1 3,124 UNIVERSAL DISPLAY CORP CMN STOCK Cmn 91347P105 5 404 Sh Shared-defined 2 404 UNIVERSAL FOREST PRODS INC CMN STK Cmn 913543104 281 7,132 Sh Shared-defined 1 7,132 UNIVERSAL FOREST PRODS INC CMN STK Cmn 913543104 146 3,701 Sh Shared-defined 2 3,701 UNIVERSAL HEALTH SERVICES COMMON STOCK Cmn 913903100 12,179 196,665 Sh Shared-defined 2 196,665 UNIVERSAL HEALTH SERVICES COMMON STOCK Cmn 913903900 2,192 35,400 Sh Call Shared-defined 1 35,400 UNIVERSAL HEALTH SERVICES COMMON STOCK Cmn 913903950 1,424 23,000 Sh Put Shared-defined 1 23,000 UNIVERSAL TRAVEL GROUP COMMON STOCK Cmn 91388Q902 285 22,100 Sh Call Shared-defined 1 22,100 UNIVERSAL TRAVEL GROUP COMMON STOCK Cmn 91388Q952 270 20,900 Sh Put Shared-defined 1 20,900 UNIVERSAL TRAVEL GROUP COMMON STOCK Cmn 91388Q202 24 1,853 Sh Shared-defined 1 1,853 COLUMN TOTALS 19,414
FORM 13F Page 586 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ UNUM GROUP CMN STK Cmn 91529Y906 1,456 67,900 Sh Call Shared-defined 1 67,900 UNUM GROUP CMN STK Cmn 91529Y956 1,960 91,400 Sh Put Shared-defined 1 91,400 UNUM GROUP CMN STK Cmn 91529Y906 2,391 111,500 Sh Call Shared-defined 2 111,500 UNUM GROUP CMN STK Cmn 91529Y956 1,501 70,000 Sh Put Shared-defined 2 70,000 UNUM GROUP CMN STK Cmn 91529Y106 5 228 Sh Shared-defined 1 228 UNUM GROUP CMN STK Cmn 91529Y106 8,668 404,269 Sh Shared-defined 2 404,269 URBAN OUTFITTERS INC CMN STK Cmn 917047902 7,512 249,000 Sh Call Shared-defined 1 249,000 URBAN OUTFITTERS INC CMN STK Cmn 917047952 12,883 427,000 Sh Put Shared-defined 1 427,000 URBAN OUTFITTERS INC CMN STK Cmn 917047902 3,985 132,100 Sh Call Shared-defined 2 132,100 URBAN OUTFITTERS INC CMN STK Cmn 917047952 4,918 163,000 Sh Put Shared-defined 2 163,000 URBAN OUTFITTERS INC CMN STK Cmn 917047102 2,877 95,356 Sh Shared-defined 1 95,356 URBAN OUTFITTERS INC CMN STK Cmn 917047102 843 27,954 Sh Shared-defined 2 27,954 URS CORP CMN STK Cmn 903236107 909 20,830 Sh Shared-defined 1 20,830 URS CORP CMN STK Cmn 903236107 2,654 60,795 Sh Shared-defined 2 60,795 COLUMN TOTALS 52,562
FORM 13F Page 587 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ URS CORP CMN STK Cmn 903236907 1,846 42,300 Sh Call Shared-defined 1 42,300 URS CORP CMN STK Cmn 903236957 2,527 57,900 Sh Put Shared-defined 1 57,900 URS CORP CMN STK Cmn 903236907 201 4,600 Sh Call Shared-defined 2 4,600 URS CORP CMN STK Cmn 903236957 1,519 34,800 Sh Put Shared-defined 2 34,800 US AIRWAYS GRP Cmn 90341W908 2,385 507,500 Sh Call Shared-defined 1 507,500 US AIRWAYS GRP Cmn 90341W958 1,089 231,600 Sh Put Shared-defined 1 231,600 US AIRWAYS GRP Cmn 90341W908 789 167,900 Sh Call Shared-defined 2 167,900 US AIRWAYS GRP Cmn 90341W958 1,204 256,100 Sh Put Shared-defined 2 256,100 US AIRWAYS GRP Cmn 90341W108 440 93,652 Sh Shared-defined 1 93,652 US AIRWAYS GRP Cmn 90341W108 7,631 1,623,617 Sh Shared-defined 2 1,623,617 US BANCORP CMN STK Cmn 902973904 14,436 660,400 Sh Call Shared-defined 1 660,400 US BANCORP CMN STK Cmn 902973954 11,538 527,800 Sh Put Shared-defined 1 527,800 US BANCORP CMN STK Cmn 902973904 5,557 254,200 Sh Call Shared-defined 2 254,200 US BANCORP CMN STK Cmn 902973954 3,321 151,900 Sh Put Shared-defined 2 151,900 COLUMN TOTALS 54,483
FORM 13F Page 588 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ US BANCORP CMN STK Cmn 902973304 1,841 84,238 Sh Shared-defined 1 84,238 US BANCORP CMN STK Cmn 902973304 57,177 2,615,596 Sh Shared-defined 2 2,615,596 US CELLULAR CORP CMN STK Cmn 911684108 1 36 Sh Shared-defined 1 36 US CELLULAR CORP CMN STK Cmn 911684108 805 20,600 Sh Shared-defined 2 20,600 US MOBILITY INC COMMON STOCK Cmn 90341G103 10 760 Sh Shared-defined 1 760 US MOBILITY INC COMMON STOCK Cmn 90341G103 169 13,099 Sh Shared-defined 2 13,099 USEC INC Cmn 90333E908 1,820 388,000 Sh Call Shared-defined 1 388,000 USEC INC Cmn 90333E958 359 76,500 Sh Put Shared-defined 1 76,500 USEC INC Cmn 90333E908 859 183,200 Sh Call Shared-defined 2 183,200 USEC INC Cmn 90333E958 151 32,100 Sh Put Shared-defined 2 32,100 USEC INC 3% CB 10/1/2014 - -REGISTERED Bond 90333EAC2 21,092 30,500,000 Prn Shared-defined 2 N/A USG CORPORATION Cmn 903293405 2,965 172,566 Sh Shared-defined 1 172,566 USG CORPORATION Cmn 903293905 1,907 111,000 Sh Call Shared-defined 1 111,000 USG CORPORATION Cmn 903293955 4,386 255,300 Sh Put Shared-defined 1 255,300 COLUMN TOTALS 93,542
FORM 13F Page 589 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ USG CORPORATION Cmn 903293405 1,164 67,727 Sh Shared-defined 2 67,727 USG CORPORATION Cmn 903293905 1,629 94,800 Sh Call Shared-defined 2 94,800 USG CORPORATION Cmn 903293955 2,397 139,500 Sh Put Shared-defined 2 139,500 U-STORE-IT TRUST COMMON STOCK Cmn 91274F104 24 3,788 Sh Shared-defined 1 3,788 U-STORE-IT TRUST COMMON STOCK Cmn 91274F104 122 19,526 Sh Shared-defined 2 19,526 UTI WORLDWIDE(IPO) CMN STOCK Cmn G87210903 100 6,900 Sh Call Shared-defined 1 6,900 UTI WORLDWIDE(IPO) CMN STOCK Cmn G87210953 197 13,600 Sh Put Shared-defined 1 13,600 UTI WORLDWIDE(IPO) CMN STOCK Cmn G87210103 48 3,315 Sh Shared-defined 1 3,315 UTSTARCOM INC CMN STOCK Cmn 918076900 22 10,400 Sh Call Shared-defined 1 10,400 UTSTARCOM INC CMN STOCK Cmn 918076950 75 35,700 Sh Put Shared-defined 1 35,700 UTSTARCOM INC CMN STOCK Cmn 918076100 64 30,685 Sh Shared-defined 1 30,685 UTSTARCOM INC CMN STOCK Cmn 918076100 17 8,038 Sh Shared-defined 2 8,038 V F CORP Cmn 918204108 11,182 154,390 Sh Shared-defined 2 154,390 V F CORP Cmn 918204908 2,868 39,600 Sh Call Shared-defined 1 39,600 COLUMN TOTALS 19,909
FORM 13F Page 590 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ V F CORP Cmn 918204958 1,304 18,000 Sh Put Shared-defined 1 18,000 V F CORP Cmn 918204908 3,107 42,900 Sh Call Shared-defined 2 42,900 V F CORP Cmn 918204958 1,173 16,200 Sh Put Shared-defined 2 16,200 VAALCO ENERGY INC CMN STK Cmn 91851C901 33 7,200 Sh Call Shared-defined 1 7,200 VAALCO ENERGY INC CMN STK Cmn 91851C951 37 8,000 Sh Put Shared-defined 1 8,000 VAALCO ENERGY INC CMN STK Cmn 91851C201 54 11,672 Sh Shared-defined 1 11,672 VAALCO ENERGY INC CMN STK Cmn 91851C201 50 10,773 Sh Shared-defined 2 10,773 VAIL RESORTS INC CMN STOCK Cmn 91879Q909 329 9,800 Sh Call Shared-defined 1 9,800 VAIL RESORTS INC CMN STOCK Cmn 91879Q959 2,240 66,800 Sh Put Shared-defined 1 66,800 VAIL RESORTS INC CMN STOCK Cmn 91879Q109 1,318 39,307 Sh Shared-defined 1 39,307 VAIL RESORTS INC CMN STOCK Cmn 91879Q109 455 13,570 Sh Shared-defined 2 13,570 VALASSIS COMMUNICATIONS INC CMN STK Cmn 918866904 703 39,300 Sh Call Shared-defined 1 39,300 VALASSIS COMMUNICATIONS INC CMN STK Cmn 918866954 195 10,900 Sh Put Shared-defined 1 10,900 VALASSIS COMMUNICATIONS INC CMN STK Cmn 918866954 46 2,600 Sh Put Shared-defined 2 2,600 COLUMN TOTALS 11,044
FORM 13F Page 591 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ VALASSIS COMMUNICATIONS INC CMN STK Cmn 918866104 69 3,862 Sh Shared-defined 1 3,862 VALASSIS COMMUNICATIONS INC CMN STK Cmn 918866104 501 27,995 Sh Shared-defined 2 27,995 Valeant Pharmaceuticals COMMON STOCK Cmn 91911X904 1,078 38,400 Sh Call Shared-defined 1 38,400 Valeant Pharmaceuticals COMMON STOCK Cmn 91911X954 2,461 87,700 Sh Put Shared-defined 1 87,700 Valeant Pharmaceuticals COMMON STOCK Cmn 91911X904 22 800 Sh Call Shared-defined 2 800 Valeant Pharmaceuticals COMMON STOCK Cmn 91911X954 76 2,700 Sh Put Shared-defined 2 2,700 Valeant Pharmaceuticals COMMON STOCK Cmn 91911X104 853 30,407 Sh Shared-defined 1 30,407 VALERO ENERGY CORP CMN STOCK Cmn 91913Y100 410 21,142 Sh Shared-defined 1 21,142 VALERO ENERGY CORP CMN STOCK Cmn 91913Y100 2,378 122,647 Sh Shared-defined 2 122,647 VALERO ENERGY CORP CMN STOCK Cmn 91913Y900 18,186 937,900 Sh Call Shared-defined 1 937,900 VALERO ENERGY CORP CMN STOCK Cmn 91913Y950 25,734 1,327,200 Sh Put Shared-defined 1 1,327,200 VALERO ENERGY CORP CMN STOCK Cmn 91913Y900 7,566 390,200 Sh Call Shared-defined 2 390,200 VALERO ENERGY CORP CMN STOCK Cmn 91913Y950 10,498 541,400 Sh Put Shared-defined 2 541,400 VALIDUS HOLDINGS LTD Cmn G9319H102 25 981 Sh Shared-defined 1 981 COLUMN TOTALS 69,857
FORM 13F Page 592 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ VALIDUS HOLDINGS LTD Cmn G9319H102 2,205 85,452 Sh Shared-defined 2 85,452 VALMONT INDUSTRIES CMN STK Cmn 920253901 3,714 43,600 Sh Call Shared-defined 1 43,600 VALMONT INDUSTRIES CMN STK Cmn 920253951 4,651 54,600 Sh Put Shared-defined 1 54,600 VALMONT INDUSTRIES CMN STK Cmn 920253901 1,056 12,400 Sh Call Shared-defined 2 12,400 VALMONT INDUSTRIES CMN STK Cmn 920253951 2,027 23,800 Sh Put Shared-defined 2 23,800 VALMONT INDUSTRIES CMN STK Cmn 920253101 717 8,413 Sh Shared-defined 1 8,413 VALMONT INDUSTRIES CMN STK Cmn 920253101 358 4,201 Sh Shared-defined 2 4,201 VALSPAR CORP CMN STK Cmn 920355904 297 10,800 Sh Call Shared-defined 1 10,800 VALSPAR CORP CMN STK Cmn 920355954 454 16,500 Sh Put Shared-defined 1 16,500 VALSPAR CORP CMN STK Cmn 920355104 4,896 177,982 Sh Shared-defined 2 177,982 VALUECLICK INC CMN STOCK Cmn 92046N902 1,045 79,200 Sh Call Shared-defined 1 79,200 VALUECLICK INC CMN STOCK Cmn 92046N952 479 36,300 Sh Put Shared-defined 1 36,300 VALUECLICK INC CMN STOCK Cmn 92046N902 34 2,600 Sh Call Shared-defined 2 2,600 VALUECLICK INC CMN STOCK Cmn 92046N952 71 5,400 Sh Put Shared-defined 2 5,400 COLUMN TOTALS 22,004
FORM 13F Page 593 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ VALUECLICK INC CMN STOCK Cmn 92046N102 235 17,808 Sh Shared-defined 1 17,808 VALUECLICK INC CMN STOCK Cmn 92046N102 73 5,517 Sh Shared-defined 2 5,517 VAN KAM AM CAP SR INCOME CMN STOCK Cmn 920961109 40 10,253 Sh Shared-defined 1 10,253 VANCEINFO TECHNOLOGIES-ADR Depository Receipt 921564100 2 85 Sh Shared-defined 1 N/A VANCEINFO TECHNOLOGIES-ADR Depository Receipt 921564100 240 12,341 Sh Shared-defined 2 N/A VANDA PHARMACEUTICALS INC Cmn 921659908 992 85,200 Sh Call Shared-defined 1 85,200 COMMON STOCK VANDA PHARMACEUTICALS INC Cmn 921659958 771 66,200 Sh Put Shared-defined 1 66,200 COMMON STOCK VANDA PHARMACEUTICALS INC Cmn 921659108 326 28,040 Sh Shared-defined 1 28,040 COMMON STOCK VANDA PHARMACEUTICALS INC Cmn 921659108 1 100 Sh Shared-defined 2 100 COMMON STOCK VARIAN MEDICAL SYSTEMS INC CMN Cmn 92220P105 536 12,722 Sh Shared-defined 2 12,722 STK VARIAN MEDICAL SYSTEMS INC CMN Cmn 92220P905 2,111 50,100 Sh Call Shared-defined 1 50,100 STK VARIAN MEDICAL SYSTEMS INC CMN Cmn 92220P955 1,555 36,900 Sh Put Shared-defined 1 36,900 STK VARIAN MEDICAL SYSTEMS INC CMN Cmn 92220P905 1,036 24,600 Sh Call Shared-defined 2 24,600 STK VARIAN MEDICAL SYSTEMS INC CMN Cmn 92220P955 1,449 34,400 Sh Put Shared-defined 2 34,400 STK COLUMN TOTALS 9,367
FORM 13F Page 594 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ VARIAN SEMICONDCTR EQUIP INC CMN STOCK Cmn 922207105 60 1,812 Sh Shared-defined 1 1,812 VARIAN SEMICONDCTR EQUIP INC CMN STOCK Cmn 922207105 108 3,284 Sh Shared-defined 2 3,284 VARIAN SEMICONDCTR EQUIP INC CMN STOCK Cmn 922207905 2,814 85,700 Sh Call Shared-defined 1 85,700 VARIAN SEMICONDCTR EQUIP INC CMN STOCK Cmn 922207955 1,645 50,100 Sh Put Shared-defined 1 50,100 VARIAN SEMICONDCTR EQUIP INC CMN STOCK Cmn 922207905 2,962 90,200 Sh Call Shared-defined 2 90,200 VARIAN SEMICONDCTR EQUIP INC CMN STOCK Cmn 922207955 795 24,200 Sh Put Shared-defined 2 24,200 VASCO DATA SEC INTL INC CMN STOCK Cmn 92230Y904 8 1,100 Sh Call Shared-defined 1 1,100 VASCO DATA SEC INTL INC CMN STOCK Cmn 92230Y954 34 4,600 Sh Put Shared-defined 1 4,600 VASCO DATA SEC INTL INC CMN STOCK Cmn 92230Y104 44 5,957 Sh Shared-defined 1 5,957 VASCO DATA SEC INTL INC CMN STOCK Cmn 92230Y104 29 3,940 Sh Shared-defined 2 3,940 VAUGHAN FOODS INC CLASS B WARRANT Wt 92241M123 - 2,050 Shared-defined 1 N/A VAUGHAN FOODS, INC CLASS A WARRANT Wt 92241M115 1 19,852 Shared-defined 1 N/A VCA ANTECH INC Cmn 918194901 473 17,600 Sh Call Shared-defined 1 17,600 VCA ANTECH INC Cmn 918194951 664 24,700 Sh Put Shared-defined 1 24,700 COLUMN TOTALS 9,637
FORM 13F Page 595 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ VCA ANTECH INC Cmn 918194101 2 74 Sh Shared-defined 2 74 VECTOR GROUP LTD CMN STK Cmn 92240M108 68 4,359 Sh Shared-defined 2 4,359 VECTOR GRP 3.875% CB 6/15/2026-REGISTERED Bond 92240MAL2 2,371 2,300,000 Prn Shared-defined 2 N/A VECTREN CORP CMN STOCK Cmn 92240G101 356 15,453 Sh Shared-defined 2 15,453 VEECO INSTRS INC DEL CMN STOCK Cmn 922417100 487 20,902 Sh Shared-defined 2 20,902 VEECO INSTRS INC DEL CMN STOCK Cmn 922417900 1,537 65,900 Sh Call Shared-defined 1 65,900 VEECO INSTRS INC DEL CMN STOCK Cmn 922417950 1,140 48,900 Sh Put Shared-defined 1 48,900 VENTAS INC Cmn 92276F900 1,263 32,800 Sh Call Shared-defined 1 32,800 VENTAS INC Cmn 92276F950 1,544 40,100 Sh Put Shared-defined 1 40,100 VERENIUM CORP Cmn 92340P209 93 13,614 Sh Shared-defined 1 13,614 VERENIUM CORP Cmn 92340P209 5 705 Sh Shared-defined 2 705 VERIFONE HOLDINGS INC. COMMON STOCK Cmn 92342Y909 497 31,300 Sh Call Shared-defined 1 31,300 VERIFONE HOLDINGS INC. COMMON STOCK Cmn 92342Y959 454 28,600 Sh Put Shared-defined 1 28,600 VERIFONE HOLDINGS INC. COMMON STOCK Cmn 92342Y109 58 3,642 Sh Shared-defined 1 3,642 COLUMN TOTALS 9,875
FORM 13F Page 596 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ VERIFONE HOLDINGS INC. COMMON STOCK Cmn 92342Y109 10,230 643,802 Sh Shared-defined 2 643,802 VERIGY LTD CMN STK Cmn Y93691906 146 12,600 Sh Call Shared-defined 1 12,600 VERIGY LTD CMN STK Cmn Y93691956 220 18,900 Sh Put Shared-defined 1 18,900 VERIGY LTD CMN STK Cmn Y93691106 178 15,314 Sh Shared-defined 1 15,314 VERIGY LTD CMN STK Cmn Y93691106 13,075 1,125,241 Sh Shared-defined 2 1,125,241 VERISIGN INC Cmn 92343E902 6,188 261,200 Sh Call Shared-defined 1 261,200 VERISIGN INC Cmn 92343E952 4,404 185,900 Sh Put Shared-defined 1 185,900 VERISIGN INC Cmn 92343E902 5,958 251,500 Sh Call Shared-defined 2 251,500 VERISIGN INC Cmn 92343E952 3,002 126,700 Sh Put Shared-defined 2 126,700 VERISIGN INC 3.25% CB DUE 08/15/2037 - REGISTERED Bond 92343EAD4 88,270 100,803,000 Prn Shared-defined 2 N/A VERIZON COMMUNICATIONS CMN STK Cmn 92343V104 5,950 196,556 Sh Shared-defined 1 196,556 VERIZON COMMUNICATIONS CMN STK Cmn 92343V104 7,039 232,546 Sh Shared-defined 2 232,546 VERIZON COMMUNICATIONS CMN STK Cmn 92343V904 47,727 1,576,700 Sh Call Shared-defined 1 1,576,700 VERIZON COMMUNICATIONS CMN STK Cmn 92343V954 52,851 1,746,000 Sh Put Shared-defined 1 1,746,000 COLUMN TOTALS 245,238
FORM 13F Page 597 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ VERIZON COMMUNICATIONS CMN STK Cmn 92343V904 18,528 612,100 Sh Call Shared-defined 2 612,100 VERIZON COMMUNICATIONS CMN STK Cmn 92343V954 16,182 534,600 Sh Put Shared-defined 2 534,600 VERTEX PHARMACEUTICALS 4.75% 2/15/13 - REGISTERED Bond 92532FAM2 87,974 53,000,000 Prn Shared-defined 2 N/A VERTEX PHARMACEUTICALS INC Cmn 92532F900 2,194 57,900 Sh Call Shared-defined 1 57,900 VERTEX PHARMACEUTICALS INC Cmn 92532F950 1,781 47,000 Sh Put Shared-defined 1 47,000 VIACOM INC CMN STK-CLASS B Cmn 92553P201 56 2,000 Sh Shared-defined 2 2,000 VIACOM INC CMN STK-CLASS B Cmn 92553P901 8,577 305,900 Sh Call Shared-defined 1 305,900 VIACOM INC-CMN STK CLASS A Cmn 92553P902 1,581 53,700 Sh Call Shared-defined 1 53,700 VIACOM INC-CMN STK CLASS A Cmn 92553P952 1,196 40,600 Sh Put Shared-defined 1 40,600 VIACOM INC CMN STK-CLASS B Cmn 92553P951 4,514 161,000 Sh Put Shared-defined 1 161,000 VIACOM INC CMN STK-CLASS B Cmn 92553P901 3,923 139,900 Sh Call Shared-defined 2 139,900 VIACOM INC CMN STK-CLASS B Cmn 92553P951 20,430 728,600 Sh Put Shared-defined 2 728,600 VIACOM INC-CMN STK CLASS A Cmn 92553P102 8 287 Sh Shared-defined 1 287 VIAD CORP Cmn 92552R406 1 51 Sh Shared-defined 1 51 COLUMN TOTALS 166,945
FORM 13F Page 598 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ VIAD CORP Cmn 92552R406 360 18,102 Sh Shared-defined 2 18,102 VIMPEL-COMMUNICATIONS-SP-ADR Depository 1:.75 Receipt 68370R109 971 51,937 Sh Shared-defined 1 N/A VIMPEL-COMMUNICATIONS-SP-ADR Depository 1:.75 Receipt 68370R109 398 21,264 Sh Shared-defined 2 N/A VIRGIN MEDIA INC CMN STK Cmn 92769L901 1,810 130,000 Sh Call Shared-defined 1 130,000 VIRGIN MEDIA INC CMN STK Cmn 92769L951 706 50,700 Sh Put Shared-defined 1 50,700 VIRGIN MEDIA INC CMN STK Cmn 92769L901 1,386 99,600 Sh Call Shared-defined 2 99,600 VIRGIN MEDIA INC CMN STK Cmn 92769L951 530 38,100 Sh Put Shared-defined 2 38,100 VIRGIN MEDIA INC CMN STK Cmn 92769L101 9,505 682,816 Sh Shared-defined 2 682,816 VIRGIN MEDIA INC-CW11 Wt 92769L119 - 3,067 Shared-defined 1 N/A VIROPHARMA INC CMN STOCK Cmn 928241908 448 46,600 Sh Call Shared-defined 1 46,600 VIROPHARMA INC CMN STOCK Cmn 928241958 392 40,700 Sh Put Shared-defined 1 40,700 VIROPHARMA INC 2% CB 3/15/2017-REGISTERED Bond 928241AH1 64,569 85,000,000 Prn Shared-defined 2 N/A VIROPHARMA INC CMN STOCK Cmn 928241108 5 551 Sh Shared-defined 1 551 VISA INC-CLASS A SHRS Cmn 92826C839 4,530 65,550 Sh Shared-defined 1 65,550 COLUMN TOTALS 85,610
FORM 13F Page 599 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ VISA INC-CLASS A SHRS Cmn 92826C909 22,074 319,400 Sh Call Shared-defined 1 319,400 VISA INC-CLASS A SHRS Cmn 92826C959 29,524 427,200 Sh Put Shared-defined 1 427,200 VISA INC-CLASS A SHRS Cmn 92826C839 12,675 183,398 Sh Shared-defined 2 183,398 VISA INC-CLASS A SHRS Cmn 92826C909 9,496 137,400 Sh Call Shared-defined 2 137,400 VISA INC-CLASS A SHRS Cmn 92826C959 9,295 134,500 Sh Put Shared-defined 2 134,500 VISHAY INTERTECHNOLOGY COMMON STOCK VSH - CLASS A Cmn 928298108 134 17,019 Sh Shared-defined 1 17,019 VISHAY INTERTECHNOLOGY COMMON STOCK VSH - CLASS A Cmn 928298108 1,697 214,845 Sh Shared-defined 2 214,845 VISHAY INTERTECHNOLOGY COMMON STOCK VSH - CLASS A Cmn 928298908 212 26,800 Sh Call Shared-defined 1 26,800 VISHAY INTERTECHNOLOGY COMMON STOCK VSH - CLASS A Cmn 928298958 247 31,300 Sh Put Shared-defined 1 31,300 VISIONCHINA MEDIA INC-ADS Depository Receipt 92833U103 114 14,301 Sh Shared-defined 1 N/A VISIONCHINA MEDIA INC-ADS Depository Receipt 92833U103 532 66,800 Sh Shared-defined 2 N/A VISTA GOLD CORP COMMON STOCK Cmn 927926903 5 1,900 Sh Call Shared-defined 1 1,900 VISTA GOLD CORP COMMON STOCK Cmn 927926953 64 26,700 Sh Put Shared-defined 1 26,700 VISTA GOLD CORP COMMON STOCK Cmn 927926303 16 6,921 Sh Shared-defined 1 6,921 COLUMN TOTALS 86,085
FORM 13F Page 600 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ VISTA GOLD CORP COMMON STOCK Cmn 927926303 4 1,494 Sh Shared-defined 2 1,494 VISTAPRINT NV Cmn N93540107 103 2,039 Sh Shared-defined 1 2,039 VISTAPRINT NV Cmn N93540907 4,380 86,300 Sh Call Shared-defined 1 86,300 VISTAPRINT NV Cmn N93540957 2,005 39,500 Sh Put Shared-defined 1 39,500 VISTAPRINT NV Cmn N93540907 1,538 30,300 Sh Call Shared-defined 2 30,300 VISTAPRINT NV Cmn N93540957 132 2,600 Sh Put Shared-defined 2 2,600 VIVUS INC CMN STK Cmn 928551900 576 55,100 Sh Call Shared-defined 1 55,100 VIVUS INC CMN STK Cmn 928551950 734 70,200 Sh Put Shared-defined 1 70,200 VIVUS INC CMN STK Cmn 928551100 487 46,585 Sh Shared-defined 1 46,585 VMWARE INC-CLASS A Cmn 928563902 9,974 248,300 Sh Call Shared-defined 1 248,300 VMWARE INC-CLASS A Cmn 928563952 13,389 333,300 Sh Put Shared-defined 1 333,300 VMWARE INC-CLASS A Cmn 928563902 3,901 97,100 Sh Call Shared-defined 2 97,100 VMWARE INC-CLASS A Cmn 928563952 6,620 164,800 Sh Put Shared-defined 2 164,800 VMWARE INC-CLASS A Cmn 928563402 4,637 115,445 Sh Shared-defined 1 115,445 COLUMN TOTALS 48,480
FORM 13F Page 601 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ VMWARE INC-CLASS A Cmn 928563402 2,110 52,527 Sh Shared-defined 2 52,527 VODAFONE GROUP PLC - SPON ADR Depository 1:10 Receipt 92857W209 5,103 226,810 Sh Shared-defined 1 N/A VODAFONE GROUP PLC - SPON ADR Depository 1:10 Receipt 92857W209 8,942 397,432 Sh Shared-defined 2 N/A VOLCANO CORP Cmn 928645100 8 455 Sh Shared-defined 1 455 VOLCANO CORP Cmn 928645100 169 10,024 Sh Shared-defined 2 10,024 VOLTERRA SEMICONDUCTOR CORP COMMON STOCK Cmn 928708906 94 5,100 Sh Call Shared-defined 1 5,100 VOLTERRA SEMICONDUCTOR CORP COMMON STOCK Cmn 928708956 182 9,900 Sh Put Shared-defined 1 9,900 VOLTERRA SEMICONDUCTOR CORP COMMON STOCK Cmn 928708106 28 1,519 Sh Shared-defined 1 1,519 VONAGE HOLDINGS CORP COMMON STOCK Cmn 92886T201 31 22,269 Sh Shared-defined 1 22,269 VORNADO REALTY TRUST CMN STK Cmn 929042909 12,090 187,700 Sh Call Shared-defined 1 187,700 VORNADO REALTY TRUST CMN STK Cmn 929042959 9,842 152,800 Sh Put Shared-defined 1 152,800 VORNADO REALTY TRUST CMN STK Cmn 929042909 9,893 153,600 Sh Call Shared-defined 2 153,600 VORNADO REALTY TRUST CMN STK Cmn 929042959 7,703 119,600 Sh Put Shared-defined 2 119,600 VORNADO REALTY TRUST CMN STK Cmn 929042109 181 2,817 Sh Shared-defined 1 2,817 COLUMN TOTALS 56,376
FORM 13F Page 602 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ VORNADO REALTY TRUST CMN STK Cmn 929042109 278 4,321 Sh Shared-defined 2 4,321 VULCAN MATERIALS CO CMN STK Cmn 929160909 8,024 148,400 Sh Call Shared-defined 1 148,400 VULCAN MATERIALS CO CMN STK Cmn 929160959 7,683 142,100 Sh Put Shared-defined 1 142,100 VULCAN MATERIALS CO CMN STK Cmn 929160909 1,984 36,700 Sh Call Shared-defined 2 36,700 VULCAN MATERIALS CO CMN STK Cmn 929160959 2,011 37,200 Sh Put Shared-defined 2 37,200 VULCAN MATERIALS CO CMN STK Cmn 929160109 384 7,095 Sh Shared-defined 1 7,095 VULCAN MATERIALS CO CMN STK Cmn 929160109 131 2,425 Sh Shared-defined 2 2,425 W&T OFFSHORE INC. COMMON STOCK Cmn 92922P906 146 12,500 Sh Call Shared-defined 1 12,500 W&T OFFSHORE INC. COMMON STOCK Cmn 92922P956 33 2,800 Sh Put Shared-defined 1 2,800 W&T OFFSHORE INC. COMMON STOCK Cmn 92922P106 54 4,604 Sh Shared-defined 1 4,604 W&T OFFSHORE INC. COMMON STOCK Cmn 92922P106 66 5,649 Sh Shared-defined 2 5,649 W.R. GRACE & CO. COMMON STOCK Cmn 38388F108 5,586 256,958 Sh Shared-defined 2 256,958 WABASH NATIONAL CORP CMN STK Cmn 929566107 5 1,678 Sh Shared-defined 1 1,678 WABASH NATIONAL CORP CMN STK Cmn 929566107 34 12,386 Sh Shared-defined 2 12,386 COLUMN TOTALS 26,419
FORM 13F Page 603 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ WABCO HOLDINGS INC Cmn 92927K102 404 19,254 Sh Shared-defined 1 19,254 WABCO HOLDINGS INC Cmn 92927K902 210 10,000 Sh Call Shared-defined 1 10,000 WABCO HOLDINGS INC Cmn 92927K952 328 15,600 Sh Put Shared-defined 1 15,600 WABCO HOLDINGS INC Cmn 92927K102 187 8,900 Sh Shared-defined 2 8,900 WABCO HOLDINGS INC Cmn 92927K952 3,150 150,000 Sh Put Shared-defined 2 150,000 WABTEC CMN STOCK Cmn 929740908 1,715 45,700 Sh Call Shared-defined 1 45,700 WABTEC CMN STOCK Cmn 929740958 1,291 34,400 Sh Put Shared-defined 1 34,400 WABTEC CMN STOCK Cmn 929740908 330 8,800 Sh Call Shared-defined 2 8,800 WABTEC CMN STOCK Cmn 929740958 38 1,000 Sh Put Shared-defined 2 1,000 WABTEC CMN STOCK Cmn 929740108 1 24 Sh Shared-defined 1 24 WABTEC CMN STOCK Cmn 929740108 15,457 411,844 Sh Shared-defined 2 411,844 WACHOVIA 7.5% CONV PERF - PERP Pref Stk 949746804 4 4 Sh Shared-defined 1 N/A WADDELL & REED FINL INC CMN STOCK Cmn 930059100 22,534 792,045 Sh Shared-defined 2 792,045 WAL MART STORES INC Cmn 931142103 51,317 1,045,372 Sh Shared-defined 1 1,045,372 COLUMN TOTALS 96,966
FORM 13F Page 604 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ WAL MART STORES INC Cmn 931142103 21,005 427,891 Sh Shared-defined 2 427,891 WALGREEN CO Cmn 931422109 26,101 696,586 Sh Shared-defined 2 696,586 WALGREEN CO Cmn 931422909 17,143 457,500 Sh Call Shared-defined 1 457,500 WALGREEN CO Cmn 931422959 15,284 407,900 Sh Put Shared-defined 1 407,900 WALGREEN CO Cmn 931422909 13,126 350,300 Sh Call Shared-defined 2 350,300 WALGREEN CO Cmn 931422959 15,992 426,800 Sh Put Shared-defined 2 426,800 WAL MART STORES INC Cmn 931142903 79,688 1,623,300 Sh Call Shared-defined 1 1,623,300 WAL MART STORES INC Cmn 931142953 135,675 2,763,800 Sh Put Shared-defined 1 2,763,800 WAL MART STORES INC Cmn 931142903 36,400 741,500 Sh Call Shared-defined 2 741,500 WAL MART STORES INC Cmn 931142953 32,041 652,700 Sh Put Shared-defined 2 652,700 WALTER ENERGY INC Cmn 93317Q105 1,886 31,400 Sh Shared-defined 1 31,400 WALTER ENERGY INC Cmn 93317Q905 12,835 213,700 Sh Call Shared-defined 1 213,700 WALTER ENERGY INC Cmn 93317Q955 11,279 187,800 Sh Put Shared-defined 1 187,800 WALTER ENERGY INC Cmn 93317Q105 334 5,564 Sh Shared-defined 2 5,564 COLUMN TOTALS 418,789
FORM 13F Page 605 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ WALTER ENERGY INC Cmn 93317Q905 6,486 108,000 Sh Call Shared-defined 2 108,000 WALTER ENERGY INC Cmn 93317Q955 6,210 103,400 Sh Put Shared-defined 2 103,400 WALTER INVESTMENT MANAGEMENT CORP Cmn 93317W902 384 24,000 Sh Call Shared-defined 1 24,000 WALTER INVESTMENT MANAGEMENT CORP Cmn 93317W952 782 48,800 Sh Put Shared-defined 1 48,800 WALTER INVESTMENT MANAGEMENT CORP Cmn 93317W102 88 5,488 Sh Shared-defined 1 5,488 WALTER INVESTMENT MANAGEMENT CORP Cmn 93317W102 54 3,353 Sh Shared-defined 2 3,353 WARNER CHILCOTT PLC Cmn G94368100 102 4,732 Sh Shared-defined 1 4,732 WARNER CHILCOTT PLC Cmn G94368900 705 32,600 Sh Call Shared-defined 1 32,600 WARNER CHILCOTT PLC Cmn G94368950 1,064 49,200 Sh Put Shared-defined 1 49,200 WARNER CHILCOTT PLC Cmn G94368100 794 36,720 Sh Shared-defined 2 36,720 WARREN RESOURCES INC. COMMON STOCK Cmn 93564A900 8 2,600 Sh Call Shared-defined 1 2,600 WARREN RESOURCES INC. COMMON STOCK Cmn 93564A950 14 4,600 Sh Put Shared-defined 1 4,600 WARREN RESOURCES INC. COMMON STOCK Cmn 93564A100 33 10,988 Sh Shared-defined 1 10,988 WASHINGTON FEDERAL S&L ASSC CMN STK Cmn 938824109 13,275 787,338 Sh Shared-defined 2 787,338 COLUMN TOTALS 29,999
FORM 13F Page 606 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ WASHINGTON POST - CLASS B CMN STK Cmn 939640108 113 241 Sh Shared-defined 1 241 WASHINGTON POST - CLASS B CMN STK Cmn 939640108 3,888 8,306 Sh Shared-defined 2 8,306 WASHINGTON REIT CMN STK Cmn 939653901 976 33,900 Sh Call Shared-defined 1 33,900 WASHINGTON REIT CMN STK Cmn 939653951 207 7,200 Sh Put Shared-defined 1 7,200 WASHINGTON REIT CMN STK Cmn 939653101 33 1,142 Sh Shared-defined 1 1,142 WASHINGTON REIT CMN STK Cmn 939653101 1,244 43,192 Sh Shared-defined 2 43,192 WASTE CONNECTIONS INC CMN STOCK Cmn 941053100 14 495 Sh Shared-defined 1 495 WASTE CONNECTIONS INC CMN STOCK Cmn 941053100 271 9,400 Sh Shared-defined 2 9,400 WASTE MANAGEMENT CMN STOCK (WAS USA WASTE) Cmn 94106L109 432 14,493 Sh Shared-defined 1 14,493 WASTE MANAGEMENT CMN STOCK (WAS USA WASTE) Cmn 94106L109 3,325 111,500 Sh Shared-defined 2 111,500 WASTE MANAGEMENT CMN STOCK (WAS USA WASTE) Cmn 94106L909 4,017 134,700 Sh Call Shared-defined 1 134,700 WASTE MANAGEMENT CMN STOCK (WAS USA WASTE) Cmn 94106L959 6,387 214,200 Sh Put Shared-defined 1 214,200 WASTE MANAGEMENT CMN STOCK (WAS USA WASTE) Cmn 94106L909 1,512 50,700 Sh Call Shared-defined 2 50,700 WASTE MANAGEMENT CMN STOCK (WAS USA WASTE) Cmn 94106L959 2,949 98,900 Sh Put Shared-defined 2 98,900 COLUMN TOTALS 25,368
FORM 13F Page 607 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ WATERS CORP CMN STOCK Cmn 941848903 3,374 60,400 Sh Call Shared-defined 1 60,400 WATERS CORP CMN STOCK Cmn 941848953 4,000 71,600 Sh Put Shared-defined 1 71,600 WATERS CORP CMN STOCK Cmn 941848903 436 7,800 Sh Call Shared-defined 2 7,800 WATERS CORP CMN STOCK Cmn 941848953 212 3,800 Sh Put Shared-defined 2 3,800 WATERS CORP CMN STOCK Cmn 941848103 831 14,868 Sh Shared-defined 1 14,868 WATERS CORP CMN STOCK Cmn 941848103 11,229 201,020 Sh Shared-defined 2 201,020 WATSON PHARMACEUTICALS INC CMN STK Cmn 942683903 6,408 174,900 Sh Call Shared-defined 1 174,900 WATSON PHARMACEUTICALS INC CMN STK Cmn 942683953 1,975 53,900 Sh Put Shared-defined 1 53,900 WATSON PHARMACEUTICALS INC CMN STK Cmn 942683903 1,557 42,500 Sh Call Shared-defined 2 42,500 WATSON PHARMACEUTICALS INC CMN STK Cmn 942683953 623 17,000 Sh Put Shared-defined 2 17,000 WATSON PHARMACEUTICALS INC CMN STK Cmn 942683103 159 4,329 Sh Shared-defined 1 4,329 WATSON WYATT WORLDWIDE INC Cmn 942712100 15 342 Sh Shared-defined 1 342 WATSON WYATT WORLDWIDE INC Cmn 942712100 4,171 95,762 Sh Shared-defined 2 95,762 Watts Water Technologies Inc CMN STK Cmn 942749902 351 11,600 Sh Call Shared-defined 1 11,600 COLUMN TOTALS 35,341
FORM 13F Page 608 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ Watts Water Technologies Inc CMN STK Cmn 942749952 76 2,500 Sh Put Shared-defined 1 2,500 Watts Water Technologies Inc CMN STK Cmn 942749102 160 5,300 Sh Shared-defined 2 5,300 WEATHERFORD INTL LTD CMN STK Cmn H27013903 11,638 561,400 Sh Call Shared-defined 1 561,400 WEATHERFORD INTL LTD CMN STK Cmn H27013953 9,320 449,600 Sh Put Shared-defined 1 449,600 WEATHERFORD INTL LTD CMN STK Cmn H27013903 6,482 312,700 Sh Call Shared-defined 2 312,700 WEATHERFORD INTL LTD CMN STK Cmn H27013953 5,881 283,700 Sh Put Shared-defined 2 283,700 WEATHERFORD INTL LTD CMN STK Cmn H27013103 1,007 48,601 Sh Shared-defined 1 48,601 WEATHERFORD INTL LTD CMN STK Cmn H27013103 59,005 2,846,335 Sh Shared-defined 2 2,846,335 WEBMD HEALTH A ORDINARY Cmn 94770V102 639 19,294 Sh Shared-defined 1 19,294 WEBMD HEALTH A ORDINARY Cmn 94770V102 31 943 Sh Shared-defined 2 943 WEBMD HEALTH A ORDINARY Cmn 94770V902 1,596 48,200 Sh Call Shared-defined 1 48,200 WEBMD HEALTH A ORDINARY Cmn 94770V952 1,421 42,900 Sh Put Shared-defined 1 42,900 WEBSENSE INC CMN STK Cmn 947684906 81 4,800 Sh Call Shared-defined 1 4,800 WEBSENSE INC CMN STK Cmn 947684956 77 4,600 Sh Put Shared-defined 1 4,600 COLUMN TOTALS 97,414
FORM 13F Page 609 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ WEBSENSE INC CMN STK Cmn 947684106 21 1,243 Sh Shared-defined 1 1,243 WEIGHT WATCHERS INTERNATIONAL INC Cmn 948626906 187 6,800 Sh Call Shared-defined 1 6,800 WEIGHT WATCHERS INTERNATIONAL INC Cmn 948626956 691 25,200 Sh Put Shared-defined 1 25,200 WEIGHT WATCHERS INTERNATIONAL INC Cmn 948626106 427 15,572 Sh Shared-defined 2 15,572 WEINGARTEN REALTY INVST CMN STK Cmn 948741903 504 25,300 Sh Call Shared-defined 1 25,300 WEINGARTEN REALTY INVST CMN STK Cmn 948741953 831 41,700 Sh Put Shared-defined 1 41,700 WEINGARTEN REALTY INVST CMN STK Cmn 948741103 152 7,627 Sh Shared-defined 1 7,627 WEINGARTEN REALTY INVST CMN STK Cmn 948741103 255 12,801 Sh Shared-defined 2 12,801 WEIS MARKETS INC CMN STK Cmn 948849104 265 8,300 Sh Shared-defined 2 8,300 WELLCARE HEALTH PLANS INC COMMON STOCK Cmn 94946T906 2,492 101,100 Sh Call Shared-defined 1 101,100 WELLCARE HEALTH PLANS INC COMMON STOCK Cmn 94946T956 1,824 74,000 Sh Put Shared-defined 1 74,000 WELLCARE HEALTH PLANS INC COMMON STOCK Cmn 94946T106 319 12,949 Sh Shared-defined 1 12,949 WELLCARE HEALTH PLANS INC COMMON STOCK Cmn 94946T106 6 253 Sh Shared-defined 2 253 WELLPOINT INC Cmn 94973V107 1,302 27,482 Sh Shared-defined 1 27,482 COLUMN TOTALS 9,276
FORM 13F Page 610 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ WELLPOINT INC Cmn 94973V907 4,296 90,700 Sh Call Shared-defined 1 90,700 WELLPOINT INC Cmn 94973V957 6,943 146,600 Sh Put Shared-defined 1 146,600 WELLPOINT INC Cmn 94973V107 4,761 100,525 Sh Shared-defined 2 100,525 WELLPOINT INC Cmn 94973V907 6,479 136,800 Sh Call Shared-defined 2 136,800 WELLPOINT INC Cmn 94973V957 2,979 62,900 Sh Put Shared-defined 2 62,900 WELLS FARGO CO COMMON STOCK Cmn 949746901 52,685 1,869,600 Sh Call Shared-defined 1 1,869,600 WELLS FARGO CO COMMON STOCK Cmn 949746951 45,474 1,613,700 Sh Put Shared-defined 1 1,613,700 WELLS FARGO CO COMMON STOCK Cmn 949746901 17,928 636,200 Sh Call Shared-defined 2 636,200 WELLS FARGO CO COMMON STOCK Cmn 949746951 11,120 394,600 Sh Put Shared-defined 2 394,600 WELLS FARGO CO COMMON STOCK Cmn 949746101 3,730 132,358 Sh Shared-defined 1 132,358 WELLS FARGO CO COMMON STOCK Cmn 949746101 19,029 675,277 Sh Shared-defined 2 675,277 WENDY'S/ARBY'S GROUP INC Cmn 950587105 671 141,843 Sh Shared-defined 1 141,843 WENDY'S/ARBY'S GROUP INC Cmn 950587905 112 23,700 Sh Call Shared-defined 1 23,700 WENDY'S/ARBY'S GROUP INC Cmn 950587955 337 71,200 Sh Put Shared-defined 1 71,200 COLUMN TOTALS 176,544
FORM 13F Page 611 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ WENDY'S/ARBY'S GROUP INC Cmn 950587105 100 21,189 Sh Shared-defined 2 21,189 WENDY'S/ARBY'S GROUP INC Cmn 950587955 234 49,400 Sh Put Shared-defined 2 49,400 WERNER ENTERPRISES INC CMN STK Cmn 950755908 661 35,500 Sh Call Shared-defined 1 35,500 WERNER ENTERPRISES INC CMN STK Cmn 950755958 45 2,400 Sh Put Shared-defined 1 2,400 WERNER ENTERPRISES INC CMN STK Cmn 950755108 35 1,905 Sh Shared-defined 1 1,905 WERNER ENTERPRISES INC CMN STK Cmn 950755108 5,642 302,833 Sh Shared-defined 2 302,833 WESBANCO INC CMN STK Cmn 950810101 3 197 Sh Shared-defined 1 197 WESBANCO INC CMN STK Cmn 950810101 204 13,200 Sh Shared-defined 2 13,200 WESCO INTERNATIONAL 6% CB 9/15/2029-REGISTERED Bond 95082PAH8 53,080 41,166,000 Prn Shared-defined 2 N/A WESCO INTL INC CMN STOCK Cmn 95082P905 1,354 47,000 Sh Call Shared-defined 1 47,000 WESCO INTL INC CMN STOCK Cmn 95082P955 1,207 41,900 Sh Put Shared-defined 1 41,900 WESCO INTL INC CMN STOCK Cmn 95082P955 7,750 269,100 Sh Put Shared-defined 2 269,100 WESCO INTL 2.625% CB 9/30/2025-REGISTERED Bond 95082PAE5 7,357 7,402,000 Prn Shared-defined 2 N/A WESCO INTL INC CMN STOCK Cmn 95082P105 263 9,116 Sh Shared-defined 2 9,116 COLUMN TOTALS 77,935
FORM 13F Page 612 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ WESTAMERICA BANCORPORATION CMN STK Cmn 957090103 41 796 Sh Shared-defined 1 796 WESTAMERICA BANCORPORATION CMN STK Cmn 957090103 28,009 538,637 Sh Shared-defined 2 538,637 WESTAR ENERGY INC CMN STK Cmn 95709T100 721 36,964 Sh Shared-defined 2 36,964 WESTELL TECHNOLOGIES INC CMN STOCK Cmn 957541105 13 10,130 Sh Shared-defined 1 10,130 WESTERN DIGITAL COMMON STOCK Cmn 958102105 24 645 Sh Shared-defined 1 645 WESTERN DIGITAL COMMON STOCK Cmn 958102105 14,774 404,435 Sh Shared-defined 2 404,435 WESTERN DIGITAL COMMON STOCK Cmn 958102905 13,070 357,800 Sh Call Shared-defined 1 357,800 WESTERN DIGITAL COMMON STOCK Cmn 958102955 9,790 268,000 Sh Put Shared-defined 1 268,000 WESTERN DIGITAL COMMON STOCK Cmn 958102905 6,334 173,400 Sh Call Shared-defined 2 173,400 WESTERN DIGITAL COMMON STOCK Cmn 958102955 9,410 257,600 Sh Put Shared-defined 2 257,600 WESTERN REFINING INC CMN STK Cmn 959319904 366 56,800 Sh Call Shared-defined 1 56,800 WESTERN REFINING INC CMN STK Cmn 959319954 1,023 158,600 Sh Put Shared-defined 1 158,600 WESTERN REFINING INC CMN STK Cmn 959319104 798 123,732 Sh Shared-defined 1 123,732 WESTERN REFINING INC CMN STK Cmn 959319104 4,458 691,178 Sh Shared-defined 2 691,178 COLUMN TOTALS 88,831
FORM 13F Page 613 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ WESTERN UNION CO/THE COMMON STOCK Cmn 959802109 703 37,141 Sh Shared-defined 1 37,141 WESTERN UNION CO/THE COMMON STOCK Cmn 959802109 16,557 875,085 Sh Shared-defined 2 875,085 WESTPORT INNOVATIONS INC Cmn 960908309 5 390 Sh Shared-defined 1 390 WESTPORT INNOVATIONS INC Cmn 960908309 2,403 189,227 Sh Shared-defined 2 189,227 WET SEAL INC -CL A CMN STK Cmn 961840905 2 400 Sh Call Shared-defined 1 400 WET SEAL INC -CL A CMN STK Cmn 961840955 1 300 Sh Put Shared-defined 1 300 WET SEAL INC -CL A CMN STK Cmn 961840105 14 3,790 Sh Shared-defined 1 3,790 WET SEAL INC -CL A CMN STK Cmn 961840105 625 165,455 Sh Shared-defined 2 165,455 WEYERHAEUSER CO Cmn 962166104 606 16,546 Sh Shared-defined 1 16,546 WEYERHAEUSER CO Cmn 962166104 2,401 65,514 Sh Shared-defined 2 65,514 WEYERHAEUSER CO Cmn 962166904 7,982 217,800 Sh Call Shared-defined 1 217,800 WEYERHAEUSER CO Cmn 962166954 3,980 108,600 Sh Put Shared-defined 1 108,600 WEYERHAEUSER CO Cmn 962166904 6,784 185,100 Sh Call Shared-defined 2 185,100 WEYERHAEUSER CO Cmn 962166954 3,496 95,400 Sh Put Shared-defined 2 95,400 COLUMN TOTALS 45,559
FORM 13F Page 614 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ WGL HOLDINGS INC CMN STK Cmn 92924F106 19 561 Sh Shared-defined 1 561 WGL HOLDINGS INC CMN STK Cmn 92924F106 302 9,100 Sh Shared-defined 2 9,100 WHIRLPOOL CORP. COMMON STOCK Cmn 963320106 715 10,219 Sh Shared-defined 1 10,219 WHIRLPOOL CORP. COMMON STOCK Cmn 963320106 38,453 549,647 Sh Shared-defined 2 549,647 WHIRLPOOL CORP. COMMON STOCK Cmn 963320906 18,588 265,700 Sh Call Shared-defined 1 265,700 WHIRLPOOL CORP. COMMON STOCK Cmn 963320956 13,069 186,800 Sh Put Shared-defined 1 186,800 WHIRLPOOL CORP. COMMON STOCK Cmn 963320906 6,233 89,100 Sh Call Shared-defined 2 89,100 WHIRLPOOL CORP. COMMON STOCK Cmn 963320956 8,871 126,800 Sh Put Shared-defined 2 126,800 WHITING PETROLEUM CORP COMMON STOCK Cmn 966387902 6,979 121,200 Sh Call Shared-defined 1 121,200 WHITING PETROLEUM CORP COMMON STOCK Cmn 966387952 6,766 117,500 Sh Put Shared-defined 1 117,500 WHITING PETROLEUM CORP COMMON STOCK Cmn 966387902 2,159 37,500 Sh Call Shared-defined 2 37,500 WHITING PETROLEUM CORP COMMON STOCK Cmn 966387952 5,073 88,100 Sh Put Shared-defined 2 88,100 WHITING PETROLEUM CORP COMMON STOCK Cmn 966387102 288 5,007 Sh Shared-defined 2 5,007 WHOLE FOODS MARKET INC CMN STK Cmn 966837106 4,064 133,279 Sh Shared-defined 1 133,279 COLUMN TOTALS 111,579
FORM 13F Page 615 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ WHOLE FOODS MARKET INC CMN STK Cmn 966837106 1,369 44,900 Sh Shared-defined 2 44,900 WHOLE FOODS MARKET INC CMN STK Cmn 966837906 11,687 383,300 Sh Call Shared-defined 1 383,300 WHOLE FOODS MARKET INC CMN STK Cmn 966837956 19,928 653,600 Sh Put Shared-defined 1 653,600 WHOLE FOODS MARKET INC CMN STK Cmn 966837956 3 100 Sh Put Shared-defined 2 100 WILLBROS GROUP INC Cmn 969203108 27 1,801 Sh Shared-defined 1 1,801 WILLBROS GROUP INC Cmn 969203908 466 30,600 Sh Call Shared-defined 1 30,600 WILLBROS GROUP INC Cmn 969203958 318 20,900 Sh Put Shared-defined 1 20,900 WILLBROS GROUP INC Cmn 969203108 355 23,277 Sh Shared-defined 2 23,277 WILLIAMS COMPANIES COMMON STOCK Cmn 969457100 1,064 59,565 Sh Shared-defined 1 59,565 WILLIAMS COMPANIES COMMON STOCK Cmn 969457100 1,802 100,867 Sh Shared-defined 2 100,867 WILLIAMS PARTNERS LP COMMON STOCK Cmn 96950F904 233 10,000 Sh Call Shared-defined 1 10,000 WILLIAMS PARTNERS LP COMMON STOCK Cmn 96950F954 328 14,100 Sh Put Shared-defined 1 14,100 WILLIAMS PARTNERS LP COMMON STOCK Cmn 96950F104 20 863 Sh Shared-defined 1 863 WILLIAMS-SONOMA INC CMN STK Cmn 969904901 1,993 98,500 Sh Call Shared-defined 1 98,500 COLUMN TOTALS 39,593
FORM 13F Page 616 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ WILLIAMS-SONOMA INC CMN STK Cmn 969904951 409 20,200 Sh Put Shared-defined 1 20,200 WILLIAMS-SONOMA INC CMN STK Cmn 969904901 1,768 87,400 Sh Call Shared-defined 2 87,400 WILLIAMS-SONOMA INC CMN STK Cmn 969904951 411 20,300 Sh Put Shared-defined 2 20,300 WILLIAMS-SONOMA INC CMN STK Cmn 969904101 30,833 1,524,140 Sh Shared-defined 2 1,524,140 WILLIS GROUP HOLDINGS LTD CMN STK Cmn G96655908 48 1,700 Sh Call Shared-defined 1 1,700 WILLIS GROUP HOLDINGS LTD CMN STK Cmn G96655958 87 3,100 Sh Put Shared-defined 1 3,100 WILLIS GROUP HOLDINGS LTD CMN STK Cmn G96655108 236 8,360 Sh Shared-defined 1 8,360 WILMINGTON TRUST CORP CMN STK Cmn 971807102 41 2,893 Sh Shared-defined 1 2,893 WILMINGTON TRUST CORP CMN STK Cmn 971807102 587 41,347 Sh Shared-defined 2 41,347 WILSHIRE BANCORP INC COMMON STOCK Cmn 97186T108 34 4,638 Sh Shared-defined 1 4,638 WILSHIRE BANCORP INC COMMON STOCK Cmn 97186T108 132 18,022 Sh Shared-defined 2 18,022 WINDSTREAM CORP COMMON STOCK Cmn 97381W104 123 12,162 Sh Shared-defined 1 12,162 WINDSTREAM CORP COMMON STOCK Cmn 97381W104 7,604 750,689 Sh Shared-defined 2 750,689 WINN-DIXIE STORES INC Cmn 974280907 331 25,200 Sh Call Shared-defined 1 25,200 COLUMN TOTALS 42,644
FORM 13F Page 617 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ WINN-DIXIE STORES INC Cmn 974280957 62 4,700 Sh Put Shared-defined 1 4,700 WINN-DIXIE STORES INC Cmn 974280307 19 1,473 Sh Shared-defined 2 1,473 WINNEBAGO INDUSTRIES CMN STK Cmn 974637900 94 6,400 Sh Call Shared-defined 1 6,400 WINNEBAGO INDUSTRIES CMN STK Cmn 974637950 712 48,400 Sh Put Shared-defined 1 48,400 WINNEBAGO INDUSTRIES CMN STK Cmn 974637100 938 63,767 Sh Shared-defined 1 63,767 WINNEBAGO INDUSTRIES CMN STK Cmn 974637100 214 14,554 Sh Shared-defined 2 14,554 WINTRUST FINANCIAL CMN STOCK Cmn 97650W108 49 1,745 Sh Shared-defined 1 1,745 WINTRUST FINANCIAL CMN STOCK Cmn 97650W108 327 11,705 Sh Shared-defined 2 11,705 WISCONSIN ENERGY CORP CMN STK Cmn 976657106 11 252 Sh Shared-defined 1 252 WISCONSIN ENERGY CORP CMN STK Cmn 976657106 545 12,071 Sh Shared-defined 2 12,071 WMS INDUSTRIES COMMON STOCK Cmn 929297909 1,753 39,350 Sh Call Shared-defined 1 39,350 WMS INDUSTRIES COMMON STOCK Cmn 929297959 1,990 44,650 Sh Put Shared-defined 1 44,650 WMS INDUSTRIES COMMON STOCK Cmn 929297109 99,620 2,235,648 Sh Shared-defined 2 2,235,648 WOLVERINE WORLD WIDE CMN STK Cmn 978097903 147 5,900 Sh Call Shared-defined 1 5,900 COLUMN TOTALS 106,481
FORM 13F Page 618 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ WOLVERINE WORLD WIDE CMN STK Cmn 978097953 35 1,400 Sh Put Shared-defined 1 1,400 WOLVERINE WORLD WIDE CMN STK Cmn 978097103 10 422 Sh Shared-defined 1 422 WOLVERINE WORLD WIDE CMN STK Cmn 978097103 2,571 103,488 Sh Shared-defined 2 103,488 WOODWARD GOVERNOR Cmn 980745903 536 22,100 Sh Call Shared-defined 1 22,100 WOODWARD GOVERNOR Cmn 980745953 289 11,900 Sh Put Shared-defined 1 11,900 WOODWARD GOVERNOR Cmn 980745903 10 400 Sh Call Shared-defined 2 400 WORLD ACCEPTANCE 3.0% CB 10/1/2011-REGISTERED Bond 981417AB4 11,599 13,255,000 Prn Shared-defined 2 N/A WORLD ACCEPTANCE CP/DE Cmn 981419954 214 8,500 Sh Put Shared-defined 2 8,500 WORLD FUEL SVCS CORP COMMON STOCK Cmn 981475906 1,408 29,300 Sh Call Shared-defined 1 29,300 WORLD FUEL SVCS CORP COMMON STOCK Cmn 981475956 1,293 26,900 Sh Put Shared-defined 1 26,900 WORLD FUEL SVCS CORP COMMON STOCK Cmn 981475906 1,413 29,400 Sh Call Shared-defined 2 29,400 WORLD FUEL SVCS CORP COMMON STOCK Cmn 981475956 457 9,500 Sh Put Shared-defined 2 9,500 WORLD FUEL SVCS CORP COMMON STOCK Cmn 981475106 46 966 Sh Shared-defined 1 966 WORLD WRESTLING ENTERTAINMENT CMN STOCK Cmn 98156Q908 32 2,300 Sh Call Shared-defined 1 2,300 COLUMN TOTALS 19,913
FORM 13F Page 619 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ WORLD WRESTLING ENTERTAINMENT CMN STOCK Cmn 98156Q108 41 2,939 Sh Shared-defined 1 2,939 WORLD WRESTLING ENTERTAINMENT CMN STOCK Cmn 98156Q108 517 36,868 Sh Shared-defined 2 36,868 WORTHINGTON INDS INC Cmn 981811902 391 28,100 Sh Call Shared-defined 1 28,100 WORTHINGTON INDS INC Cmn 981811952 717 51,600 Sh Put Shared-defined 1 51,600 WRIGHT MEDICAL 2.625% CB 12/1/2014 - REGISTERED Bond 98235TAA5 19,429 23,000,000 Prn Shared-defined 2 N/A WRIGHT MEDICAL GROUP INC Cmn 98235T107 93 5,198 Sh Shared-defined 1 5,198 WRIGHT MEDICAL GROUP INC Cmn 98235T907 113 6,300 Sh Call Shared-defined 1 6,300 WRIGHT MEDICAL GROUP INC Cmn 98235T957 186 10,400 Sh Put Shared-defined 1 10,400 WRIGHT MEDICAL GROUP INC Cmn 98235T107 303 16,963 Sh Shared-defined 2 16,963 WUXI PHARMATECH INC-ADR Depository Receipt 929352102 122 10,251 Sh Shared-defined 1 N/A WUXI PHARMATECH INC-ADR Depository Receipt 929352102 1,669 139,901 Sh Shared-defined 2 N/A WYETH COMMON STOCK Cmn 983024900 3,483 71,700 Sh Call Shared-defined 1 71,700 WYETH COMMON STOCK Cmn 983024950 16,522 340,100 Sh Put Shared-defined 1 340,100 WYETH COMMON STOCK Cmn 983024100 14,285 294,055 Sh Shared-defined 1 294,055 COLUMN TOTALS 57,871
FORM 13F Page 620 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ WYETH COMMON STOCK Cmn 983024100 63 1,296 Sh Shared-defined 2 1,296 WYNDHAM WORLDWIDE CORP Cmn 98310W108 393 24,080 Sh Shared-defined 1 24,080 WYNDHAM WORLDWIDE CORP Cmn 98310W908 1,640 100,500 Sh Call Shared-defined 1 100,500 WYNDHAM WORLDWIDE CORP Cmn 98310W958 1,399 85,700 Sh Put Shared-defined 1 85,700 WYNDHAM WORLDWIDE CORP Cmn 98310W108 24,785 1,518,701 Sh Shared-defined 2 1,518,701 WYNDHAM WORLDWIDE CORP Cmn 98310W908 767 47,000 Sh Call Shared-defined 2 47,000 WYNDHAM WORLDWIDE CORP Cmn 98310W958 756 46,300 Sh Put Shared-defined 2 46,300 WYNDHAM WORLDWIDE CORP 3.5% CB 05/1/2012-REGISTERE Bond 98310WAC2 42,727 30,000,000 Prn Shared-defined 2 N/A WYNN RESORTS LTD COMMON STOCK Cmn 983134107 1,331 18,775 Sh Shared-defined 1 18,775 WYNN RESORTS LTD COMMON STOCK Cmn 983134107 10,034 141,541 Sh Shared-defined 2 141,541 WYNN RESORTS LTD COMMON STOCK Cmn 983134907 30,532 430,700 Sh Call Shared-defined 1 430,700 WYNN RESORTS LTD COMMON STOCK Cmn 983134957 42,711 602,500 Sh Put Shared-defined 1 602,500 WYNN RESORTS LTD COMMON STOCK Cmn 983134907 24,464 345,100 Sh Call Shared-defined 2 345,100 XCEL ENERGY INC Cmn 98389B100 99 5,152 Sh Shared-defined 1 5,152 COLUMN TOTALS 181,701
FORM 13F Page 621 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ XCEL ENERGY INC Cmn 98389B900 379 19,700 Sh Call Shared-defined 1 19,700 XCEL ENERGY INC Cmn 98389B950 358 18,600 Sh Put Shared-defined 1 18,600 XCEL ENERGY INC Cmn 98389B100 1,164 60,476 Sh Shared-defined 2 60,476 XENOPORT INC COMMON STOCK Cmn 98411C900 919 43,300 Sh Call Shared-defined 1 43,300 XENOPORT INC COMMON STOCK Cmn 98411C950 1,110 52,300 Sh Put Shared-defined 1 52,300 XENOPORT INC COMMON STOCK Cmn 98411C100 345 16,244 Sh Shared-defined 2 16,244 XEROX CORP Cmn 984121103 1,215 156,942 Sh Shared-defined 1 156,942 XEROX CORP Cmn 984121103 17,887 2,311,013 Sh Shared-defined 2 2,311,013 XEROX CORP Cmn 984121903 2,200 284,300 Sh Call Shared-defined 1 284,300 XEROX CORP Cmn 984121953 3,360 434,100 Sh Put Shared-defined 1 434,100 XEROX CORP Cmn 984121903 1,528 197,400 Sh Call Shared-defined 2 197,400 XEROX CORP Cmn 984121953 1,676 216,600 Sh Put Shared-defined 2 216,600 XILINX INC CMN STK Cmn 983919901 4,614 197,000 Sh Call Shared-defined 1 197,000 XILINX INC CMN STK Cmn 983919951 3,031 129,400 Sh Put Shared-defined 1 129,400 COLUMN TOTALS 39,786
FORM 13F Page 622 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ XILINX INC CMN STK Cmn 983919901 2,906 124,100 Sh Call Shared-defined 2 124,100 XILINX INC CMN STK Cmn 983919951 3,562 152,100 Sh Put Shared-defined 2 152,100 XILINX INC 3.125% CB 3/15/2037 - - REGISTERED Bond 983919AD3 130,033 147,500,000 Prn Shared-defined 2 N/A XILINX INC CMN STK Cmn 983919101 472 20,151 Sh Shared-defined 1 20,151 XL CAPITAL LTD -CL A CMN STOCK Cmn G98255905 4,636 265,500 Sh Call Shared-defined 1 265,500 XL CAPITAL LTD -CL A CMN STOCK Cmn G98255955 1,605 91,900 Sh Put Shared-defined 1 91,900 XL CAPITAL LTD -CL A CMN STOCK Cmn G98255905 2,815 161,200 Sh Call Shared-defined 2 161,200 XL CAPITAL LTD -CL A CMN STOCK Cmn G98255955 1,198 68,600 Sh Put Shared-defined 2 68,600 XL CAPITAL LTD -CL A CMN STOCK Cmn G98255105 25,413 1,455,474 Sh Shared-defined 2 1,455,474 XOMA LTD COMMON STOCK XOMA Cmn G9825R107 40 49,560 Sh Shared-defined 1 49,560 XTO ENERGY INC COMMON STOCK Cmn 98385X906 17,995 435,500 Sh Call Shared-defined 1 435,500 XTO ENERGY INC COMMON STOCK Cmn 98385X956 19,912 481,900 Sh Put Shared-defined 1 481,900 XTO ENERGY INC COMMON STOCK Cmn 98385X906 13,388 324,000 Sh Call Shared-defined 2 324,000 XTO ENERGY INC COMMON STOCK Cmn 98385X956 12,793 309,600 Sh Put Shared-defined 2 309,600 COLUMN TOTALS 236,768
FORM 13F Page 623 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ XTO ENERGY INC COMMON STOCK Cmn 98385X106 1,146 27,730 Sh Shared-defined 1 27,730 XTO ENERGY INC COMMON STOCK Cmn 98385X106 12,321 298,179 Sh Shared-defined 2 298,179 XYRATEX LTD COMMON STOCK Cmn G98268908 24 2,500 Sh Call Shared-defined 1 2,500 XYRATEX LTD COMMON STOCK Cmn G98268958 27 2,800 Sh Put Shared-defined 1 2,800 XYRATEX LTD COMMON STOCK Cmn G98268108 59 6,176 Sh Shared-defined 1 6,176 XYRATEX LTD COMMON STOCK Cmn G98268108 2,918 306,783 Sh Shared-defined 2 306,783 YAHOO! INC CMN STOCK Cmn 984332106 28,997 1,628,131 Sh Shared-defined 2 1,628,131 YAHOO! INC CMN STOCK Cmn 984332906 38,268 2,148,700 Sh Call Shared-defined 1 2,148,700 YAHOO! INC CMN STOCK Cmn 984332956 34,183 1,919,300 Sh Put Shared-defined 1 1,919,300 YAHOO! INC CMN STOCK Cmn 984332906 11,682 655,900 Sh Call Shared-defined 2 655,900 YAHOO! INC CMN STOCK Cmn 984332956 8,834 496,000 Sh Put Shared-defined 2 496,000 YAMANA GOLD INC Cmn 98462Y100 423 39,453 Sh Shared-defined 1 39,453 YAMANA GOLD INC Cmn 98462Y900 5,577 520,700 Sh Call Shared-defined 1 520,700 YAMANA GOLD INC Cmn 98462Y950 5,118 477,900 Sh Put Shared-defined 1 477,900 COLUMN TOTALS 149,577
FORM 13F Page 624 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ YAMANA GOLD INC Cmn 98462Y100 1,725 161,026 Sh Shared-defined 2 161,026 YAMANA GOLD INC Cmn 98462Y900 3,223 300,900 Sh Call Shared-defined 2 300,900 YAMANA GOLD INC Cmn 98462Y950 3,909 365,000 Sh Put Shared-defined 2 365,000 YANZHOU COAL MINING CO LTD CMN Depository STOCK Receipt 984846105 585 40,535 Sh Shared-defined 1 N/A YANZHOU COAL MINING CO LTD CMN Depository STOCK Receipt 984846105 9 638 Sh Shared-defined 2 N/A YOUBET COM INC CMN STOCK Cmn 987413101 13 6,375 Sh Shared-defined 1 6,375 YOUBET COM INC CMN STOCK Cmn 987413101 8 3,808 Sh Shared-defined 2 3,808 YRC WORLDEWIDE 5.0% 08/08/23 - REGISTERED Bond 985577AA3 2,662 5,000,000 Prn Shared-defined 2 N/A YRC WORLDWIDE INC CMN STK Cmn 984249902 3,217 723,000 Sh Call Shared-defined 1 723,000 YRC WORLDWIDE INC CMN STK Cmn 984249952 937 210,600 Sh Put Shared-defined 1 210,600 YRC WORLDWIDE INC CMN STK Cmn 984249902 255 57,400 Sh Call Shared-defined 2 57,400 YRC WORLDWIDE INC CMN STK Cmn 984249952 117 26,400 Sh Put Shared-defined 2 26,400 YRC WORLDWIDE INC CMN STK Cmn 984249102 139 31,142 Sh Shared-defined 1 31,142 YRC WORLDWIDE INC CMN STK Cmn 984249102 491 110,274 Sh Shared-defined 2 110,274 COLUMN TOTALS 17,290
FORM 13F Page 625 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ YUCHENG TECHNOLOGIES LTD COMMON STOCK Cmn G98777908 90 12,500 Sh Call Shared-defined 1 12,500 YUCHENG TECHNOLOGIES LTD COMMON STOCK Cmn G98777958 32 4,500 Sh Put Shared-defined 1 4,500 YUCHENG TECHNOLOGIES LTD COMMON STOCK Cmn G98777108 41 5,785 Sh Shared-defined 1 5,785 YUCHENG TECHNOLOGIES LTD COMMON STOCK Cmn G98777108 5 727 Sh Shared-defined 2 727 YUM! BRANDS INC CMN STOCK Cmn 988498901 8,271 245,000 Sh Call Shared-defined 1 245,000 YUM! BRANDS INC CMN STOCK Cmn 988498951 8,288 245,500 Sh Put Shared-defined 1 245,500 YUM! BRANDS INC CMN STOCK Cmn 988498901 9,449 279,900 Sh Call Shared-defined 2 279,900 YUM! BRANDS INC CMN STOCK Cmn 988498951 8,886 263,200 Sh Put Shared-defined 2 263,200 YUM! BRANDS INC CMN STOCK Cmn 988498101 112 3,313 Sh Shared-defined 2 3,313 ZALE CORPORATION COMMON STOCK Cmn 988858906 289 40,400 Sh Call Shared-defined 1 40,400 ZALE CORPORATION COMMON STOCK Cmn 988858956 528 73,900 Sh Put Shared-defined 1 73,900 ZALE CORPORATION COMMON STOCK Cmn 988858106 58 8,105 Sh Shared-defined 1 8,105 ZEBRA TECHNOLOGIES CP -CL A CMN STK Cmn 989207905 609 23,500 Sh Call Shared-defined 1 23,500 ZEBRA TECHNOLOGIES CP -CL A CMN STK Cmn 989207955 88 3,400 Sh Put Shared-defined 1 3,400 COLUMN TOTALS 36,746
FORM 13F Page 626 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ ZEBRA TECHNOLOGIES CP -CL A CMN STK Cmn 989207105 68 2,635 Sh Shared-defined 1 2,635 ZEBRA TECHNOLOGIES CP -CL A CMN STK Cmn 989207105 130 5,021 Sh Shared-defined 2 5,021 ZHONE TECHNOLOGIES INC COMMON STOCK Cmn 98950P108 7 13,576 Sh Shared-defined 1 13,576 ZHONGPIN INC COMMON STOCK Cmn 98952K907 300 20,400 Sh Call Shared-defined 1 20,400 ZHONGPIN INC COMMON STOCK Cmn 98952K957 330 22,400 Sh Put Shared-defined 1 22,400 ZHONGPIN INC COMMON STOCK Cmn 98952K107 139 9,425 Sh Shared-defined 1 9,425 ZIMMER HLDGS INC CMN STOCK Cmn 98956P102 25,746 481,676 Sh Shared-defined 2 481,676 ZIMMER HLDGS INC CMN STOCK Cmn 98956P902 7,654 143,200 Sh Call Shared-defined 1 143,200 ZIMMER HLDGS INC CMN STOCK Cmn 98956P952 3,522 65,900 Sh Put Shared-defined 1 65,900 ZIMMER HLDGS INC CMN STOCK Cmn 98956P902 3,645 68,200 Sh Call Shared-defined 2 68,200 ZIMMER HLDGS INC CMN STOCK Cmn 98956P952 3,116 58,300 Sh Put Shared-defined 2 58,300 ZIONS BANCORPORATION CMN STK Cmn 989701907 3,420 190,300 Sh Call Shared-defined 1 190,300 ZIONS BANCORPORATION CMN STK Cmn 989701957 4,291 238,800 Sh Put Shared-defined 1 238,800 ZIONS BANCORPORATION CMN STK Cmn 989701907 1,966 109,400 Sh Call Shared-defined 2 109,400 COLUMN TOTALS 54,334
FORM 13F Page 627 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ ZIONS BANCORPORATION CMN STK Cmn 989701957 5,542 308,400 Sh Put Shared-defined 2 308,400 ZIONS BANCORPORATION CMN STK Cmn 989701107 1,013 56,370 Sh Shared-defined 1 56,370 ZIONS BANCORPORATION CMN STK Cmn 989701107 1,059 58,950 Sh Shared-defined 2 58,950 ZIX CORP CMN STK Cmn 98974P900 61 27,500 Sh Call Shared-defined 1 27,500 ZIX CORP CMN STK Cmn 98974P950 27 12,400 Sh Put Shared-defined 1 12,400 ZIX CORP CMN STK Cmn 98974P100 54 24,696 Sh Shared-defined 1 24,696 ZIX CORP CMN STK Cmn 98974P100 1 266 Sh Shared-defined 2 266 ZOLTEK COS INC CMN STK Cmn 98975W904 390 37,100 Sh Call Shared-defined 1 37,100 ZOLTEK COS INC CMN STK Cmn 98975W954 995 94,800 Sh Put Shared-defined 1 94,800 ZOLTEK COS INC CMN STK Cmn 98975W104 495 47,140 Sh Shared-defined 1 47,140 ZOLTEK COS INC CMN STK Cmn 98975W104 32 3,065 Sh Shared-defined 2 3,065 ZORAN CORP CMN STOCK Cmn 98975F901 253 22,000 Sh Call Shared-defined 1 22,000 ZORAN CORP CMN STOCK Cmn 98975F951 244 21,200 Sh Put Shared-defined 1 21,200 ZORAN CORP CMN STOCK Cmn 98975F101 155 13,440 Sh Shared-defined 1 13,440 COLUMN TOTALS 10,321
FORM 13F Page 628 of 628 Name of Reporting Manager Citadel Limited Partnership (SEC USE ONLY) Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting Authority - --------------------------------- ---------- --------- ---------- -------------------- -------------- -------- --------------------- Value Title (In Shrs or Sh/ Put/ Investment Other Name of Issuer of Class CUSIP thousands) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ ZORAN CORP CMN STOCK Cmn 98975F101 667 57,869 Sh Shared-defined 2 57,869 ZUMIEZ INC COMMON STOCK Cmn 989817901 162 9,900 Sh Call Shared-defined 1 9,900 ZUMIEZ INC COMMON STOCK Cmn 989817951 369 22,500 Sh Put Shared-defined 1 22,500 ZUMIEZ INC COMMON STOCK Cmn 989817101 179 10,882 Sh Shared-defined 1 10,882 ZYMOGENETICS INC Cmn 98985T109 3 502 Sh Shared-defined 1 502 ZYMOGENETICS INC Cmn 98985T909 201 33,300 Sh Call Shared-defined 1 33,300 ZYMOGENETICS INC Cmn 98985T959 49 8,100 Sh Put Shared-defined 1 8,100 ZYMOGENETICS INC Cmn 98985T109 1,474 244,059 Sh Shared-defined 2 244,059 COLUMN TOTALS 3,104 ---------- LONG MARKET VALUE 44,747,953 ==========
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