EX-99.H.III.D 8 fundacct_agr.htm AMENDMENT TO THE FUND ACCOUNTING SERVICING AGREEMENT fundacct_agr.htm  
AMENDMENT TO THE
ADVISORS SERIES TRUST
FUND ACCOUNTING SERVICING AGREEMENT


THIS AMENDMENT dated as of the 3rd day of December, 2015, to the Fund Accounting Servicing Agreement, dated as of June 8, 2006, as amended (the “Agreement”), is entered into by and between Advisors Series Trust, a Delaware statutory trust (the “Trust”) on behalf of its separate series listed on Amended Exhibit CC attached hereto (as amended from time to time), and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).


RECITALS

WHEREAS, the parties have entered into a Fund Accounting Servicing Agreement; and

WHEREAS, the parties desire to amend the listed series of the Trust to add the Scharf Alpha Opportunity Fund; and


WHEREAS, Section 15 of the Agreement allows for its amendment by a written instrument executed by both parties.

NOW, THEREFORE, the parties agree as follows:

Amended Exhibit CC is hereby superseded and replaced with Amended Exhibit CC attached hereto.


Except to the extent amended hereby, the Agreement shall remain in full force and effect.


IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by a duly authorized officer on one or more counterparts as of the date and year first written above.

 
ADVISORS SERIES TRUST U.S. BANCORP FUND SERVICES, LLC
   
By: /s/ Douglas G. Hess                       By: /s/ Michael R. McVoy                    
   
Printed Name:  Douglas G. Hess   Printed Name:  Michael R. McVoy
   
Title:  President Title: Executive Vice President
   
 
 

 
 
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Amended Exhibit CC to the Advisors Series Trust Fund Accounting Servicing Agreement
Separate Series of Scharf Investments, LLC

Name of Series                                                  Date Added
Scharf Fund
 
 
Scharf Balanced Opportunity Fund
Scharf Global Opportunity Fund
Scharf Alpha Opportunity Fund                                                                                     On or after December 3, 2015

Multiple Series Trust
FUND ACCOUNTING, FUND ADMINISTRATION & PORTFOLIO COMPLIANCE, AND CHIEF COMPLIANCE OFFICER (CCO) SERVICES FEE SCHEDULE at  October, 2014
Annual Fee Based Upon Average Net Assets Per Fund*
10 basis points on the first $[   ]
8 basis points on the next $[   ]
5 basis points on the balance
Minimum annual fee:  $[   ] per fund for the first 4 years; $[   ] per fund thereafter
§ Additional fee of $[   ] for each additional class
§ Additional fee of $[   ] per manager/sub-advisor per fund
Services Included in Annual Fee Per Fund
§ Daily Performance Reporting
§ Advisor Information Source Web Portal
§ USBFS Legal Administration (e.g., registration statement update)
 
CCO Annual Fees (Per Advisor Relationship/Fund)*
§ $[   ]/fund (subject to change based on Board review and approval)
§ $[   ] / sub-advisor per fund
 
Out-Of-Pocket Expenses
Including but not limited to pricing services, corporate action services, fair value pricing services, factor services, customized reporting, third-party data provider costs (including GICS, MSCI, etc), postage, stationery, programming, special reports, proxies, insurance, EDGAR/XBRL filing, retention of records, federal and state regulatory filing fees, expenses from Board of directors meetings, third party auditing and legal expenses, wash sales reporting (GainsKeeper), tax e-filing, conversion expenses (if necessary), and CCO team travel related costs to perform due diligence reviews at advisor or sub-advisor facilities.
Additional Services
Available but not included above are the following services – Daily compliance testing (Charles River), Section 15(c) reporting, equity attribution, electronic Board book portal (BookMark), and additional services mutually agreed upon.
*Subject to annual CPI increase, Milwaukee MSA.
Fees are billed monthly.
 
 
Advisor’s Signature not required at December 3, 2015 as the fund accounting fees are not changing.
 
 
 
 
 
 
 
 
 
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Amended Exhibit CC (continued) to the Advisors Series Trust Fund Accounting Servicing Agreement

 
FUND ACCOUNTING SERVICES
SUPPLEMENTAL SERVICES
FEE SCHEDULE at December, 2011
 
Pricing Services*
§  $[   ] - Domestic Equities, Options, ADRs
§  $[   ] - Domestic Corporate/Convertible/Gov’t/Agency Bonds, Foreign Equities, Futures, Forwards, Currency Rates
§  $[   ] - CMOs, Municipal Bonds, Money Market Instruments, Foreign Corporate/Convertible/Gov’t/Agency Bonds, Asset Backed Securities, Mortgage Backed Securities
§  $[   ] - Bank Loans
§  $[   ] - Credit Default Swaps
§  $[   ] - Swaptions, Index Swaps
§  $[   ] - Interest Rate Swaps, Foreign Currency Swaps, Total Return Swaps, Total Return Bullet Swaps
 
Corporate Action & Manual Pricing Services
§  $[   ] / Foreign Equity Security per Month for Corporate Action Service
§  $[   ] / Domestic Equity Security per Month for Corporate Action Service
§  $[   ] / Month Manual Security Pricing (>10/day)
 
Fair Value Services (Interactive Data)*
§  $[   ] on the First 100 Securities
§  $[   ] on the Balance of Securities
 
* Per security per fund per pricing day.
 
NOTE: Prices above are based on using IDC as the primary pricing service and are subject to change.  Use of alternative and/or additional sources may result in additional fees.
 
 



 
 
 
 
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