EX-99.(H)(5)(V) 10 d78391dex99h5v.htm AMENDMENT NO. 3 TO SECOND A&R RETIREMENT PLAN PARTICIPATION AGREEMENT AGREEMENT Amendment No. 3 to Second A&R Retirement Plan Participation Agreement Agreement

Exhibit (h)(5)(v)

AMENDMENT NO. 3

SECOND AMENDED AND RESTATED RETIREMENT PLAN PARTICIPATION AGREEMENT

Amendment No. 3, dated as of May 1, 2017 (“Amendment No. 3”), to the Second Amended and Restated Retirement Plan Participation Agreement, dated as of April 26, 2012 (“Agreement”), by and among EQ Advisors Trust (“Trust”), AXA Equitable Life Insurance Company, AXA Equitable 401(K) Plan and AXA Distributors, LLC (collectively, the “Parties”).

The Parties hereby agree to modify and amend the Agreement as follows:

 

  1.

Name Change.    The name of EQ/GAMCO Small Company Value Portfolio is changed to 1290 VT GAMCO Small Company Value Portfolio.

 

  2.

Schedule A. Schedule A to the Agreement, setting forth the Portfolios of the Trust participating on behalf of which the Trust is entering into the Agreement is hereby replaced in its entirety by Schedule A attached hereto.

Except as modified and amended hereby, the Agreement is hereby ratified and confirmed in full force and effect in accordance with its terms.

IN WITNESS WHEREOF, the parties have executed and delivered this Amendment No. 3 as of the date first above set forth.

 

  EQ ADVISORS TRUST   AXA EQUITABLE 401(K) PLAN

      

 

By:

Name:

Title:

 

/s/ Steven M. Joenk

Steven M. Joenk

Chairman, President and

Chief Executive Officer

 

By:

   Investment Committee established by the employee benefit plans sponsored by AXA Equitable Life Insurance Company, as Plan Fiduciary
      By:   

/s/ Glen Gardner

      Name:    Glen Gardner
      Title:    Chairman of Investment
         Committee for Benefit Plans
  AXA DISTRIBUTORS, LLC   AXA EQUITABLE LIFE INSURANCE COMPANY
  By:  

/s/ Brian Winikoff

  By:   

/s/ Glen Gardner

  Name:   Brian Winikoff   Name:    Glen Gardner
  Title:  

Chairman, Chief Executive Officer and Chief Retirement Savings Officer

  Title:    Director
        


SCHEDULE A

AXA EQUITABLE 401(K) PLAN PARTICIPATION AGREEMENT

DESIGNATED PORTFOLIOS AND CLASSES

 

Portfolios

  

1290 VT GAMCO Small Company Value Portfolio

     Class K  

AXA/AB Small Cap Growth Portfolio

     Class K  

EQ/MFS International Growth Portfolio

     Class K