-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C4BPRdzMZ+JYEfEsV0EX2TVPjWMap77vyZS2M11lJk6aLmtd8D9Li61mt3KVVMi2 e/NEdeURGVixWIdi9S8Zzw== 0001140361-09-022389.txt : 20091002 0001140361-09-022389.hdr.sgml : 20091002 20091002155742 ACCESSION NUMBER: 0001140361-09-022389 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091002 DATE AS OF CHANGE: 20091002 EFFECTIVENESS DATE: 20091002 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRIVATE ASSET MANAGEMENT INC CENTRAL INDEX KEY: 0001026200 IRS NUMBER: 330524568 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03581 FILM NUMBER: 091102424 BUSINESS ADDRESS: STREET 1: 11995 EL CAMINO REAL STREET 2: SUITE 303 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: 6197923800 MAIL ADDRESS: STREET 1: 11995 EL CAMINO REAL STREET 2: SUITE 303 CITY: SAN DIEGO STATE: CA ZIP: 92130 13F-HR 1 form13fhr.txt PRIVATE ASSET MANAGEMENT 13F-HR 9-30-2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 9/30/2009 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Private Asset Management, Inc. Address: 11995 ElCamino Real #303 San Diego, CA 92130 Form 13F File Number: 28-5862 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: /s/ Michael D. Berlin Title: General Counsel Phone: (858) 792-3809 x212 Signature, Place, and Date of Signing: /s/ Michael D. Berlin San Diego, CA 10/2/2009 - --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 171 Form 13F Information Table Value Total: $394,958,244.00 -------------- List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------ ----------------- --------- ---------- ------------------- ---------- -------- ---------------------- SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------ ----------------- --------- ---------- ---------- --- ---- ---------- -------- ---- ------ ---------- QUALCOMM INC COMMON STOCK 747525103 51,551,461 1,146,097 SOLE NONE 0 0 1,146,097 SCHWAB VALUE ADVANTAGE MONEY F OTHER ASSETS 808515605 28,579,797 28,579,797 SOLE NONE 0 0 28,579,797 CHEVRONTEXACO CORP COMMON STOCK 166764100 16,790,856 238,405 SOLE NONE 0 0 238,405 EXXON MOBIL CORP COMMON STOCK 30231G102 14,694,455 214,174 SOLE NONE 0 0 214,174 JOHNSON & JOHNSON COMMON STOCK 478160104 12,317,744 202,295 SOLE NONE 0 0 202,295 GENERAL ELEC CO COMMON STOCK 369604103 12,085,989 736,053 SOLE NONE 0 0 736,053 INTEL CORP COMMON STOCK 458140100 9,530,690 487,005 SOLE NONE 0 0 487,005 BANK OF AMERICA CORP COMMON STOCK 060505104 9,093,520 537,442 SOLE NONE 0 0 537,442 PFIZER INC COMMON STOCK 717081103 8,378,585 506,259 SOLE NONE 0 0 506,259 COLGATE-PALMOLIVE CO. COMMON STOCK 194162103 8,105,417 106,259 SOLE NONE 0 0 106,259 INTERNATIONAL BUS MACH COMMON STOCK 459200101 8,000,918 66,892 SOLE NONE 0 0 66,892 J P MORGAN CHASE & CO INC COMMON STOCK 46625H100 7,887,118 179,989 SOLE NONE 0 0 179,989 BRISTOL MYERS SQUIBB COMMON STOCK 110122108 7,463,157 331,401 SOLE NONE 0 0 331,401 UNITED TECHNOLOGIES CP COMMON STOCK 913017109 7,461,914 122,467 SOLE NONE 0 0 122,467 EMERSON ELEC CO COM COMMON STOCK 291011104 7,234,558 180,503 SOLE NONE 0 0 180,503 PEPSICO INC COMMON STOCK 713448108 7,140,964 121,735 SOLE NONE 0 0 121,735 SCHWAB CA MUNI MONEY FD OTHER ASSETS 808508204 5,872,018 5,872,018 SOLE NONE 0 0 5,872,018 MINNESOTA MNG & MFG CO COMMON STOCK 88579Y101 5,730,791 77,653 SOLE NONE 0 0 77,653 CISCO SYS INC COMMON STOCK 17275R102 5,258,177 223,372 SOLE NONE 0 0 223,372 DIAGEO PLC NEW- SPON ADR COMMON STOCK 25243Q205 5,026,254 81,741 SOLE NONE 0 0 81,741 BP PLC-ADR COMMON STOCK 055622104 5,005,767 94,040 SOLE NONE 0 0 94,040 SIGMA ALDRICH COMMON STOCK 826552101 4,840,387 89,670 SOLE NONE 0 0 89,670 MICROSOFT CORP COMMON STOCK 594918104 4,772,330 185,549 SOLE NONE 0 0 185,549 PROCTER & GAMBLE CO COM COMMON STOCK 742718109 4,614,800 79,675 SOLE NONE 0 0 79,675 E M C CORP MASS COMMON STOCK 268648102 4,508,171 264,564 SOLE NONE 0 0 264,564 EL PASO CORP COMMON STOCK 28336L109 4,438,436 430,081 SOLE NONE 0 0 430,081 ITT INDUSTRIES INC. COMMON STOCK 450911102 4,171,765 79,995 SOLE NONE 0 0 79,995 NOVARTIS AG-ADR COMMON STOCK 66987V109 4,026,218 79,917 SOLE NONE 0 0 79,917 VALE SA COMMON STOCK 91912E105 3,990,249 172,514 SOLE NONE 0 0 172,514 AT&T INC COMMON STOCK 00206R102 3,955,176 146,434 SOLE NONE 0 0 146,434 PROGRESS ENERGY INC COMMON STOCK 743263105 3,829,925 98,052 SOLE NONE 0 0 98,052 PENTAIR INC COMMON STOCK 709631105 3,734,900 126,521 SOLE NONE 0 0 126,521 ORACLE CORPORATION COMMON STOCK 68389X105 3,628,998 174,136 SOLE NONE 0 0 174,136 MERCK & CO INC COMMON STOCK 589331107 3,482,563 110,103 SOLE NONE 0 0 110,103 TEVA PHARMACEUTICAL ADR COMMON STOCK 881624209 3,465,635 68,545 SOLE NONE 0 0 68,545 HOME DEPOT INC COMMON STOCK 437076102 3,452,824 129,611 SOLE NONE 0 0 129,611 INTERMEC INC COMMON STOCK 458786100 3,338,753 236,791 SOLE NONE 0 0 236,791 WAL MART STORES INC COMMON STOCK 931142103 3,201,724 65,222 SOLE NONE 0 0 65,222 CITIGROUP INC COMMON STOCK 172967101 3,020,711 624,114 SOLE NONE 0 0 624,114 COSTCO WHOLESALE CORP COMMON STOCK 22160K105 2,748,243 48,745 SOLE NONE 0 0 48,745 APPLE COMPUTER INC COMMON STOCK 037833100 2,685,165 14,487 SOLE NONE 0 0 14,487 WALGREEN CO COMMON STOCK 931422109 2,511,686 67,032 SOLE NONE 0 0 67,032 ROYAL DUTCH SHEL ADR A COMMON STOCK rdsa 2,479,472 43,355 SOLE NONE 0 0 43,355 NALCO CHEM CO COMMON STOCK 62985Q101 2,476,754 120,876 SOLE NONE 0 0 120,876 SOUTHERN CO COMMON STOCK 842587107 2,436,796 76,943 SOLE NONE 0 0 76,943 VISA INC COMMON STOCK 92826C839 2,165,013 31,327 SOLE NONE 0 0 31,327 APPLIED MATERIALS INC. COMMON STOCK 038222105 2,086,397 155,934 SOLE NONE 0 0 155,934 AMGEN INC COMMON STOCK 031162100 2,033,786 33,767 SOLE NONE 0 0 33,767 OCCIDENTAL PETE CP DEL COMMON STOCK 674599105 1,860,432 23,730 SOLE NONE 0 0 23,730 WELLS FARGO COMPANY COMMON STOCK 949746101 1,821,570 64,641 SOLE NONE 0 0 64,641 STARBUCKS CORP COMMON STOCK 855244109 1,803,571 87,340 SOLE NONE 0 0 87,340 ALCOA INC COMMON STOCK 013817101 1,798,188 137,057 SOLE NONE 0 0 137,057 PAYCHEX INC COMMON STOCK 704326107 1,788,600 61,570 SOLE NONE 0 0 61,570 CHINA MOBILE HD ADR F COMMON STOCK 16941M109 1,776,063 36,165 SOLE NONE 0 0 36,165 BOSTON SCIENTIFIC CORP COMMON STOCK 101137107 1,634,026 154,299 SOLE NONE 0 0 154,299 CREDIT SUISSE PFD 7.90% PREFERRED STOCK crp.pr 1,628,225 64,999 SOLE NONE 0 0 64,999 NISOURCE INC COMMON STOCK 65473P105 1,574,987 113,390 SOLE NONE 0 0 113,390 PHILIP MORRIS INTL COMMON STOCK 718172109 1,540,379 31,604 SOLE NONE 0 0 31,604 DISNEY (WALT) HOLDINGS COMMON STOCK 254687106 1,498,303 54,563 SOLE NONE 0 0 54,563 CONAGRA INC COMMON STOCK 205887102 1,427,994 65,867 SOLE NONE 0 0 65,867
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------ ----------------- --------- ---------- ------------------- ---------- -------- ---------------------- SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------ ----------------- --------- ---------- ---------- --- ---- ---------- -------- ---- ------ ---------- SCHERING PLOUGH CORP COMMON STOCK 806605101 1,415,862 50,119 SOLE NONE 0 0 50,119 MONSANTO CO COMMON STOCK 61166W101 1,388,246 17,936 SOLE NONE 0 0 17,936 PENN WEST ENERGY TRUST COMMON STOCK 707885109 1,347,540 85,072 SOLE NONE 0 0 85,072 BERKSHIRE HATHAWAY INC (1/100 COMMON STOCK 08499017 1,212,000 1,200 SOLE NONE 0 0 1,200 ALLIANZ SE PFD 8.375% PREFERRED STOCK azm.pr 1,205,140 50,298 SOLE NONE 0 0 50,298 TIDEWATER INC COMMON STOCK 886423102 1,138,029 24,167 SOLE NONE 0 0 24,167 SYMANTEC CORP COMMON STOCK 871503108 1,102,666 66,950 SOLE NONE 0 0 66,950 MEDTRONIC INC COMMON STOCK 585055106 1,035,994 28,152 SOLE NONE 0 0 28,152 KIMBERLY-CLARK CORP COMMON STOCK 494368103 993,105 16,838 SOLE NONE 0 0 16,838 DEERE & CO. COMMON STOCK 244199105 898,959 20,945 SOLE NONE 0 0 20,945 DB CAP TRUST III 7.6% PFD PREFERRED STOCK dtk.pr 875,328 37,600 SOLE NONE 0 0 37,600 GOOGLE INC-CL A COMMON STOCK 38259P508 874,679 1,764 SOLE NONE 0 0 1,764 TRANSOCEAN INC COMMON STOCK rig 819,805 9,585 SOLE NONE 0 0 9,585 BANK OF AMERICA PFD 8.2% PREFERRED STOCK bac.pr.h 811,175 34,700 SOLE NONE 0 0 34,700 P G & E CORPORATION COMMON STOCK 69331C108 785,304 19,395 SOLE NONE 0 0 19,395 AMERICAN EXPRESS CO COMMON STOCK 025816109 753,371 22,223 SOLE NONE 0 0 22,223 CKE RESTAURANTS INC COMMON STOCK 12561E105 687,997 65,586 SOLE NONE 0 0 65,586 BELROSE CAP-UNSUPERVISED ASSET OTHER ASSETS belrose 681,257 11,077 SOLE NONE 0 0 11,077 STRYKER CORP COMMON STOCK 863667101 666,549 14,672 SOLE NONE 0 0 14,672 WYETH COMMON STOCK 983024100 653,984 13,462 SOLE NONE 0 0 13,462 EDISON INTERNATIONAL COMMON STOCK 281020107 644,467 19,192 SOLE NONE 0 0 19,192 EBAY INC COMMON STOCK 278642103 614,308 26,030 SOLE NONE 0 0 26,030 ST JUDE MED INC COMMON STOCK 790849103 609,921 15,635 SOLE NONE 0 0 15,635 SCHWAB MUNI MONEY FUND OTHER ASSETS 808508105 609,762 609,762 SOLE NONE 0 0 609,762 WELLS FARGO CAP XII PFD 7.875% PREFERRED STOCK bwf.pr 551,397 21,700 SOLE NONE 0 0 21,700 BAXTER INTL INC COMMON STOCK 071813109 541,331 9,495 SOLE NONE 0 0 9,495 CONOCOPHILLIPS COMMON STOCK 20825C104 528,507 11,703 SOLE NONE 0 0 11,703 BECTON DICKINSON & CO COMMON STOCK 075887109 502,200 7,200 SOLE NONE 0 0 7,200 BARCLAYS BK PLC PFD 7.1% PREFERRED STOCK bcs.pr.a 498,762 22,366 SOLE NONE 0 0 22,366 CREDITRISKMONITOR.COM INC COMMON STOCK 225426105 497,984 198,400 SOLE NONE 0 0 198,400 VERIZON COMMUNICATIONS COMMON STOCK 92343V104 488,869 16,150 SOLE NONE 0 0 16,150 SCHLUMBERGER LTD COMMON STOCK 806857108 475,310 7,975 SOLE NONE 0 0 7,975 FRANKLIN RESOURCES INC COMMON STOCK 354613101 468,192 4,654 SOLE NONE 0 0 4,654 NESTLE S A COMMON STOCK 641069406 464,478 10,914 SOLE NONE 0 0 10,914 PUBLIC SVC ENTERPRISE COMMON STOCK 744573106 463,849 14,753 SOLE NONE 0 0 14,753 CATERPILLAR INC COMMON STOCK 149123101 459,882 8,959 SOLE NONE 0 0 8,959 SARA LEE CORP COMMON STOCK 803111103 445,600 40,000 SOLE NONE 0 0 40,000 BERKSHIRE HATHAWAY INC. - CL B COMMON STOCK brkb 415,375 125 SOLE NONE 0 0 125 JP MORGAN CHASE 8.625% PFD PREFERRED STOCK jpm.pr.i 385,700 14,000 SOLE NONE 0 0 14,000 HONEYWELL INTL INC COMMON STOCK 438516106 381,345 10,265 SOLE NONE 0 0 10,265 AIR PRODS & CHEMS INC COMMON STOCK 009158106 364,626 4,700 SOLE NONE 0 0 4,700 EATON CORP COMMON STOCK 278058102 357,649 6,320 SOLE NONE 0 0 6,320 EQT CORP COMMON STOCK 26884L109 352,472 8,274 SOLE NONE 0 0 8,274 COCA COLA CO COMMON STOCK 191216100 338,908 6,311 SOLE NONE 0 0 6,311 BARCLAYS BK 8.125% PFD PREFERRED STOCK bcs.pr.d 321,982 13,196 SOLE NONE 0 0 13,196 ALTRIA GROUP INC COMMON STOCK 02209S103 316,188 17,753 SOLE NONE 0 0 17,753 HEWLETT-PACKARD CO. COMMON STOCK 428236103 315,240 6,677 SOLE NONE 0 0 6,677 NIKE INC - CL B COMMON STOCK 654106103 311,466 4,814 SOLE NONE 0 0 4,814 APPLIED MICRO CIRCUITS CORP COMMON STOCK 03822W406 310,859 31,117 SOLE NONE 0 0 31,117 UNILEVER NV - NY SHARES COMMON STOCK 904784709 310,245 10,750 SOLE NONE 0 0 10,750 SUNRISE COMMUNITY BANK PRIV PL OTHER ASSETS 86799107 305,000 30,500 SOLE NONE 0 0 30,500 DU PONT E I DE NEMOURS COMMON STOCK 263534109 275,761 8,580 SOLE NONE 0 0 8,580 AMTRUST FINANCIAL COMMON STOCK 032355109 272,000 400 SOLE NONE 0 0 400 ABBOTT LABS COMMON STOCK 002824100 261,806 5,292 SOLE NONE 0 0 5,292 MONARCH CEMENT CO COMMON STOCK 609031109 260,620 8,300 SOLE NONE 0 0 8,300 LILLY ELI & CO COMMON STOCK 532457108 257,469 7,795 SOLE NONE 0 0 7,795 MCDONALDS CORP COMMON STOCK 580135101 250,594 4,391 SOLE NONE 0 0 4,391 CVS/CAREMARK CORP COMMON STOCK 126650100 250,073 6,997 SOLE NONE 0 0 6,997 ENTERPRISE FINANCIAL SERVICES COMMON STOCK 293712105 248,196 26,832 SOLE NONE 0 0 26,832 DB CAPITAL FUNDING PFD 7.35% PREFERRED STOCK dce.pr 243,425 10,700 SOLE NONE 0 0 10,700
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------ ----------------- --------- ---------- ------------------- ---------- -------- ---------------------- SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------ ----------------- --------- ---------- ---------- --- ---- ---------- -------- ---- ------ ---------- PPG INDUSTRIES INC COMMON STOCK 693506107 238,661 4,100 SOLE NONE 0 0 4,100 HEINZ H J CO COMMON STOCK 423074103 233,809 5,882 SOLE NONE 0 0 5,882 DIAMONDS TRUST SERIES I COMMON STOCK 252787106 220,977 2,276 SOLE NONE 0 0 2,276 COMMERCEWEST BANK NA COMMON STOCK 20084T103 220,013 30,771 SOLE NONE 0 0 30,771 VODAFONE GROUP PLC SPON ADR COMMON STOCK 92857W209 219,285 9,746 SOLE NONE 0 0 9,746 BARCLAYS BANK PFD 7.75% PREFERRED STOCK bcs.pr.c 215,010 9,000 SOLE NONE 0 0 9,000 PRUDENTIAL FINANCIAL 9.00% PFD PREFERRED STOCK phr.pr 214,758 8,200 SOLE NONE 0 0 8,200 ING GROEP NV 7.375% PFD PREFERRED STOCK idg.pr 212,480 12,800 SOLE NONE 0 0 12,800 CONSOLIDATE EDISON INC COMMON STOCK 209115104 209,613 5,120 SOLE NONE 0 0 5,120 KRAFT FOODS INC -A COMMON STOCK 50075N104 207,796 7,910 SOLE NONE 0 0 7,910 SOLAR POWER INC COMMON STOCK 83490A100 169,650 145,000 SOLE NONE 0 0 145,000 DUKE ENERGY CORP COMMON STOCK 26441C105 165,034 10,485 SOLE NONE 0 0 10,485 3827 33 MENTONE PARTNERS LP PR OTHER ASSETS 3531724 150,927 150,927 SOLE NONE 0 0 150,927 4305 CENTINELA PARTNERS LP PRI OTHER ASSETS 1944814 148,568 148,568 SOLE NONE 0 0 148,568 PROLOGIS REIT COMMON STOCK 743410102 143,040 12,000 SOLE NONE 0 0 12,000 ROYAL BK SCOTLAND GRP PLC 7.25 PREFERRED STOCK rbs.pr.t 134,557 11,550 SOLE NONE 0 0 11,550 THERATECHNOLOGIES INC COMMON STOCK 88338H100 112,781 46,735 SOLE NONE 0 0 46,735 SYLVESTER HOMES LOT 49 LLC OTHER ASSETS 3451654 98,806 98,806 SOLE NONE 0 0 98,806 SCHWAB CA AMT TAX FREE VALUE A OTHER ASSETS 808515662 95,000 95,000 SOLE NONE 0 0 95,000 DREYFUS STRATEGIC MUNI BOND FU CLOSED END 26202F107 92,640 12,000 SOLE NONE 0 0 12,000 INCOME FUNDS NON-TAXABLE 10848 VICTORY PARTNERS LP PRIV OTHER ASSETS 1835397 78,784 78,784 SOLE NONE 0 0 78,784 1830 ROMNEYA PARTNERS LP PRIV. OTHER ASSETS 1817814 76,167 76,167 SOLE NONE 0 0 76,167 ALCATEL-LUCENT SPON ADR COMMON STOCK 013904305 72,302 16,103 SOLE NONE 0 0 16,103 SCHWAB AMT TAX-FREE MONEY FD OTHER ASSETS 808515688 65,000 65,000 SOLE NONE 0 0 65,000 FANNIE MAE 8.25% PFD SER T PREFERRED STOCK fnm.pr.t 62,790 39,000 SOLE NONE 0 0 39,000 LEVEL 3 COMMUNICATIONS INC COMMON STOCK 52729N100 53,098 38,200 SOLE NONE 0 0 38,200 MCG CAPITAL CORP COMMON STOCK 58047P107 50,280 12,000 SOLE NONE 0 0 12,000 SIRIUS XM RADIO INC COMMON STOCK 82967N108 46,037 72,500 SOLE NONE 0 0 72,500 1121 ATLANTIC PARTNERS LLC PRI OTHER ASSETS 1835404 40,775 40,775 SOLE NONE 0 0 40,775 GELTECH SOLUTIONS INC COMMON STOCK 368537106 36,750 17,500 SOLE NONE 0 0 17,500 CURIS INC COMMON STOCK 231269101 25,974 11,100 SOLE NONE 0 0 11,100 ADVANTA CORP-CL B COMMON STOCK 007942204 23,912 42,700 SOLE NONE 0 0 42,700 SCHWAB INVESTOR MONEY FUND OTHER ASSETS 808515878 14,336 14,336 SOLE NONE 0 0 14,336 MAD CATZ INTERACTIVE INC COMMON STOCK 556162105 7,796 20,000 SOLE NONE 0 0 20,000 E DIGITAL CORP COMMON STOCK 26841Y103 7,022 46,811 SOLE NONE 0 0 46,811 AXESSTEL INC COMMON STOCK 05459T101 5,322 44,350 SOLE NONE 0 0 44,350 STERLING ENERGY RESOURCES COMMON STOCK 85928P104 4,116 17,896 SOLE NONE 0 0 17,896 PUREDEPTH INC COMMON STOCK 74622H105 3,000 25,000 SOLE NONE 0 0 25,000 VITAL LIVING INC COMMON STOCK 92846Y100 970 746,274 SOLE NONE 0 0 746,274 TECHNOCONCEPTS INC COMMON STOCK 878610104 875 250,000 SOLE NONE 0 0 250,000 ENERGY KING INC COMMON STOCK 29270F108 558 279,100 SOLE NONE 0 0 279,100 BON COEUR INC COMMON STOCK 09776B108 180 18,000 SOLE NONE 0 0 18,000 SCHIMATIC CASH TRAN NETWORKS.C COMMON STOCK 806732103 180 30,000 SOLE NONE 0 0 30,000 CHAPEAU INC COMMON STOCK 159427202 175 25,000 SOLE NONE 0 0 25,000 DALRADA FINANCIAL CORP COMMON STOCK 235496403 150 30,000 SOLE NONE 0 0 30,000 ARTES MEDICAL INC COMMON STOCK 04301Q100 117 11,750 SOLE NONE 0 0 11,750 ADVANCED REPRODUCTIVE CARE COMMON STOCK 00763e10 - 20,000 SOLE NONE 0 0 20,000 BENQUET CORP CL B XXX REG REVO COMMON STOCK 081851206 - 180,000 SOLE NONE 0 0 180,000 TRACKBETS INTL INCXXXREG REVOK COMMON STOCK 89235N109 - 40,000 SOLE NONE 0 0 40,000 GLOBAL CROSSING 9.625%XXX ESCR OTHER ASSETS 37931k9b - 100,000 SOLE NONE 0 0 100,000 SERVICE MERCHANDISE 9% XXX ESC OTHER ASSETS 8175879c - 100,000 SOLE NONE 0 0 100,000
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