-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Jg9FB3twSWPY0wjkcQVt0f5K5byJmWwJnlZ1/Q3ftGtoHXIlTIFNFVUr/Gw1XPDl YP77BGVWpBMR0IkPGCoWeQ== 0000950129-01-000416.txt : 20010205 0000950129-01-000416.hdr.sgml : 20010205 ACCESSION NUMBER: 0000950129-01-000416 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20010130 ITEM INFORMATION: ITEM INFORMATION: FILED AS OF DATE: 20010131 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ENRON CORP/OR/ CENTRAL INDEX KEY: 0001024401 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-PETROLEUM & PETROLEUM PRODUCTS (NO BULK STATIONS) [5172] IRS NUMBER: 470255140 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: SEC FILE NUMBER: 001-13159 FILM NUMBER: 1520197 BUSINESS ADDRESS: STREET 1: 1400 SMITH ST CITY: HOUSTON STATE: TX ZIP: 77002-7369 BUSINESS PHONE: 7138536161 MAIL ADDRESS: STREET 1: 1400 SMITH ST CITY: HOUSTON STATE: TX ZIP: 77002-7369 FORMER COMPANY: FORMER CONFORMED NAME: ENRON OREGON CORP DATE OF NAME CHANGE: 19961008 8-K 1 h83629e8-k.txt ENRON CORP. - DATED JANUARY 30, 2001 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: January 30, 2001 Enron Corp. (Exact name of registrant as specified in its charter) Oregon (State or other jurisdiction of incorporation) 1-13159 47-0255140 (Commission File Number) (IRS Employer Identification No.) Enron Building 1400 Smith Street Houston, Texas 77002 (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: 713-853-6161 1 2 Item 5. Other Events. The registrant is filing herewith its releases pursuant to Rule 135c of the Securities Act of 1933 in connection with its announcement of its plans to issue zero coupon convertible debt securities, convertible into Enron common stock. Item 7. Exhibits. 99.1 Enron Corp. press release dated January 29, 2001 99.2 Enron Corp. press release dated January 30, 2001 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. ENRON CORP. By: /s/ REX R. ROGERS -------------------------------- Rex R. Rogers Vice President and Associate General Counsel Dated: January 30, 2001 2 3 INDEX TO EXHIBITS Exhibit Number ------- 99.1 Enron Corp. press release dated January 29, 2001 99.2 Enron Corp. press release dated January 30, 2001 EX-99.1 2 h83629ex99-1.txt PRESS RELEASE - DATED JANUARY 29, 2001 1 Enron [ENRON LOGO] P.O.Box 1188 Houston, TX 77251-1188 News Release Karen Denne (713) 853-9757 ENRON CORP. ANNOUNCES PLANS TO ISSUE CONVERTIBLE DEBT - ----------------------------------------------------- FOR IMMEDIATE RELEASE: Monday, Jan. 29, 2001 HOUSTON -- Enron Corp. (NYSE: ENE) announced today that it plans to raise gross proceeds of approximately $1.5 billion through an offering of 20-year, zero coupon convertible senior debt securities. The securities will be convertible into Enron common stock at a premium, to be determined. Enron, at its sole discretion, will have the option to settle the proposed instruments in cash or stock. Most of the proceeds are expected to be used to refinance existing debt. Some of the proceeds may be used to repurchase common stock in conjunction with this offering. The notes being issued and the shares of common stock into which they would be convertible have not been registered under the Securities Act of 1933 and may not be offered or sold in the United States absent registration or an applicable exemption from registration requirements. Enron is one of the world's leading electricity, natural gas and communications companies. The company, with revenues of $101 billion in 2000, markets electricity and natural gas, delivers physical commodities and financial and risk management services to customers around the world, and has developed an intelligent network platform to facilitate online business. Fortune magazine has named Enron "America's Most Innovative Company" for five consecutive years, the top company for "Quality of Management" and the second best company for"Employee Talent." Enron's Internet address is www.enron.com. The stock is traded under the ticker symbol "ENE." 2 This press release includes forward-looking statements within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934. Although Enron believes that its expectations are based on reasonable assumptions, it can give no assurance that its goals will be achieved. Important factors that could cause actual results to differ materially from those in the forward looking statements herein include success in marketing natural gas and power to wholesale customers; the ability to penetrate new retail natural gas and electricity markets, including the energy outsource market, in the United States and Europe; development of Enron's broadband network and customer demand for intermediation and content services; and conditions of the capital markets and equity markets during the periods covered by the forward looking statements. ### EX-99.2 3 h83629ex99-2.txt PRESS RELEASE - DATED JANUARY 30, 2001 1 Karen Denne (713) 853-9757 ENRON CORP. PRICES CONVERTIBLE DEBT FOR IMMEDIATE RELEASE: Tuesday, Jan. 30, 2001 HOUSTON--Enron Corp. announced today that it priced its offering of 20-year, zero coupon convertible senior debt securities. Gross proceeds of the offering will be $1.25 billion (exclusive of any over-allotment option). The securities will carry a 2.125 percent yield to maturity with an aggregate face value of $1.90 billion (exclusive of any over-allotment option) and will be convertible into common stock at an initial premium of 45 percent. Enron has granted the initial purchasers of the securities an option to purchase additional zero coupon convertible senior debt securities to cover over- allotments which, if exercised, would provide Enron with $250 million in additional gross proceeds. The notes being issued and the shares of common stock into which they would be convertible have not been registered under the Securities Act of 1933 and may not be offered or sold in the United States absent registration or an applicable exemption from registration requirements. Enron is one of the world's leading electricity, natural gas and communications companies. The company, with revenues of $101 billion in 2000, markets electricity and natural gas, delivers physical commodities and financial and risk management services to customers around the world and has developed an intelligent network platform to facilitate online business. Fortune magazine has named Enron "America's Most Innovative Company" for five consecutive years, the top company for "Quality of Management" and the second best company for "Employee Talent." Enron's Internet address is www.enron.com. The stock is traded under the ticker symbol "ENE." This press release includes forward-looking statements within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934. Although Enron believes that its expectations are based on reasonable assumptions, if can give no assurance that its goals will be achieved. Important factors that could cause actual results to differ materially from those in the forward looking statements herein include success in marketing natural gas and power to wholesale customers; the ability to penetrate new retail natural gas and electricity markets, including the energy outsource market, in the United States and Europe; development of Enron's broadband network and customer demand for intermediation and content services; and conditions of the capital markets and equity markets during the periods covered by the forward looking statements. -----END PRIVACY-ENHANCED MESSAGE-----