-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Mghobb0B9sWm60/sejioBkPeRo8BnU9mwR1N4MJ+a1acpyQXfvZuBO5aJvyOKGsM CLzl4uIkO3lfSBAEJV7FqA== 0000896595-98-000018.txt : 19981221 0000896595-98-000018.hdr.sgml : 19981221 ACCESSION NUMBER: 0000896595-98-000018 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19981218 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LITHIA MOTORS INC CENTRAL INDEX KEY: 0001023128 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] IRS NUMBER: 930572810 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: SEC FILE NUMBER: 001-14733 FILM NUMBER: 98771564 BUSINESS ADDRESS: STREET 1: 360 E JACKSON ST CITY: MEDFORD STATE: OR ZIP: 97501 BUSINESS PHONE: 5417766899 MAIL ADDRESS: STREET 1: LITHIA MOTORS INC STREET 2: 360 E JACKSON CITY: MEDFORD STATE: OR ZIP: 97501 8-A12B 1 FORM 8-A FOR REGISTRATION OF SECURITIES Filed with the Securities and Exchange Commission on December ___, 1998 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 LITHIA MOTORS, INC. (Exact name of registrant as specified in its charter) Oregon 93-0572810 (State of incorporation) (I.R.S. Employer Identification No.) 360 E. Jackson St., Medford, Oregon 97501 (Address of principal executive offices) (Zip Code) Securities to be registered Pursuant to Section 12(b) of the Act: Title of each class to be registered Name of each exchange on which each class is to be registered Class A Common Stock, No Par Value New York Stock Exchange If this Form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box: |X| If this Form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General instruction A.(d), check the following box: |_| Securities Act registration statement file number to which this form relates: Not Applicable Securities to be registered pursuant to 12(g) of the Act: NONE (Title of Class) INFORMATION REQUIRED IN THE REGISTRATION STATEMENT Item 1. Description of Registrant's Securities to be Registered Reference is made to the description of the Registrant's Securities contained in the Company's registration statement on Form S-1, as amended and filed with the Commission on May 1, 1998 (File No. 333-47525), under the caption "Description of Capital Stock" and by this reference is incorporated herein. Item 2. Exhibits. The securities being registered are to be registered on the New York Stock Exchange on which no other securities of the Registrant are registered. In accordance with Instruction II to the Exhibits to Form 8-A, the following exhibits are being filed with the Exchange and are not being filed with, or incorporated by reference in, copies of this registration statement filed with the Securities and Exchange Commission: 1.0 The Company's Annual Report on form 10-K for the fiscal year ending December 31, 1997 and filed with the Commission on March 31, 1998 (File No. 000-21789) and by this reference incorporated herein; 2.1 The Company's Quarterly Reports on form 10-Q for the quarterly periods ending March 31, 1998, filed May 14, 1998; June 30, 1998, filed August 13, 1998; and September 30, 1998, filed November 12, 1998, and by this reference incorporated herein; 2.2 The Company's reports on Form 8-K, filed with the Commission on January 30, 1998, October 28, 1998, and November 12, 1998, and by this reference incorporated herein; 3.0 The Company's Definitive Information Statement filed with the Commission on April 13, 1998, and by this reference incorporated herein; 4.1 Restated Articles of Incorporation of Lithia Motors, Inc. Incorporated by reference to Exhibit 3.1 to the Company's Registration Statement on Form S-1, as amended, and filed with the Securities and Exchange Commission on May1, 1998 (File No. 333-47525). 4.2 Bylaws of Lithia Motors, Inc. Incorporated by reference to Exhibit 3.2 to the Company's Registration Statement on Form S-1, as amended, and filed with the Securities and Exchange Commission on May1, 1998 (File No. 333-47525). 5.0 Specimen Stock Certificate Incorporated by reference to Exhibit 4.1 to the Company's Registration Statement on Form S-1, as amended, and filed with the Securities and Exchange Commission on May1, 1998 (File No. 333-47525). 6.0 1997Annual Report to Shareholders. II-1 SIGNATURES Pursuant to the requirements of Section 12 of the Exchange Act of 1934, the Registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Medford, State of Oregon, on the 11th day of December, 1998. LITHIA MOTORS, INC. (Registrant) By /s/ M. L. Dick Heimann M.L. Dick Heimann President and Chief Operating Officer EXHIBIT INDEX 1.0 The Company's Annual Report on form 10-K for the fiscal year ending December 31, 1997 and filed with the Commission on March 31, 1998 (File No. 000-21789) and by this reference incorporated herein; 2.1 The Company's Quarterly Reports on form 10-Q for the quarterly periods ending March 31, 1998, filed May 14, 1998; June 30, 1998, filed August 13, 1998; and September 30, 1998, filed November 12, 1998, and by this reference incorporated herein; 2.2 The Company's reports on Form 8-K, filed with the Commission on January 30, 1998, October 28, 1998, and November 12, 1998, and by this reference incorporated herein; 3.0 The Company's Definitive Information Statement filed with the Commission on April 13, 1998, and by this reference incorporated herein; 4.1 Restated Articles of Incorporation of Lithia Motors, Inc. Incorporated by reference to Exhibit 3.1 to the Company's Registration Statement on Form S-1, as amended, and filed with the Securities and Exchange Commission on May1, 1998 (File No. 333-47525). 4.2 Bylaws of Lithia Motors, Inc. Incorporated by reference to Exhibit 3.2 to the Company's Registration Statement on Form S-1, as amended, and filed with the Securities and Exchange Commission on May1, 1998 (File No. 333-47525). 5.0 Specimen Stock Certificate Incorporated by reference to Exhibit 4.1 to the Company's Registration Statement on Form S-1, as amended, and filed with the Securities and Exchange Commission on May1, 1998 (File No. 333-47525). 6.0 1997Annual Report to Shareholders. -----END PRIVACY-ENHANCED MESSAGE-----