FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 05/05/2008 |
3. Issuer Name and Ticker or Trading Symbol
IRON MOUNTAIN INC [ IRM ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock, par value, $0.01 per share | 37,818 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (right to buy) | (1) | 03/20/2012 | Common Stock | 7,249 | $13.8111 | D | |
Employee Stock Option (right to buy) | (2) | 04/26/2015 | Common Stock | 43,043 | $18.5867 | D | |
Employee Stock Option (right to buy) | (3) | 12/07/2015 | Common Stock | 17,260 | $28.9667 | D | |
Employee Stock Option (right to buy) | 05/24/2011 | 05/23/2016 | Common Stock | 4,066 | $24.59 | D | |
Employee Stock Option (right to buy) | (4) | 05/23/2016 | Common Stock | 36,600 | $24.59 | D | |
Employee Stock Option (right to buy) | (5) | 03/02/2017 | Common Stock | 64,386 | $27.18 | D | |
Employee Stock Option (right to buy) | (6) | 03/02/2019 | Common Stock | 64,385 | $27.18 | D | |
Employee Stock Option (right to buy) | (7) | 04/28/2008 | Common Stock | 72,111 | $27.735 | D |
Explanation of Responses: |
1. This option grant vested from 2003 through 2007. |
2. 21,520 shares of this option grant have vested. The remaining shares vest as follows: 10,761 shares on 4/27/2009 and 10,762 shares 4/27/2010. |
3. 6,903 shares of this option grant have vested. The remaining shares vest as follows: 3,453 shares on 12/8/2008, 3,451 shares on 12/8/2009 and 3,453 shares on 12/8/2010. |
4. 8,133 shares of this option grant have vested. The remaining shares vest as follows: 24,399 on 5/24/2010 and 4,068 shares on 5/24/2011. |
5. This option grant vests 20% annually for 5 years on the anniversary of the grant. The first 20%, 12,877 shares, vested on 3/2/2008. |
6. This option grant vests 10% annually for 10 years on the anniversary of the grant. The first 10%, 6,438 shares, vested on 3/2/2008. |
7. This option grant vests 20% annually for 5 years on the anniversary of the grant, beginning 4/28/2009. |
Remarks: |
The reporting person was previously an "officer" for purposes of Section 16 of the Securities Exchange Act of 1934 through June 2007. From July 2007 through May 4, 2008, the reporting person was not an "officer". Due to a change of position and responsibilities on May 5, 2008, the reporting person again became an "officer" on such date. |
/s/ Harold E. Ebbinghausen | 05/15/2008 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |