0000902664-12-001437.txt : 20121114 0000902664-12-001437.hdr.sgml : 20121114 20121114082232 ACCESSION NUMBER: 0000902664-12-001437 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121114 DATE AS OF CHANGE: 20121114 EFFECTIVENESS DATE: 20121114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MORGENS WATERFALL VINTIADIS & CO INC CENTRAL INDEX KEY: 0001016150 IRS NUMBER: 132674766 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04599 FILM NUMBER: 121201066 BUSINESS ADDRESS: STREET 1: 600 FIFTH AVENUE STREET 2: 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 2127050500 MAIL ADDRESS: STREET 1: 600 FIFTH AVENUE STREET 2: 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 13F-HR 1 p12-1822form13fhr.txt MORGENS WATERFALL VINTIADIS & COMPANY INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Morgens Waterfall Vintiadis & Company Inc. Address: 600 Fifth Avenue New York, NY 10020 13 File Number: 28-04599 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Edwin H Morgens Title: Chairman Phone: 212-218-4100 Signature, Place and Date of Signing: /s/Edwin H Morgens New York, New York November 14, 2012 ------------------ --------------------- ----------------- [Signature] [City/State] [Date] Report Type (Check only one.): [ X ] 13F Holdings Report. [ ] 13F Notice. [ ] 13F Combination Report. List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 39 Form 13F Information Table Value Total: $134,428 Note: The information provided herein with respect to warrants assumes the exercise of the reported warrants. List of Other Included Managers: None
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ------------------ ---------- -------- --------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- AKAMAI TECHNOLOGIES INC COM 00971T101 957 25,000 SH SOLE 25,000 0 0 AMAZON COM INC COM 023135106 1,017 4,000 SH SOLE 4,000 0 0 ANADARKO PETE CORP COM 032511107 4,545 65,000 SH SOLE 65,000 0 0 APPLE INC COM 037833100 7,005 10,500 SH SOLE 10,500 0 0 ASML HOLDING N V NY REG SHS N07059186 2,469 46,000 SH SOLE 46,000 0 0 BIOSCRIP INC COM 09069N108 5,648 620,000 SH SOLE 620,000 0 0 CALPINE CORP COM NEW 131347304 2,768 160,000 SH SOLE 160,000 0 0 CELGENE CORP COM 151020104 3,644 47,700 SH SOLE 47,700 0 0 CINCINNATI BELL INC NEW COM 171871106 456 80,000 SH SOLE 80,000 0 0 COMCAST CORP NEW CL A 20030N101 3,932 110,000 SH SOLE 110,000 0 0 DUSA PHARMACEUTICALS INC COM 266898105 9,153 1,348,000 SH SOLE 1,348,000 0 0 EBAY INC COM 278642103 1,161 24,000 SH SOLE 24,000 0 0 ELECTRONIC ARTS INC COM 285512109 761 60,000 SH SOLE 60,000 0 0 E M C CORP MASS COM 268648102 4,636 170,000 SH SOLE 170,000 0 0 FACEBOOK INC CL A 30303M102 2,599 120,000 SH SOLE 120,000 0 0 FELCOR LODGING TRI NC COM 31430F101 4,740 1,000,000 SH SOLE 1,000,000 0 0 FOREST OIL CORP COM PAR $0.01 346091705 3,380 400,000 SH SOLE 400,000 0 0 FORTINET INC COM 34959E109 3,377 140,000 SH SOLE 140,000 0 0 GENERAL MTRS CO *W EXP 07/10/201 37045V126 1,813 219,454 SH SOLE 219,454 0 0 INSULET CORP COM 45784P101 7,395 342,700 SH SOLE 342,700 0 0 JPMORGAN CHASE & CO COM 46625H100 3,238 80,000 SH SOLE 80,000 0 0 MAKO SURGICAL CORP COM 560879108 1,567 90,000 SH SOLE 90,000 0 0 MERCK & CO INC NEW COM 58933Y105 3,157 70,000 SH SOLE 70,000 0 0 METROPCS COMMUNICATIONS INC COM 591708102 5,270 450,000 SH SOLE 450,000 0 0 NATIONAL OILWELL VARCO INC COM 637071101 6,409 80,000 SH SOLE 80,000 0 0 NETAPP INC COM 64110D104 1,480 45,000 SH SOLE 45,000 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 4,733 55,000 SH SOLE 55,000 0 0 OPTIMER PHARMACEUTICALS INC COM 68401H104 1,624 115,000 SH SOLE 115,000 0 0 ORASURE TECHNOLOGIES INC COM 68554V108 3,722 335,000 SH SOLE 335,000 0 0 PEREGRINE SEMICONDUCTOR CORP COM 71366R703 424 25,000 SH SOLE 25,000 0 0 PRIMUS TELECOMMUNICATIONS GR COM 741929301 8,551 560,000 SH SOLE 560,000 0 0 QUALCOMM INC COM 747525103 4,685 75,000 SH SOLE 75,000 0 0 SANDISK CORP COM 80004C101 999 23,000 SH SOLE 23,000 0 0 SCHLUMBERGER LTD COM 806857108 3,255 45,000 SH SOLE 45,000 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 1,649 70,000 SH SOLE 70,000 0 0 SPRINT NEXTEL CORP COM SER 1 852061100 7,176 1,300,000 SH SOLE 1,300,000 0 0 TRANSDIGM GROUP INC COM 893641100 851 6,000 SH SOLE 6,000 0 0 VISA INC COM CLASS A 92826C839 1,074 8,000 SH SOLE 8,000 0 0 WELLS FARGO & CO NEW COM 949746101 3,108 90,000 SH SOLE 90,000 0 0