0001015887-12-000007.txt : 20121105 0001015887-12-000007.hdr.sgml : 20121105 20121105134027 ACCESSION NUMBER: 0001015887-12-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121105 DATE AS OF CHANGE: 20121105 EFFECTIVENESS DATE: 20121105 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MID CONTINENT CAPITAL LLC/IL CENTRAL INDEX KEY: 0001015887 IRS NUMBER: 364157405 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05684 FILM NUMBER: 121179417 BUSINESS ADDRESS: STREET 1: 150 SOUTH WACKER DRIVE STREET 2: SUITE 400 CITY: CHICAGO STATE: IL ZIP: 60606-4101 BUSINESS PHONE: 312-551-8200 MAIL ADDRESS: STREET 1: 150 SOUTH WACKER DRIVE STREET 2: SUITE 400 CITY: CHICAGO STATE: IL ZIP: 60606-4101 FORMER COMPANY: FORMER CONFORMED NAME: MID CONTINENT CAPITAL INC/IL DATE OF NAME CHANGE: 19980223 13F-HR 1 m13f_3q12.txt THIRD QUARTER 2012 HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ____________________ FORM 13F FORM 13F COVER PAGE Report for the Quarter Ended : September 30, 2012 Check here if Amendment [ ]; Amendment number: This amendment (check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Mid-Continent Capital, LLC Address: 150 South Wacker Drive Suite 400 Chicago, IL 60606-4101 13F File Number: 28-5684 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all infomation contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Name: Lawrence J.Brottman Title: Co-Chief Executive Officer Phone: 312-551-8203 Signature, Place, and Date of Signing: Lawrence Brottman Chicago, IL November 5, 2012 Report Type (check only one): [x ] 13f Holdings Report [ ] 13f Notice [ ] 13f Combination Report List of Other Managers Reporting for this Manager: none I am signing this report as required by the Securities and Exchange Act of 1934. 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: none Form 13F Information Table Entry Total: 424 Form 13f Information Table Value Total: 1,189,531 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Calamos Conv & High Income ETF 12811P108 2391 188850.000SH SOLE 66350.000 122500.000 546 43100.000SH OTHER 19000.000 24100.000 Calamos Conv Opp Inc ETF 128117108 14133 1107624.610SH SOLE 306444.726 801179.884 1396 109380.466SH OTHER 40150.000 69230.466 Duff & Phelp Util Bd ETF 26432K108 1704 134300.000SH SOLE 39560.000 94740.000 764 60200.000SH OTHER 7100.000 53100.000 IShr 1-3 Yr Credit Bd ETF 464288646 2012 19020.000SH SOLE 3375.000 15645.000 1748 16525.000SH OTHER 2600.000 13925.000 IShr Barclays Agcy Bd Fd ETF 464288166 279 2447.000 SH SOLE 2447.000 408 3580.000 SH OTHER 3580.000 IShr HY Corp Bd Fd ETF 464288513 3745 40570.000SH SOLE 15355.000 25215.000 485 5250.000 SH OTHER 1750.000 3500.000 IShr Iboxx Inv Gr Corp Bd ETF 464287242 1079 8858.000 SH SOLE 2600.000 6258.000 801 6577.000 SH OTHER 400.000 6177.000 IShr Int Credit Bond ETF 464288638 728 6530.000 SH SOLE 250.000 6280.000 IShr Int Gov/Credit Bd ETF 464288612 2341 20700.000SH SOLE 150.000 20550.000 IShr Tr Barclays MBS ETF 464288588 2344 21475.000SH SOLE 5175.000 16300.000 136 1250.000 SH OTHER 250.000 1000.000 IShr US Pfd Stk Index ETF 464288687 401 10070.000SH SOLE 3000.000 7070.000 PwrShr Gbl ETF Tr Sovereign De ETF 73936T573 2932 95540.000SH SOLE 35500.000 60040.000 342 11150.000SH OTHER 4150.000 7000.000 SPDR Barclays Cap HY ETF 78464A417 4729 117600.000SH SOLE 41475.000 76125.000 381 9475.000 SH OTHER 6200.000 3275.000 AES Tr Cvt Pfd Ser C 6.75% Pfd 00808N202 8630 173049 SH SOLE 41351 131698 2491 49950 SH OTHER 14200 35750 AMG Pfd 6.375% Pfd 008252876 9987 387100 SH SOLE 106092 281008 348 13500 SH OTHER 13500 Aegon AEV Pfd 6.875% Pfd 025956435 313 12500 SH SOLE 12500 Aegon Pfd, AED 6.50% Pfd 007924400 224 9000 SH SOLE 9000 Aegon Pfd, AEF 7.25% Pfd N00927348 3084 121750 SH SOLE 7000 114750 Alexandria Real Est Pfd Ser E Pfd 015271703 3279 123000 SH SOLE 100000 23000 Allianz Pfd, ALVGR 8.375% Pfd 018805200 4694 181425 SH SOLE 153350 28075 78 3000 SH OTHER 3000 American Intl Group Pfd 7.70% Pfd 026874859 1071 42350 SH SOLE 16700 25650 83 3300 SH OTHER 3300 Annaly Cap Mgmt Inc Pfd Ser A Pfd 035710508 5629 215934 SH SOLE 13600 202334 Annaly Cap Mgmt Inc Pfd Ser C Pfd 035710706 2059 80000 SH SOLE 5400 74600 Annaly Cap Mgmt Inc Pfd Ser D Pfd 035710805 3757 148900 SH SOLE 17000 131900 257 10200 SH OTHER 1000 9200 BAC Pfd Ser H 8.2% Pfd 060505765 2236 86050 SH SOLE 7500 78550 BAC Pfd Ser Q 8.625% Pfd 060505559 3111 119900 SH SOLE 7800 112100 210 8100 SH OTHER 8100 BB&T Pfd Ser E 5.625% Pfd 054937404 3222 126000 SH SOLE 100000 26000 Barclays Pfd Ser D 8.125% Pfd 06739H362 238 9200 SH SOLE 3000 6200 Blackrock Credit Allocation In Pfd 092508100 4715 332478 SH SOLE 65800 266678 603 42500 SH OTHER 15600 26900 Blackrock Income Strategies Pf Pfd 09255H105 695 60200 SH SOLE 3700 56500 385 33400 SH OTHER 27200 6200 Cap One Pfd Ser B 7.5% Pfd 14041L204 929 36000 SH SOLE 36000 Cap One Pfd Ser P 6.0% Pfd 14040H402 1321 52800 SH SOLE 15918 36882 63 2500 SH OTHER 500 2000 Citigrp Pfd Ser E 6.35% Pfd 17311H209 2871 115150 SH SOLE 39700 75450 244 9800 SH OTHER 1000 8800 Citigrp Pfd Ser G 7.875% Pfd 173085200 460 18200 SH SOLE 18200 Citigrp Pfd Ser O 6.875% Pfd 17309E200 911 36300 SH SOLE 2000 34300 Citigrp Pfd Ser P 8.125% Pfd 172967572 3401 116500 SH SOLE 3000 113500 Citigrp Pfd Ser R 6.10% Pfd 173064205 390 15700 SH SOLE 10000 5700 Citigrp Pfd Ser S 6% Pfd 173066200 1160 46500 SH SOLE 46500 Citigrp Pfd Ser U 6.5% Pfd 17310G202 3402 135575 SH SOLE 6600 128975 Citigrp Pfd Ser V 7.125% Pfd 17306N203 5111 201775 SH SOLE 26300 175475 76 3000 SH OTHER 3000 Citigrp Pfd Ser W 6.45% Pfd 17310L201 337 13500 SH SOLE 6000 7500 Citigrp Pfd Ser Z 6.95% Pfd 17306R204 3496 138950 SH SOLE 7500 131450 Cntrywde Pfd Ser B 7% Pfd 222388209 1804 71600 SH SOLE 71600 Colony Pfd Ser A 8.5% Pfd 19624R205 5202 201300 SH SOLE 19300 182000 Credit Suisse Pfd 7.90% Pfd 225448208 864 33300 SH SOLE 4000 29300 FFC Pfd Port II Pfd 338478100 500 25000 SH SOLE 25000 FLC Pfd Port Pfd 338479108 312 15000 SH SOLE 15000 First Niagara Fin Pfd Ser B 8. Pfd 33582V207 10104 345445 SH SOLE 49800 295645 275 9400 SH OTHER 3400 6000 Ford Mtr. Strc Pfd 7.7% Pfd 21988G551 2322 89150 SH SOLE 9325 79825 125 4800 SH OTHER 4800 HSBC Holdings Pfd, HCS 8.125% Pfd 404280703 224 8700 SH SOLE 3000 5700 293 11400 SH OTHER 11400 Ing Gp Pfd, IDG 7.375% Pfd 456837707 274 11000 SH SOLE 5000 6000 Ing Gp Pfd, IGK 8.50% Pfd 456837806 346 13200 SH SOLE 475 12725 JPM Pfd Ser I 8.625% Pfd 46625H621 1953 73700 SH SOLE 4500 69200 LaSalle Hotel Pptys Pfd Ser H Pfd 517942702 2665 100900 SH SOLE 4000 96900 MFA Financical Pfd 55272X300 624 24000 SH SOLE 24000 Merrill Lynch Pfd Ser K 6.45% Pfd 590199204 470 18875 SH SOLE 3800 15075 Merrill Lynch Pfd Ser M 6.45% Pfd 59024T203 261 10500 SH SOLE 10500 Merrill Lynch Pfd Ser P 7.375% Pfd 59025D207 679 26950 SH SOLE 400 26550 Metlife Pfd Ser B 6.50% Pfd 59156R603 2398 93175 SH SOLE 9500 83675 51 2000 SH OTHER 2000 Morgan Stanley Pfd, MSK 6.45% Pfd 61753R200 566 22900 SH SOLE 1400 21500 Morgan Stanley Pfd, MSZ, 6.60% Pfd 61750K208 1343 53950 SH SOLE 3000 50950 PNC Pfd Ser P 6.125% Pfd 693475857 2368 86200 SH SOLE 20871 65329 624 22700 SH OTHER 4000 18700 Principal Fin Pfd Ser B 6.518% Pfd 74251V300 750 28400 SH SOLE 28400 Private Banc Pfd 10% Pfd 74272L208 5713 218905 SH SOLE 37782 181123 91 3500 SH OTHER 2500 1000 Prudential Pfd 9.00% Pfd 744320508 8967 343300 SH SOLE 215600 127700 846 32400 SH OTHER 1000 31400 Public Storage Inc Pfd Ser O 6 Pfd 74460D182 433 15500 SH SOLE 15500 Public Storage Inc Pfd Ser P 6 Pfd 74460D158 2532 92450 SH SOLE 21500 70950 Public Storage Inc Pfd Ser R 6 Pfd 74460D125 2424 88550 SH SOLE 8575 79975 PwrShr Pfd Port Tr Pfd 73936T565 1522 103000 SH SOLE 100000 3000 Royal Bank Scotland Pfd Ser H Pfd 780097879 762 31000 SH SOLE 5000 26000 Royal Bank Scotland Pfd Ser L Pfd 780097788 1508 68000 SH SOLE 3500 64500 Royal Bank Scotland Pfd Ser M Pfd 780097796 9419 461700 SH SOLE 191800 269900 Royal Bank Scotland Pfd Ser N Pfd 780097770 5994 292100 SH SOLE 156000 136100 Royal Bank Scotland Pfd Ser Q Pfd 780097754 1198 57000 SH SOLE 2000 55000 Royal Bank Scotland Pfd Ser R Pfd 780097747 240 11500 SH SOLE 11500 Royal Bank Scotland Pfd Ser S Pfd 780097739 2438 118250 SH SOLE 1500 116750 Royal Bank Scotland Pfd Ser T Pfd 780097713 2346 103350 SH SOLE 42500 60850 Seaspan Corp Pfd C 9.5% Pfd y75638125 24888 885050 SH SOLE 154071 730979 2524 89775 SH OTHER 18800 70975 USB Pfd Ser N 6.00% Pfd 902973817 1707 61000 SH SOLE 5300 55700 1565 55925 SH OTHER 16250 39675 Wachovia Pfd Ser A 7.25% Pfd 92977V206 4291 158500 SH SOLE 103000 55500 Wells Fargo Pfd Ser J 8.00% Pfd 949746879 1768 59500 SH SOLE 5000 54500 Wells Fargo Pfd, BWF 7.875% Pfd 94985V202 1793 69450 SH SOLE 5700 63750 137 5300 SH OTHER 1725 3575 Zions Bancorp Pfd Ser C 9.50% Pfd 989701503 23916 913857 SH SOLE 322342 591515 415 15850 SH OTHER 6600 9250 Zions Bancorp Pfd Ser F 7.90% Pfd 989701867 5065 182200 SH SOLE 30042 152158 195 7000 SH OTHER 5000 2000 Zions Cap Tr Pfd Ser B 8.0% Pfd 989703202 341 13186 SH SOLE 13186 3M Company Com 88579Y101 109 1180 SH SOLE 1180 1080 11689 SH OTHER 11689 ABB Ltd Spons ADR Com 000375204 416 22250 SH SOLE 2000 20250 1055 56400 SH OTHER 1500 54900 AT&T Inc Com 00206R102 2550 67635 SH SOLE 16750 50885 1116 29599 SH OTHER 2518 27081 Abbott Labs Com 002824100 11467 167249 SH SOLE 54286 112963 5946 86725 SH OTHER 18210 68515 Accenture PLC Cl A Com G1151C101 4786 68345 SH SOLE 13925 54420 Acorn Energy Inc Com Com 004848107 3988 447091 SH SOLE 75550 371541 477 53430 SH OTHER 7000 46430 Africa Oil Corp Com Com 00829Q101 122 12400 SH SOLE 12400 Agilent Technologies Com 00846U101 18150 472040 SH SOLE 306800 165240 Agrium Inc Com Com 008916108 7802 75407 SH SOLE 35650 39757 2236 21610 SH OTHER 1700 19910 Alerian MLP ETF Com 00162Q866 6179 372925 SH SOLE 209989 162936 460 27750 SH OTHER 500 27250 Allergan Inc Com 018490102 2369 25870 SH SOLE 8945 16925 98 1070 SH OTHER 510 560 Allscripts Hlthcar Sol Com 01988P108 231 18600 SH SOLE 18600 Altria Group Com 02209S103 897 26863 SH SOLE 7220 19643 1946 58278 SH OTHER 975 57303 Amazon Com Inc Com 023135106 337 1325 SH SOLE 150 1175 25 100 SH OTHER 100 Annaly Cap Mgmt Com 035710409 4934 293000 SH SOLE 43900 249100 Anworth Mortgage Com 037347101 888 130600 SH SOLE 9000 121600 Aon PLC Com 077204849 24 460 SH SOLE 460 533 10185 SH OTHER 10185 Apache Corp Com 037411105 1046 12100 SH SOLE 5000 7100 173 2000 SH OTHER 2000 Apple Inc Com 037833100 45644 68421 SH SOLE 28123 40298 8602 12895 SH OTHER 2758 10137 Ascent Media Corp Com 043632108 1016 18810 SH SOLE 535 18275 36 658 SH OTHER 150 508 Automatic Data Proc Com 053015103 323 5514 SH SOLE 460 5054 117 1996 SH OTHER 1996 Avis Budget Group Com 053774105 113 7350 SH SOLE 5850 1500 73 4750 SH OTHER 2300 2450 BP Plc Spons Adr Com 055622104 50 1174 SH SOLE 1174 303 7156 SH OTHER 3329 3827 Baidu Inc Com 056752108 234 2000 SH SOLE 2000 Bank of America Com 060505104 55 6200 SH SOLE 1000 5200 93 10500 SH OTHER 10500 Baytex Energy Corp Com 07317Q105 4272 90048 SH SOLE 16250 73798 Berkshire Hathaway Cl A Com 084670108 265 2 SH OTHER 1 1 Berkshire Hathaway Cl B Com 084670702 655 7427 SH SOLE 3319 4108 194 2198 SH OTHER 2198 Biosolar Inc Com New Com 09070K200 9 10000 SH SOLE 10000 Blackrock Inc Com Com 09247X101 143 800 SH SOLE 250 550 89 500 SH OTHER 500 Bridge Cap Holdings Com 108030107 244 15800 SH SOLE 15800 Bristol-Myers Squibb Com 110122108 10 300 SH SOLE 300 227 6727 SH OTHER 6727 CH Robinson WW Com 12541w209 753 12850 SH SOLE 4550 8300 CVS Caremark Corp Com 126650100 25822 533288 SH SOLE 287706 245582 1604 33129 SH OTHER 33129 CYS Investments Inc Com 12673A108 500 35500 SH SOLE 35500 Camino Minerals Corp Com 138050109 8 100000 SH SOLE 100000 Canadian Nat Res Ltd Com 136385101 207 6725 SH SOLE 150 6575 Canadian Natl Railway Com 136375102 324 3675 SH SOLE 3675 Capital One Finl Com 14040H105 2581 45275 SH SOLE 11600 33675 Capitol Federal Com 14057J101 2710 226614 SH SOLE 27414 199200 Capstead Mtg Corp Com 14067E506 1306 96825 SH SOLE 18500 78325 Caterpillar Com 149123101 566 6583 SH SOLE 6583 Cel-Sci Corp Com 150837409 3 10000 SH SOLE 10000 Cheniere Energy Com 16411R208 453 29150 SH SOLE 600 28550 Chevron Corp Com 166764100 708 6070 SH SOLE 2980 3090 316 2713 SH OTHER 2713 Citigroup Inc Com 172967424 3790 115837 SH SOLE 29852 85985 274 8371 SH OTHER 1379 6992 Coca-Cola Co Com 191216100 2108 55578 SH SOLE 12100 43478 288 7600 SH OTHER 7600 Columbia Banking Sys Com 197236102 256 13800 SH SOLE 13800 Comcast Cl A-Spec Com 20030N200 4829 138735 SH SOLE 49900 88835 1027 29499 SH OTHER 3200 26299 Comcast Corp Cl A Com 20030N101 362 10141 SH SOLE 180 9961 Compass Div Hldgs Com 20451Q104 331 22400 SH SOLE 22400 29 1975 SH OTHER 1975 Conoco Phillips Com 20825C104 14541 254301 SH SOLE 143583 110718 2633 46050 SH OTHER 4150 41900 Corning Inc Com 219350105 769 58475 SH SOLE 16200 42275 286 21765 SH OTHER 1500 20265 Costco Whsl Corp Com 22160K105 22546 225095 SH SOLE 129901 95194 200 2000 SH OTHER 2000 DCP Midstream Ptr LP Com 23311P100 1752 37725 SH SOLE 37725 Danaher Corp Com 235851102 3936 71366 SH SOLE 13825 57541 Deere & Co Com 244199105 1889 22900 SH SOLE 4575 18325 82 1000 SH OTHER 1000 Dentsply Int'l Com 249030107 246 6450 SH SOLE 6450 DirecTV Com 25490A309 17013 324419 SH SOLE 174999 149420 6223 118672 SH OTHER 25045 93627 Donaldson Company Com 257651109 3796 109350 SH SOLE 62800 46550 118 3400 SH OTHER 3400 Duke Energy Com 26441C204 1261 19458 SH SOLE 5832 13626 EMC Corp Com 268648102 33799 1239422 SH SOLE 654066 585356 7586 278165 SH OTHER 47400 230765 EOG Resources Inc Com 26875P101 112 1000 SH SOLE 1000 448 4000 SH OTHER 4000 Ebay Inc Com 278642103 20707 428090 SH SOLE 257686 170404 145 3000 SH OTHER 3000 Echo Global Logistics Com 27875T101 960 56000 SH SOLE 30000 26000 Ecolab Inc Com 278865100 207 3200 SH SOLE 3200 Enbridge Energy Com 29250X103 6355 200731 SH SOLE 21836 178895 Energy Trans Ptr LP Com 29273R109 1939 45540 SH SOLE 45540 Enerplus Corp Com 292766102 1994 120052 SH SOLE 18700 101352 Enterprise Prods LP Com 293792107 3288 61350 SH SOLE 3250 58100 13 250 SH OTHER 250 Ericsson Com 294821608 5786 634376 SH SOLE 196386 437990 3546 388770 SH OTHER 47700 341070 Exelis Inc Com 30162A108 283 27400 SH SOLE 27400 36 3500 SH OTHER 3500 Exelon Corp Com 30161N101 593 16677 SH SOLE 3400 13277 Express Scripts Holding Com 30219G108 180 2869 SH SOLE 162 2707 101 1620 SH OTHER 1620 Exxon Mobil Corp Com 30231G102 5488 60012 SH SOLE 9422 50590 1951 21336 SH OTHER 4885 16451 First Niagara Finl Com 33582V108 1353 167700 SH SOLE 24300 143400 Ford Motor Com 345370860 347 35200 SH SOLE 11200 24000 159 16100 SH OTHER 16100 Franklin Str Pptys Com 35471R106 5633 508875 SH SOLE 297502 211373 1557 140625 SH OTHER 140625 General Electric Com 369604103 1420 62541 SH SOLE 2250 60291 963 42426 SH OTHER 2800 39626 Genie Energy Ltd B Com 372284208 342 47725 SH SOLE 47725 Gentex Corp Com 371901109 123 7250 SH SOLE 7250 67 3950 SH OTHER 3950 Google Inc Com 38259P508 21436 28411 SH SOLE 15121 13290 6087 8067 SH OTHER 1209 6858 Grainger W W Inc Com 384802104 441 2116 SH SOLE 1591 525 Gulfstream Business Bk Com 439903105 793 36056 SH SOLE 36056 HJ Heinz Co Com 423074103 1561 27892 SH SOLE 6275 21617 Hertz Global Hldgs Com 42805T105 9780 712310 SH SOLE 501636 210674 2267 165105 SH OTHER 30300 134805 Honeywell Intl Inc Com 438516106 311 5200 SH SOLE 700 4500 137 2300 SH OTHER 300 2000 IBIZ Technology Corp Com 45103B205 0 30000 SH SOLE 30000 IShr Biotech Com 464287556 2494 17491 SH SOLE 4925 12566 86 600 SH OTHER 600 IShr DJ US Real Estate Com 464287739 153 2375 SH SOLE 250 2125 53 825 SH OTHER 825 IShr Tr DJ Home Constn Com 464288752 592 30585 SH SOLE 11650 18935 15 800 SH OTHER 800 Illinois Tool Works Com 452308109 264 4441 SH SOLE 4441 Intel Corp Com 458140100 2947 130075 SH SOLE 33449 96626 2339 103225 SH OTHER 4000 99225 Intl Bus Machines Com 459200101 37599 181245 SH SOLE 102379 78866 5190 25017 SH OTHER 3265 21752 Intuit Com 461202103 18717 317890 SH SOLE 194900 122990 364 6180 SH OTHER 2250 3930 Invesco Mortgage Captl Com 46131B100 254 12600 SH SOLE 12600 JPMorgan Chase Com 46625H100 15117 373439 SH SOLE 118409 255030 2704 66808 SH OTHER 16353 50455 Johnson & Johnson Com 478160104 2083 30228 SH SOLE 9855 20373 682 9900 SH OTHER 2700 7200 Kimberly/Clark Com 494368103 1233 14375 SH SOLE 2850 11525 Kinder Morgan Inc Com 49456B101 11932 335925 SH SOLE 104191 231734 4101 115455 SH OTHER 14950 100505 Kinder Morgan LLC Com 49455U100 28687 375486 SH SOLE 217647 157839 3736 48906 SH OTHER 10865 38040 Kraft Foods Inc Com 50075N104 2998 72503 SH SOLE 14117 58386 187 4522 SH OTHER 4522 LKQ Corp Com Com 501889208 1657 89700 SH SOLE 25625 64075 96 5175 SH OTHER 3450 1725 Liberty Interactive Ser A Com 53071M104 513 27716 SH OTHER 7501 20215 Liberty Media Corp-Liberty Cap Com 530322106 15456 148502 SH SOLE 84898 63604 3773 36250 SH OTHER 12314 23936 Lockheed Martin Com 539830109 11926 127710 SH SOLE 44774 82936 4585 49100 SH OTHER 13950 35150 Lowes Co Com 548661107 50 1644 SH SOLE 1644 882 29160 SH OTHER 29160 Marathon Petroleum Com 56585A102 1385 25375 SH SOLE 7975 17400 Markwest Energy Partnr Com 570759100 600 11025 SH SOLE 11025 Mastercard Inc Com 57636Q104 27985 61984 SH SOLE 38582 23402 3479 7705 SH OTHER 2360 5345 McDonalds Corp Com 580135101 5848 63736 SH SOLE 10104 53632 92 1000 SH OTHER 1000 Medtronic Inc Com 585055106 122 2830 SH SOLE 2830 474 11000 SH OTHER 11000 Merck & Co Com 58933Y105 595 13186 SH SOLE 1150 12036 842 18664 SH OTHER 18664 Metlife Inc Com 59156R108 21780 632045 SH SOLE 381975 250070 196 5700 SH OTHER 5700 Microsoft Corp Com 594918104 4167 140005 SH SOLE 55502 84503 2047 68800 SH OTHER 13585 55215 Monsanto Com 61166W101 220 2416 SH SOLE 2416 NYSE Euronext Com 629491101 9173 372115 SH SOLE 120773 251342 3303 133995 SH OTHER 26950 107045 Newmont Mining Corp Com 651639106 283 5060 SH SOLE 4060 1000 NextEra Energy Inc. Com 65339F101 204 2900 SH SOLE 1600 1300 Noble Energy Com 655044105 220 2375 SH SOLE 2000 375 Northern Trust Com 665859104 1348 29050 SH SOLE 14200 14850 576 12405 SH OTHER 12405 Novartis ADR Com 66987V109 8630 140875 SH SOLE 39215 101660 Novo Nordisk AS Adr Com 670100205 505 3200 SH SOLE 100 3100 NuStar Energy LP Com 67058h102 229 4500 SH SOLE 4500 Occidental Pete Corp Com 674599105 17467 202968 SH SOLE 122650 80318 13 150 SH OTHER 150 Oneok Partners LP Com 68268N103 351 5900 SH SOLE 5900 Oracle Systems Corp Com 68389X105 2016 64076 SH SOLE 19405 44671 63 2000 SH OTHER 2000 PAA Pipeline LP Com 726503105 785 8900 SH SOLE 8900 PNC Finl Services Grp Com 693475105 324 5130 SH SOLE 3630 1500 764 12111 SH OTHER 3335 8776 Pengrowth Energy Corp Com 70706P104 1422 211050 SH SOLE 19600 191450 Penn Natl Gaming Com 707569109 647 15000 SH SOLE 15000 Peoples United Fincl Com 712704105 330 27200 SH SOLE 1800 25400 Pepsico Com 713448108 5058 71477 SH SOLE 8975 62502 106 1500 SH OTHER 1500 Philip Morris Intl Com 718172109 2173 24163 SH SOLE 10795 13368 2433 27046 SH OTHER 1750 25296 Phillips 66 Com 718546104 1242 26782 SH SOLE 6057 20725 192 4144 SH OTHER 575 3569 Potash Corp Com 73755L107 21893 504225 SH SOLE 286374 217851 2902 66844 SH OTHER 11850 54994 Praxair Com 74005P104 14814 142605 SH SOLE 71120 71485 Procter & Gamble Co Com 742718109 741 10690 SH SOLE 3200 7490 635 9152 SH OTHER 400 8752 Proshares Ultra Finance Com 74347X633 526 8465 SH SOLE 3100 5365 12 200 SH OTHER 200 Proshares Ultra QQQ Com 74347R206 585 9625 SH SOLE 3400 6225 12 200 SH OTHER 200 Prudential Finl Com 744320102 2214 40625 SH SOLE 9725 30900 PwShrs Dyn Pharmaceutical Com 73935X799 544 15775 SH SOLE 5925 9850 14 400 SH OTHER 400 Royal Dutch Shell A Com 780259206 104 1500 SH SOLE 1500 215 3100 SH OTHER 2000 1100 Schein Henry Inc Com 806407102 1297 16375 SH SOLE 4675 11700 Schlumberger Ltd Com 806857108 7373 101929 SH SOLE 38626 63303 4569 63175 SH OTHER 8590 54585 Seaspan Corp Com Y75638109 143 9087 SH SOLE 1000 8087 25 1600 SH OTHER 1600 Sodastream Intl Com M9068E105 214 5460 SH SOLE 5460 Southern Co Com 842587107 1132 24550 SH SOLE 7250 17300 Southwest Airlines Com 844741108 283 32300 SH SOLE 32300 Spectra Energy Corp Com 847560109 298 10140 SH SOLE 1950 8190 St Jude Medical Inc Com 790849103 1284 30475 SH SOLE 7350 23125 Staar Surgical Co Com Par $0.0 Com 852312305 325 42975 SH SOLE 42975 Starbucks Corp Com 855244109 223 4400 SH SOLE 2900 1500 Starwood Ppty Trust Com 85571B105 2299 98800 SH SOLE 23700 75100 Stericycle Com 858912108 836 9234 SH SOLE 1350 7884 Suncor Energy, Inc. Com 867224107 6320 192395 SH SOLE 28150 164245 1035 31500 SH OTHER 31500 TFS Finl Corp Com 87240R107 152 16800 SH SOLE 16800 Talisman Energy Com 87425E103 139 10400 SH SOLE 3000 7400 Thornburg Mortgage Com 885218800 0 12751 SH SOLE 11400 1351 Time Warner Com 887317303 7637 168460 SH SOLE 71688 96772 5580 123090 SH OTHER 16450 106640 Time Warner Cable Com 88732J207 433 4550 SH SOLE 4550 Trinity Indus Com 896522109 599 20000 SH SOLE 20000 Two Harbors Inv Com 90187B101 2402 204400 SH SOLE 34400 170000 Union Pacific Corp Com 907818108 740 6237 SH SOLE 3528 2709 341 2875 SH OTHER 2475 400 United Airlines Com 910047109 678 34762 SH SOLE 10425 24337 United Parcel Service Com 911312106 4124 57620 SH SOLE 25836 31784 1867 26090 SH OTHER 3400 22690 Verizon Commun Com 92343V104 224 4908 SH SOLE 4908 0 1 SH OTHER 1 Vodafone Group ADR Com 92857W209 7418 260284 SH SOLE 74598 185686 4124 144688 SH OTHER 13809 130879 Walt Disney Co Com 254687106 27283 521866 SH SOLE 319155 202711 52 1000 SH OTHER 1000 Wells Fargo & Co Com 949746101 229 6623 SH SOLE 6623 235 6800 SH OTHER 6800 Western Union Com 959802109 222 12200 SH OTHER 9800 2400 Xilinx Com 983919101 466 13950 SH SOLE 2300 11650 Xylem Inc Com Com 98419M100 4406 175200 SH SOLE 62205 112995 2332 92725 SH OTHER 18950 73775 Matthews Intl India Fd 577130859 1010 56888.5110SH SOLE 9679.8190 47208.6920 Matthews Intl Tech Fd Cl I 577130883 115 12388.6200SH SOLE 9588.6200 2800.0000 Matthews Pac Tiger Fd 577130107 824 35124.1100SH SOLE 3481.0900 31643.0200 Guggenheim Insider Sentiment ETF 18383M209 696 19950 SH SOLE 7800 12150 17 500 SH OTHER 300 200 Guggenheim Spin-Off ETF ETF 18383M605 1068 38850 SH SOLE 11625 27225 165 6000 SH OTHER 5750 250 IShr Brazil ETF 464286400 324 6000 SH SOLE 6000 IShr DJ Intl Divd ETF 464288448 326 10325 SH SOLE 700 9625 IShr DJ US Total ETF 464287846 456 6340 SH SOLE 3875 2465 43 600 SH OTHER 600 IShr EAFE ETF 464287465 1418 26750 SH SOLE 26750 IShr Emerging Mkt ETF 464287234 3316 80240 SH SOLE 31525 48715 329 7965 SH OTHER 4200 3765 IShr Hgh Div Eqt Fd ETF 46429B663 622 10210 SH SOLE 3475 6735 12 200 SH OTHER 200 IShr Russell 2000 ETF 464287655 375 4500 SH SOLE 4500 IShr S&P 500 ETF 464287200 4303 29800 SH SOLE 29800 IShr S&P MidCap ETF 464287507 582 5900 SH SOLE 5900 IShr S&P Sm Cap ETF 464287804 329 4275 SH SOLE 2800 1475 25 325 SH OTHER 325 IShr Sel. Dividend ETF 464287168 455 7885 SH SOLE 2450 5435 IShr World Ex-US ETF 464288240 1566 39762 SH SOLE 14525 25237 Intl All World Ex-US ETF 922042775 539 12550 SH SOLE 3500 9050 Proshares Ultra 400 ETF 74347R404 483 6945 SH SOLE 2650 4295 10 150 SH OTHER 150 PwrShr Fund 1000 ETF 73935X583 690 11205 SH SOLE 11205 PwrShr Fund Dev Mkt ETF 73936T789 237 7025 SH SOLE 7025 PwrShr Fund Emer Mkt ETF 73936T763 223 10450 SH SOLE 10450 PwrShr Fund Next 1500 ETF 73935X567 340 5025 SH SOLE 500 4525 14 200 SH OTHER 200 S&P 500 ETF ETF 78462F103 283 1965 SH SOLE 300 1665 187 1300 SH OTHER 1300 Schwab Strategic Tr US Lg Cp E ETF 808524201 273 7978 SH SOLE 5078 2900 Vanguard MSCI Emerging Mkts ET ETF 922042858 426 10219 SH SOLE 10219 208 4975 SH OTHER 4975 Vanguard Tot Stk Mkt ETF 922908769 261 3550 SH SOLE 1300 2250 Wisdomtree Emerging Mkt ETF 97717w315 2255 42010 SH SOLE 13525 28485 237 4425 SH OTHER 4225 200