N-PX 1 a10-15849_1npx.htm N-PX

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549-

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act File Number :          811-1800

 

Name of Registrant:             U.S. Global Investors Fund

 

Address of Principal Executive Offices:

7900 Callaghan Road

San Antonio, Texas 78229

 

Name and address of agent of service:

The Corporation Trust Company

1209 Orange Street

Wilmington, Deleware 19801

County of New Castle

 

Registrant’s telephone number including area code:

(210) 308-1234

 

Date of fiscal year end:

12/31/2010

 

Date of reporting period:

07/01/2009   -   06/30/2010

 

 

 


 

Registrant : U.S. Global Investors Fund

Fund Name : U.S. Global Investors Funds All American Equity Fund

 

Date of fiscal year end: 06/30/2010

 

In all markets, for all statuses, for

 

Key-

 

Akamai Technologies, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

AKAM

CUSIP 00971T101

05/19/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect F. Thomson Leighton

Mgmt

For

For

For

2

Elect Paul Sagan

Mgmt

For

For

For

3

Elect Naomi Seligman

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 

Altisource Portfolio Solutions S.A.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ASPS

CUSIP L0175J104

05/19/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect William Erbey

Mgmt

For

For

For

1.2

Elect Silke Andersen-Kienz

Mgmt

For

For

For

1.3

Elect Roland Muller-Ineichen

Mgmt

For

For

For

1.4

Elect William Shepro

Mgmt

For

For

For

1.5

Elect Timo Vatto

Mgmt

For

For

For

2

Appointment of Auditor

Mgmt

For

For

For

3

Approval of Share Repurchase Program

Mgmt

For

For

For

4

Report of the Board of Directors

Mgmt

For

For

For

5

Accounts and Reports

Mgmt

For

For

For

6

Ratification of Board Acts

Mgmt

For

For

For

7

Transaction of Other Business

Mgmt

For

Against

Against

 

Altria Group, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

MO

CUSIP 02209S103

05/20/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Elizabeth Bailey

Mgmt

For

Against

Against

2

Elect Gerald Baliles

Mgmt

For

For

For

3

Elect John Casteen III

Mgmt

For

Against

Against

4

Elect Dinyar Devitre

Mgmt

For

For

For

5

Elect Thomas Farrell II

Mgmt

For

For

For

6

Elect Robert Huntley

Mgmt

For

For

For

7

Elect Thomas Jones

Mgmt

For

For

For

8

Elect George Munoz

Mgmt

For

For

For

9

Elect Nabil Sakkab

Mgmt

For

For

For

10

Elect Michael Szymanczyk

Mgmt

For

For

For

11

2010 Performance Incentive Plan

Mgmt

For

Against

Against

12

Ratification of Auditor

Mgmt

For

For

For

13

Shareholder Proposal Regarding Food Insecurity and Tobacco Use

ShrHldr

Against

Against

For

14

Shareholder Proposal Regarding Human Rights Protocols

ShrHldr

Against

Against

For

 


 

American Tower Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

AMT

CUSIP 029912201

05/12/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Raymond Dolan

Mgmt

For

For

For

2

Elect Ronald Dykes

Mgmt

For

For

For

3

Elect Carolyn Katz

Mgmt

For

For

For

4

Elect Gustavo Lara Cantu

Mgmt

For

For

For

5

Elect JoAnn Reed

Mgmt

For

For

For

6

Elect Pamela Reeve

Mgmt

For

For

For

7

Elect David Sharbutt

Mgmt

For

For

For

8

Elect James Taiclet, Jr.

Mgmt

For

For

For

9

Elect Samme Thompson

Mgmt

For

For

For

10

Ratification of Auditor

Mgmt

For

For

For

 

AngloGold Ashanti Ltd

 

Ticker

Security ID:

Meeting Date

Meeting Status

AU

035128206

07/30/2009

Voted

Meeting Type

Country of Trade

 

 

Special

South Africa

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Place 15,384,615 Ord. Shares in Auth. But Unissued Share Cap. Under the Control of Directors and Allot Such Shares for Purpose of Conversion of USD 732,500,000 3.5 Percent Convertible Bonds Due 2014 Issued by AngloGold Ashanti Holdings Finance plc

Mgmt

For

For

For

 

Apple Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

AAPL

CUSIP 037833100

02/25/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect William Campbell

Mgmt

For

For

For

1.2

Elect Millard Drexler

Mgmt

For

For

For

1.3

Elect Albert Gore, Jr.

Mgmt

For

For

For

1.4

Elect Steven Jobs

Mgmt

For

For

For

1.5

Elect Andrea Jung

Mgmt

For

For

For

1.6

Elect Arthur Levinson

Mgmt

For

For

For

1.7

Elect Jerome York

Mgmt

For

For

For

2

Amendment to the 2003 Employee Stock Plan

Mgmt

For

For

For

3

Amendment to the 1997 Director Stock Option Plan

Mgmt

For

For

For

4

Advisory Vote on Executive Compensation

Mgmt

For

For

For

5

Ratification of Auditor

Mgmt

For

For

For

6

Shareholder Proposal Regarding Sustainability Report

ShrHldr

Against

Against

For

7

Shareholder Proposal Regarding Formation of Sustainability Committee

ShrHldr

Against

Against

For

 

ArcSight, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ARST

CUSIP 039666102

09/24/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

USA

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Director Sandra Bergeron

Mgmt

For

For

For

1.2

Elect Director Craig Ramsey

Mgmt

For

For

For

1.3

Elect Director Ernest Von Simon

Mgmt

For

For

For

2

Ratify Auditors

Mgmt

For

For

For

 


 

AT&T INC.

 

Ticker

Security ID:

Meeting Date

Meeting Status

T

CUSIP 00206R102

04/30/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Randall Stephenson

Mgmt

For

For

For

2

Elect Gilbert Amelio

Mgmt

For

For

For

3

Elect Reuben Anderson

Mgmt

For

For

For

4

Elect James Blanchard

Mgmt

For

For

For

5

Elect Jaime Chico Pardo

Mgmt

For

For

For

6

Elect James Kelly

Mgmt

For

For

For

7

Elect Jon Madonna

Mgmt

For

For

For

8

Elect Lynn Martin

Mgmt

For

For

For

9

Elect John McCoy

Mgmt

For

For

For

10

Elect Joyce Roche

Mgmt

For

For

For

11

Elect Laura Tyson

Mgmt

For

For

For

12

Elect Patricia Upton

Mgmt

For

For

For

13

Ratification of Auditor

Mgmt

For

For

For

14

Shareholder Proposal Regarding Cumulative Voting

ShrHldr

Against

Against

For

15

Shareholder Proposal Regarding Pension Credit Policy

ShrHldr

Against

For

Against

16

Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)

ShrHldr

Against

For

Against

17

Shareholder Proposal Regarding Right to Call a Special Meeting

ShrHldr

Against

Against

For

 

Atlas Energy, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ATLS

CUSIP 049298102

05/13/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Carlton Arrendell

Mgmt

For

For

For

1.2

Elect Jonathan Cohen

Mgmt

For

For

For

1.3

Elect Donald Delson

Mgmt

For

For

For

 

Bank of America Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

BAC

CUSIP 060505104

02/23/2010

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Increase of Authorized Common Stock

Mgmt

For

For

For

2

Right to Adjourn Meeting

Mgmt

For

For

For

 


 

Bank of America Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

BAC

CUSIP 060505104

04/28/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Susan Bies

Mgmt

For

For

For

2

Elect William Boardman

Mgmt

For

For

For

3

Elect Frank Bramble, Sr.

Mgmt

For

For

For

4

Elect Virgis Colbert

Mgmt

For

Against

Against

5

Elect Charles Gifford

Mgmt

For

For

For

6

Elect Charles Holliday, Jr.

Mgmt

For

For

For

7

Elect D. Paul Jones, Jr.

Mgmt

For

For

For

8

Elect Monica Lozano

Mgmt

For

For

For

9

Elect Thomas May

Mgmt

For

For

For

10

Elect Brian Moynihan

Mgmt

For

For

For

11

Elect Donald Powell

Mgmt

For

For

For

12

Elect Charles Rossotti

Mgmt

For

Against

Against

13

Elect Robert Scully

Mgmt

For

For

For

14

Ratification of Auditor

Mgmt

For

For

For

15

Increase of Authorized Common Stock

Mgmt

For

For

For

16

Advisory Vote on Executive Compensation

Mgmt

For

For

For

17

Amendment to the 2003 Key Associate Stock Plan

Mgmt

For

For

For

18

Shareholder Proposal Regarding Disclosure of Prior Government Service

ShrHldr

Against

Against

For

19

Shareholder Proposal Regarding Non-Deductible Compensation

ShrHldr

Against

Against

For

20

Shareholder Proposal Regarding Right to Call a Special Meeting

ShrHldr

Against

For

Against

21

Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)

ShrHldr

Against

Against

For

22

Shareholder Proposal Regarding CEO Succession Planning

ShrHldr

Against

Against

For

23

Shareholder Proposal Regarding Report OTC Derivative Trading

ShrHldr

Against

Against

For

24

Shareholder Proposal Regarding Recoupment of Unearned Bonuses (Clawback)

ShrHldr

Against

Against

For

 

Bemis Company, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

BMS

CUSIP 081437105

05/06/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Jeffrey Curler

Mgmt

For

For

For

1.2

Elect Roger O’Shaughnessy

Mgmt

For

For

For

1.3

Elect David Haffner

Mgmt

For

For

For

1.4

Elect Holly Van Deursen

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay

ShrHldr

Against

Against

For

 

Biogen Idec Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

BIIB

CUSIP 09062X103

06/09/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Nancy Leaming

Mgmt

For

For

For

2

Elect Brian Posner

Mgmt

For

For

For

3

Elect Eric Rowinsky

Mgmt

For

For

For

4

Elect Stephen Sherwin

Mgmt

For

For

For

5

Ratification of Auditor

Mgmt

For

For

For

6

Amendment to the 2006 Non-Employee Directors Equity Plan

Mgmt

For

For

For

 


 

Bristol-Myers Squibb Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

BMY

CUSIP 110122108

05/04/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Lamberto Andreotti

Mgmt

For

For

For

2

Elect Lewis Campbell

Mgmt

For

For

For

3

Elect James Cornelius

Mgmt

For

For

For

4

Elect Louis Freeh

Mgmt

For

Against

Against

5

Elect Laurie Glimcher

Mgmt

For

For

For

6

Elect Michael Grobstein

Mgmt

For

For

For

7

Elect Leif Johansson

Mgmt

For

For

For

8

Elect Alan Lacy

Mgmt

For

For

For

9

Elect Vicki Sato

Mgmt

For

For

For

10

Elect Togo West, Jr.

Mgmt

For

For

For

11

Elect R. Sanders Williams

Mgmt

For

For

For

12

Ratification of Auditor

Mgmt

For

For

For

13

Amendment to Certificate of Incorporation Regarding the Right to Call a Special Meeting

Mgmt

For

For

For

14

Elimination of Supermajority Requirement Applicable to Common Shareholders

Mgmt

For

For

For

15

Elimination of Supermajority Requirement Applicable to Preferred Shareholders

Mgmt

For

For

For

16

Shareholder Proposal Regarding Disclosure of Executive Compensation

ShrHldr

Against

Against

For

17

Shareholder Proposal Regarding Right to Act by Written Consent

ShrHldr

Against

For

Against

18

Shareholder Proposal Regarding Animal Welfare

ShrHldr

Against

Against

For

 

CenturyTel, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CTL

CUSIP 156700106

05/20/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect W. Bruce Hanks

Mgmt

For

Withhold

Against

1.2

Elect C. G. Melville, Jr.

Mgmt

For

For

For

1.3

Elect William Owens

Mgmt

For

For

For

1.4

Elect Glen Post III

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

Against

Against

3

Company Name Change

Mgmt

For

For

For

4

2010 Executive Officer Short Term Incentive Plan

Mgmt

For

For

For

5

Shareholder Proposal Regarding Network Management Practices

ShrHldr

Against

Against

For

6

Shareholder Proposal Regarding Limitations on Executive Compensation

ShrHldr

Against

Against

For

7

Shareholder Proposal Regarding Retention of Shares After Retirement

ShrHldr

Against

Against

For

8

Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)

ShrHldr

Against

For

Against

 

Cerner Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

CERN

CUSIP 156782104

05/28/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Gerald Bisbee, Jr.

Mgmt

For

For

For

1.2

Elect Linda Dillman

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Amendment to the Performance-Based Compensation Plan

Mgmt

For

For

For

 


 

Cincinnati Financial Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

CINF

CUSIP 172062101

05/01/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Gregory Bier

Mgmt

For

For

For

1.2

Elect Linda Clement-Holmes

Mgmt

For

For

For

1.3

Elect Douglas Skidmore

Mgmt

For

For

For

1.4

Elect Larry Webb

Mgmt

For

Withhold

Against

2

Repeal of Classified Board

Mgmt

For

For

For

3

Adoption of Advance Notice Requirement

Mgmt

For

Against

Against

4

Ratification of Auditor

Mgmt

For

For

For

 

Concho Resources Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CXO

CUSIP 20605P101

06/09/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Ray Poage

Mgmt

For

For

For

1.2

Elect A. Wellford Tabor

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Conocophillips

 

Ticker

Security ID:

Meeting Date

Meeting Status

COP

CUSIP 20825C104

05/12/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Richard Armitage

Mgmt

For

For

For

2

Elect Richard Auchinleck

Mgmt

For

For

For

3

Elect James Copeland, Jr.

Mgmt

For

For

For

4

Elect Kenneth Duberstein

Mgmt

For

For

For

5

Elect Ruth Harkin

Mgmt

For

For

For

6

Elect Harold McGraw III

Mgmt

For

For

For

7

Elect James Mulva

Mgmt

For

For

For

8

Elect Robert Niblock

Mgmt

For

For

For

9

Elect Harald Norvik

Mgmt

For

For

For

10

Elect William Reilly

Mgmt

For

For

For

11

Elect Bobby Shackouls

Mgmt

For

For

For

12

Elect Victoria Tschinkel

Mgmt

For

For

For

13

Elect Kathryn Turner

Mgmt

For

For

For

14

Elect William Wade, Jr.

Mgmt

For

For

For

15

Ratification of Auditor

Mgmt

For

Against

Against

16

Shareholder Proposal Regarding Risk Management Report

ShrHldr

Against

Against

For

17

Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions

ShrHldr

Against

Against

For

18

Shareholder Proposal Regarding Report on Oil Sands Operations

ShrHldr

Against

Against

For

19

Shareholder Proposal Regarding Louisiana Wetlands

ShrHldr

Against

Against

For

20

Shareholder Proposal Regarding the Financial Risks of Climate Change

ShrHldr

Against

Against

For

21

Shareholder Proposal Regarding TRI Chemicals

ShrHldr

Against

Against

For

22

Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy

ShrHldr

Against

Against

For

23

Shareholder Proposal Regarding Political Contributions and Expenditure Report

ShrHldr

Against

Against

For

 


 

Copart, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CPRT

CUSIP 217204106

12/03/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Willis Johnson

Mgmt

For

For

For

1.2

Elect A. Jayson Adair

Mgmt

For

For

For

1.3

Elect James Meeks

Mgmt

For

Withhold

Against

1.4

Elect Steven Cohan

Mgmt

For

For

For

1.5

Elect Daniel Englander

Mgmt

For

Withhold

Against

1.6

Elect Matt Blunt

Mgmt

For

For

For

1.7

Elect Thomas Smith

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Cree, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CREE

CUSIP 225447101

10/29/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Charles Swoboda

Mgmt

For

For

For

1.2

Elect John Palmour

Mgmt

For

For

For

1.3

Elect Dolph von Arx

Mgmt

For

For

For

1.4

Elect Clyde Hosein

Mgmt

For

For

For

1.5

Elect Robert Ingram

Mgmt

For

For

For

1.6

Elect Franco Plastina

Mgmt

For

For

For

1.7

Elect Harvey Wagner

Mgmt

For

For

For

1.8

Elect Thomas Werner

Mgmt

For

For

For

2

Amendment to the 2004 Long-Term Incentive Compensation Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

Diamond Offshore Drilling, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

DO

CUSIP 25271C102

05/24/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect James Tisch

Mgmt

For

For

For

1.2

Elect Lawrence Dickerson

Mgmt

For

For

For

1.3

Elect John Bolton

Mgmt

For

For

For

1.4

Elect Charles Fabrikant

Mgmt

For

For

For

1.5

Elect Paul Gaffney II

Mgmt

For

For

For

1.6

Elect Edward Grebow

Mgmt

For

For

For

1.7

Elect Herbert Hofmann

Mgmt

For

For

For

1.8

Elect Arthur Rebell

Mgmt

For

For

For

1.9

Elect Raymond Troubh

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Transaction of Other Business

Mgmt

For

Against

Against

 


 

Diebold, Incorporated

 

Ticker

Security ID:

Meeting Date

Meeting Status

DBD

CUSIP 253651103

04/29/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Bruce Byrnes

Mgmt

For

For

For

1.2

Elect Mei-Wei Cheng

Mgmt

For

For

For

1.3

Elect Phillip Cox

Mgmt

For

For

For

1.4

Elect Richard Crandall

Mgmt

For

Withhold

Against

1.5

Elect Gale Fitzgerald

Mgmt

For

For

For

1.6

Elect Phillip Lassiter

Mgmt

For

For

For

1.7

Elect John Lauer

Mgmt

For

For

For

1.8

Elect Thomas Swidarski

Mgmt

For

For

For

1.9

Elect Henry Wallace

Mgmt

For

Withhold

Against

1.10

Elect Alan Weber

Mgmt

For

Withhold

Against

2

Ratification of Auditor

Mgmt

For

For

For

3

Annual Cash Bonus Plan

Mgmt

For

For

For

 

Duke Energy Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

DUK

CUSIP 26441C105

05/06/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect William Barnet, III

Mgmt

For

For

For

1.2

Elect G. Alex Bernhardt, Sr.

Mgmt

For

For

For

1.3

Elect Michael Browning

Mgmt

For

For

For

1.4

Elect Daniel DiMicco

Mgmt

For

For

For

1.5

Elect John Forsgren

Mgmt

For

For

For

1.6

Elect Ann Maynard Gray

Mgmt

For

For

For

1.7

Elect James Hance, Jr.

Mgmt

For

For

For

1.8

Elect E. James Reinsch

Mgmt

For

For

For

1.9

Elect James Rhodes

Mgmt

For

For

For

1.10

Elect James Rogers

Mgmt

For

For

For

1.11

Elect Philip Sharp

Mgmt

For

For

For

2

2010 Long-Term Incentive Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

4

Shareholder Proposal Regarding Lobbying Report

ShrHldr

Against

Against

For

5

Shareholder Proposal Regarding Majority Vote for Election of Directors

ShrHldr

Against

For

Against

6

Shareholder Proposal Regarding Retention of Shares After Retirement

ShrHldr

Against

Against

For

 


 

E. I. du Pont de Nemours and Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

DD

CUSIP 263534109

04/28/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Samuel Bodman

Mgmt

For

For

For

2

Elect Richard Brown

Mgmt

For

For

For

3

Elect Robert Brown

Mgmt

For

For

For

4

Elect Bertrand Collomb

Mgmt

For

For

For

5

Elect Curtis Crawford

Mgmt

For

For

For

6

Elect Alexander Cutler

Mgmt

For

For

For

7

Elect John Dillon

Mgmt

For

For

For

8

Elect Eleuthere Du Pont

Mgmt

For

For

For

9

Elect Marillyn Hewson

Mgmt

For

For

For

10

Elect Lois Juliber

Mgmt

For

For

For

11

Elect Ellen Kullman

Mgmt

For

For

For

12

Elect William Reilly

Mgmt

For

For

For

13

Ratification of Auditor

Mgmt

For

For

For

14

Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)

ShrHldr

Against

For

Against

15

Shareholder Proposal Regarding Amendment to Human Rights Policy Regarding Seed Saving Rights

ShrHldr

Against

Against

For

 

Eastman Chemical Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

EMN

CUSIP 277432100

05/06/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Gary Anderson

Mgmt

For

For

For

2

Elect Renee Hornbaker

Mgmt

For

For

For

3

Elect Thomas McLain

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

5

Amendment to the Certificate of Incorporation Regarding the Right to Call a Special Meeting

Mgmt

For

For

For

6

Shareholder Proposal Regarding Declassification of the Board

ShrHldr

Against

For

Against

 

Electronic Arts Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ERTS

CUSIP 285512109

07/29/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

USA

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Director Leonard S. Coleman

Mgmt

For

For

For

2

Elect Director Jeffrey T. Huber

Mgmt

For

For

For

3

Elect Director Gary M. Kusin

Mgmt

For

For

For

4

Elect Director Geraldine B. Laybourne

Mgmt

For

For

For

5

Elect Director Gregory B. Maffei

Mgmt

For

For

For

6

Elect Director Vivek Paul

Mgmt

For

For

For

7

Elect Director Lawrence F. Probst III

Mgmt

For

For

For

8

Elect Director John S. Riccitiello

Mgmt

For

For

For

9

Elect Director Richard A. Simonson

Mgmt

For

For

For

10

Elect Director Linda J. Srere

Mgmt

For

For

For

11

Approve Stock Option Exchange Program

Mgmt

For

For

For

12

Amend Omnibus Stock Plan

Mgmt

For

For

For

13

Amend Qualified Employee Stock Purchase Plan

Mgmt

For

For

For

14

Ratify Auditors

Mgmt

For

For

For

 


 

Eli Lilly and Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

LLY

CUSIP 532457108

04/19/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Ralph Alvarez

Mgmt

For

For

For

2

Elect Winfried Bischoff

Mgmt

For

Against

Against

3

Elect R. David Hoover

Mgmt

For

Against

Against

4

Elect Franklyn Prendergast

Mgmt

For

For

For

5

Elect Kathi Seifert

Mgmt

For

For

For

6

Ratification of Auditor

Mgmt

For

For

For

7

Repeal of Classified Board

Mgmt

For

For

For

8

Elimination of Supermajority Requirement

Mgmt

For

For

For

9

Shareholder Proposal Regarding Right to Call a Special Meeting

ShrHldr

Against

For

Against

10

Shareholder Proposal Regarding Exclusion of CEOs from Compensation Committee

ShrHldr

Against

Against

For

11

Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay)

ShrHldr

Against

For

Against

12

Shareholder Proposal Regarding Retention of Shares After Retirement

ShrHldr

Against

Against

For

 

Exxon Mobil Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

XOM

CUSIP 30231G102

05/26/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Michael Boskin

Mgmt

For

For

For

1.2

Elect Peter Brabeck-Letmathe

Mgmt

For

For

For

1.3

Elect Larry Faulkner

Mgmt

For

For

For

1.4

Elect Jay Fishman

Mgmt

For

For

For

1.5

Elect Kenneth Frazier

Mgmt

For

For

For

1.6

Elect William George

Mgmt

For

Withhold

Against

1.7

Elect Marilyn Nelson

Mgmt

For

For

For

1.8

Elect Samuel Palmisano

Mgmt

For

Withhold

Against

1.9

Elect Steven Reinemund

Mgmt

For

For

For

1.10

Elect Rex Tillerson

Mgmt

For

For

For

1.11

Elect Edward Whitacre, Jr.

Mgmt

For

Withhold

Against

2

Ratification of Auditor

Mgmt

For

For

For

3

Shareholder Proposal Regarding Right to Call a Special Meeting

ShrHldr

Against

For

Against

4

Shareholder Proposal Regarding Reincorporation

ShrHldr

Against

Against

For

5

Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)

ShrHldr

Against

For

Against

6

Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy

ShrHldr

Against

For

Against

7

Shareholder Proposal Regarding Human Right to Water

ShrHldr

Against

Against

For

8

Shareholder Proposal Regarding Louisiana Wetlands

ShrHldr

Against

Against

For

9

Shareholder Proposal Regarding Report on Oil Sands Operations

ShrHldr

Against

Against

For

10

Shareholder Proposal Regarding Report on Hydraulic Fracturing

ShrHldr

Against

Against

For

11

Shareholder Proposal Regarding an Energy Technology Report

ShrHldr

Against

Against

For

12

Shareholder Proposal Regarding Greenhouse Gas Emissions Goals

ShrHldr

Against

Against

For

13

Shareholder Proposal Regarding Report on Future Energy Trends

ShrHldr

Against

Against

For

 


 

Ford Motor Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

F

CUSIP 345370860

05/13/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Stephen Butler

Mgmt

For

For

For

1.2

Elect Kimberly Casiano

Mgmt

For

For

For

1.3

Elect Anthony Earley, Jr.

Mgmt

For

Withhold

Against

1.4

Elect Edsel Ford II

Mgmt

For

Withhold

Against

1.5

Elect William Ford, Jr.

Mgmt

For

For

For

1.6

Elect Richard Gephardt

Mgmt

For

For

For

1.7

Elect Irvine Hockaday, Jr.

Mgmt

For

For

For

1.8

Elect Richard Manoogian

Mgmt

For

Withhold

Against

1.9

Elect Ellen Marram

Mgmt

For

For

For

1.10

Elect Alan Mulally

Mgmt

For

For

For

1.11

Elect Homer Neal

Mgmt

For

For

For

1.12

Elect Gerald Shaheen

Mgmt

For

For

For

1.13

Elect John Thornton

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Tax Benefit Preservation Plan

Mgmt

For

For

For

4

Shareholder Proposal Regarding Disclosure of Prior Government Service

ShrHldr

Against

Against

For

5

Shareholder Proposal Regarding Recapitalization Plan

ShrHldr

Against

For

Against

6

Shareholder Proposal Regarding Political Contributions and Expenditure Report

ShrHldr

Against

For

Against

7

Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)

ShrHldr

Against

For

Against

8

Shareholder Proposal Regarding Carbon Dioxide Reduction

ShrHldr

Against

Against

For

 

Fossil, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

FOSL

CUSIP 349882100

05/19/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Repeal of Classified Board

Mgmt

For

For

For

2.1

Elect Elaine Agather

Mgmt

For

For

For

2.2

Elect Michael Barnes

Mgmt

For

For

For

2.3

Elect Jeffrey Boyer

Mgmt

For

For

For

2.4

Elect Kosta Kartsotis

Mgmt

For

For

For

2.5

Elect Elysia Ragusa

Mgmt

For

For

For

2.6

Elect Jal Shroff

Mgmt

For

For

For

2.7

Elect James Skinner

Mgmt

For

For

For

2.8

Elect Michael Steinberg

Mgmt

For

For

For

2.9

Elect Donald Stone

Mgmt

For

For

For

2.10

Elect James Zimmerman

Mgmt

For

For

For

2.11

Elect Elaine Agather

Mgmt

For

For

For

2.12

Elect Jal Shroff

Mgmt

For

For

For

2.13

Elect Donald Stone

Mgmt

For

For

For

3

2010 Cash Incentive Plan

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 


 

Freeport-McMoRan Copper & Gold Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

FCX

CUSIP 35671D857

06/09/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Richard Adkerson

Mgmt

For

For

For

1.2

Elect Robert Allison, Jr.

Mgmt

For

Withhold

Against

1.3

Elect Robert Day

Mgmt

For

For

For

1.4

Elect Gerald Ford

Mgmt

For

For

For

1.5

Elect H. Devon Graham, Jr.

Mgmt

For

For

For

1.6

Elect Charles Krulak

Mgmt

For

For

For

1.7

Elect Bobby Lackey

Mgmt

For

For

For

1.8

Elect Jon Madonna

Mgmt

For

For

For

1.9

Elect Dustan McCoy

Mgmt

For

For

For

1.10

Elect James Moffett

Mgmt

For

For

For

1.11

Elect B. M. Rankin, Jr.

Mgmt

For

Withhold

Against

1.12

Elect Stephen Siegele

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Amendment to the 2006 Stock Incentive Plan

Mgmt

For

Against

Against

4

Shareholder Proposal Regarding Environmental Expertise on Board

ShrHldr

Against

Against

For

5

Shareholder Proposal Regarding Retention of Shares After Retirement

ShrHldr

Against

Against

For

 

Frontier Communications Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

FTR

CUSIP 35906A108

05/13/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Leroy Barnes, Jr.

Mgmt

For

For

For

1.2

Elect Peter Bynoe

Mgmt

For

For

For

1.3

Elect Jeri Finard

Mgmt

For

For

For

1.4

Elect Lawton Whele Fitt

Mgmt

For

For

For

1.5

Elect William Kraus

Mgmt

For

For

For

1.6

Elect Howard Schrott

Mgmt

For

For

For

1.7

Elect Larraine Segil

Mgmt

For

For

For

1.8

Elect David Ward

Mgmt

For

For

For

1.9

Elect Myron Wick III

Mgmt

For

For

For

1.10

Elect Mary Agnes Wilderotter

Mgmt

For

For

For

2

Advisory Vote on Executive Compensation

Mgmt

For

For

For

3

Shareholder Proposal Regarding Retention of Shares After Retirement

ShrHldr

Against

Against

For

4

Ratification of Auditor

Mgmt

For

For

For

 


 

General Electric Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

GE

CUSIP 369604103

04/28/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect W. Geoffrey Beattie

Mgmt

For

For

For

2

Elect James Cash, Jr.

Mgmt

For

For

For

3

Elect Sir William Castell

Mgmt

For

For

For

4

Elect Ann Fudge

Mgmt

For

For

For

5

Elect Susan Hockfield

Mgmt

For

For

For

6

Elect Jeffrey Immelt

Mgmt

For

For

For

7

Elect Andrea Jung

Mgmt

For

For

For

8

Elect Alan Lafley

Mgmt

For

For

For

9

Elect Robert Lane

Mgmt

For

For

For

10

Elect Ralph Larsen

Mgmt

For

For

For

11

Elect Rochelle Lazarus

Mgmt

For

For

For

12

Elect James Mulva

Mgmt

For

For

For

13

Elect Sam Nunn

Mgmt

For

For

For

14

Elect Roger Penske

Mgmt

For

Against

Against

15

Elect Robert Swieringa

Mgmt

For

For

For

16

Elect Douglas Warner III

Mgmt

For

For

For

17

Ratification of Auditor

Mgmt

For

For

For

18

Shareholder Proposal Regarding Cumulative Voting

ShrHldr

Against

Against

For

19

Shareholder Proposal Regarding Right to Call a Special Meeting

ShrHldr

Against

For

Against

20

Shareholder Proposal Regarding Independent Board Chairman

ShrHldr

Against

For

Against

21

Shareholder Proposal Regarding Regarding Report on Ratio Between Executive and Employee Pay

ShrHldr

Against

Against

For

22

Shareholder Proposal Regarding Requiring Key Committee Directors To Receive Less Than 20% Against Votes

ShrHldr

Against

Against

For

23

Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)

ShrHldr

Against

For

Against

 

General Mills, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

GIS

CUSIP 370334104

09/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

USA

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Director Bradbury H. Anderson

Mgmt

For

For

For

2

Elect Director R. Kerry Clark

Mgmt

For

For

For

3

Elect Director Paul Danos

Mgmt

For

For

For

4

Elect Director William T. Esrey

Mgmt

For

For

For

5

Elect Director Raymond V. Gilmartin

Mgmt

For

For

For

6

Elect Director Judith Richards Hope

Mgmt

For

For

For

7

Elect Director Heidi G. Miller

Mgmt

For

For

For

8

Elect Director Hilda Ochoa-Brillembourg

Mgmt

For

For

For

9

Elect Director Steve Odland

Mgmt

For

For

For

10

Elect Director Kendall J. Powell

Mgmt

For

For

For

11

Elect Director Lois E. Quam

Mgmt

For

For

For

12

Elect Director Michael D. Rose

Mgmt

For

For

For

13

Elect Director Robert L. Ryan

Mgmt

For

For

For

14

Elect Director Dorothy A. Terrell

Mgmt

For

For

For

15

Approve Omnibus Stock Plan

Mgmt

For

For

For

16

Ratify Auditors

Mgmt

For

For

For

17

Advisory Vote to Ratify Named Executive Officers’ Compensation

ShrHldr

Against

For

Against

 


 

Genuine Parts Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

GPC

CUSIP 372460105

04/19/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Mary Bullock

Mgmt

For

For

For

1.2

Elect Jean Douville

Mgmt

For

For

For

1.3

Elect Thomas Gallagher

Mgmt

For

For

For

1.4

Elect George Guynn

Mgmt

For

For

For

1.5

Elect John Johns

Mgmt

For

For

For

1.6

Elect Michael Johns

Mgmt

For

For

For

1.7

Elect J. Hicks Lanier

Mgmt

For

For

For

1.8

Elect Wendy Needham

Mgmt

For

For

For

1.9

Elect Jerry Nix

Mgmt

For

Withhold

Against

1.10

Elect Larry Prince

Mgmt

For

For

For

1.11

Elect Gary Rollins

Mgmt

For

Withhold

Against

2

Ratification of Auditor

Mgmt

For

For

For

 

HCP, INC.

 

Ticker

Security ID:

Meeting Date

Meeting Status

HCP

CUSIP 40414L109

04/22/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect James Flaherty III

Mgmt

For

For

For

1.2

Elect Christine Garvey

Mgmt

For

For

For

1.3

Elect David Henry

Mgmt

For

For

For

1.4

Elect Lauralee Martin

Mgmt

For

For

For

1.5

Elect Michael McKee

Mgmt

For

For

For

1.6

Elect Harold Messmer, Jr.

Mgmt

For

For

For

1.7

Elect Peter Rhein

Mgmt

For

For

For

1.8

Elect Kenneth Roath

Mgmt

For

For

For

1.9

Elect Richard Rosenberg

Mgmt

For

For

For

1.10

Elect Joseph Sullivan

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Shareholder Proposal Regarding Majority Vote for Election of Directors

ShrHldr

Against

For

Against

 

Hudson City Bancorp, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

HCBK

CUSIP 443683107

04/21/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Donald Quest

Mgmt

For

For

For

2

Elect Joseph Sponholz

Mgmt

For

For

For

3

Executive Officer Annual Incentive Plan

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 

Huntsman Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

HUN

CUSIP 447011107

05/06/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Nolan Archibald

Mgmt

For

Withhold

Against

1.2

Elect H. William Lichtenberger

Mgmt

For

For

For

1.3

Elect M. Anthony Burns

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Integrys Energy Group, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

TEG

CUSIP 45822P105

05/13/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Keith Bailey

Mgmt

For

For

For

1.2

Elect Pastora Cafferty

Mgmt

For

For

For

1.3

Elect Ellen Carnahan

Mgmt

For

For

For

1.4

Elect Kathryn Hasselblad-Pascale

Mgmt

For

For

For

1.5

Elect John Higgins

Mgmt

For

For

For

1.6

Elect James Kemerling

Mgmt

For

For

For

1.7

Elect Michael Lavin

Mgmt

For

For

For

1.8

Elect William Protz, Jr.

Mgmt

For

For

For

1.9

Elect Charles Schrock

Mgmt

For

For

For

2

2010 Omnibus Incentive Compensation Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

Intel Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

INTC

CUSIP 458140100

05/19/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Charlene Barshefsky

Mgmt

For

Against

Against

2

Elect Susan Decker

Mgmt

For

For

For

3

Elect John Donahoe

Mgmt

For

For

For

4

Elect Reed Hundt

Mgmt

For

For

For

5

Elect Paul Otellini

Mgmt

For

For

For

6

Elect James Plummer

Mgmt

For

For

For

7

Elect David Pottruck

Mgmt

For

For

For

8

Elect Jane Shaw

Mgmt

For

For

For

9

Elect Frank Yeary

Mgmt

For

For

For

10

Elect David Yoffie

Mgmt

For

Against

Against

11

Ratification of Auditor

Mgmt

For

For

For

12

Advisory Vote on Executive Compensation

Mgmt

For

For

For

 

J.Crew Group, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

JCG

CUSIP 46612H402

06/08/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Heather Reisman

Mgmt

For

For

For

1.2

Elect David House

Mgmt

For

For

For

1.3

Elect Stuart Sloan

Mgmt

For

Withhold

Against

2

Amendment to the 2008 Equity Incentive Plan

Mgmt

For

Against

Against

3

Executive Management Bonus Plan

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 


 

Johnson & Johnson

 

Ticker

Security ID:

Meeting Date

Meeting Status

JNJ

CUSIP 478160104

04/22/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Mary Coleman

Mgmt

For

Against

Against

2

Elect James Cullen

Mgmt

For

For

For

3

Elect Michael Johns

Mgmt

For

Against

Against

4

Elect Susan Lindquist

Mgmt

For

For

For

5

Elect Anne Mulcahy

Mgmt

For

Against

Against

6

Elect Leo Mullin

Mgmt

For

For

For

7

Elect William Perez

Mgmt

For

Against

Against

8

Elect Charles Prince

Mgmt

For

Against

Against

9

Elect David Satcher

Mgmt

For

For

For

10

Elect William Weldon

Mgmt

For

For

For

11

Ratification of Auditor

Mgmt

For

For

For

12

Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay)

ShrHldr

Against

For

Against

13

Shareholder Proposal Regarding Right to Call a Special Meeting

ShrHldr

Against

Against

For

 

Key Energy Services, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

KEG

CUSIP 492914106

05/20/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Lynn Coleman

Mgmt

For

For

For

1.2

Elect Kevin Collins

Mgmt

For

For

For

1.3

Elect W. Phillip Marcum

Mgmt

For

For

For

1.4

Elect William Owens

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Lincoln National Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

LNC

CUSIP 534187109

05/27/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect William Avery

Mgmt

For

For

For

1.2

Elect William Cunningham

Mgmt

For

Withhold

Against

1.3

Elect William Payne

Mgmt

For

For

For

1.4

Elect Patrick Pittard

Mgmt

For

Withhold

Against

2

Ratification of Auditor

Mgmt

For

For

For

3

Adoption of Majority Vote for Election of Directors

Mgmt

For

For

For

4

Advisory Vote on Executive Compensation

Mgmt

For

Against

Against

 

lululemon athletica inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

LULU

CUSIP 550021109

06/09/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Thomas Stemberg

Mgmt

For

For

For

1.2

Elect Dennis Wilson

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

McDonald’s Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

MCD

CUSIP 580135101

05/20/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Walter Massey

Mgmt

For

For

For

2

Elect John Rogers, Jr.

Mgmt

For

For

For

3

Elect Roger Stone

Mgmt

For

For

For

4

Elect Miles White

Mgmt

For

For

For

5

Ratification of Auditor

Mgmt

For

For

For

6

Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)

ShrHldr

Against

For

Against

7

Shareholder Proposal Regarding Simple Majority Vote

ShrHldr

Against

For

Against

8

Shareholder Proposal Regarding Controlled Atmosphere Killing

ShrHldr

Against

Against

For

9

Shareholder Proposal Regarding Cage-Free Eggs

ShrHldr

Against

Against

For

 

MeadWestvaco Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

MWV

CUSIP 583334107

04/26/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Michael Campbell

Mgmt

For

For

For

2

Elect Thomas Cole, Jr.

Mgmt

For

For

For

3

Elect James Kaiser

Mgmt

For

For

For

4

Elect Richard Kelson

Mgmt

For

For

For

5

Elect James Kilts

Mgmt

For

For

For

6

Elect Susan Kropf

Mgmt

For

For

For

7

Elect Douglas Luke

Mgmt

For

For

For

8

Elect John Luke, Jr.

Mgmt

For

For

For

9

Elect Robert McCormack

Mgmt

For

For

For

10

Elect Timothy Powers

Mgmt

For

For

For

11

Elect Edward Straw

Mgmt

For

For

For

12

Elect Jane Warner

Mgmt

For

For

For

13

Ratification of Auditor

Mgmt

For

For

For

14

Shareholder Proposal Regarding Right to Call a Special Meeting

ShrHldr

Against

For

Against

 

Medco Health Solutions, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

MHS

CUSIP 58405U102

05/12/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Howard Barker, Jr.

Mgmt

For

For

For

2

Elect John Cassis

Mgmt

For

For

For

3

Elect Michael Goldstein

Mgmt

For

Against

Against

4

Elect Charles Lillis

Mgmt

For

Against

Against

5

Elect Myrtle Potter

Mgmt

For

For

For

6

Elect William Roper

Mgmt

For

For

For

7

Elect David Snow, Jr.

Mgmt

For

For

For

8

Elect David Stevens

Mgmt

For

Against

Against

9

Elect Blenda Wilson

Mgmt

For

For

For

10

Ratification of Auditor

Mgmt

For

For

For

11

Amendment to Certificate of Incorporation Regarding the Right to Call Special Meetings

Mgmt

For

For

For

 


 

MF Global Ltd

 

Ticker

Security ID:

Meeting Date

Meeting Status

MF

G60642108

08/13/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Bermuda

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Alison J. Carnwath as Director

Mgmt

For

For

For

1.2

Elect Bernard W. Dan as Director

Mgmt

For

For

For

1.3

Elect Eileen S. Fusco as Director

Mgmt

For

For

For

1.4

Elect Martin J. Glynn as Director

Mgmt

For

Against

Against

1.5

Elect Edward L. Goldberg as Director

Mgmt

For

For

For

1.6

Elect David I. Schamis as Director

Mgmt

For

For

For

1.7

Elect Lawrence M. Schloss as Director

Mgmt

For

Against

Against

1.8

Elect Robert S. Sloan as Director

Mgmt

For

Against

Against

2

Approve Share Option Exchange Program

Mgmt

For

Against

Against

3

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

Mgmt

For

For

For

 

NiSource, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

NI

CUSIP 65473P105

05/11/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Richard Abdoo

Mgmt

For

For

For

2

Elect Steven Beering

Mgmt

For

For

For

3

Elect Dennis Foster

Mgmt

For

For

For

4

Elect Mike Jesanis

Mgmt

For

For

For

5

Elect Marty Kittrell

Mgmt

For

For

For

6

Elect W. Lee Nutter

Mgmt

For

For

For

7

Elect Deborah Parker

Mgmt

For

For

For

8

Elect Ian Rolland

Mgmt

For

For

For

9

Elect Robert Skaggs, Jr.

Mgmt

For

For

For

10

Elect Richard Thompson

Mgmt

For

For

For

11

Elect Carolyn Woo

Mgmt

For

For

For

12

Ratification of Auditor

Mgmt

For

For

For

13

Amendment to Add Right of Holders of 25% of Voting Power to Call a Special Meeting

Mgmt

For

For

For

14

2010 Omnibus Incentive Plan

Mgmt

For

For

For

15

Shareholder Proposal Regarding Retention of Shares After Retirement

ShrHldr

Against

Against

For

 


 

Northrop Grumman Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

NOC

CUSIP 666807102

05/19/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Wesley Bush

Mgmt

For

For

For

2

Elect Lewis Coleman

Mgmt

For

For

For

3

Elect Thomas Fargo

Mgmt

For

For

For

4

Elect Victor Fazio

Mgmt

For

For

For

5

Elect Donald Felsinger

Mgmt

For

For

For

6

Elect Stephen Frank

Mgmt

For

Against

Against

7

Elect Bruce Gordon

Mgmt

For

For

For

8

Elect Madeleine Kleiner

Mgmt

For

For

For

9

Elect Karl Krapek

Mgmt

For

For

For

10

Elect Richard Myers

Mgmt

For

For

For

11

Elect Aulana Peters

Mgmt

For

Against

Against

12

Elect Kevin Sharer

Mgmt

For

For

For

13

Ratification of Auditor

Mgmt

For

For

For

14

Amendment to Certificate Regarding to the Right to Call a Special Meeting

Mgmt

For

For

For

15

Amendment Certificate of Northrop Grumman Systems Corporation Regarding the Deletion of Company Shareholder Approvals for Certain Transactions

Mgmt

For

For

For

16

Shareholder Proposal Regarding Reincorporation

ShrHldr

Against

Against

For

 

Nucor Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

NUE

CUSIP 670346105

05/13/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Daniel DiMicco

Mgmt

For

For

For

1.2

Elect James Hlavacek

Mgmt

For

For

For

1.3

Elect John Walker

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Repeal of Classified Board

Mgmt

For

For

For

4

2010 Stock Option and Award Plan

Mgmt

For

For

For

5

Shareholder Proposal Regarding Majority Vote for Election of Directors

ShrHldr

Against

For

Against

6

Shareholder Proposal Regarding Political Contributions and Expenditure Report

ShrHldr

Against

For

Against

 

Palm Inc

 

Ticker

Security ID:

Meeting Date

Meeting Status

PALM

CUSIP 696643105

09/30/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

USA

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Director Robert C. Hagerty

Mgmt

For

Withhold

Against

1.2

Elect Director Jonathan J. Rubinstein

Mgmt

For

Withhold

Against

1.3

Elect Director Paul S. Mountford

Mgmt

For

For

For

2

Approve Omnibus Stock Plan

Mgmt

For

Against

Against

3

Approve Qualified Employee Stock Purchase Plan

Mgmt

For

For

For

4

Ratify Auditors

Mgmt

For

For

For

 


 

Panera Bread Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

PNRA

CUSIP 69840W108

05/13/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Larry Franklin

Mgmt

For

For

For

1.2

Elect Charles Chapman, III

Mgmt

For

For

For

2

Amendment to the 2006 Stock Incentive Plan

Mgmt

For

For

For

3

Amendment to the 1992 Employee Stock Purchase Plan

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 

Pepco Holdings, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

POM

CUSIP 713291102

05/21/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Jack Dunn IV

Mgmt

For

For

For

1.2

Elect Terence Golden

Mgmt

For

For

For

1.3

Elect Patrick Harker

Mgmt

For

For

For

1.4

Elect Frank Heintz

Mgmt

For

For

For

1.5

Elect Barbara Krumsiek

Mgmt

For

For

For

1.6

Elect George MacCormack

Mgmt

For

For

For

1.7

Elect Lawrence Nussdorf

Mgmt

For

For

For

1.8

Elect Patricia Oelrich

Mgmt

For

For

For

1.9

Elect Joseph Rigby

Mgmt

For

For

For

1.10

Elect Frank Ross

Mgmt

For

For

For

1.11

Elect Pauline Schneider

Mgmt

For

Withhold

Against

1.12

Elect Lester Silverman

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Pfizer Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

PFE

CUSIP 717081103

04/22/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Dennis Ausiello

Mgmt

For

For

For

2

Elect Michael Brown

Mgmt

For

For

For

3

Elect M. Anthony Burns

Mgmt

For

For

For

4

Elect Robert Burt

Mgmt

For

For

For

5

Elect W. Don Cornwell

Mgmt

For

For

For

6

Elect Frances Fergusson

Mgmt

For

For

For

7

Elect William Gray, III

Mgmt

For

For

For

8

Elect Constance Horner

Mgmt

For

For

For

9

Elect James Kilts

Mgmt

For

For

For

10

Elect Jeffrey Kindler

Mgmt

For

For

For

11

Elect George Lorch

Mgmt

For

For

For

12

Elect John Mascotte

Mgmt

For

For

For

13

Elect Suzanne Nora Johnson

Mgmt

For

For

For

14

Elect Stephen Sanger

Mgmt

For

For

For

15

Elect William Steere, Jr.

Mgmt

For

For

For

16

Ratification of Auditor

Mgmt

For

For

For

17

Advisory Vote on Executive Compensation

Mgmt

For

For

For

18

Amendment to Bylaws Regarding the Right to Call a Special Meeting

Mgmt

For

For

For

19

Shareholder Proposal Regarding Stock Option Policy

ShrHldr

Against

Against

For

 


 

Philip Morris International Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

PM

CUSIP 718172109

05/12/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Harold Brown

Mgmt

For

For

For

2

Elect Mathis Cabiallavetta

Mgmt

For

For

For

3

Elect Louis Camilleri

Mgmt

For

For

For

4

Elect J. Dudley Fishburn

Mgmt

For

For

For

5

Elect Jennifer Li

Mgmt

For

For

For

6

Elect Graham Mackay

Mgmt

For

For

For

7

Elect Sergio Marchionne

Mgmt

For

Against

Against

8

Elect Lucio Noto

Mgmt

For

For

For

9

Elect Carlos Slim Helu

Mgmt

For

For

For

10

Elect Stephen Wolf

Mgmt

For

For

For

11

Ratification of Auditor

Mgmt

For

For

For

12

Shareholder Proposal Regarding Food Insecurity and Tobacco Use

ShrHldr

Against

Against

For

13

Shareholder Proposal Regarding Human Rights Protocols

ShrHldr

Against

Against

For

 

PPG Industries, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

PPG

CUSIP 693506107

04/15/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect James Berges

Mgmt

For

For

For

1.2

Elect Victoria Haynes

Mgmt

For

For

For

1.3

Elect Martin Richenhagen

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Shareholder Proposal Regarding Environmental Accountability Report

ShrHldr

Against

Against

For

 

Qwest Communications International Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

Q

CUSIP 749121109

05/12/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Edward Mueller

Mgmt

For

For

For

2

Elect Charles Biggs

Mgmt

For

For

For

3

Elect K. Dane Brooksher

Mgmt

For

For

For

4

Elect Peter Hellman

Mgmt

For

For

For

5

Elect R. David Hoover

Mgmt

For

Against

Against

6

Elect Patrick Martin

Mgmt

For

For

For

7

Elect Caroline Matthews

Mgmt

For

For

For

8

Elect Wayne Murdy

Mgmt

For

For

For

9

Elect Jan Murley

Mgmt

For

For

For

10

Elect Michael Roberts

Mgmt

For

For

For

11

Elect James Unruh

Mgmt

For

For

For

12

Elect Anthony Welters

Mgmt

For

For

For

13

Ratification of Auditor

Mgmt

For

For

For

14

Amendment to the Employee Stock Purchase Plan

Mgmt

For

For

For

15

Shareholder Proposal Regarding Performance-Based Equity Compensation

ShrHldr

Against

Against

For

16

Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)

ShrHldr

Against

For

Against

17

Shareholder Proposal Regarding Independent Board Chairman

ShrHldr

Against

For

Against

18

Shareholder Proposal Regarding Right to Call a Special Meeting

ShrHldr

Against

For

Against

 


 

R.R. Donnelley & Sons Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

RRD

CUSIP 257867101

05/20/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Thomas Quinlan, III

Mgmt

For

For

For

2

Elect Stephen Wolf

Mgmt

For

For

For

3

Elect Lee Chaden

Mgmt

For

For

For

4

Elect Judith Hamilton

Mgmt

For

Against

Against

5

Elect Susan Ivey

Mgmt

For

For

For

6

Elect Thomas Johnson

Mgmt

For

Against

Against

7

Elect John Pope

Mgmt

For

For

For

8

Elect Michael Riordan

Mgmt

For

Against

Against

9

Elect Oliver Sockwell

Mgmt

For

Against

Against

10

Ratification of Auditor

Mgmt

For

For

For

11

Shareholder Proposal Regarding a Sustainable Procurement Policy

ShrHldr

Against

Against

For

12

Shareholder Proposal Regarding Compensation in the Event of a Change of Control

ShrHldr

Against

For

Against

 

Randgold Resources Limited

 

Ticker

Security ID:

Meeting Date

Meeting Status

RRS

CUSIP G73740113

05/04/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Accounts and Reports

Mgmt

N/A

For

N/A

2

Elect Kadri Dagdelen

Mgmt

N/A

For

N/A

3

Elect Philippe Lietard

Mgmt

N/A

For

N/A

4

Elect Robert Israel

Mgmt

N/A

For

N/A

5

Elect Norborne Cole

Mgmt

N/A

For

N/A

6

Elect Karl Voltaire

Mgmt

N/A

For

N/A

7

Directors’ Remuneration Report

Mgmt

N/A

For

N/A

8

Directors’ Fees

Mgmt

N/A

For

N/A

9

Appointment of Auditor

Mgmt

N/A

For

N/A

10

Increase in Authorised Capital

Mgmt

N/A

For

N/A

11

Amendments to Memorandum Regarding Authorised Capital

Mgmt

N/A

For

N/A

12

Amendments to Articles Regarding Authorised Capital

Mgmt

N/A

For

N/A

 

Raytheon Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

RTN

CUSIP 755111507

05/27/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Vernon Clark

Mgmt

For

For

For

2

Elect John Deutch

Mgmt

For

Against

Against

3

Elect Stephen Hadley

Mgmt

For

For

For

4

Elect Frederic Poses

Mgmt

For

For

For

5

Elect Michael Ruettgers

Mgmt

For

For

For

6

Elect Ronald Skates

Mgmt

For

For

For

7

Elect William Spivey

Mgmt

For

For

For

8

Elect Linda Stuntz

Mgmt

For

For

For

9

Elect William Swanson

Mgmt

For

For

For

10

Ratification of Auditor

Mgmt

For

For

For

11

Right to Call a Special Meeting

Mgmt

For

For

For

12

2010 Stock Plan

Mgmt

For

For

For

13

Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)

ShrHldr

Against

For

Against

14

Shareholder Proposal Regarding Supplemental Executive Retirement Plans

ShrHldr

Against

Against

For

15

Shareholder Proposal Regarding Right to Act by Written Consent

ShrHldr

Against

For

Against

 


 

Research In Motion Ltd

 

Ticker

Security ID:

Meeting Date

Meeting Status

RIM

760975102

07/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Canada

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Director Mike Lazaridis

Mgmt

For

For

For

1.2

Elect Director James Estill

Mgmt

For

For

For

1.3

Elect Director David Kerr

Mgmt

For

For

For

1.4

Elect Director Roger Martin

Mgmt

For

For

For

1.5

Elect Director John Richardson

Mgmt

For

For

For

1.6

Elect Director Barbara Stymiest

Mgmt

For

For

For

1.7

Elect Director John Wetmore

Mgmt

For

For

For

2

Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration

Mgmt

For

For

For

 

Reynolds American Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

RAI

CUSIP 761713106

05/07/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Martin Feinstein

Mgmt

For

For

For

1.2

Elect Susan Ivey

Mgmt

For

For

For

1.3

Elect Lionel Nowell, III

Mgmt

For

For

For

1.4

Elect Neil Withington

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Shareholder Proposal Regarding Declassification of the Board

ShrHldr

Against

For

Against

4

Shareholder Proposal Regarding Retention of Shares After Retirement

ShrHldr

Against

Against

For

5

Shareholder Proposal Regarding Disclosure of Health Risks of Tobacco

ShrHldr

Against

Against

For

6

Shareholder Proposal Regarding Human Rights Protocols

ShrHldr

Against

Against

For

 

Royal Bank Of Canada

 

Ticker

Security ID:

Meeting Date

Meeting Status

RY

CUSIP 780087102

03/03/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect W. Geoffrey Beattie

Mgmt

For

For

For

1.2

Elect Douglas Elix

Mgmt

For

For

For

1.3

Elect John Ferguson

Mgmt

For

For

For

1.4

Elect Paule Gauthier

Mgmt

For

For

For

1.5

Elect Timothy Hearn

Mgmt

For

For

For

1.6

Elect Alice Laberge

Mgmt

For

For

For

1.7

Elect Jacques Lamarre

Mgmt

For

For

For

1.8

Elect Brandt Louie

Mgmt

For

For

For

1.9

Elect Michael McCain

Mgmt

For

Withhold

Against

1.10

Elect Gordon Nixon

Mgmt

For

For

For

1.11

Elect David O’Brien

Mgmt

For

For

For

1.12

Elect J. Pedro Reinhard

Mgmt

For

For

For

1.13

Elect Edward Sonshine

Mgmt

For

For

For

1.14

Elect Kathleen Taylor

Mgmt

For

For

For

1.15

Elect Victor Young

Mgmt

For

For

For

2

Appointment of Auditor

Mgmt

For

For

For

3

Advisory Vote on Executive Compensation

Mgmt

For

For

For

4

Shareholder Proposal Regarding a Greater Number of Nominees than Open Board Seats

ShrHldr

Against

Against

For

5

Shareholder Proposal Regarding Comparing Executive Pay to Average Employee Wage

ShrHldr

Against

Against

For

 


 

salesforce.com, inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CRM

CUSIP 79466L302

06/10/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Stratton Sclavos

Mgmt

For

For

For

1.2

Elect Lawrence Tomlinson

Mgmt

For

For

For

1.3

Elect Shirley Young

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

Against

Against

 

Skechers U.S.A., Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

SKX

CUSIP 830566105

06/02/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Michael Greenberg

Mgmt

For

For

For

1.2

Elect David Weinberg

Mgmt

For

Withhold

Against

1.3

Elect Jeffrey Greenberg

Mgmt

For

For

For

 

Spectra Energy Corp

 

Ticker

Security ID:

Meeting Date

Meeting Status

SE

CUSIP 847560109

04/27/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect William Esrey

Mgmt

For

For

For

1.2

Elect Gregory Ebel

Mgmt

For

For

For

1.3

Elect Pamela Carter

Mgmt

For

For

For

1.4

Elect Peter Hamilton

Mgmt

For

For

For

1.5

Elect Dennis Hendrix

Mgmt

For

For

For

1.6

Elect Michael Phelps

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Shareholder Proposal Regarding Majority Vote for Election of Directors

ShrHldr

Against

For

Against

 

St. Jude Medical, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

STJ

CUSIP 790849103

05/07/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Stuart Essig

Mgmt

For

For

For

2

Elect Barbara Hill

Mgmt

For

For

For

3

Elect Michael Rocca

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

5

Shareholder Proposal Regarding Sustainability Report

ShrHldr

Against

Against

For

 


 

Stockhouse Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

STKH

CUSIP 861281103

12/29/2009

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election of Directors

Mgmt

For

For

For

2.1

Elect Marcus New

Mgmt

For

For

For

2.2

Elect David Caddey

Mgmt

For

For

For

2.3

Elect Stephen Zacharias

Mgmt

For

For

For

3

Appointment of Auditor

Mgmt

For

For

For

4

Authority to Issue Common Stock to Settle Outstanding Debts

Mgmt

For

For

For

5

Share Consolidation

Mgmt

For

For

For

6

Authority to Sell Company Assets

Mgmt

For

For

For

 

Stockhouse Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

STKH

CUSIP 861281103

12/29/2009

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Change of Company Name

Mgmt

For

For

For

 

Sunoco, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

SUN

CUSIP 86764P109

05/06/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Gary Edwards

Mgmt

For

For

For

1.2

Elect Lynn Elsenhans

Mgmt

For

For

For

1.3

Elect Ursula Fairbairn

Mgmt

For

For

For

1.4

Elect Rosemarie Greco

Mgmt

For

For

For

1.5

Elect John Jones, III

Mgmt

For

Withhold

Against

1.6

Elect James Kaiser

Mgmt

For

For

For

1.7

Elect John Rowe

Mgmt

For

For

For

1.8

Elect John Wulff

Mgmt

For

Withhold

Against

2

Senior Executive Incentive Plan

Mgmt

For

For

For

3

Long-Term Performance Enhancement Plan III

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 

Time Warner Cable Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

TWC

CUSIP 88732J207

05/24/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Carole Black

Mgmt

For

For

For

2

Elect Glenn Britt

Mgmt

For

For

For

3

Elect Thomas Castro

Mgmt

For

For

For

4

Elect David Chang

Mgmt

For

For

For

5

Elect James Copeland, Jr.

Mgmt

For

For

For

6

Elect Peter Haje

Mgmt

For

Against

Against

7

Elect Donna James

Mgmt

For

For

For

8

Elect Don Logan

Mgmt

For

For

For

9

Elect N.J. Nicholas, Jr.

Mgmt

For

For

For

10

Elect Wayne Pace

Mgmt

For

For

For

11

Elect Edward Shirley

Mgmt

For

For

For

12

Elect John Sununu

Mgmt

For

For

For

13

Ratification of Auditor

Mgmt

For

For

For

 


 

Valero Energy Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

VLO

CUSIP 91913Y100

04/29/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Ruben Escobedo

Mgmt

For

Against

Against

2

Elect Bob Marbut

Mgmt

For

Against

Against

3

Elect Robert Profusek

Mgmt

For

Against

Against

4

Ratification of Auditor

Mgmt

For

For

For

5

Re-approval of the 2005 Omnibus Stock Incentive Plan

Mgmt

For

For

For

6

Advisory Vote on Executive Compensation

Mgmt

For

Against

Against

7

Shareholder Proposal Regarding Report on Rainforest Impact

ShrHldr

Against

Against

For

8

Shareholder Proposal Regarding Political Contributions and Expenditure Report

ShrHldr

Against

Against

For

9

Shareholder Proposal Regarding Retention of Shares After Retirement

ShrHldr

Against

Against

For

 

VF Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

VFC

CUSIP 918204108

04/27/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Richard Carucci

Mgmt

For

For

For

1.2

Elect Juliana Chugg

Mgmt

For

For

For

1.3

Elect George Fellows

Mgmt

For

For

For

1.4

Elect Clarence Otis Jr.

Mgmt

For

For

For

2

Amendment to the 1996 Stock Compensation Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

Waste Management, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

WM

CUSIP 94106L109

05/11/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Pastora Cafferty

Mgmt

For

For

For

2

Elect Frank Clark, Jr.

Mgmt

For

For

For

3

Elect Patrick Gross

Mgmt

For

Against

Against

4

Elect John Pope

Mgmt

For

For

For

5

Elect W. Robert Reum

Mgmt

For

For

For

6

Elect Steven Rothmeier

Mgmt

For

For

For

7

Elect David Steiner

Mgmt

For

For

For

8

Elect Thomas Weidemeyer

Mgmt

For

For

For

9

Ratification of Auditor

Mgmt

For

For

For

10

Elimination of the Supermajority Requirement

Mgmt

For

For

For

11

Shareholder Proposal Regarding Political Contributions and Expenditure Report

ShrHldr

Against

For

Against

12

Shareholder Proposal Regarding Right to Call a Special Meeting

ShrHldr

Against

For

Against

 


 

WellPoint, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

WLP

CUSIP 94973V107

05/18/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Sheila Burke

Mgmt

For

For

For

2

Elect George Schaefer, Jr.

Mgmt

For

For

For

3

Elect Jackie Ward

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

5

Shareholder Proposal Regarding Conversion to Nonprofit Status

ShrHldr

Against

Against

For

6

Shareholder Proposal Regarding Lobbying Contributions and Expenditure Report

ShrHldr

Against

Against

For

7

Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)

ShrHldr

Against

For

Against

8

Shareholder Proposal Regarding Reincorporation

ShrHldr

Against

Against

For

 

Western Digital Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

WDC

CUSIP 958102105

11/11/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Peter Behrendt

Mgmt

For

For

For

2

Elect Kathleen Cote

Mgmt

For

For

For

3

Elect John Coyne

Mgmt

For

For

For

4

Elect Henry DeNero

Mgmt

For

For

For

5

Elect William Kimsey

Mgmt

For

For

For

6

Elect Michael Lambert

Mgmt

For

For

For

7

Elect Matthew Massengill

Mgmt

For

For

For

8

Elect Roger Moore

Mgmt

For

For

For

9

Elect Thomas Pardun

Mgmt

For

For

For

10

Elect Arif Shakeel

Mgmt

For

For

For

11

Amendment to the 2004 Performance Incentive Plan

Mgmt

For

For

For

12

Ratification of Auditor

Mgmt

For

For

For

 

Windstream Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

WIN

CUSIP 97381W104

05/05/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election of Directors

Mgmt

For

For

For

2

Elect Samuel Beall III

Mgmt

For

For

For

3

Elect Dennis Foster

Mgmt

For

For

For

4

Elect Francis Frantz

Mgmt

For

For

For

5

Elect Jeffrey Gardner

Mgmt

For

For

For

6

Elect Jeffrey Hinson

Mgmt

For

For

For

7

Elect Judy Jones

Mgmt

For

For

For

8

Elect William Montgomery

Mgmt

For

For

For

9

Amendment to the 2006 Equity Incentive Plan

Mgmt

For

Against

Against

10

Advisory Vote on Executive Compensation

Mgmt

For

For

For

11

Ratification of Auditor

Mgmt

For

For

For

12

Shareholder Proposal Regarding Retention of Shares After Retirement

ShrHldr

Against

Against

For

 


 

Registrant : U.S. Global Investors Fund

Fund Name : U.S. Global Investors Funds China Region Fund

 

Date of fiscal year end: 06/30/2010

 

In all markets, for all statuses, for

 

Key-

 

Air China Limited

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS Y002A6104

06/30/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

China

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

3

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

4

Directors’ Report

Mgmt

For

For

For

5

Supervisors’ Report

Mgmt

For

For

For

6

Accounts and Reports

Mgmt

For

For

For

7

Allocation of Profits/Dividends

Mgmt

For

For

For

8

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

For

9

Report on Use of Proceeds from Previous Fund Raising Activities

Mgmt

For

For

For

10

Authority to Issue Domestic and H Shares w/o Preemptive Rights

Mgmt

For

For

For

11

Increase in Registered Capital

Mgmt

For

For

For

 

AsiaInfo Holdings, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ASIA

CUSIP 04518A104

04/29/2010

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approval of the Merger

Mgmt

For

For

For

2

Company Name Change

Mgmt

For

For

For

3

Right to Adjourn Meeting

Mgmt

For

For

For

 

Astra Agro Lestari

 

Ticker

Security ID:

Meeting Date

Meeting Status

AALI

CINS Y7116Q119

05/18/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

Indonesia

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Accounts and Reports

Mgmt

For

For

For

2

Allocation of Profits/Dividends

Mgmt

For

For

For

3

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

For

4

Election of Directors and Directors’ and Commissioners’ Fees

Mgmt

For

Abstain

Against

 

Astra International

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS Y7117N149

03/01/2010

Voted

Meeting Type

Country of Trade

 

 

Special

Indonesia

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election of Directors (Slate)

Mgmt

For

Abstain

Against

 


 

Astra International Tbk

 

Ticker

Security ID:

Meeting Date

Meeting Status

ASII

CINS Y7117N149

05/26/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

Indonesia

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Accounts and Reports

Mgmt

For

For

For

2

Allocation of Profits/Dividends

Mgmt

For

For

For

3

Election of Directors and Commissioners and Directors’ and Commissioners’ Fees

Mgmt

For

Abstain

Against

4

Appointment of Auditor

Mgmt

For

For

For

 

BANK OF CHINA LIMITED

 

Ticker

Security ID:

Meeting Date

Meeting Status

3988

CINS Y0698A107

05/27/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

China

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

3

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

4

Directors’ Report

Mgmt

For

For

For

5

Supervisors’ Report

Mgmt

For

For

For

6

Financial Statement

Mgmt

For

For

For

7

Allocation of Profits/Dividends

Mgmt

For

For

For

8

Financial Budget

Mgmt

For

For

For

9

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

For

10

Elect XIAO Gang

Mgmt

For

For

For

11

Elect LI Lihui

Mgmt

For

For

For

12

Elect LI Zaohang

Mgmt

For

Against

Against

13

Elect ZHOU Zaiqun

Mgmt

For

For

For

14

Elect Anthony Neoh

Mgmt

For

For

For

15

Elect HUANG Shizhong

Mgmt

For

For

For

16

Elect HUANG Danhan

Mgmt

For

For

For

17

Elect QIN Rongsheng

Mgmt

For

For

For

18

Elect BAI Jingming

Mgmt

For

For

For

19

External Supervisors’ Fees

Mgmt

For

For

For

20

Amendments to Articles

Mgmt

For

For

For

21

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

For

For

22

Elect WANG Xueqiang

Mgmt

For

For

For

23

Elect LIU Wanming

Mgmt

For

For

For

24

Amendments to Administrative Measures

Mgmt

For

For

For

 

Beijing Enterprises Water Group Ltd.

 

Ticker

Security ID:

Meeting Date

Meeting Status

371

CINS G0957L109

06/09/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

Bermuda

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

3

Accounts and Reports

Mgmt

For

For

For

4

Elect JIANG Xinhao

Mgmt

For

Against

Against

5

Elect HU Xiaoyong

Mgmt

For

For

For

6

Elect ZHOU Min

Mgmt

For

For

For

7

Elect LI Haifeng

Mgmt

For

For

For

8

Elect ZHANG Gaobo

Mgmt

For

For

For

9

Directors’ Fees

Mgmt

For

For

For

10

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

For

11

Authority to Repurchase Shares

Mgmt

For

For

For

12

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

For

For

13

Authority to Issue Repurchased Shares

Mgmt

For

For

For

14

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

 


 

Belle International Holdings Limited

 

Ticker

Security ID:

Meeting Date

Meeting Status

1880

CINS G09702104

05/26/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

Cayman Islands

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

3

Accounts and Reports

Mgmt

For

For

For

4

Allocation of Profits/Dividends

Mgmt

For

For

For

5

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

For

6

Elect TANG Yiu

Mgmt

For

For

For

7

Elect GAO Yu

Mgmt

For

For

For

8

Elect George HO Kwok Wah

Mgmt

For

For

For

9

Directors’ Fees

Mgmt

For

For

For

10

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

For

For

11

Authority to Repurchase Shares

Mgmt

For

For

For

12

Authority to Issue Repurchased Shares

Mgmt

For

For

For

 

BYD Company Limited

 

Ticker

Security ID:

Meeting Date

Meeting Status

1211

CINS Y1023R104

05/13/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

China

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

3

Directors’ Report

Mgmt

For

For

For

4

Supervisors’ Report

Mgmt

For

For

For

5

Financial Statements

Mgmt

For

For

For

6

Allocation of Profits/Dividends

Mgmt

For

For

For

7

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

For

8

Directors’ Fees

Mgmt

For

For

For

9

Supervisors’ Fees

Mgmt

For

For

For

10

Provision of Guarantees

Mgmt

For

Abstain

Against

11

Release of Pledge

Mgmt

For

For

For

12

Other Business

Mgmt

For

Against

Against

13

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

For

For

14

Authority to Issue Shares of BYD Electronic w/o Preemptive Rights

Mgmt

For

For

For

 

Champion Real Estate Investment Trust

 

Ticker

Security ID:

Meeting Date

Meeting Status

2778

CINS Y1292D109

04/26/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

Bermuda

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Authority to Repurchase Units

Mgmt

For

For

For

3

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

4

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

5

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

6

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

 


 

China Automotive Systems, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CAAS

CUSIP 16936R105

12/17/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Hanlin Chen

Mgmt

For

For

For

1.2

Elect Qizhou Wu

Mgmt

For

For

For

1.3

Elect Guangxun Xu

Mgmt

For

For

For

1.4

Elect Bruce Carlton Richardson

Mgmt

For

For

For

1.5

Elect Robert Tung

Mgmt

For

Withhold

Against

1.6

Elect William Thomson

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

China Dongxiang (Group) Co., Ltd.

 

Ticker

Security ID:

Meeting Date

Meeting Status

3818

CINS G2112Y109

09/25/2009

Voted

Meeting Type

Country of Trade

 

 

Special

Cayman Islands

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Joint Venture Agreement

Mgmt

For

For

For

3

New Framework Agreement

Mgmt

For

For

For

4

Annual Caps

Mgmt

For

For

For

5

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

 

China International Marine Container

 

Ticker

Security ID:

Meeting Date

Meeting Status

200039

CINS Y1457J107

04/26/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

China

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Directors’ Report

Mgmt

For

For

For

2

Independent Directors’ Report

Mgmt

For

For

For

3

Supervisors’ Report

Mgmt

For

For

For

4

Annual Report

Mgmt

For

For

For

5

Authority to Give Guarantees to Subsidiaries

Mgmt

For

For

For

6

Authority for Subsidiary to Give External Guarantees

Mgmt

For

For

For

7

Authority for Subsidiaries to Give Guarantees

Mgmt

For

For

For

8

Allocation of Profits/Dividends

Mgmt

For

For

For

9

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

For

10

Election of Directors (Slate)

Mgmt

For

For

For

11

Election of Independent Directors

Mgmt

For

For

For

12

Election of Supervisors (Slate)

Mgmt

For

Against

Against

 


 

China Mengniu Dairy Company Limited

 

Ticker

Security ID:

Meeting Date

Meeting Status

2319

CINS G21096105

06/09/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

Cayman Islands

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Accounts and Reports

Mgmt

For

For

For

2

Allocation of Profits/Dividends

Mgmt

For

For

For

3

Elect NIU Gensheng

Mgmt

For

For

For

4

Elect WU Jingshui

Mgmt

For

For

For

5

Elect DING Sheng

Mgmt

For

For

For

6

Elect JIAO Shuge (alias JIAO Zhen)

Mgmt

For

Against

Against

7

Elect Julian Wolhardt

Mgmt

For

Against

Against

8

Elect MA Wangjun

Mgmt

For

For

For

9

Elect ZHANG Julin

Mgmt

For

For

For

10

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

For

11

Authority to Repurchase Shares

Mgmt

For

For

For

12

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

For

For

13

Authority to Issue Repurchased Shares

Mgmt

For

For

For

14

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

15

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

 

China Merchants Holdings (International) Company Ltd.

 

Ticker

Security ID:

Meeting Date

Meeting Status

00144

CINS Y1489Q103

05/25/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

Hong Kong

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

3

Accounts and Reports

Mgmt

For

For

For

4

Allocation of Profits/Dividends

Mgmt

For

For

For

5

Elect LI Yinquan

Mgmt

For

Against

Against

6

Elect SU Xingang

Mgmt

For

For

For

7

Elect HU Jianhua

Mgmt

For

For

For

8

Elect WANG Hong

Mgmt

For

For

For

9

Elect LIU Yunshu

Mgmt

For

For

For

10

Elect TSANG Kam Lan

Mgmt

For

For

For

11

Directors’ Fees

Mgmt

For

For

For

12

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

For

13

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

For

For

14

Authority to Repurchase Shares

Mgmt

For

For

For

15

Authority to Issue Repurchased Shares

Mgmt

For

For

For

 


 

China Oilfield Services Limited

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS Y15002101

06/28/2010

Voted

Meeting Type

Country of Trade

 

 

Special

China

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Authority to Issue A Shares

Mgmt

For

For

For

3

Feasibility Report on Use of Proceeds

Mgmt

For

For

For

4

Report on Use of Proceeds from the Previous Fund Raising Activities

Mgmt

For

For

For

5

Share type

Mgmt

For

For

For

6

Nominal Value

Mgmt

For

For

For

7

Offering size

Mgmt

For

For

For

8

Target Subscribers

Mgmt

For

For

For

9

Pre-emptive rights of existing A share Shareholders

Mgmt

For

For

For

10

Basis for determining the Issue Price

Mgmt

For

For

For

11

Method of Issue

Mgmt

For

For

For

12

Accumulated Profit Arrangement

Mgmt

For

For

For

13

Place of Listing

Mgmt

For

For

For

14

Effectiveness of the Resolution Approving the A Share Issue

Mgmt

For

For

For

15

Use of Proceeds

Mgmt

For

For

For

16

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

17

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

18

Ratification of Board Acts

Mgmt

For

For

For

19

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

20

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

21

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

22

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

 

China Oilfield Services Limited

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS Y15002101

06/28/2010

Voted

Meeting Type

Country of Trade

 

 

Other

China

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Share type

Mgmt

For

For

For

3

Nominal Value

Mgmt

For

For

For

4

Offering size

Mgmt

For

For

For

5

Target Subscribers

Mgmt

For

For

For

6

Pre-emptive rights of existing A share Shareholders

Mgmt

For

For

For

7

Basis for determining the Issue Price

Mgmt

For

For

For

8

Method of Issue

Mgmt

For

For

For

9

Accumulated Profit Arrangement

Mgmt

For

For

For

10

Place of Listing

Mgmt

For

For

For

11

Effectiveness of the Resolution Approving the A Share Issue

Mgmt

For

For

For

12

Use of Proceeds

Mgmt

For

For

For

13

Ratification of Board Acts

Mgmt

For

For

For

 


 

China Resources Enterprise Ltd

 

Ticker

Security ID:

Meeting Date

Meeting Status

00291

CINS Y15037107

05/28/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

Hong Kong

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Accounts and Reports

Mgmt

For

For

For

3

Allocation of Profits/Dividends

Mgmt

For

For

For

4

Elect LAI Ni Hium

Mgmt

For

Against

Against

5

Elect HOUANG Tai Ninh

Mgmt

For

For

For

6

Elect Eric LI Ka Cheung

Mgmt

For

Against

Against

7

Elect CHENG Mo Chi

Mgmt

For

Against

Against

8

Elect Bernard Charnwut Chan

Mgmt

For

Against

Against

9

Elect Gordon SIU Kwing-Chue

Mgmt

For

For

For

10

Directors’ Fees

Mgmt

For

For

For

11

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

For

12

Authority to Repurchase Shares

Mgmt

For

For

For

13

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

For

For

14

Authority to Issue Repurchased Shares

Mgmt

For

For

For

15

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

16

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

 

China Resources Enterprise Ltd

 

Ticker

Security ID:

Meeting Date

Meeting Status

00291

CINS Y15037107

11/27/2009

Voted

Meeting Type

Country of Trade

 

 

Special

Hong Kong

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Approve Asset Swap Agreement

Mgmt

For

For

For

 

China Resources Land Ltd. (frmrly. China Resources Beijing L

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

G2108Y105

08/28/2009

Voted

Meeting Type

Country of Trade

 

 

Special

Hong Kong

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approve Acquisition by the Company of the Entire Issued Share Capital of Day Rejoice Ltd. from Central New Investments Ltd.

Mgmt

For

For

For

 


 

China Shenhua Energy Company Limited

 

Ticker

Security ID:

Meeting Date

Meeting Status

1088

CINS Y1504C113

06/18/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

China

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

3

Directors’ Report

Mgmt

For

For

For

4

Supervisors’ Report

Mgmt

For

For

For

5

Financial Statements

Mgmt

For

For

For

6

Allocation of Profits/Dividends

Mgmt

For

For

For

7

Directors’ and Supervisors’ Fees

Mgmt

For

For

For

8

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

For

9

Revised Annual Caps of Transportation Service Framework Agreement

Mgmt

For

For

For

10

Revised Annual Caps of Mutual Coal Supply Agreement

Mgmt

For

For

For

11

Mutual Coal Supply Agreement

Mgmt

For

For

For

12

Mutual Supplies and Services Agreement

Mgmt

For

For

For

13

China Datang Coal Supply Framework Agreement

Mgmt

For

For

For

14

Tianjin Jinneng Coal Supply Framework Agreement

Mgmt

For

For

For

15

The Jiangsu Guoxin Coal Supply Framework Agreement

Mgmt

For

For

For

16

Transportation Service Framework Agreement

Mgmt

For

For

For

17

Shaanxi Coal Transportation Supply Framework Agreement

Mgmt

For

For

For

18

Elect ZHANG Xiwu

Mgmt

For

Against

Against

19

Elect ZHANG Yuzhuo

Mgmt

For

For

For

20

Elect LING Wen

Mgmt

For

Against

Against

21

Elect HAN Jianguo

Mgmt

For

For

For

22

Elect LIU Benrun

Mgmt

For

For

For

23

Elect XIE Songlin

Mgmt

For

For

For

24

Elect GONG Huazhang

Mgmt

For

For

For

25

Elect GUO Peizhang

Mgmt

For

For

For

26

Elect FAN HSU Lai Tai

Mgmt

For

For

For

27

Elect SUN Wenjian

Mgmt

For

Against

Against

28

Elect TANG Ning

Mgmt

For

For

For

29

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

For

For

30

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

31

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

32

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

33

Authority to Repurchase Shares

Mgmt

For

For

For

34

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

35

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

36

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

37

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

 

China Shenhua Energy Company Limited

 

Ticker

Security ID:

Meeting Date

Meeting Status

1088

CINS Y1504C113

06/18/2010

Voted

Meeting Type

Country of Trade

 

 

Other

China

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

3

Authority to Repurchase Shares

Mgmt

For

For

For

 


 

China Shineway Pharmaceutical Group

 

Ticker

Security ID:

Meeting Date

Meeting Status

2877

CINS G2110P100

05/27/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

Cayman Islands

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

3

Accounts and Reports

Mgmt

For

For

For

4

Allocation of Final Dividend

Mgmt

For

For

For

5

Allocation of Special Dividend

Mgmt

For

For

For

6

Elect LI Huimin

Mgmt

For

For

For

7

Elect REN Dequan

Mgmt

For

For

For

8

Elect SUN Liutai

Mgmt

For

For

For

9

Directors’ Fees

Mgmt

For

For

For

10

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

For

11

Authority to Repurchase Shares

Mgmt

For

For

For

12

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

For

For

13

Authority to Issue Repurchased Shares

Mgmt

For

For

For

 

China Vanke Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

200002

CINS Y77421108

03/23/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

China

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Directors’ Report

Mgmt

For

For

For

2

Independent Directors’ Report

Mgmt

For

For

For

3

Supervisors’ Report

Mgmt

For

For

For

4

Accounts and Reports

Mgmt

For

For

For

5

Allocation of Profits/Dividends

Mgmt

For

For

For

6

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

For

7

Election of Supervisors

Mgmt

For

Against

Against

8

Amendments to Articles

Mgmt

For

For

For

9

Report on Use of Proceeds

Mgmt

For

For

For

10

Report on Rehabilitation and Resettlement Work

Mgmt

For

For

For

 

CHINA WIND SYSTEMS, INC.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CWS

CUSIP 16945F209

03/05/2010

Unvoted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

JIANHUA WU

Mgmt

For

N/A

N/A

1.2

XUEZHONG HUA

Mgmt

For

N/A

N/A

1.3

XI LIU

Mgmt

For

N/A

N/A

1.4

DREW BERNSTEIN

Mgmt

For

N/A

N/A

1.5

MEGAN J. PENICK

Mgmt

For

N/A

N/A

2

THE APPROVAL OF THE 2010 LONG-TERM INCENTIVE PLAN.

Mgmt

For

N/A

N/A

 


 

China Yurun Food Group Limited

 

Ticker

Security ID:

Meeting Date

Meeting Status

1068

CINS G21159101

02/03/2010

Voted

Meeting Type

Country of Trade

 

 

Special

China

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Elect YU Zhangli

Mgmt

For

For

For

3

Elect WANG Kaitian

Mgmt

For

For

For

4

Elect LI Chenghua

Mgmt

For

Against

Against

5

Elect QIAO Jun

Mgmt

For

For

For

6

Elect CHEN Jianguo

Mgmt

For

For

For

7

Board Size

Mgmt

For

For

For

8

Amendments to Articles: Board Size

Mgmt

For

For

For

 

China Yurun Food Group Limited

 

Ticker

Security ID:

Meeting Date

Meeting Status

1068

CINS G21159101

05/26/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

China

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Accounts and Reports

Mgmt

For

For

For

2

Allocation of Profits/Dividends

Mgmt

For

For

For

3

Elect ZHU Yiliang

Mgmt

For

For

For

4

Elect GE Yuqi

Mgmt

For

For

For

5

Elect YU Zhangli

Mgmt

For

For

For

6

Elect JIAO Shuge (alias JIAO Zhen)

Mgmt

For

Against

Against

7

Directors’ Fees

Mgmt

For

For

For

8

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

For

9

Authority to Repurchase Shares

Mgmt

For

For

For

10

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

For

For

11

Authority to Issue Repurchased Shares

Mgmt

For

For

For

12

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

13

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

 

CIBT Education Group Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

MBA

CINS 17163Y102

12/18/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Canada

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

3

Board Size

Mgmt

For

For

For

4

Elect Jack Brozman

Mgmt

For

For

For

5

Elect Toby Chu

Mgmt

For

For

For

6

Elect Tony David

Mgmt

For

For

For

7

Elect David Hsu

Mgmt

For

For

For

8

Elect Troy Rice

Mgmt

For

Against

Against

9

Elect G. David Richardson

Mgmt

For

For

For

10

Elect David Warnock

Mgmt

For

For

For

11

Elect Shane Weir

Mgmt

For

For

For

12

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

For

13

Renewal of Stock Option Plan

Mgmt

For

For

For

14

Amendments to Stock Option Plan

Mgmt

For

Against

Against

15

Transaction of Other Business

Mgmt

For

Against

Against

 


 

CNOOC Ltd.

 

Ticker

Security ID:

Meeting Date

Meeting Status

0883

CUSIP 126132109

05/20/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Accounts and Reports

Mgmt

For

For

For

2

Allocation of Profits/Dividends

Mgmt

For

For

For

3

Elect Aloysius TSE Hau Yin

Mgmt

For

Against

Against

4

Elect ZHOU Shouwei

Mgmt

For

Against

Against

5

Elect YANG Hua

Mgmt

For

For

For

6

Directors’ Fees

Mgmt

For

For

For

7

Elect CHIU Sung Hong; Director’s Fee

Mgmt

For

For

For

8

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

For

9

Authority to Repurchase Shares

Mgmt

For

For

For

10

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

For

For

11

Authority to Issue Repurchased Shares

Mgmt

For

For

For

 

CNPC (Hong Kong) Ltd

 

Ticker

Security ID:

Meeting Date

Meeting Status

00135

CINS G2237F126

01/28/2010

Voted

Meeting Type

Country of Trade

 

 

Special

Bermuda

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Share Acquisition

Mgmt

For

For

For

3

Disposal

Mgmt

For

For

For

4

Financial Services Agreement

Mgmt

For

Against

Against

5

Revised Annual Caps

Mgmt

For

Against

Against

 

CNPC (Hong Kong) Ltd

 

Ticker

Security ID:

Meeting Date

Meeting Status

00135

CINS G2237F126

03/05/2010

Voted

Meeting Type

Country of Trade

 

 

Special

Bermuda

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Change of Company’s Name

Mgmt

For

For

For

3

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

 

Danhua Chemical Technology Company Limited

 

Ticker

Security ID:

Meeting Date

Meeting Status

600844

CINS Y1977Z102

03/05/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

China

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Annual Report

Mgmt

For

For

For

2

Directors’ Report

Mgmt

For

For

For

3

Supervisors’ Report

Mgmt

For

For

For

4

Accounts and Reports

Mgmt

For

For

For

5

Allocation of Profits/Dividends

Mgmt

For

For

For

6

Authority to Increase Paid-in Share Capital

Mgmt

For

For

For

7

Related Party Transactions

Mgmt

For

For

For

8

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

For

9

Election of Directors and Supervisors

Mgmt

For

Against

Against

10

Increase in Authorized Capital

Mgmt

For

For

For

11

Amendments to Articles

Mgmt

For

For

For

12

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

 


 

Danhua Chemical Technology Company Limited

 

Ticker

Security ID:

Meeting Date

Meeting Status

600844

CINS Y1977Z102

11/17/2009

Voted

Meeting Type

Country of Trade

 

 

Special

China

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Authority to Give Guarantees

Mgmt

For

For

For

 

Datang International Power Generation Co. Ltd

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

Y20020106

08/10/2009

Voted

Meeting Type

Country of Trade

 

 

Special

Hong Kong

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approve Provision of Guarantee for the Borrowing of Inner Mongolia Datang International Zhuozi Windpower Co. Ltd.

Mgmt

For

For

For

2

Approve Provision of Guarantee for the Borrowing of Jiangsu Datang International Lvsigang Power Generation Co. Ltd.

Mgmt

For

For

For

3

Approve Provision of Guarantee for the Borrowing of Yunnan Datang International Lixianjiang Hydropower Development Co. Ltd.

Mgmt

For

Against

Against

4

Approve Provision of Guarantee for the Borrowing of Inner Mongolia Datang International Hohhot Thermal Power Generation Co. Ltd.

Mgmt

For

Against

Against

5

Approve Provision of Guarantee for the Borrowing of Inner Mongolia Datang International Renewable Energy Resource Development Co. Ltd.

Mgmt

For

Against

Against

 

Dongfang Electric Co Ltd

 

Ticker

Security ID:

Meeting Date

Meeting Status

1072

CINS Y20958107

06/18/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

China

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Directors’ Report

Mgmt

For

For

For

3

Supervisors’ Report

Mgmt

For

For

For

4

Allocation of Final Dividends

Mgmt

For

For

For

5

Financial Report

Mgmt

For

For

For

6

Appointment of Auditor and Authority to Set Fees

Mgmt

For

Abstain

Against

7

Elect PENG Shaobing; Directors’ Fees

Mgmt

For

For

For

8

Bonus Share Issuance

Mgmt

For

For

For

9

Increase in Authorized Capital

Mgmt

For

For

For

10

Ratification of Board Acts

Mgmt

For

For

For

11

Amendments to Articles

Mgmt

For

For

For

12

Authority to Issue A and H Shares w/o Preemptive Rights

Mgmt

For

For

For

13

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

14

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

 


 

Dongfang Electric Co Ltd

 

Ticker

Security ID:

Meeting Date

Meeting Status

1072

CINS Y20958107

06/18/2010

Voted

Meeting Type

Country of Trade

 

 

Other

China

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Bonus Share Issuance

Mgmt

For

For

For

3

Increase in Authorized Capital

Mgmt

For

For

For

4

Ratification of Board Acts

Mgmt

For

For

For

5

Amendments to Articles

Mgmt

For

For

For

 

Dongfeng Motor Group Company Limited

 

Ticker

Security ID:

Meeting Date

Meeting Status

0489

CINS Y21042109

06/18/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

China

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

3

Directors’ Report

Mgmt

For

For

For

4

Supervisors’ Report

Mgmt

For

For

For

5

Accounts and Reports

Mgmt

For

For

For

6

Allocation of Profits/Dividends

Mgmt

For

For

For

7

Authority to Distribute Interim Dividend

Mgmt

For

For

For

8

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

For

9

Directors’ and Supervisors’ Fees

Mgmt

For

For

For

10

Authority to Issue Domestic and H Shares w/o Preemptive Rights

Mgmt

For

For

For

 

Freeport-McMoRan Copper & Gold Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

FCX

CUSIP 35671D857

06/09/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Richard Adkerson

Mgmt

For

For

For

1.2

Elect Robert Allison, Jr.

Mgmt

For

Withhold

Against

1.3

Elect Robert Day

Mgmt

For

For

For

1.4

Elect Gerald Ford

Mgmt

For

For

For

1.5

Elect H. Devon Graham, Jr.

Mgmt

For

For

For

1.6

Elect Charles Krulak

Mgmt

For

For

For

1.7

Elect Bobby Lackey

Mgmt

For

For

For

1.8

Elect Jon Madonna

Mgmt

For

For

For

1.9

Elect Dustan McCoy

Mgmt

For

For

For

1.10

Elect James Moffett

Mgmt

For

For

For

1.11

Elect B. M. Rankin, Jr.

Mgmt

For

Withhold

Against

1.12

Elect Stephen Siegele

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Amendment to the 2006 Stock Incentive Plan

Mgmt

For

Against

Against

4

Shareholder Proposal Regarding Environmental Expertise on Board

ShrHldr

Against

Against

For

5

Shareholder Proposal Regarding Retention of Shares After Retirement

ShrHldr

Against

Against

For

 


 

Geely Automobile Holdings Limited

 

Ticker

Security ID:

Meeting Date

Meeting Status

0175

CINS G3777B103

12/07/2009

Voted

Meeting Type

Country of Trade

 

 

Special

Cayman Islands

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Chengdu Gaoyuan Equity Transfer Agreement

Mgmt

For

For

For

3

Jinan Geely Equity Transfer Agreement

Mgmt

For

For

For

4

Lanzhou Geely Equity Transfer Agreement

Mgmt

For

For

For

 

Geely Automobile Holdings Limited

 

Ticker

Security ID:

Meeting Date

Meeting Status

0175

CINS G3777B103

12/31/2009

Voted

Meeting Type

Country of Trade

 

 

Special

Cayman Islands

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Services Agreement and Annual Caps

Mgmt

For

For

For

3

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

4

Loan Guarantee Agreement and Annual Caps

Mgmt

For

For

For

5

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

6

Shanghai LTI Supply and Purchase Agreement and Annual Caps

Mgmt

For

For

For

7

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

8

Supplemental Services Agreement and Annual Caps

Mgmt

For

For

For

9

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

10

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

 

Green Dragon Gas Ltd.

 

Ticker

Security ID:

Meeting Date

Meeting Status

GDG

CINS G40938105

05/17/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

Cayman Islands

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Elect David Turnbull

Mgmt

For

Against

Against

3

Elect David Eastlake

Mgmt

For

For

For

4

Share Subdivision

Mgmt

For

For

For

5

Accounts and Reports

Mgmt

For

For

For

 

Huabao International Holdings Limited (formerly LEAPTEK LTD

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

G4639H106

08/07/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Hong Kong

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Accept Financial Statements and Statutory Reports

Mgmt

For

For

For

2

Approve Final Dividend

Mgmt

For

For

For

3.1

Reelect Ma Yun Yan as Director

Mgmt

For

For

For

3.2

Reelect Wang Guang Yu as Director

Mgmt

For

For

For

3.3

Reelect Xia Li Qun as Director

Mgmt

For

For

For

3.4

Authorize Board to Fix Remuneration of Directors

Mgmt

For

For

For

4

Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration

Mgmt

For

For

For

5.1

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Mgmt

For

Against

Against

5.2

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Mgmt

For

For

For

5.3

Authorize Reissuance of Repurchased Shares

Mgmt

For

Against

Against

 


 

Indofood Sukses Makmur

 

Ticker

Security ID:

Meeting Date

Meeting Status

INDF

CINS Y7128X128

05/21/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

Indonesia

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Directors’ Report

Mgmt

For

For

For

2

Accounts and Reports

Mgmt

For

For

For

3

Allocation of Profits/Dividends

Mgmt

For

For

For

4

Directors’ and Commissioners’ Fees

Mgmt

For

For

For

5

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

For

 

Industrial & Commercial Bank Of China

 

Ticker

Security ID:

Meeting Date

Meeting Status

1398

CINS ADPV10686

05/18/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

China

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

3

Directors’ Report

Mgmt

For

For

For

4

Supervisors’ Report

Mgmt

For

For

For

5

Accounts and Reports

Mgmt

For

For

For

6

Allocation of Profits/Dividends

Mgmt

For

For

For

7

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

For

8

Capital Management Plan

Mgmt

For

For

For

9

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

For

For

10

Type of Securities

Mgmt

For

For

For

11

Issue Size

Mgmt

For

For

For

12

Nominal Value and Issue Price

Mgmt

For

For

For

13

Term

Mgmt

For

For

For

14

Interest Rate

Mgmt

For

For

For

15

Timing and Method of Interest Payment

Mgmt

For

For

For

16

Conversion Period

Mgmt

For

For

For

17

Method for Determining Number of Shares for Conversion

Mgmt

For

For

For

18

Determination and Adjustment of CB Conversion Price

Mgmt

For

For

For

19

Downward Adjustment to CB Conversion Price

Mgmt

For

For

For

20

Terms of Redemption

Mgmt

For

For

For

21

Terms of Sale Back

Mgmt

For

For

For

22

Dividend Rights of Year of Conversion

Mgmt

For

For

For

23

Method of Issuance and Target Investors

Mgmt

For

For

For

24

Subscription Arrangement for Existing Holders of A Shares

Mgmt

For

For

For

25

CB Holders and CB Holders’ Meetings

Mgmt

For

For

For

26

Use of Proceeds

Mgmt

For

For

For

27

Supplementary Capital

Mgmt

For

For

For

28

Security

Mgmt

For

For

For

29

Validity Period

Mgmt

For

For

For

30

Authorization

Mgmt

For

For

For

31

Feasibility Analysis Report on Use of Proceeds

Mgmt

For

For

For

32

Utilization Report on Use of Proceeds

Mgmt

For

For

For

33

Revised Plan on Authorization of the Shareholders’ General Meeting to the Board of Directors

Mgmt

For

Against

Against

 


 

Industrial & Commercial Bank Of China

 

Ticker

Security ID:

Meeting Date

Meeting Status

1398

CINS ADPV10686

11/27/2009

Voted

Meeting Type

Country of Trade

 

 

Special

China

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Merger/Acquisition

Mgmt

For

For

For

2

Elect Malcolm McCarthy

Mgmt

For

For

For

3

Elect Kenneth CHUNG

Mgmt

For

For

For

4

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

 

Industrial & Commercial Bank of China (Asia) Limited (ICBC Asia)

 

Ticker

Security ID:

Meeting Date

Meeting Status

0349

CINS ADPV10686

04/08/2010

Voted

Meeting Type

Country of Trade

 

 

Special

China

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect WANG Lili

Mgmt

For

For

For

2

Fixed Assets Investment Budget

Mgmt

For

Abstain

Against

 

Industrial and Commercial Bank of China Limited

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

ADPV10686

09/02/2009

Voted

Meeting Type

Country of Trade

 

 

Special

Hong Kong

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approve Capital Injection of an Amount Equivalent to RMB 3 Billion in ICBC Financial Leasing Co., Ltd.

Mgmt

For

For

For

 

Kingsgate Consolidated Limited

 

Ticker

Security ID:

Meeting Date

Meeting Status

KCN

CINS Q5318K103

11/09/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Australia

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

2

Re-elect Peter McAleer

Mgmt

For

For

For

3

Remuneration Report

Mgmt

For

Against

Against

 

Kunlun Energy Company Limited

 

Ticker

Security ID:

Meeting Date

Meeting Status

0135

CINS G5320C108

06/10/2010

Voted

Meeting Type

Country of Trade

 

 

Special

Bermuda

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

3

Merger/Acquisition

Mgmt

For

For

For

4

Revised Caps for Continuing Connected Transactions

Mgmt

For

For

For

5

Third Supplemental Agreement and Annual Caps

Mgmt

For

For

For

 


 

Kunlun Energy Company Ltd

 

Ticker

Security ID:

Meeting Date

Meeting Status

0135

CINS G5320C108

06/10/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

Bermuda

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

3

Accounts and Reports

Mgmt

For

For

For

4

Allocation of Profits/Dividends

Mgmt

For

For

For

5

Elect ZHANG Bowen

Mgmt

For

For

For

6

Elect LIU Xiao Feng

Mgmt

For

For

For

7

Directors’ Fees

Mgmt

For

For

For

8

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

For

9

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

For

For

10

Authority to Repurchase Shares

Mgmt

For

For

For

11

Authority to Issue Repurchased Shares

Mgmt

For

For

For

 

Lao Feng Xiang Co Ltd

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

Y1424Z119

09/18/2009

Voted

Meeting Type

Country of Trade

 

 

Special

China

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approve Issuance of Shares to Purchase Asset

Mgmt

For

For

For

2

Approve Issuance of Shares to Shanghai Huangpu District State-owned Asset Supervision and Management Committee for Asset Purchase

Mgmt

For

For

For

3

Approve Manner of Issuance

Mgmt

For

For

For

4

Approve Issue Type and Par Value

Mgmt

For

For

For

5

Approve to Issue Shares for Asset Purchase

Mgmt

For

For

For

6

Approve Parties and Subscription Manner

Mgmt

For

For

For

7

Approve Price and Fix Price Manner

Mgmt

For

For

For

8

Approve Scale of Issuance

Mgmt

For

For

For

9

Approve Lock-up Period

Mgmt

For

For

For

10

Approve Appraisal and Profit and Loss Arrangement

Mgmt

For

For

For

11

Approve Arrangement on the Disrtribution of Profit

Mgmt

For

For

For

12

Approve Resolution Validity Period

Mgmt

For

For

For

13

Approve Draft Report on the Issuance of Shares for Asset Purchase and Related Party Transactions

Mgmt

For

For

For

14

Approve Contract Signing and Subscription Agreement with Regard to Share Issuance to Purchase Asset

Mgmt

For

For

For

15

Approve Report and Eligibility for Major Asset Restructure

Mgmt

For

For

For

16

Waive Requirement for Mandatory Offer

Mgmt

For

For

For

17

Approve Authorization of the Board for Share Issuance to Purchase Asset

Mgmt

For

For

For

 


 

Lao Feng Xiang Co Ltd.

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS Y1424Z119

06/28/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

China

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Annual Report

Mgmt

For

For

For

2

Directors’ Report

Mgmt

For

For

For

3

Accounts and Reports

Mgmt

For

For

For

4

Allocation of Profits/Dividends

Mgmt

For

For

For

5

Amendments to Articles

Mgmt

For

For

For

6

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

For

7

Related Party Transactions

Mgmt

For

For

For

8

Authority to Give Guarantees

Mgmt

For

For

For

9

Supervisors’ Report

Mgmt

For

For

For

 

Lee & Man Paper Manufacturing Ltd

 

Ticker

Security ID:

Meeting Date

Meeting Status

2314

CINS G5427W122

12/18/2009

Voted

Meeting Type

Country of Trade

 

 

Special

Cayman Islands

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Subdivision of Shares and Change in Board Lot Size

Mgmt

For

For

For

 

Lee & Man Paper Manufacturing Ltd.

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

G5427W122

09/07/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Hong Kong

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Accept Financial Statements and Statutory Reports

Mgmt

For

For

For

2.1

Reelect Lee Man Chun Raymond as Executive Director

Mgmt

For

For

For

2.2

Reelect Lee Man Bun as Executive Director

Mgmt

For

Against

Against

2.3

Reelect Li King Wai Ross as Executive Director

Mgmt

For

Against

Against

2.4

Reelect Chau Shing Yim David as Independent Non-Executive Director

Mgmt

For

For

For

2.5

Authorize Board to Fix the Remuneration of Directors and Approve Terms of Appointment of Each of Poon Chung Kwong, Wong Kai Tung Tony, Peter A Davies and Chau Shing Yim, David

Mgmt

For

For

For

2.6

Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration

Mgmt

For

For

For

3.1

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Mgmt

For

Against

Against

3.2

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Mgmt

For

For

For

3.3

Authorize Reissuance of Repurchased Shares

Mgmt

For

Against

Against

 


 

Li & Fung Limited

 

Ticker

Security ID:

Meeting Date

Meeting Status

0494

CINS G5485F144

05/18/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

Bermuda

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Accounts and Reports

Mgmt

For

For

For

3

Allocation of Profits/Dividends

Mgmt

For

For

For

4

Elect Victor FUNG Kwok King

Mgmt

For

Against

Against

5

Elect Bruce Rockowitz

Mgmt

For

For

For

6

Elect Paul Selway-Swift

Mgmt

For

For

For

7

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

For

8

Increase in Authorized Capital

Mgmt

For

For

For

9

Authority to Repurchase Shares

Mgmt

For

For

For

10

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

For

For

11

Authority to Issue Repurchased Shares

Mgmt

For

For

For

12

Refreshment of Share Option Scheme

Mgmt

For

Against

Against

 

Lianhua Supermarket Holdings

 

Ticker

Security ID:

Meeting Date

Meeting Status

0980

CINS Y5279F102

06/23/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

China

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

3

Directors’ Report

Mgmt

For

For

For

4

Supervisors’ Report

Mgmt

For

For

For

5

Accounts and Reports

Mgmt

For

For

For

6

Allocation of Profits/Dividends

Mgmt

For

For

For

7

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

For

8

Elect TANG Qi

Mgmt

For

Against

Against

9

Other Business

Mgmt

For

Against

Against

10

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

For

For

11

Amendments to Articles

Mgmt

For

For

For

 

Lihir Gold Limited

 

Ticker

Security ID:

Meeting Date

Meeting Status

LGL

CUSIP 532349107

05/05/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Accounts and Reports

Mgmt

For

For

For

2

Re-elect Peter Cassidy

Mgmt

For

For

For

3

Re-elect Michael Etheridge

Mgmt

For

For

For

4

Appointment of Auditor

Mgmt

For

For

For

5

Approve Termination Benefits for MD/CEO

Mgmt

For

For

For

6

Equity Grant (MD/CEO)

Mgmt

For

For

For

 


 

Lingo Media Corp.

 

Ticker

Security ID:

Meeting Date

Meeting Status

LM

535744106

08/18/2009

Voted

Meeting Type

Country of Trade

 

 

Annual/Special

Canada

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Michael P. Kraft, Scott Remborg, Nereida Flannery, Sanjay Joshi, Anthony Lacavera, Ashesh Shah, Ashraf Halim and Michael O’Connor as Directors

Mgmt

For

Against

Against

2

Approve Collins Barrow Toronto LLP Auditors and Authorize Board to Fix Their Remuneration

Mgmt

For

For

For

3

Amend Stock Option Plan

Mgmt

For

Against

Against

 

Little Sheep Group Limited

 

Ticker

Security ID:

Meeting Date

Meeting Status

0968

CINS G55069101

05/20/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

Cayman Islands

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Accounts and Reports

Mgmt

For

For

For

3

Allocation of Final Dividend

Mgmt

For

For

For

4

Elect ZHANG Gang

Mgmt

For

Against

Against

5

Elect WANG Daizong

Mgmt

For

For

For

6

Elect Samuel SU Jing Shyh

Mgmt

For

For

For

7

Elect Benjamin Henry KOO Ho Chung

Mgmt

For

Against

Against

8

Elect Lily HSIEH Hui Yun

Mgmt

For

Against

Against

9

Elect YEUNG Ka Keung

Mgmt

For

For

For

10

Directors’ Fees

Mgmt

For

For

For

11

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

For

12

Authority to Repurchase Shares

Mgmt

For

For

For

13

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

For

For

14

Authority to Issue Repurchased Shares

Mgmt

For

For

For

 

NHN Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

035420

CINS Y6347M103

03/19/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

Korea, Republic of

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Accounts and Allocation of Profits/Dividends

Mgmt

For

Against

Against

3

Elect DO Hyun Soon

Mgmt

For

For

For

4

Election of Audit Committee Member: DO Hyun Soon

Mgmt

For

For

For

5

Directors’ Fees

Mgmt

For

Against

Against

 


 

Olympus Pacific Mineral Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

OYM

CINS 68162Q202

05/11/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

Canada

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Elect Jon Morda

Mgmt

For

For

For

3

Elect Leslie Robinson

Mgmt

For

Against

Against

4

Set the Term of Office to Three Years (Jon Morda and Leslie Robinson)

Mgmt

For

Against

Against

5

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

For

6

Issuance of Notes and Warrants

Mgmt

For

For

For

7

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

8

Ratification of Issuance of Shares to Alchemy Resources

Mgmt

For

For

For

9

Stock Option Grant to Directors

Mgmt

For

Against

Against

10

Stock Option Grant to Officer

Mgmt

For

Against

Against

11

Stock Option Plan Renewal

Mgmt

For

Against

Against

12

Conversion Price Adjustment

Mgmt

For

For

For

13

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

14

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

 

Perfect World Co., Ltd.

 

Ticker

Security ID:

Meeting Date

Meeting Status

PWRD

CUSIP 71372U104

11/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Amendment to the Share Incentive Plan (Increase Authorized Shares)

Mgmt

For

Against

Against

2

Amendment to the Share Incentive Plan (Transferability Provisions)

Mgmt

For

For

For

3

Elect Han Zhang

Mgmt

For

For

For

4

Elect Daniel Yang

Mgmt

For

For

For

5

Ratification of Auditor

Mgmt

For

For

For

6

Appointment of Auditor

Mgmt

For

For

For

7

Amendments to Articles Regarding the Designated Stock Exchange

Mgmt

For

For

For

8

Amendments to Articles Regarding Appointment of Auditors

Mgmt

For

For

For

9

Accounts and Reports

Mgmt

For

For

For

10

Ratification of Board Acts

Mgmt

For

For

For

 


 

PICC Property & Casualty Company Limited

 

Ticker

Security ID:

Meeting Date

Meeting Status

2328

CINS Y6975Z103

06/25/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

Hong Kong

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

3

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

4

Directors’ Report

Mgmt

For

For

For

5

Supervisors’ Report

Mgmt

For

For

For

6

Accounts and Reports

Mgmt

For

For

For

7

Allocation of Profits/Dividends

Mgmt

For

For

For

8

Directors’ Fees

Mgmt

For

For

For

9

Supervisors’ Fees

Mgmt

For

For

For

10

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

For

11

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

For

For

12

Amendments to Articles

Mgmt

For

For

For

13

Amendments to Procedural Rules for Shareholders’ General Meeting

Mgmt

For

For

For

14

Amendments to Procedural Rules for the Board of Directors

Mgmt

For

For

For

15

Amendments to Procedural Rules for the Supervisory Committee

Mgmt

For

For

For

16

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

17

Issuance of Subordinated Term Debts

Mgmt

For

For

For

18

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

 

POSCO

 

Ticker

Security ID:

Meeting Date

Meeting Status

005490

CUSIP 693483109

02/26/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Accounts and Allocation of Profits/Dividends

Mgmt

For

For

For

2

Amendments to Articles

Mgmt

For

For

For

3

Elect PARK Han Yong

Mgmt

For

For

For

4

Elect OH Chang Kwan

Mgmt

For

For

For

5

Elect KIM Jin Il

Mgmt

For

For

For

6

Directors’ Fees

Mgmt

For

For

For

 

PT Bank Mandiri (Persero) Tbk

 

Ticker

Security ID:

Meeting Date

Meeting Status

BMRI

CINS Y7123S108

05/17/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

Indonesia

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Accounts and Reports

Mgmt

For

For

For

2

Allocation of Profits/Dividends

Mgmt

For

For

For

3

Appointment of Auditor

Mgmt

For

For

For

4

Directors’ and Commissioners’ Fees

Mgmt

For

Abstain

Against

5

Increase in Paid-in Capital

Mgmt

For

Abstain

Against

6

Enhancement and Increase of Pension Benefits

Mgmt

For

Abstain

Against

7

Increase in Share Ownership in Another Entity

Mgmt

For

Abstain

Against

8

Election of Directors and Commissioners

Mgmt

For

Abstain

Against

 


 

PT Holcim Indonesia Terbuka

 

Ticker

Security ID:

Meeting Date

Meeting Status

SMCB

cins Y7125T104

03/08/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

Indonesia

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Accounts and Reports

Mgmt

For

Abstain

Against

2

Commissioners’ Fees

Mgmt

For

For

For

3

Commissioners’ Authority to Determine Directors’ Fees

Mgmt

For

Against

Against

4

Election of Directors and Commissioners

Mgmt

For

Abstain

Against

5

Appointment of Auditor

Mgmt

For

For

For

6

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

 

PT PP London Sumatra Indonesia Tbk

 

Ticker

Security ID:

Meeting Date

Meeting Status

LSIP

CINS Y7134L134

05/05/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

Indonesia

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Annual Report

Mgmt

For

For

For

2

Accounts and Reports

Mgmt

For

For

For

3

Allocation of Profits/Dividends

Mgmt

For

For

For

4

Election of Directors and Commissioners

Mgmt

For

Abstain

Against

5

Directors’ and Commissioners’ Fees

Mgmt

For

For

For

6

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

For

7

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

 

Samsung Electronics Co., Ltd.

 

Ticker

Security ID:

Meeting Date

Meeting Status

005930

CINS Y74718100

03/19/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

Korea, Republic of

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Accounts and Allocation of Profits/Dividends

Mgmt

For

For

For

3

Election of Director: LEE In Ho

Mgmt

For

For

For

4

Election of Audit Committee Member: LEE In Ho

Mgmt

For

For

For

5

Directors’ Fees

Mgmt

For

Against

Against

 

Samsung Techwin Co., Ltd

 

Ticker

Security ID:

Meeting Date

Meeting Status

012450

CINS Y7470L102

03/19/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

Korea, Republic of

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Accounts and Allocation of Profits/Dividends

Mgmt

For

For

For

3

Amendments to Articles

Mgmt

For

For

For

4

Elect SEOK Ho Cheol

Mgmt

For

For

For

5

Election of Audit Committee Member: SEOK Ho Cheol

Mgmt

For

For

For

6

Directors’ Fees

Mgmt

For

For

For

 


 

Semen Gresik

 

Ticker

Security ID:

Meeting Date

Meeting Status

SMGR

CINS Y7142G168

06/25/2010

Voted

Meeting Type

Country of Trade

 

 

Special

Indonesia

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Amendments to Articles

Mgmt

For

Abstain

Against

2

Election of Directors and Commissioners (Slate)

Mgmt

For

Abstain

Against

 

Semen Gresik

 

Ticker

Security ID:

Meeting Date

Meeting Status

SMGR

CINS Y7142G168

06/25/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

Indonesia

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Accounts and Reports and Ratification of Board Acts

Mgmt

For

For

For

2

Annual Report

Mgmt

For

For

For

3

Allocation of Profits/Dividends

Mgmt

For

For

For

4

Directors’ Fees

Mgmt

For

For

For

5

Appointment of Auditor

Mgmt

For

For

For

 

Shandong Weigao Group Medical Polymer Company Limited

 

Ticker

Security ID:

Meeting Date

Meeting Status

8199

CINS Y76810103

05/10/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

China

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Financial Statements

Mgmt

For

For

For

3

Directors’ Report

Mgmt

For

For

For

4

Supervisory Committee’s Report

Mgmt

For

For

For

5

Allocation of Profits/Dividends

Mgmt

For

For

For

6

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

For

7

Elect CHEN Xue Li

Mgmt

For

Against

Against

8

Elect ZHOU Shu Hua

Mgmt

For

For

For

9

Elect ZHANG Hua Wei

Mgmt

For

For

For

10

Elect WANG Yi

Mgmt

For

For

For

11

Elect MIAO Yan Guo

Mgmt

For

For

For

12

Elect WANG Zhi Fan

Mgmt

For

For

For

13

Elect WU Chuan Ming

Mgmt

For

For

For

14

Elect SHI Huan

Mgmt

For

Against

Against

15

Elect LUAN Jian Ping

Mgmt

For

For

For

16

Elect LI Jia Miao

Mgmt

For

For

For

17

Elect BI Dong Mei

Mgmt

For

Against

Against

18

Elect MIAO Hai Sheng

Mgmt

For

For

For

19

Fees of Directors and Supervisors

Mgmt

For

For

For

20

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

For

For

21

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

22

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

23

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

 


 

Silvercorp Metals Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

SVM

82835P103

09/30/2009

Voted

Meeting Type

Country of Trade

 

 

Annual/Special

Canada

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Fix Number of Directors at Seven

Mgmt

For

For

For

2.1

Elect Director Rui Feng

Mgmt

For

For

For

2.2

Elect Director Myles Gao

Mgmt

For

For

For

2.3

Elect Director S. Paul Simpson

Mgmt

For

For

For

2.4

Elect Director Greg Hall

Mgmt

For

For

For

2.5

Elect Director Earl Drake

Mgmt

For

For

For

2.6

Elect Director Yikang Liu

Mgmt

For

For

For

2.7

Elect Director Robert Gayton

Mgmt

For

For

For

3

Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration

Mgmt

For

For

For

4

Ratify All Acts of Directors and Officers

Mgmt

For

For

For

5

Amend Stock Option Plan

Mgmt

For

Against

Against

6

Amend Terms of Outstanding Options

Mgmt

For

Against

Against

 

Sino Land Company Limited

 

Ticker

Security ID:

Meeting Date

Meeting Status

0083

CINS Y80267126

11/05/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Hong Kong

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Accounts and Reports

Mgmt

For

For

For

2

Allocation of Profits/Dividends

Mgmt

For

For

For

3

Elect Robert NG Chee Siong

Mgmt

For

Against

Against

4

Elect Allan Zeman

Mgmt

For

For

For

5

Elect YU Wai Wai

Mgmt

For

Against

Against

6

Directors’ Fees

Mgmt

For

For

For

7

Directors’ Fees

Mgmt

For

For

For

8

Authority to Repurchase Shares

Mgmt

For

For

For

9

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

For

For

10

Authority to Issue Repurchased Shares

Mgmt

For

For

For

11

Amendments to Articles

Mgmt

For

For

For

12

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

13

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

 

Sinopec Corporation (China Petroleum & Chemical)

 

Ticker

Security ID:

Meeting Date

Meeting Status

0386

CUSIP 16941R108

10/15/2009

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Continuing Connected Transactions

Mgmt

For

Against

Against

 

Taiwan Semiconductor Manufacturing

 

Ticker

Security ID:

Meeting Date

Meeting Status

2330

CUSIP 874039100

06/15/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Accounts and Reports

Mgmt

For

For

For

2

Allocation of Profits/Dividends

Mgmt

For

For

For

3

Amendments to Articles

Mgmt

For

For

For

4

Amendments to Procedural Rules for Trade of Derivatives

Mgmt

For

For

For

 


 

Tencent Holdings Limited

 

Ticker

Security ID:

Meeting Date

Meeting Status

700

CINS G87572148

05/12/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

Cayman Islands

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Accounts and Reports

Mgmt

For

For

For

3

Allocation of Profits/Dividends

Mgmt

For

For

For

4

Elect ZHANG Zhidong

Mgmt

For

For

For

5

Elect Charles St Leger Searle

Mgmt

For

For

For

6

Directors’ Fees

Mgmt

For

For

For

7

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

For

8

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

For

For

9

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

10

Authority to Repurchase Shares

Mgmt

For

For

For

11

Authority to Issue Repurchased Shares

Mgmt

For

For

For

12

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

 

The Wharf (Holdings) Limited

 

Ticker

Security ID:

Meeting Date

Meeting Status

4

CINS Y8800U127

06/08/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

Hong Kong

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

3

Accounts and Reports

Mgmt

For

For

For

4

Allocation of Profits/Dividends

Mgmt

For

For

For

5

Elect Edward CHEN Kwan Yiu.

Mgmt

For

Against

Against

6

Elect Raymond CH’IEN Kuo Fung

Mgmt

For

Against

Against

7

Elect NG Tze Yuen

Mgmt

For

For

For

8

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

For

9

Authority to Repurchase Shares

Mgmt

For

For

For

10

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

For

For

11

Authority to Issue Repurchased Shares

Mgmt

For

For

For

 

Tsingtao Brewery Company Limited

 

Ticker

Security ID:

Meeting Date

Meeting Status

00168

CINS Y8997D102

06/17/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

China

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

3

Directors’ Report

Mgmt

For

For

For

4

Supervisors’ Report

Mgmt

For

For

For

5

Financial Statements

Mgmt

For

For

For

6

Allocation of Final Dividend

Mgmt

For

For

For

7

Appointment of Auditor and Authority to Set Fees

Mgmt

For

Abstain

Against

8

Award of Board of Directors for 2009

Mgmt

For

For

For

 


 

Tsingtao Brewery Company Limited

 

Ticker

Security ID:

Meeting Date

Meeting Status

00168

CINS Y8997D102

11/02/2009

Voted

Meeting Type

Country of Trade

 

 

Special

China

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Elect YAMAZAKI Fumio

Mgmt

For

For

For

3

Elect TANG Jun

Mgmt

For

For

For

4

Elect KOJI Akiyoshi as Supervisor; Supervisors’ Fees

Mgmt

For

For

For

 

TVI Pacific Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

TVI

CINS 872917109

05/27/2010

Voted

Meeting Type

Country of Trade

 

 

Mix

Canada

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

3

Election of Directors (Slate)

Mgmt

For

For

For

4

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

For

5

Stock Option Plan Renewal

Mgmt

For

For

For

6

Shareholder Rights Plan Renewal

Mgmt

For

For

For

7

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

 

Unilever Indonesia

 

Ticker

Security ID:

Meeting Date

Meeting Status

UNVR

CINS Y9064H141

05/19/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

Indonesia

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Accounts and Reports

Mgmt

For

For

For

3

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

For

4

Election of Directors (Slate)

Mgmt

For

Abstain

Against

5

Adjustment to Benefits of Retired Employees

Mgmt

For

Abstain

Against

 

United Tractors

 

Ticker

Security ID:

Meeting Date

Meeting Status

UNTR

CINS Y7146Y140

05/21/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

Indonesia

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Accounts and Reports

Mgmt

For

For

For

2

Allocation of Profits/Dividends

Mgmt

For

For

For

3

Election of Directors and Commissioners

Mgmt

For

Abstain

Against

4

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

For

 


 

Weichai Power Co., Ltd.

 

Ticker

Security ID:

Meeting Date

Meeting Status

2338

CINS Y9531A109

12/29/2009

Voted

Meeting Type

Country of Trade

 

 

Special

China

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Fast Transmission Sale Agreement

Mgmt

For

For

For

2

Fast Transmission Purchase Agreement

Mgmt

For

For

For

3

2009 Annual Cap for PRC Continuing Connected Transaction

Mgmt

For

For

For

 

Woori Financial Co. (ex Hanmi Capital Co.)

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

Y9703L107

09/25/2009

Voted

Meeting Type

Country of Trade

 

 

Special

South Korea

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Park Seong-Jae as Inside Director

Mgmt

For

For

For

 

Wynn Macau Limited

 

Ticker

Security ID:

Meeting Date

Meeting Status

1128

CINS G98149100

06/10/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

Cayman Islands

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

3

Accounts and Reports

Mgmt

For

For

For

4

Elect Ian Coughlan

Mgmt

For

For

For

5

Elect Marc Schorr

Mgmt

For

For

For

6

Elect Jeffrey LAM Kin Fung

Mgmt

For

For

For

7

Directors’ Fees

Mgmt

For

For

For

8

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

For

9

Authority to Repurchase Shares

Mgmt

For

For

For

10

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

For

For

11

Authority to Issue Repurchased Shares

Mgmt

For

For

For

12

Refreshment of Share Option Scheme

Mgmt

For

For

For

 

Yageo Corp

 

Ticker

Security ID:

Meeting Date

Meeting Status

2327

CINS Y9723R118

06/18/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

Taiwan

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

2

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

3

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

4

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

5

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

6

Accounts and Reports

Mgmt

For

For

For

7

Allocation of Profits/Dividends

Mgmt

For

For

For

8

Private Placement

Mgmt

For

Against

Against

9

Amendments to Procedural Rules for Capital Loans and Endorsements/Guarantees

Mgmt

For

For

For

10

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

 


 

Yingli Green Energy Holding Company Ltd.

 

Ticker

Security ID:

Meeting Date

Meeting Status

YGE

98584B103

08/18/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Cayman Islands

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Accept Financial Statements and Statutory Reports (Voting)

Mgmt

For

For

For

2

Reelect Zongwei Li as a Director

Mgmt

For

Against

Against

3

Reelect Xiangdong Wang as a Director

Mgmt

For

Against

Against

4

Amend 2006 Stock Incentive Plan

Mgmt

For

For

For

5

Amend 2006 Stock Incentive Plan

Mgmt

For

For

For

6

Ratify KPMG as Auditors

Mgmt

For

For

For

 

Yongye International, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

YONG

CUSIP 98607B106

06/11/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Zishen Wu

Mgmt

For

For

For

1.2

Elect Taoran Sun

Mgmt

For

For

For

1.3

Elect Qiang Zhao

Mgmt

For

Withhold

Against

1.4

Elect Xiaochuan Guo

Mgmt

For

Withhold

Against

1.5

Elect Sean Shao

Mgmt

For

For

For

1.6

Elect Xindan Li

Mgmt

For

For

For

1.7

Elect Rijun Zhang

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

2010 Omnibus Securities and Incentive Plan

Mgmt

For

For

For

 

ZHAOJIN MINING INDUSTRY CO LTD

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

Y988A6104

07/10/2009

Voted

Meeting Type

Country of Trade

 

 

Special

Hong Kong

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approve Application of the Remaining Proceeds Received from the Global Offering of Approximately HK$526.0 Million for Future Acquisition of Domestic and Overseas Gold Mines

Mgmt

For

For

For

 


 

Zhaojin Mining Industry Company Limited

 

Ticker

Security ID:

Meeting Date

Meeting Status

1818

CINS Y988A6104

02/26/2010

Voted

Meeting Type

Country of Trade

 

 

Special

China

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Amendments to Articles: Article 3.5

Mgmt

For

For

For

3

Amendments to Articles: Article 10.1

Mgmt

For

For

For

4

Amendments to Articles: Article 10.2

Mgmt

For

For

For

5

Amendments to Articles: Article 13.2

Mgmt

For

For

For

6

Amendments to Articles: Article 14.1

Mgmt

For

For

For

7

Elect LU Dongshang

Mgmt

For

For

For

8

Elect WANG Peifu

Mgmt

For

For

For

9

Elect LIANG Xinjun

Mgmt

For

For

For

10

Elect CONG Jianmao

Mgmt

For

For

For

11

Elect WENG Zhanbin

Mgmt

For

For

For

12

Elect WU Zhongqing

Mgmt

For

For

For

13

Elect CHEN Guoping

Mgmt

For

For

For

14

Elect YAN Hongbo

Mgmt

For

For

For

15

Elect YE Tianzhu

Mgmt

For

For

For

16

Elect CHEN Jinrong

Mgmt

For

For

For

17

Elect Jojo CHOY Sze Chung

Mgmt

For

For

For

18

Elect WANG Xiaojie

Mgmt

For

For

For

19

Elect JIN Ting

Mgmt

For

For

For

20

Fees of Directors and Supervisors

Mgmt

For

For

For

 

Zhuzhou CSR Times Electric Co., Ltd.

 

Ticker

Security ID:

Meeting Date

Meeting Status

3898

CINS Y9892N104

06/18/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

China

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

3

Directors’ Report

Mgmt

For

For

For

4

Supervisors’ Report

Mgmt

For

For

For

5

Accounts and Reports

Mgmt

For

For

For

6

Allocation of Profits/Dividends

Mgmt

For

For

For

7

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

For

8

Elect LI Donglin; Director’s fee

Mgmt

For

Against

Against

9

Elect DENG Huijin; Director’s fee

Mgmt

For

For

For

10

Elect HE Wencheng as a supervisor; Supervisor’s fee

Mgmt

For

For

For

11

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

For

For

 

Zhuzhou CSR Times Electric Co., Ltd.

 

Ticker

Security ID:

Meeting Date

Meeting Status

3898

CINS Y9892N104

12/18/2009

Voted

Meeting Type

Country of Trade

 

 

Special

China

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Issuance of Short-term Debentures

Mgmt

For

For

For

3

Ratification of Board Acts

Mgmt

For

For

For

 


 

ZTE Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

763

CINS Y0004F105

03/30/2010

Voted

Meeting Type

Country of Trade

 

 

Special

China

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

2

Elect HOU Weigui

Mgmt

For

For

For

3

Elect XIE Weiliang

Mgmt

For

For

For

4

Elect LEI Fanpei

Mgmt

For

For

For

5

Elect ZHANG Junchao

Mgmt

For

For

For

6

Elect WANG Zhanchen

Mgmt

For

For

For

7

Elect DONG Lianbo

Mgmt

For

For

For

8

Elect YIN Yimin

Mgmt

For

For

For

9

Elect SHI Lirong

Mgmt

For

For

For

10

Elect HE Shiyou

Mgmt

For

For

For

11

Elect LI Jin

Mgmt

For

For

For

12

Elect QU Xiaohui

Mgmt

For

For

For

13

Elect WEI Wei

Mgmt

For

For

For

14

Elect CHEN Naiwei

Mgmt

For

For

For

15

Elect TAN Zhenhui

Mgmt

For

For

For

16

Elect WANG Yan

Mgmt

For

Against

Against

17

Elect XU Weiyan

Mgmt

For

Against

Against

 

ZTE Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

763

CINS Y0004F105

06/03/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

China

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Accounts and Reports

Mgmt

For

For

For

3

Directors’ Report

Mgmt

For

For

For

4

Supervisors’ Report

Mgmt

For

For

For

5

President’s report

Mgmt

For

For

For

6

Final Financial Accounts

Mgmt

For

For

For

7

Application for Credit Lines to the Bank of China Limited

Mgmt

For

For

For

8

Appointment of PRC Auditor and Authority to Set Fees

Mgmt

For

Abstain

Against

9

Appointment of Hong Kong Auditor and Authority to Set Fees

Mgmt

For

Abstain

Against

10

Elect Timothy Steinert

Mgmt

For

For

For

11

Directors’ Fees

Mgmt

For

For

For

12

Allocation of Profits

Mgmt

For

For

For

13

Allocation of Profits

Mgmt

For

For

For

14

Authority to Issue Shares w/ or w/o Preemptive Rights

Mgmt

For

For

For

15

Amendments to Articles

Mgmt

For

For

For

16

Ratification of Board Acts

Mgmt

For

For

For

17

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

 

ZTE Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

763

CINS Y0004F105

12/29/2009

Voted

Meeting Type

Country of Trade

 

 

Special

China

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Specific System for Selection and Appointment of Accountants’ Firms

Mgmt

For

For

For

2

Framework Purchase Agreement

Mgmt

For

For

For

3

Provision of Performance Guarantee for Wholly-owned Subsidiary ZTE Telecom India Private Limited

Mgmt

For

For

For

 

 


 

Registrant : U.S. Global Investors Fund

Fund Name : U.S. Global Investors Funds China Region Fund Segregated Account

 

Date of fiscal year end: 06/30/2010

 

In all markets, for all statuses, for

 

Key-

 

Yingli Green Energy Holding Company Ltd.

 

Ticker

Security ID:

Meeting Date

Meeting Status

YGE

98584B103

08/18/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Cayman Islands

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Accept Financial Statements and Statutory Reports (Voting)

Mgmt

For

For

For

2

Reelect Zongwei Li as a Director

Mgmt

For

Against

Against

3

Reelect Xiangdong Wang as a Director

Mgmt

For

Against

Against

4

Amend 2006 Stock Incentive Plan

Mgmt

For

For

For

5

Amend 2006 Stock Incentive Plan

Mgmt

For

For

For

6

Ratify KPMG as Auditors

Mgmt

For

For

For

 


 

Registrant : U.S. Global Investors Fund

Fund Name : U.S. Global Investors Funds Eastern European Fund

 

Date of fiscal year end: 06/30/2010

 

In all markets, for all statuses, for

 

Key-

 

Akcansa Cimento AS

 

Ticker

Security ID:

Meeting Date

Meeting Status

AKCNS

CINS M03343122

03/29/2010

Take No Action

Meeting Type

Country of Trade

 

 

Annual

Turkey

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Opening

Mgmt

For

TNA

N/A

3

Minutes

Mgmt

For

TNA

N/A

4

Reports

Mgmt

For

TNA

N/A

5

Donations

Mgmt

For

TNA

N/A

6

Accounts and Reports; Allocation of Profits/Dividends

Mgmt

For

TNA

N/A

7

Ratification of Board and Statutory Auditors’ Acts

Mgmt

For

TNA

N/A

8

Directors and Statutory Auditors’ Fees

Mgmt

For

TNA

N/A

9

Ratification of Co-option of Board Members

Mgmt

For

TNA

N/A

10

Election of Statutory Auditors; Fees

Mgmt

For

TNA

N/A

11

Appointment of Auditor and Authority to Set Fees

Mgmt

For

TNA

N/A

12

Related Party Transactions

Mgmt

For

TNA

N/A

13

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

 

Aksigorta AS

 

Ticker

Security ID:

Meeting Date

Meeting Status

AKGRT

CINS M0376Z104

01/04/2010

Take No Action

Meeting Type

Country of Trade

 

 

Annual

Turkey

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Opening; Election of Presiding Chairman

Mgmt

For

TNA

N/A

3

Minutes

Mgmt

For

TNA

N/A

4

Accounts and Reports

Mgmt

For

TNA

N/A

5

Report of the Export Group

Mgmt

For

TNA

N/A

6

Repartition Agreement with Haci Omer Sabanci, Akbank TAS and Avivasa Emerklilik Ve Hayat AS

Mgmt

For

TNA

N/A

7

Transfer of Shares of Akbank TAS and Avivasa Emeklikklik Ve Hayat AS to Haci Omer Sabanci

Mgmt

For

TNA

N/A

8

Amendments to Articles

Mgmt

For

TNA

N/A

 


 

Aksigorta AS

 

Ticker

Security ID:

Meeting Date

Meeting Status

AKGRT

CINS M0376Z104

04/12/2010

Take No Action

Meeting Type

Country of Trade

 

 

Annual

Turkey

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Opening; Election of the Presidential Board

Mgmt

For

TNA

N/A

3

Minutes

Mgmt

For

TNA

N/A

4

Reports of the Board and the Auditor

Mgmt

For

TNA

N/A

5

Accounts and Reports; Allocation of Profits/Dividends

Mgmt

For

TNA

N/A

6

Charitable Donations

Mgmt

For

TNA

N/A

7

Report on Guarantees

Mgmt

For

TNA

N/A

8

Ratification of Board/ Statutory Auditor Acts

Mgmt

For

TNA

N/A

9

Appointment of Auditor

Mgmt

For

TNA

N/A

10

Related Party Transactions

Mgmt

For

TNA

N/A

11

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

 

Aksigorta AS

 

Ticker

Security ID:

Meeting Date

Meeting Status

AKGRT

CUSIP M0376Z104

08/27/2009

Unvoted

Meeting Type

Country of Trade

 

 

Special

Turkey

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Special Meeting Agenda

ShrHldr

Against

TNA

N/A

 

Alliance Oil Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

AOIL

CINS G0252S106

05/27/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

Bermuda

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

3

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

4

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

5

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

6

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

7

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

8

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

9

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

10

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

11

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

12

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

13

Accounts and Reports

Mgmt

For

For

For

14

Allocation of Profits/Dividends

Mgmt

For

For

For

15

Ratification of Board and Management Acts

Mgmt

For

For

For

16

Board Size

Mgmt

For

For

For

17

Directors’ Fees

Mgmt

For

For

For

18

Election of Directors

Mgmt

For

For

For

19

Authority to Set Auditor’s Fees

Mgmt

For

For

For

20

Appointment of Auditor

Mgmt

For

For

For

21

Nominating Committee

Mgmt

For

For

For

22

Increase in Authorized Capital

Mgmt

For

For

For

23

Authority to Issue Shares w/ or w/o Preemptive Rights

Mgmt

For

For

For

24

Amendments to Articles

Mgmt

For

For

For

25

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

26

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

 


 

Arcelik AS

 

Ticker

Security ID:

Meeting Date

Meeting Status

ARCLK

CINS M1490L104

03/17/2010

Take No Action

Meeting Type

Country of Trade

 

 

Annual

Turkey

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Opening; Election of Presiding Board

Mgmt

For

TNA

N/A

3

Accounts and Reports

Mgmt

For

TNA

N/A

4

Ratification of Board and Statutory Auditors’ Acts

Mgmt

For

TNA

N/A

5

Dividend Policy

Mgmt

For

TNA

N/A

6

Allocation of Profits/Dividends

Mgmt

For

TNA

N/A

7

Amendments to Articles

Mgmt

For

TNA

N/A

8

Election of Directors

Mgmt

For

TNA

N/A

9

Appointment of Statutory Auditors

Mgmt

For

TNA

N/A

10

Directors and Statutory Auditors’ Fees

Mgmt

For

TNA

N/A

11

Charitable Donations

Mgmt

For

TNA

N/A

12

Appointment of Auditor and Authority to Set Fees

Mgmt

For

TNA

N/A

13

Disclosure Policy

Mgmt

For

TNA

N/A

14

Related Party Transactions

Mgmt

For

TNA

N/A

15

Minutes

Mgmt

For

TNA

N/A

16

Closing

Mgmt

For

TNA

N/A

 

Bank Polska Kasa Opieki S.A.

 

Ticker

Security ID:

Meeting Date

Meeting Status

PEO

CINS X0641X106

04/28/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

Poland

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Opening

Mgmt

For

For

For

3

Election of Presiding Chairman

Mgmt

For

For

For

4

Compliance with Rules of Convocation

Mgmt

For

For

For

5

Election of Voting Commission

Mgmt

For

For

For

6

Agenda

Mgmt

For

For

For

7

Presentation of the Report of the Management Board

Mgmt

For

For

For

8

Presentation of Accounts and Reports

Mgmt

For

For

For

9

Presentation of the Report of the Management Board (Group)

Mgmt

For

For

For

10

Presentation of Accounts and Reports (Group)

Mgmt

For

For

For

11

Consideration of Profit Distribution

Mgmt

For

For

For

12

Presentation of the Report of the Supervisory Board

Mgmt

For

For

For

13

Report of the Management Board

Mgmt

For

For

For

14

Accounts and Reports

Mgmt

For

For

For

15

Report of the Management Board (Group)

Mgmt

For

For

For

16

Accounts and Reports (Group)

Mgmt

For

For

For

17

Allocation of Profits/Dividends

Mgmt

For

For

For

18

Report of the Supervisory Board

Mgmt

For

For

For

19

Ratification of Supervisory Board Acts

Mgmt

For

For

For

20

Ratification of Management Board Acts

Mgmt

For

For

For

21

Supervisory Board Composition

Mgmt

For

For

For

22

Supervisory Board Fees

Mgmt

For

For

For

23

Appointment of Auditor

Mgmt

For

For

For

24

Amendments to Articles

Mgmt

For

For

For

25

Approval of the Uniform Text of the Statutes

Mgmt

For

For

For

26

Closing

Mgmt

For

For

For

 


 

Bank Zachodni WBK SA

 

Ticker

Security ID:

Meeting Date

Meeting Status

BZW

CINS X0646L107

04/21/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

Poland

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Opening

Mgmt

For

For

For

3

Election of Presiding Chairman

Mgmt

For

For

For

4

Compliance with Rules of Convocation

Mgmt

For

For

For

5

Agenda

Mgmt

For

For

For

6

Accounts and Reports

Mgmt

For

For

For

7

Consolidated Accounts and Reports

Mgmt

For

For

For

8

Allocation of Profits/Dividends

Mgmt

For

For

For

9

Ratification of Management Board Acts

Mgmt

For

For

For

10

Report of the Supervisory Board

Mgmt

For

For

For

11

Ratification of Supervisory Board Acts

Mgmt

For

For

For

12

Changes to the Supervisory Board

Mgmt

For

For

For

13

Amendments to Statutes

Mgmt

For

For

For

14

Approval of Uniform Text of Statutes

Mgmt

For

For

For

15

Amendments to Regulations Regarding the General Meeting of Shareholders

Mgmt

For

For

For

16

Closing

Mgmt

For

For

For

 

Belon

 

Ticker

Security ID:

Meeting Date

Meeting Status

BELO

CINS X0719E105

01/26/2010

Voted

Meeting Type

Country of Trade

 

 

Special

Russian Federation

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Termination of Executive Powers; Election of Sole Executive Body

Mgmt

For

Abstain

Against

2

Termination of Board Powers; Election of Directors

Mgmt

For

Abstain

Against

3

Amendments to Articles

Mgmt

For

Abstain

Against

 

Bim Birlesik Magazalar As

 

Ticker

Security ID:

Meeting Date

Meeting Status

BIMAS

CINS M2014F102

04/22/2010

Take No Action

Meeting Type

Country of Trade

 

 

Annual

Turkey

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Opening; Election of Presiding Chairman; Minutes

Mgmt

For

TNA

N/A

3

Reports

Mgmt

For

TNA

N/A

4

Accounts

Mgmt

For

TNA

N/A

5

Allocation of Profits/Dividends

Mgmt

For

TNA

N/A

6

Amendments to Articles

Mgmt

For

TNA

N/A

7

Ratification of Board and Statutory Auditors’ Acts

Mgmt

For

TNA

N/A

8

Election of Directors; Fees

Mgmt

For

TNA

N/A

9

Election of Statutory Auditors; Fees

Mgmt

For

TNA

N/A

10

Related Party Transactions

Mgmt

For

TNA

N/A

11

Charitable Donations

Mgmt

For

TNA

N/A

12

Report on Guarantees

Mgmt

For

TNA

N/A

13

Appointment of Auditor

Mgmt

For

TNA

N/A

14

Wishes

Mgmt

For

TNA

N/A

 


 

Bim Birlesik Magazalar As

 

Ticker

Security ID:

Meeting Date

Meeting Status

BIMAS

CINS M2014F102

11/10/2009

Take No Action

Meeting Type

Country of Trade

 

 

Special

Turkey

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Opening; Election of Presiding Chairman

Mgmt

For

TNA

N/A

3

Interim Dividend

Mgmt

For

TNA

N/A

4

wishes

Mgmt

For

TNA

N/A

 

BNK Petroleum Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

BKX

CINS 05570P103

05/25/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

Canada

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

3

Board Size

Mgmt

For

For

For

4

Elect Ford Nicholson

Mgmt

For

For

For

5

Elect Robert Cross

Mgmt

For

Against

Against

6

Elect Victor Redekop

Mgmt

For

Against

Against

7

Elect Eric Brown

Mgmt

For

Against

Against

8

Elect Wesley Clark

Mgmt

For

For

For

9

Elect Wolf Regener

Mgmt

For

For

For

10

Appointment of Auditor and Authority to Set Fees

Mgmt

For

Against

Against

11

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

 

Centerra Gold Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CG

CINS 152006102

05/19/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

Canada

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

3

Elect Ian Austin

Mgmt

For

For

For

4

Elect William Braithwaite

Mgmt

For

Against

Against

5

Elect Patrick James

Mgmt

For

For

For

6

Elect Stephen Lang

Mgmt

For

For

For

7

Elect John Lill

Mgmt

For

For

For

8

Elect Sheryl Pressler

Mgmt

For

For

For

9

Elect Terry Rogers

Mgmt

For

For

For

10

Elect Anthony Webb

Mgmt

For

For

For

11

Elect Bruce Walter

Mgmt

For

For

For

12

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

For

13

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

 


 

CEZ

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS X2337V121

06/29/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

Czech Republic

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Opening; Election of Presiding Chairman and Individuals to Check Minutes

Mgmt

For

For

For

2

Report of the Management Board

Mgmt

For

For

For

3

Report of the Supervisory Board

Mgmt

For

For

For

4

Report of the Audit Committee

Mgmt

For

For

For

5

Accounts and Reports

Mgmt

For

For

For

6

Allocation of Profits/Dividends

Mgmt

For

For

For

7

Amendments to Articles

Mgmt

For

For

For

8

Divestiture/Spin-off

Mgmt

For

For

For

9

Charitable Donations

Mgmt

For

For

For

10

Ratification of Supervisory Board Appointment

Mgmt

For

Against

Against

11

Contracts with Supervisory Board Members

Mgmt

For

For

For

12

Election of Audit Committee Members

Mgmt

For

Against

Against

13

Contracts with Audit Committee Members

Mgmt

For

For

For

14

Closing

Mgmt

For

For

For

 

Cherkizovo Group OJSC

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS 68371H209

06/30/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

Russian Federation

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Meeting Procedures

Mgmt

For

For

For

2

Annual Report

Mgmt

For

For

For

3

Financial Statements

Mgmt

For

For

For

4

Allocation of Profits

Mgmt

For

Abstain

Against

5

Payment of Dividends

Mgmt

For

Abstain

Against

6

Board Size

Mgmt

For

For

For

7

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

8

Elect Igor Babaev

Mgmt

For

Abstain

Against

9

Elect Musheg Mamikonian

Mgmt

For

Abstain

Against

10

Elect Evgeny Mikhailov

Mgmt

For

Abstain

Against

11

Elect Sergei Mikhailov

Mgmt

For

Abstain

Against

12

Elect Samuel Lipman

Mgmt

For

For

For

13

Elect Marcus Rhodes

Mgmt

For

Against

Against

14

Elect Yury Dyachuk

Mgmt

For

Abstain

Against

15

Elect Sergey Lisovsky

Mgmt

For

Abstain

Against

16

Election of Audit Commission

Mgmt

For

Abstain

Against

17

Appointment of Auditor and Authority to Set Fees

Mgmt

For

Abstain

Against

18

Amendments to Charter

Mgmt

For

Abstain

Against

19

Amendments to General Meeting Regulations

Mgmt

For

Abstain

Against

20

Amendments to Board of Directors Regulations

Mgmt

For

Abstain

Against

21

Amendments to Executive Board

Mgmt

For

Abstain

Against

22

Directors’ Fees

Mgmt

For

Abstain

Against

23

Related Party Transactions

Mgmt

For

Abstain

Against

 


 

Dundee Precious Metals Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

DPM

CINS ADPC00708

05/05/2010

Voted

Meeting Type

Country of Trade

 

 

Mix

Canada

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

3

Elect Derek Buntain

Mgmt

For

For

For

4

Elect R. Peter Gillin

Mgmt

For

For

For

5

Elect Jonathan Goodman

Mgmt

For

Against

Against

6

Elect Ned Goodman

Mgmt

For

Against

Against

7

Elect Murray John

Mgmt

For

Against

Against

8

Elect Jeremy Kinsman

Mgmt

For

For

For

9

Elect Garth MacRae

Mgmt

For

Against

Against

10

Elect Peter Nixon

Mgmt

For

For

For

11

Elect Ronald Singer

Mgmt

For

For

For

12

Elect William Wilson

Mgmt

For

For

For

13

Elect Donald Young

Mgmt

For

For

For

14

Appointment of Auditor

Mgmt

For

For

For

15

Amendments to Articles Regarding Appointment of Directors

Mgmt

For

For

For

16

Amendment to the Stock Option Plan

Mgmt

For

For

For

17

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

 

Eurocash SA

 

Ticker

Security ID:

Meeting Date

Meeting Status

EUR

CINS X2382S106

06/02/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

Poland

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Opening

Mgmt

For

For

For

3

Compliance with Rules of Convocation

Mgmt

For

For

For

4

Election of Presiding Chairman

Mgmt

For

For

For

5

Voting List

Mgmt

For

For

For

6

Agenda

Mgmt

For

For

For

7

Presentation of Accounts and Reports

Mgmt

For

For

For

8

Presentation of Accounts and Reports (Group)

Mgmt

For

For

For

9

Report of the Supervisory Board

Mgmt

For

For

For

10

Accounts and Reports

Mgmt

For

For

For

11

Accounts and Reports (Group)

Mgmt

For

For

For

12

Allocation of Profits/Dividends

Mgmt

For

For

For

13

Ratification of Management Board Acts

Mgmt

For

For

For

14

Ratification of Supervisory Board Acts

Mgmt

For

For

For

15

Discussion on the Exclusion of Preemptive Rights

Mgmt

For

For

For

16

Employee Bonus Incentive Program 2010

Mgmt

For

For

For

17

Amendment to Statutes

Mgmt

For

For

For

18

Adoption of Uniform Text of Statutes

Mgmt

For

For

For

19

Merger

Mgmt

For

Abstain

Against

20

Amendment to Previous Resolution

Mgmt

For

For

For

21

Amendment to Previous Resolution

Mgmt

For

For

For

22

Amendment to List of Eligible Employees

Mgmt

For

For

For

23

Closing

Mgmt

For

For

For

 


 

Evraz

 

Ticker

Security ID:

Meeting Date

Meeting Status

EVR

CINS 30050A202

05/17/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

Luxembourg

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Presentation of Accounts and Reports

Mgmt

For

For

For

2

Accounts and Reports

Mgmt

For

For

For

3

Allocation of Losses

Mgmt

For

For

For

4

Presentation of Consolidated Accounts and Reports

Mgmt

For

For

For

5

Consolidated Accounts and Reports

Mgmt

For

For

For

6

Ratification of Board and Auditors Acts

Mgmt

For

For

For

7

Elect Alexander Abramov

Mgmt

For

For

For

8

Elect Otari Arshba

Mgmt

For

For

For

9

Elect Alexander Frolov

Mgmt

For

For

For

10

Elect James Karl Gruber

Mgmt

For

For

For

11

Elect Olga Pokrovskaya

Mgmt

For

Against

Against

12

Elect Terry Robinson

Mgmt

For

For

For

13

Elect Eugene Tenenbaum

Mgmt

For

Against

Against

14

Elect Eugene Tenenbaum

Mgmt

For

Against

Against

15

Elect Gordon Toll

Mgmt

For

For

For

16

Authority not to Reelect Gennady Bogolyubov, Philippe Delaunois and James Campbell; Resignation of Bruno Bolfo; Ratification of their Acts

Mgmt

For

For

For

17

Appointment of Statutory Auditor (Alexandra Trunova)

Mgmt

For

For

For

18

Appointment of External Auditor (Ernst and Young)

Mgmt

For

For

For

19

Directors’ Fees

Mgmt

For

For

For

20

Compensation of CEO

Mgmt

For

Against

Against

21

Authority to Sign Management Service Agreements with Independent Directors

Mgmt

For

Abstain

Against

 

Gazprom OAO

 

Ticker

Security ID:

Meeting Date

Meeting Status

GAZP

CUSIP 368287207

06/25/2010

Voted

Meeting Type

Country of Trade

 

 

Consent

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Annual Report

Mgmt

For

For

For

2

Financial Statements

Mgmt

For

For

For

3

Allocation of Profits

Mgmt

For

Abstain

Against

4

Payment of Dividends

Mgmt

For

Abstain

Against

5

Appointment of Auditor

Mgmt

For

For

For

6

Amendments to Charter

Mgmt

For

For

For

7

Amendments to General Meeting Regulations

Mgmt

For

For

For

8

Directors’ Fees

Mgmt

For

For

For

9

Audit Commission Members’ Fees

Mgmt

For

For

For

10

Related Party Transactions

Mgmt

For

For

For

11

Related Party Transactions

Mgmt

For

For

For

12

Related Party Transactions

Mgmt

For

For

For

13

Elect Dmitry Arkhipov

Mgmt

N/A

Abstain

N/A

14

Elect Andrey Belobrov

Mgmt

N/A

For

N/A

15

Elect Vadim Bikulov

Mgmt

N/A

For

N/A

16

Elect Andrei Kobzev

Mgmt

N/A

For

N/A

17

Elect Nina Lobanova

Mgmt

N/A

For

N/A

18

Elect Dmitry Logunov

Mgmt

N/A

For

N/A

19

Elect Yury Nosov

Mgmt

N/A

Abstain

N/A

20

Elect Konstantin Pesotsky

Mgmt

N/A

For

N/A

21

Elect Marat Salekhov

Mgmt

N/A

For

N/A

22

Elect Maria Tikhonova

Mgmt

N/A

For

N/A

23

Elect Aleksandr Yugov

Mgmt

N/A

For

N/A

 


 

Gazprom OAO

 

Ticker

Security ID:

Meeting Date

Meeting Status

GAZP

CUSIP 368287207

06/25/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Related Party Transactions

Mgmt

For

For

For

2

Related Party Transactions

Mgmt

For

For

For

3

Related Party Transactions

Mgmt

For

For

For

4

Related Party Transactions

Mgmt

For

For

For

5

Related Party Transactions

Mgmt

For

For

For

6

Related Party Transactions

Mgmt

For

For

For

7

Related Party Transactions

Mgmt

For

For

For

8

Related Party Transactions

Mgmt

For

For

For

9

Related Party Transactions

Mgmt

For

For

For

10

Related Party Transactions

Mgmt

For

For

For

11

Related Party Transactions

Mgmt

For

For

For

12

Related Party Transactions

Mgmt

For

For

For

13

Related Party Transactions

Mgmt

For

For

For

14

Related Party Transactions

Mgmt

For

For

For

15

Related Party Transactions

Mgmt

For

For

For

16

Related Party Transactions

Mgmt

For

For

For

17

Related Party Transactions

Mgmt

For

For

For

18

Related Party Transactions

Mgmt

For

For

For

19

Related Party Transactions

Mgmt

For

For

For

20

Related Party Transactions

Mgmt

For

For

For

21

Related Party Transactions

Mgmt

For

For

For

22

Related Party Transactions

Mgmt

For

For

For

23

Related Party Transactions

Mgmt

For

For

For

24

Related Party Transactions

Mgmt

For

For

For

25

Related Party Transactions

Mgmt

For

For

For

26

Related Party Transactions

Mgmt

For

For

For

27

Related Party Transactions

Mgmt

For

For

For

28

Related Party Transactions

Mgmt

For

For

For

29

Related Party Transactions

Mgmt

For

For

For

30

Related Party Transactions

Mgmt

For

For

For

31

Related Party Transactions

Mgmt

For

For

For

32

Related Party Transactions

Mgmt

For

For

For

33

Related Party Transactions

Mgmt

For

For

For

34

Related Party Transactions

Mgmt

For

For

For

35

Related Party Transactions

Mgmt

For

For

For

36

Related Party Transactions

Mgmt

For

For

For

37

Related Party Transactions

Mgmt

For

For

For

38

Related Party Transactions

Mgmt

For

For

For

39

Related Party Transactions

Mgmt

For

For

For

40

Related Party Transactions

Mgmt

For

For

For

41

Related Party Transactions

Mgmt

For

For

For

42

Related Party Transactions

Mgmt

For

For

For

43

Related Party Transactions

Mgmt

For

For

For

44

Related Party Transactions

Mgmt

For

For

For

45

Related Party Transactions

Mgmt

For

For

For

46

Related Party Transactions

Mgmt

For

For

For

47

Related Party Transactions

Mgmt

For

For

For

48

Related Party Transactions

Mgmt

For

For

For

49

Related Party Transactions

Mgmt

For

For

For

50

Related Party Transactions

Mgmt

For

For

For

51

Related Party Transactions

Mgmt

For

For

For

52

Related Party Transactions

Mgmt

For

For

For

53

Related Party Transactions

Mgmt

For

For

For

54

Related Party Transactions

Mgmt

For

For

For

55

Related Party Transactions

Mgmt

For

For

For

56

Related Party Transactions

Mgmt

For

For

For

57

Related Party Transactions

Mgmt

For

For

For

58

Related Party Transactions

Mgmt

For

For

For

59

Related Party Transactions

Mgmt

For

For

For

60

Related Party Transactions

Mgmt

For

For

For

61

Related Party Transactions

Mgmt

For

For

For

62

Related Party Transactions

Mgmt

For

For

For

63

Related Party Transactions

Mgmt

For

For

For

64

Related Party Transactions

Mgmt

For

For

For

 


 

65

Related Party Transactions

Mgmt

For

For

For

66

Related Party Transactions

Mgmt

For

For

For

67

Related Party Transactions

Mgmt

For

For

For

68

Related Party Transactions

Mgmt

For

For

For

69

Related Party Transactions

Mgmt

For

For

For

70

Related Party Transactions

Mgmt

For

For

For

71

Related Party Transactions

Mgmt

For

For

For

72

Related Party Transactions

Mgmt

For

For

For

73

Related Party Transactions

Mgmt

For

For

For

74

Related Party Transactions

Mgmt

For

For

For

75

Related Party Transactions

Mgmt

For

For

For

76

Related Party Transactions

Mgmt

For

For

For

77

Related Party Transactions

Mgmt

For

For

For

78

Related Party Transactions

Mgmt

For

For

For

79

Related Party Transactions

Mgmt

For

For

For

80

Related Party Transactions

Mgmt

For

For

For

81

Related Party Transactions

Mgmt

For

For

For

82

Related Party Transactions

Mgmt

For

For

For

83

Related Party Transactions

Mgmt

For

For

For

84

Related Party Transactions

Mgmt

For

For

For

85

Related Party Transactions

Mgmt

For

For

For

86

Related Party Transactions

Mgmt

For

For

For

87

Related Party Transactions

Mgmt

For

For

For

88

Related Party Transactions

Mgmt

For

For

For

89

Related Party Transactions

Mgmt

For

For

For

90

Related Party Transactions

Mgmt

For

For

For

91

Related Party Transactions

Mgmt

For

For

For

92

Related Party Transactions

Mgmt

For

For

For

93

Related Party Transactions

Mgmt

For

For

For

94

Related Party Transactions

Mgmt

For

For

For

95

Related Party Transactions

Mgmt

For

For

For

96

Related Party Transactions

Mgmt

For

For

For

97

Related Party Transactions

Mgmt

For

For

For

98

Related Party Transactions

Mgmt

For

For

For

99

Related Party Transactions

Mgmt

For

For

For

 

Gazprom OAO

 

Ticker

Security ID:

Meeting Date

Meeting Status

GAZP

CUSIP 368287207

06/25/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Andrey Akimov

Mgmt

For

Abstain

Against

2

Elect Alexander Ananenkov

Mgmt

For

Abstain

Against

3

Elect Burckhard Bergmann

Mgmt

For

Abstain

Against

4

Elect Farit Gazizullin

Mgmt

For

Against

Against

5

Elect Vladimir Gusakov

Mgmt

For

Abstain

Against

6

Elect Viktor Zubkov

Mgmt

For

Abstain

Against

7

Elect Elena Karpel

Mgmt

For

Abstain

Against

8

Elect Alexey Makarov

Mgmt

For

Abstain

Against

9

Elect Alexey Miller

Mgmt

For

Abstain

Against

10

Elect Valery Musin

Mgmt

For

For

For

11

Elect Elvira Nabiullina

Mgmt

For

Abstain

Against

12

Elect Viktor Nikolayev

Mgmt

For

Abstain

Against

13

Elect Vlada Rusakova

Mgmt

For

Abstain

Against

14

Elect Mikhail Sereda

Mgmt

For

Abstain

Against

15

Elect Vladimir Fortov

Mgmt

For

Abstain

Against

16

Elect Sergey Shmatko

Mgmt

For

Abstain

Against

17

Elect Igor Yusufov

Mgmt

For

Abstain

Against

 


 

Gazprom OAO

 

Ticker

Security ID:

Meeting Date

Meeting Status

GAZP

CINS 368287207

06/25/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

Russian Federation

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Related Party Transactions

Mgmt

For

For

For

3

Related Party Transactions

Mgmt

For

For

For

4

Related Party Transactions

Mgmt

For

For

For

5

Related Party Transactions

Mgmt

For

For

For

6

Related Party Transactions

Mgmt

For

For

For

7

Related Party Transactions

Mgmt

For

For

For

8

Related Party Transactions

Mgmt

For

For

For

9

Related Party Transactions

Mgmt

For

For

For

10

Related Party Transactions

Mgmt

For

For

For

11

Related Party Transactions

Mgmt

For

For

For

12

Related Party Transactions

Mgmt

For

For

For

13

Related Party Transactions

Mgmt

For

For

For

14

Related Party Transactions

Mgmt

For

For

For

15

Related Party Transactions

Mgmt

For

For

For

16

Related Party Transactions

Mgmt

For

For

For

17

Related Party Transactions

Mgmt

For

For

For

18

Related Party Transactions

Mgmt

For

For

For

19

Related Party Transactions

Mgmt

For

For

For

20

Related Party Transactions

Mgmt

For

For

For

21

Related Party Transactions

Mgmt

For

For

For

22

Related Party Transactions

Mgmt

For

For

For

23

Related Party Transactions

Mgmt

For

For

For

24

Related Party Transactions

Mgmt

For

For

For

25

Related Party Transactions

Mgmt

For

For

For

26

Related Party Transactions

Mgmt

For

For

For

27

Related Party Transactions

Mgmt

For

For

For

28

Related Party Transactions

Mgmt

For

For

For

29

Related Party Transactions

Mgmt

For

For

For

30

Related Party Transactions

Mgmt

For

For

For

31

Related Party Transactions

Mgmt

For

For

For

32

Related Party Transactions

Mgmt

For

For

For

33

Related Party Transactions

Mgmt

For

For

For

34

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

35

Elect Andrey Akimov

Mgmt

For

Abstain

Against

36

Elect Alexander Ananenkov

Mgmt

For

Abstain

Against

37

Elect Burckhard Bergmann

Mgmt

For

Abstain

Against

38

Elect Farit Gazizullin

Mgmt

For

Against

Against

39

Elect Vladimir Gusakov

Mgmt

For

Abstain

Against

40

Elect Viktor Zubkov

Mgmt

For

Abstain

Against

41

Elect Elena Karpel

Mgmt

For

Abstain

Against

42

Elect Alexey Makarov

Mgmt

For

Abstain

Against

43

Elect Alexey Miller

Mgmt

For

Abstain

Against

44

Elect Valery Musin

Mgmt

For

For

For

45

Elect Elvira Nabiullina

Mgmt

For

Abstain

Against

46

Elect Viktor Nikolayev

Mgmt

For

Abstain

Against

47

Elect Vlada Rusakova

Mgmt

For

Abstain

Against

48

Elect Mikhail Sereda

Mgmt

For

Abstain

Against

49

Elect Vladimir Fortov

Mgmt

For

Abstain

Against

50

Elect Sergey Shmatko

Mgmt

For

Abstain

Against

51

Elect Igor Yusufov

Mgmt

For

Abstain

Against

52

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

53

Elect Dmitry Arkhipov

Mgmt

For

N/A

N/A

54

Elect Andrey Belobrov

Mgmt

For

For

For

55

Elect Vadim Bikulov

Mgmt

For

For

For

56

Elect Andrei Kobzev

Mgmt

For

For

For

57

Elect Nina Lobanova

Mgmt

For

For

For

58

Elect Dmitry Logunov

Mgmt

For

For

For

59

Elect Yury Nosov

Mgmt

For

N/A

N/A

60

Elect Konstantin Pesotsky

Mgmt

For

For

For

61

Elect Marat Salekhov

Mgmt

For

For

For

62

Elect Maria Tikhonova

Mgmt

For

For

For

63

Elect Aleksandr Yugov

Mgmt

For

For

For

64

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

 


 

Gazprom OAO

 

Ticker

Security ID:

Meeting Date

Meeting Status

GAZP

CINS 368287207

06/25/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

Russian Federation

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Annual Report

Mgmt

For

For

For

3

Financial Statements

Mgmt

For

For

For

4

Allocation of Profits

Mgmt

For

Abstain

Against

5

Payment of Dividends

Mgmt

For

Abstain

Against

6

Appointment of Auditor

Mgmt

For

For

For

7

Amendments to Charter

Mgmt

For

For

For

8

Amendments to General Meeting Regulations

Mgmt

For

For

For

9

Directors’ Fees

Mgmt

For

For

For

10

Audit Commission Members’ Fees

Mgmt

For

For

For

11

Related Party Transactions

Mgmt

For

For

For

12

Related Party Transactions

Mgmt

For

For

For

13

Related Party Transactions

Mgmt

For

For

For

14

Related Party Transactions

Mgmt

For

For

For

15

Related Party Transactions

Mgmt

For

For

For

16

Related Party Transactions

Mgmt

For

For

For

17

Related Party Transactions

Mgmt

For

For

For

18

Related Party Transactions

Mgmt

For

For

For

19

Related Party Transactions

Mgmt

For

For

For

20

Related Party Transactions

Mgmt

For

For

For

21

Related Party Transactions

Mgmt

For

For

For

22

Related Party Transactions

Mgmt

For

For

For

23

Related Party Transactions

Mgmt

For

For

For

24

Related Party Transactions

Mgmt

For

For

For

25

Related Party Transactions

Mgmt

For

For

For

26

Related Party Transactions

Mgmt

For

For

For

27

Related Party Transactions

Mgmt

For

For

For

28

Related Party Transactions

Mgmt

For

For

For

29

Related Party Transactions

Mgmt

For

For

For

30

Related Party Transactions

Mgmt

For

For

For

31

Related Party Transactions

Mgmt

For

For

For

32

Related Party Transactions

Mgmt

For

For

For

33

Related Party Transactions

Mgmt

For

For

For

34

Related Party Transactions

Mgmt

For

For

For

35

Related Party Transactions

Mgmt

For

For

For

36

Related Party Transactions

Mgmt

For

For

For

37

Related Party Transactions

Mgmt

For

For

For

38

Related Party Transactions

Mgmt

For

For

For

39

Related Party Transactions

Mgmt

For

For

For

40

Related Party Transactions

Mgmt

For

For

For

41

Related Party Transactions

Mgmt

For

For

For

42

Related Party Transactions

Mgmt

For

For

For

43

Related Party Transactions

Mgmt

For

For

For

44

Related Party Transactions

Mgmt

For

For

For

45

Related Party Transactions

Mgmt

For

For

For

46

Related Party Transactions

Mgmt

For

For

For

47

Related Party Transactions

Mgmt

For

For

For

48

Related Party Transactions

Mgmt

For

For

For

49

Related Party Transactions

Mgmt

For

For

For

50

Related Party Transactions

Mgmt

For

For

For

51

Related Party Transactions

Mgmt

For

For

For

52

Related Party Transactions

Mgmt

For

For

For

53

Related Party Transactions

Mgmt

For

For

For

54

Related Party Transactions

Mgmt

For

For

For

55

Related Party Transactions

Mgmt

For

For

For

56

Related Party Transactions

Mgmt

For

For

For

57

Related Party Transactions

Mgmt

For

For

For

58

Related Party Transactions

Mgmt

For

For

For

59

Related Party Transactions

Mgmt

For

For

For

60

Related Party Transactions

Mgmt

For

For

For

61

Related Party Transactions

Mgmt

For

For

For

62

Related Party Transactions

Mgmt

For

For

For

63

Related Party Transactions

Mgmt

For

For

For

64

Related Party Transactions

Mgmt

For

For

For

 


 

65

Related Party Transactions

Mgmt

For

For

For

66

Related Party Transactions

Mgmt

For

For

For

67

Related Party Transactions

Mgmt

For

For

For

68

Related Party Transactions

Mgmt

For

For

For

69

Related Party Transactions

Mgmt

For

For

For

70

Related Party Transactions

Mgmt

For

For

For

71

Related Party Transactions

Mgmt

For

For

For

72

Related Party Transactions

Mgmt

For

For

For

73

Related Party Transactions

Mgmt

For

For

For

74

Related Party Transactions

Mgmt

For

For

For

75

Related Party Transactions

Mgmt

For

For

For

76

Related Party Transactions

Mgmt

For

For

For

77

Related Party Transactions

Mgmt

For

For

For

78

Related Party Transactions

Mgmt

For

For

For

79

Related Party Transactions

Mgmt

For

For

For

80

Related Party Transactions

Mgmt

For

For

For

81

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

 

GROUP LSR OJSC, ST.PETERSBURG

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS 50218G206

06/30/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

Russian Federation

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Annual Report

Mgmt

For

Abstain

Against

2

Financial Statements

Mgmt

For

For

For

3

Election of Directors

Mgmt

For

For

For

4

Election of Audit Commission

Mgmt

For

Abstain

Against

5

Appointment of Auditor

Mgmt

For

Abstain

Against

6

Related Party Transactions

Mgmt

For

Abstain

Against

7

Amendments to Charter

Mgmt

For

Abstain

Against

8

Amendments to General Meeting Regulations

Mgmt

For

Abstain

Against

9

Amendments to Board of Directors Regulations

Mgmt

For

Abstain

Against

10

Amendments to Regulations on Sole Executive Body

Mgmt

For

Abstain

Against

 

Haci Omer Sabanci Holdings AS

 

Ticker

Security ID:

Meeting Date

Meeting Status

SAHOL

CINS M8223R167

05/12/2010

Take No Action

Meeting Type

Country of Trade

 

 

Annual

Turkey

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Opening; Election of the Presidential Board

Mgmt

For

TNA

N/A

3

Minutes

Mgmt

For

TNA

N/A

4

Accounts and Reports

Mgmt

For

TNA

N/A

5

Charitable Donations

Mgmt

For

TNA

N/A

6

Accounts and Reports; Allocation of Profits/Dividends

Mgmt

For

TNA

N/A

7

Ratification of Board Acts

Mgmt

For

TNA

N/A

8

Election of Directors

Mgmt

For

TNA

N/A

9

Appointment of Auditor

Mgmt

For

TNA

N/A

10

Related Party Transactions

Mgmt

For

TNA

N/A

 


 

JSC VTB Bank

 

Ticker

Security ID:

Meeting Date

Meeting Status

VTBR

CINS 46630Q202

06/04/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

Russian Federation

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Adoption of Regulations Governing General Meetings

Mgmt

For

For

For

2

Adoption of Regulations Governing the Board of Directors

Mgmt

For

For

For

3

Adoption of Regulations Governing the Management Board

Mgmt

For

For

For

4

Adoption of Regulations Governing the Audit Committee

Mgmt

For

For

For

5

Merger by Absorption

Mgmt

For

For

For

6

Adoption of New Charter

Mgmt

For

For

For

7

Annual Report

Mgmt

For

For

For

8

Financial Statements

Mgmt

For

For

For

9

Reserves and Dividend Policy

Mgmt

For

For

For

10

Allocation of Profits/Dividends

Mgmt

For

For

For

11

Directors’ Fees

Mgmt

For

For

For

12

Board Size

Mgmt

For

For

For

13

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

14

Elect Matthias Warnig

Mgmt

For

Against

Against

15

Elect Grigory Glazkov

Mgmt

For

For

For

16

Elect Arkady Dvorkovich

Mgmt

For

Abstain

Against

17

Elect Andrey Kostin

Mgmt

For

Abstain

Against

18

Elect Nikolai Kropachev

Mgmt

For

For

For

19

Elect Alexey Kudrin

Mgmt

For

Abstain

Against

20

Elect Anna Popova

Mgmt

For

Abstain

Against

21

Elect Alexey Savatyugin

Mgmt

For

Against

Against

22

Elect Pavel Teplukhin

Mgmt

For

For

For

23

Elect Alexey Ulyukaev

Mgmt

For

Against

Against

24

Elect Mukhadin Eskindarov

Mgmt

For

For

For

25

Size of Audit Commission

Mgmt

For

For

For

26

Election of Statutory Auditors

Mgmt

For

For

For

27

Appointment of Auditor

Mgmt

For

For

For

28

Related Party Transactions

Mgmt

For

For

For

 

Kazakhgold Group Ltd.

 

Ticker

Security ID:

Meeting Date

Meeting Status

KZG

CUSIP 48667H105

07/15/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Kazakhstan

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Accept Financial Statements and Statutory Reports (Voting)

Mgmt

For

For

For

2

Reelect Aidar Assaubayev as a Director

Mgmt

For

For

For

3

Reelect Baurzhan Assaubayev as a Director

Mgmt

For

For

For

4

Reelect Kanat Assaubayev as a Director

Mgmt

For

For

For

5

Approve BDO Stoy Hayward LLP as Auditors and Authorize Board to Fix Their Remuneration

Mgmt

For

For

For

6

Increase Authorized Share Capital by 100,000,000 New Shares

Mgmt

For

For

For

 

Kazmunaigas Exploration

 

Ticker

Security ID:

Meeting Date

Meeting Status

KMG

CINS 48666V204

11/10/2009

Voted

Meeting Type

Country of Trade

 

 

Special

Kazakhstan

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approval of the Acquisition

Mgmt

For

Against

Against

 


 

KGHM Polska Miedz

 

Ticker

Security ID:

Meeting Date

Meeting Status

KGH

CINS X45213109

05/17/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

Poland

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Opening

Mgmt

For

For

For

3

Election of Presiding Chairman

Mgmt

For

For

For

4

Compliance with Rules of Convocation

Mgmt

For

For

For

5

Agenda

Mgmt

For

For

For

6

Presentation of Accounts and Reports

Mgmt

For

For

For

7

Presentation of Allocation of Profits/Dividends

Mgmt

For

For

For

8

Presentation of Supervisory Board Report

Mgmt

For

For

For

9

Presentation of Supervisory Board Report (Assessment)

Mgmt

For

For

For

10

Presentation of Supervisory Board Report (Activities)

Mgmt

For

For

For

11

Report of the Management Board

Mgmt

For

For

For

12

Accounts

Mgmt

For

For

For

13

Allocation of Profits/Dividends

Mgmt

For

For

For

14

Ratification of Management Board Acts

Mgmt

For

For

For

15

Ratification of Management Board Acts

Mgmt

For

For

For

16

Ratification of Management Board Acts

Mgmt

For

For

For

17

Ratification of Management Board Acts

Mgmt

For

For

For

18

Ratification of Supervisory Board Acts

Mgmt

For

For

For

19

Ratification of Supervisory Board Acts

Mgmt

For

For

For

20

Ratification of Supervisory Board Acts

Mgmt

For

For

For

21

Ratification of Supervisory Board Acts

Mgmt

For

For

For

22

Ratification of Supervisory Board Acts

Mgmt

For

For

For

23

Ratification of Supervisory Board Acts

Mgmt

For

For

For

24

Ratification of Supervisory Board Acts

Mgmt

For

For

For

25

Ratification of Supervisory Board Acts

Mgmt

For

For

For

26

Ratification of Supervisory Board Acts

Mgmt

For

For

For

27

Presentation of Accounts and Reports (Group)

Mgmt

For

For

For

28

Presentation of the Supervisory Board (Group)

Mgmt

For

For

For

29

Report of the Management Board (Group)

Mgmt

For

For

For

30

Accounts and Reports (Group)

Mgmt

For

For

For

31

Amendments to Bylaws

Mgmt

For

For

For

32

Changes to the Supervisory Board

Mgmt

For

For

For

33

Closing

Mgmt

For

For

For

 

Lukoil OAO

 

Ticker

Security ID:

Meeting Date

Meeting Status

LKO

CUSIP 677862104

06/24/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Accounts and Reports; Allocation of Profits/Dividends

Mgmt

For

For

For

2

Elect Lyubov Ivanova

Mgmt

For

For

For

3

Elect Pavel Kondratiev

Mgmt

For

For

For

4

Elect Vladimir Nikitenko

Mgmt

For

For

For

5

Directors’ Fees

Mgmt

For

For

For

6

Directors’ Fees

Mgmt

For

For

For

7

Audit Commission Members’ Fees

Mgmt

For

For

For

8

Audit Commission Members’ Fees

Mgmt

For

For

For

9

Appointment of Auditor

Mgmt

For

For

For

10

Amendments to Regulations Regarding the General Meeting of Shareholders

Mgmt

For

For

For

11

Related Party Transactions

Mgmt

For

For

For

12

Related Party Transactions

Mgmt

For

For

For

 


 

Lukoil OAO

 

Ticker

Security ID:

Meeting Date

Meeting Status

LKO

CUSIP 677862104

06/24/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Vagit Alekperov

Mgmt

For

Abstain

Against

2

Elect Igor Belikov

Mgmt

For

For

For

3

Elect Victor Blazheev

Mgmt

For

For

For

4

Elect Donald Wallette, Jr.

Mgmt

For

Abstain

Against

5

Elect Valery Grayfer

Mgmt

For

Abstain

Against

6

Elect Herman Gref

Mgmt

For

Against

Against

7

Elect Tatiana Esaulkova

Mgmt

For

For

For

8

Elect Igor Ivanov

Mgmt

For

Abstain

Against

9

Elect Ravil Maganov

Mgmt

For

Abstain

Against

10

Elect Sergei Mikhailov

Mgmt

For

For

For

11

Elect Mark Mobius

Mgmt

For

For

For

12

Elect Aleksander Shokhin

Mgmt

For

For

For

 

Magnit OAO

 

Ticker

Security ID:

Meeting Date

Meeting Status

MGNT

CINS 55953Q202

06/24/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

Russian Federation

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Accounts and Reports

Mgmt

For

For

For

2

Allocation of Profits/Dividends

Mgmt

For

For

For

3

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

4

Elect Andrey Arutyunyan

Mgmt

For

Against

Against

5

Elect Valeriy Butenko

Mgmt

For

Against

Against

6

Elect Alexander Zayonts

Mgmt

For

For

For

7

Elect Sergey Galitsky

Mgmt

For

Abstain

Against

8

Elect Alexei Makhnev

Mgmt

For

Abstain

Against

9

Elect Khachatur Pombykhchan

Mgmt

For

Against

Against

10

Elect Dmitry Chenikov

Mgmt

For

Against

Against

11

Elect Roman Yefimenko

Mgmt

For

For

For

12

Elect Angela Udovichenko

Mgmt

For

For

For

13

Elect Denis Fedotov

Mgmt

For

For

For

14

Appointment of Auditor

Mgmt

For

For

For

15

Appointment of Auditor in Accordance with IFRS

Mgmt

For

For

For

16

Election of the Counting Commission

Mgmt

For

For

For

17

Amendments to Charter

Mgmt

For

For

For

18

Approval of New Management Board Regulations

Mgmt

For

For

For

19

Amendments to Board of Directors Regulations

Mgmt

For

For

For

20

Amendments to Chief Executive Officer Regulations

Mgmt

For

For

For

21

Amendments to Audit Committee Regulations

Mgmt

For

For

For

22

Amendments to General Meeting of Shareholders Regulations

Mgmt

For

For

For

23

Related Party Transactions

Mgmt

For

For

For

24

Related Party Transactions

Mgmt

For

For

For

25

Related Party Transactions

Mgmt

For

For

For

26

Related Party Transactions

Mgmt

For

For

For

27

Related Party Transactions

Mgmt

For

For

For

28

Related Party Transactions

Mgmt

For

For

For

29

Related Party Transactions

Mgmt

For

For

For

30

Related Party Transactions

Mgmt

For

For

For

31

Related Party Transactions

Mgmt

For

For

For

32

Related Party Transactions

Mgmt

For

For

For

33

Related Party Transactions

Mgmt

For

For

For

34

Related Party Transactions

Mgmt

For

For

For

35

Related Party Transactions

Mgmt

For

For

For

 


 

Magnitogorsk Iron & Steel Works

 

Ticker

Security ID:

Meeting Date

Meeting Status

MAGN

CINS 559189204

05/21/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

Russian Federation

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Annual Report

Mgmt

For

For

For

2

Financial Statements

Mgmt

For

For

For

3

Allocation of Profits

Mgmt

For

For

For

4

Dividend

Mgmt

For

For

For

5

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

6

Elect Victor Rashnikov

Mgmt

For

Abstain

Against

7

Elect Andrey Gorodissky

Mgmt

For

For

For

8

Elect Sergey Krivoshchekov

Mgmt

For

Abstain

Against

9

Elect Kirill Levin

Mgmt

For

For

For

10

Elect David Logan

Mgmt

For

For

For

11

Elect Zumrud Rustamova

Mgmt

For

For

For

12

Elect Guennady Senichev

Mgmt

For

Abstain

Against

13

Elect Rafkat Takhautdinov

Mgmt

For

Abstain

Against

14

Elect Peter Charow

Mgmt

For

For

For

15

Elect Oleg Vladimirovich

Mgmt

For

Abstain

Against

16

Elect Vladimir Shmakov

Mgmt

For

Abstain

Against

17

Elect Nataliya B. Volynets

Mgmt

For

For

For

18

Elect Svetlana N. Voronina

Mgmt

For

For

For

19

Elect Nadezhda Kalimullina

Mgmt

For

For

For

20

Appointment of Auditor

Mgmt

For

For

For

21

Directors’ Fees

Mgmt

For

For

For

22

Audit Commission Fees

Mgmt

For

For

For

23

Adoption of New Regulations Regarding the General Meeting

Mgmt

For

For

For

24

Adoption of New Regulations Regarding the Board

Mgmt

For

For

For

25

Related Party Transactions

Mgmt

For

For

For

26

Related Party Transactions

Mgmt

For

For

For

 

Magnitogorsk Iron & Steel Works

 

Ticker

Security ID:

Meeting Date

Meeting Status

MAGN

CINS 559189204

12/26/2009

Voted

Meeting Type

Country of Trade

 

 

Special

Russian Federation

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Related Party Transactions

Mgmt

For

For

For

3

Related Party Transactions

Mgmt

For

For

For

4

Related Party Transactions

Mgmt

For

For

For

5

Related Party Transactions

Mgmt

For

For

For

6

Related Party Transactions

Mgmt

For

For

For

7

Related Party Transactions

Mgmt

For

For

For

8

Related Party Transactions

Mgmt

For

For

For

9

Related Party Transactions

Mgmt

For

For

For

10

Related Party Transactions

Mgmt

For

For

For

 


 

MECHEL OAO- ADR

 

Ticker

Security ID:

Meeting Date

Meeting Status

MTL

CUSIP 583840103

06/30/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Annual Report

Mgmt

N/A

Against

N/A

2

Financial Statements

Mgmt

N/A

Against

N/A

3

Allocation of Profits/Dividends

Mgmt

N/A

For

N/A

4.1

Elect A. David Johnson

Mgmt

For

Withhold

Against

4.2

Elect Vladimir Gusev

Mgmt

For

Withhold

Against

4.3

Elect Alexander Yevtushenko

Mgmt

For

For

For

4.4

Elect Igor Zyuzin

Mgmt

For

Withhold

Against

4.5

Elect Igor Kozhukhovksy

Mgmt

For

For

For

4.6

Elect Serafim Kolpakov

Mgmt

For

For

For

4.7

Elect Vladimir Polin

Mgmt

For

Withhold

Against

4.8

Elect Valentin Proskurnya

Mgmt

For

Withhold

Against

4.9

Elect Roger Gale

Mgmt

For

Withhold

Against

5

Elect Alexey Zagrebin

Mgmt

N/A

For

N/A

6

Elect Natalya Mikhaylova

Mgmt

N/A

For

N/A

7

Elect Lyudmila Radishevskaya

Mgmt

N/A

For

N/A

8

Appointment of Auditor

Mgmt

N/A

For

N/A

9

Amendments to Charter

Mgmt

N/A

For

N/A

10

Amendments to General Meeting Regulations

Mgmt

N/A

Abstain

N/A

11

Amendments to Board of Directors Regulations

Mgmt

N/A

For

N/A

12

Amendments to Director Remuneration Regulations

Mgmt

N/A

Abstain

N/A

13

Related Party Transactions

Mgmt

N/A

For

N/A

 

MOBILE TELESYSTEMS OJSC

 

Ticker

Security ID:

Meeting Date

Meeting Status

MTSS

CUSIP 607409

06/24/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

Russian Federation

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approval of Meeting Procedure

Mgmt

For

For

For

2

Accounts and Reports; Allocation of Profits/Dividends

Mgmt

For

For

For

3

Elect Anton Abugov

Mgmt

For

Abstain

Against

4

Elect Aleksey Buyanov

Mgmt

For

Abstain

Against

5

Elect William Dunstone

Mgmt

For

For

For

6

Elect Sergei Drozdov

Mgmt

For

Abstain

Against

7

Elect Yevtoushenkova Vladimirovna

Mgmt

For

Abstain

Against

8

Elect Ron Sommer

Mgmt

For

Abstain

Against

9

Elect Stanley Miller

Mgmt

For

For

For

10

Elect Paul Ostling

Mgmt

For

For

For

11

Elect Michail Shamolin

Mgmt

For

Abstain

Against

12

Elect Vassily Vassilievich Platoshin

Mgmt

For

For

For

13

Elect Artem Popov

Mgmt

For

For

For

14

Elect Dmitry Frolov

Mgmt

For

For

For

15

Appointment of Auditor

Mgmt

For

For

For

16

Amendments to Charter

Mgmt

For

For

For

17

Amendments to General Meeting Regulations

Mgmt

For

For

For

 


 

New World Resources N.V.

 

Ticker

Security ID:

Meeting Date

Meeting Status

BAANWR

CINS N6341Z102

04/27/2010

Take No Action

Meeting Type

Country of Trade

 

 

Annual

Netherlands

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

3

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

4

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

5

Accounts and Reports

Mgmt

For

TNA

N/A

6

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

7

Ratification of Management Acts

Mgmt

For

TNA

N/A

8

Election of Directors

Mgmt

For

TNA

N/A

9

Amendments to Articles

Mgmt

For

TNA

N/A

10

Amendment to Compensation Policy

Mgmt

For

TNA

N/A

11

Authority to Repurchase Shares

Mgmt

For

TNA

N/A

12

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

TNA

N/A

13

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

TNA

N/A

14

Appointment of Auditor

Mgmt

For

TNA

N/A

15

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

 

Novatek OAO

 

Ticker

Security ID:

Meeting Date

Meeting Status

NVTK

CINS 669888109

04/28/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

Russian Federation

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Accounts and Reports

Mgmt

For

For

For

3

Allocation of Profits/Dividend

Mgmt

For

For

For

4

Amendments to Board of Directors’ Regulations

Mgmt

For

For

For

5

Amendments to Board of Directors’ Regulations

Mgmt

For

For

For

6

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

7

Elect Andrey Igorevich Akimov

Mgmt

For

Abstain

Against

8

Elect Burckhard Bergmann

Mgmt

For

Abstain

Against

9

Elect Ruben Vardanian

Mgmt

For

For

For

10

Elect Mark Gyetvay

Mgmt

For

Abstain

Against

11

Elect Vladimir Dmitriev

Mgmt

For

For

For

12

Elect Leonid Mikhelson

Mgmt

For

Abstain

Against

13

Elect Alexander Natalenko

Mgmt

For

For

For

14

Elect Kirill Seleznev

Mgmt

For

Abstain

Against

15

Elect Gennady Timchenko

Mgmt

For

For

For

16

Elect Maria Konovalova

Mgmt

For

For

For

17

Elect Igor Ryaskov

Mgmt

For

For

For

18

Elect Sergey Fomichev

Mgmt

For

For

For

19

Elect Nikolay Shulikin

Mgmt

For

For

For

20

Appointment of Auditor

Mgmt

For

For

For

21

Directors’ Fees

Mgmt

For

For

For

22

Directors’ Expenses

Mgmt

For

For

For

23

Audit Commission’s Fees

Mgmt

For

For

For

 

Novatek OAO

 

Ticker

Security ID:

Meeting Date

Meeting Status

NVTK

CINS 669888109

10/15/2009

Voted

Meeting Type

Country of Trade

 

 

Special

Russian Federation

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Interim Dividend

Mgmt

For

For

For

2

Amendments to Charter

Mgmt

For

For

For

3

Amendments to Regulations Regarding the General Meeting of Shareholders

Mgmt

For

For

For

4

Amendments to Regulations Regarding the Board

Mgmt

For

For

For

5

Amendments to Regulations Regarding the Management Board

Mgmt

For

For

For

 


 

Novatek OAO

 

Ticker

Security ID:

Meeting Date

Meeting Status

NVTK

CINS 669888109

11/24/2009

Voted

Meeting Type

Country of Trade

 

 

Special

Russian Federation

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Related Party Transactions

Mgmt

For

For

For

2

Related Party Transactions

Mgmt

For

For

For

 

Novatek OAO (formerly Novafininvest OAO)

 

Ticker

Security ID:

Meeting Date

Meeting Status

NVTK

CUSIP 669888109

08/07/2009

Voted

Meeting Type

Country of Trade

 

 

Special

Russia

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approve Related-Party Transactions

Mgmt

For

For

For

 

Novolipetsk Steel OJSC

 

Ticker

Security ID:

Meeting Date

Meeting Status

NLMK

CINS 67011E204

06/04/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

Russian Federation

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Accounts and Reports; Allocation of Profits/Dividends

Mgmt

For

For

For

2

Accounts and Reports; Allocation of Profits/Dividends

Mgmt

For

For

For

3

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

4

Elect Oleg Bagrin

Mgmt

For

Against

Against

5

Elect Bruno Bolfo

Mgmt

For

Abstain

Against

6

Elect Nikolay Gagarin

Mgmt

For

Abstain

Against

7

Elect Karl Doering

Mgmt

For

For

For

8

Elect Vladimir Lisin

Mgmt

For

Abstain

Against

9

Elect Randolph Reynolds

Mgmt

For

For

For

10

Elect Karen Sarkisov

Mgmt

For

Abstain

Against

11

Elect Vladimir Skorohodov

Mgmt

For

Abstain

Against

12

Elect Igor Federov

Mgmt

For

Against

Against

13

Elect Alexey Lapshin as President

Mgmt

For

For

For

14

Elect Lyudmila Kladenko

Mgmt

For

For

For

15

Elect Valery Kulikov

Mgmt

For

For

For

16

Elect Sergey Nesmeyanov

Mgmt

For

For

For

17

Elect Larisa Ovsyannikova

Mgmt

For

For

For

18

Elect Galina Shipilova

Mgmt

For

For

For

19

Appointment of Auditor

Mgmt

For

For

For

20

Appointment of Auditor

Mgmt

For

For

For

21

Amendments to Charter and General Meeting Regulations

Mgmt

For

For

For

22

Amendments to Charter and General Meeting Regulations

Mgmt

For

For

For

23

Related Party Transactions

Mgmt

For

For

For

24

Related Party Transactions

Mgmt

For

For

For

25

Directors’ Fees

Mgmt

For

Abstain

Against

 


 

Novorossiysk Commercial Sea Port JSC (Novorossiyskiy morskoy torgovyi port OAO)

 

Ticker

Security ID:

Meeting Date

Meeting Status

NMTP

CINS 67011U208

01/21/2010

Voted

Meeting Type

Country of Trade

 

 

Special

Russian Federation

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Termination of Board Powers

Mgmt

For

For

For

2

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

3

Elect Andrey Lavrischev

Mgmt

For

Abstain

Against

4

Elect Alexander Davydenko

Mgmt

For

Abstain

Against

5

Elect Alexander Shokhin

Mgmt

For

For

For

6

Elect Alexander Ponomarenko

Mgmt

For

Abstain

Against

7

Elect Evgeniy Gorlakov

Mgmt

For

Abstain

Against

8

Elect Georgiy Koryashkin

Mgmt

For

For

For

9

Elect Tamara Pakhomenko

Mgmt

For

Abstain

Against

10

Elect Vladimir Ulianov

Mgmt

For

Abstain

Against

11

Elect Vladimir Grischenko

Mgmt

For

Abstain

Against

 

Novorossiysk Commercial Sea Port JSC (Novorossiyskiy morskoy torgovyi port OAO)

 

Ticker

Security ID:

Meeting Date

Meeting Status

NMTP

CINS 67011U208

06/04/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

Russian Federation

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Annual Report

Mgmt

For

For

For

2

Financial Statements

Mgmt

For

For

For

3

Allocation of Profits

Mgmt

For

For

For

4

Payment of Dividends

Mgmt

For

For

For

5

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

6

Elect Evgeniy Gorlakov

Mgmt

For

Abstain

Against

7

Elect Alexander Davydenko

Mgmt

For

Abstain

Against

8

Elect Georgiy Koryashkin

Mgmt

For

For

For

9

Elect Viktor Olerskiy

Mgmt

For

Abstain

Against

10

Elect Pavel Potapov

Mgmt

For

Abstain

Against

11

Elect Tamara Pakhomenko

Mgmt

For

Against

Against

12

Elect Alexander Ponomarenko

Mgmt

For

Against

Against

13

Elect Vladimir Ulianov

Mgmt

For

Abstain

Against

14

Elect Alexander Shokhin

Mgmt

For

For

For

15

Elect Igor Vilinov as President

Mgmt

For

Abstain

Against

16

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

17

Elect Galina Baturina

Mgmt

For

Abstain

Against

18

Elect Tatiana Vnukova

Mgmt

For

For

For

19

Elect Igor Marchev

Mgmt

For

Abstain

Against

20

Elect Yulia Maslova

Mgmt

For

For

For

21

Elect Elena Serduk

Mgmt

For

Abstain

Against

22

Elect Tamara Stretovich

Mgmt

For

Abstain

Against

23

Elect Tatiana Chibinyeava

Mgmt

For

For

For

24

Elect Marina Yazeva

Mgmt

For

For

For

25

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

26

Appoint Deloitte & Touche

Mgmt

For

Abstain

Against

27

Appoint KPMG

Mgmt

For

Abstain

Against

28

Appoint PricewaterhouseCoopers

Mgmt

For

Abstain

Against

29

Appoint Ernst & Young

Mgmt

For

Abstain

Against

30

Directors’ Fees

Mgmt

For

For

For

31

Audit Commission Members’ Fees

Mgmt

For

For

For

 


 

ORSU METALS CORPORATION

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS ADPC00773

06/29/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

Canada

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

3

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

For

4

Election of Directors (Slate)

Mgmt

For

Against

Against

5

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

 

ORSU METALS CORPORATION

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS G6777T156

06/29/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

Virgin Islands (British)

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

3

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

For

4

Election of Directors (Slate)

Mgmt

For

Against

Against

5

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

 

ORSU METALS CORPORATION

 

Ticker

Security ID:

Meeting Date

Meeting Status

OSU

CUSIP G6777T131

07/10/2009

Voted

Meeting Type

Country of Trade

 

 

Annual/Special

Virgin Isl (UK)

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Ratify PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix their Remuneration

Mgmt

For

For

For

2

Elect Directors (Bundled)

Mgmt

For

Against

Against

3

Approve Stock Option Plan

Mgmt

For

Against

Against

4

Approve Sale of Company Assets

Mgmt

For

For

For

 

OTP Bank NyRt

 

Ticker

Security ID:

Meeting Date

Meeting Status

OTP

CINS X60746181

04/30/2010

Take No Action

Meeting Type

Country of Trade

 

 

Annual

Hungary

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

3

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

4

Amendments of Articles

Mgmt

For

TNA

N/A

5

Amendments to Articles

Mgmt

For

TNA

N/A

6

Amendments to Articles

Mgmt

For

TNA

N/A

7

Accounts and Reports; Allocation of Profits/Dividends

Mgmt

For

TNA

N/A

8

Corporate Governance Report

Mgmt

For

TNA

N/A

9

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

10

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

11

Amendments to Procedural Rules of the Supervisory Board

Mgmt

For

TNA

N/A

12

Appointment of Auditor and Authority to Set Fees

Mgmt

For

TNA

N/A

13

Directors’ Fees

Mgmt

For

TNA

N/A

14

Authority to Repurchase Shares

Mgmt

For

TNA

N/A

 


 

PGE Polska Grupa Energetyczna SA

 

Ticker

Security ID:

Meeting Date

Meeting Status

PGEA

CINS X6447Z104

03/30/2010

Voted

Meeting Type

Country of Trade

 

 

Special

Poland

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Opening

Mgmt

For

For

For

3

Election of Presiding Chairman

Mgmt

For

For

For

4

Compliance with Rules of Convocation

Mgmt

For

For

For

5

Agenda

Mgmt

For

For

For

6

Amendments to Statutes

Mgmt

For

For

For

7

Adoption of the Regulations Regarding the General Meeting

Mgmt

For

For

For

8

Changes to the Supervisory Board

Mgmt

For

For

For

9

Expenses of the General Meeting

Mgmt

For

For

For

10

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

11

Closing

Mgmt

For

For

For

 

PGE Polska Grupa Energetyczna SA

 

Ticker

Security ID:

Meeting Date

Meeting Status

PGEA

CINS X6447Z104

06/23/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

Poland

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Opening

Mgmt

For

For

For

3

Election of Presiding Chairman

Mgmt

For

For

For

4

Compliance with Rules of Convocation

Mgmt

For

For

For

5

Election of Scrutiny Commission

Mgmt

For

Abstain

Against

6

Agenda

Mgmt

For

For

For

7

Financial Statements

Mgmt

For

For

For

8

Report of the Management Board

Mgmt

For

For

For

9

Financial Statements

Mgmt

For

For

For

10

Report of the Management Board (Group)

Mgmt

For

For

For

11

Allocation of Profits/Dividends

Mgmt

For

For

For

12

Ratification of Management and Supervisory Board Acts

Mgmt

For

For

For

13

Bonus for Management Board Chairman

Mgmt

For

For

For

14

Amendments to Articles

Mgmt

For

For

For

15

Closing

Mgmt

For

For

For

 

Pharmstandard OJSC

 

Ticker

Security ID:

Meeting Date

Meeting Status

PHST

CINS 717140206

06/25/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

Russian Federation

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Accounts and Reports; Allocation of Profits/Dividends

Mgmt

For

For

For

2

Dividend Payment

Mgmt

For

For

For

3

Election of Directors

Mgmt

For

Abstain

Against

4

Election of Audit Commission Members

Mgmt

For

Abstain

Against

5

Appointment of Auditor

Mgmt

For

Abstain

Against

 


 

PKO Bank SA

 

Ticker

Security ID:

Meeting Date

Meeting Status

PKO

CINS X6919X108

06/25/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

Poland

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

3

Opening

Mgmt

For

For

For

4

Election of Presiding Chairman

Mgmt

For

For

For

5

Compliance with Rules of Convocation

Mgmt

For

For

For

6

Agenda

Mgmt

For

For

For

7

Presentation of Management Board Report

Mgmt

For

For

For

8

Presentation of Management Board Report (Group)

Mgmt

For

For

For

9

Presentation of Supervisory Board Report

Mgmt

For

For

For

10

Management Board Report

Mgmt

For

For

For

11

Financial Statements

Mgmt

For

For

For

12

Management Board Report (Group)

Mgmt

For

For

For

13

Financial Statements (Group)

Mgmt

For

For

For

14

Supervisory Board Report

Mgmt

For

For

For

15

Allocation of Profits

Mgmt

For

For

For

16

Allocation of Dividends

Mgmt

For

For

For

17

Ratification of Management Board Acts

Mgmt

For

For

For

18

Ratification of Management Board Acts

Mgmt

For

For

For

19

Ratification of Management Board Acts

Mgmt

For

For

For

20

Ratification of Management Board Acts

Mgmt

For

For

For

21

Ratification of Management Board Acts

Mgmt

For

For

For

22

Ratification of Management Board Acts

Mgmt

For

For

For

23

Ratification of Management Board Acts

Mgmt

For

For

For

24

Ratification of Management Board Acts

Mgmt

For

For

For

25

Ratification of Supervisory Board Acts

Mgmt

For

For

For

26

Ratification of Supervisory Board Acts

Mgmt

For

For

For

27

Ratification of Supervisory Board Acts

Mgmt

For

For

For

28

Ratification of Supervisory Board Acts

Mgmt

For

For

For

29

Ratification of Supervisory Board Acts

Mgmt

For

For

For

30

Ratification of Supervisory Board Acts

Mgmt

For

For

For

31

Ratification of Supervisory Board Acts

Mgmt

For

For

For

32

Ratification of Supervisory Board Acts

Mgmt

For

For

For

33

Ratification of Supervisory Board Acts

Mgmt

For

For

For

34

Ratification of Supervisory Board Acts

Mgmt

For

For

For

35

Ratification of Supervisory Board Acts

Mgmt

For

For

For

36

Ratification of Supervisory Board Acts

Mgmt

For

For

For

37

Ratification of Supervisory Board Acts

Mgmt

For

For

For

38

Ratification of Supervisory Board Acts

Mgmt

For

For

For

39

Ratification of Supervisory Board Acts

Mgmt

For

For

For

40

Amendments to Articles

Mgmt

For

For

For

41

Amendments to Supervisory Board Regulations

Mgmt

For

For

For

42

Supervisory Board Fees

Mgmt

For

Abstain

Against

43

Shareholder Proposal Regarding the Supervisory Board

ShrHldr

N/A

Abstain

N/A

44

Shareholder Proposal Regarding the Supervisory Board

ShrHldr

N/A

Abstain

N/A

45

Supervisory Board Report on Selection of Management Board

Mgmt

For

For

For

46

Supervisory Board Report on the Sale of Training and Recreation Centers

Mgmt

For

For

For

47

Closing

Mgmt

For

For

For

 

POLYMETAL JT STK CO

 

Ticker

Security ID:

Meeting Date

Meeting Status

TKGZY

CUSIP 731789202

09/16/2009

Voted

Meeting Type

Country of Trade

 

 

Special

Russia

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approve Jsc Polymetal Charter As Amended

Mgmt

For

For

For

2

Miscellaneous Proposal - Company Specific

Mgmt

For

For

For

3

Approve The Related Interested Party Transactions

Mgmt

For

For

For

4

Approve Related-Party Transaction

Mgmt

For

For

For

 


 

Polyus Gold OJSC

 

Ticker

Security ID:

Meeting Date

Meeting Status

OPYGY

CUSIP X59432108

09/14/2009

Voted

Meeting Type

Country of Trade

 

 

Special

Russia

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Presiding Council of Meeting

Mgmt

For

TNA

N/A

2

Authorize Presiding Council to Sign Minutes of Meeting

Mgmt

For

TNA

N/A

3

Approve Special Dividend

Mgmt

For

TNA

N/A

4

Ratify Director Appointments

Mgmt

For

TNA

N/A

 

Polyus Gold OJSC

 

Ticker

Security ID:

Meeting Date

Meeting Status

OPYGY

CUSIP 678129107

09/14/2009

Voted

Meeting Type

Country of Trade

 

 

Special

Russia

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approve Interim Dividends of RUB 6.55 per Share for First Six Months of Fiscal 2009

Mgmt

For

For

For

2

Approve Related-Party Transaction with ZAO Polyus Re: Purchase of Additional Ordinary Shares of ZAO Polyus

Mgmt

For

For

For

 

Richter Gedeon Vegyeszeti Gyar Rt.

 

Ticker

Security ID:

Meeting Date

Meeting Status

RICHTER

CINS X3124R133

04/28/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

Hungary

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

3

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

4

Presentation of Accounts and Reports

Mgmt

For

For

For

5

Report of the Auditor

Mgmt

For

For

For

6

Report of the Supervisory Committee

Mgmt

For

For

For

7

Allocation of Profits/Dividends

Mgmt

For

For

For

8

Accounts and Reports

Mgmt

For

For

For

9

Presentation of Consolidated Accounts and Reports

Mgmt

For

For

For

10

Report of the Auditor (Consolidated)

Mgmt

For

For

For

11

Report of the Supervisory Committee (Consolidated)

Mgmt

For

For

For

12

Consolidated Accounts and Reports

Mgmt

For

For

For

13

Corporate Governance Report

Mgmt

For

For

For

14

Authority to Repurchase Shares

Mgmt

For

For

For

15

Amendments to Statutes

Mgmt

For

Abstain

Against

16

Approval of Amended Statutes

Mgmt

For

Abstain

Against

17

Election of Directors

Mgmt

For

For

For

18

Directors’ Fees

Mgmt

For

For

For

19

Supervisory Board Fees

Mgmt

For

For

For

20

Appointment of Auditor

Mgmt

For

For

For

21

Authority to Set Auditor’s Fees

Mgmt

For

For

For

22

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

 


 

Rosneft Oil Co OAO

 

Ticker

Security ID:

Meeting Date

Meeting Status

ROSN

CINS 67812M207

06/18/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

Russian Federation

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Annual Report

Mgmt

For

For

For

2

Financial Statements

Mgmt

For

For

For

3

Allocation of Profits

Mgmt

For

For

For

4

Payment of Dividends

Mgmt

For

For

For

5

Directors’ Fees

Mgmt

For

For

For

6

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

7

Elect Vladimir Bogdanov

Mgmt

For

Abstain

Against

8

Elect Sergey Bogdanchikov

Mgmt

For

Abstain

Against

9

Elect Andrey Kostin

Mgmt

For

Against

Against

10

Elect Sergey Kudriashov

Mgmt

For

Abstain

Against

11

Elect Alexander Nekipelov

Mgmt

For

Against

Against

12

Elect Yury Petrov

Mgmt

For

Abstain

Against

13

Elect Andrey Reus

Mgmt

For

Abstain

Against

14

Elect Hans-Joerg Rudloff

Mgmt

For

For

For

15

Elect Igor Sechin

Mgmt

For

Abstain

Against

16

Elect Nikolai Tokarev

Mgmt

For

Abstain

Against

17

Elect Andrey Kobzev

Mgmt

For

For

For

18

Elect Sergey Pakhomov

Mgmt

For

For

For

19

Elect Konstantin Pesotskiy

Mgmt

For

For

For

20

Elect Tatiana Fisenko

Mgmt

For

For

For

21

Elect Alexander Yugov

Mgmt

For

For

For

22

Appointment of Auditor

Mgmt

For

For

For

23

Related Party Transactions

Mgmt

For

For

For

24

Related Party Transactions

Mgmt

For

For

For

25

Related Party Transactions

Mgmt

For

For

For

26

Related Party Transactions

Mgmt

For

For

For

27

Related Party Transactions

Mgmt

For

For

For

28

Related Party Transactions

Mgmt

For

For

For

29

Related Party Transactions

Mgmt

For

For

For

30

Related Party Transactions

Mgmt

For

For

For

 


 

Sberbank Rossii OAO

 

Ticker

Security ID:

Meeting Date

Meeting Status

SBER

CINS X76318108

06/04/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

Russian Federation

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Meeting Note

N/A

N/A

N/A

N/A

2

Annual Report

Mgmt

For

For

For

3

Financial Statements

Mgmt

For

For

For

4

Allocation of Profits/Dividends

Mgmt

For

For

For

5

Appointment of Auditor

Mgmt

For

For

For

6

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

7

Elect Sergey Ignatyev

Mgmt

For

Abstain

Against

8

Elect Alexey Ulyukaev

Mgmt

For

Abstain

Against

9

Elect Georgy Luntovsky

Mgmt

For

Against

Against

10

Elect Valery Tkachenko

Mgmt

For

Against

Against

11

Elect Nadezhda Ivanova

Mgmt

For

Against

Against

12

Elect Sergei Shvetsov

Mgmt

For

Abstain

Against

13

Elect Konstantin Shor

Mgmt

For

Abstain

Against

14

Elect Arkady Dvorkovich

Mgmt

For

Abstain

Against

15

Elect Alexey Kudrin

Mgmt

For

Abstain

Against

16

Elect Elvira Nabiullina

Mgmt

For

Abstain

Against

17

Elect Andrei Belousov

Mgmt

For

Abstain

Against

18

Elect Alexey Savatyugin

Mgmt

For

Abstain

Against

19

Elect Sergey Guriev

Mgmt

For

For

For

20

Elect Rajat Gupta

Mgmt

For

For

For

21

Elect Kairat Kelimbetov

Mgmt

For

For

For

22

Elect Vladimir Mau

Mgmt

For

For

For

23

Elect German Gref

Mgmt

For

Abstain

Against

24

Elect Bella Zlatkis

Mgmt

For

Abstain

Against

25

Elect Vladimir Volkov

Mgmt

For

For

For

26

Elect Lyudmila Zinina

Mgmt

For

For

For

27

Elect Olga Polyakova

Mgmt

For

For

For

28

Elect Valentina Tkachenko

Mgmt

For

For

For

29

Elect Natalya Polonskaya

Mgmt

For

For

For

30

Elect Maxim Dolzhnikov

Mgmt

For

For

For

31

Elect Yulia Isakhanova

Mgmt

For

For

For

32

Directors’ Fees

Mgmt

For

For

For

33

New Charter

Mgmt

For

For

For

34

New Regulations of the Management Board

Mgmt

For

For

For

 

Severstal OAO

 

Ticker

Security ID:

Meeting Date

Meeting Status

CHMF

CINS 818150302

06/11/2010

Voted

Meeting Type

Country of Trade

 

 

Annual

Russian Federation

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Non-Voting Agenda Item

N/A

N/A

N/A

N/A

2

Elect Alexey Mordashov

Mgmt

For

Abstain

Against

3

Elect Mikhail Noskov

Mgmt

For

Abstain

Against

4

Elect Anatoly Kruchinin

Mgmt

For

Abstain

Against

5

Elect Sergey Kuznetsov

Mgmt

For

Abstain

Against

6

Elect Alexey Kulichenko

Mgmt

For

Abstain

Against

7

Elect Christopher Clark

Mgmt

For

For

For

8

Elect Ronald Freeman

Mgmt

For

For

For

9

Elect Peter Kraljic

Mgmt

For

For

For

10

Elect Martin Angle

Mgmt

For

For

For

11

Elect Rolf Stomberg

Mgmt

For

For

For

12

Election of CEO

Mgmt

For

For

For

13

Elect Irina Utyugova

Mgmt

For

For

For

14

Allocation of Profits/Dividends

Mgmt

For

For

For

15

Elect Roman Antonov

Mgmt

For

For

For

16

Elect Artem Voronchikhin

Mgmt

For

For

For

17

Elect Irina Utyugova

Mgmt

For

For

For

18

Appointment of Auditor

Mgmt