-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VNFmNk8SaQ8SBgGT0Fgb2Qh9Xwm8w9uXqnz3iTwRQUi82M226SMACzJzE5TJrrdx +5QXX2ANNovUMhH+HvVX4w== 0001085146-09-003320.txt : 20091013 0001085146-09-003320.hdr.sgml : 20091012 20091013084217 ACCESSION NUMBER: 0001085146-09-003320 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091013 DATE AS OF CHANGE: 20091013 EFFECTIVENESS DATE: 20091013 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HERMES INVESTMENT MANAGEMENT LTD CENTRAL INDEX KEY: 0001013143 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10437 FILM NUMBER: 091115444 BUSINESS ADDRESS: STREET 1: LLOYDS CHAMBERS STREET 2: 1 PORTSOKEN ST CITY: LONDON UK STATE: X0 ZIP: 999999999 MAIL ADDRESS: STREET 1: LLOYDS CHAMBERS STREET 2: 1 PORTSOKEN ST CITY: LONDON UK STATE: X0 ZIP: 999999999 13F-HR 1 herm3q09.txt HERMES PENSIONS MANAGEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Hermes Pensions Management Ltd Address: Lloyds Chambers, 1 Portsoken Street London, England, E1 8HZ 13F File Number: 28-10437 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Margaret Moss Title: Manager - Securities Accounting Phone: +44 20 7680 2244 Signature, Place, and Date of Signing: /s/ Margaret Moss London, England October 12, 2009 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 127 Form13F Information Table Value Total: $617,394 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ACE LTD SHS H0023R105 275 5149 SH SOLE 5149 0 0 AETNA INC NEW COM 00817Y108 235 8433 SH SOLE 8433 0 0 ALLEGHANY CORP DEL COM 017175100 7927 30600 SH SOLE 30600 0 0 AMB PROPERTY CORP COM 00163T109 7344 320000 SH SOLE 320000 0 0 AMERICAN MED SYS HLDGS INC COM 02744M108 7648 452000 SH SOLE 452000 0 0 AMERICAN REPROGRAPHICS CO COM 029263100 2856 300000 SH SOLE 300000 0 0 AMGEN INC COM 031162100 211 3500 SH SOLE 3500 0 0 AMN HEALTHCARE SERVICES INC COM 001744101 3043 320000 SH SOLE 320000 0 0 APACHE CORP COM 037411105 815 8871 SH SOLE 8871 0 0 APTARGROUP INC COM 038336103 10461 280000 SH SOLE 280000 0 0 AT&T INC COM 00206R102 619 22921 SH SOLE 22921 0 0 AUTOLIV INC COM 052800109 2352 70000 SH SOLE 70000 0 0 AVNET INC COM 053807103 218 8384 SH SOLE 8384 0 0 AVON PRODS INC COM 054303102 26935 793149 SH SOLE 793149 0 0 AXIS CAPITAL HOLDINGS SHS G0692U109 356 11797 SH SOLE 11797 0 0 BANK OF AMERICA CORPORATION COM 060505104 228 13500 SH SOLE 13500 0 0 BAXTER INTL INC COM 071813109 366 6413 SH SOLE 6413 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 202 2 SH SOLE 2 0 0 BLOUNT INTL INC NEW COM 095180105 1894 200000 SH SOLE 200000 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 698 31000 SH SOLE 31000 0 0 BRUNSWICK CORP COM 117043109 8386 700000 SH SOLE 700000 0 0 CARLISLE COS INC COM 142339100 8478 250000 SH SOLE 250000 0 0 CENTRAL EUROPEAN DIST CORP COM 153435102 27554 841099 SH SOLE 841099 0 0 CENTURYTEL INC COM 156700106 451 13408 SH SOLE 13408 0 0 CHAMPION ENTERPRISES INC COM 158496109 828 1800000 SH SOLE 1800000 0 0 CHEVRON CORP NEW COM 166764100 1329 18875 SH SOLE 18875 0 0 CIGNA CORP COM 125509109 241 8591 SH SOLE 8591 0 0 CITY NATL CORP COM 178566105 6618 170000 SH SOLE 170000 0 0 CLEAN HARBORS INC COM 184496107 7876 140000 SH SOLE 140000 0 0 COCA COLA CO COM 191216100 269 5000 SH SOLE 5000 0 0 COGNEX CORP COM 192422103 4914 300000 SH SOLE 300000 0 0 COHEN & STEERS INC COM 19247A100 8400 350000 SH SOLE 350000 0 0 COPART INC COM 217204106 12786 385000 SH SOLE 385000 0 0 CORNING INC COM 219350105 157 10248 SH SOLE 10248 0 0 COUSINS PPTYS INC COM 222795106 6162 744263 SH SOLE 744263 0 0 COVANTA HLDG CORP COM 22282E102 9180 540000 SH SOLE 540000 0 0 DEALERTRACK HLDGS INC COM 242309102 1891 100000 SH SOLE 100000 0 0 DENTSPLY INTL INC NEW COM 249030107 8635 250000 SH SOLE 250000 0 0 DOUGLAS EMMETT INC COM 25960P109 3070 250000 SH SOLE 250000 0 0 DRESSER-RAND GROUP INC COM 261608103 9632 310000 SH SOLE 310000 0 0 DREW INDS INC COM NEW 26168L205 1735 80000 SH SOLE 80000 0 0 DUN & BRADSTREET CORP DEL NE COM 26483E100 9792 130000 SH SOLE 130000 0 0 EAGLE MATERIALS INC COM 26969P108 9717 340000 SH SOLE 340000 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 11186 160000 SH SOLE 160000 0 0 EQT CORP COM 26884L109 8520 200000 SH SOLE 200000 0 0 EVEREST RE GROUP LTD COM G3223R108 206 2353 SH SOLE 2353 0 0 FEI CO COM 30241L109 11586 470000 SH SOLE 470000 0 0 FOREST CITY ENTERPRISES INC CL A 345550107 2006 150000 SH SOLE 150000 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 318 4634 SH SOLE 4634 0 0 GAP INC DEL COM 364760108 214 10000 SH SOLE 10000 0 0 GATX CORP COM 361448103 1398 50000 SH SOLE 50000 0 0 GAYLORD ENTMT CO NEW COM 367905106 5025 250000 SH SOLE 250000 0 0 GENERAL ELECTRIC CO COM 369604103 476 29000 SH SOLE 29000 0 0 GENTEX CORP COM 371901109 1415 100000 SH SOLE 100000 0 0 GLOBAL SOURCES LTD ORD G39300101 9987 1453703 SH SOLE 1453703 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 507 2751 SH SOLE 2751 0 0 GOOGLE INC CL A 38259P508 361 729 SH SOLE 729 0 0 GRACO INC COM 384109104 1394 50000 SH SOLE 50000 0 0 HARTE-HANKS INC COM 416196103 4405 318500 SH SOLE 318500 0 0 HASBRO INC COM 418056107 6660 240000 SH SOLE 240000 0 0 HAWAIIAN ELEC INDUSTRIES COM 419870100 6614 365000 SH SOLE 365000 0 0 HEICO CORP NEW COM 422806109 3939 90852 SH SOLE 90852 0 0 HEICO CORP NEW CL A 422806208 3900 115000 SH SOLE 115000 0 0 HEWLETT PACKARD CO COM 428236103 430 9109 SH SOLE 9109 0 0 HORSEHEAD HLDG CORP COM 440694305 4688 400000 SH SOLE 400000 0 0 IDEXX LABS INC COM 45168D104 10500 210000 SH SOLE 210000 0 0 INGERSOLL-RAND PLC SHS G47791101 512 16687 SH SOLE 16687 0 0 INTERMEC INC COM 458786100 6627 470000 SH SOLE 470000 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 565 4723 SH SOLE 4723 0 0 ISHARES TR RSSL MCRCP IDX 464288869 6513 165000 SH SOLE 165000 0 0 JARDEN CORP COM 471109108 6737 240000 SH SOLE 240000 0 0 JOHNSON & JOHNSON COM 478160104 572 9400 SH SOLE 9400 0 0 JPMORGAN CHASE & CO COM 46625H100 1380 31500 SH SOLE 31500 0 0 KILROY RLTY CORP COM 49427F108 3329 120000 SH SOLE 120000 0 0 KINROSS GOLD CORP COM NO PAR 496902404 21943 1011181 SH SOLE 1011181 0 0 KIRBY CORP COM 497266106 5523 150000 SH SOLE 150000 0 0 LIVE NATION INC COM 538034109 4095 500000 SH SOLE 500000 0 0 LKQ CORP COM 501889208 15203 820000 SH SOLE 820000 0 0 LOCKHEED MARTIN CORP COM 539830109 310 3967 SH SOLE 3967 0 0 MARKEL CORP COM 570535104 7256 22000 SH SOLE 22000 0 0 MCGRATH RENTCORP COM 580589109 2127 100000 SH SOLE 100000 0 0 MERCK & CO INC COM 589331107 680 21498 SH SOLE 21498 0 0 MEREDITH CORP COM 589433101 5988 200000 SH SOLE 200000 0 0 METTLER TOLEDO INTERNATIONAL COM 592688105 8878 98000 SH SOLE 98000 0 0 MICROSOFT CORP COM 594918104 1357 52764 SH SOLE 52764 0 0 MILLER HERMAN INC COM 600544100 4566 270000 SH SOLE 270000 0 0 MINE SAFETY APPLIANCES CO COM 602720104 6740 245000 SH SOLE 245000 0 0 MSC INDL DIRECT INC CL A 553530106 6537 150000 SH SOLE 150000 0 0 MTS SYS CORP COM 553777103 4382 150000 SH SOLE 150000 0 0 NACCO INDS INC CL A 629579103 3905 65000 SH SOLE 65000 0 0 NOBLE ENERGY INC COM 655044105 593 8983 SH SOLE 8983 0 0 NORTHROP GRUMMAN CORP COM 666807102 295 5692 SH SOLE 5692 0 0 OCEANEERING INTL INC COM 675232102 11350 200000 SH SOLE 200000 0 0 ORACLE CORP COM 68389X105 402 19292 SH SOLE 19292 0 0 PARTNERRE LTD COM G6852T105 266 3460 SH SOLE 3460 0 0 PHILIP MORRIS INTL INC COM 718172109 346 7100 SH SOLE 7100 0 0 PROTECTIVE LIFE CORP COM 743674103 7497 350000 SH SOLE 350000 0 0 RENAISSANCERE HOLDINGS LTD COM G7496G103 318 5808 SH SOLE 5808 0 0 RISKMETRICS GROUP INC COM 767735103 8488 580588 SH SOLE 580588 0 0 ROVI CORP COM 779376102 8736 260000 SH SOLE 260000 0 0 RPM INTL INC COM 749685103 9245 500000 SH SOLE 500000 0 0 RUSH ENTERPRISES INC CL A 781846209 4910 380000 SH SOLE 380000 0 0 SCHNITZER STL INDS CL A 806882106 2130 40000 SH SOLE 40000 0 0 SIGNATURE BK NEW YORK N Y COM 82669G104 7975 275000 SH SOLE 275000 0 0 SNAP ON INC COM 833034101 8864 255000 SH SOLE 255000 0 0 ST JOE CO COM 790148100 7280 250000 SH SOLE 250000 0 0 STATE STR CORP COM 857477103 383 7280 SH SOLE 7280 0 0 STERIS CORP COM 859152100 9135 300000 SH SOLE 300000 0 0 TERADATA CORP DEL COM 88076W103 11834 430000 SH SOLE 430000 0 0 TIFFANY & CO NEW COM 886547108 231 6000 SH SOLE 6000 0 0 TRANSOCEAN LTD REG SHS H8817H100 271 3172 SH SOLE 3172 0 0 TRAVELERS COMPANIES INC COM 89417E109 387 7853 SH SOLE 7853 0 0 TREX INC COM 89531P105 5824 320000 SH SOLE 320000 0 0 UNION PAC CORP COM 907818108 416 7136 SH SOLE 7136 0 0 VIACOM INC NEW CL B 92553P201 730 26017 SH SOLE 26017 0 0 VIAD CORP COM NEW 92552R406 5130 257636 SH SOLE 257636 0 0 WALTER ENERGY INC COM 93317Q105 6006 100000 SH SOLE 100000 0 0 WASHINGTON FED INC COM 938824109 9546 566200 SH SOLE 566200 0 0 WD-40 CO COM 929236107 5680 200000 SH SOLE 200000 0 0 WEINGARTEN RLTY INVS SH BEN INT 948741103 4183 210000 SH SOLE 210000 0 0 WEST PHARMACEUTICAL SVSC INC COM 955306105 12183 300000 SH SOLE 300000 0 0 WILLIAMS SONOMA INC COM 969904101 4046 200000 SH SOLE 200000 0 0 WINNEBAGO INDS INC COM 974637100 2942 200000 SH SOLE 200000 0 0 WISDOMTREE TRUST DEFA FD 97717W703 1814 39334 SH SOLE 39334 0 0 WISDOMTREE TRUST TTL EARNING FD 97717W596 306 8187 SH SOLE 8187 0 0 ZEBRA TECHNOLOGIES CORP CL A 989207105 2593 100000 SH SOLE 100000 0 0 ZENITH NATL INS CORP COM 989390109 10815 350000 SH SOLE 350000 0 0
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