-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ox7S1gjcB0DCWj9V8h0et4LuTnZ9aTf5q0cpdQHLLVfd1nxk6fdR5aGtVVBXRSEm gHFGcUhwxKseHmM4PxQsLA== 0001140361-10-012457.txt : 20100316 0001140361-10-012457.hdr.sgml : 20100316 20100316204333 ACCESSION NUMBER: 0001140361-10-012457 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100315 FILED AS OF DATE: 20100316 DATE AS OF CHANGE: 20100316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kautz Robert F CENTRAL INDEX KEY: 0001344517 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11735 FILM NUMBER: 10687263 MAIL ADDRESS: STREET 1: 4000 UNION PACIFIC AVENUE CITY: COMMERCE STATE: CA ZIP: 90023 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 99 CENTS ONLY STORES CENTRAL INDEX KEY: 0001011290 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-VARIETY STORES [5331] IRS NUMBER: 952411605 STATE OF INCORPORATION: CA FISCAL YEAR END: 0329 BUSINESS ADDRESS: STREET 1: 4000 EAST UNION PACIFIC AVENUE CITY: CITY OF COMMERCE STATE: CA ZIP: 90023 BUSINESS PHONE: 3239808145 MAIL ADDRESS: STREET 1: 4000 EAST UNION PACIFIC AVENUE CITY: CITY OF COMMERCE STATE: CA ZIP: 90023 4 1 doc1.xml FORM 4 X0303 4 2010-03-15 0 0001011290 99 CENTS ONLY STORES NYSE:NDN 0001344517 Kautz Robert F C/O 99 CENTS ONLY STORES 4000 UNION PACIFIC AVENUE CITY OF COMMERCE CA 90023 0 1 0 0 Exec VP & CFO Common Stock 2010-03-15 4 S 0 9500 16.8851 D 36191 D Stock Option (right to buy) 9.54 2015-11-11 Common Stock 150000 150000 D Stock Option (right to buy) 6.58 2018-01-11 Common Stock 110678 110678 D This transaction was completed pursuant to a Rule 10b5-1 trading plan. This is the only transaction reported on this Form 4. The information provided in Table II reflects stock options currently owned by the Reporting Person that were granted on prior dates. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.77 to $17.05. The reporting person undertakes to provide to 99 Cents Only Stores, any security holder of 99 Cents Only Stores, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 2 to this Form 4. This grant of options vested in three equal annual installments beginning November 11, 2006, and is now fully vested. This number of derivative securities only represents this specific class of derivative securities. This grant of options vests in three equal annual installments beginning January 11, 2009, so that 73,785 options are now fully vested. /s/ Robert Kautz 2010-03-16 -----END PRIVACY-ENHANCED MESSAGE-----