FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
SAPIENT CORP [ SAPE ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 02/06/2015 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 06/05/2014 | G(1) | V | 3,700 | D | $0 | 4,299,513(2) | D | ||
Common Stock | 07/09/2014 | G(3) | V | 618 | D | $0 | 49,382 | I | Spouse(4) | |
Common Stock | 07/16/2014 | G(5) | V | 700,000 | D | $0 | 3,599,513(6) | D | ||
Common Stock | 07/24/2014 | G(7) | V | 646 | D | $0 | 3,598,867(6) | D | ||
Common Stock | 07/28/2014 | G(8) | V | 85,629 | A | $0 | 3,684,496(6) | D | ||
Common Stock | 07/28/2014 | G(9) | V | 86,464 | A | $0 | 3,770,960(6) | D | ||
Common Stock | 10/14/2014 | G(10) | V | 2,130 | D | $0 | 3,768,830(6) | D | ||
Common Stock | 10/16/2014 | G(11) | V | 87,689 | A | $0 | 3,856,519(6) | D | ||
Common Stock | 10/28/2014 | G(12) | V | 86,284 | A | $0 | 3,942,803(6) | D | ||
Common Stock | 10/28/2014 | G(13) | V | 87,125 | A | $0 | 4,029,928(6) | D | ||
Common Stock | 11/23/2014 | G(14) | V | 1,686,720 | D | $0 | 2,343,208(6) | D | ||
Common Stock | 11/23/2014 | G(14) | V | 1,686,720 | A | $0 | 1,736,102 | I | Spouse(4) | |
Common Stock | 11/23/2014 | G(15) | V | 590,037 | D | $0 | 0 | I | 1996 Irrevocable Trust(16) | |
Common Stock | 11/23/2014 | G(15) | V | 590,037 | A | $0 | 2,326,139 | I | Spouse(4) | |
Common Stock | 11/25/2014 | G(17) | V | 4,927,927 | D | $0 | 0 | I | 1996 Remainder Trust(16) | |
Common Stock | 11/25/2014 | G(17) | V | 4,927,927 | A | $0 | 4,927,927 | I | 2014 Remainder Trust(16) | |
Common Stock | 12/18/2015 | G(18) | V | 720,000 | D | $0 | 1,623,208(6) | D | ||
Common Stock | 12/18/2014 | G(19) | V | 360,000 | D | $0 | 1,966,139 | I | Spouse(4) | |
Common Stock | 12/19/2014 | G(20) | V | 280,000 | D | $0 | 1,343,208(6) | D | ||
Common Stock | 12/19/2014 | G(21) | V | 180,000 | D | $0 | 1,786,139 | I | Spouse(4) | |
Common Stock | 01/16/2015 | G(22) | V | 50,070 | A | $0 | 1,393,278(6) | D | ||
Common Stock | 01/28/2015 | G(23) | V | 52,657 | A | $0 | 1,445,935(6) | D | ||
Common Stock | 01/28/2015 | G(24) | V | 52,149 | A | $0 | 1,498,084(6) | D | ||
Common Stock | 1,786,139 | I | Spouse(4) | |||||||
Common Stock | 4,927,927 | I | 2014 Remainder Trust(16) | |||||||
Common Stock | 637,868 | I | 2011 Irrevocable Trust(16) | |||||||
Common Stock | 02/06/2015 | D(25) | 1,498,084(26) | D | $25 | 0 | D | |||
Common Stock | 02/06/2015 | D(25) | 1,786,139 | D | $0 | 0 | I | Spouse(4) | ||
Common Stock | 02/06/2015 | D(25) | 4,927,927 | D | $0 | 0 | I | 2014 Remainder Trust(16) | ||
Common Stock | 02/06/2015 | D(25) | 637,868 | D | $0 | 0 | I | 2011 Irrevocable Trust(16) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. On June 5, 2014, the Reporting Person gifted 3,700 shares. |
2. 13,911 of these securities represent shares of Sapient Corporation ("Sapient") common stock, par value $0.01 ("Common Stock") underlying Sapient restricted stock units subject to time-based vesting ("Restricted Stock Units"). |
3. On July 9, 2014, the Reporting Person's spouse gifted 618 shares. |
4. Effective December 15, 2014, the Reporting Person was no longer married and disclaims beneficial ownership of all shares held by his former spouse. |
5. On July 16, 2014, 700,000 shares were transferred from the Reporting Person's direct holdings to the J. Stuart Moore 2-Year GRAT III. |
6. 6,123 of these securities represent shares of Sapient Common Stock underlying Sapient Restricted Stock Units. |
7. On July 24, 2014, the Reporting Person gifted 646 shares. |
8. On July 28, 2014, 85,629 shares were distributed to the Reporting Person's direct holdings from the J. Stuart Moore 2-Year GRAT pursuant to the terms of the GRAT. |
9. On July 28, 2014, 86,464 shares were distributed to the Reporting Person's direct holdings from the J. Stuart Moore 2-Year GRAT II pursuant to the terms of the GRAT. |
10. On October 14, 2014, the Reporting Person gifted 2,130 shares. |
11. On October 16, 2014, 87,689 shares were distributed to the Reporting Person's direct holdings from the J. Stuart Moore 2-Year GRAT III pursuant to the terms of the GRAT. |
12. On October 28, 2014, 86,284 shares were distributed to the Reporting Person's direct holdings from the J. Stuart Moore 2-Year GRAT pursuant to the terms of the GRAT. |
13. On October 28, 2014, 87,125 shares were distributed to the Reporting Person's direct holdings from the J. Stuart Moore 2-Year GRAT II pursuant to the terms of the GRAT. |
14. On November 23, 2014, 1,686,720 shares were transferred from the Reporting Person's direct holdings to the Reporting Person's spouse. |
15. On November 23, 2014, 590,037 shares were transferred from the J. Stuart Moore Irrevocable Trust - 1996 to the Reporting Person's spouse. |
16. The Reporting Person disclaims beneficial ownership of the shares held by this Trust. |
17. On November 25, 2014, 4,927,927 shares were transferred from the J. Stuart Moore Remainder Trust - 1996 to the J. Stuart Moore Remainder Trust - 2014. The Reporting Person is neither trustee nor a beneficiary of the J. Stuart Moore Remainder Trust - 2014 and disclaims beneficial ownership of the shares held by the Trust. |
18. On December 18, 2014, the Reporting Person gifted 720,000 shares to a charitable foundation. |
19. On December 18, 2014, the Reporting Person's former spouse gifted 360,000 shares to a charitable foundation. |
20. On December 19, 2014, the Reporting Person gifted 280,000 shares to a charitable gift fund. |
21. On December 19, 2014, the Reporting Person's former spouse gifted 180,000 shares to a charitable gift fund. |
22. On January 16, 2015, 50,070 shares were distributed to the Reporting Person's direct holdings from the J. Stuart Moore 2-Year GRAT III pursuant to the terms of the GRAT. |
23. On January 28, 2015, 52,657 shares were distributed to the Reporting Person's direct holdings from the J. Stuart Moore 2-Year GRAT II pursuant to the terms of the GRAT. |
24. On January 28, 2015, 52,149 shares were distributed to the Reporting Person's direct holdings from the J. Stuart Moore 2-Year GRAT pursuant to the terms of the GRAT. |
25. Pursuant to the terms of the Agreement and Plan of Merger, dated as of November 1, 2014, among Sapient, Publicis Groupe S.A. and 1926 Merger Sub Inc. (the "Merger Agreement"), on February 6, 2015, each share of Sapient Common Stock issued and outstanding immediately prior to the Effective Time (as defined in the Merger Agreement) and not otherwise excluded pursuant to the terms of the Merger Agreement, was converted into the right to receive $25.00 per share in cash (the "Merger Consideration"), subject to any required withholding taxes. |
26. 6,123 of these securities represent shares of Sapient Common Stock underlying Sapient Restricted Stock Units. Pursuant to the Merger Agreement, on February 6, 2015, Sapient Restricted Stock Units, plus any accrued and unvested dividend equivalent rights associated with such Restricted Stock Units, outstanding immediately prior to the Acceptance Time (as defined in the Merger Agreement) were canceled and converted into the right to receive the Merger Consideration, subject to any required withholding taxes. |
Remarks: |
/s/ Kimberly C. Nuzum, as Attorney-in-Fact for J. Stuart Moore | 02/10/2015 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |