0001001250-11-000071.txt : 20110516 0001001250-11-000071.hdr.sgml : 20110516 20110516162903 ACCESSION NUMBER: 0001001250-11-000071 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20110512 FILED AS OF DATE: 20110516 DATE AS OF CHANGE: 20110516 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: 1992 GRAT REMAINDER TRUST FBO GARY LAUDER CENTRAL INDEX KEY: 0001260297 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14064 FILM NUMBER: 11847407 MAIL ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAUDER GARY M CENTRAL INDEX KEY: 0001008088 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14064 FILM NUMBER: 11847406 MAIL ADDRESS: STREET 1: 14600 WINCHESTER BLVD CITY: LOS GATOS STATE: CA ZIP: 95030 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ESTEE LAUDER COMPANIES INC CENTRAL INDEX KEY: 0001001250 STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844] IRS NUMBER: 112408943 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 2125724200 MAIL ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lauder William P CENTRAL INDEX KEY: 0001008082 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14064 FILM NUMBER: 11847408 MAIL ADDRESS: STREET 1: 767 FIFTH AVENUE CITY: NE YORK STATE: NY ZIP: 10153 FORMER NAME: FORMER CONFORMED NAME: LAUDER WILLILAM P DATE OF NAME CHANGE: 19960215 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2011-05-12 0001001250 ESTEE LAUDER COMPANIES INC EL 0001260297 1992 GRAT REMAINDER TRUST FBO GARY LAUDER 767 FIFTH AVENUE NEW YORK NY 10153 0 0 1 1 Trust with Insider 0001008088 LAUDER GARY M 767 FIFTH AVENUE NEW YORK NY 10153 0 0 1 0 0001008082 Lauder William P C/O THE ESTEE LAUDER COMPANIES INC. 767 FIFTH AVENUE NEW YORK NY 10153 1 1 1 0 Executive Chairman Class A Common Stock 2011-05-12 4 S 0 5100 99.6886 D 182080 D Class A Common Stock 2011-05-12 4 S 0 4900 100.4617 D 177180 D Class A Common Stock 2011-05-12 4 S 0 5000 101.205 D 172180 D Class A Common Stock 2011-05-13 4 S 0 8600 100.1446 D 162162580 D Class A Common Stock 2011-05-13 4 S 0 1400 101.0169 D 162180 D Class A Common Stock 2011-05-12 4 M 0 15000 33.44 A 96938 D Class A Common Stock 2011-05-12 4 S 0 15000 100.6716 D 81938 D Class A Common Stock 2011-05-13 4 M 0 10000 33.44 A 91938 D Class A Common Stock 2011-05-13 4 S 0 9900 100.8224 D 82038 D Class A Common Stock 2011-05-13 4 S 0 100 101.37 D 81938 D Class A Common Stock 531331 I 1992 GRAT Remainder Trust f/b/o WPL Class A Common Stock 5234 I by children of WPL Option (right to buy) 33.44 2011-05-12 4 M 0 15000 D 2013-08-20 Class A Common Stock 15000 185000 D Option (right to buy) 33.44 2011-05-13 4 M 0 10000 D 2013-08-20 Class A Common Stock 10000 175000 D Class B Common Stock Class A Common Stock 634152 634152 D Class B Common Stock Class A Common Stock 3262800 3262800 D Class B Common Stock Class A Common Stock 22870 22870 I by children of WPL 1992 GRAT Remainder Trust f/b/o Gary M. Lauder ("GML GRAT Remainder Trust") sold shares of Class A Common Stock pursuant to plans intended to comply with Rule 10b5-1(c), previously entered into on December 6, 2010. The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range. Owned by GML GRAT Remainder Trust directly. Owned by each of GML and WPL, indirectly, as a trustee of the GML GRAT Remainder Trust. GML disclaims beneficial ownership to the extent that he does not have a pecuniary interest in such securities. WPL disclaims beneficial ownership to the extent that he does not have a pecuniary interest in such securities. Owned by WPL GRAT Remainder Trust directly. Owned by each of GML and WPL, indirectly, as a trustee of the WPL GRAT Remainder Trust. Owned by WPL directly. WPL exercised stock options and sold the underlying shares of Class A Common Stock pursuant to a plan intended to comply with Rule 10b5-1(c), previously entered into on February 14, 2011. Owned by WPL indirectly, in custody for his children. Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 66,666 shares exercisable from and after January 1, 2005; 66,667 shares exercisable from and after January 1, 2006; 66,667 shares exercisable from and after January 1, 2007. Not applicable. There is no exercise or conversion price for the Class B Common Stock. Shares of Class B Common Stock (i) may be converted immediately on a one-for-one basis by the holder into shares of Class A Common Stock and (ii) are automatically converted into Class A Common Stock on a one-for-one basis upon transfer to a person or entity that is not a "Permitted Transferee" (as defined in the Issuer's Restated Certificate of Incorporation) or soon after a record date for a meeting of stockholders where the outstanding Class B Common Stock constitutes less than 10% of the outstanding shares of Common Stock of the Issuer. Sales prices range from $99.02 to $99.99 per share, inclusive. Sales prices range from $100.04 to $101.03 per share, inclusive. Sales prices range from $101.05 to $101.41 per share, inclusive. Sales prices range from $99.73 to $100.71 per share, inclusive. Sales prices range from $100.79 to $101.52 per share, inclusive. Sales prices range from $100.08 to $101.02 per share, inclusive. Sales prices range from $100.36 to $101.32 per share, inclusive. 1992 GRAT RemainderTrust F/B/O Gary Lauder, by Spencer G. Smul, Attorney-in-fact 2011-05-16 Gary M. Lauder, by Spencer G. Smul, Attorney-in-fact 2011-05-16 William P. Lauder, by Spencer G. Smul, Attorney-in-fact 2011-05-16 EX-99 2 attach_1.htm

Exhibit 99.1









Joint Filer Information



Name of Joint Filer: Gary M. Lauder



Address of Joint Filer: c/o The Estee Lauder Companies Inc.

767 Fifth Avenue

New York, NY  10153



Relationship of Joint Filer to Issuer: 10% Owner



Issuer Name and Ticker or Trading Symbol: The Estee Lauder Companies Inc. [EL]



Date of Earliest Transaction Required

to be Reported (Month/Day/Year): 5/12/2011



Designated Filer: 1992 GRAT Remainder Trust f/b/o Gary M. Lauder







Joint Filer Information



Name of Joint Filer: William P. Lauder



Address of Joint Filer: c/o The Estee Lauder Companies Inc.

767 Fifth Avenue

New York, NY  10153



Relationship of Joint Filer to Issuer: Director

 Officer (Executive Chairman)

 10% Owner



Issuer Name and Ticker or Trading Symbol: The Estee Lauder Companies Inc. [EL]



Date of Earliest Transaction Required

to be Reported (Month/Day/Year): 5/12/2011



Designated Filer: 1992 GRAT Remainder Trust f/b/o Gary M. Lauder