-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AJ9s1nSgQdp9oGoMFV73eDbQmKrhu2WNXeRoOheVaPDnYQSSPhJfevQFP1KpHeSt xQvTMrauKn6PVIeRzRpZMQ== 0001007614-09-000011.txt : 20091113 0001007614-09-000011.hdr.sgml : 20091113 20091113130159 ACCESSION NUMBER: 0001007614-09-000011 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091113 DATE AS OF CHANGE: 20091113 EFFECTIVENESS DATE: 20091113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TALON ASSET MANAGEMENT, LLC CENTRAL INDEX KEY: 0001007614 IRS NUMBER: 203708262 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03847 FILM NUMBER: 091180352 BUSINESS ADDRESS: STREET 1: 1 N FRANKLIN STREET 2: SUITE 900 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3124225400 MAIL ADDRESS: STREET 1: 1 N FRANKLIN SUITE 900 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: TALON ASSET MANAGEMENT INC DATE OF NAME CHANGE: 19960212 13F-HR 1 inftable0909.txt TALON ASSET MGT 3Q09 13F FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Cosi, Inc. Warrants exp 4/28/0 0 12605 SH DEFINED 01 12605 GLG Partners Inc. Warrants 37929x115 35 100000 SH DEFINED 01 100000 Highbury Financial Warrants 1/ 42982y117 60 315425 SH DEFINED 01 315425 Stone Tan China $5.50 Exp 10/1 861752111 93 300000 SH DEFINED 01 300000 3M Company COM 88579y101 13181 178597.947SH DEFINED 01 178597.947 Abbott Labs COM 002824100 10684 215965.000SH DEFINED 01 215965.000 Air Products & Chemicals COM 009158106 799 10300.000SH DEFINED 01 10300.000 Albemarle Corp. COM 012653101 1073 31000.000SH DEFINED 01 31000.000 Alliance Data Systems COM 018581108 4663 76350.000SH DEFINED 01 76350.000 Allstate Corp. COM 020002101 454 14819.000SH DEFINED 01 14819.000 American Commercial Lines, Inc COM 025195405 16349 561429.900SH DEFINED 01 561429.900 Apache Corp COM 037411105 6573 71580.000SH DEFINED 01 71580.000 Apple Computer COM 037833100 210 1135.000 SH DEFINED 01 1135.000 BJ's Wholesale Club Inc. COM 05548j106 10117 279330.000SH DEFINED 01 279330.000 BP PLC ADR COM 055622104 14465 271739.000SH DEFINED 01 271739.000 Baker Hughes COM 057224107 11268 264145.000SH DEFINED 01 264145.000 Bally Technologies Inc. COM 05874B107 806 21000.000SH DEFINED 01 21000.000 Bank of America Corp COM 060505104 11241 664388.985SH DEFINED 01 664388.985 Bank of New York Mellon Corp. COM 064058100 7274 250904.000SH DEFINED 01 250904.000 Becton Dickinson & Company COM 075887109 474 6800.000 SH DEFINED 01 6800.000 Berkshire Hathaway - Class A COM 084670108 1210 12.000 SH DEFINED 01 12.000 Berkshire Hathaway - Class B COM 084670207 615 185.000 SH DEFINED 01 185.000 Boeing Company COM 097023105 260 4800.000 SH DEFINED 01 4800.000 Cardionet Inc COM 14159l103 1008 150000.000SH DEFINED 01 150000.000 Central European Media ENT COM 2529848 202 5900.000 SH DEFINED 01 5900.000 Chelsea Therapeutics Internati COM 163428105 477 190000.000SH DEFINED 01 190000.000 China Natural Gas Inc. COM 168910206 939 77500.000SH DEFINED 01 77500.000 China-Biotics Inc COM 16937b109 320 20000.000SH DEFINED 01 20000.000 Chubb COM 171232101 6790 134700.000SH DEFINED 01 134700.000 Cintas Corp COM 172908105 12697 418896.000SH DEFINED 01 418896.000 Cisco Systems COM 17275r102 15140 643174.000SH DEFINED 01 643174.000 Coca Cola COM 191216100 3624 67486.000SH DEFINED 01 67486.000 Cosi, Inc. COM 22122P101 744 1181539.000SH DEFINED 01 1181539.000 Costco Wholesale Corp COM 22160K105 7922 140505.000SH DEFINED 01 140505.000 Covidien PLC COM G2554f105 16675 385461.398SH DEFINED 01 385461.398 Cypress Sharpridge Investments COM 23281A307 23251 1637407.000SH DEFINED 01 1637407.000 Dun & Bradstreet Corp Del New COM 26483E100 10699 142045.000SH DEFINED 01 142045.000 Dynegy - Class A COM 26817g102 46 18000.000SH DEFINED 01 18000.000 EMC Corp COM 268648102 13903 815925.000SH DEFINED 01 815925.000 Emerson Electric COM 291011104 334 8345.000 SH DEFINED 01 8345.000 Energy Transfer Partners LP COM 29273r109 1437 33775.000SH DEFINED 01 33775.000 Exterran Holdings, Inc. COM 30225x103 19377 816232.000SH DEFINED 01 816232.000 Exxon-Mobil Corp COM 30231g102 1143 16655.000SH DEFINED 01 16655.000 Fomento Economico Mexicano ADS COM 344419106 11271 296206.236SH DEFINED 01 296206.236 Fortune Brands COM 349631101 11059 257310.000SH DEFINED 01 257310.000 Franklin Covey Co. COM 353469109 219 37379.000SH DEFINED 01 37379.000 Gamestop - Class A COM 36467w109 15362 580370.000SH DEFINED 01 580370.000 General Electric COM 369604103 169 10296.797SH DEFINED 01 10296.797 Geo Group Inc. COM 36159r103 14799 733715.000SH DEFINED 01 733715.000 Google Inc - Cl A COM 38259P508 8006 16146.000SH DEFINED 01 16146.000 HQ Sustainable Maritime Indust COM 40426A208 91 10300.000SH DEFINED 01 10300.000 Hansen Natural Corp COM 411310105 15566 423680.000SH DEFINED 01 423680.000 Harris Corp. COM 413875105 5096 135520.000SH DEFINED 01 135520.000 Hartford Financial Services Gr COM 416515104 1325 50000.000SH DEFINED 01 50000.000 Highbury Financial Inc. COM 42982y109 5251 972412.000SH DEFINED 01 972412.000 Home Diagnostics Inc. COM 437080104 884 130700.000SH DEFINED 01 130700.000 Homex COM 25030w100 3412 90321.000SH DEFINED 01 90321.000 IShares MSCI Emerging Mkts Ind COM 464287234 225 5775.000 SH DEFINED 01 5775.000 Int'l Business Machines COM 459200101 397 3322.000 SH DEFINED 01 3322.000 JP Morgan Chase & Company COM 46625h100 615 14046.000SH DEFINED 01 14046.000 Javelin Pharmaceuticals Inc. COM 471894105 571 292619.000SH DEFINED 01 292619.000 Johnson & Johnson COM 478160104 562 9229.726 SH DEFINED 01 9229.726 Kapstone Paper COM 48562p103 1739 213609.000SH DEFINED 01 213609.000 Kit Digital Inc. COM 482470200 595 60000.000SH DEFINED 01 60000.000 Laboratory Corp. COM 50540R409 230 3500.000 SH DEFINED 01 3500.000 MB Financial, Inc. COM 55264u108 657 31337.000SH DEFINED 01 31337.000 MFA Financial Inc COM 55272x102 2541 319175.000SH DEFINED 01 319175.000 Martek Biosciences Corp. COM 572901106 1130 50000.000SH DEFINED 01 50000.000 McDonald's Inc. COM 580135101 275 4818.000 SH DEFINED 01 4818.000 Medtronic COM 585055106 340 9237.000 SH DEFINED 01 9237.000 Merck & Co. Inc. COM 58933y105 232 7327.000 SH DEFINED 01 7327.000 Microsoft Corp COM 594918104 11331 440563.952SH DEFINED 01 440563.952 Middlebrook Pharmaceuticals COM 596087106 2334 2029513.000SH DEFINED 01 2029513.000 Moody's Corp COM 615369105 1052 51432.000SH DEFINED 01 51432.000 NeuStar Inc. Class A COM 64126x201 3549 157040.000SH DEFINED 01 157040.000 OpenTV Corp COM G67543101 978 708600.000SH DEFINED 01 708600.000 Options Xpress Holdings COM 684010101 1123 65000.000SH DEFINED 01 65000.000 PG&E Corp COM 69331C108 353 8725.000 SH DEFINED 01 8725.000 PHI Inc - Non Voting COM 69336t205 776 38254.000SH DEFINED 01 38254.000 Peerless Systems Corp. COM 705536100 113 49586.000SH DEFINED 01 49586.000 Pfizer COM 717081103 356 21536.000SH DEFINED 01 21536.000 Philip Morris International COM 718172109 280 5748.315 SH DEFINED 01 5748.315 Procter & Gamble COM 742718109 2843 49079.000SH DEFINED 01 49079.000 Protective Life Corp COM 743674103 4500 210065.000SH DEFINED 01 210065.000 R.R. Donnelley & Sons Co COM 257867101 914 42980.000SH DEFINED 01 42980.000 Reinsurance Group of America COM 759351604 15009 336525.000SH DEFINED 01 336525.000 Rentrak Corp. COM 760174102 555 31062.000SH DEFINED 01 31062.000 Retalix Ltd COM m8215w109 185 18200.000SH DEFINED 01 18200.000 SAB Miller PLC ADR COM 78572M105 5185 214836.286SH DEFINED 01 214836.286 Schlumberger, Ltd COM 806857108 237 3970.000 SH DEFINED 01 3970.000 Syniverse Holdings Inc. COM 87163f106 1468 83900.000SH DEFINED 01 83900.000 Teradata Corp. COM 88076w103 8253 299895.000SH DEFINED 01 299895.000 Teva Pharmaceutical COM 881624209 14873 294173.380SH DEFINED 01 294173.380 Thermo Fisher Scientific, Inc. COM 883556102 10198 233518.000SH DEFINED 01 233518.000 Time Warner COM 887317303 2197 76329.007SH DEFINED 01 76329.007 Travelers Group, Inc. COM 89417E109 12514 254200.000SH DEFINED 01 254200.000 Trimble Navigation LTD COM 896239100 1196 50000.000SH DEFINED 01 50000.000 Tyco International LTD COM H89128104 6237 180900.000SH DEFINED 01 180900.000 US Bancorp COM 902973304 273 12500.000SH DEFINED 01 12500.000 United Parcel Service COM 911312106 7731 136898.000SH DEFINED 01 136898.000 United Technologies Corp COM 913017109 9642 158242.000SH DEFINED 01 158242.000 VANGUARD INTL EQTY IDX EMR MKT COM 922042858 438 11367.000SH DEFINED 01 11367.000 Vanguard Europe Pacific ETF COM 921943858 958 27916.522SH DEFINED 01 27916.522 Vanguard Financials ETF COM 92204a405 3416 114400.000SH DEFINED 01 114400.000 Vanguard Mid-Cap 450 Index COM 922908629 1209 21252.000SH DEFINED 01 21252.000 Vanguard Total Stock Market ET COM 922908769 259 4841.384 SH DEFINED 01 4841.384 Walgreen COM 931422109 226 6025.000 SH DEFINED 01 6025.000 Waste Management Inc. COM 94106l109 15298 512998.528SH DEFINED 01 512998.528 Wells Fargo & Company COM 949746101 432 15313.000SH DEFINED 01 15313.000 CME Group - Class A RET EQ 12572q105 321 1040.000 SH DEFINED 01 1040.000 Carolina Company at Pinehurst RET EQ 14386m106 0 10000.000SH DEFINED 01 10000.000 Fidelity Contrafund RET EQ 316071109 513 9426.743 SH DEFINED 01 9426.743 First Eagle Sogen Global Fund RET EQ 32008f507 466 11735.622SH DEFINED 01 11735.622 Foster's Group Ltd - ADR RET EQ 350258307 216 44000.000SH DEFINED 01 44000.000 Int'l Business Machines RET EQ 459200101 251 2100.000 SH DEFINED 01 2100.000 Iron Mountain RET EQ 462846106 391 14649.000SH DEFINED 01 14649.000 Kimberly -Clark RET EQ 494368103 495 8395.000 SH DEFINED 01 8395.000 Microsoft Corp. RET EQ 594918104 441 17137.888SH DEFINED 01 17137.888 Retalix ltd RET EQ m8215w109 193 19000.000SH DEFINED 01 19000.000 Schlumberger, Ltd RET EQ 806857108 1007 16888.583SH DEFINED 01 16888.583 Suncor Energy RET EQ 867224107 546 15800.000SH DEFINED 01 15800.000 Walgreen RET EQ 931422109 1390 37100.000SH DEFINED 01 37100.000 Vanguard Special Health Care F 921908307 213 1855.217 SH DEFINED 01 1855.217 Vanguard Total Int'l Stock Fun 921909602 168 11716.217SH DEFINED 01 11716.217 Vanguard High-Yield Corporate 922031208 75 14101.308SH DEFINED 01 14101.308 China Housing & Land Developme 16939V103 173 45000 SH DEFINED 01 45000 Gafisa SA - ADS 362607301 1063 35000 SH DEFINED 01 35000 ICICI Bank ADR 45104g104 335 8700 SH DEFINED 01 8700 Telvent GIT SA TLVT US 742 25620 SH DEFINED 01 25620
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