SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
YA Global Investments

(Last) (First) (Middle)
1012 SPRINGFIELD AVE.

(Street)
MOUNTAINSIDE NJ 07092

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
11/27/2013
3. Issuer Name and Ticker or Trading Symbol
Timios National Corp [ HOMS ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 36,991 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Convertible Preferred Stock Series J 01/31/2014 (1) Series A Common Stock 6,216,106(2)(3) $0.32 D
Explanation of Responses:
1. Please refer to Section 5 'Mandatory Conversion' of the Certificate of Designations, Preferences, and Rights of Series J Preferred Stock ("Certificate of Designation"), which memorialize the conditions in which Convertible Preferred Series J Shares ("Preferred Shares") of the Issuer would expire.
2. The number of shares memorialized above, YA Global Investments, L.P. ("YA Global") is the owner of 1,989,154 Preferred Shares of the Issuer, which enable it to convert into shares of Common Stock, which it obtained through various Securities Purchase Agreements. The Certificate of Designations prohibits the holder of the Preferred Shares from converting any portion of their Preferred Shares, if such conversion would cause the aggregate number of shares of Common Stock beneficially owned by the Holder of the Preferred Shares and its affiliates to exceed 9.99% of the outstanding shares of Common Stock following such conversion.
3. However on November 27, 2013, YA Global, through its Investment Manager, Yorkville Advisors, LLC ("Yorkville"), forwarded a notice to the Issuer of its intention to waive the Beneficial Ownership Limitation pursuant to Section 4.11 of the Certificate of Designation. Therefore as of January 31, 2014, YA Global would be entitled to convert into 6,216,106 Shares of Common Stock of the Issuer based upon the conversion amount of $0.32 per share of Common Stock for each share of the Preferred Shares held by YA Global.
/s/ Steven S. Goldstein, Esq.,By: Steven S. Goldstein, Esq.,Yorkville Advisors, LLC.,Its: Chief Compliance Officer;As the Investment Manager, To YA Global Investments, L.P. 12/04/2013
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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