EX-99.B.A.(XX) 2 a14-8489_1ex99dbdadxx.htm EX-99.B.A.(XX)

 

THE HARTFORD MUTUAL FUNDS, INC.

 

ARTICLES SUPPLEMENTARY

 

THE HARTFORD MUTUAL FUNDS, INC., a Maryland corporation registered as an open-end management investment company under the Investment Company Act of 1940 (the “Corporation”), hereby certifies to the State Department of Assessments and Taxation of Maryland (“SDAT”) that:

 

FIRST:  Pursuant to the authority expressly vested in the Board of Directors (the “Board of Directors”) of the Corporation by Section 2-208 of the Maryland General Corporation Law and the charter (the “Charter”) of the Corporation, the Board of Directors, by resolutions duly adopted at a meeting duly called and held, classified 450,000,000 authorized but unissued shares of common stock, par value $.001 per share (“Common Stock”), without further classification or designation, as the new series and classes set forth below, the shares of each such class having the preferences, rights, voting powers, restrictions, limitations as to dividends and other distributions, qualifications and terms and conditions of redemption of a class of a series of Common Stock as set forth in the Charter:

 

Series

 

Class

 

Shares

 

Hartford Multi-Asset Income Fund

 

Class A shares

 

125,000,000

 

 

 

Class C shares

 

75,000,000

 

 

 

Class I shares

 

50,000,000

 

 

 

Class Y shares

 

50,000,000

 

 

 

Class R3 shares

 

50,000,000

 

 

 

Class R4 shares

 

50,000,000

 

 

 

Class R5 shares

 

50,000,000

 

 

SECOND:  Immediately after these Articles Supplementary are accepted for record by the SDAT, the total number of authorized shares of Common Stock is 49,860,000,000, of which 9,505,000,000 are shares of Common Stock without further classification or designation and 40,355,000,000 are shares of Common Stock classified and designated as follows:

 

SERIES AND CLASS

 

NUMBER OF SHARES

 

The Hartford Balanced Fund

Class A

Class B

Class C

Class Y

Class R3

Class R4

Class R5

 

 

375,000,000

175,000,000

110,000,000

100,000,000

50,000,000

50,000,000

50,000,000

 

 

1


 

The Hartford Balanced Allocation Fund

Class A

Class B

Class C

Class I

Class Y

Class R3

Class R4

Class R5

 

 

100,000,000

50,000,000

50,000,000

50,000,000

50,000,000

50,000,000

50,000,000

50,000,000

 

 

 

 

 

The Hartford Balanced Income Fund

Class A

Class B

Class C

Class I

Class Y

Class R3

Class R4

Class R5

 

 

400,000,000

200,000,000

400,000,000

100,000,000

200,000,000

50,000,000

50,000,000

50,000,000

 

 

 

 

 

The Hartford Capital Appreciation Fund

Class A

Class B

Class C

Class I

Class Y

Class R3

Class R4

Class R5

 

 

570,000,000

175,000,000

220,000,000

400,000,000

100,000,000

50,000,000

50,000,000

50,000,000

 

 

 

 

 

The Hartford Checks and Balances Fund

Class A

Class B

Class C

Class I

Class R3

Class R4

Class R5

 

 

400,000,000

200,000,000

200,000,000

50,000,000

50,000,000

50,000,000

50,000,000

 

 

2


 

The Hartford Conservative Allocation Fund

Class A

Class B

Class C

Class I

Class Y

Class R3

Class R4

Class R5

 

 

100,000,000

50,000,000

50,000,000

50,000,000

50,000,000

50,000,000

50,000,000

50,000,000

 

 

 

 

 

The Hartford Disciplined Equity Fund

Class A

Class B

Class C

Class Y

Class R3

Class R4

Class R5

 

 

125,000,000

75,000,000

50,000,000

50,000,000

50,000,000

50,000,000

50,000,000

 

 

 

 

 

The Hartford Dividend and Growth Fund

Class A

Class B

Class C

Class I

Class Y

Class R3

Class R4

Class R5

 

 

325,000,000

75,000,000

50,000,000

200,000,000

200,000,000

50,000,000

50,000,000

50,000,000

 

 

 

 

 

Hartford Duration-Hedged Strategic Income Fund

Class A

Class C

Class I

Class Y

Class R3

Class R4

Class R5

 

 

125,000,000

75,000,000

50,000,000

50,000,000

50,000,000

50,000,000

50,000,000

 

 

3


 

The Hartford Emerging Markets Local Debt Fund

Class A

Class C

Class I

Class Y

Class R3

Class R4

Class R5

 

 

125,000,000

75,000,000

50,000,000

100,000,000

50,000,000

50,000,000

50,000,000

 

 

 

 

 

The Hartford Emerging Markets Research Fund

Class A

Class C

Class I

Class Y

Class R3

Class R4

Class R5

 

 

125,000,000

75,000,000

50,000,000

200,000,000

50,000,000

50,000,000

50,000,000

 

 

 

 

 

The Hartford Equity Income Fund

Class A

Class B

Class C

Class I

Class Y

Class R3

Class R4

Class R5

 

 

175,000,000

75,000,000

50,000,000

100,000,000

50,000,000

50,000,000

50,000,000

50,000,000

 

 

 

 

 

The Hartford Floating Rate Fund

Class A

Class B

Class C

Class I

Class Y

Class R3

Class R4

Class R5

 

 

800,000,000

200,000,000

800,000,000

1,000,000,000

200,000,000

50,000,000

50,000,000

50,000,000

 

 

4


 

The Hartford Floating Rate High Income Fund

Class A

Class C

Class I

Class Y

Class R3

Class R4

Class R5

 

 

125,000,000

75,000,000

50,000,000

50,000,000

50,000,000

50,000,000

50,000,000

 

 

 

 

 

The Hartford Global All-Asset Fund

Class A

Class C

Class I

Class Y

Class R3

Class R4

Class R5

 

 

250,000,000

150,000,000

100,000,000

50,000,000

50,000,000

50,000,000

50,000,000

 

 

 

 

 

The Hartford Global Alpha Fund

Class A

Class C

Class I

Class Y

Class R3

Class R4

Class R5

 

 

125,000,000

75,000,000

50,000,000

50,000,000

50,000,000

50,000,000

50,000,000

 

 

 

 

 

Hartford Global Capital Appreciation Fund

Class A

Class B

Class C

Class I

Class Y

Class R3

Class R4

Class R5

 

200,000,000

200,000,000

200,000,000

50,000,000

200,000,000

50,000,000

50,000,000

50,000,000

 

 

 

 

 

The Hartford Global Growth Fund

Class A

Class B

Class C

Class Y

Class R3

Class R4

Class R5

 

125,000,000

75,000,000

50,000,000

50,000,000

50,000,000

50,000,000

50,000,000

 

 

5


 

The Hartford Global Real Asset Fund

Class A

Class C

Class I

Class Y

Class R3

Class R4

Class R5

 

 

125,000,000

75,000,000

100,000,000

200,000,000

50,000,000

50,000,000

50,000,000

 

 

 

 

 

The Hartford Global Research Fund

Class A

Class B

Class C

Class I

Class Y

Class R3

Class R4

Class R5

 

 

200,000,000

200,000,000

200,000,000

50,000,000

50,000,000

50,000,000

50,000,000

50,000,000

 

 

 

 

 

The Hartford Growth Allocation Fund

Class A

Class B

Class C

Class I

Class Y

Class R3

Class R4

Class R5

 

 

100,000,000

50,000,000

50,000,000

50,000,000

50,000,000

50,000,000

50,000,000

50,000,000

 

 

 

 

 

The Hartford Healthcare Fund

Class A

Class B

Class C

Class I

Class Y

Class R3

Class R4

Class R5

 

 

125,000,000

75,000,000

50,000,000

50,000,000

50,000,000

50,000,000

50,000,000

50,000,000

 

 

6


 

The Hartford High Yield Fund

Class A

Class B

Class C

Class I

Class Y

Class R3

Class R4

Class R5

 

 

125,000,000

75,000,000

50,000,000

50,000,000

50,000,000

50,000,000

50,000,000

50,000,000

 

 

 

 

 

The Hartford Inflation Plus Fund

Class A

Class B

Class C

Class I

Class Y

Class R3

Class R4

Class R5

 

 

5,660,000,000

105,000,000

180,000,000

50,000,000

100,000,000

50,000,000

50,000,000

50,000,000

 

 

 

 

 

Hartford International Capital Appreciation Fund

Class A

Class B

Class C

Class I

Class Y

Class R3

Class R4

Class R5

 

 

 

125,000,000

75,000,000

75,000,000

50,000,000

50,000,000

50,000,000

50,000,000

50,000,000

 

 

 

 

 

The Hartford International Growth Fund

Class A

Class B

Class C

Class I

Class Y

Class R3

Class R4

Class R5

 

125,000,000

75,000,000

50,000,000

50,000,000

50,000,000

50,000,000

50,000,000

50,000,000

 

 

7


 

The Hartford International Opportunities Fund

Class A

Class B

Class C

Class I

Class Y

Class R3

Class R4

Class R5

 

 

125,000,000

75,000,000

50,000,000

50,000,000

200,000,000

50,000,000

50,000,000

50,000,000

 

 

 

 

 

The Hartford International Small Company Fund

Class A

Class B

Class C

Class I

Class Y

Class R3

Class R4

Class R5

 

 

125,000,000

75,000,000

50,000,000

50,000,000

50,000,000

50,000,000

50,000,000

50,000,000

 

 

 

 

 

The Hartford International Value Fund

Class A

Class C

Class I

Class Y

Class R3

Class R4

Class R5

 

 

125,000,000

75,000,000

50,000,000

50,000,000

50,000,000

50,000,000

50,000,000

 

 

 

 

 

The Hartford MidCap Fund

Class A

Class B

Class C

Class I

Class Y

Class R3

Class R4

Class R5

 

 

225,000,000

75,000,000

110,000,000

100,000,000

100,000,000

50,000,000

50,000,000

50,000,000

 

 

8


 

The Hartford MidCap Value Fund

Class A

Class B

Class C

Class I

Class Y

Class R3

Class R4

Class R5

 

 

125,000,000

75,000,000

50,000,000

50,000,000

50,000,000

50,000,000

50,000,000

50,000,000

 

 

 

 

 

The Hartford Municipal Opportunities Fund

Class A

Class B

Class C

Class I

 

 

200,000,000

200,000,000

200,000,000

50,000,000

 

 

 

 

 

Hartford Multi-Asset Income Fund

Class A

Class C

Class I

Class Y

Class R3

Class R4

Class R5

 

 

125,000,000

75,000,000

50,000,000

50,000,000

50,000,000

50,000,000

50,000,000

 

 

 

 

 

Hartford Real Total Return Fund

Class A

Class C

Class I

Class Y

Class R3

Class R4

Class R5

 

 

125,000,000

75,000,000

50,000,000

50,000,000

50,000,000

50,000,000

50,000,000

 

 

 

 

 

The Hartford Short Duration Fund

Class A

Class B

Class C

Class I

Class Y

Class R3

Class R4

Class R5

 

 

125,000,000

75,000,000

50,000,000

200,000,000

50,000,000

50,000,000

50,000,000

50,000,000

 

 

9


 

The Hartford Small Company Fund

Class A

Class B

Class C

Class I

Class Y

Class R3

Class R4

Class R5

 

 

125,000,000

75,000,000

50,000,000

50,000,000

50,000,000

50,000,000

50,000,000

50,000,000

 

 

 

 

 

The Hartford Small/MidCap Equity Fund

Class A

Class B

Class C

Class Y

Class R3

Class R4

Class R5

 

 

200,000,000

200,000,000

200,000,000

200,000,000

50,000,000

50,000,000

50,000,000

 

 

 

 

 

The Hartford Strategic Income Fund

Class A

Class B

Class C

Class I

Class Y

Class R3

Class R4

Class R5

 

 

200,000,000

200,000,000

200,000,000

50,000,000

100,000,000

50,000,000

50,000,000

50,000,000

 

 

 

 

 

The Hartford Target Retirement 2010 Fund

Class A

Class Y

Class R3

Class R4

Class R5

 

 

600,000,000

200,000,000

50,000,000

50,000,000

50,000,000

 

 

 

 

 

The Hartford Target Retirement 2015 Fund

Class R3

Class R4

Class R5

Class Y

 

 

50,000,000

50,000,000

50,000,000

50,000,000

 

 

10


 

The Hartford Target Retirement 2020 Fund

Class A

Class Y

Class R3

Class R4

Class R5

 

 

600,000,000

200,000,000

50,000,000

50,000,000

50,000,000

 

 

 

 

 

The Hartford Target Retirement 2025 Fund

Class R3

Class R4

Class R5

Class Y

 

 

50,000,000

50,000,000

50,000,000

50,000,000

 

 

 

 

 

The Hartford Target Retirement 2030 Fund

Class A

Class Y

Class R3

Class R4

Class R5

 

 

600,000,000

200,000,000

50,000,000

50,000,000

50,000,000

 

 

 

 

 

The Hartford Target Retirement 2035 Fund

Class R3

Class R4

Class R5

Class Y

 

 

50,000,000

50,000,000

50,000,000

50,000,000

 

 

 

 

 

The Hartford Target Retirement 2040 Fund

Class R3

Class R4

Class R5

Class Y

 

 

50,000,000

50,000,000

50,000,000

50,000,000

 

 

 

 

 

The Hartford Target Retirement 2045 Fund

Class R3

Class R4

Class R5

Class Y

 

 

50,000,000

50,000,000

50,000,000

50,000,000

 

 

 

 

 

The Hartford Target Retirement 2050 Fund

Class R3

Class R4

Class R5

Class Y

 

 

50,000,000

50,000,000

50,000,000

50,000,000

 

 

11


 

The Hartford Total Return Bond Fund

Class A

Class B

Class C

Class I

Class Y

Class R3

Class R4

Class R5

 

 

125,000,000

75,000,000

50,000,000

50,000,000

400,000,000

50,000,000

50,000,000

50,000,000

 

 

 

 

 

The Hartford Unconstrained Bond Fund

Class A

Class B

Class C

Class I

Class Y

Class R3

Class R4

Class R5

 

 

125,000,000

75,000,000

50,000,000

50,000,000

50,000,000

50,000,000

50,000,000

50,000,000

 

 

 

 

 

The Hartford Value Fund

Class A

Class B

Class C

Class I

Class Y

Class R3

Class R4

Class R5

 

 

125,000,000

75,000,000

50,000,000

50,000,000

100,000,000

50,000,000

50,000,000

50,000,000

 

 

 

 

 

The Hartford World Bond Fund

Class A

Class C

Class I

Class Y

Class R3

Class R4

Class R5

 

 

125,000,000

75,000,000

200,000,000

100,000,000

50,000,000

50,000,000

50,000,000

 

 

FIFTH:  The shares of Common Stock described in Article FIRST above have been reclassified by the Board of Directors under the authority contained in the Charter.

 

SIXTH:  These Articles Supplementary have been approved by the Board of Directors in the manner and by the vote required by law.  These Articles Supplementary do not increase the total number of authorized shares of stock of the Corporation.

 

12


 

SEVENTH:  The undersigned Vice President of the Corporation acknowledges these Articles Supplementary to be the corporate act of the Corporation and, as to all matters or facts required to be verified under oath, the undersigned Vice President acknowledges that, to the best of his knowledge, information and belief, these matters and facts are true in all material respects and that this statement is made under the penalties for perjury.

 

13


 

IN WITNESS WHEREOF, the Corporation has caused these Articles Supplementary to be signed in its name and on its behalf by its Vice President and attested by its Assistant Secretary as of the 6th day of March, 2014.

 

ATTEST:

 

THE HARTFORD MUTUAL FUNDS, INC.

 

 

 

 

 

 

/s/ Alice A. Pellegrino

 

By:

/s/ Edward P. Macdonald

Alice A. Pellegrino

 

Edward P. Macdonald

Assistant Secretary

 

Vice President, Secretary and Chief Legal Officer

 

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