0001172661-12-000648.txt : 20120524 0001172661-12-000648.hdr.sgml : 20120524 20120524094108 ACCESSION NUMBER: 0001172661-12-000648 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120524 DATE AS OF CHANGE: 20120524 EFFECTIVENESS DATE: 20120524 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JOHNSTON ASSET MANAGEMENT CORP CENTRAL INDEX KEY: 0001006364 IRS NUMBER: 133257590 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05210 FILM NUMBER: 12865897 BUSINESS ADDRESS: STREET 1: ONE LANDMARK SQUARE CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 2033244722 MAIL ADDRESS: STREET 1: ONE LANDMARK SQUARE CITY: STAMFORD STATE: CT ZIP: 06901 FORMER COMPANY: FORMER CONFORMED NAME: JOHNSTON SCHAGER ASSET MANAGEMENT CORP/CT DATE OF NAME CHANGE: 19990324 13F-HR 1 JohnstonAsset4Q11.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Johnston Asset Management Corp. Address: 1 Landmark Square Stamford, CT 06901 13F File Number: 028-05210 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Julie O'Connor Title: Chief Operating Officer Phone: 203-324-4722 Signature, Place, and Date of Signing: /s/ Julie O'Connor Stamford, CT May 24, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 163 Form 13F Information Table Value Total: $1,189,781 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABB LTD SPONSORED ADR 000375204 12583 668237 SH SOLE 668237 0 0 ABBOTT LABS COM 002824100 497 8846 SH OTHER 8846 0 0 ABBOTT LABS COM 002824100 12376 220092 SH SOLE 220092 0 0 ADOBE SYS INC COM 00724F101 311 10990 SH OTHER 8740 0 2250 ADOBE SYS INC COM 00724F101 21252 751758 SH SOLE 751758 0 0 AGL RES INC COM 001204106 25 586 SH SOLE 586 0 0 AIR PRODS & CHEMS INC COM 009158106 85 1000 SH SOLE 1000 0 0 AMAZON COM INC COM 023135106 10 57 SH SOLE 57 0 0 AMGEN INC COM 031162100 12363 192536 SH SOLE 192536 0 0 AMGEN INC COM 031162100 244 3800 SH OTHER 3000 0 800 APPLE INC COM 037833100 41 100 SH SOLE 100 0 0 ASML HOLDING N V NY REG SHS N07059186 53983 1291780 SH SOLE 1291780 0 0 AT&T INC COM 00206R102 370 12220 SH OTHER 12220 0 0 AT&T INC COM 00206R102 361 11930 SH SOLE 11930 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 844 15631 SH OTHER 13631 0 2000 AUTOMATIC DATA PROCESSING IN COM 053015103 19211 355689 SH SOLE 355689 0 0 BANK OF NEW YORK MELLON CORP COM 064058100 115 5801 SH SOLE 5801 0 0 BECTON DICKINSON & CO COM 075887109 111 1491 SH OTHER 0 0 1491 BECTON DICKINSON & CO COM 075887109 8263 110582 SH SOLE 110582 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 109 1428 SH SOLE 1428 0 0 BHP BILLITON PLC SPONSORED ADR 05545E209 21200 363077 SH SOLE 363077 0 0 BLACKROCK MUNICIPL INC QLTY COM 092479104 56 3750 SH SOLE 3750 0 0 BOSTON SCIENTIFIC CORP COM 101137107 0 1 SH SOLE 1 0 0 CALAMOS STRATEGIC TOTL RETN COM SH BEN INT 128125101 7 875 SH SOLE 875 0 0 CELGENE CORP COM 151020104 235 3470 SH OTHER 3470 0 0 CELGENE CORP COM 151020104 21401 316590 SH SOLE 316590 0 0 CERNER CORP COM 156782104 467 7620 SH OTHER 6020 0 1600 CERNER CORP COM 156782104 14354 234354 SH SOLE 234354 0 0 CHEVRON CORP NEW COM 166764100 394 3707 SH SOLE 3707 0 0 CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 14422 390111 SH SOLE 390111 0 0 CISCO SYS INC COM 17275R102 238 13185 SH OTHER 9585 0 3600 CISCO SYS INC COM 17275R102 18101 1001148 SH SOLE 1001148 0 0 CITIGROUP INC COM NEW 172967424 0 1 SH OTHER 1 0 0 CITIGROUP INC COM NEW 172967424 5 200 SH SOLE 200 0 0 COCA COLA CO COM 191216100 443 6328 SH SOLE 6328 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 444 6900 SH OTHER 6900 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 20523 319133 SH SOLE 319133 0 0 COMCAST CORP NEW CL A 20030N101 411 17350 SH OTHER 15850 0 1500 COMCAST CORP NEW CL A 20030N101 16066 677610 SH SOLE 677610 0 0 CREDIT SUISSE GROUP SPONSORED ADR 225401108 15041 640579 SH SOLE 640579 0 0 DARDEN RESTAURANTS INC COM 237194105 26 571 SH SOLE 571 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 435 4975 SH OTHER 3575 0 1400 DIAGEO P L C SPON ADR NEW 25243Q205 91610 1047925 SH SOLE 1047925 0 0 DISNEY WALT CO COM DISNEY 254687106 11 300 SH SOLE 300 0 0 DUKE ENERGY CORP NEW COM 26441C105 18 800 SH SOLE 800 0 0 E M C CORP MASS COM 268648102 349 16225 SH OTHER 13725 0 2500 E M C CORP MASS COM 268648102 16532 767489 SH SOLE 767489 0 0 EATON VANCE MUN BD FD COM 27827X101 44 3500 SH SOLE 3500 0 0 EATON VANCE PA MUN BD FD COM 27828W102 125 9300 SH SOLE 9300 0 0 EATON VANCE PA MUNI INCOME T SH BEN INT 27826T101 13 1000 SH SOLE 1000 0 0 EATON VANCE TX MGD DIV EQ IN COM 27828N102 74 8300 SH SOLE 8300 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 16275 230193 SH SOLE 230193 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 473 6690 SH OTHER 5090 0 1600 EMERSON ELEC CO COM 291011104 124 2671 SH SOLE 2671 0 0 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 248 5400 SH OTHER 3900 0 1500 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 512 11170 SH SOLE 11170 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 1269 27365 SH OTHER 20165 0 7200 ENTERPRISE PRODS PARTNERS L COM 293792107 4713 101607 SH SOLE 101607 0 0 EOG RES INC COM 26875P101 2597 26360 SH SOLE 26360 0 0 EOG RES INC COM 26875P101 177 1800 SH OTHER 1380 0 420 EXXON MOBIL CORP COM 30231G102 2719 32075 SH SOLE 32075 0 0 FASTENAL CO COM 311900104 37 856 SH SOLE 856 0 0 FLIR SYS INC COM 302445101 279 11140 SH OTHER 8820 0 2320 FLIR SYS INC COM 302445101 12756 508821 SH SOLE 508821 0 0 FRESENIUS MED CARE AG&CO KGA SPONSORED ADR 358029106 482 7085 SH OTHER 5085 0 2000 FRESENIUS MED CARE AG&CO KGA SPONSORED ADR 358029106 43350 637693 SH SOLE 637693 0 0 FRONTIER COMMUNICATIONS CORP COM 35906A108 1 110 SH SOLE 110 0 0 FULTON FINL CORP PA COM 360271100 223 22758 SH SOLE 22758 0 0 GENERAL ELECTRIC CO COM 369604103 16489 920660 SH SOLE 920660 0 0 GENERAL ELECTRIC CO COM 369604103 218 12170 SH OTHER 8870 0 3300 GOOGLE INC CL A 38259P508 446 690 SH OTHER 640 0 50 GOOGLE INC CL A 38259P508 20952 32439 SH SOLE 32439 0 0 HALLIBURTON CO COM 406216101 86 2500 SH SOLE 2500 0 0 HEINZ H J CO COM 423074103 182 3375 SH SOLE 3375 0 0 HERSHEY CO COM 427866108 216 3500 SH SOLE 3500 0 0 HEWLETT PACKARD CO COM 428236103 5718 221958 SH SOLE 221958 0 0 HIGHWOODS PPTYS INC COM 431284108 682 23000 SH SOLE 23000 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 162 4240 SH OTHER 4240 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 9539 250365 SH SOLE 250365 0 0 ICICI BK LTD ADR 45104G104 24856 940453 SH SOLE 940453 0 0 INDIA FD INC COM 454089103 5 285 SH SOLE 285 0 0 INTEGRYS ENERGY GROUP INC COM 45822P105 54 1000 SH SOLE 1000 0 0 INTEL CORP COM 458140100 372 15360 SH OTHER 13660 0 1700 INTEL CORP COM 458140100 15010 618956 SH SOLE 618956 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 46 250 SH SOLE 250 0 0 INTUIT COM 461202103 56 1071 SH SOLE 1071 0 0 ISHARES TR DJ US BAS MATL 464287838 34 535 SH SOLE 535 0 0 ISHARES TR MSCI EAFE INDEX 464287465 83 1678 SH SOLE 1678 0 0 ISHARES TR MSCI EMERG MKT 464287234 67 1753 SH SOLE 1753 0 0 JDS UNIPHASE CORP COM PAR $0.001 46612J507 0 18 SH SOLE 18 0 0 JOHNSON & JOHNSON COM 478160104 393 5990 SH OTHER 4790 0 1200 JOHNSON & JOHNSON COM 478160104 13637 207948 SH SOLE 207948 0 0 KIMBERLY CLARK CORP COM 494368103 101 1375 SH SOLE 1375 0 0 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 336 3950 SH SOLE 3950 0 0 KLA-TENCOR CORP COM 482480100 393 8145 SH OTHER 5790 0 2355 KLA-TENCOR CORP COM 482480100 15392 319008 SH SOLE 319008 0 0 LEVEL 3 COMMUNICATIONS INC COM NEW 52729N308 0 6 SH SOLE 6 0 0 LIBERTY PPTY TR SH BEN INT 531172104 283 9174 SH OTHER 7174 0 2000 LIBERTY PPTY TR SH BEN INT 531172104 1608 52080 SH SOLE 52080 0 0 M & T BK CORP COM 55261F104 1208 15827 SH SOLE 15827 0 0 MARSH & MCLENNAN COS INC COM 571748102 201 6360 SH OTHER 6360 0 0 MARSH & MCLENNAN COS INC COM 571748102 19067 603019 SH SOLE 603019 0 0 MAXIM INTEGRATED PRODS INC COM 57772K101 289 11080 SH OTHER 7500 0 3580 MAXIM INTEGRATED PRODS INC COM 57772K101 18310 703141 SH SOLE 703141 0 0 MCDONALDS CORP COM 580135101 36 357 SH SOLE 357 0 0 MEDCO HEALTH SOLUTIONS INC COM 58405U102 51 917 SH SOLE 917 0 0 MEDTRONIC INC COM 585055106 16787 438883 SH SOLE 438883 0 0 MERCK & CO INC NEW COM 58933Y105 468 12410 SH SOLE 12410 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 330 9000 SH SOLE 9000 0 0 MICROSOFT CORP COM 594918104 14410 555080 SH SOLE 555080 0 0 MICROSOFT CORP COM 594918104 212 8180 SH OTHER 6180 0 2000 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 31557 1230782 SH SOLE 1230782 0 0 MONSANTO CO NEW COM 61166W101 11487 163930 SH SOLE 163930 0 0 MONSANTO CO NEW COM 61166W101 343 4890 SH OTHER 4490 0 400 NETAPP INC COM 64110D104 368 10140 SH OTHER 8340 0 1800 NETAPP INC COM 64110D104 17373 478987 SH SOLE 478987 0 0 NORDIC AMERICAN TANKERS LIMI COM G65773106 30 2500 SH SOLE 2500 0 0 NOVARTIS A G SPONSORED ADR 66987V109 78572 1374355 SH SOLE 1374355 0 0 NUVEEN CONN PREM INCOME MUN SH BEN INT 67060D107 28 2000 SH SOLE 2000 0 0 NUVEEN MUN VALUE FD INC COM 670928100 25 2500 SH SOLE 2500 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 8200 87515 SH SOLE 87515 0 0 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 557 9640 SH OTHER 8040 0 1600 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 941 16300 SH SOLE 16300 0 0 PALL CORP COM 696429307 486 8500 SH OTHER 6500 0 2000 PALL CORP COM 696429307 25289 442509 SH SOLE 442509 0 0 PAYCHEX INC COM 704326107 48 1600 SH SOLE 1600 0 0 PFIZER INC COM 717081103 78 3600 SH SOLE 3600 0 0 PHILIP MORRIS INTL INC COM 718172109 28 357 SH SOLE 357 0 0 PIMCO MUN INCOME FD II COM 72200W106 58 5179 SH SOLE 5179 0 0 PROCTER & GAMBLE CO COM 742718109 1513 22678 SH SOLE 22678 0 0 QIAGEN NV REG SHS N72482107 66766 4834553 SH SOLE 4834553 0 0 QIAGEN NV REG SHS N72482107 185 13420 SH OTHER 10420 0 3000 QUALCOMM INC COM 747525103 309 5640 SH OTHER 4440 0 1200 QUALCOMM INC COM 747525103 22431 410082 SH SOLE 410082 0 0 QUEST DIAGNOSTICS INC COM 74834L100 244 4210 SH OTHER 4210 0 0 QUEST DIAGNOSTICS INC COM 74834L100 16311 280939 SH SOLE 280939 0 0 RF MICRODEVICES INC COM 749941100 2 300 SH SOLE 300 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 585 8000 SH SOLE 8000 0 0 SAP AG SPON ADR 803054204 16812 317504 SH SOLE 317504 0 0 SCHLUMBERGER LTD COM 806857108 508 7442 SH OTHER 6842 0 600 SCHLUMBERGER LTD COM 806857108 21833 319615 SH SOLE 319615 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 55 1400 SH SOLE 1400 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 120 1735 SH SOLE 1735 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 33 2542 SH SOLE 2542 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 113 4421 SH SOLE 4421 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 68 428 SH SOLE 428 0 0 STATE STR CORP COM 857477103 26 647 SH SOLE 647 0 0 TARGA RESOURCES PARTNERS LP COM UNIT 87611X105 160 4300 SH SOLE 4300 0 0 TECO ENERGY INC COM 872375100 96 5000 SH SOLE 5000 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 193 4770 SH OTHER 4120 0 650 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 66922 1658115 SH SOLE 1658115 0 0 TRANSOCEAN LTD REG SHS H8817H100 55 1431 SH SOLE 1431 0 0 UNION PAC CORP COM 907818108 339 3200 SH SOLE 3200 0 0 UNITED TECHNOLOGIES CORP COM 913017109 52 714 SH SOLE 714 0 0 VARIAN MED SYS INC COM 92220P105 685 10205 SH OTHER 8505 0 1700 VARIAN MED SYS INC COM 92220P105 25453 379154 SH SOLE 379154 0 0 VEOLIA ENVIRONNEMENT SPONSORED ADR 92334N103 6872 621880 SH SOLE 621880 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 18 460 SH SOLE 460 0 0 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 425 15147 SH OTHER 12160 0 2987 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 83372 2974396 SH SOLE 2974396 0 0 WESTPAC BKG CORP SPONSORED ADR 961214301 403 3936 SH OTHER 3936 0 0 WESTPAC BKG CORP SPONSORED ADR 961214301 108 1055 SH SOLE 1055 0 0 ZIMMER HLDGS INC COM 98956P102 27 500 SH SOLE 500 0 0