SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Paradowski Mark R

(Last) (First) (Middle)
140 JOHN JAMES AUDUBON PARKWAY

(Street)
AMHERST NY 14228

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
07/22/2013
3. Issuer Name and Ticker or Trading Symbol
COLUMBUS MCKINNON CORP [ CMCO ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP - Information Services
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 5,064(1) D
Common Stock 1,326.2374(2) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Non-Qualified Stock Option (Right to Buy) 05/19/2009 05/18/2018 Common Stock 305(3) $28.45 D
Non-Qualified Stock Option (Right to Buy) 05/18/2010 05/17/2019 Common Stock 989(4) $13.27 D
Non-Qualified Stock Option (Right to Buy) 05/17/2011 05/16/2020 Common Stock 1,568(5) $18.24 D
Non-Qualified Stock Option (Right to Buy) 05/23/2012 05/22/2021 Common Stock 1,436(6) $19.5 D
Non-Qualified Stock Options (Right to Buy) 05/21/2013 05/20/2022 Common Stock 2,165(7) $13.43 D
Non-Qualified Stock Options (Right to Buy) 05/20/2014 05/19/2023 Common Stock 1,980(8) $18.95 D
Explanation of Responses:
1. Includes 2,336 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 206 shares become fully vested and non-forfeitable on 5/17/2014; 381 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/23/2014; 810 shares become fully vested and non-forfeitable 33.33% for three years beginning 5/21/2014; and 939 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/20/2014, if reporting person remains an employee of issuer.
2. Reports shares allocated to account of reporting person under the Columbus McKinnon Corporation Employee Stock Ownership Plan, as amended (the "ESOP").
3. All exercisable, pursuant to IRS limitations.
4. All exercisable, pursuant to IRS limitations.
5. Exercisable 25% per year for four years beginning 5/17/2011, if reporting person remains an employee of issuer.
6. Exercisable 25% per year for four years beginning 5/23/2012, if reporting person remains an employee of issuer.
7. Exercisable 25% per year for four years beginning 5/21/2013, if reporting person remains an employee of issuer.
8. Exercisable 25% per year for four years beginning 5/20/2014, if reporting person remains an employee of issuer.
Remarks:
Mark R. Paradowski 07/31/2013
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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