0001344446-11-000008.txt : 20110525 0001344446-11-000008.hdr.sgml : 20110525 20110525103310 ACCESSION NUMBER: 0001344446-11-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110523 FILED AS OF DATE: 20110525 DATE AS OF CHANGE: 20110525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Steinberg Richard A CENTRAL INDEX KEY: 0001344446 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34362 FILM NUMBER: 11869812 MAIL ADDRESS: STREET 1: 140 JOHN JAMES AUDUBON PARKWAY CITY: AMHERST STATE: NY ZIP: 14228-1197 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COLUMBUS MCKINNON CORP CENTRAL INDEX KEY: 0001005229 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 160547600 STATE OF INCORPORATION: NY FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 140 JOHN JAMES AUDUBON PKWY CITY: AMHERST STATE: NY ZIP: 14228-1197 BUSINESS PHONE: 7166895400 MAIL ADDRESS: STREET 1: 140 JOHN JAMES AUDUBON PARKWAY CITY: AMHERST STATE: NY ZIP: 14228-1197 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2011-05-23 0001005229 COLUMBUS MCKINNON CORP CMCO 0001344446 Steinberg Richard A 140 JOHN JAMES AUDUBON PARKWAY AMHERST NY 14228-1197 0 1 0 0 V.P. - Human Resources Common Stock 3870 D Common Stock 2011-05-23 4 A 0 1422 0 A 5292 D Common Stock 565.4767 D Common Stock 600435.6156 I Additional shares held by ESOP; reporting person is 1 of 2 trustees; DISCLAIMS beneficial ownership Incentive Stock Options (Right to Buy) 21.61 2006-10-16 2016-10-15 Common Stock 45000 45000 D Incentive Stock Options (Right to Buy) 28.45 2009-05-19 2018-05-18 Common Stock 1307 1307 D Non-Qualified Stock Options (Right to Buy) 13.27 2010-05-18 2019-05-17 Common Stock 3804 3804 D Non-Qualified Stock Options (Right to Buy) 18.24 2011-05-17 2020-05-16 Common Stock 2798 2798 D Non-Qualified Stock Options (Right to Buy) 19.50 2011-05-23 4 A 0 2685 A 2021-05-22 Common Stock 2685 2685 D Represents restricted stock units issued to reporting person under the Columbus McKinnon Corporation 2010 Long Term Incentive Plan dated as of July 26, 2010, subject to forfeiture in whole or part; units become fully vested and non-forfeitable 25% per year for four years beginning 5/23/2012, if reporting person remains a director of issuer. Includes 4,001 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 1,015 shares become fully vested and non-forfeitable 50% for two years beginning 5/18/2012; 460 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/19/2012, 1,104 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/17/2012, and the remaining 1,422 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/23/2012, if reporting person remains an employee of issuer. Reports shares allocated to account of reporting person under the Columbus McKinnon Corporation Employee Stock Ownership Plan, as amended (the "ESOP"). All exercisable, subject to IRS limitations. Exercisable 25% per year for four years, beginning 5/19/09, if reporting person remains an employee of issuer. Exercisable 25% per year for four years beginning 5/18/2010, if reporting person remains an employee of issuer. Exercisable 25% per year for four years beginning 5/17/2011, if reporting person remains an employee of issuer. Represents non-qualified stock options issued to reporting person under the Columbus McKinnon Corporation 2010 Long Term Incentive Plan dated as of July 26, 2010; options become exercisable 25% per year for four years beginning 5/23/2012, if reporting person remains an employee of issuer. Richard A. Steinberg 2011-05-24