SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
GOODSPEED LINDA

(Last) (First) (Middle)
140 JOHN JAMES AUDUBON PARKWAY

(Street)
AMHERST NY 14228

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
COLUMBUS MCKINNON CORP [ CMCO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
07/25/2011
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 15,604 D
Common Stock 07/25/2011 A 2,656(1) A $0 18,260 D
Common Stock 07/26/2011 M 650(2) A $0 18,910 D
Common Stock 07/27/2011 M 325(3) A $0 19,235 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (4) (5) (5) Common Stock 325 325(5) D
Restricted Stock Units (4) 07/25/2011 A 1,300 (6) (6) Common Stock 1,300 $0 1,300(6) D
Restricted Stock Units (4) 07/26/2011 M 650 (2) (2) Common Stock 650 (2) 650(2) D
Restricted Stock Units (4) 07/27/2011 M 325 (3) (3) Common Stock 325 (3) 325(3) D
Explanation of Responses:
1. Represents shares granted to reporting person pursuant to the Columbus McKinnon Corporation 2010 Long Term Incentive Plan dated as of July 26, 2010.
2. Originally a 1300 restricted stock unit award, 650 restricted stock units became fully vested and non-forfeitable on July 26, 2011. The remaining 650 restricted stock units become fully vested and non-forfeitable 50% on July 26, 2012 and 50% on July 26, 2013, if reporting person remains a director of issuer.
3. Originally a 1300 restricted stock unit award, 650 restricted stock units became fully vested and non-forfeitable on July 27, 2010 and 325 restricted stock units became fully vested and non-forfeitable on July 27, 2011 . The remaining 325 restricted stock units become fully vested and non-forfeitable on July 27, 2012, if reporting person remains a director of issuer.
4. Each restricted stock unit represents a contingent right to receive one (1) share of Columbus McKinnon Corporation common stock.
5. Originally a 1300 restricted stock unit award, 650 restricted stock units became fully vested and non-forfeitable on July 28, 2009 and 325 units because fully vested and non-forfeitable on July 28, 2010. The remaining 325 restricted stock units become fully vested and non-forfeitable on July 28, 2011, if reporting person remains a director of issuer.
6. Represents restricted stock units issued to reporting person under the Columbus McKinnon Corporation 2010 Long Term Incentive Plan dated as of July 26, 2010, subject to forfeiture; units become fully vested and non-forfeitable 50% on July 25, 2012, 25% on July 25, 2013 and 25% on July 25, 2014, if reporting person remains a director of issuer.
Remarks:
Mary C. O'Connor, Power of Attorney for Linda A. Goodspeed 07/27/2011
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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