-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Fp0CLGp46URTg59GrDiIqF+xgSTg4GbGb1TwF65d5j0oliwyAWYL72UbXqytvsGO iZiXVOE9QZp7ZWfn/tyBgQ== 0001099281-04-000103.txt : 20041115 0001099281-04-000103.hdr.sgml : 20041115 20041115154017 ACCESSION NUMBER: 0001099281-04-000103 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040930 FILED AS OF DATE: 20041115 DATE AS OF CHANGE: 20041115 EFFECTIVENESS DATE: 20041115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: THIRD AVENUE MANAGEMENT LLC CENTRAL INDEX KEY: 0001002858 STANDARD INDUSTRIAL CLASSIFICATION: ASSET-BACKED SECURITIES [6189] IRS NUMBER: 010690900 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05110 FILM NUMBER: 041144946 BUSINESS ADDRESS: STREET 1: 622 THIRD AVENUE STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: EQSF ADVISERS INC/ DATE OF NAME CHANGE: 19960318 13F-HR 1 tam092004.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F-HR Form 13F-HR COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2004 Check here if Amendment: |_|; Amendment Number: This Amendment (Check only one): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Third Avenue Management LLC Address: 622 Third Avenue, 32nd Floor New York, NY 10017 Form 13F File Number: 028-5110 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Willard James Hall Title: General Counsel Phone: 212-888-2290 Signature, Place, and Date of Signing: Willard James Hall New York, New York November 12, 2004 Report Type (Check one only): [x] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 169 Form 13F Information Table Value Total: $7,133,865 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file nember(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------- --------- -------- -------- ---------------------------- ------ ------------------- INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) SHARED MARKET SOLE SHAREDOTHER SOLE SHARED NONE SECURITY DESCRIPTION CLASS CUSIP SHARES VALUE (A) (B) (C) MGR (A) (B) (C) 3 Com Corp COM 885535104 100,000 422 X 100,000 0 0 Acadia Realty Trust COM 004239109 985,500 14,536 X 982,900 0 2,600 Ace Limited ORD G0070K103 87,035 3,487 X 87,035 0 0 Acmat Corp.- Class A CL A 004616207 200,678 2,468 X 200,678 0 0 Advanced Fibre Communications, Inc. COM 00754A105 522,802 8,313 X 522,802 0 0 Advanced Power Technology COM 00761E108 532,700 4,533 X 532,700 0 0 Agrium, Inc. COM 008916108 3,769,550 66,947 X 3,693,900 0 75,650 Alamo Group, Inc. COM 011311107 3,207,593 60,014 X 2,308,334 0 899,259 Alexander & Baldwin, Inc. COM 014482103 1,956,440 66,402 X 1,956,440 0 0 Alico, Inc. COM 016230104 353,300 15,051 X 353,300 0 0 Ambac Financial Group COM 023139108 300,000 23,985 X 300,000 0 0 American Financial Realty Trust SBI 02607P305 2,148,900 30,321 X 2,147,850 0 1,050 American Land Lease Inc. COM 027118108 451,408 8,757 X 447,608 0 3,800 American Power Conversion Corp COM 029066107 4,965,118 86,343 X 4,884,750 0 80,368 AMN Healthcare Services Inc. COM 001744101 728,844 8,710 X 728,844 0 0 Analogic Corporation COM 032657207 123,400 5,145 X 119,000 0 4,400 Anthracite Capital Inc. COM 037023108 439,425 4,886 X 439,425 0 0 Applied Materials, Inc. COM 038222105 1,897,965 31,297 X 1,847,421 0 50,544 Arch Capital Group Ltd. COM G0450A105 2,052,803 79,936 X 2,006,103 0 46,700 Ascential Software Corp COM 04362P108 1,200,439 16,170 X 1,200,439 0 0 Associated Estates Realty Corporati COM 045604105 186,025 1,858 X 186,025 0 0 Astoria Financial Corp. COM 046265104 106,000 3,762 X 106,000 0 0 Avatar Holdings Inc. COM 053494100 746,065 31,670 X 743,265 0 2,800 AVX Corp. COM 002444107 12,985,906 153,883 X 11,266,601 0 1,719,305 Banco Latinoamericano Exportaciones COM P16994132 285,000 4,375 X 285,000 0 0 Bandag, Incorporated COM 059815100 272,100 11,918 X 272,100 0 0 Bank Mutual Corp COM 063750103 12,379 149 X 12,379 0 0 BankAtlantic Bankcorp, Inc. CL A 065908501 835,000 15,297 X 835,000 0 0 Banknorth Group Inc. COM 06646R107 69,566 2,435 X 69,566 0 0 BelFuse Inc. CL B CL B 077347300 799,327 26,442 X 792,527 0 6,800 BelFuse Inc. CL. A CL A 077347201 290,438 8,147 X 290,438 0 0 Burnham Pacific Ppty. Inc. COM 12232C108 959,000 117 X 959,000 0 0 Brascan Corporation CL A 10549P606 9,878,144 298,320 X 9,758,591 0 119,553 British Land Company PLC ORD 0136701 1,716,552 23,110 X 1,716,552 0 0 Brookfield Homes Corp COM 112723101 316,350 8,336 X 315,230 0 1,120 Brookfield Properties COM 112900105 1,499,750 48,382 X 1,495,150 0 4,600 Brookline Bancorp, Inc. COM 11373M107 4,141,960 64,905 X 3,979,185 0 162,775 Canadian Natural Resources COM 136385101 407,200 16,219 X 407,200 0 0 Capital Lease Funding Inc. COM 140288101 394,400 4,354 X 394,400 0 0 Capital Southwest COM 140501107 306,579 23,300 X 301,434 0 5,145 Carver Bancorp, Inc. COM 146875109 218,500 4,457 X 218,500 0 0 Catellus Development Corp. COM 149113102 8,272,746 219,310 X 6,946,583 0 1,326,163 Cavco Industries, Inc. COM 149568107 143,759 5,430 X 143,759 0 0 CEMENTO ARGOS SA COM 2184173 100,000 708 X 100,000 0 0 CIT Group Inc. COM 125581108 1,056,335 39,496 X 609,830 0 446,505 Coachman Industries, Inc. COM 189873102 271,000 4,276 X 271,000 0 0 Coherent Inc. COM 192479103 902,437 23,409 X 902,437 0 0 Commercial Federal Corp. COM 201647104 61,543 1,660 X 61,543 0 0 Commscope, Inc. COM 203372107 2,024,950 43,739 X 2,024,950 0 0 Compagnie Generale de Geophysique - ADR 204386106 233,600 3,107 X 233,600 0 0 Comverse Technology, Inc. COM 205862402 4,163,682 1,022,741 X 4,077,307 0 86,375 CONCORD CAMERA CORP COM 206156101 50,000 93 X 50,000 0 0 Consolidated Tomoka Land Company COM 210226106 666,328 23,175 X 663,753 0 2,575 Credence Systems COM 225302108 6,622,512 47,682 X 6,312,562 0 309,950 Cresud S.A. ADR ADR 226406106 281,836 3,269 X 281,836 0 0 Cresud SA Comericial Ind WTS WTS P3311R150 200,000 216 X 200,000 0 0 Criimi Mae Inc. COM 226603504 539,769 7,924 X 539,769 0 0 Cross Country Healthcare Inc. COM 227483104 3,056,290 47,372 X 3,006,465 0 49,825 CRT Properties Inc COM 22876P109 2,571,811 55,165 X 2,563,611 0 8,200 Danielson Holding Corp. COM 236274106 4,535,622 27,622 X 4,535,622 0 0 Datascope Corp. COM 238113104 417,287 15,565 X 407,825 0 9,462 Deltic Timber COM 247850100 406,100 16,159 X 406,100 0 0 Dress Barn, Inc. COM 261570105 860,771 15,020 X 860,771 0 0 Electro Scientific Industries, Inc. COM 285229100 3,324,079 57,673 X 3,242,674 0 81,405 Encana Corp. COM 292505104 1,666,300 77,150 X 1,192,800 0 473,500 ESG Re Limited COM G31215109 118,449 18 X 118,449 0 0 Evertrust Financial Group COM 300412103 60,000 1,535 X 60,000 0 0 Falcon Financial Investment Trust COM 306032103 1,525,500 12,341 X 1,522,450 0 3,050 FBL Financial Group, Inc. CL A 30239F106 472,500 12,375 X 472,500 0 0 First Potomac Realty Trust SBI 33610F109 568,300 11,741 X 567,400 0 900 Florida East Coast Industries, Inc. COM 340632108 55,032 2,066 X 55,032 0 0 Fording Canadian Coal Trust UNIT 345425102 835,500 46,763 X 835,500 0 0 Forest City Enterprise Cl A CL A 345550107 6,261,045 344,984 X 5,574,265 0 686,780 Forest City Enterprise Cl B CL B 345550305 11,250 616 X 11,250 0 0 FSI International, Inc. COM 302633102 345,988 1,446 X 329,238 0 16,750 Golar LNG LTD COM 7139695 175,000 2,756 X 175,000 0 0 Haynes International Inc. COM 420877201 445,714 5,460 X 445,714 0 0 Herley Industries, Inc. COM 427398102 443,358 8,286 X 443,358 0 0 Hollywood Entertainment Corporation COM 436141105 591,964 5,843 X 591,964 0 0 Hutchinson Technology Inc. COM 448407106 700,685 18,729 X 700,685 0 0 Industrias Bachoco, S.A. DE C.V. ADR 456463108 598,300 6,827 X 598,300 0 0 Ingram Micro Inc. COM 457153104 203,700 3,280 X 203,700 0 0 Instinet Group Inc. COM 457750107 12,653,081 63,645 X 11,324,981 0 1,328,100 Investment Technology Group. COM 46145F105 132,800 2,032 X 132,800 0 0 IXYS Corp COM 46600W106 532,661 3,825 X 532,661 0 0 Jakks Pacific, Inc. COM 47012E106 3,395,210 78,090 X 3,314,066 0 81,144 Jefferies Group COM 472319102 453,030 15,616 X 453,030 0 0 Jones Lang Lasalle COM 48020Q107 699,900 23,104 X 699,900 0 0 Kemet Corporation COM 488360108 1,586,503 12,835 X 1,516,318 0 70,185 Kinross Gold Corp COM 496902206 32,333 219 X 32,333 0 0 Kmart Holding Corp.-NEW COM 498780105 4,912,525 429,699 X 4,912,525 0 0 K-Swiss Incl Cl A CL A 482686102 858,758 16,531 X 858,758 0 0 Legg Mason Inc. COM 524901105 2,574,200 137,128 X 2,516,858 0 57,342 Leucadia National Corp. COM 527288104 512,350 29,025 X 510,850 0 1,500 Levitt Corporation CL A 52742P108 208,750 4,897 X 208,750 0 0 Lindsay Manufacturing Co. COM 535555106 954,700 25,615 X 954,700 0 0 LNR Property Corporation COM 501940100 3,274,025 202,695 X 3,251,950 0 22,075 MBIA Inc. COM 55262C100 2,158,123 125,624 X 2,140,787 0 17,336 MCI, Inc. COM 552691107 188,600 3,159 X 188,600 0 0 Mestek Inc. COM 590829107 360,100 6,284 X 360,100 0 0 Millea Holdings, Inc. ADR ADR 60032R106 3,426,923 220,248 X 3,364,503 0 62,420 Montpelier Re Holdings Ltd. COM G62185106 737,500 27,052 X 737,500 0 0 Nabors Industries COM G6359F103 1,688,769 79,963 X 1,652,065 0 36,704 NewAlliance Bancshares, Inc. COM 650203102 2,669,022 38,300 X 2,619,897 0 49,125 Noranda Inc. COM 655422103 310,800 5,423 X 310,800 0 0 Nortel Inversora-ADR PFD B ADR 656567401 27,200 200 X 27,200 0 0 Nuveen Investments, Inc., CL A CL A 67090F106 489,900 14,501 X 489,900 0 0 On Assignment, Inc. COM 682159108 1,193,145 5,298 X 1,193,145 0 0 One Liberty Properties COM 682406103 982,375 17,732 X 981,775 0 600 Pan American Silver Corp COM 697900108 13,000 221 X 13,000 0 0 Parexel International Corp COM 699462107 3,936,219 77,150 X 3,808,044 0 128,175 Park Electrochemical Corp. COM 700416209 717,400 15,209 X 717,400 0 0 Pharmaceutical Product Development COM 717124101 937,263 33,741 X 937,263 0 0 Planar Systems Inc. COM 726900103 247,200 2,771 X 247,200 0 0 Pogo Producing Co COM 730448107 780,050 37,013 X 780,050 0 0 Precision Drilling Corp COM 74022D100 243,700 14,013 X 243,700 0 0 Prime Group Realty Trust COM 74158J103 628,900 3,585 X 628,900 0 0 Prologis Trust SBI 743410102 1,545,148 54,451 X 1,542,628 0 2,520 PS Business Parks, Inc. COM 69360J107 1,360,275 54,207 X 1,359,975 0 300 Quanta Services, Inc. COM 74762E102 9,216,000 55,757 X 9,214,000 0 2,000 Radian Group Inc. COM 750236101 2,524,593 116,712 X 2,481,035 0 43,558 Rait Investment Trust SBI 749227104 258,300 7,065 X 258,300 0 0 Raymond James Financial COM 754730109 1,634,646 39,428 X 1,634,646 0 0 RTI International Metals, Inc. COM 74973W107 378,600 7,333 X 378,600 0 0 Russ Berrie and Company, Inc. COM 782233100 1,635,770 32,961 X 1,606,570 0 29,200 Safety Insurance Group, Inc. COM 78648T100 175,000 3,890 X 175,000 0 0 Scientific-Atlanta, Inc. COM 808655104 213,600 5,537 X 213,600 0 0 Sizeler Property Investors Inc COM 830137105 314,899 2,929 X 314,899 0 0 Skyline Corporation COM 830830105 287,800 11,526 X 287,800 0 0 Smedvig ASA-A CL A 4564665 3,505,175 45,823 X 3,415,800 0 89,375 Smedvig ASA-Sponsored ADR CL A ADR 83169H105 242,325 3,157 X 242,325 0 0 St. Jude Medical Inc. COM 790849103 182,575 13,742 X 182,575 0 0 St. Mary Land & Exploration COM 792228108 773,100 30,777 X 773,100 0 0 Standex International Corp COM 854231107 480,500 11,772 X 480,500 0 0 Stewart Information Services COM 860372101 479,800 18,904 X 479,800 0 0 Stolt Offshore S.A. ADR ADR 861567105 290,800 1,419 X 290,800 0 0 Suncor Energy Inc. COM 867229106 500,000 16,005 X 500,000 0 0 Superior Industries International, COM 868168105 1,508,562 45,181 X 1,500,812 0 7,750 SWS Group Inc. COM 78503N107 454,370 7,306 X 454,370 0 0 Sybase Inc. COM 871130100 508,700 7,015 X 508,700 0 0 Sycamore Networks, Inc. COM 871206108 11,514,921 43,526 X 11,042,096 0 472,825 Tejon Ranch Co. COM 879080109 4,397,039 165,549 X 4,393,036 0 4,003 Telecom Corp of New Zealand Ltd A ADR 879278208 14,850 472 X 14,850 0 0 Tellabs, Inc. COM 879664100 8,671,606 79,692 X 8,373,356 0 298,250 Tenet Healthcare Corp. COM 88033G100 15,000 162 X 15,000 0 0 The Buckle, Inc. COM 118440106 88,500 2,431 X 88,500 0 0 The First American Corporation COM 318522307 1,048,800 32,335 X 1,048,800 0 0 The Keith Companies, Inc. COM 487539108 596,583 8,889 X 596,583 0 0 The Limited Inc. COM 532716107 11,500 256 X 11,500 0 0 The Phoenix Companies COM 71902E109 4,710,875 49,087 X 4,696,490 0 14,385 The St. Joe Company COM 790148100 8,532,003 407,574 X 7,971,568 0 560,435 Tidewater Inc. COM 886423102 458,900 14,937 X 458,900 0 0 Tompkins Trustco Inc. COM 890110109 45,210 2,093 X 45,210 0 0 Trammell Crow Company COM 89288R106 6,665,382 104,780 X 6,660,582 0 4,800 Trenwick Group Ltd. COM G9032C109 295,217 4 X 295,217 0 0 Trinity Industries COM 896522109 1,515,590 47,241 X 1,498,340 0 17,250 Triquint Semiconductor, Inc. COM 89674K103 3,227,775 12,588 X 3,227,775 0 0 TXU Corp. COM 873168108 400,000 19,168 X 400,000 0 0 Ulticom, Inc COM 903844108 465,240 6,872 X 465,240 0 0 United Group plc COM 0692861 2,797,000 11,844 X 2,797,000 0 0 Valuevision International COM 92047K107 120,000 1,607 X 120,000 0 0 Vishay Intertecnology, Inc. COM 928298108 530,972 6,850 X 526,472 0 4,500 Vornado Realty Trust SBI 929042109 1,009,050 63,247 X 1,007,725 0 1,325 Wellsford Real Properties, Inc. COM 950240200 1,591,550 24,112 X 1,587,700 0 3,850 Westwood Holdings Group Inc. COM 961765104 897,796 16,501 X 897,796 0 0 White Mountains Insurance Group COM G9618E107 61,650 32,428 X 61,650 0 0 Whiting Petroleum Corporation COM 966387102 1,390,025 42,257 X 1,390,025 0 0 Willbros Group, Inc. COM 969199108 1,652,875 24,644 X 1,652,875 0 0 Woronoco Bancorp, Inc. COM 981630106 390,800 15,192 X 390,800 0 0
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