SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
ROOKE PAUL A

(Last) (First) (Middle)
ONE LEXMARK CENTRE DRIVE
740 WEST NEW CIRCLE ROAD

(Street)
LEXINGTON KY 40550

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
LEXMARK INTERNATIONAL INC /KY/ [ LXK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Executive Vice President
3. Date of Earliest Transaction (Month/Day/Year)
02/01/2005
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 02/01/2005 M 16,200 A $50.08 28,200 D
Class A Common Stock 02/01/2005 M 7,300 A $50.48 35,500 D
Class A Common Stock 02/01/2005 F 14,156 D $83.35 21,344 D
Class A Common Stock 02/01/2005 S 7,500 D $85 13,844 D
Class A Common Stock 02/01/2005 S 1,844 D $85.01 12,000(1) D
Class A Common Stock 40,529 I By Trust
Class A Common Stock 1,192 I By Employee Stock Purchase Plan
Class A Common Stock 530(2) I By daughters
Class A Common Stock 552 I By 401(k)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option(3) $50.08 02/01/2005 M 16,200 02/21/2002 02/21/2011 Class A Common Stock 16,200 $0 18,800 D
Employee Stock Option(3) $83.35 02/01/2005 A 9,734 08/01/2005 02/21/2011 Class A Common Stock 9,734 $0 9,734 D
Employee Stock Option(3) $50.48 02/01/2005 M 7,300 02/20/2003 02/20/2012 Class A Common Stock 7,300 $0 39,700 D
Employee Stock Option(3) $83.35 02/01/2005 A 4,422 08/01/2005 02/20/2012 Class A Common Stock 4,422 $0 4,422 D
Explanation of Responses:
1. 12,000 of these securities are restricted stock units from a grant made and reported on February 25, 2004 - - 4,000 of which will vest on each of February 25, 2006, February 25, 2008 and February 25, 2010.
2. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
3. Right to Buy with Tandem Tax Withholding Right
Remarks:
By: /s/ Joseph M. Kamer, Attorney-in-Fact 02/03/2005
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.