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Proc-Type: 2001,MIC-CLEAR
Originator-Name: webmaster@www.sec.gov
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<SEC-DOCUMENT>0001140361-10-020504.txt : 20100511
<SEC-HEADER>0001140361-10-020504.hdr.sgml : 20100511
<ACCEPTANCE-DATETIME>20100511165926
ACCESSION NUMBER: 0001140361-10-020504
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20091231
FILED AS OF DATE: 20100511
DATE AS OF CHANGE: 20100511
EFFECTIVENESS DATE: 20100511
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROYAL BANK OF CANADA \
CENTRAL INDEX KEY: 0001000275
STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029]
IRS NUMBER: 000000000
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11396
FILM NUMBER: 10821696
BUSINESS ADDRESS:
STREET 1: P O BOX 1
STREET 2: ROYAL BANK PLAZA
CITY: TORONTO
STATE: A6
ZIP: 00000
BUSINESS PHONE: 4169745151
MAIL ADDRESS:
STREET 1: P O BOX 6001
CITY: MONTREAL
STATE: A8
ZIP: H3C 3A9
</SEC-HEADER>
<DOCUMENT>
<TYPE>13F-HR/A
<SEQUENCE>1
<FILENAME>form13fhra.txt
<TEXT>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 12/31/2009
Check here if Amendment [X]; Amendment Number: 2
-------
This Amendment (Check only one.): [X] is a restatement.
[] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Royal Bank of Canada
Address: 200 Bay Street
Royal Bank Plaza
Toronto, ON
CANADA M5J 2J5
Form 13F File Number: 028-11396
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Persons Signing this Report on Behalf of Reporting Manager:
Name: Ingrid Versnel
Title: Senior Vice-President
Phone: 416-955-6442
Signature, Place, and Date of Signing:
/s/ Ingrid Versnel Toronto, Ontario 5/6/2010
- --------------------------------- --------------------------------- ----------
[Signature] [City, State] [Date]
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 19
Form 13F Information Table Entry Total: 14,116
Form 13F Information Table Value Total: $ 89,363,934
--------------
(In Thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
1 028-11252 RBC Asset Management Inc.
- ---- -------------------- ----------------------------------------------------
2 028-11273 RBC Capital Markets Arbitrage SA
- ---- -------------------- ----------------------------------------------------
3 028-04069 RBC Capital Markets Corporation
- ---- -------------------- ----------------------------------------------------
4 028-10228 RBC Global Asset Management Management (U.S.) Inc
(formerly Voyageur Asset Management Inc.)
- ---- -------------------- ----------------------------------------------------
5 028-11322 RBC Dominion Securities Inc.
- ---- -------------------- ----------------------------------------------------
6 028-12243 Phillips, Hager and North Investment Management
Limited
- ---- -------------------- ----------------------------------------------------
7 028-11271 RBC Phillips, Hager & North Investment Counsel Inc.
(Formerly, RBC Private Counsel Inc.)
- ---- -------------------- ----------------------------------------------------
8 028-11454 RBC Private Counsel(USA) Inc.
- ---- -------------------- ----------------------------------------------------
9 028-11393 Royal Trust Corporation of Canada
- ---- -------------------- ----------------------------------------------------
10 028-12564 RBC Investment Solutions (CI) Ltd
- ---- -------------------- ----------------------------------------------------
11 028-11367 Royal Bank of Canada Investment Management(UK)
Limited
- ---- -------------------- ----------------------------------------------------
12 028-11619 Royal Bank of Canada Europe Limited
- ---- -------------------- ----------------------------------------------------
13 028-11601 RBC cees Trustee Limited (formerly Abacus Corporate
Trustee Ltd.
- ---- -------------------- ----------------------------------------------------
14 028-13471 RBC Trust Company (International) Limited
- ---- -------------------- ----------------------------------------------------
15 028-12693 Royal Bank of Canada Trust Company (Bahamas) Limited
- ---- -------------------- ----------------------------------------------------
16 028-13008 RBC Trustees (CI) Limited
- ---- -------------------- ----------------------------------------------------
17 028-13851 Royal Bank of Canada (Suisse)
- ---- -------------------- ----------------------------------------------------
18 028-13779 RBC Trust Company (Delaware) Limited
- ---- -------------------- ----------------------------------------------------
S 028-12562 Sky Investment Counsel Inc.
- ---- -------------------- ----------------------------------------------------
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
1ST CENTURY BANCSHARES COM 31943X102 12 3,440 SH DEFINED 3 - - 3,440
INC
21ST CENTY HLDG CO COM 90136Q100 281 70,000 SH DEFINED 4 - - 70,000
3COM CORP COM 885535104 7 900 SH DEFINED 2 900 - -
3COM CORP COM 885535104 2,822 376,320 SH DEFINED 3 365,084 - 11,236
3COM CORP COM 885535104 5 664 SH DEFINED 18 664 - -
3COM CORP COM 885535104 300 40,000 SH DEFINED 40,000 - -
3COM CORP COM 885535104 17 2,200 SH DEFINED 5 2,200 - -
3-D SYS CORP DEL COM NEW 88554D205 29 2,539 SH DEFINED 3 - - 2,539
3M CO COM 88579Y101 45,336 548,400 SH DEFINED 1 53,600 494,800 -
3M CO COM 88579Y101 80,307 971,417 SH DEFINED 2 971,417 - -
3M CO COM 88579Y101 22,240 269,026 SH DEFINED 3 8,125 - 260,901
3M CO COM 88579Y101 116 1,400 SH DEFINED 4 - 1,400 -
3M CO COM 88579Y101 849 10,267 SH DEFINED 7 - 10,267 -
3M CO COM 88579Y101 240 2,900 SH DEFINED 9 2,900 - -
3M CO COM 88579Y101 198 2,400 SH DEFINED 11 2,400 - -
3M CO COM 88579Y101 298 3,600 SH DEFINED 14 3,600 - -
3M CO COM 88579Y101 248 3,000 SH DEFINED 15 3,000 - -
3M CO COM 88579Y101 25 297 SH DEFINED 16 297 - -
3M CO COM 88579Y101 805 9,741 SH DEFINED 18 9,741 - -
3M CO COM 88579Y101 - 5 SH DEFINED 5;1 5 - -
3M CO COM 88579Y101 671 8,116 SH DEFINED 7,901 215 -
3M CO COM 88579Y101 18,906 228,693 SH DEFINED 5 228,693 - -
3M CO COM 88579Y101 591 7,156 SH DEFINED 8 7,156 - -
3PAR INC COM 88580F109 60 5,100 SH DEFINED 3 - - 5,100
99 CENTS ONLY STORES COM 65440K106 186 14,220 SH DEFINED 3 - - 14,220
99 CENTS ONLY STORES COM 65440K106 78 6,000 SH DEFINED 6,000 - -
A D C TELECOMMUNICATIONS COM NEW 000886309 24 3,917 SH DEFINED 2 3,917 - -
A D C TELECOMMUNICATIONS COM NEW 000886309 160 25,772 SH DEFINED 3 - - 25,772
A D C TELECOMMUNICATIONS COM NEW 000886309 864 139,100 SH DEFINED 4 - 70,300 68,800
A D C TELECOMMUNICATIONS COM NEW 000886309 13 2,042 SH DEFINED 5 2,042 - -
A H BELO CORP COM CL A 001282102 1 100 SH DEFINED 2 100 - -
A H BELO CORP COM CL A 001282102 - 24 SH DEFINED 3 - - 24
A H BELO CORP COM CL A 001282102 6 1,047 SH DEFINED 5 1,047 - -
A POWER ENERGY GENERAT COM G04136100 604 33,000 CALL DEFINED 3 33,000 - -
SYS L
A POWER ENERGY GENERAT COM G04136100 1,804 98,620 SH DEFINED 5 98,620 - -
SYS L
A POWER ENERGY GENERAT COM G04136100 42 2,300 SH DEFINED 8 2,300 - -
SYS L
A123 SYS INC COM 03739T108 48 2,130 SH DEFINED 3 - - 2,130
A123 SYS INC COM 03739T108 31 1,400 SH DEFINED 7 - 1,400 -
A123 SYS INC COM 03739T108 4 200 SH DEFINED 5 200 - -
AAR CORP COM 000361105 259 11,256 SH DEFINED 2 11,256 - -
AAR CORP COM 000361105 8 335 SH DEFINED 18 335 - -
AARONS INC COM 002535201 177 6,383 SH DEFINED 3 - - 6,383
AARONS INC COM 002535201 3 115 SH DEFINED 18 115 - -
AARONS INC COM 002535201 520 18,744 SH DEFINED 5 18,744 - -
AARONS INC COM 002535201 23 834 SH DEFINED 8 834 - -
ABAXIS INC COM 002567105 6 250 SH DEFINED 3 - - 250
ABAXIS INC COM 002567105 2 77 SH DEFINED 18 77 - -
ABAXIS INC COM 002567105 4 175 SH DEFINED 175 - -
ABB LTD SPONSORED ADR 000375204 887 46,423 SH DEFINED 3 - - 46,423
ABB LTD SPONSORED ADR 000375204 8 400 SH DEFINED 7 - 400 -
ABB LTD SPONSORED ADR 000375204 48 2,506 SH DEFINED 18 2,506 - -
ABB LTD SPONSORED ADR 000375204 8,714 456,228 SH DEFINED 5;1 456,228 - -
ABB LTD SPONSORED ADR 000375204 67 3,492 SH DEFINED 3,492 - -
ABB LTD SPONSORED ADR 000375204 4,740 248,138 SH DEFINED 5 248,138 - -
ABB LTD SPONSORED ADR 000375204 113 5,920 SH DEFINED 8 5,920 - -
ABBOTT LABS COM 002824100 78,774 1,459,050 SH DEFINED 1 136,300 1,322,750 -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ABBOTT LABS COM 002824100 49,928 924,755 SH DEFINED 2 924,755 - -
ABBOTT LABS COM 002824100 37,502 694,607 SH DEFINED 3 23,906 - 670,701
ABBOTT LABS COM 002824100 464 8,600 SH DEFINED 4 - 8,600 -
ABBOTT LABS COM 002824100 1,067 19,762 SH DEFINED 7 - 19,762 -
ABBOTT LABS COM 002824100 65 1,210 SH DEFINED 9 1,210 - -
ABBOTT LABS COM 002824100 248 4,600 SH DEFINED 10 4,600 - -
ABBOTT LABS COM 002824100 351 6,500 SH DEFINED 11 6,500 - -
ABBOTT LABS COM 002824100 302 5,600 SH DEFINED 15 5,600 - -
ABBOTT LABS COM 002824100 54 1,000 SH DEFINED 16 1,000 - -
ABBOTT LABS COM 002824100 324 6,000 SH DEFINED 17 - - 6,000
ABBOTT LABS COM 002824100 429 7,955 SH DEFINED 18 7,955 - -
ABBOTT LABS COM 002824100 9,122 168,960 SH DEFINED 5;1 168,960 - -
ABBOTT LABS COM 002824100 938 17,369 SH DEFINED 16,798 571 -
ABBOTT LABS COM 002824100 59 1,092 SH SOLE 1,092 - -
ABBOTT LABS COM 002824100 35,502 657,563 SH DEFINED 5 657,563 - -
ABBOTT LABS COM 002824100 1,108 20,511 SH DEFINED 8 20,176 335 -
ABERCROMBIE & FITCH CO CL A 002896207 42 1,200 SH DEFINED 1 - 1,200 -
ABERCROMBIE & FITCH CO CL A 002896207 4,404 126,372 SH DEFINED 2 126,372 - -
ABERCROMBIE & FITCH CO CL A 002896207 75 2,156 SH DEFINED 3 943 - 1,213
ABERCROMBIE & FITCH CO CL A 002896207 19 550 SH DEFINED 16 550 - -
ABERCROMBIE & FITCH CO CL A 002896207 3 100 SH DEFINED 5 100 - -
ABERDEEN ASIA PACIFIC COM 003009107 892 143,470 SH DEFINED 3 - - 143,470
INCOM
ABERDEEN ASIA PACIFIC COM 003009107 311 50,000 SH DEFINED 14 50,000 - -
INCOM
ABERDEEN ASIA PACIFIC COM 003009107 286 46,000 SH DEFINED 15 46,000 - -
INCOM
ABERDEEN ASIA PACIFIC COM 003009107 96 15,400 SH DEFINED 15,400 - -
INCOM
ABERDEEN ASIA PACIFIC COM 003009107 181 29,050 SH DEFINED 5 29,050 - -
INCOM
ABERDEEN AUSTRALIA EQTY COM 003011103 89 7,300 SH DEFINED 3 - - 7,300
FD I
ABERDEEN GLOBAL INCOME COM 003013109 114 9,161 SH DEFINED 3 - - 9,161
FD IN
ABIOMED INC COM 003654100 112 12,856 SH DEFINED 2 12,856 - -
ABM INDS INC COM 000957100 134 6,500 SH DEFINED 3 - - 6,500
ABOVENET INC COM 00374N107 4 68 SH DEFINED 2 68 - -
ABOVENET INC COM 00374N107 7 110 SH DEFINED 5 110 - -
ABOVENET INC COM 00374N107 7 100 SH DEFINED 8 100 - -
ABRAXAS PETE CORP COM 003830106 4 2,000 SH DEFINED 3 - - 2,000
ACADIA PHARMACEUTICALS COM 004225108 1 700 SH DEFINED 7 - 700 -
INC
ACADIA RLTY TR COM SH BEN INT 004239109 24 1,398 SH DEFINED 3 - - 1,398
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 27,151 654,230 SH DEFINED 1 259,030 395,200 -
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1,739 41,910 SH DEFINED 2 41,910 - -
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1,418 34,165 SH DEFINED 3 19,687 - 14,478
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 63 1,520 SH DEFINED 4 - - 1,520
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 93 2,245 SH DEFINED 7 - 2,245 -
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1,665 40,121 SH DEFINED 10 40,121 - -
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 230 5,550 SH DEFINED 11 5,550 - -
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 2 54 SH DEFINED 15 54 - -
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1,418 34,162 SH DEFINED 16 34,162 - -
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 37 900 SH DEFINED 17 - - 900
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 110 2,642 SH DEFINED 18 2,642 - -
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 569 13,715 SH DEFINED 12,375 1,340 -
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 39 930 SH SOLE 930 - -
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 85 2,057 SH DEFINED 5 2,057 - -
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 5 130 SH DEFINED 8 - 130 -
ACCO BRANDS CORP COM 00081T108 - 65 SH DEFINED 2 65 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ACCO BRANDS CORP COM 00081T108 8 1,116 SH DEFINED 3 - - 1,116
ACCO BRANDS CORP COM 00081T108 3,390 465,700 SH DEFINED 4 - 309,900 155,800
ACCURAY INC COM 004397105 4 781 SH DEFINED 2 781 - -
ACCURAY INC COM 004397105 6 1,000 SH DEFINED 3 - - 1,000
ACE LTD SHS H0023R105 357 7,074 SH DEFINED 3 - - 7,074
ACE LTD SHS H0023R105 969 19,230 SH DEFINED 7 - 19,230 -
ACE LTD SHS H0023R105 18 358 SH DEFINED 15 358 - -
ACE LTD SHS H0023R105 71 1,400 SH DEFINED 16 1,400 - -
ACE LTD SHS H0023R105 49 964 SH DEFINED 18 964 - -
ACE LTD SHS H0023R105 76 1,516 SH DEFINED 1,516 - -
ACE LTD SHS H0023R105 7 147 SH DEFINED 5 147 - -
ACE LTD SHS H0023R105 18 365 SH DEFINED 8 - 365 -
ACERGY S A SPONSORED ADR 00443E104 4 250 SH DEFINED 3 - - 250
ACERGY S A SPONSORED ADR 00443E104 - 31 SH DEFINED 5 31 - -
ACETO CORP COM 004446100 262 50,839 SH DEFINED 4 - - 50,839
ACETO CORP COM 004446100 2 450 SH DEFINED 18 450 - -
ACI WORLDWIDE INC COM 004498101 23 1,334 SH DEFINED 2 1,334 - -
ACI WORLDWIDE INC COM 004498101 34 2,000 SH DEFINED 3 - - 2,000
ACME PACKET INC COM 004764106 658 59,800 SH DEFINED 1 - 59,800 -
ACME PACKET INC COM 004764106 23 2,080 SH DEFINED 2 2,080 - -
ACME PACKET INC COM 004764106 24 2,200 SH DEFINED 3 - - 2,200
ACORDA THERAPEUTICS INC COM 00484M106 13 500 SH DEFINED 3 - - 500
ACORN ENERGY INC COM 004848107 900 122,000 SH DEFINED 3 - - 122,000
ACORN ENERGY INC COM 004848107 849 115,000 SH DEFINED 4 - - 115,000
ACTEL CORP COM 004934105 17 1,390 SH DEFINED 3 - - 1,390
ACTEL CORP COM 004934105 653 55,000 SH DEFINED 4 - - 55,000
ACTIVIDENTITY CORP COM 00506P103 2 950 SH DEFINED 16 950 - -
ACTIVIDENTITY CORP COM 00506P103 3 1,180 SH DEFINED 1,180 - -
ACTIVISION BLIZZARD INC COM 00507V109 1,103 99,243 SH DEFINED 3 73,207 - 26,036
ACTIVISION BLIZZARD INC COM 00507V109 27 2,400 SH DEFINED 7 - 2,400 -
ACTIVISION BLIZZARD INC COM 00507V109 21 1,895 SH DEFINED 18 1,895 - -
ACTIVISION BLIZZARD INC COM 00507V109 151 13,550 SH SOLE 13,550 - -
ACTIVISION BLIZZARD INC COM 00507V109 1,734 156,024 SH DEFINED 5 156,024 - -
ACTIVISION BLIZZARD INC COM 00507V109 14 1,277 SH DEFINED 8 1,277 - -
ACTUANT CORP CL A NEW 00508X203 21 1,113 SH DEFINED 3 - - 1,113
ACTUANT CORP CL A NEW 00508X203 7,843 423,271 SH DEFINED 4 - 322,331 100,940
ACUITY BRANDS INC COM 00508Y102 7 200 SH DEFINED 3 - - 200
ACUITY BRANDS INC COM 00508Y102 11 300 SH DEFINED 5 300 - -
ACXIOM CORP COM 005125109 3 240 SH DEFINED 3 - - 240
ACXIOM CORP COM 005125109 2,817 209,722 SH DEFINED 4 - 159,472 50,250
ADAMS EXPRESS CO COM 006212104 5,138 508,759 SH DEFINED 3 - - 508,759
ADAMS EXPRESS CO COM 006212104 179 17,694 SH DEFINED 5 17,694 - -
ADAMS GOLF INC COM NEW 006228209 283 96,000 SH DEFINED 4 - - 96,000
ADAPTEC INC COM 00651F108 1 200 SH DEFINED 3 - - 200
ADMINISTAFF INC COM 007094105 215 9,106 SH DEFINED 2 9,106 - -
ADMINISTAFF INC COM 007094105 18 773 SH DEFINED 3 - - 773
ADOBE SYS INC COM 00724F101 3,049 82,900 SH DEFINED 1 - 82,900 -
ADOBE SYS INC COM 00724F101 17,343 471,528 SH DEFINED 2 471,528 - -
ADOBE SYS INC COM 00724F101 3,621 98,454 SH DEFINED 3 28,429 - 70,025
ADOBE SYS INC COM 00724F101 158 4,300 SH DEFINED 4 - 4,300 -
ADOBE SYS INC COM 00724F101 37 1,000 SH DEFINED 7 - 1,000 -
ADOBE SYS INC COM 00724F101 124 3,382 SH DEFINED 10 3,382 - -
ADOBE SYS INC COM 00724F101 128 3,480 SH DEFINED 17 - - 3,480
ADOBE SYS INC COM 00724F101 210 5,706 SH DEFINED 18 5,706 - -
ADOBE SYS INC COM 00724F101 2 57 SH DEFINED 57 - -
ADOBE SYS INC COM 00724F101 214 5,807 SH SOLE 5,807 - -
ADOBE SYS INC COM 00724F101 228 6,204 SH DEFINED 5 6,204 - -
ADOBE SYS INC COM 00724F101 - - SH DEFINED 8 - - -
ADOLOR CORP COM 00724X102 1 751 SH DEFINED 2 751 - -
ADTRAN INC COM 00738A106 793 35,145 SH DEFINED 2 35,145 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ADTRAN INC COM 00738A106 48 2,142 SH DEFINED 3 - - 2,142
ADTRAN INC COM 00738A106 422 18,729 SH DEFINED 18 18,729 - -
ADVANCE AMER CASH COM 00739W107 7 1,246 SH DEFINED 2 1,246 - -
ADVANCE CT
ADVANCE AMER CASH COM 00739W107 3 580 SH DEFINED 3 - - 580
ADVANCE CT
ADVANCE AUTO PARTS INC COM 00751Y106 121 2,988 SH DEFINED 2 2,988 - -
ADVANCE AUTO PARTS INC COM 00751Y106 381 9,405 SH DEFINED 3 - - 9,405
ADVANCE AUTO PARTS INC COM 00751Y106 1 23 SH DEFINED 15 23 - -
ADVANCE AUTO PARTS INC COM 00751Y106 217 5,365 SH DEFINED 5 5,365 - -
ADVANCE AUTO PARTS INC COM 00751Y106 6 142 SH DEFINED 8 142 - -
ADVANCED BATTERY COM 00752H102 242 60,505 SH DEFINED 3 - - 60,505
TECHNOLOG I
ADVANCED BATTERY COM 00752H102 - - SH DEFINED 5 - - -
TECHNOLOG I
ADVANCED BATTERY COM 00752H102 9 2,352 SH DEFINED 8 2,352 - -
TECHNOLOG I
ADVANCED MICRO DEVICES COM 007903107 1,679 173,500 SH DEFINED 1 - 173,500 -
INC
ADVANCED MICRO DEVICES COM 007903107 10,755 1,111,012 SH DEFINED 2 1,111,012 - -
INC
ADVANCED MICRO DEVICES COM 007903107 295 30,438 SH DEFINED 3 6,316 - 24,122
INC
ADVANCED MICRO DEVICES COM 007903107 8 782 SH DEFINED 6 782 - -
INC
ADVANCED MICRO DEVICES COM 007903107 121 12,500 SH DEFINED 15 12,500 - -
INC
ADVANCED MICRO DEVICES COM 007903107 34 3,500 SH DEFINED 16 3,500 - -
INC
ADVANCED MICRO DEVICES COM 007903107 17 1,766 SH DEFINED 5 1,766 - -
INC
ADVANSOURCE BIOMATERIALS COM 00767T109 - 1,490 SH DEFINED 3 - - 1,490
COR
ADVANTAGE OIL & GAS LTD COM 00765F101 88 13,359 SH DEFINED 3 - - 13,359
ADVANTAGE OIL & GAS LTD COM 00765F101 1,837 280,000 SH DEFINED 6 280,000 - -
ADVANTAGE OIL & GAS LTD COM 00765F101 10 1,500 SH DEFINED 16 1,500 - -
ADVANTAGE OIL & GAS LTD COM 00765F101 878 133,922 SH DEFINED 5 133,922 - -
ADVANTAGE OIL & GAS LTD COM 00765F101 31 4,800 CALL DEFINED 5 4,800 - -
ADVANTAGE OIL & GAS LTD COM 00765F101 28 4,300 PUT DEFINED 5 4,300 - -
ADVANTAGE OIL & GAS LTD COM 00765F101 113 17,193 SH DEFINED 8 17,193 - -
ADVENT CLAY GBL CONV SEC COM BENE INTER 007639107 232 28,410 SH DEFINED 3 - - 28,410
INC
ADVENT CLAYMORE CV SECS COM 00764C109 1,884 120,845 SH DEFINED 3 - - 120,845
& IN
ADVENT CLAYMORE ENH GRW COM 00765E104 181 16,177 SH DEFINED 3 - - 16,177
& IN
ADVENT SOFTWARE INC COM 007974108 272 6,688 SH DEFINED 2 6,688 - -
ADVENTRX PHARMACEUTICALS COM 00764X103 2 6,100 SH DEFINED 3 - - 6,100
INC
ADVISORY BRD CO COM 00762W107 7,410 241,747 SH DEFINED 4 - 183,177 58,570
AECOM TECHNOLOGY CORP COM 00766T100 121 4,384 SH DEFINED 2 4,384 - -
DELAWA
AECOM TECHNOLOGY CORP COM 00766T100 217 7,906 SH DEFINED 3 - - 7,906
DELAWA
AECOM TECHNOLOGY CORP COM 00766T100 110 4,000 SH DEFINED 7 - 4,000 -
DELAWA
AECOM TECHNOLOGY CORP COM 00766T100 7 262 SH DEFINED 18 262 - -
DELAWA
AECOM TECHNOLOGY CORP COM 00766T100 81 2,944 SH DEFINED 5 2,944 - -
DELAWA
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AEGEAN MARINE PETROLEUM SHS Y0017S102 2,061 75,000 SH DEFINED 3 75,000 - -
NETW
AEGEAN MARINE PETROLEUM SHS Y0017S102 6 212 SH DEFINED 18 212 - -
NETW
AEGON N V NY REGISTRY SH 007924103 287 44,717 SH DEFINED 2 44,717 - -
AEGON N V NY REGISTRY SH 007924103 36 5,573 SH DEFINED 3 - - 5,573
AEGON N V NY REGISTRY SH 007924103 1 212 SH DEFINED 16 212 - -
AEGON N V NY REGISTRY SH 007924103 2 337 SH DEFINED 18 337 - -
AEGON N V NY REGISTRY SH 007924103 10 1,597 SH DEFINED 5 1,597 - -
AEP INDS INC COM 001031103 11 300 SH DEFINED 3 - - 300
AERCAP HOLDINGS NV SHS N00985106 456 50,290 SH DEFINED 3 50,000 - 290
AEROCENTURY CORP COM 007737109 618 39,229 SH DEFINED 3 - - 39,229
AEROPOSTALE COM 007865108 3,852 113,120 SH DEFINED 3 100,000 - 13,120
AEROPOSTALE COM 007865108 767 22,516 SH DEFINED 5 22,516 - -
AEROPOSTALE COM 007865108 12 360 SH DEFINED 8 360 - -
AEROSONIC CORP DEL COM PAR $0.40 008015307 119 26,707 SH DEFINED 3 - - 26,707
AEROVIRONMENT INC COM 008073108 276 9,485 SH DEFINED 2 9,485 - -
AEROVIRONMENT INC COM 008073108 59 2,020 SH DEFINED 3 - - 2,020
AEROVIRONMENT INC COM 008073108 6 222 SH DEFINED 5 222 - -
AES CORP COM 00130H105 11,789 885,741 SH DEFINED 2 885,741 - -
AES CORP COM 00130H105 8,954 672,713 SH DEFINED 3 332,380 - 340,333
AES CORP COM 00130H105 1,901 142,792 SH DEFINED 7 - 142,792 -
AES CORP COM 00130H105 10 770 SH DEFINED 15 770 - -
AES CORP COM 00130H105 5 342 SH DEFINED 18 342 - -
AES CORP COM 00130H105 13 1,000 SH DEFINED 1,000 - -
AES CORP COM 00130H105 44 3,322 SH DEFINED 5 3,322 - -
AES CORP COM 00130H105 104 7,795 SH DEFINED 8 - 7,795 -
AES TR III PFD CV 6.75% 00808N202 384 8,300 PRN DEFINED 3 - - 8,300
AETERNA ZENTARIS INC COM 007975204 3 4,000 SH DEFINED 7 - 4,000 -
AETERNA ZENTARIS INC COM 007975204 7 9,200 SH DEFINED 5 9,200 - -
AETNA INC NEW COM 00817Y108 951 30,000 SH DEFINED 1 - 30,000 -
AETNA INC NEW COM 00817Y108 19,303 608,932 SH DEFINED 2 608,932 - -
AETNA INC NEW COM 00817Y108 2,852 89,981 SH DEFINED 3 80,242 - 9,739
AETNA INC NEW COM 00817Y108 4,720 148,900 CALL DEFINED 3 148,900 - -
AETNA INC NEW COM 00817Y108 39 1,216 SH DEFINED 7 - 1,216 -
AETNA INC NEW COM 00817Y108 193 6,075 SH DEFINED 14 6,075 - -
AETNA INC NEW COM 00817Y108 22 680 SH DEFINED 18 680 - -
AETNA INC NEW COM 00817Y108 164 5,160 SH DEFINED 5,160 - -
AETNA INC NEW COM 00817Y108 2,150 67,820 SH DEFINED 5 67,820 - -
AETNA INC NEW COM 00817Y108 32 1,000 SH DEFINED 8 1,000 - -
AFC ENTERPRISES INC COM 00104Q107 3 420 SH DEFINED 3 - - 420
AFFILIATED COMPUTER CL A 008190100 8,036 134,625 SH DEFINED 2 134,625 - -
SERVICES
AFFILIATED COMPUTER CL A 008190100 2,080 34,844 SH DEFINED 3 34,462 - 382
SERVICES
AFFILIATED COMPUTER CL A 008190100 691 11,570 SH DEFINED 10 11,570 - -
SERVICES
AFFILIATED COMPUTER CL A 008190100 3 46 SH DEFINED 18 46 - -
SERVICES
AFFILIATED COMPUTER CL A 008190100 32 544 SH DEFINED 544 - -
SERVICES
AFFILIATED MANAGERS GROUP COM 008252108 388 5,757 SH DEFINED 2 5,757 - -
AFFILIATED MANAGERS GROUP COM 008252108 50 738 SH DEFINED 3 - - 738
AFFILIATED MANAGERS GROUP COM 008252108 - - SH DEFINED 5 - - -
AFFILIATED MANAGERS GROUP COM 008252108 10 150 SH DEFINED 8 150 - -
AFFIRMATIVE INS HLDGS INC COM 008272106 163 40,000 SH DEFINED 4 - - 40,000
AFFYMETRIX INC COM 00826T108 1 100 SH DEFINED 3 - - 100
AFFYMETRIX INC COM 00826T108 3 530 SH DEFINED 18 530 - -
AFLAC INC COM 001055102 30,380 656,874 SH DEFINED 2 656,874 - -
AFLAC INC COM 001055102 2,011 43,486 SH DEFINED 3 9,206 - 34,280
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AFLAC INC COM 001055102 56 1,200 SH DEFINED 4 - 1,200 -
AFLAC INC COM 001055102 44,905 970,924 SH DEFINED 6 970,924 - -
AFLAC INC COM 001055102 505 10,910 SH DEFINED 7 - 10,910 -
AFLAC INC COM 001055102 195 4,226 SH DEFINED 10 4,226 - -
AFLAC INC COM 001055102 210 4,549 SH DEFINED 18 4,549 - -
AFLAC INC COM 001055102 6 125 SH SOLE 125 - -
AFLAC INC COM 001055102 3,291 71,156 SH DEFINED 5 71,156 - -
AFLAC INC COM 001055102 223 4,821 SH DEFINED 8 1,821 3,000 -
AGCO CORP COM 001084102 1,212 37,473 SH DEFINED 3 26,200 - 11,273
AGCO CORP COM 001084102 214 6,606 SH DEFINED 10 6,606 - -
AGCO CORP COM 001084102 2 56 SH DEFINED 18 56 - -
AGCO CORP COM 001084102 17 517 SH DEFINED 517 - -
AGCO CORP COM 001084102 83 2,580 SH SOLE 2,580 - -
AGFEED INDUSTRIES INC COM 00846L101 426 85,218 SH DEFINED 3 - - 85,218
AGFEED INDUSTRIES INC COM 00846L101 1 200 SH DEFINED 7 - 200 -
AGFEED INDUSTRIES INC COM 00846L101 200 40,000 SH DEFINED 16 40,000 - -
AGILENT TECHNOLOGIES INC COM 00846U101 14,740 474,426 SH DEFINED 2 474,426 - -
AGILENT TECHNOLOGIES INC COM 00846U101 822 26,469 SH DEFINED 3 3,823 - 22,646
AGILENT TECHNOLOGIES INC COM 00846U101 112 3,615 SH DEFINED 4 - 3,615 -
AGILENT TECHNOLOGIES INC COM 00846U101 172 5,530 SH DEFINED 7 - 5,530 -
AGILENT TECHNOLOGIES INC COM 00846U101 67 2,157 SH DEFINED 10 2,157 - -
AGILENT TECHNOLOGIES INC COM 00846U101 61 1,975 SH DEFINED 14 1,975 - -
AGILENT TECHNOLOGIES INC COM 00846U101 23 755 SH DEFINED 17 - - 755
AGILENT TECHNOLOGIES INC COM 00846U101 11 370 SH DEFINED 18 370 - -
AGILENT TECHNOLOGIES INC COM 00846U101 71 2,284 SH DEFINED 2,284 - -
AGILENT TECHNOLOGIES INC COM 00846U101 842 27,093 SH SOLE 27,093 - -
AGILENT TECHNOLOGIES INC COM 00846U101 38 1,217 SH DEFINED 5 1,217 - -
AGILENT TECHNOLOGIES INC COM 00846U101 8 245 SH DEFINED 8 - 245 -
AGILYSYS INC COM 00847J105 374 41,000 SH DEFINED 4 - - 41,000
AGL RES INC COM 001204106 161 4,407 SH DEFINED 2 4,407 - -
AGL RES INC COM 001204106 4,741 129,984 SH DEFINED 3 - - 129,984
AGL RES INC COM 001204106 152 4,174 SH DEFINED 18 4,174 - -
AGL RES INC COM 001204106 13 364 SH DEFINED 364 - -
AGL RES INC COM 001204106 56 1,533 SH DEFINED 5 1,533 - -
AGNICO EAGLE MINES LTD COM 008474108 92,075 1,701,732 SH DEFINED 1 - 1,701,732 -
AGNICO EAGLE MINES LTD COM 008474108 309 5,719 SH DEFINED 2 5,719 - -
AGNICO EAGLE MINES LTD COM 008474108 2,521 46,587 SH DEFINED 3 - - 46,587
AGNICO EAGLE MINES LTD COM 008474108 137 2,535 SH DEFINED 6 2,535 - -
AGNICO EAGLE MINES LTD COM 008474108 200 3,692 SH DEFINED 7 - 3,692 -
AGNICO EAGLE MINES LTD COM 008474108 82 1,515 SH DEFINED 9 1,515 - -
AGNICO EAGLE MINES LTD COM 008474108 8 145 SH DEFINED 15 145 - -
AGNICO EAGLE MINES LTD COM 008474108 54 1,000 SH DEFINED 17 - - 1,000
AGNICO EAGLE MINES LTD COM 008474108 7 138 SH DEFINED 18 138 - -
AGNICO EAGLE MINES LTD COM 008474108 1 10 SH DEFINED 5;1 10 - -
AGNICO EAGLE MINES LTD COM 008474108 407 7,525 SH DEFINED 7,525 - -
AGNICO EAGLE MINES LTD COM 008474108 37,090 685,503 SH SOLE 685,503 - -
AGNICO EAGLE MINES LTD COM 008474108 10,410 192,400 SH DEFINED 5 192,400 - -
AGNICO EAGLE MINES LTD COM 008474108 1,813 33,500 CALL DEFINED 5 33,500 - -
AGNICO EAGLE MINES LTD COM 008474108 6,179 114,200 PUT DEFINED 5 114,200 - -
AGNICO EAGLE MINES LTD COM 008474108 59 1,100 SH DEFINED 8 990 110 -
AGREE REALTY CORP COM 008492100 74 3,176 SH DEFINED 3 - - 3,176
AGREE REALTY CORP COM 008492100 1 43 SH DEFINED 18 43 - -
AGRIUM INC COM 008916108 104,494 1,680,341 SH DEFINED 1 128,005 1,527,336 25,000
AGRIUM INC COM 008916108 1,196 19,237 SH DEFINED 3 - - 19,237
AGRIUM INC COM 008916108 220,702 3,549,040 SH DEFINED 6 3,549,040 - -
AGRIUM INC COM 008916108 8,916 143,379 SH DEFINED 7 - 143,379 -
AGRIUM INC COM 008916108 405 6,510 SH DEFINED 9 6,510 - -
AGRIUM INC COM 008916108 22 360 SH DEFINED 15 360 - -
AGRIUM INC COM 008916108 25 400 SH DEFINED 17 - - 400
AGRIUM INC COM 008916108 11 175 SH DEFINED 18 175 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AGRIUM INC COM 008916108 16 265 SH DEFINED 5;1 265 - -
AGRIUM INC COM 008916108 1,280 20,577 SH DEFINED 20,577 - -
AGRIUM INC COM 008916108 46,655 750,244 SH SOLE 750,244 - -
AGRIUM INC COM 008916108 57,322 921,782 SH DEFINED 5 921,782 - -
AGRIUM INC COM 008916108 628 10,100 CALL DEFINED 5 10,100 - -
AGRIUM INC COM 008916108 174 2,800 PUT DEFINED 5 2,800 - -
AGRIUM INC COM 008916108 709 11,392 SH DEFINED 8 8,454 2,938 -
AIR METHODS CORP COM PAR $.06 009128307 102 3,024 SH DEFINED 2 3,024 - -
AIR METHODS CORP COM PAR $.06 009128307 4 124 SH DEFINED 3 - - 124
AIR METHODS CORP COM PAR $.06 009128307 639 19,000 SH DEFINED 4 - - 19,000
AIR PRODS & CHEMS INC COM 009158106 51,360 633,600 SH DEFINED 1 61,100 572,500 -
AIR PRODS & CHEMS INC COM 009158106 24,536 302,695 SH DEFINED 2 302,695 - -
AIR PRODS & CHEMS INC COM 009158106 2,899 35,769 SH DEFINED 3 2,347 - 33,422
AIR PRODS & CHEMS INC COM 009158106 360 4,435 SH DEFINED 4 - 4,435 -
AIR PRODS & CHEMS INC COM 009158106 952 11,750 SH DEFINED 7 - 11,750 -
AIR PRODS & CHEMS INC COM 009158106 42 520 SH DEFINED 9 520 - -
AIR PRODS & CHEMS INC COM 009158106 253 3,123 SH DEFINED 10 3,123 - -
AIR PRODS & CHEMS INC COM 009158106 152 1,875 SH DEFINED 11 1,875 - -
AIR PRODS & CHEMS INC COM 009158106 74 913 SH DEFINED 15 913 - -
AIR PRODS & CHEMS INC COM 009158106 45 550 SH DEFINED 17 - - 550
AIR PRODS & CHEMS INC COM 009158106 326 4,026 SH DEFINED 18 4,026 - -
AIR PRODS & CHEMS INC COM 009158106 8,874 109,470 SH DEFINED 5;1 109,470 - -
AIR PRODS & CHEMS INC COM 009158106 184 2,274 SH DEFINED 2,274 - -
AIR PRODS & CHEMS INC COM 009158106 1,745 21,533 SH SOLE 21,533 - -
AIR PRODS & CHEMS INC COM 009158106 9,223 113,774 SH DEFINED 5 113,774 - -
AIR PRODS & CHEMS INC COM 009158106 390 4,812 SH DEFINED 8 4,297 515 -
AIR TRANSPORT SERVICES COM 00922R105 3 1,000 SH DEFINED 3 - - 1,000
GRP I
AIRCASTLE LTD COM G0129K104 44 4,465 SH DEFINED 2 4,465 - -
AIRCASTLE LTD COM G0129K104 591 60,000 SH DEFINED 3 60,000 - -
AIRCASTLE LTD COM G0129K104 5 500 SH DEFINED 5 500 - -
AIRGAS INC COM 009363102 5,004 105,129 SH DEFINED 2 105,129 - -
AIRGAS INC COM 009363102 138 2,909 SH DEFINED 3 600 - 2,309
AIRGAS INC COM 009363102 871 18,300 SH DEFINED 4 - 2,500 15,800
AIRGAS INC COM 009363102 5 95 SH DEFINED 95 - -
AIRTRAN HLDGS INC COM 00949P108 371 71,100 SH DEFINED 2 71,100 - -
AIRTRAN HLDGS INC COM 00949P108 1,540 294,995 SH DEFINED 3 250,000 - 44,995
AIRTRAN HLDGS INC COM 00949P108 522 100,000 CALL DEFINED 3 100,000 - -
AIXTRON SPONSORED ADR 009606104 40 1,200 SH DEFINED 3 - - 1,200
AKTIENGESELLSCHAFT
AIXTRON SPONSORED ADR 009606104 469 14,000 CALL DEFINED 3 14,000 - -
AKTIENGESELLSCHAFT
AK STL HLDG CORP COM 001547108 56,597 2,650,900 SH DEFINED 1 270,800 2,380,100 -
AK STL HLDG CORP COM 001547108 3,414 159,893 SH DEFINED 2 159,893 - -
AK STL HLDG CORP COM 001547108 378 17,723 SH DEFINED 3 1,299 - 16,424
AK STL HLDG CORP COM 001547108 9 432 SH DEFINED 16 432 - -
AK STL HLDG CORP COM 001547108 1,225 57,386 SH DEFINED 5 57,386 - -
AK STL HLDG CORP COM 001547108 30 1,410 SH DEFINED 8 1,410 - -
AKAMAI TECHNOLOGIES INC COM 00971T101 6,581 259,693 SH DEFINED 2 259,693 - -
AKAMAI TECHNOLOGIES INC COM 00971T101 320 12,639 SH DEFINED 3 1,952 - 10,687
AKAMAI TECHNOLOGIES INC COM 00971T101 1,264 49,900 SH DEFINED 4 - 6,900 43,000
AKAMAI TECHNOLOGIES INC COM 00971T101 2,175 85,835 SH DEFINED 7 - 85,835 -
AKAMAI TECHNOLOGIES INC COM 00971T101 12 470 SH DEFINED 15 470 - -
AKAMAI TECHNOLOGIES INC COM 00971T101 38 1,500 SH DEFINED 1,500 - -
AKAMAI TECHNOLOGIES INC COM 00971T101 74 2,935 SH DEFINED 8 - 2,935 -
AKORN INC COM 009728106 4 2,000 SH DEFINED 3 - - 2,000
ALAMO GROUP INC COM 011311107 412 24,000 SH DEFINED 4 - - 24,000
ALAMO GROUP INC COM 011311107 26 1,500 CALL DEFINED 5 1,500 - -
ALAMO GROUP INC COM 011311107 3 200 PUT DEFINED 5 200 - -
ALASKA AIR GROUP INC COM 011659109 58 1,666 SH DEFINED 2 1,666 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ALASKA AIR GROUP INC COM 011659109 202 5,839 SH DEFINED 3 - - 5,839
ALASKA AIR GROUP INC COM 011659109 12 339 SH DEFINED 5 339 - -
ALASKA COMMUNICATIONS COM 01167P101 55 6,876 SH DEFINED 3 - - 6,876
SYS GR
ALASKA COMMUNICATIONS COM 01167P101 1 123 SH DEFINED 5 123 - -
SYS GR
ALBANY INTL CORP CL A 012348108 - 3 SH DEFINED 3 - - 3
ALBANY INTL CORP CL A 012348108 4 200 SH DEFINED 5 200 - -
ALBANY MOLECULAR RESH INC COM 012423109 7 815 SH DEFINED 3 - - 815
ALBANY MOLECULAR RESH INC COM 012423109 490 54,000 SH DEFINED 4 - - 54,000
ALBEMARLE CORP COM 012653101 134 3,684 SH DEFINED 3 - - 3,684
ALBERTO CULVER CO NEW COM 013078100 3 111 SH DEFINED 3 - - 111
ALBERTO CULVER CO NEW COM 013078100 2,406 82,150 SH DEFINED 4 - 41,900 40,250
ALBERTO CULVER CO NEW COM 013078100 205 7,000 SH DEFINED 7 - 7,000 -
ALBERTO CULVER CO NEW COM 013078100 6 200 SH DEFINED 5 200 - -
ALCATEL-LUCENT SPONSORED ADR 013904305 4 1,100 SH DEFINED 2 1,100 - -
ALCATEL-LUCENT SPONSORED ADR 013904305 1,497 450,926 SH DEFINED 3 300,091 - 150,835
ALCATEL-LUCENT SPONSORED ADR 013904305 2 648 SH DEFINED 7 - 648 -
ALCATEL-LUCENT SPONSORED ADR 013904305 23 7,027 SH DEFINED 14 7,027 - -
ALCATEL-LUCENT SPONSORED ADR 013904305 19 5,855 SH DEFINED 15 5,855 - -
ALCATEL-LUCENT SPONSORED ADR 013904305 432 130,168 SH DEFINED 16 130,168 - -
ALCATEL-LUCENT SPONSORED ADR 013904305 1 304 SH DEFINED 18 304 - -
ALCATEL-LUCENT SPONSORED ADR 013904305 6 1,809 SH DEFINED 1,770 39 -
ALCATEL-LUCENT SPONSORED ADR 013904305 43 13,043 SH DEFINED 5 13,043 - -
ALCOA INC COM 013817101 69,521 4,312,700 SH DEFINED 1 375,700 3,937,000 -
ALCOA INC COM 013817101 21,823 1,353,803 SH DEFINED 2 1,353,803 - -
ALCOA INC COM 013817101 7,917 491,154 SH DEFINED 3 81,208 - 409,946
ALCOA INC NOTE 5.250% 013817AT8 26,212 10,050,000 PRN DEFINED 3 10,050,000 - -
ALCOA INC COM 013817101 26,797 1,662,359 SH DEFINED 6 1,662,359 - -
ALCOA INC COM 013817101 109 6,750 SH DEFINED 7 - 6,750 -
ALCOA INC COM 013817101 90 5,600 SH DEFINED 14 5,600 - -
ALCOA INC COM 013817101 793 49,209 SH DEFINED 15 49,209 - -
ALCOA INC COM 013817101 62 3,865 SH DEFINED 16 3,865 - -
ALCOA INC COM 013817101 30 1,832 SH DEFINED 18 1,832 - -
ALCOA INC COM 013817101 8 525 SH DEFINED 525 - -
ALCOA INC COM 013817101 5 325 SH SOLE 325 - -
ALCOA INC COM 013817101 5,385 334,081 SH DEFINED 5 334,081 - -
ALCOA INC COM 013817101 37 2,289 SH DEFINED 8 2,289 - -
ALCON INC COM SHS H01301102 274 1,666 SH DEFINED 3 - - 1,666
ALCON INC COM SHS H01301102 7 41 SH DEFINED 18 41 - -
ALCON INC COM SHS H01301102 4 27 SH DEFINED 27 - -
ALCON INC COM SHS H01301102 3 20 SH SOLE 20 - -
ALCON INC COM SHS H01301102 846 5,146 SH DEFINED 5 5,146 - -
ALCON INC COM SHS H01301102 4 25 SH DEFINED 8 25 - -
ALDILA INC COM NEW 014384200 16 4,500 SH DEFINED 3 - - 4,500
ALEXANDER & BALDWIN INC COM 014482103 132 3,870 SH DEFINED 3 - - 3,870
ALEXANDERS INC COM 014752109 5 15 SH DEFINED 3 - - 15
ALEXANDRIA REAL ESTATE COM 015271109 767 11,930 SH DEFINED 3 - - 11,930
EQ IN
ALEXION PHARMACEUTICALS COM 015351109 166 3,400 SH DEFINED 3 - - 3,400
INC
ALEXION PHARMACEUTICALS COM 015351109 732 15,000 SH DEFINED 14 15,000 - -
INC
ALEXION PHARMACEUTICALS COM 015351109 2 42 SH DEFINED 18 42 - -
INC
ALEXZA PHARMACEUTICALS COM 015384100 90 37,700 SH DEFINED 3 - - 37,700
INC
ALIGN TECHNOLOGY INC COM 016255101 8 449 SH DEFINED 2 449 - -
ALKERMES INC COM 01642T108 3 300 SH DEFINED 3 - - 300
ALLEGHANY CORP DEL COM 017175100 320 1,158 SH DEFINED 3 - - 1,158
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ALLEGHENY ENERGY INC COM 017361106 6,060 258,090 SH DEFINED 2 258,090 - -
ALLEGHENY ENERGY INC COM 017361106 662 28,211 SH DEFINED 3 1,940 - 26,271
ALLEGHENY ENERGY INC COM 017361106 291 12,375 SH DEFINED 14 12,375 - -
ALLEGHENY ENERGY INC COM 017361106 14 600 SH DEFINED 5 600 - -
ALLEGHENY TECHNOLOGIES COM 01741R102 5,189 115,900 SH DEFINED 1 - 115,900 -
INC
ALLEGHENY TECHNOLOGIES COM 01741R102 5,180 115,707 SH DEFINED 2 115,707 - -
INC
ALLEGHENY TECHNOLOGIES COM 01741R102 153 3,418 SH DEFINED 3 1,355 - 2,063
INC
ALLEGHENY TECHNOLOGIES COM 01741R102 8,954 200,000 CALL DEFINED 3 200,000 - -
INC
ALLEGHENY TECHNOLOGIES COM 01741R102 234 5,230 SH DEFINED 7 - 5,230 -
INC
ALLEGHENY TECHNOLOGIES COM 01741R102 88 1,960 SH DEFINED 10 1,960 - -
INC
ALLEGHENY TECHNOLOGIES COM 01741R102 30 660 SH DEFINED 17 - - 660
INC
ALLEGHENY TECHNOLOGIES COM 01741R102 19 432 SH DEFINED 18 432 - -
INC
ALLEGHENY TECHNOLOGIES COM 01741R102 13 295 SH DEFINED 295 - -
INC
ALLEGHENY TECHNOLOGIES COM 01741R102 1,104 24,665 SH SOLE 24,665 - -
INC
ALLEGHENY TECHNOLOGIES COM 01741R102 2 50 SH DEFINED 5 50 - -
INC
ALLEGHENY TECHNOLOGIES COM 01741R102 8 180 SH DEFINED 8 - 180 -
INC
ALLEGIANT TRAVEL CO COM 01748X102 117 2,481 SH DEFINED 3 - - 2,481
ALLERGAN INC COM 018490102 2,552 40,500 SH DEFINED 1 - 40,500 -
ALLERGAN INC COM 018490102 25,951 411,855 SH DEFINED 2 411,855 - -
ALLERGAN INC COM 018490102 977 15,503 SH DEFINED 3 3,648 - 11,855
ALLERGAN INC COM 018490102 252 4,000 SH DEFINED 4 - 4,000 -
ALLERGAN INC COM 018490102 215 3,415 SH DEFINED 7 - 3,415 -
ALLERGAN INC COM 018490102 78 1,235 SH DEFINED 10 1,235 - -
ALLERGAN INC COM 018490102 27 433 SH DEFINED 17 - - 433
ALLERGAN INC COM 018490102 13 205 SH DEFINED 18 205 - -
ALLERGAN INC COM 018490102 47 741 SH DEFINED 741 - -
ALLERGAN INC COM 018490102 972 15,428 SH SOLE 15,428 - -
ALLERGAN INC COM 018490102 911 14,460 SH DEFINED 5 14,460 - -
ALLERGAN INC COM 018490102 123 1,963 SH DEFINED 8 1,798 165 -
ALLETE INC COM NEW 018522300 1,047 32,047 SH DEFINED 2 32,047 - -
ALLETE INC COM NEW 018522300 277 8,486 SH DEFINED 3 - - 8,486
ALLETE INC COM NEW 018522300 10 300 SH DEFINED 5 300 - -
ALLIANCE CALIF MUN COM 018546101 64 5,000 SH DEFINED 3 - - 5,000
INCOME FD
ALLIANCE DATA SYSTEMS COM 018581108 13 195 SH DEFINED 3 - - 195
CORP
ALLIANCE DATA SYSTEMS COM 018581108 486 7,521 SH DEFINED 5 7,521 - -
CORP
ALLIANCE DATA SYSTEMS COM 018581108 13 200 SH DEFINED 8 200 - -
CORP
ALLIANCE FINANCIAL CORP COM 019205103 116 4,290 SH DEFINED 3 - - 4,290
NY
ALLIANCE HEALTHCARE COM NEW 018606202 1,085 190,000 SH DEFINED 3 190,000 - -
SRVCS IN
ALLIANCE HOLDINGS GP LP COM UNITS LP 01861G100 1,480 54,000 SH DEFINED 3 53,600 - 400
ALLIANCE ONE INTL INC COM 018772103 13 2,660 SH DEFINED 2,660 - -
ALLIANCE RES PARTNER L P UT LTD PART 01877R108 67 1,550 SH DEFINED 3 - - 1,550
ALLIANCE RES PARTNER L P UT LTD PART 01877R108 9 200 SH DEFINED 200 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ALLIANCE RES PARTNER L P UT LTD PART 01877R108 59 1,368 SH DEFINED 5 1,368 - -
ALLIANCEBERNSTEIN GBL COM 01879R106 2,169 163,219 SH DEFINED 3 - - 163,219
HGH IN
ALLIANCEBERNSTEIN GBL COM 01879R106 20 1,500 SH DEFINED 18 1,500 - -
HGH IN
ALLIANCEBERNSTEIN UNIT LTD PARTN 01881G106 20 707 SH DEFINED 2 707 - -
HOLDING LP
ALLIANCEBERNSTEIN UNIT LTD PARTN 01881G106 394 14,036 SH DEFINED 3 - - 14,036
HOLDING LP
ALLIANCEBERNSTEIN UNIT LTD PARTN 01881G106 2,782 99,019 SH DEFINED 6 99,019 - -
HOLDING LP
ALLIANCEBERNSTEIN UNIT LTD PARTN 01881G106 311 11,082 SH DEFINED 10,307 775 -
HOLDING LP
ALLIANCEBERNSTEIN UNIT LTD PARTN 01881G106 60 2,131 SH DEFINED 5 2,131 - -
HOLDING LP
ALLIANCEBERNSTEIN INCOME COM 01881E101 668 81,020 SH DEFINED 3 - - 81,020
FUN
ALLIANCEBERNSTEIN INCOME COM 01881E101 33 3,976 SH DEFINED 18 3,976 - -
FUN
ALLIANCEBERNSTEIN INCOME COM 01881E101 44 5,350 SH DEFINED 5 5,350 - -
FUN
ALLIANCEBERNSTEIN NATL COM 01864U106 639 47,740 SH DEFINED 3 - - 47,740
MUNI
ALLIANT ENERGY CORP COM 018802108 311 10,285 SH DEFINED 3 - - 10,285
ALLIANT TECHSYSTEMS INC COM 018804104 1,384 15,679 SH DEFINED 3 15,000 - 679
ALLIANT TECHSYSTEMS INC COM 018804104 11,034 125,000 CALL DEFINED 3 125,000 - -
ALLIANT TECHSYSTEMS INC COM 018804104 1,622 18,372 SH DEFINED 4 - 6,372 12,000
ALLIANT TECHSYSTEMS INC COM 018804104 13 150 SH DEFINED 15 150 - -
ALLIANT TECHSYSTEMS INC COM 018804104 96 1,090 SH DEFINED 1,090 - -
ALLIANT TECHSYSTEMS INC COM 018804104 740 8,377 SH DEFINED 5 8,377 - -
ALLIANT TECHSYSTEMS INC COM 018804104 43 490 SH DEFINED 8 490 - -
ALLIED CAP CORP NEW COM 01903Q108 1,086 300,840 SH DEFINED 3 - - 300,840
ALLIED CAP CORP NEW COM 01903Q108 6 1,575 SH DEFINED 5 1,575 - -
ALLIED DEFENSE GROUP INC COM 019118108 2,200 461,256 SH DEFINED 4 - 93,400 367,856
ALLIED HEALTHCARE INTL COM 01923A109 372 128,000 SH DEFINED 4 - - 128,000
INC
ALLIED IRISH BKS P L C SPON ADR ORD 019228402 2 545 SH DEFINED 2 545 - -
ALLIED IRISH BKS P L C SPON ADR ORD 019228402 108 30,642 SH DEFINED 3 - - 30,642
ALLIED IRISH BKS P L C SPON ADR ORD 019228402 50 14,366 SH DEFINED 5 14,366 - -
ALLIED MOTION COM 019330109 313 125,000 SH DEFINED 4 - - 125,000
TECHNOLOGIES I
ALLIED NEVADA GOLD CORP COM 019344100 15,080 1,000,000 SH DEFINED 1 - 1,000,000 -
ALLIED NEVADA GOLD CORP COM 019344100 14 916 SH DEFINED 3 - - 916
ALLIED NEVADA GOLD CORP COM 019344100 39 2,600 SH DEFINED 7 - 2,600 -
ALLIED NEVADA GOLD CORP COM 019344100 47 3,107 SH DEFINED 5 3,107 - -
ALLIED WRLD ASSUR COM SHS G0219G203 820 17,796 SH DEFINED 2 17,796 - -
HLDG L
ALLIED WRLD ASSUR COM SHS G0219G203 1 25 SH DEFINED 3 - - 25
HLDG L
ALLION HEALTHCARE INC COM 019615103 400 61,000 SH DEFINED 4 - - 61,000
ALLIS CHALMERS ENERGY INC COM PAR $.01NW 019645506 9 2,320 SH DEFINED 3 - - 2,320
ALLOS THERAPEUTICS INC COM 019777101 7 1,021 SH DEFINED 2 1,021 - -
ALLSCRIPT MISYS HEALTCAR COM 01988P108 135 6,668 SH DEFINED 2 6,668 - -
SOL
ALLSCRIPT MISYS HEALTCAR COM 01988P108 900 44,497 SH DEFINED 3 - - 44,497
SOL
ALLSCRIPT MISYS HEALTCAR COM 01988P108 11,841 585,340 SH DEFINED 4 - 445,450 139,890
SOL
ALLSCRIPT MISYS HEALTCAR COM 01988P108 4 182 SH DEFINED 18 182 - -
SOL
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ALLSCRIPT MISYS HEALTCAR COM 01988P108 8 410 SH DEFINED 410 - -
SOL
ALLSCRIPT MISYS HEALTCAR COM 01988P108 - - SH DEFINED 5 - - -
SOL
ALLSCRIPT MISYS HEALTCAR COM 01988P108 3 150 SH DEFINED 8 150 - -
SOL
ALLSTATE CORP COM 020002101 21,209 706,016 SH DEFINED 2 706,016 - -
ALLSTATE CORP COM 020002101 10,800 359,525 SH DEFINED 3 5,922 - 353,603
ALLSTATE CORP COM 020002101 15,937 530,537 SH DEFINED 6 530,537 - -
ALLSTATE CORP COM 020002101 6 200 SH DEFINED 7 - 200 -
ALLSTATE CORP COM 020002101 87 2,900 SH DEFINED 16 2,900 - -
ALLSTATE CORP COM 020002101 10 328 SH DEFINED 18 328 - -
ALLSTATE CORP COM 020002101 21 714 SH DEFINED 714 - -
ALLSTATE CORP COM 020002101 94 3,121 SH DEFINED 5 3,121 - -
ALMOST FAMILY INC COM 020409108 8 209 SH DEFINED 2 209 - -
ALMOST FAMILY INC COM 020409108 610 15,443 SH DEFINED 3 - - 15,443
ALMOST FAMILY INC COM 020409108 2 43 SH DEFINED 5 43 - -
ALMOST FAMILY INC COM 020409108 8 200 SH DEFINED 8 200 - -
ALNYLAM PHARMACEUTICALS COM 02043Q107 137 7,774 SH DEFINED 2 7,774 - -
INC
ALNYLAM PHARMACEUTICALS COM 02043Q107 105 5,947 SH DEFINED 3 - - 5,947
INC
ALNYLAM PHARMACEUTICALS COM 02043Q107 2,264 128,502 SH DEFINED 7 - 128,502 -
INC
ALNYLAM PHARMACEUTICALS COM 02043Q107 14 770 SH DEFINED 15 770 - -
INC
ALNYLAM PHARMACEUTICALS COM 02043Q107 7 400 SH DEFINED 400 - -
INC
ALNYLAM PHARMACEUTICALS COM 02043Q107 9 500 SH DEFINED 5 500 - -
INC
ALNYLAM PHARMACEUTICALS COM 02043Q107 92 5,242 SH DEFINED 8 - 5,242 -
INC
ALON USA ENERGY INC COM 020520102 128 18,783 SH DEFINED 2 18,783 - -
ALON USA ENERGY INC COM 020520102 3 402 SH DEFINED 3 - - 402
ALPHA NATURAL RESOURCES COM 02076X102 15,148 349,200 SH DEFINED 1 17,400 331,800 -
INC
ALPHA NATURAL RESOURCES COM 02076X102 2,924 67,415 SH DEFINED 3 46,100 - 21,315
INC
ALPHA NATURAL RESOURCES COM 02076X102 12 286 SH DEFINED 18 286 - -
INC
ALPHA NATURAL RESOURCES COM 02076X102 1,030 23,745 SH DEFINED 5 23,745 - -
INC
ALPHA NATURAL RESOURCES COM 02076X102 36 820 SH DEFINED 8 820 - -
INC
ALPHA PRO TECH LTD COM 020772109 98 21,601 SH DEFINED 3 - - 21,601
ALPINE GLOBAL DYNAMIC COM 02082E106 243 23,969 SH DEFINED 3 - - 23,969
DIVD F
ALPINE GLOBAL PREMIER COM SBI 02083A103 606 97,305 SH DEFINED 3 - - 97,305
PPTYS
ALPINE TOTAL DYNAMIC COM SBI 021060108 969 108,684 SH DEFINED 3 - - 108,684
DIVID F
ALPS ETF TR C&S GLOBL ETF 00162Q106 3 100 SH DEFINED 3 - - 100
ALPS ETF TR EQUAL SEC ETF 00162Q205 22 700 SH DEFINED 3 - - 700
ALPS ETF TR JEFF TRJ CRB 00162Q304 58 1,350 SH DEFINED 3 - - 1,350
GLO
ALTAIR NANOTECHNOLOGIES COM 021373105 4 4,449 SH DEFINED 3 4,449 - -
INC
ALTERA CORP COM 021441100 27,233 1,203,400 SH DEFINED 1 - 1,203,400 -
ALTERA CORP COM 021441100 4,185 184,936 SH DEFINED 2 184,936 - -
ALTERA CORP COM 021441100 188 8,297 SH DEFINED 3 3,259 - 5,038
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ALTERA CORP COM 021441100 1,082 47,800 SH DEFINED 4 - 10,200 37,600
ALTERA CORP COM 021441100 8 359 SH DEFINED 18 359 - -
ALTERA CORP COM 021441100 8 361 SH DEFINED 361 - -
ALTERA CORP COM 021441100 16 700 SH DEFINED 5 700 - -
ALTRA HOLDINGS INC COM 02208R106 5 365 SH DEFINED 3 - - 365
ALTRA HOLDINGS INC COM 02208R106 420 34,000 SH DEFINED 4 - - 34,000
ALTRA HOLDINGS INC COM 02208R106 1 90 SH DEFINED 18 90 - -
ALTRIA GROUP INC COM 02209S103 56,143 2,860,041 SH DEFINED 2 2,860,041 - -
ALTRIA GROUP INC COM 02209S103 14,388 732,974 SH DEFINED 3 228,548 - 504,426
ALTRIA GROUP INC COM 02209S103 37 1,887 SH DEFINED 7 - 1,887 -
ALTRIA GROUP INC COM 02209S103 559 28,491 SH DEFINED 10 28,491 - -
ALTRIA GROUP INC COM 02209S103 59 3,000 SH DEFINED 13 3,000 - -
ALTRIA GROUP INC COM 02209S103 10,157 517,421 SH DEFINED 14 517,421 - -
ALTRIA GROUP INC COM 02209S103 276 14,070 SH DEFINED 15 14,070 - -
ALTRIA GROUP INC COM 02209S103 230 11,694 SH DEFINED 16 11,694 - -
ALTRIA GROUP INC COM 02209S103 1,088 55,421 SH DEFINED 18 55,421 - -
ALTRIA GROUP INC COM 02209S103 645 32,871 SH DEFINED 12,665 20,206 -
ALTRIA GROUP INC COM 02209S103 420 21,413 SH SOLE 21,413 - -
ALTRIA GROUP INC COM 02209S103 3,699 188,437 SH DEFINED 5 188,437 - -
ALTRIA GROUP INC COM 02209S103 150 7,620 SH DEFINED 8 7,620 - -
ALUMINA LTD SPONSORED ADR 022205108 223 34,000 SH OTHER S;6 34,000 - -
ALUMINA LTD SPONSORED ADR 022205108 2 315 SH DEFINED 5 315 - -
ALUMINUM CORP CHINA LTD SPON ADR H SHS 022276109 8 300 SH DEFINED 2 300 - -
ALUMINUM CORP CHINA LTD SPON ADR H SHS 022276109 31 1,150 SH DEFINED 1,150 - -
ALUMINUM CORP CHINA LTD SPON ADR H SHS 022276109 4 137 SH DEFINED 5 137 - -
ALVARION LTD SHS M0861T100 105 28,100 SH DEFINED 3 - - 28,100
ALVARION LTD SHS M0861T100 220 58,900 SH DEFINED 5 58,900 - -
ALZA CORP SDCV 02261WAB5 5 5,000 PRN DEFINED 3 - - 5,000
AMAG PHARMACEUTICALS INC COM 00163U106 39 1,024 SH DEFINED 2 1,024 - -
AMARIN CORP PLC SPONS ADR NEW 023111206 - 100 SH DEFINED 3 - - 100
AMAZON COM INC COM 023135106 2,085 15,500 SH DEFINED 1 - 15,500 -
AMAZON COM INC COM 023135106 37,711 280,337 SH DEFINED 2 280,337 - -
AMAZON COM INC COM 023135106 8,964 66,637 SH DEFINED 3 11,761 - 54,876
AMAZON COM INC COM 023135106 210 1,560 SH DEFINED 16 1,560 - -
AMAZON COM INC COM 023135106 27 202 SH DEFINED 18 202 - -
AMAZON COM INC COM 023135106 305 2,269 SH DEFINED 2,269 - -
AMAZON COM INC COM 023135106 480 3,561 SH DEFINED 5 3,561 - -
AMAZON COM INC COM 023135106 1 11 SH DEFINED 8 11 - -
AMB PROPERTY CORP COM 00163T109 824 32,243 SH DEFINED 3 - - 32,243
AMB PROPERTY CORP COM 00163T109 4 151 SH DEFINED 18 151 - -
AMBAC FINL GROUP INC COM 023139108 4 5,322 SH DEFINED 3 - - 5,322
AMBAC FINL GROUP INC COM 023139108 3 3,135 SH DEFINED 16 3,135 - -
AMBAC FINL GROUP INC COM 023139108 1 1,480 SH DEFINED 1,480 - -
AMBAC FINL GROUP INC COM 023139108 - 100 SH SOLE 100 - -
AMBAC FINL GROUP INC COM 023139108 - 50 SH DEFINED 5 50 - -
AMBASSADORS INTL INC COM 023178106 18 29,800 SH DEFINED 4 - - 29,800
AMCOL INTL CORP COM 02341W103 2 76 SH DEFINED 3 - - 76
AMDOCS LTD NOTE 0.500% 02342TAD1 3 4,000 PRN DEFINED 3 - - 4,000
AMDOCS LTD ORD G02602103 328 11,507 SH DEFINED 3 - - 11,507
AMDOCS LTD ORD G02602103 57 2,000 SH DEFINED 16 2,000 - -
AMDOCS LTD ORD G02602103 21 750 SH DEFINED 18 750 - -
AMEDISYS INC COM 023436108 586 12,050 SH DEFINED 3 9,840 - 2,210
AMEDISYS INC COM 023436108 3,742 76,990 SH DEFINED 4 - 41,890 35,100
AMEDISYS INC COM 023436108 788 16,218 SH DEFINED 5 16,218 - -
AMEDISYS INC COM 023436108 63 1,290 SH DEFINED 8 1,290 - -
AMEREN CORP COM 023608102 8,945 320,045 SH DEFINED 2 320,045 - -
AMEREN CORP COM 023608102 3,230 115,558 SH DEFINED 3 2,561 - 112,997
AMEREN CORP COM 023608102 5 175 SH DEFINED 18 175 - -
AMEREN CORP COM 023608102 9 326 SH DEFINED 326 - -
AMERICA FIRST TAX EX IVS BEN UNIT CTF 02364V107 1,896 317,100 SH DEFINED 3 285,925 - 31,175
L P
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 449 9,547 SH DEFINED 2 9,547 - -
AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 1,564 33,296 SH DEFINED 3 12,100 - 21,196
AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 299 6,370 SH DEFINED 7 - 6,370 -
AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 87 1,858 SH DEFINED 10 1,858 - -
AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 507 10,800 SH DEFINED 14 10,800 - -
AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 25 525 SH DEFINED 16 525 - -
AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 31 650 SH DEFINED 17 - - 650
AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 10 206 SH DEFINED 18 206 - -
AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 11 239 SH DEFINED 239 - -
AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 1,149 24,455 SH SOLE 24,455 - -
AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 1,114 23,704 SH DEFINED 5 23,704 - -
AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 20 420 SH DEFINED 8 - 420 -
AMERICA SVC GROUP INC COM 02364L109 20 1,240 SH DEFINED 3 - - 1,240
AMERICAN APPAREL INC COM 023850100 143 46,133 SH DEFINED 3 - - 46,133
AMERICAN APPAREL INC COM 023850100 14 4,500 SH DEFINED 5 4,500 - -
AMERICAN AXLE & MFG COM 024061103 1,533 191,150 SH DEFINED 3 191,150 - -
HLDGS IN
AMERICAN CAMPUS CMNTYS COM 024835100 70 2,475 SH DEFINED 2 2,475 - -
INC
AMERICAN CAMPUS CMNTYS COM 024835100 49 1,758 SH DEFINED 3 - - 1,758
INC
AMERICAN CAP LTD COM 02503Y103 40 16,410 SH DEFINED 2 16,410 - -
AMERICAN CAP LTD COM 02503Y103 250 102,626 SH DEFINED 3 127 - 102,499
AMERICAN CAP LTD COM 02503Y103 13 5,329 SH DEFINED 13 5,329 - -
AMERICAN CAP LTD COM 02503Y103 3 1,274 SH DEFINED 16 1,274 - -
AMERICAN CAP LTD COM 02503Y103 12 4,955 SH DEFINED 5 4,955 - -
AMERICAN CAPITAL AGENCY COM 02503X105 5,541 208,770 SH DEFINED 3 - - 208,770
CORP
AMERICAN CAPITAL AGENCY COM 02503X105 17 654 SH DEFINED 5 654 - -
CORP
AMERICAN COMMERCIAL LINES COM PAR $0.01 025195405 4 200 SH DEFINED 3 - - 200
AMERICAN DAIRY INC COM 025334103 30 1,402 SH DEFINED 3 - - 1,402
AMERICAN DG ENERGY INC COM 025398108 1,791 607,143 SH DEFINED 13 607,143 - -
AMERICAN EAGLE COM 02553E106 44 2,600 SH DEFINED 1 - 2,600 -
OUTFITTERS NE
AMERICAN EAGLE COM 02553E106 231 13,607 SH DEFINED 3 - - 13,607
OUTFITTERS NE
AMERICAN EAGLE COM 02553E106 228 13,400 SH DEFINED 4 - 13,400 -
OUTFITTERS NE
AMERICAN EAGLE COM 02553E106 75 4,400 SH DEFINED 5 4,400 - -
OUTFITTERS NE
AMERICAN ECOLOGY CORP COM NEW 025533407 1,004 58,900 SH DEFINED 3 58,400 - 500
AMERICAN ELEC PWR INC COM 025537101 49,322 1,417,700 SH DEFINED 1 174,800 1,242,900 -
AMERICAN ELEC PWR INC COM 025537101 12,667 364,092 SH DEFINED 2 364,092 - -
AMERICAN ELEC PWR INC COM 025537101 5,383 154,735 SH DEFINED 3 5,292 - 149,443
AMERICAN ELEC PWR INC COM 025537101 14,409 414,185 SH DEFINED 4 - 174,935 239,250
AMERICAN ELEC PWR INC COM 025537101 191 5,500 SH DEFINED 15 5,500 - -
AMERICAN ELEC PWR INC COM 025537101 496 14,247 SH DEFINED 18 14,247 - -
AMERICAN ELEC PWR INC COM 025537101 40 1,164 SH DEFINED 1,164 - -
AMERICAN ELEC PWR INC COM 025537101 3 100 SH SOLE 100 - -
AMERICAN ELEC PWR INC COM 025537101 569 16,348 SH DEFINED 5 16,348 - -
AMERICAN ELEC PWR INC COM 025537101 19 550 SH DEFINED 8 550 - -
AMERICAN EQTY INVT LIFE COM 025676206 389 52,235 SH DEFINED 2 52,235 - -
HLD
AMERICAN EQTY INVT LIFE COM 025676206 105 14,086 SH DEFINED 3 - - 14,086
HLD
AMERICAN EQTY INVT LIFE COM 025676206 744 100,000 SH DEFINED 4 - - 100,000
HLD
AMERICAN EXPRESS CO COM 025816109 9,737 240,300 SH DEFINED 1 - 240,300 -
AMERICAN EXPRESS CO COM 025816109 66,585 1,643,256 SH DEFINED 2 1,643,256 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AMERICAN EXPRESS CO COM 025816109 3,664 90,434 SH DEFINED 3 29,874 - 60,560
AMERICAN EXPRESS CO COM 025816109 1,823 45,000 PUT DEFINED 3 45,000 - -
AMERICAN EXPRESS CO COM 025816109 2,413 59,555 SH DEFINED 7 - 59,555 -
AMERICAN EXPRESS CO COM 025816109 12 300 SH DEFINED 9 300 - -
AMERICAN EXPRESS CO COM 025816109 146 3,600 SH DEFINED 11 3,600 - -
AMERICAN EXPRESS CO COM 025816109 456 11,260 SH DEFINED 13 11,260 - -
AMERICAN EXPRESS CO COM 025816109 608 15,000 SH DEFINED 14 15,000 - -
AMERICAN EXPRESS CO COM 025816109 464 11,445 SH DEFINED 15 11,445 - -
AMERICAN EXPRESS CO COM 025816109 8 200 SH DEFINED 16 200 - -
AMERICAN EXPRESS CO COM 025816109 37 902 SH DEFINED 18 902 - -
AMERICAN EXPRESS CO COM 025816109 613 15,116 SH DEFINED 15,116 - -
AMERICAN EXPRESS CO COM 025816109 6 148 SH SOLE 148 - -
AMERICAN EXPRESS CO COM 025816109 10,849 267,734 SH DEFINED 5 267,734 - -
AMERICAN EXPRESS CO COM 025816109 637 15,727 SH DEFINED 8 8,400 7,327 -
AMERICAN FINL GROUP INC COM 025932104 8 335 SH DEFINED 3 - - 335
OHIO
AMERICAN FINL GROUP INC COM 025932104 4 150 SH DEFINED 7 - 150 -
OHIO
AMERICAN FINL GROUP INC COM 025932104 3 110 SH DEFINED 18 110 - -
OHIO
AMERICAN FINL GROUP INC COM 025932104 180 7,205 SH DEFINED 5 7,205 - -
OHIO
AMERICAN GREETINGS CORP CL A 026375105 102 4,700 SH DEFINED 2 4,700 - -
AMERICAN GREETINGS CORP CL A 026375105 11 492 SH DEFINED 3 - - 492
AMERICAN INCOME FD INC COM 02672T109 52 7,000 SH DEFINED 3 - - 7,000
AMERICAN INDEPENDENCE COM NEW 026760405 341 75,000 SH DEFINED 4 - - 75,000
CORP
AMERICAN INTL GROUP INC COM NEW 026874784 5,947 198,382 SH DEFINED 2 198,382 - -
AMERICAN INTL GROUP INC UNIT 026874115 19 1,645 PRN DEFINED 3 - - 1,645
99/99/9999
AMERICAN INTL GROUP INC COM NEW 026874784 641 21,383 SH DEFINED 3 15,916 - 5,467
AMERICAN INTL GROUP INC COM NEW 026874784 2 78 SH DEFINED 7 - 78 -
AMERICAN INTL GROUP INC COM NEW 026874784 - 8 SH DEFINED 9 8 - -
AMERICAN INTL GROUP INC COM NEW 026874784 733 24,440 SH DEFINED 14 24,440 - -
AMERICAN INTL GROUP INC COM NEW 026874784 70 2,335 SH DEFINED 15 2,335 - -
AMERICAN INTL GROUP INC COM NEW 026874784 - 6 SH DEFINED 18 6 - -
AMERICAN INTL GROUP INC COM NEW 026874784 8 271 SH DEFINED 271 - -
AMERICAN INTL GROUP INC COM NEW 026874784 15 501 SH SOLE 501 - -
AMERICAN INTL GROUP INC COM NEW 026874784 67 2,240 SH DEFINED 5 2,240 - -
AMERICAN INTL GROUP INC COM NEW 026874784 - 2 SH DEFINED 8 2 - -
AMERICAN ITALIAN PASTA CO CL A 027070101 724 20,822 SH DEFINED 3 - - 20,822
AMERICAN MED SYS HLDGS COM 02744M108 28 1,440 SH DEFINED 3 - - 1,440
INC
AMERICAN MED SYS HLDGS COM 02744M108 9 480 SH SOLE 480 - -
INC
AMERICAN MUN INCOME COM 027649102 57 4,100 SH DEFINED 3 - - 4,100
PORTFOLI
AMERICAN ORIENTAL COM 028731107 9 2,000 SH DEFINED 3 - - 2,000
BIOENGR IN
AMERICAN PAC CORP COM 028740108 520 70,200 SH DEFINED 4 - - 70,200
AMERICAN PUBLIC COM 02913V103 94 2,750 SH DEFINED 3 - - 2,750
EDUCATION IN
AMERICAN REPROGRAPHICS CO COM 029263100 3 450 SH DEFINED 5 450 - -
AMERICAN RIVER BANKSHARES COM 029326105 2 300 SH DEFINED 3 - - 300
AMERICAN SAFETY INS ORD G02995101 275 19,000 SH DEFINED 4 - - 19,000
HLDGS LT
AMERICAN SCIENCE & ENGR COM 029429107 1,000 13,180 SH DEFINED 3 12,500 - 680
INC
AMERICAN SCIENCE & ENGR COM 029429107 11 149 SH DEFINED 18 149 - -
INC
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AMERICAN SELECT COM 029570108 93 8,140 SH DEFINED 3 - - 8,140
PORTFOLIO IN
AMERICAN SHARED HOSPITAL COM 029595105 32 11,000 SH DEFINED 4 - - 11,000
SVC
AMERICAN SOFTWARE INC CL A 029683109 5 900 SH DEFINED 3 - - 900
AMERICAN STRATEGIC COM 03009T101 150 17,081 SH DEFINED 3 - - 17,081
INCOME II
AMERICAN STS WTR CO COM 029899101 318 8,969 SH DEFINED 3 - - 8,969
AMERICAN STS WTR CO COM 029899101 319 9,000 SH DEFINED 4 - - 9,000
AMERICAN STS WTR CO COM 029899101 103 2,900 SH DEFINED 5 2,900 - -
AMERICAN STS WTR CO COM 029899101 832 23,500 SH DEFINED 8 23,500 - -
AMERICAN SUPERCONDUCTOR COM 030111108 127 3,100 SH DEFINED 1 - 3,100 -
CORP
AMERICAN SUPERCONDUCTOR COM 030111108 136 3,325 SH DEFINED 3 - - 3,325
CORP
AMERICAN SUPERCONDUCTOR COM 030111108 29 704 SH DEFINED 16 704 - -
CORP
AMERICAN TECHNOLOGY CORP COM NEW 030145205 1 550 SH DEFINED 3 - - 550
AMERICAN TOWER CORP CL A 029912201 40,808 944,400 SH DEFINED 1 77,200 867,200 -
AMERICAN TOWER CORP CL A 029912201 23,921 553,593 SH DEFINED 2 553,593 - -
AMERICAN TOWER CORP CL A 029912201 5,355 123,925 SH DEFINED 3 79,435 - 44,490
AMERICAN TOWER CORP CL A 029912201 198 4,590 SH DEFINED 7 - 4,590 -
AMERICAN TOWER CORP CL A 029912201 67 1,562 SH DEFINED 10 1,562 - -
AMERICAN TOWER CORP CL A 029912201 35 805 SH DEFINED 17 - - 805
AMERICAN TOWER CORP CL A 029912201 39 905 SH DEFINED 18 905 - -
AMERICAN TOWER CORP CL A 029912201 12 285 SH DEFINED 285 - -
AMERICAN TOWER CORP CL A 029912201 919 21,265 SH SOLE 21,265 - -
AMERICAN TOWER CORP CL A 029912201 273 6,325 SH DEFINED 5 6,325 - -
AMERICAN TOWER CORP CL A 029912201 6 145 SH DEFINED 8 - 145 -
AMERICAN WTR WKS CO INC COM 030420103 67 2,970 SH DEFINED 3 - - 2,970
NEW
AMERICAN WTR WKS CO INC COM 030420103 18 800 SH DEFINED 15 800 - -
NEW
AMERICAN WTR WKS CO INC COM 030420103 70 3,125 SH DEFINED 5 3,125 - -
NEW
AMERICAN WTR WKS CO INC COM 030420103 762 34,000 SH DEFINED 8 34,000 - -
NEW
AMERICAS CAR MART INC COM 03062T105 224 8,509 SH DEFINED 3 - - 8,509
AMERICAS CAR MART INC COM 03062T105 724 27,500 SH DEFINED 4 - - 27,500
AMERICREDIT CORP COM 03060R101 12 605 SH DEFINED 3 - - 605
AMERIGAS PARTNERS L P UNIT L P INT 030975106 300 7,616 SH DEFINED 2 7,616 - -
AMERIGAS PARTNERS L P UNIT L P INT 030975106 795 20,223 SH DEFINED 3 - - 20,223
AMERIGAS PARTNERS L P UNIT L P INT 030975106 23 576 SH DEFINED - 576 -
AMERIGON INC COM 03070L300 95 11,924 SH DEFINED 3 - - 11,924
AMERIPRISE FINL INC COM 03076C106 13,201 340,062 SH DEFINED 2 340,062 - -
AMERIPRISE FINL INC COM 03076C106 243 6,248 SH DEFINED 3 2,796 - 3,452
AMERIPRISE FINL INC COM 03076C106 489 12,585 SH DEFINED 4 - 12,585 -
AMERIPRISE FINL INC COM 03076C106 419 10,795 SH DEFINED 7 - 10,795 -
AMERIPRISE FINL INC COM 03076C106 20 510 SH DEFINED 11 510 - -
AMERIPRISE FINL INC COM 03076C106 16 400 SH DEFINED 15 400 - -
AMERIPRISE FINL INC COM 03076C106 4 100 SH DEFINED 16 100 - -
AMERIPRISE FINL INC COM 03076C106 13 342 SH DEFINED 18 342 - -
AMERIPRISE FINL INC COM 03076C106 2 50 SH DEFINED 50 - -
AMERIPRISE FINL INC COM 03076C106 3 76 SH DEFINED 5 76 - -
AMERIPRISE FINL INC COM 03076C106 135 3,485 SH DEFINED 8 - 3,485 -
AMERIS BANCORP COM 03076K108 489 68,339 SH DEFINED 4 - - 68,339
AMERISAFE INC COM 03071H100 621 34,549 SH DEFINED 2 34,549 - -
AMERISAFE INC COM 03071H100 4 240 SH DEFINED 3 - - 240
AMERISAFE INC COM 03071H100 3,103 172,700 SH DEFINED 4 - 113,200 59,500
AMERISERV FINL INC COM 03074A102 - 113 SH DEFINED 3 - - 113
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AMERISOURCEBERGEN CORP COM 03073E105 70,658 2,710,300 SH DEFINED 1 223,000 2,487,300 -
AMERISOURCEBERGEN CORP COM 03073E105 10,571 405,495 SH DEFINED 2 405,495 - -
AMERISOURCEBERGEN CORP COM 03073E105 3,243 124,415 SH DEFINED 3 103,206 - 21,209
AMERISOURCEBERGEN CORP COM 03073E105 659 25,270 SH DEFINED 4 - 25,270 -
AMERISOURCEBERGEN CORP COM 03073E105 384 14,720 SH DEFINED 7 - 14,720 -
AMERISOURCEBERGEN CORP COM 03073E105 19 735 SH DEFINED 9 735 - -
AMERISOURCEBERGEN CORP COM 03073E105 117 4,500 SH DEFINED 10 4,500 - -
AMERISOURCEBERGEN CORP COM 03073E105 182 7,000 SH DEFINED 11 7,000 - -
AMERISOURCEBERGEN CORP COM 03073E105 9,447 362,367 SH DEFINED 5;1 362,367 - -
AMERISOURCEBERGEN CORP COM 03073E105 91 3,505 SH DEFINED 3,505 - -
AMERISOURCEBERGEN CORP COM 03073E105 14 525 SH SOLE 525 - -
AMERISOURCEBERGEN CORP COM 03073E105 2,523 96,779 SH DEFINED 5 96,779 - -
AMERISOURCEBERGEN CORP COM 03073E105 193 7,405 SH DEFINED 8 6,805 600 -
AMERISTAR CASINOS INC COM 03070Q101 180 11,799 SH DEFINED 2 11,799 - -
AMERISTAR CASINOS INC COM 03070Q101 14 900 SH DEFINED 16 900 - -
AMERN STRATEGIC INCOME COM 030099105 26 2,604 SH DEFINED 3 - - 2,604
PTFL
AMERON INTL INC COM 030710107 139 2,184 SH DEFINED 3 - - 2,184
AMETEK INC NEW COM 031100100 5,254 137,400 SH DEFINED 1 18,400 119,000 -
AMETEK INC NEW COM 031100100 986 25,790 SH DEFINED 3 - - 25,790
AMETEK INC NEW COM 031100100 1,155 30,200 SH DEFINED 4 - 4,200 26,000
AMETEK INC NEW COM 031100100 - 12 SH DEFINED 12 - -
AMGEN INC COM 031162100 63,435 1,121,361 SH DEFINED 2 1,121,361 - -
AMGEN INC COM 031162100 18,509 327,188 SH DEFINED 3 60,371 - 266,817
AMGEN INC NOTE 0.125% 031162AN0 2,464 2,500,000 PRN DEFINED 3 2,500,000 - -
AMGEN INC NOTE 0.375% 031162AQ3 2,527 2,500,000 PRN DEFINED 3 2,500,000 - -
AMGEN INC COM 031162100 11,298 199,715 SH DEFINED 4 - 92,175 107,540
AMGEN INC COM 031162100 13 238 SH DEFINED 7 - 238 -
AMGEN INC COM 031162100 211 3,734 SH DEFINED 10 3,734 - -
AMGEN INC COM 031162100 187 3,300 SH DEFINED 14 3,300 - -
AMGEN INC COM 031162100 134 2,376 SH DEFINED 15 2,376 - -
AMGEN INC COM 031162100 79 1,391 SH DEFINED 18 1,391 - -
AMGEN INC COM 031162100 385 6,798 SH DEFINED 6,798 - -
AMGEN INC COM 031162100 89 1,569 SH SOLE 1,569 - -
AMGEN INC COM 031162100 2,482 43,878 SH DEFINED 5 43,878 - -
AMGEN INC COM 031162100 58 1,026 SH DEFINED 8 1,026 - -
AMICAS INC COM 001712108 5 829 SH DEFINED 3 - - 829
AMICUS THERAPEUTICS INC COM 03152W109 30 7,500 SH DEFINED 3 - - 7,500
AMKOR TECHNOLOGY INC COM 031652100 19 2,630 SH DEFINED 3 - - 2,630
AMPHENOL CORP NEW CL A 032095101 10,471 226,745 SH DEFINED 2 226,745 - -
AMPHENOL CORP NEW CL A 032095101 1,183 25,614 SH DEFINED 3 4,183 - 21,431
AMPHENOL CORP NEW CL A 032095101 8 168 SH DEFINED 18 168 - -
AMPHENOL CORP NEW CL A 032095101 6 124 SH DEFINED 5 124 - -
AMR CORP COM 001765106 1,590 205,678 SH DEFINED 2 205,678 - -
AMR CORP COM 001765106 3,179 411,300 SH DEFINED 3 281,300 - 130,000
AMR CORP COM 001765106 3,092 400,000 CALL DEFINED 3 400,000 - -
AMR CORP COM 001765106 1,385 179,200 PUT DEFINED 3 179,200 - -
AMR CORP COM 001765106 618 80,000 SH DEFINED 16 80,000 - -
AMREP CORP NEW COM 032159105 178 13,000 SH DEFINED 4 - - 13,000
AMSURG CORP COM 03232P405 461 20,924 SH DEFINED 2 20,924 - -
AMTRUST FINANCIAL COM 032359309 38 3,244 SH DEFINED 2 3,244 - -
SERVICES I
AMYLIN PHARMACEUTICALS COM 032346108 457 32,229 SH DEFINED 2 32,229 - -
INC
AMYLIN PHARMACEUTICALS COM 032346108 307 21,649 SH DEFINED 3 - - 21,649
INC
ANADARKO PETE CORP COM 032511107 80,016 1,281,900 SH DEFINED 1 99,200 1,164,500 18,200
ANADARKO PETE CORP COM 032511107 45,099 722,512 SH DEFINED 2 722,512 - -
ANADARKO PETE CORP COM 032511107 6,692 107,212 SH DEFINED 3 5,493 - 101,719
ANADARKO PETE CORP COM 032511107 5,618 90,000 CALL DEFINED 3 90,000 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ANADARKO PETE CORP COM 032511107 15,016 240,560 SH DEFINED 4 - 98,870 141,690
ANADARKO PETE CORP COM 032511107 2,079 33,310 SH DEFINED 7 - 33,310 -
ANADARKO PETE CORP COM 032511107 81 1,300 SH DEFINED 9 1,300 - -
ANADARKO PETE CORP COM 032511107 467 7,476 SH DEFINED 10 7,476 - -
ANADARKO PETE CORP COM 032511107 281 4,500 SH DEFINED 11 4,500 - -
ANADARKO PETE CORP COM 032511107 7 111 SH DEFINED 15 111 - -
ANADARKO PETE CORP COM 032511107 16 262 SH DEFINED 18 262 - -
ANADARKO PETE CORP COM 032511107 15,478 247,963 SH DEFINED 5;1 247,963 - -
ANADARKO PETE CORP COM 032511107 568 9,094 SH DEFINED 9,094 - -
ANADARKO PETE CORP COM 032511107 155 2,480 SH SOLE 2,480 - -
ANADARKO PETE CORP COM 032511107 334 5,345 SH DEFINED 5 5,345 - -
ANADARKO PETE CORP COM 032511107 48 770 SH DEFINED 8 - 770 -
ANALOG DEVICES INC COM 032654105 12,139 384,400 SH DEFINED 1 - 384,400 -
ANALOG DEVICES INC COM 032654105 13,481 426,874 SH DEFINED 2 426,874 - -
ANALOG DEVICES INC COM 032654105 1,314 41,598 SH DEFINED 3 29,634 - 11,964
ANALOG DEVICES INC COM 032654105 1 16 SH DEFINED 18 16 - -
ANALOG DEVICES INC COM 032654105 175 5,555 SH DEFINED 5,555 - -
ANALOG DEVICES INC COM 032654105 6 200 SH DEFINED 5 200 - -
ANALOGIC CORP COM PAR $0.05 032657207 770 20,000 SH DEFINED 3 20,000 - -
ANALOGIC CORP COM PAR $0.05 032657207 1 16 SH DEFINED 18 16 - -
ANALOGIC CORP COM PAR $0.05 032657207 - - SH DEFINED 5 - - -
ANALOGIC CORP COM PAR $0.05 032657207 8 200 SH DEFINED 8 200 - -
ANALYSTS INTL CORP COM 032681108 3 5,000 SH DEFINED 5 5,000 - -
ANAREN INC COM 032744104 798 53,000 SH DEFINED 4 - - 53,000
ANCESTRY COM INC COM 032803108 210 15,000 SH DEFINED 1 - 15,000 -
ANDERSONS INC COM 034164103 93 3,588 SH DEFINED 2 3,588 - -
ANDERSONS INC COM 034164103 826 32,000 SH DEFINED 3 32,000 - -
ANDERSONS INC COM 034164103 506 19,600 SH DEFINED 4 - - 19,600
ANDERSONS INC COM 034164103 60 2,305 SH DEFINED 5 2,305 - -
ANGEION CORP COM 03462H404 - 20 SH DEFINED 3 - - 20
ANGIODYNAMICS INC COM 03475V101 26 1,604 SH DEFINED 3 - - 1,604
ANGIODYNAMICS INC COM 03475V101 738 46,000 SH DEFINED 4 - - 46,000
ANGIODYNAMICS INC COM 03475V101 3 203 SH DEFINED 18 203 - -
ANGIODYNAMICS INC COM 03475V101 7 460 SH DEFINED 460 - -
ANGIOTECH COM 034918102 27 22,000 SH DEFINED 3 - - 22,000
PHARMACEUTICALS IN
ANGIOTECH COM 034918102 4 3,320 SH DEFINED 6 3,320 - -
PHARMACEUTICALS IN
ANGIOTECH COM 034918102 13 10,200 SH DEFINED 7 - 10,200 -
PHARMACEUTICALS IN
ANGIOTECH COM 034918102 15 12,000 SH DEFINED 12,000 - -
PHARMACEUTICALS IN
ANGIOTECH COM 034918102 29 23,440 SH DEFINED 5 23,440 - -
PHARMACEUTICALS IN
ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 94 2,336 SH DEFINED 2 2,336 - -
ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 174 4,340 SH DEFINED 3 - - 4,340
ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 2 51 SH DEFINED 7 - 51 -
ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 69 1,710 SH DEFINED 13 1,710 - -
ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 518 12,900 SH DEFINED 16 12,900 - -
ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 76 1,892 SH DEFINED 5 1,892 - -
ANHEUSER BUSCH INBEV SPONSORED ADR 03524A108 2 44 SH DEFINED 18 44 - -
SA/NV
ANHEUSER BUSCH INBEV SPONSORED ADR 03524A108 8,965 172,299 SH DEFINED 5;1 172,299 - -
SA/NV
ANHEUSER BUSCH INBEV SPONSORED ADR 03524A108 11 215 SH DEFINED 215 - -
SA/NV
ANHEUSER BUSCH INBEV SPONSORED ADR 03524A108 1,956 37,603 SH DEFINED 5 37,603 - -
SA/NV
ANHEUSER BUSCH INBEV SPONSORED ADR 03524A108 55 1,056 SH DEFINED 8 1,056 - -
SA/NV
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ANIKA THERAPEUTICS INC COM 035255108 19 2,500 SH DEFINED 3 - - 2,500
ANIXTER INTL INC COM 035290105 248 5,274 SH DEFINED 3 - - 5,274
ANIXTER INTL INC COM 035290105 10 210 SH DEFINED 5 210 - -
ANNALY CAP MGMT INC COM 035710409 1,176 67,773 SH DEFINED 2 67,773 - -
ANNALY CAP MGMT INC COM 035710409 15,400 887,634 SH DEFINED 3 - - 887,634
ANNALY CAP MGMT INC COM 035710409 22 1,270 SH DEFINED 4 - 1,270 -
ANNALY CAP MGMT INC COM 035710409 46 2,638 SH DEFINED 15 2,638 - -
ANNALY CAP MGMT INC COM 035710409 109 6,290 SH DEFINED 16 6,290 - -
ANNALY CAP MGMT INC COM 035710409 26 1,506 SH DEFINED 18 1,506 - -
ANNALY CAP MGMT INC COM 035710409 16 935 SH DEFINED 935 - -
ANNALY CAP MGMT INC COM 035710409 368 21,198 SH DEFINED 5 21,198 - -
ANNALY CAP MGMT INC COM 035710409 40 2,315 SH DEFINED 8 2,315 - -
ANNAPOLIS BANCORP INC COM 035848100 14 4,543 SH DEFINED 3 - - 4,543
ANNTAYLOR STORES CORP COM 036115103 137 10,033 SH DEFINED 2 10,033 - -
ANOORAQ RES CORP COM 03633E108 1 1,500 SH DEFINED 3 - - 1,500
ANOORAQ RES CORP COM 03633E108 41 47,500 SH DEFINED 5 47,500 - -
ANSWERS CORP COM 03662X100 16 1,865 SH DEFINED 3 - - 1,865
ANSYS INC COM 03662Q105 3 62 SH DEFINED 2 62 - -
ANSYS INC COM 03662Q105 1 33 SH DEFINED 3 - - 33
ANSYS INC COM 03662Q105 20,559 473,045 SH DEFINED 4 - 346,965 126,080
ANSYS INC COM 03662Q105 15 353 SH DEFINED 18 353 - -
ANSYS INC COM 03662Q105 21 482 SH DEFINED 482 - -
ANTE4 INC COM 03665E109 2 2,394 SH DEFINED 3 - - 2,394
ANTIGENICS INC DEL COM 037032109 13 20,659 SH DEFINED 3 - - 20,659
ANWORTH MORTGAGE ASSET CP COM 037347101 141 20,153 SH DEFINED 2 20,153 - -
ANWORTH MORTGAGE ASSET CP COM 037347101 2,103 300,372 SH DEFINED 3 - - 300,372
AOL INC COM 00184X105 21 914 SH DEFINED 2 914 - -
AOL INC COM 00184X105 171 7,336 SH DEFINED 3 836 - 6,500
AOL INC COM 00184X105 - 1 SH DEFINED 4 - 1 -
AOL INC COM 00184X105 7 289 SH DEFINED 7 - 289 -
AOL INC COM 00184X105 317 13,604 SH DEFINED 10 13,604 - -
AOL INC COM 00184X105 12 514 SH DEFINED 15 514 - -
AOL INC COM 00184X105 - 12 SH DEFINED 16 12 - -
AOL INC COM 00184X105 1 60 SH DEFINED 18 60 - -
AOL INC COM 00184X105 1 45 SH DEFINED 45 - -
AOL INC COM 00184X105 10 442 SH SOLE 442 - -
AOL INC COM 00184X105 17 734 SH DEFINED 5 734 - -
AOL INC COM 00184X105 1 73 SH DEFINED 8 10 63 -
AON CORP COM 037389103 14,872 387,904 SH DEFINED 2 387,904 - -
AON CORP COM 037389103 277 7,232 SH DEFINED 3 3,003 - 4,229
AON CORP COM 037389103 1 22 SH DEFINED 7 - 22 -
AON CORP COM 037389103 184 4,808 SH DEFINED 10 4,808 - -
AON CORP COM 037389103 77 2,015 SH DEFINED 17 - - 2,015
AON CORP COM 037389103 67 1,760 SH DEFINED 18 1,760 - -
AON CORP COM 037389103 27 692 SH DEFINED 692 - -
AON CORP COM 037389103 164 4,275 SH SOLE 4,275 - -
AON CORP COM 037389103 4 103 SH DEFINED 5 103 - -
APAC CUSTOMER SERVICES COM 00185E106 227 38,044 SH DEFINED 3 - - 38,044
INC
APACHE CORP COM 037411105 78,791 763,700 SH DEFINED 1 57,400 706,300 -
APACHE CORP COM 037411105 47,701 462,357 SH DEFINED 2 462,357 - -
APACHE CORP COM 037411105 12,102 117,304 SH DEFINED 3 63,757 - 53,547
APACHE CORP COM 037411105 16,006 155,142 SH DEFINED 4 - 67,342 87,800
APACHE CORP COM 037411105 2,365 22,920 SH DEFINED 7 - 22,920 -
APACHE CORP COM 037411105 106 1,030 SH DEFINED 9 1,030 - -
APACHE CORP COM 037411105 72 699 SH DEFINED 15 699 - -
APACHE CORP COM 037411105 1 10 SH DEFINED 16 10 - -
APACHE CORP COM 037411105 224 2,172 SH DEFINED 18 2,172 - -
APACHE CORP COM 037411105 15,417 149,435 SH DEFINED 5;1 149,435 - -
APACHE CORP COM 037411105 221 2,146 SH DEFINED 2,146 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
APACHE CORP COM 037411105 21 200 SH SOLE 200 - -
APACHE CORP COM 037411105 24,019 232,812 SH DEFINED 5 232,812 - -
APACHE CORP COM 037411105 702 6,799 SH DEFINED 8 6,279 520 -
APARTMENT INVT & MGMT CO CL A 03748R101 2,297 144,261 SH DEFINED 2 144,261 - -
APARTMENT INVT & MGMT CO CL A 03748R101 215 13,478 SH DEFINED 3 1,356 - 12,122
APARTMENT INVT & MGMT CO CL A 03748R101 169 10,624 SH DEFINED 5 10,624 - -
APCO OIL & GAS SHS G0471F109 2,503 113,278 SH DEFINED 3 - - 113,278
INTERNATIONAL
APOGEE ENTERPRISES INC COM 037598109 412 29,400 SH DEFINED 2 29,400 - -
APOGEE ENTERPRISES INC COM 037598109 14 1,000 SH DEFINED 6 1,000 - -
APOLLO COML REAL EST FIN COM 03762U105 469 26,083 SH DEFINED 3 - - 26,083
INC
APOLLO GOLD CORP COM 03761E102 30 65,011 SH DEFINED 5 65,011 - -
APOLLO GROUP INC CL A 037604105 4,443 73,347 SH DEFINED 2 73,347 - -
APOLLO GROUP INC CL A 037604105 2,525 41,680 SH DEFINED 3 33,991 - 7,689
APOLLO GROUP INC CL A 037604105 2,272 37,500 CALL DEFINED 3 37,500 - -
APOLLO GROUP INC CL A 037604105 3,029 50,000 PUT DEFINED 3 50,000 - -
APOLLO GROUP INC CL A 037604105 2 29 SH DEFINED 15 29 - -
APOLLO GROUP INC CL A 037604105 12 196 SH DEFINED 18 196 - -
APOLLO GROUP INC CL A 037604105 65 1,078 SH DEFINED 1,078 - -
APOLLO GROUP INC CL A 037604105 15 255 SH DEFINED 5 255 - -
APOLLO GROUP INC CL A 037604105 2 27 SH DEFINED 8 27 - -
APOLLO INVT CORP COM 03761U106 8,379 878,300 SH DEFINED 1 82,400 795,900 -
APOLLO INVT CORP COM 03761U106 2,060 215,967 SH DEFINED 3 900 - 215,067
APOLLO INVT CORP COM 03761U106 261 27,410 SH DEFINED 4 - 27,410 -
APOLLO INVT CORP COM 03761U106 3 300 SH DEFINED 300 - -
APOLLO INVT CORP COM 03761U106 29 3,000 SH DEFINED 5 3,000 - -
APPLE INC COM 037833100 113,268 537,500 SH DEFINED 1 47,200 490,300 -
APPLE INC COM 037833100 93,856 445,380 SH DEFINED 2 445,380 - -
APPLE INC COM 037833100 136,438 647,447 SH DEFINED 3 488,997 - 158,450
APPLE INC COM 037833100 801 3,800 CALL DEFINED 3 3,800 - -
APPLE INC COM 037833100 4,299 20,400 PUT DEFINED 3 20,400 - -
APPLE INC COM 037833100 1,746 8,285 SH DEFINED 4 - 7,355 930
APPLE INC COM 037833100 42 200 SH DEFINED 6 200 - -
APPLE INC COM 037833100 2,260 10,726 SH DEFINED 7 - 10,726 -
APPLE INC COM 037833100 137 650 SH DEFINED 9 650 - -
APPLE INC COM 037833100 1,268 6,015 SH DEFINED 10 6,015 - -
APPLE INC COM 037833100 632 3,000 SH DEFINED 11 3,000 - -
APPLE INC COM 037833100 958 4,545 SH DEFINED 13 4,545 - -
APPLE INC COM 037833100 42 200 SH DEFINED 14 200 - -
APPLE INC COM 037833100 141 670 SH DEFINED 15 670 - -
APPLE INC COM 037833100 732 3,474 SH DEFINED 16 3,474 - -
APPLE INC COM 037833100 243 1,152 SH DEFINED 18 1,152 - -
APPLE INC COM 037833100 18,384 87,241 SH DEFINED 5;1 87,241 - -
APPLE INC COM 037833100 1,529 7,255 SH DEFINED 7,255 - -
APPLE INC COM 037833100 20,321 96,432 SH SOLE 96,432 - -
APPLE INC COM 037833100 22,865 108,503 SH DEFINED 5 108,503 - -
APPLE INC COM 037833100 1,277 6,060 SH DEFINED 8 5,415 645 -
APPLIANCE RECYCLING CTRS COM NEW 03814F205 3 1,279 SH DEFINED 3 - - 1,279
AME
APPLIED MATLS INC COM 038222105 20,383 1,462,227 SH DEFINED 2 1,462,227 - -
APPLIED MATLS INC COM 038222105 3,554 254,928 SH DEFINED 3 74,797 - 180,131
APPLIED MATLS INC COM 038222105 7,250 520,055 SH DEFINED 4 - 221,945 298,110
APPLIED MATLS INC COM 038222105 37 2,625 SH DEFINED 7 - 2,625 -
APPLIED MATLS INC COM 038222105 8 600 SH DEFINED 9 600 - -
APPLIED MATLS INC COM 038222105 371 26,600 SH DEFINED 15 26,600 - -
APPLIED MATLS INC COM 038222105 121 8,700 SH DEFINED 16 8,700 - -
APPLIED MATLS INC COM 038222105 38 2,721 SH DEFINED 18 2,721 - -
APPLIED MATLS INC COM 038222105 219 15,684 SH DEFINED 15,684 - -
APPLIED MATLS INC COM 038222105 4 280 SH SOLE 280 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
APPLIED MATLS INC COM 038222105 69 4,983 SH DEFINED 5 4,983 - -
APPLIED MATLS INC COM 038222105 24 1,700 SH DEFINED 8 1,700 - -
APPLIED MICRO CIRCUITS COM NEW 03822W406 484 64,836 SH DEFINED 2 64,836 - -
CORP
APPLIED SIGNAL COM 038237103 405 21,000 SH DEFINED 3 21,000 - -
TECHNOLOGY IN
APTARGROUP INC COM 038336103 420 11,752 SH DEFINED 2 11,752 - -
APTARGROUP INC COM 038336103 256 7,175 SH DEFINED 3 - - 7,175
APTARGROUP INC COM 038336103 668 18,700 SH DEFINED 4 - 2,700 16,000
AQUA AMERICA INC COM 03836W103 1,968 112,404 SH DEFINED 3 14,700 - 97,704
AQUA AMERICA INC COM 03836W103 10 595 SH DEFINED 5 595 - -
ARBITRON INC COM 03875Q108 3 140 SH DEFINED 3 - - 140
ARBITRON INC COM 03875Q108 3 140 SH DEFINED 18 140 - -
ARBOR RLTY TR INC COM 038923108 77 38,850 SH DEFINED 3 - - 38,850
ARCA BIOPHARMA INC COM 00211Y100 1 200 SH DEFINED 2 200 - -
ARCA BIOPHARMA INC COM 00211Y100 2 696 SH DEFINED 3 - - 696
ARCELORMITTAL SA NY REGISTRY SH 03938L104 174 3,798 SH DEFINED 3 2,700 - 1,098
LUXEMBOURG
ARCELORMITTAL SA NY REGISTRY SH 03938L104 1,373 30,000 PUT DEFINED 3 30,000 - -
LUXEMBOURG
ARCELORMITTAL SA NOTE 5.000% 03938LAK0 33,612 20,000,000 PRN DEFINED 3 20,000,000 - -
LUXEMBOURG
ARCELORMITTAL SA NY REGISTRY SH 03938L104 5 106 SH DEFINED 18 106 - -
LUXEMBOURG
ARCELORMITTAL SA NY REGISTRY SH 03938L104 45 992 SH DEFINED 992 - -
LUXEMBOURG
ARCELORMITTAL SA NY REGISTRY SH 03938L104 935 20,433 SH DEFINED 5 20,433 - -
LUXEMBOURG
ARCELORMITTAL SA NY REGISTRY SH 03938L104 14 300 SH DEFINED 8 300 - -
LUXEMBOURG
ARCH CAP GROUP LTD ORD G0450A105 91 1,273 SH DEFINED 3 - - 1,273
ARCH CAP GROUP LTD ORD G0450A105 118 1,650 SH DEFINED 4 - 1,650 -
ARCH CAP GROUP LTD ORD G0450A105 3 42 SH DEFINED 15 42 - -
ARCH CHEMICALS INC COM 03937R102 6 200 SH DEFINED 3 - - 200
ARCH CHEMICALS INC COM 03937R102 374 12,125 SH DEFINED 4 - 7,000 5,125
ARCH COAL INC COM 039380100 57 2,574 SH DEFINED 2 2,574 - -
ARCH COAL INC COM 039380100 2,323 104,399 SH DEFINED 3 38,184 - 66,215
ARCH COAL INC COM 039380100 2 91 SH DEFINED 18 91 - -
ARCH COAL INC COM 039380100 2 89 SH DEFINED 89 - -
ARCH COAL INC COM 039380100 374 16,819 SH DEFINED 5 16,819 - -
ARCHER DANIELS MIDLAND CO COM 039483102 28,685 916,175 SH DEFINED 2 916,175 - -
ARCHER DANIELS MIDLAND CO COM 039483102 3,948 126,078 SH DEFINED 3 76,704 - 49,374
ARCHER DANIELS MIDLAND CO COM 039483102 6,262 200,000 CALL DEFINED 3 200,000 - -
ARCHER DANIELS MIDLAND CO UNIT 039483201 143 3,275 PRN DEFINED 3 - - 3,275
99/99/9999
ARCHER DANIELS MIDLAND CO COM 039483102 63 2,000 SH DEFINED 4 - 2,000 -
ARCHER DANIELS MIDLAND CO COM 039483102 47 1,500 SH DEFINED 7 - 1,500 -
ARCHER DANIELS MIDLAND CO COM 039483102 24 775 SH DEFINED 9 775 - -
ARCHER DANIELS MIDLAND CO COM 039483102 55 1,750 SH DEFINED 14 1,750 - -
ARCHER DANIELS MIDLAND CO COM 039483102 2 67 SH DEFINED 15 67 - -
ARCHER DANIELS MIDLAND CO COM 039483102 31 1,000 SH DEFINED 16 1,000 - -
ARCHER DANIELS MIDLAND CO COM 039483102 10 320 SH DEFINED 17 - - 320
ARCHER DANIELS MIDLAND CO COM 039483102 33 1,043 SH DEFINED 18 1,043 - -
ARCHER DANIELS MIDLAND CO COM 039483102 165 5,257 SH DEFINED 5,257 - -
ARCHER DANIELS MIDLAND CO COM 039483102 233 7,441 SH DEFINED 5 7,441 - -
ARCHER DANIELS MIDLAND CO COM 039483102 3 100 SH DEFINED 8 100 - -
ARCSIGHT INC COM 039666102 21 826 SH DEFINED 2 826 - -
ARCSIGHT INC COM 039666102 314 12,284 SH DEFINED 3 - - 12,284
ARCSIGHT INC COM 039666102 - - SH DEFINED 5 - - -
ARCSIGHT INC COM 039666102 20 800 SH DEFINED 8 800 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ARCTIC CAT INC COM 039670104 485 53,000 SH DEFINED 4 - - 53,000
ARENA PHARMACEUTICALS INC COM 040047102 25 6,928 SH DEFINED 2 6,928 - -
ARENA PHARMACEUTICALS INC COM 040047102 12 3,405 SH DEFINED 3 - - 3,405
ARENA RESOURCES INC COM 040049108 96 2,234 SH DEFINED 2 2,234 - -
ARENA RESOURCES INC COM 040049108 15 357 SH DEFINED 3 - - 357
ARES CAP CORP COM 04010L103 1,495 120,046 SH DEFINED 3 19,550 - 100,496
ARES CAP CORP COM 04010L103 4,541 364,740 SH DEFINED 4 - 203,540 161,200
ARES CAP CORP COM 04010L103 9 738 SH DEFINED 738 - -
ARGO GROUP INTL HLDGS LTD COM G0464B107 777 26,650 SH DEFINED 2 26,650 - -
ARGO GROUP INTL HLDGS LTD COM G0464B107 29 1,000 SH DEFINED 3 - - 1,000
ARGON ST INC COM 040149106 1,025 47,212 SH DEFINED 3 45,000 - 2,212
ARIBA INC COM NEW 04033V203 19 1,525 SH DEFINED 3 - - 1,525
ARKANSAS BEST CORP DEL COM 040790107 4 130 SH DEFINED 3 - - 130
ARLINGTON ASSET INVT CORP CL A NEW 041356205 11 744 SH DEFINED 3 - - 744
ARM HLDGS PLC SPONSORED ADR 042068106 146 17,000 SH DEFINED 1 - 17,000 -
ARM HLDGS PLC SPONSORED ADR 042068106 54 6,354 SH DEFINED 2 6,354 - -
ARM HLDGS PLC SPONSORED ADR 042068106 43 5,000 SH DEFINED 3 - - 5,000
ARM HLDGS PLC SPONSORED ADR 042068106 3,901 455,665 SH DEFINED 5 455,665 - -
ARM HLDGS PLC SPONSORED ADR 042068106 59 6,906 SH DEFINED 8 6,906 - -
ARMSTRONG WORLD INDS INC COM 04247X102 320 8,229 SH DEFINED 2 8,229 - -
NEW
ARMSTRONG WORLD INDS INC COM 04247X102 27 685 SH DEFINED 3 - - 685
NEW
ARQULE INC COM 04269E107 25 6,706 SH DEFINED 3 - - 6,706
ARRIS GROUP INC COM 04269Q100 161 14,072 SH DEFINED 3 - - 14,072
ARROW ELECTRS INC COM 042735100 110 3,700 SH DEFINED 1 - 3,700 -
ARROW ELECTRS INC COM 042735100 24 825 SH DEFINED 3 - - 825
ARROW ELECTRS INC COM 042735100 1 22 SH DEFINED 15 22 - -
ARROW ELECTRS INC COM 042735100 7 224 SH DEFINED 16 224 - -
ARROW FINL CORP COM 042744102 6 257 SH DEFINED 3 - - 257
ART TECHNOLOGY GROUP INC COM 04289L107 26 5,830 SH DEFINED 3 - - 5,830
ARTESIAN RESOURCES CORP CL A 043113208 68 3,691 SH DEFINED 3 - - 3,691
ARUBA NETWORKS INC COM 043176106 1,022 95,900 SH DEFINED 1 - 95,900 -
ARUBA NETWORKS INC COM 043176106 16 1,500 SH DEFINED 3 - - 1,500
ARUBA NETWORKS INC COM 043176106 11 1,000 SH DEFINED 5 1,000 - -
ARVINMERITOR INC COM 043353101 281 25,109 SH DEFINED 3 25,000 - 109
ASA LIMITED SHS G3156P103 3,094 39,949 SH DEFINED 3 - - 39,949
ASA LIMITED SHS G3156P103 4 50 SH DEFINED 5 50 - -
ASBURY AUTOMOTIVE GROUP COM 043436104 577 50,000 SH DEFINED 4 - - 50,000
INC
ASCENT MEDIA CORP COM SER A 043632108 830 32,500 SH DEFINED 1 - 32,500 -
ASCENT MEDIA CORP COM SER A 043632108 1 56 SH DEFINED 3 - - 56
ASCENT MEDIA CORP COM SER A 043632108 13 492 SH DEFINED 16 492 - -
ASHFORD HOSPITALITY TR COM SHS 044103109 5 1,124 SH DEFINED 2 1,124 - -
INC
ASHLAND INC NEW COM 044209104 2,975 75,092 SH DEFINED 3 72,006 - 3,086
ASHLAND INC NEW COM 044209104 29 744 SH DEFINED 15 744 - -
ASIA PAC FD INC COM 044901106 23 2,200 SH DEFINED 5 2,200 - -
ASIA SPECIAL SIT ACQST SHS G0538M105 6,873 691,400 SH DEFINED 3 691,400 - -
CORP
ASIA TIGERS FD INC COM 04516T105 21 1,100 SH DEFINED 3 - - 1,100
ASIA TIGERS FD INC COM 04516T105 106 5,536 SH DEFINED 5 5,536 - -
ASIAINFO HLDGS INC COM 04518A104 46 1,500 SH DEFINED 3 - - 1,500
ASM INTL N V NY REGISTER SH N07045102 69 2,700 SH DEFINED 1 - 2,700 -
ASML HOLDING N V NY REG SHS N07059186 1,142 33,500 SH DEFINED 1 - 33,500 -
ASML HOLDING N V NY REG SHS N07059186 - 1 SH DEFINED 3 - - 1
ASML HOLDING N V NY REG SHS N07059186 2 65 SH DEFINED 5 65 - -
ASPEN INSURANCE HOLDINGS SHS G05384105 993 39,012 SH DEFINED 2 39,012 - -
LTD
ASPEN INSURANCE HOLDINGS SHS G05384105 141 5,542 SH DEFINED 3 - - 5,542
LTD
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ASPEN INSURANCE HOLDINGS SHS G05384105 5 180 SH DEFINED 18 180 - -
LTD
ASPEN INSURANCE HOLDINGS SHS G05384105 51 2,000 SH DEFINED 2,000 - -
LTD
ASSISTED LIVING CONCPT CL A NEW 04544X300 19 736 SH DEFINED 3 - - 736
NEV N
ASSISTED LIVING CONCPT CL A NEW 04544X300 120 4,534 SH DEFINED 7 - 4,534 -
NEV N
ASSISTED LIVING CONCPT CL A NEW 04544X300 5 180 SH DEFINED 5 180 - -
NEV N
ASSOCIATED BANC CORP COM 045487105 348 31,619 SH DEFINED 2 31,619 - -
ASSOCIATED BANC CORP COM 045487105 52 4,684 SH DEFINED 3 - - 4,684
ASSURANT INC COM 04621X108 5,183 175,798 SH DEFINED 2 175,798 - -
ASSURANT INC COM 04621X108 78 2,641 SH DEFINED 3 1,354 - 1,287
ASSURED GUARANTY LTD COM G0585R106 73 3,346 SH DEFINED 2 3,346 - -
ASSURED GUARANTY LTD COM G0585R106 272 12,480 SH DEFINED 3 - - 12,480
ASTA FDG INC COM 046220109 4,716 665,157 SH DEFINED 4 - 166,650 498,507
ASTEC INDS INC COM 046224101 690 25,600 SH DEFINED 3 25,000 - 600
ASTEC INDS INC COM 046224101 6 235 SH DEFINED 5 235 - -
ASTORIA FINL CORP COM 046265104 9 705 SH DEFINED 3 - - 705
ASTORIA FINL CORP COM 046265104 1 105 SH DEFINED 18 105 - -
ASTRAZENECA PLC SPONSORED ADR 046353108 1,485 31,645 SH DEFINED 3 4,550 - 27,095
ASTRAZENECA PLC SPONSORED ADR 046353108 48 1,020 SH DEFINED 7 - 1,020 -
ASTRAZENECA PLC SPONSORED ADR 046353108 258 5,500 SH DEFINED 15 5,500 - -
ASTRAZENECA PLC SPONSORED ADR 046353108 3 72 SH DEFINED 18 72 - -
ASTRAZENECA PLC SPONSORED ADR 046353108 95 2,034 SH DEFINED 2,034 - -
ASTRAZENECA PLC SPONSORED ADR 046353108 385 8,209 SH DEFINED 5 8,209 - -
ASTRAZENECA PLC SPONSORED ADR 046353108 3 60 SH DEFINED 8 60 - -
ASTRONICS CORP COM 046433108 21 2,400 SH DEFINED 3 - - 2,400
ASTRONICS CORP COM 046433108 3 400 SH DEFINED 16 400 - -
AT&T INC COM 00206R102 151 5,400 SH DEFINED 1 - 5,400 -
AT&T INC COM 00206R102 135,635 4,838,910 SH DEFINED 2 4,838,910 - -
AT&T INC COM 00206R102 41,651 1,485,928 SH DEFINED 3 165,433 - 1,320,495
AT&T INC COM 00206R102 11,663 416,105 SH DEFINED 4 - 153,495 262,610
AT&T INC COM 00206R102 31,289 1,116,284 SH DEFINED 6 1,116,284 - -
AT&T INC COM 00206R102 1,560 55,671 SH DEFINED 7 - 55,671 -
AT&T INC COM 00206R102 16 575 SH DEFINED 9 575 - -
AT&T INC COM 00206R102 98 3,500 SH DEFINED 10 3,500 - -
AT&T INC COM 00206R102 252 9,000 SH DEFINED 11 9,000 - -
AT&T INC COM 00206R102 757 27,012 SH DEFINED 14 27,012 - -
AT&T INC COM 00206R102 233 8,305 SH DEFINED 15 8,305 - -
AT&T INC COM 00206R102 206 7,350 SH DEFINED 16 7,350 - -
AT&T INC COM 00206R102 520 18,562 SH DEFINED 18 18,562 - -
AT&T INC COM 00206R102 6 200 SH DEFINED 5;1 200 - -
AT&T INC COM 00206R102 1,387 49,499 SH DEFINED 48,024 1,475 -
AT&T INC COM 00206R102 68 2,435 SH SOLE 2,435 - -
AT&T INC COM 00206R102 10,678 380,943 SH DEFINED 5 380,943 - -
AT&T INC COM 00206R102 563 20,073 SH DEFINED 8 18,068 2,005 -
ATC TECHNOLOGY CORP COM 00211W104 16 660 SH DEFINED 2 660 - -
ATC TECHNOLOGY CORP COM 00211W104 72 3,000 SH DEFINED 3 - - 3,000
ATC TECHNOLOGY CORP COM 00211W104 763 32,000 SH DEFINED 4 - - 32,000
ATHENAHEALTH INC COM 04685W103 35 772 SH DEFINED 3 - - 772
ATHEROS COMMUNICATIONS COM 04743P108 8,040 234,800 SH DEFINED 1 26,400 208,400 -
INC
ATHEROS COMMUNICATIONS COM 04743P108 38 1,100 SH DEFINED 3 - - 1,100
INC
ATLANTIC TELE NETWORK INC COM NEW 049079205 12 223 SH DEFINED 3 - - 223
ATLAS ACQUISITION HLDGS COM 049162100 10,688 1,068,835 SH DEFINED 3 1,068,835 - -
CORP
ATLAS ACQUISITION HLDGS UNIT 049162209 5 500 SH DEFINED 3 - - 500
CORP 99/99/9999
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ATLAS AIR WORLDWIDE COM NEW 049164205 3,446 92,500 SH DEFINED 3 92,500 - -
HLDGS IN
ATLAS AIR WORLDWIDE COM NEW 049164205 1,952 52,400 SH DEFINED 4 - 25,200 27,200
HLDGS IN
ATLAS ENERGY INC COM 049298102 4,271 141,700 SH DEFINED 1 - 141,700 -
ATLAS ENERGY INC COM 049298102 128 4,231 SH DEFINED 3 - - 4,231
ATLAS ENERGY INC COM 049298102 56 1,857 SH SOLE 1,857 - -
ATLAS PIPELINE HOLDINGS COM UNITS LP 04939R108 65 9,516 SH DEFINED 3 - - 9,516
LP
ATLAS PIPELINE PARTNERS UNIT L P INT 049392103 20 2,000 SH DEFINED 2,000 - -
LP
ATMEL CORP COM 049513104 99 21,540 SH DEFINED 3 - - 21,540
ATMI INC COM 00207R101 13 680 SH DEFINED 3 - - 680
ATMOS ENERGY CORP COM 049560105 278 9,441 SH DEFINED 3 - - 9,441
ATMOS ENERGY CORP COM 049560105 41 1,400 SH DEFINED 18 1,400 - -
ATP OIL & GAS CORP COM 00208J108 11 600 SH DEFINED 2 600 - -
ATP OIL & GAS CORP COM 00208J108 1,536 84,002 SH DEFINED 3 82,802 - 1,200
ATP OIL & GAS CORP COM 00208J108 3,153 172,505 SH DEFINED 7 - 172,505 -
ATP OIL & GAS CORP COM 00208J108 17 945 SH DEFINED 15 945 - -
ATP OIL & GAS CORP COM 00208J108 1 35 SH DEFINED 35 - -
ATP OIL & GAS CORP COM 00208J108 83 4,540 SH DEFINED 8 - 4,540 -
ATRINSIC INC COM 04964C109 1 1,352 SH DEFINED 3 - - 1,352
ATS MED INC COM 002083103 32 10,000 SH DEFINED 3 - - 10,000
ATWOOD OCEANICS INC COM 050095108 528 14,715 SH DEFINED 2 14,715 - -
ATWOOD OCEANICS INC COM 050095108 407 11,343 SH DEFINED 3 - - 11,343
ATWOOD OCEANICS INC COM 050095108 13 355 SH DEFINED 18 355 - -
ATWOOD OCEANICS INC COM 050095108 448 12,489 SH DEFINED 5 12,489 - -
ATWOOD OCEANICS INC COM 050095108 77 2,159 SH DEFINED 8 2,159 - -
AU OPTRONICS CORP SPONSORED ADR 002255107 77 6,396 SH DEFINED 3 - - 6,396
AU OPTRONICS CORP SPONSORED ADR 002255107 2 149 SH DEFINED 18 149 - -
AU OPTRONICS CORP SPONSORED ADR 002255107 161 13,390 SH SOLE 13,390 - -
AUDIOCODES LTD ORD M15342104 53 20,910 SH DEFINED 3 - - 20,910
AUDIOVOX CORP CL A 050757103 1 100 SH DEFINED 3 - - 100
AUDIOVOX CORP CL A 050757103 610 86,000 SH DEFINED 4 - - 86,000
AUGUSTA RES CORP COM NEW 050912203 12 5,000 SH DEFINED 5 5,000 - -
AURIZON MINES LTD COM 05155P106 3,910 869,600 SH DEFINED 1 - 869,600 -
AURIZON MINES LTD COM 05155P106 6 1,324 SH DEFINED 5 1,324 - -
AURIZON MINES LTD COM 05155P106 18 4,000 CALL DEFINED 5 4,000 - -
AURIZON MINES LTD COM 05155P106 4 1,000 PUT DEFINED 5 1,000 - -
AUTHENTEC INC COM 052660107 1 500 SH DEFINED 3 - - 500
AUTODESK INC COM 052769106 3,930 154,664 SH DEFINED 2 154,664 - -
AUTODESK INC COM 052769106 381 14,992 SH DEFINED 3 2,580 - 12,412
AUTODESK INC COM 052769106 1,060 41,710 SH DEFINED 4 - 9,800 31,910
AUTODESK INC COM 052769106 2 60 SH DEFINED 18 60 - -
AUTODESK INC COM 052769106 8 300 SH SOLE 300 - -
AUTODESK INC COM 052769106 36 1,400 SH DEFINED 5 1,400 - -
AUTOLIV INC COM 052800109 87 2,000 SH DEFINED 1 - 2,000 -
AUTOLIV INC COM 052800109 358 8,259 SH DEFINED 3 - - 8,259
AUTOLIV INC COM 052800109 5,534 127,635 SH DEFINED 5;1 127,635 - -
AUTOLIV INC COM 052800109 7 160 SH DEFINED 160 - -
AUTOLIV INC COM 052800109 3 65 SH DEFINED 5 65 - -
AUTOMATIC DATA COM 053015103 21,688 506,492 SH DEFINED 2 506,492 - -
PROCESSING IN
AUTOMATIC DATA COM 053015103 13,232 309,018 SH DEFINED 3 24,073 - 284,945
PROCESSING IN
AUTOMATIC DATA COM 053015103 173 4,050 SH DEFINED 15 4,050 - -
PROCESSING IN
AUTOMATIC DATA COM 053015103 86 2,005 SH DEFINED 18 2,005 - -
PROCESSING IN
AUTOMATIC DATA COM 053015103 17 400 SH DEFINED 400 - -
PROCESSING IN
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AUTOMATIC DATA COM 053015103 2 50 SH SOLE 50 - -
PROCESSING IN
AUTOMATIC DATA COM 053015103 1,169 27,296 SH DEFINED 5 27,296 - -
PROCESSING IN
AUTOMATIC DATA COM 053015103 71 1,663 SH DEFINED 8 1,663 - -
PROCESSING IN
AUTONATION INC COM 05329W102 1,977 103,255 SH DEFINED 2 103,255 - -
AUTONATION INC COM 05329W102 127 6,635 SH DEFINED 3 1,076 - 5,559
AUTONATION INC COM 05329W102 15 800 SH DEFINED 16 800 - -
AUTOZONE INC COM 053332102 6,875 43,492 SH DEFINED 2 43,492 - -
AUTOZONE INC COM 053332102 766 4,849 SH DEFINED 3 319 - 4,530
AUTOZONE INC COM 053332102 652 4,127 SH DEFINED 10 4,127 - -
AUTOZONE INC COM 053332102 2 15 SH DEFINED 18 15 - -
AUTOZONE INC COM 053332102 186 1,175 SH DEFINED 1,175 - -
AUXILIUM PHARMACEUTICALS COM 05334D107 655 21,842 SH DEFINED 2 21,842 - -
INC
AUXILIUM PHARMACEUTICALS COM 05334D107 15 500 SH DEFINED 3 - - 500
INC
AVALONBAY CMNTYS INC COM 053484101 6,882 83,814 SH DEFINED 2 83,814 - -
AVALONBAY CMNTYS INC COM 053484101 73 895 SH DEFINED 3 895 - -
AVALONBAY CMNTYS INC COM 053484101 13 158 SH DEFINED 18 158 - -
AVALONBAY CMNTYS INC COM 053484101 5 58 SH DEFINED 58 - -
AVERY DENNISON CORP COM 053611109 6,944 190,304 SH DEFINED 2 190,304 - -
AVERY DENNISON CORP COM 053611109 341 9,350 SH DEFINED 3 1,323 - 8,027
AVERY DENNISON CORP COM 053611109 31 850 SH DEFINED 5 850 - -
AVID TECHNOLOGY INC COM 05367P100 19 1,497 SH DEFINED 2 1,497 - -
AVID TECHNOLOGY INC COM 05367P100 5 405 SH DEFINED 3 - - 405
AVID TECHNOLOGY INC COM 05367P100 15 1,200 SH DEFINED 16 1,200 - -
AVIS BUDGET GROUP COM 053774105 19 1,482 SH DEFINED 2 1,482 - -
AVIS BUDGET GROUP COM 053774105 6 452 SH DEFINED 3 - - 452
AVNET INC COM 053807103 393 13,030 SH DEFINED 3 - - 13,030
AVNET INC COM 053807103 65 2,155 SH DEFINED 5 2,155 - -
AVON PRODS INC COM 054303102 19,190 609,200 SH DEFINED 1 - 609,200 -
AVON PRODS INC COM 054303102 20,471 649,885 SH DEFINED 2 649,885 - -
AVON PRODS INC COM 054303102 777 24,651 SH DEFINED 3 4,722 - 19,929
AVON PRODS INC COM 054303102 109 3,451 SH DEFINED 10 3,451 - -
AVON PRODS INC COM 054303102 110 3,500 SH DEFINED 17 - - 3,500
AVON PRODS INC COM 054303102 105 3,330 SH DEFINED 18 3,330 - -
AVON PRODS INC COM 054303102 1 19 SH DEFINED 19 - -
AVON PRODS INC COM 054303102 174 5,525 SH SOLE 5,525 - -
AVON PRODS INC COM 054303102 38 1,215 SH DEFINED 5 1,215 - -
AVX CORP NEW COM 002444107 75 5,939 SH DEFINED 2 5,939 - -
AVX CORP NEW COM 002444107 9 700 SH DEFINED 3 - - 700
AVX CORP NEW COM 002444107 215 17,000 SH DEFINED 14 17,000 - -
AVX CORP NEW COM 002444107 156 12,300 SH DEFINED 16 12,300 - -
AVX CORP NEW COM 002444107 893 70,533 SH DEFINED 5 70,533 - -
AVX CORP NEW COM 002444107 127 10,000 SH DEFINED 8 10,000 - -
AXA SPONSORED ADR 054536107 188 7,922 SH DEFINED 2 7,922 - -
AXA SPONSORED ADR 054536107 203 8,584 SH DEFINED 3 - - 8,584
AXA SPONSORED ADR 054536107 3 120 SH DEFINED 7 - 120 -
AXA SPONSORED ADR 054536107 56 2,360 SH DEFINED 14 2,360 - -
AXA SPONSORED ADR 054536107 4 187 SH DEFINED 18 187 - -
AXA SPONSORED ADR 054536107 5,994 253,121 SH DEFINED 5;1 253,121 - -
AXA SPONSORED ADR 054536107 18 754 SH DEFINED 754 - -
AXA SPONSORED ADR 054536107 258 10,893 SH DEFINED 5 10,893 - -
AXCELIS TECHNOLOGIES INC COM 054540109 - 47 SH DEFINED 3 - - 47
AXIS CAPITAL HOLDINGS SHS G0692U109 413 14,547 SH DEFINED 2 14,547 - -
AXIS CAPITAL HOLDINGS SHS G0692U109 6 220 SH DEFINED 3 - - 220
AXIS CAPITAL HOLDINGS SHS G0692U109 3 121 SH DEFINED 15 121 - -
AXT INC COM 00246W103 8 2,500 SH DEFINED 3 - - 2,500
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AZZ INC COM 002474104 343 10,500 SH DEFINED 2 10,500 - -
AZZ INC COM 002474104 76 2,325 SH DEFINED 3 - - 2,325
AZZ INC COM 002474104 10,847 331,700 SH DEFINED 4 - 125,100 206,600
B & G FOODS INC NEW CL A 05508R106 174 18,913 SH DEFINED 3 - - 18,913
BADGER METER INC COM 056525108 418 10,500 SH DEFINED 3 6,500 - 4,000
BAIDU INC SPON ADR REP A 056752108 225 548 SH DEFINED 3 - - 548
BAIDU INC SPON ADR REP A 056752108 10,996 26,740 SH DEFINED 16 26,740 - -
BAIDU INC SPON ADR REP A 056752108 5 13 SH DEFINED 18 13 - -
BAIDU INC SPON ADR REP A 056752108 5 13 SH DEFINED 5 13 - -
BAKER HUGHES INC COM 057224107 18,196 449,495 SH DEFINED 2 449,495 - -
BAKER HUGHES INC COM 057224107 9,052 223,616 SH DEFINED 3 203,366 - 20,250
BAKER HUGHES INC COM 057224107 338 8,340 SH DEFINED 4 - 8,340 -
BAKER HUGHES INC COM 057224107 65 1,605 SH DEFINED 9 1,605 - -
BAKER HUGHES INC COM 057224107 162 4,000 SH DEFINED 15 4,000 - -
BAKER HUGHES INC COM 057224107 290 7,172 SH DEFINED 18 7,172 - -
BAKER HUGHES INC COM 057224107 40 1,000 SH DEFINED 1,000 - -
BAKER HUGHES INC COM 057224107 97 2,400 SH DEFINED 5 2,400 - -
BAKERS FOOTWEAR GROUP INC COM 057465106 64 90,000 SH DEFINED 4 - - 90,000
BALCHEM CORP COM 057665200 23 675 SH DEFINED 3 - - 675
BALCHEM CORP COM 057665200 10,113 301,804 SH DEFINED 4 - 229,244 72,560
BALCHEM CORP COM 057665200 4 140 SH DEFINED 5 140 - -
BALCHEM CORP COM 057665200 27 800 SH DEFINED 8 800 - -
BALDOR ELEC CO COM 057741100 5,368 191,100 SH DEFINED 1 25,700 165,400 -
BALDWIN & LYONS INC CL B 057755209 7 300 SH DEFINED 3 - - 300
BALDWIN & LYONS INC CL B 057755209 517 21,000 SH DEFINED 4 - - 21,000
BALL CORP COM 058498106 29,014 561,190 SH DEFINED 1 219,890 341,300 -
BALL CORP COM 058498106 7,133 137,961 SH DEFINED 2 137,961 - -
BALL CORP COM 058498106 2,616 50,590 SH DEFINED 3 988 - 49,602
BALL CORP COM 058498106 92 1,780 SH DEFINED 7 - 1,780 -
BALL CORP COM 058498106 453 8,764 SH DEFINED 10 8,764 - -
BALL CORP COM 058498106 140 2,700 SH DEFINED 11 2,700 - -
BALL CORP COM 058498106 63 1,210 SH DEFINED 1,210 - -
BALL CORP COM 058498106 23 450 SH SOLE 450 - -
BALL CORP COM 058498106 355 6,881 SH DEFINED 5 6,881 - -
BALL CORP COM 058498106 14 269 SH DEFINED 8 184 85 -
BALLARD PWR SYS INC NEW COM 058586108 28 14,700 SH DEFINED 3 - - 14,700
BALLARD PWR SYS INC NEW COM 058586108 1 400 SH DEFINED 6 400 - -
BALLARD PWR SYS INC NEW COM 058586108 - 150 SH DEFINED 7 - 150 -
BALLARD PWR SYS INC NEW COM 058586108 - 200 SH DEFINED 200 - -
BALLARD PWR SYS INC NEW COM 058586108 22 11,315 SH DEFINED 5 11,315 - -
BALLARD PWR SYS INC NEW COM 058586108 - 100 SH DEFINED 8 100 - -
BALLY TECHNOLOGIES INC COM 05874B107 5,231 126,700 SH DEFINED 1 16,800 109,900 -
BALLY TECHNOLOGIES INC COM 05874B107 10 242 SH DEFINED 2 242 - -
BALLY TECHNOLOGIES INC COM 05874B107 2,128 51,538 SH DEFINED 3 50,000 - 1,538
BANCFIRST CORP COM 05945F103 144 3,887 SH DEFINED 2 3,887 - -
BANCFIRST CORP COM 05945F103 3 80 SH DEFINED 18 80 - -
BANCO BILBAO VIZCAYA SPONSORED ADR 05946K101 151 8,361 SH DEFINED 2 8,361 - -
ARGENTA
BANCO BILBAO VIZCAYA SPONSORED ADR 05946K101 19 1,032 SH DEFINED 3 - - 1,032
ARGENTA
BANCO BILBAO VIZCAYA SPONSORED ADR 05946K101 6 323 SH DEFINED 7 - 323 -
ARGENTA
BANCO BILBAO VIZCAYA SPONSORED ADR 05946K101 12,660 701,771 SH DEFINED 5;1 701,771 - -
ARGENTA
BANCO BILBAO VIZCAYA SPONSORED ADR 05946K101 41 2,274 SH DEFINED 2,274 - -
ARGENTA
BANCO BILBAO VIZCAYA SPONSORED ADR 05946K101 277 15,345 SH DEFINED 5 15,345 - -
ARGENTA
BANCO BRADESCO S A SP ADR PFD NEW 059460303 4 195 SH DEFINED 2 195 - -
BANCO BRADESCO S A SP ADR PFD NEW 059460303 49 2,232 SH DEFINED 3 - - 2,232
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
BANCO BRADESCO S A SP ADR PFD NEW 059460303 111 5,056 SH DEFINED 15 5,056 - -
BANCO BRADESCO S A SP ADR PFD NEW 059460303 8 376 SH DEFINED 18 376 - -
BANCO BRADESCO S A SP ADR PFD NEW 059460303 86 3,910 SH DEFINED 3,910 - -
BANCO BRADESCO S A SP ADR PFD NEW 059460303 24 1,097 SH SOLE 1,097 - -
BANCO BRADESCO S A SP ADR PFD NEW 059460303 305 13,940 SH DEFINED 5 13,940 - -
BANCO LATINOAMERICANO DE SHS E P16994132 429 30,885 SH DEFINED 2 30,885 - -
COM
BANCO LATINOAMERICANO DE SHS E P16994132 51 3,678 SH DEFINED 3,678 - -
COM
BANCO SANTANDER BRASIL S ADS REP 1 UNIT 05967A107 428 30,700 SH DEFINED 3 30,700 - -
A
BANCO SANTANDER BRASIL S ADS REP 1 UNIT 05967A107 26,973 1,934,900 SH DEFINED 6 1,934,900 - -
A
BANCO SANTANDER BRASIL S ADS REP 1 UNIT 05967A107 1 89 SH DEFINED 18 89 - -
A
BANCO SANTANDER CHILE NEW SP ADR REP COM 05965X109 18 282 SH DEFINED 3 - - 282
BANCO SANTANDER SA ADR 05964H105 280 17,033 SH DEFINED 2 17,033 - -
BANCO SANTANDER SA ADR 05964H105 1,405 85,457 SH DEFINED 3 - - 85,457
BANCO SANTANDER SA ADR 05964H105 7 410 SH DEFINED 7 - 410 -
BANCO SANTANDER SA ADR 05964H105 66 4,000 SH DEFINED 14 4,000 - -
BANCO SANTANDER SA ADR 05964H105 5 303 SH DEFINED 15 303 - -
BANCO SANTANDER SA ADR 05964H105 31 1,856 SH DEFINED 18 1,856 - -
BANCO SANTANDER SA ADR 05964H105 9,059 551,058 SH DEFINED 5;1 551,058 - -
BANCO SANTANDER SA ADR 05964H105 86 5,232 SH DEFINED 5,232 - -
BANCO SANTANDER SA ADR 05964H105 5,870 357,070 SH DEFINED 5 357,070 - -
BANCO SANTANDER SA ADR 05964H105 90 5,455 SH DEFINED 8 5,455 - -
BANCORP INC DEL COM 05969A105 35 5,086 SH DEFINED 3 - - 5,086
BANCORP INC DEL COM 05969A105 484 70,600 SH DEFINED 4 - - 70,600
BANCORP RHODE ISLAND INC COM 059690107 30 1,150 SH DEFINED 3 - - 1,150
BANCORPSOUTH INC COM 059692103 571 24,340 SH DEFINED 2 24,340 - -
BANCORPSOUTH INC COM 059692103 2 65 SH DEFINED 3 - - 65
BANCROFT FUND LTD COM 059695106 76 5,056 SH DEFINED 3 - - 5,056
BANK FLA CORP NAPLES COM 062128103 4 4,695 SH DEFINED 3 - - 4,695
BANK HAWAII CORP COM 062540109 45 954 SH DEFINED 3 500 - 454
BANK HAWAII CORP COM 062540109 14 300 SH DEFINED 16 300 - -
BANK MONTREAL QUE COM 063671101 738,024 13,901,537 SH DEFINED 1 847,927 13,053,610 -
BANK MONTREAL QUE COM 063671101 2,745 51,714 SH DEFINED 3 300 - 51,414
BANK MONTREAL QUE COM 063671101 234,478 4,416,669 SH DEFINED 6 4,416,669 - -
BANK MONTREAL QUE COM 063671101 61,689 1,161,991 SH DEFINED 7 - 1,161,991 -
BANK MONTREAL QUE COM 063671101 3,255 61,319 SH DEFINED 9 61,319 - -
BANK MONTREAL QUE COM 063671101 37 703 SH DEFINED 10 703 - -
BANK MONTREAL QUE COM 063671101 126 2,369 SH DEFINED 11 2,369 - -
BANK MONTREAL QUE COM 063671101 589 11,095 SH DEFINED 15 11,095 - -
BANK MONTREAL QUE COM 063671101 425 8,000 SH DEFINED 17 - - 8,000
BANK MONTREAL QUE COM 063671101 10 190 SH DEFINED 5;1 190 - -
BANK MONTREAL QUE COM 063671101 2,007 37,808 SH DEFINED 37,808 - -
BANK MONTREAL QUE COM 063671101 1,245,879 23,467,593 SH SOLE 23,467,593 - -
BANK MONTREAL QUE COM 063671101 187,925 3,539,784 SH DEFINED 5 3,539,784 - -
BANK MONTREAL QUE COM 063671101 5,251 98,900 CALL DEFINED 5 98,900 - -
BANK MONTREAL QUE COM 063671101 1,269 23,900 PUT DEFINED 5 23,900 - -
BANK MONTREAL QUE COM 063671101 4,521 85,160 SH DEFINED 8 59,082 26,078 -
BANK MUTUAL CORP NEW COM 063750103 292 42,123 SH DEFINED 2 42,123 - -
BANK NOVA SCOTIA HALIFAX COM 064149107 1,091,502 23,329,131 SH DEFINED 1 1,436,830 21,892,301 -
BANK NOVA SCOTIA HALIFAX COM 064149107 1,117 23,864 SH DEFINED 3 - - 23,864
BANK NOVA SCOTIA HALIFAX COM 064149107 120,676 2,579,259 SH DEFINED 6 2,579,259 - -
BANK NOVA SCOTIA HALIFAX COM 064149107 86,069 1,839,582 SH DEFINED 7 - 1,839,582 -
BANK NOVA SCOTIA HALIFAX COM 064149107 3,825 81,743 SH DEFINED 9 81,743 - -
BANK NOVA SCOTIA HALIFAX COM 064149107 45 965 SH DEFINED 10 965 - -
BANK NOVA SCOTIA HALIFAX COM 064149107 648 13,860 SH DEFINED 11 13,860 - -
BANK NOVA SCOTIA HALIFAX COM 064149107 328 7,000 SH DEFINED 14 7,000 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
BANK NOVA SCOTIA HALIFAX COM 064149107 1,769 37,817 SH DEFINED 15 37,817 - -
BANK NOVA SCOTIA HALIFAX COM 064149107 421 9,000 SH DEFINED 17 - - 9,000
BANK NOVA SCOTIA HALIFAX COM 064149107 151,203 3,231,733 SH DEFINED 5;1 3,231,733 - -
BANK NOVA SCOTIA HALIFAX COM 064149107 2,458 52,531 SH DEFINED 52,531 - -
BANK NOVA SCOTIA HALIFAX COM 064149107 1,861,252 39,781,328 SH SOLE 39,781,328 - -
BANK NOVA SCOTIA HALIFAX COM 064149107 173,337 3,704,825 SH DEFINED 5 3,704,825 - -
BANK NOVA SCOTIA HALIFAX COM 064149107 1,544 33,000 CALL DEFINED 5 33,000 - -
BANK NOVA SCOTIA HALIFAX COM 064149107 4,061 86,800 PUT DEFINED 5 86,800 - -
BANK NOVA SCOTIA HALIFAX COM 064149107 5,597 119,625 SH DEFINED 8 79,643 39,982 -
BANK OF AMERICA COM 060505104 120,466 7,999,055 SH DEFINED 1 1,361,555 6,637,500 -
CORPORATION
BANK OF AMERICA UNIT 060505419 35,723 2,394,300 PRN DEFINED 1 252,300 2,142,000 -
CORPORATION 99/99/9999
BANK OF AMERICA COM 060505104 208,845 13,867,554 SH DEFINED 2 13,867,554 - -
CORPORATION
BANK OF AMERICA COM 060505104 30,186 2,004,405 SH DEFINED 3 555,141 - 1,449,264
CORPORATION
BANK OF AMERICA UNIT 060505419 62,811 4,209,860 PRN DEFINED 3 4,209,860 - -
CORPORATION 99/99/9999
BANK OF AMERICA COM 060505104 19,123 1,269,766 SH DEFINED 4 - 533,313 736,453
CORPORATION
BANK OF AMERICA COM 060505104 10,216 678,358 SH DEFINED 6 678,358 - -
CORPORATION
BANK OF AMERICA COM 060505104 4,792 318,184 SH DEFINED 7 - 318,184 -
CORPORATION
BANK OF AMERICA COM 060505104 52 3,444 SH DEFINED 9 3,444 - -
CORPORATION
BANK OF AMERICA COM 060505104 2,131 141,502 SH DEFINED 10 141,502 - -
CORPORATION
BANK OF AMERICA COM 060505104 457 30,320 SH DEFINED 11 30,320 - -
CORPORATION
BANK OF AMERICA COM 060505104 1,256 83,400 SH DEFINED 13 73,400 10,000 -
CORPORATION
BANK OF AMERICA COM 060505104 383 25,429 SH DEFINED 14 25,429 - -
CORPORATION
BANK OF AMERICA COM 060505104 609 40,451 SH DEFINED 15 40,451 - -
CORPORATION
BANK OF AMERICA COM 060505104 253 16,820 SH DEFINED 16 16,820 - -
CORPORATION
BANK OF AMERICA COM 060505104 116 7,733 SH DEFINED 18 7,733 - -
CORPORATION
BANK OF AMERICA COM 060505104 9,978 662,533 SH DEFINED 5;1 662,533 - -
CORPORATION
BANK OF AMERICA COM 060505104 777 51,599 SH DEFINED 29,749 21,850 -
CORPORATION
BANK OF AMERICA COM 060505104 15,057 999,792 SH SOLE 999,792 - -
CORPORATION
BANK OF AMERICA COM 060505104 21,810 1,448,235 SH DEFINED 5 1,448,235 - -
CORPORATION
BANK OF AMERICA COM 060505104 777 51,611 SH DEFINED 8 30,458 21,153 -
CORPORATION
BANK OF NEW YORK MELLON COM 064058100 46,806 1,673,447 SH DEFINED 2 1,673,447 - -
CORP
BANK OF NEW YORK MELLON COM 064058100 4,503 161,005 SH DEFINED 3 13,303 - 147,702
CORP
BANK OF NEW YORK MELLON COM 064058100 18,077 646,300 SH DEFINED 6 646,300 - -
CORP
BANK OF NEW YORK MELLON COM 064058100 158 5,649 SH DEFINED 7 - 5,649 -
CORP
BANK OF NEW YORK MELLON COM 064058100 33 1,183 SH DEFINED 9 1,183 - -
CORP
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
BANK OF NEW YORK MELLON COM 064058100 636 22,727 SH DEFINED 10 22,727 - -
CORP
BANK OF NEW YORK MELLON COM 064058100 11 386 SH DEFINED 16 386 - -
CORP
BANK OF NEW YORK MELLON COM 064058100 3,183 113,804 SH DEFINED 18 113,804 - -
CORP
BANK OF NEW YORK MELLON COM 064058100 49 1,760 SH DEFINED 1,760 - -
CORP
BANK OF NEW YORK MELLON COM 064058100 4 159 SH SOLE 159 - -
CORP
BANK OF NEW YORK MELLON COM 064058100 1,171 41,875 SH DEFINED 5 41,875 - -
CORP
BANK OF NEW YORK MELLON COM 064058100 87 3,105 SH DEFINED 8 2,528 577 -
CORP
BANKATLANTIC BANCORP CL A NEW 065908600 4 3,000 SH DEFINED 3 - - 3,000
BANNER CORP COM 06652V109 176 65,600 SH DEFINED 4 - - 65,600
BANRO CORP COM 066800103 8 3,960 SH DEFINED 5 3,960 - -
BANRO CORP *W EXP 066800111 - 310 SH DEFINED 5 310 - -
09/17/201
BAR HBR BANKSHARES COM 066849100 1,883 68,605 SH DEFINED 3 62,215 - 6,390
BARCLAYS BANK PLC IPTH JPY/USD 06739G851 122 1,910 SH DEFINED 3 - - 1,910
ETN
BARCLAYS BANK PLC ETN DJUBS 06739H206 18 400 SH DEFINED 3 - - 400
AGRI37
BARCLAYS BANK PLC ETN DJUBS 06739H214 126 1,681 SH DEFINED 3 - - 1,681
SGAR38
BARCLAYS BANK PLC ETN 06739H255 81 2,097 SH DEFINED 3 - - 2,097
DJUBSPLATM38
BARCLAYS BANK PLC ETN DJUBSLEAD 06739H263 82 1,307 SH DEFINED 3 - - 1,307
38
BARCLAYS BANK PLC ETN 06739H271 47 1,250 SH DEFINED 3 - - 1,250
DJUBSCOTTN38
BARCLAYS BANK PLC ETN DJUBS 06739H305 11 272 SH DEFINED 3 - - 272
GRNS37
BARCLAYS BANK PLC ETN DJUBSCOCO 06739H313 1 13 SH DEFINED 3 - - 13
38
BARCLAYS BANK PLC ETN 06739H321 260 8,210 SH DEFINED 3 - - 8,210
DJUBSALUMI38
BARCLAYS BANK PLC ADR PFD SR 5 06739H362 1,057 42,523 PRN DEFINED 3 - - 42,523
BARCLAYS BANK PLC CARRY ETN 38 06739H412 127 2,793 SH DEFINED 3 - - 2,793
BARCLAYS BANK PLC ADS7.75%PFD S4 06739H511 2,166 90,884 PRN DEFINED 3 - - 90,884
BARCLAYS BANK PLC ETN DJUBS 06739H644 60 4,210 SH DEFINED 3 - - 4,210
NAT37
BARCLAYS BANK PLC ETN 06739H743 3 100 SH DEFINED 3 - - 100
DJUBSLVSTK37
BARCLAYS BANK PLC SP ADR 7.1%PF3 06739H776 642 29,082 PRN DEFINED 3 - - 29,082
BARCLAYS BANK PLC ADR PFD SR 5 06739H362 25 1,000 PRN DEFINED 18 1,000 - -
BARCLAYS BANK PLC ADR PFD SR 5 06739H362 249 10,000 PRN DEFINED 10,000 - -
BARCLAYS BANK PLC ADR PFD SR 5 06739H362 1,040 41,840 PRN SOLE 41,840 - -
BARCLAYS BANK PLC ETN DJUBS 06739H206 32 700 SH DEFINED 5 700 - -
AGRI37
BARCLAYS BANK PLC ETN 06739H255 35 900 SH DEFINED 5 900 - -
DJUBSPLATM38
BARCLAYS BANK PLC ETN DJUBS 06739H305 208 5,089 SH DEFINED 5 5,089 - -
GRNS37
BARCLAYS BANK PLC ADR PFD SR 5 06739H362 12 500 PRN DEFINED 5 500 - -
BARCLAYS BANK PLC ETN DJUBS 06739H644 28 1,930 SH DEFINED 5 1,930 - -
NAT37
BARCLAYS BANK PLC ETN 06739H743 6 218 SH DEFINED 5 218 - -
DJUBSLVSTK37
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
BARCLAYS BANK PLC SP ADR 7.1%PF3 06739H776 - 500 PRN DEFINED 5 500 - -
BARCLAYS BK PLC DJUBS CMDT 06738C778 26,087 617,291 SH DEFINED 3 - - 617,291
ETN36
BARCLAYS BK PLC IPSP CROIL ETN 06738C786 475 18,337 SH DEFINED 3 - - 18,337
BARCLAYS BK PLC ETN DJUBS IND 06738G407 109 2,680 SH DEFINED 3 - - 2,680
MT
BARCLAYS BK PLC ETN DJUBS 06739F101 193 4,218 SH DEFINED 3 - - 4,218
COPR37
BARCLAYS BK PLC IPMS INDIA ETN 06739F291 1,195 18,654 SH DEFINED 3 1,310 - 17,344
BARCLAYS BK PLC ADR 2 PREF 2 06739F390 139 6,850 PRN DEFINED 3 - - 6,850
BARCLAYS BK PLC IPATH S&P ETN 06740C519 5,608 72,969 SH DEFINED 3 72,969 - -
BARCLAYS BK PLC IPATH SHRT ETN 06740C527 41 1,200 SH DEFINED 3 - - 1,200
BARCLAYS BK PLC IPSP CROIL ETN 06738C786 28 1,100 SH DEFINED 7 - 1,100 -
BARCLAYS BK PLC IPSP CROIL ETN 06738C786 155 5,978 SH DEFINED 13 5,978 - -
BARCLAYS BK PLC IPMS INDIA ETN 06739F291 188 2,936 SH DEFINED 13 2,936 - -
BARCLAYS BK PLC IPATH SHRT ETN 06740C527 136 4,000 SH DEFINED 14 4,000 - -
BARCLAYS BK PLC ADR 2 PREF 2 06739F390 122 6,000 PRN DEFINED 16 6,000 - -
BARCLAYS BK PLC IPATH SHRT ETN 06740C527 153 4,500 SH DEFINED 17 - - 4,500
BARCLAYS BK PLC IPATH SHRT ETN 06740C527 28 810 SH DEFINED 18 810 - -
BARCLAYS BK PLC IPSP CROIL ETN 06738C786 36 1,400 SH SOLE 1,400 - -
BARCLAYS BK PLC IPMS INDIA ETN 06739F291 410 6,400 SH SOLE 6,400 - -
BARCLAYS BK PLC ADR 2 PREF 2 06739F390 335 16,500 PRN SOLE 16,500 - -
BARCLAYS BK PLC DJUBS CMDT 06738C778 51 1,206 SH DEFINED 5 1,206 - -
ETN36
BARCLAYS BK PLC IPSP CROIL ETN 06738C786 34 1,306 SH DEFINED 5 1,306 - -
BARCLAYS BK PLC ETN DJUBS IND 06738G407 380 9,368 SH DEFINED 5 9,368 - -
MT
BARCLAYS BK PLC ETN DJUBS 06739F101 333 7,281 SH DEFINED 5 7,281 - -
COPR37
BARCLAYS BK PLC IPMS INDIA ETN 06739F291 832 12,985 SH DEFINED 5 12,985 - -
BARCLAYS BK PLC ADR 2 PREF 2 06739F390 181 8,879 PRN DEFINED 5 8,879 - -
BARCLAYS PLC ADR 06738E204 45 2,582 SH DEFINED 2 2,582 - -
BARCLAYS PLC ADR 06738E204 1,151 65,410 SH DEFINED 3 10,350 - 55,060
BARCLAYS PLC ADR 06738E204 2 110 SH DEFINED 15 110 - -
BARCLAYS PLC ADR 06738E204 5 266 SH DEFINED 18 266 - -
BARCLAYS PLC ADR 06738E204 8 445 SH DEFINED 445 - -
BARCLAYS PLC ADR 06738E204 - 25 SH SOLE 25 - -
BARCLAYS PLC ADR 06738E204 300 17,063 SH DEFINED 5 17,063 - -
BARD C R INC COM 067383109 14,201 182,295 SH DEFINED 2 182,295 - -
BARD C R INC COM 067383109 556 7,133 SH DEFINED 3 1,005 - 6,128
BARD C R INC COM 067383109 47 600 SH DEFINED 4 - 600 -
BARD C R INC COM 067383109 5 68 SH DEFINED 18 68 - -
BARD C R INC COM 067383109 1 7 SH DEFINED 7 - -
BARD C R INC COM 067383109 208 2,672 SH DEFINED 5 2,672 - -
BARD C R INC COM 067383109 7 90 SH DEFINED 8 90 - -
BARE ESCENTUALS INC COM 067511105 86 6,999 SH DEFINED 2 6,999 - -
BARE ESCENTUALS INC COM 067511105 140 11,421 SH DEFINED 3 - - 11,421
BARNES & NOBLE INC COM 067774109 577 30,255 SH DEFINED 2 30,255 - -
BARNES & NOBLE INC COM 067774109 3 153 SH DEFINED 3 - - 153
BARNES & NOBLE INC COM 067774109 4,423 231,951 SH DEFINED 7 - 231,951 -
BARNES & NOBLE INC COM 067774109 24 1,260 SH DEFINED 15 1,260 - -
BARNES & NOBLE INC COM 067774109 6 290 SH DEFINED 290 - -
BARNES & NOBLE INC COM 067774109 142 7,470 SH DEFINED 8 - 7,470 -
BARNES GROUP INC COM 067806109 1,491 88,244 SH DEFINED 3 88,000 - 244
BARNES GROUP INC COM 067806109 2 136 SH DEFINED 18 136 - -
BARRETT BILL CORP COM 06846N104 31 1,000 SH DEFINED 3 - - 1,000
BARRETT BUSINESS COM 068463108 123 10,000 SH DEFINED 3 - - 10,000
SERVICES IN
BARRICK GOLD CORP COM 067901108 717,206 18,198,276 SH DEFINED 1 1,267,225 16,931,051 -
BARRICK GOLD CORP COM 067901108 33,950 861,431 SH DEFINED 3 766,750 - 94,681
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
BARRICK GOLD CORP COM 067901108 29,322 744,000 PUT DEFINED 3 744,000 - -
BARRICK GOLD CORP COM 067901108 345,006 8,754,135 SH DEFINED 6 8,754,135 - -
BARRICK GOLD CORP COM 067901108 38,214 969,642 SH DEFINED 7 - 969,642 -
BARRICK GOLD CORP COM 067901108 1,221 30,980 SH DEFINED 9 30,980 - -
BARRICK GOLD CORP COM 067901108 76 1,916 SH DEFINED 10 1,916 - -
BARRICK GOLD CORP COM 067901108 28 710 SH DEFINED 11 710 - -
BARRICK GOLD CORP COM 067901108 179 4,547 SH DEFINED 13 4,547 - -
BARRICK GOLD CORP COM 067901108 237 6,020 SH DEFINED 15 6,020 - -
BARRICK GOLD CORP COM 067901108 39 1,000 SH DEFINED 16 1,000 - -
BARRICK GOLD CORP COM 067901108 434 11,000 SH DEFINED 17 - - 11,000
BARRICK GOLD CORP COM 067901108 30 770 SH DEFINED 18 770 - -
BARRICK GOLD CORP COM 067901108 119,260 3,026,096 SH DEFINED 5;1 3,026,096 - -
BARRICK GOLD CORP COM 067901108 1,416 35,918 SH DEFINED 35,918 - -
BARRICK GOLD CORP COM 067901108 172,857 4,386,056 SH SOLE 4,386,056 - -
BARRICK GOLD CORP COM 067901108 102,506 2,600,981 SH DEFINED 5 2,600,981 - -
BARRICK GOLD CORP COM 067901108 8,493 215,500 CALL DEFINED 5 215,500 - -
BARRICK GOLD CORP COM 067901108 9,336 236,900 PUT DEFINED 5 236,900 - -
BARRICK GOLD CORP COM 067901108 1,990 50,484 SH DEFINED 8 32,707 17,777 -
BARRY R G CORP OHIO COM 068798107 44 5,108 SH DEFINED 3 - - 5,108
BARRY R G CORP OHIO COM 068798107 1,217 141,486 SH DEFINED 4 - 41,486 100,000
BASIC ENERGY SVCS INC NEW COM 06985P100 3 300 SH DEFINED 2 300 - -
BAXTER INTL INC COM 071813109 75,609 1,288,500 SH DEFINED 1 116,800 1,171,700 -
BAXTER INTL INC COM 071813109 36,262 617,965 SH DEFINED 2 617,965 - -
BAXTER INTL INC COM 071813109 9,546 162,683 SH DEFINED 3 6,707 - 155,976
BAXTER INTL INC COM 071813109 7,040 119,975 SH DEFINED 4 - 57,390 62,585
BAXTER INTL INC COM 071813109 988 16,843 SH DEFINED 7 - 16,843 -
BAXTER INTL INC COM 071813109 240 4,089 SH DEFINED 9 4,089 - -
BAXTER INTL INC COM 071813109 675 11,500 SH DEFINED 10 11,500 - -
BAXTER INTL INC COM 071813109 378 6,436 SH DEFINED 11 6,436 - -
BAXTER INTL INC COM 071813109 33 565 SH DEFINED 15 565 - -
BAXTER INTL INC COM 071813109 104 1,780 SH DEFINED 17 - - 1,780
BAXTER INTL INC COM 071813109 206 3,504 SH DEFINED 18 3,504 - -
BAXTER INTL INC COM 071813109 17,685 301,385 SH DEFINED 5;1 301,385 - -
BAXTER INTL INC COM 071813109 781 13,301 SH DEFINED 11,911 1,390 -
BAXTER INTL INC COM 071813109 236 4,030 SH SOLE 4,030 - -
BAXTER INTL INC COM 071813109 9,519 162,221 SH DEFINED 5 162,221 - -
BAXTER INTL INC COM 071813109 359 6,119 SH DEFINED 8 5,454 665 -
BAY NATL CORP COM 072500101 31 25,755 SH DEFINED 3 - - 25,755
BAYTEX ENERGY TR TRUST UNIT 073176109 11,588 410,448 SH DEFINED 1 138,100 272,348 -
BAYTEX ENERGY TR TRUST UNIT 073176109 34 1,208 SH DEFINED 2 1,208 - -
BAYTEX ENERGY TR TRUST UNIT 073176109 313 11,089 SH DEFINED 3 - - 11,089
BAYTEX ENERGY TR TRUST UNIT 073176109 1,530 54,210 SH DEFINED 6 54,210 - -
BAYTEX ENERGY TR TRUST UNIT 073176109 19,666 696,570 SH DEFINED 7 - 696,570 -
BAYTEX ENERGY TR TRUST UNIT 073176109 39 1,375 SH DEFINED 15 1,375 - -
BAYTEX ENERGY TR TRUST UNIT 073176109 96 3,385 SH DEFINED 3,385 - -
BAYTEX ENERGY TR TRUST UNIT 073176109 2,931 103,806 SH DEFINED 5 103,806 - -
BAYTEX ENERGY TR TRUST UNIT 073176109 250 8,849 SH DEFINED 8 4,259 4,590 -
BB&T CORP COM 054937107 10,549 415,797 SH DEFINED 2 415,797 - -
BB&T CORP COM 054937107 3,622 142,768 SH DEFINED 3 7,527 - 135,241
BB&T CORP COM 054937107 6,869 270,770 SH DEFINED 4 - 117,230 153,540
BB&T CORP COM 054937107 3 120 SH DEFINED 7 - 120 -
BB&T CORP COM 054937107 106 4,174 SH DEFINED 18 4,174 - -
BB&T CORP COM 054937107 151 5,948 SH DEFINED 5,948 - -
BB&T CORP COM 054937107 8 300 SH SOLE 300 - -
BB&T CORP COM 054937107 42 1,628 SH DEFINED 5 1,628 - -
BB&T CORP COM 054937107 68 2,700 SH DEFINED 8 2,700 - -
BCE INC COM NEW 05534B760 351,653 12,756,503 SH DEFINED 1 1,096,825 11,659,678 -
BCE INC COM NEW 05534B760 7,590 275,317 SH DEFINED 3 180,000 - 95,317
BCE INC COM NEW 05534B760 24,245 879,518 SH DEFINED 6 879,518 - -
BCE INC COM NEW 05534B760 51,299 1,860,899 SH DEFINED 7 - 1,860,899 -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
BCE INC COM NEW 05534B760 2,391 86,732 SH DEFINED 9 86,732 - -
BCE INC COM NEW 05534B760 27 978 SH DEFINED 10 978 - -
BCE INC COM NEW 05534B760 162 5,871 SH DEFINED 15 5,871 - -
BCE INC COM NEW 05534B760 277 10,065 SH DEFINED 17 - - 10,065
BCE INC COM NEW 05534B760 71 2,571 SH DEFINED 5;1 2,571 - -
BCE INC COM NEW 05534B760 1,377 49,945 SH DEFINED 49,945 - -
BCE INC COM NEW 05534B760 572,461 20,766,506 SH SOLE 20,766,506 - -
BCE INC COM NEW 05534B760 168,868 6,125,866 SH DEFINED 5 6,125,866 - -
BCE INC COM NEW 05534B760 1,844 66,900 CALL DEFINED 5 66,900 - -
BCE INC COM NEW 05534B760 325 11,800 PUT DEFINED 5 11,800 - -
BCE INC COM NEW 05534B760 5,117 185,604 SH DEFINED 8 158,188 27,416 -
BE AEROSPACE INC COM 073302101 898 38,231 SH DEFINED 3 - - 38,231
BE AEROSPACE INC COM 073302101 2 75 SH DEFINED 5 75 - -
BEACON FED BANCORP INC COM 073582108 14 1,500 SH DEFINED 3 - - 1,500
BEACON POWER CORP COM 073677106 - 1,000 SH DEFINED 3 - - 1,000
BEACON ROOFING SUPPLY INC COM 073685109 343 21,426 SH DEFINED 2 21,426 - -
BEACON ROOFING SUPPLY INC COM 073685109 4 259 SH DEFINED 3 - - 259
BEACON ROOFING SUPPLY INC COM 073685109 544 34,000 SH DEFINED 4 - - 34,000
BEACON ROOFING SUPPLY INC COM 073685109 3 175 SH DEFINED 18 175 - -
BEACON ROOFING SUPPLY INC COM 073685109 6 395 SH DEFINED 395 - -
BEACON ROOFING SUPPLY INC COM 073685109 7 450 SH DEFINED 5 450 - -
BEAZER HOMES USA INC COM 07556Q105 85 17,473 SH DEFINED 2 17,473 - -
BEAZER HOMES USA INC COM 07556Q105 39 8,000 SH DEFINED 3 - - 8,000
BEAZER HOMES USA INC NOTE 4.625% 07556QAL9 7,702 8,225,000 PRN DEFINED 3 8,225,000 - -
BEAZER HOMES USA INC COM 07556Q105 116 24,000 SH DEFINED 5 24,000 - -
BEBE STORES INC COM 075571109 5 810 SH DEFINED 3 - - 810
BECKMAN COULTER INC COM 075811109 1,273 19,455 SH DEFINED 2 19,455 - -
BECKMAN COULTER INC COM 075811109 2,663 40,701 SH DEFINED 3 40,093 - 608
BECKMAN COULTER INC COM 075811109 64 985 SH DEFINED 14 985 - -
BECKMAN COULTER INC COM 075811109 4 65 SH DEFINED 18 65 - -
BECKMAN COULTER INC COM 075811109 39 600 SH DEFINED 5 600 - -
BECTON DICKINSON & CO COM 075887109 1,664 21,100 SH DEFINED 1 - 21,100 -
BECTON DICKINSON & CO COM 075887109 25,360 321,585 SH DEFINED 2 321,585 - -
BECTON DICKINSON & CO COM 075887109 3,342 42,379 SH DEFINED 3 2,634 - 39,745
BECTON DICKINSON & CO COM 075887109 16 200 SH DEFINED 6 200 - -
BECTON DICKINSON & CO COM 075887109 688 8,730 SH DEFINED 7 - 8,730 -
BECTON DICKINSON & CO COM 075887109 526 6,669 SH DEFINED 10 6,669 - -
BECTON DICKINSON & CO COM 075887109 24 300 SH DEFINED 15 300 - -
BECTON DICKINSON & CO COM 075887109 747 9,470 SH DEFINED 17 - - 9,470
BECTON DICKINSON & CO COM 075887109 147 1,865 SH DEFINED 18 1,865 - -
BECTON DICKINSON & CO COM 075887109 13 165 SH DEFINED 165 - -
BECTON DICKINSON & CO COM 075887109 215 2,722 SH SOLE 2,722 - -
BECTON DICKINSON & CO COM 075887109 5,830 73,927 SH DEFINED 5 73,927 - -
BECTON DICKINSON & CO COM 075887109 253 3,210 SH DEFINED 8 3,080 130 -
BED BATH & BEYOND INC COM 075896100 5,389 139,588 SH DEFINED 2 139,588 - -
BED BATH & BEYOND INC COM 075896100 444 11,505 SH DEFINED 3 2,920 - 8,585
BED BATH & BEYOND INC COM 075896100 24 625 SH DEFINED 625 - -
BED BATH & BEYOND INC COM 075896100 54 1,400 SH DEFINED 5 1,400 - -
BELDEN INC COM 077454106 271 12,371 SH DEFINED 2 12,371 - -
BELDEN INC COM 077454106 4 200 SH DEFINED 3 - - 200
BELDEN INC COM 077454106 2 94 SH DEFINED 18 94 - -
BELDEN INC COM 077454106 9 428 SH DEFINED 5 428 - -
BELO CORP COM SER A 080555105 2 300 SH DEFINED 2 300 - -
BELO CORP COM SER A 080555105 657 120,694 SH DEFINED 3 60,000 - 60,694
BEMIS INC COM 081437105 5,123 172,770 SH DEFINED 2 172,770 - -
BEMIS INC COM 081437105 433 14,611 SH DEFINED 3 1,091 - 13,520
BEMIS INC COM 081437105 131 4,414 SH DEFINED 5 4,414 - -
BEMIS INC COM 081437105 5 178 SH DEFINED 8 178 - -
BENCHMARK ELECTRS INC COM 08160H101 401 21,180 SH DEFINED 2 21,180 - -
BENCHMARK ELECTRS INC COM 08160H101 4 200 SH DEFINED 3 - - 200
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
BENCHMARK ELECTRS INC COM 08160H101 6 307 SH DEFINED 18 307 - -
BENEFICIAL MUTUAL COM 08173R104 41 4,164 SH DEFINED 2 4,164 - -
BANCORP IN
BENIHANA INC CL A 082047200 3,511 926,306 SH DEFINED 4 - 253,914 672,392
BERKLEY W R CORP COM 084423102 340 13,780 SH DEFINED 3 - - 13,780
BERKLEY W R CORP COM 084423102 147 5,955 SH DEFINED 4 - 5,955 -
BERKLEY W R CORP COM 084423102 3 121 SH DEFINED 18 121 - -
BERKSHIRE HATHAWAY INC CL A 084670108 4,762 48 SH DEFINED 3 10 - 38
DEL
BERKSHIRE HATHAWAY INC CL B 084670207 19,588 5,961 SH DEFINED 3 191 - 5,770
DEL
BERKSHIRE HATHAWAY INC CL A 084670108 99 1 SH DEFINED 6 1 - -
DEL
BERKSHIRE HATHAWAY INC CL B 084670207 49,159 14,960 SH DEFINED 6 14,960 - -
DEL
BERKSHIRE HATHAWAY INC CL A 084670108 595 6 SH DEFINED 7 - 6 -
DEL
BERKSHIRE HATHAWAY INC CL B 084670207 3,204 975 SH DEFINED 7 - 975 -
DEL
BERKSHIRE HATHAWAY INC CL B 084670207 102 31 SH DEFINED 9 31 - -
DEL
BERKSHIRE HATHAWAY INC CL B 084670207 148 45 SH DEFINED 10 45 - -
DEL
BERKSHIRE HATHAWAY INC CL A 084670108 3,571 36 SH DEFINED 13 36 - -
DEL
BERKSHIRE HATHAWAY INC CL B 084670207 398 121 SH DEFINED 13 121 - -
DEL
BERKSHIRE HATHAWAY INC CL A 084670108 198 2 SH DEFINED 14 2 - -
DEL
BERKSHIRE HATHAWAY INC CL B 084670207 66 20 SH DEFINED 14 20 - -
DEL
BERKSHIRE HATHAWAY INC CL A 084670108 397 4 SH DEFINED 15 4 - -
DEL
BERKSHIRE HATHAWAY INC CL A 084670108 496 5 SH DEFINED 16 5 - -
DEL
BERKSHIRE HATHAWAY INC CL B 084670207 868 264 SH DEFINED 16 264 - -
DEL
BERKSHIRE HATHAWAY INC CL A 084670108 99 1 SH DEFINED 17 - - 1
DEL
BERKSHIRE HATHAWAY INC CL B 084670207 128 39 SH DEFINED 17 - - 39
DEL
BERKSHIRE HATHAWAY INC CL A 084670108 19,939 201 SH DEFINED 18 201 - -
DEL
BERKSHIRE HATHAWAY INC CL B 084670207 845 257 SH DEFINED 18 257 - -
DEL
BERKSHIRE HATHAWAY INC CL A 084670108 2,083 21 SH DEFINED 21 - -
DEL
BERKSHIRE HATHAWAY INC CL B 084670207 105 32 SH DEFINED 32 - -
DEL
BERKSHIRE HATHAWAY INC CL B 084670207 2,198 669 SH SOLE 669 - -
DEL
BERKSHIRE HATHAWAY INC CL B 084670207 56 17 SH DEFINED 17 - -
DEL
BERKSHIRE HATHAWAY INC CL A 084670108 198 2 SH DEFINED 2 - -
DEL
BERKSHIRE HATHAWAY INC CL A 084670108 7,837 79 SH DEFINED 5 79 - -
DEL
BERKSHIRE HATHAWAY INC CL B 084670207 28,664 8,723 SH DEFINED 5 8,723 - -
DEL
BERKSHIRE HATHAWAY INC CL B 084670207 640 195 SH DEFINED 8 191 4 -
DEL
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
BERRY PETE CO CL A 085789105 68 2,317 SH DEFINED 2 2,317 - -
BERRY PETE CO CL A 085789105 1 50 SH DEFINED 3 - - 50
BERRY PETE CO CL A 085789105 10,272 352,382 SH DEFINED 4 - 267,872 84,510
BEST BUY INC COM 086516101 42,060 1,065,900 SH DEFINED 1 113,000 952,900 -
BEST BUY INC COM 086516101 21,980 557,014 SH DEFINED 2 557,014 - -
BEST BUY INC COM 086516101 2,561 64,893 SH DEFINED 3 3,998 - 60,895
BEST BUY INC COM 086516101 165 4,180 SH DEFINED 7 - 4,180 -
BEST BUY INC COM 086516101 444 11,262 SH DEFINED 10 11,262 - -
BEST BUY INC COM 086516101 237 6,000 SH DEFINED 15 6,000 - -
BEST BUY INC COM 086516101 126 3,195 SH DEFINED 17 - - 3,195
BEST BUY INC COM 086516101 105 2,657 SH DEFINED 18 2,657 - -
BEST BUY INC COM 086516101 21 541 SH DEFINED 541 - -
BEST BUY INC COM 086516101 201 5,095 SH SOLE 5,095 - -
BEST BUY INC COM 086516101 759 19,244 SH DEFINED 5 19,244 - -
BEST BUY INC COM 086516101 30 760 SH DEFINED 8 200 560 -
BHP BILLITON LTD SPONSORED ADR 088606108 20,148 263,100 SH DEFINED 1 29,600 233,500 -
BHP BILLITON LTD SPONSORED ADR 088606108 2,932 38,281 SH DEFINED 3 1,400 - 36,881
BHP BILLITON LTD SPONSORED ADR 088606108 135 1,765 SH DEFINED 7 - 1,765 -
BHP BILLITON LTD SPONSORED ADR 088606108 11 150 SH DEFINED 9 150 - -
BHP BILLITON LTD SPONSORED ADR 088606108 3 34 SH DEFINED 18 34 - -
BHP BILLITON LTD SPONSORED ADR 088606108 8,687 113,431 SH DEFINED 5;1 113,431 - -
BHP BILLITON LTD SPONSORED ADR 088606108 524 6,847 SH DEFINED 6,847 - -
BHP BILLITON LTD SPONSORED ADR 088606108 24,730 322,940 SH DEFINED 5 322,940 - -
BHP BILLITON LTD SPONSORED ADR 088606108 389 5,076 SH DEFINED 8 4,701 375 -
BHP BILLITON PLC SPONSORED ADR 05545E209 48,015 752,000 SH DEFINED 1 - 752,000 -
BHP BILLITON PLC SPONSORED ADR 05545E209 6 89 SH DEFINED 3 - - 89
BHP BILLITON PLC SPONSORED ADR 05545E209 42 655 SH DEFINED 13 655 - -
BHP BILLITON PLC SPONSORED ADR 05545E209 59 924 SH DEFINED 924 - -
BIG 5 SPORTING GOODS CORP COM 08915P101 58 3,400 SH DEFINED 1 - 3,400 -
BIG 5 SPORTING GOODS CORP COM 08915P101 21 1,216 SH DEFINED 3 - - 1,216
BIG LOTS INC COM 089302103 3,583 123,650 SH DEFINED 2 123,650 - -
BIG LOTS INC COM 089302103 26 904 SH DEFINED 3 904 - -
BIG LOTS INC COM 089302103 21 735 SH DEFINED 7 - 735 -
BIG LOTS INC COM 089302103 1 40 SH DEFINED 5;1 40 - -
BIG LOTS INC COM 089302103 817 28,207 SH DEFINED 5 28,207 - -
BIG LOTS INC COM 089302103 62 2,141 SH DEFINED 8 2,141 - -
BIGBAND NETWORKS INC COM 089750509 2 500 SH DEFINED 3 - - 500
BIO RAD LABS INC CL A 090572207 681 7,062 SH DEFINED 2 7,062 - -
BIO RAD LABS INC CL A 090572207 2 25 SH DEFINED 18 25 - -
BIODELIVERY SCIENCES COM 09060J106 74 18,880 SH DEFINED 3 - - 18,880
INTL IN
BIOGEN IDEC INC COM 09062X103 572 10,700 SH DEFINED 1 - 10,700 -
BIOGEN IDEC INC COM 09062X103 10,484 195,959 SH DEFINED 2 195,959 - -
BIOGEN IDEC INC COM 09062X103 832 15,549 SH DEFINED 3 3,814 - 11,735
BIOGEN IDEC INC COM 09062X103 4 70 SH DEFINED 7 - 70 -
BIOGEN IDEC INC COM 09062X103 9 165 SH DEFINED 15 165 - -
BIOGEN IDEC INC COM 09062X103 9 176 SH DEFINED 18 176 - -
BIOGEN IDEC INC COM 09062X103 23 425 SH DEFINED 425 - -
BIOGEN IDEC INC COM 09062X103 32 594 SH SOLE 594 - -
BIOGEN IDEC INC COM 09062X103 59 1,100 SH DEFINED 5 1,100 - -
BIOLASE TECHNOLOGY INC COM 090911108 2 800 SH DEFINED 3 - - 800
BIOLASE TECHNOLOGY INC COM 090911108 19 10,000 SH DEFINED 14 10,000 - -
BIOMARIN PHARMACEUTICAL COM 09061G101 15 800 SH DEFINED 5 800 - -
INC
BIOMED REALTY TRUST INC COM 09063H107 3 180 SH DEFINED 3 - - 180
BIOMED REALTY TRUST INC COM 09063H107 4 260 SH DEFINED 18 260 - -
BIO-REFERENCE LABS INC COM $.01 NEW 09057G602 2 51 SH DEFINED 18 51 - -
BIO-REFERENCE LABS INC COM $.01 NEW 09057G602 4 115 SH DEFINED 115 - -
BIOSANTE PHARMACEUTICALS COM NEW 09065V203 - 90 SH DEFINED 3 - - 90
INC
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
BIOSCRIP INC COM 09069N108 644 77,000 SH DEFINED 4 - - 77,000
BIOSPHERE MEDICAL INC COM 09066V103 5 1,800 SH DEFINED 3 - - 1,800
BIOTECH HOLDRS TR DEPOSTRY RCPTS 09067D201 20 205 SH DEFINED 3 105 - 100
BIOTECH HOLDRS TR DEPOSTRY RCPTS 09067D201 156 1,600 SH DEFINED 5 1,600 - -
BIOTIME INC COM 09066L105 4 1,000 SH DEFINED 5 1,000 - -
BIOVAIL CORP COM 09067J109 29,208 2,093,091 SH DEFINED 1 47,500 2,045,591 -
BIOVAIL CORP COM 09067J109 1,444 103,465 SH DEFINED 3 100,000 - 3,465
BIOVAIL CORP COM 09067J109 1,186 85,000 CALL DEFINED 3 85,000 - -
BIOVAIL CORP COM 09067J109 134 9,583 SH DEFINED 6 9,583 - -
BIOVAIL CORP COM 09067J109 12 876 SH DEFINED 7 - 876 -
BIOVAIL CORP COM 09067J109 3 200 SH DEFINED 9 200 - -
BIOVAIL CORP COM 09067J109 3 198 SH DEFINED 15 198 - -
BIOVAIL CORP COM 09067J109 25,624 1,836,306 SH DEFINED 5;1 1,836,306 - -
BIOVAIL CORP COM 09067J109 418 29,930 SH DEFINED 29,930 - -
BIOVAIL CORP COM 09067J109 105,995 7,622,265 SH SOLE 7,622,265 - -
BIOVAIL CORP COM 09067J109 2,272 162,820 SH DEFINED 5 162,820 - -
BIOVAIL CORP COM 09067J109 151 10,800 CALL DEFINED 5 10,800 - -
BIOVAIL CORP COM 09067J109 71 5,100 PUT DEFINED 5 5,100 - -
BITSTREAM INC CL A 091736108 2 300 SH DEFINED 5 300 - -
BJ SVCS CO COM 055482103 7,714 414,722 SH DEFINED 2 414,722 - -
BJ SVCS CO COM 055482103 8,157 438,533 SH DEFINED 3 431,029 - 7,504
BJ SVCS CO COM 055482103 28 1,505 SH DEFINED 16 1,505 - -
BJ SVCS CO COM 055482103 7 400 SH DEFINED 5 400 - -
BJS RESTAURANTS INC COM 09180C106 269 14,284 SH DEFINED 3 - - 14,284
BJS WHOLESALE CLUB INC COM 05548J106 926 28,303 SH DEFINED 2 28,303 - -
BJS WHOLESALE CLUB INC COM 05548J106 93 2,839 SH DEFINED 3 - - 2,839
BJS WHOLESALE CLUB INC COM 05548J106 433 13,240 SH DEFINED 4 - 13,240 -
BJS WHOLESALE CLUB INC COM 05548J106 7 205 SH DEFINED 5 205 - -
BLACK & DECKER CORP COM 091797100 5,667 87,414 SH DEFINED 2 87,414 - -
BLACK & DECKER CORP COM 091797100 1,893 29,197 SH DEFINED 3 24,316 - 4,881
BLACK & DECKER CORP COM 091797100 22 345 SH DEFINED 6 345 - -
BLACK & DECKER CORP COM 091797100 84 1,300 SH DEFINED 16 1,300 - -
BLACK & DECKER CORP COM 091797100 13 195 SH DEFINED 18 195 - -
BLACK & DECKER CORP COM 091797100 33 510 SH DEFINED 5 510 - -
BLACK BOX CORP DEL COM 091826107 40 1,416 SH DEFINED 2 1,416 - -
BLACK BOX CORP DEL COM 091826107 3,884 137,056 SH DEFINED 4 - 93,496 43,560
BLACK HILLS CORP COM 092113109 454 17,050 SH DEFINED 3 - - 17,050
BLACK HILLS CORP COM 092113109 5 200 SH DEFINED 16 200 - -
BLACKBAUD INC COM 09227Q100 13 533 SH DEFINED 533 - -
BLACKBOARD INC COM 091935502 64 1,415 SH DEFINED 3 1,115 - 300
BLACKROCK APEX MUN FD INC COM 09254H106 66 7,600 SH DEFINED 3 - - 7,600
BLACKROCK CA MUNI 2018 COM 09249C105 30 1,975 SH DEFINED 3 - - 1,975
TERM
BLACKROCK CALIF MUN SH BEN INT 09248E102 26 2,000 SH DEFINED 3 - - 2,000
INCOME T
BLACKROCK CORE BD TR SHS BEN INT 09249E101 462 38,847 SH DEFINED 3 - - 38,847
BLACKROCK CORPOR HI YLD COM 09255N102 127 12,150 SH DEFINED 3 - - 12,150
FD V
BLACKROCK CORPOR HI YLD COM 09255P107 233 22,019 SH DEFINED 3 - - 22,019
FD V
BLACKROCK CORPOR HI YLD COM 09255M104 4 646 SH DEFINED 3 - - 646
III
BLACKROCK CORPOR HIGH COM 09255L106 302 43,862 SH DEFINED 3 - - 43,862
YLD FD
BLACKROCK CREDIT ALL IN COM SHS 09249V103 112 10,860 SH DEFINED 3 - - 10,860
TR I
BLACKROCK CREDIT ALL INC COM 092508100 297 26,112 SH DEFINED 3 - - 26,112
TR
BLACKROCK CREDIT ALL INC COM 09255H105 165 17,540 SH DEFINED 3 - - 17,540
TR
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
BLACKROCK CREDIT ALL INC COM 09255J101 119 14,250 SH DEFINED 3 - - 14,250
TR
BLACKROCK CREDIT ALL INC COM 092508100 17 1,500 SH DEFINED 18 1,500 - -
TR
BLACKROCK DEBT STRAT FD COM 09255R103 15 4,100 SH DEFINED 3 - - 4,100
INC
BLACKROCK DEBT STRAT FD COM 09255R103 19 5,500 SH DEFINED 5 5,500 - -
INC
BLACKROCK DEBT STRAT FD COM 09255R103 4 1,000 SH DEFINED 8 1,000 - -
INC
BLACKROCK DEFINED OPPRTY COM 09255Q105 12 1,000 SH DEFINED 3 - - 1,000
CR
BLACKROCK DIVERS OME COM 09255W102 189 19,777 SH DEFINED 3 - - 19,777
STRATE
BLACKROCK DIVERS OME COM 09255W102 12 1,250 SH DEFINED 16 1,250 - -
STRATE
BLACKROCK DIVID ACHIEVRS COM 09250N107 2,512 266,668 SH DEFINED 3 - - 266,668
TM
BLACKROCK ECOSOLUTIONS COM SH 092546100 414 37,794 SH DEFINED 3 - - 37,794
INVT
BLACKROCK ENERGY & RES TR COM 09250U101 2,733 106,628 SH DEFINED 3 - - 106,628
BLACKROCK ENERGY & RES TR COM 09250U101 18 714 SH DEFINED 18 714 - -
BLACKROCK ENH CAP & INC COM 09256A109 762 48,950 SH DEFINED 3 - - 48,950
FD I
BLACKROCK ENHANCED DIV COM 09251A104 381 43,262 SH DEFINED 3 - - 43,262
ACHV
BLACKROCK FL RATE OME COM SHS 09255Y108 23 1,654 SH DEFINED 3 - - 1,654
STRA I
BLACKROCK FLOAT RATE OME COM 09255X100 425 29,859 SH DEFINED 3 - - 29,859
STR
BLACKROCK FLOATING RATE COM 091941104 1,822 130,580 SH DEFINED 3 - - 130,580
INCO
BLACKROCK GLOBAL OPP COM 092501105 919 48,628 SH DEFINED 3 - - 48,628
EQTY TR
BLACKROCK GLOBAL OPP COM 092501105 5 285 SH DEFINED 5 285 - -
EQTY TR
BLACKROCK HEALTH COM 09250W107 1,726 65,820 SH DEFINED 3 - - 65,820
SCIENCES TR
BLACKROCK HIGH INCOME SHS SHS BEN INT 09250E107 74 39,000 SH DEFINED 3 - - 39,000
BLACKROCK HIGH YIELD TR SH BEN INT 09248N102 107 17,700 SH DEFINED 3 - - 17,700
BLACKROCK INC COM 09247X101 677 2,916 SH DEFINED 2 2,916 - -
BLACKROCK INC COM 09247X101 43 184 SH DEFINED 3 - - 184
BLACKROCK INC DBCV 2.625 09247XAB7 11,653 5,000,000 PRN DEFINED 3 5,000,000 - -
BLACKROCK INC COM 09247X101 614 2,645 SH DEFINED 7 - 2,645 -
BLACKROCK INC COM 09247X101 1 5 SH DEFINED 15 5 - -
BLACKROCK INC COM 09247X101 2 7 SH DEFINED 18 7 - -
BLACKROCK INC COM 09247X101 22 94 SH DEFINED 94 - -
BLACKROCK INC COM 09247X101 241 1,040 SH DEFINED 5 1,040 - -
BLACKROCK INC COM 09247X101 8 35 SH DEFINED 8 - 35 -
BLACKROCK INCOME OPP COM 092475102 95 10,300 SH DEFINED 3 - - 10,300
TRUST I
BLACKROCK INCOME TR INC COM 09247F100 3,981 625,951 SH DEFINED 3 - - 625,951
BLACKROCK INCOME TR INC COM 09247F100 329 51,775 SH DEFINED 5 51,775 - -
BLACKROCK INCOME TR INC COM 09247F100 13 2,000 SH DEFINED 8 2,000 - -
BLACKROCK INS MUNIC INC COM 09250G102 13 1,000 SH DEFINED 3 - - 1,000
INV
BLACKROCK INSD MUN COM 092479104 83 6,100 SH DEFINED 3 - - 6,100
INCOME TR
BLACKROCK INSD MUN TERM COM 092474105 16 1,500 SH DEFINED 3 - - 1,500
TR I
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
BLACKROCK INSD MUN TERM COM 092474105 42 4,000 SH DEFINED 18 4,000 - -
TR I
BLACKROCK INTL GRWTH & COM BENE INTER 092524107 335 29,014 SH DEFINED 3 - - 29,014
INC T
BLACKROCK INVT QUALITY COM 09247D105 57 4,260 SH DEFINED 3 - - 4,260
MUN T
BLACKROCK KELSO CAPITAL COM 092533108 129 15,129 SH DEFINED 3 - - 15,129
CORP
BLACKROCK LONG-TERM MUNI COM 09250B103 107 10,446 SH DEFINED 3 - - 10,446
ADV
BLACKROCK LTD DURATION COM SHS 09249W101 405 27,648 SH DEFINED 3 - - 27,648
INC T
BLACKROCK MD MUNICIPAL COM 09249L105 74 5,150 SH DEFINED 3 - - 5,150
BOND
BLACKROCK MUN 2020 TERM COM SHS 09249X109 1,129 77,309 SH DEFINED 3 - - 77,309
TR
BLACKROCK MUN INCOME TR SH BEN INT 09248F109 254 19,871 SH DEFINED 3 - - 19,871
BLACKROCK MUNI 2018 TERM COM 09248C106 77 5,104 SH DEFINED 3 - - 5,104
TR
BLACKROCK MUNI INCOME TR COM 09249N101 65 4,711 SH DEFINED 3 - - 4,711
II
BLACKROCK MUNI INTER DR COM 09253X102 89 6,792 SH DEFINED 3 - - 6,792
FD I
BLACKROCK MUNI N Y INTER COM 09255F109 48 3,900 SH DEFINED 3 - - 3,900
DUR
BLACKROCK MUNIASSETS FD COM 09254J102 12 1,013 SH DEFINED 3 - - 1,013
INC
BLACKROCK MUNIC INCM SH BEN INT 09248H105 9 700 SH DEFINED 3 - - 700
INVST T
BLACKROCK MUNICIPAL BOND COM 09249H104 14 1,000 SH DEFINED 3 - - 1,000
TR
BLACKROCK MUNIENHANCED COM 09253Y100 32 3,100 SH DEFINED 3 - - 3,100
FD IN
BLACKROCK MUNIHLDGS FD COM 09253P109 304 22,391 SH DEFINED 3 - - 22,391
II IN
BLACKROCK MUNIHLDGS INS COM 09254P108 506 38,994 SH DEFINED 3 - - 38,994
INV
BLACKROCK MUNIHLDGS INSD COM 09254C107 89 6,814 SH DEFINED 3 - - 6,814
FDI
BLACKROCK MUNIHOLDINGS COM 09254L107 214 17,054 SH DEFINED 3 - - 17,054
CALIF
BLACKROCK MUNIHOLDINGS COM 09253N104 109 7,528 SH DEFINED 3 - - 7,528
FD IN
BLACKROCK MUNIHOLDINGS N COM 09254X101 41 3,000 SH DEFINED 3 - - 3,000
J I
BLACKROCK MUNIHOLDINGS N COM 09255C106 999 75,211 SH DEFINED 3 - - 75,211
Y I
BLACKROCK MUNIVEST FD INC COM 09253R105 84 9,118 SH DEFINED 3 - - 9,118
BLACKROCK MUNIVEST FD INC COM 09253R105 37 4,000 SH DEFINED 18 4,000 - -
BLACKROCK MUNIYIELD COM 09254N103 229 18,180 SH DEFINED 3 - - 18,180
CALIF IN
BLACKROCK MUNIYIELD FD COM 09253W104 179 13,967 SH DEFINED 3 - - 13,967
INC
BLACKROCK MUNIYIELD INS COM 09254T100 52 4,061 SH DEFINED 3 - - 4,061
INV
BLACKROCK MUNIYIELD INS COM 09254T100 3 232 SH DEFINED 232 - -
INV
BLACKROCK MUNIYIELD COM 09254R104 568 44,824 SH DEFINED 3 - - 44,824
INVST FD
BLACKROCK MUNIYIELD MICH COM 09254V105 162 12,500 SH DEFINED 3 - - 12,500
INS
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
BLACKROCK MUNIYIELD MICH COM 09254W103 259 21,842 SH DEFINED 3 - - 21,842
INS
BLACKROCK MUNIYIELD N J COM 09255A100 52 3,856 SH DEFINED 3 - - 3,856
INSD
BLACKROCK MUNIYIELD N Y COM 09255E102 722 61,199 SH DEFINED 3 - - 61,199
INSD
BLACKROCK MUNIYIELD PA COM 09255G107 252 18,952 SH DEFINED 3 - - 18,952
INSD
BLACKROCK MUNIYIELD COM 09254F100 857 61,887 SH DEFINED 3 - - 61,887
QUALITY
BLACKROCK MUNIYIELD COM 09254G108 205 17,432 SH DEFINED 3 - - 17,432
QUALITY
BLACKROCK MUNYIELD INSD COM 09254E103 58 4,771 SH DEFINED 3 - - 4,771
FD I
BLACKROCK N J MUN INCOME SH BEN INT 09248J101 62 4,554 SH DEFINED 3 - - 4,554
TR
BLACKROCK N Y MUN INCOME SH BEN INT 09248L106 78 5,364 SH DEFINED 3 - - 5,364
TR
BLACKROCK NJ MUNICIPAL COM 09249A109 43 3,000 SH DEFINED 3 - - 3,000
BOND
BLACKROCK NY MUNI 2018 COM 09248K108 86 5,100 SH DEFINED 3 - - 5,100
TERM
BLACKROCK REAL ASSET COM 09254B109 3,656 288,588 SH DEFINED 3 - - 288,588
EQUITY
BLACKROCK S&P QLTY RK EQ SHS BEN INT 09250D109 159 12,700 SH DEFINED 3 - - 12,700
MD
BLACKROCK SR HIGH INCOME COM 09255T109 141 40,238 SH DEFINED 3 - - 40,238
FD
BLACKROCK STRAT DIVD COM 09249Y107 569 62,442 SH DEFINED 3 - - 62,442
ACHIEVE
BLACKROCK STRATEGIC MUN COM 09248T109 83 7,000 SH DEFINED 3 - - 7,000
TR
BLACKROCK STRTGC BOND TR COM 09249G106 9 760 SH DEFINED 3 - - 760
BLACKSTONE GROUP L P COM UNIT LTD 09253U108 359 27,362 SH DEFINED 2 27,362 - -
BLACKSTONE GROUP L P COM UNIT LTD 09253U108 320 24,381 SH DEFINED 3 - - 24,381
BLACKSTONE GROUP L P COM UNIT LTD 09253U108 4 300 SH DEFINED 13 300 - -
BLACKSTONE GROUP L P COM UNIT LTD 09253U108 186 14,200 SH DEFINED 16 14,200 - -
BLACKSTONE GROUP L P COM UNIT LTD 09253U108 223 17,005 SH DEFINED 5 17,005 - -
BLACKSTONE GROUP L P COM UNIT LTD 09253U108 4 300 SH DEFINED 8 300 - -
BLDRS INDEX FDS TR ASIA 50 ADR 09348R102 11 441 SH DEFINED 3 - - 441
BLDRS INDEX FDS TR EMER MK 50 ADR 09348R300 337 7,636 SH DEFINED 3 - - 7,636
BLDRS INDEX FDS TR EUR 100 ADR 09348R409 71 3,324 SH DEFINED 3 - - 3,324
BLDRS INDEX FDS TR ASIA 50 ADR 09348R102 100 3,879 SH DEFINED 5 3,879 - -
BLDRS INDEX FDS TR DEV MK 100 ADR 09348R201 37 1,715 SH DEFINED 5 1,715 - -
BLDRS INDEX FDS TR EMER MK 50 ADR 09348R300 161 3,650 SH DEFINED 5 3,650 - -
BLDRS INDEX FDS TR ASIA 50 ADR 09348R102 23 900 SH DEFINED 8 900 - -
BLDRS INDEX FDS TR EMER MK 50 ADR 09348R300 5 122 SH DEFINED 8 122 - -
BLOCK H & R INC COM 093671105 8,376 370,305 SH DEFINED 2 370,305 - -
BLOCK H & R INC COM 093671105 192 8,508 SH DEFINED 3 4,801 - 3,707
BLOCK H & R INC COM 093671105 784 34,660 SH DEFINED 10 34,660 - -
BLOCK H & R INC COM 093671105 24 1,050 SH DEFINED 16 1,050 - -
BLOCK H & R INC COM 093671105 14 620 SH DEFINED 18 620 - -
BLOCK H & R INC COM 093671105 23 997 SH SOLE 997 - -
BLOCKBUSTER INC CL A 093679108 7 10,000 SH DEFINED 3 - - 10,000
BLUE CHIP VALUE FD INC COM 095333100 3 1,000 SH DEFINED 3 - - 1,000
BLUE COAT SYSTEMS INC COM NEW 09534T508 102 3,562 SH DEFINED 3 - - 3,562
BLUE COAT SYSTEMS INC COM NEW 09534T508 2 60 SH DEFINED 5 60 - -
BLUE NILE INC COM 09578R103 1 22 SH DEFINED 3 - - 22
BLUE NILE INC COM 09578R103 70 1,103 SH DEFINED 14 1,103 - -
BLUE SQUARE - ISRAEL LTD SPONSORED ADR 096055108 1 100 SH DEFINED 3 - - 100
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
BLUEGREEN CORP COM 096231105 167 69,000 SH DEFINED 4 - - 69,000
BLYTH INC COM NEW 09643P207 59 1,761 SH DEFINED 2 1,761 - -
BLYTH INC COM NEW 09643P207 - 12 SH DEFINED 5 12 - -
BMC SOFTWARE INC COM 055921100 4,871 121,477 SH DEFINED 2 121,477 - -
BMC SOFTWARE INC COM 055921100 482 12,024 SH DEFINED 3 2,040 - 9,984
BMC SOFTWARE INC COM 055921100 733 18,284 SH DEFINED 10 18,284 - -
BMC SOFTWARE INC COM 055921100 90 2,235 SH DEFINED 17 - - 2,235
BMC SOFTWARE INC COM 055921100 133 3,310 SH DEFINED 18 3,310 - -
BMC SOFTWARE INC COM 055921100 139 3,472 SH DEFINED 3,472 - -
BMC SOFTWARE INC COM 055921100 156 3,900 SH SOLE 3,900 - -
BMC SOFTWARE INC COM 055921100 550 13,697 SH DEFINED 5 13,697 - -
BMC SOFTWARE INC COM 055921100 8 208 SH DEFINED 8 208 - -
BOARDWALK PIPELINE UT LTD PARTNER 096627104 15 492 SH DEFINED 2 492 - -
PARTNERS
BOARDWALK PIPELINE UT LTD PARTNER 096627104 4,334 144,333 SH DEFINED 3 - - 144,333
PARTNERS
BOARDWALK PIPELINE UT LTD PARTNER 096627104 45 1,500 SH DEFINED 18 1,500 - -
PARTNERS
BOARDWALK PIPELINE UT LTD PARTNER 096627104 9 298 SH DEFINED 298 - -
PARTNERS
BOB EVANS FARMS INC COM 096761101 785 27,090 SH DEFINED 3 - - 27,090
BOEING CO COM 097023105 47,154 871,123 SH DEFINED 2 871,123 - -
BOEING CO COM 097023105 10,620 196,196 SH DEFINED 3 58,812 - 137,384
BOEING CO COM 097023105 484 8,940 SH DEFINED 7 - 8,940 -
BOEING CO COM 097023105 62 1,153 SH DEFINED 10 1,153 - -
BOEING CO COM 097023105 162 3,000 SH DEFINED 13 3,000 - -
BOEING CO COM 097023105 173 3,200 SH DEFINED 14 3,200 - -
BOEING CO COM 097023105 177 3,275 SH DEFINED 15 3,275 - -
BOEING CO COM 097023105 947 17,500 SH DEFINED 16 17,500 - -
BOEING CO COM 097023105 24 450 SH DEFINED 17 - - 450
BOEING CO COM 097023105 41 759 SH DEFINED 18 759 - -
BOEING CO COM 097023105 47 860 SH DEFINED 860 - -
BOEING CO COM 097023105 789 14,571 SH SOLE 14,571 - -
BOEING CO COM 097023105 1,004 18,551 SH DEFINED 5 18,551 - -
BOEING CO COM 097023105 27 510 SH DEFINED 8 300 210 -
BOISE INC COM 09746Y105 21 4,123 SH DEFINED 5 4,123 - -
BOISE INC COM 09746Y105 1 100 SH DEFINED 8 100 - -
BOK FINL CORP COM NEW 05561Q201 430 9,045 SH DEFINED 2 9,045 - -
BOLT TECHNOLOGY CORP COM 097698104 8 750 SH DEFINED 5 750 - -
BON-TON STORES INC COM 09776J101 6 600 SH DEFINED 3 - - 600
BON-TON STORES INC COM 09776J101 344 35,000 SH DEFINED 4 - - 35,000
BON-TON STORES INC COM 09776J101 8 815 SH DEFINED 5 815 - -
BOOKS-A-MILLION INC COM 098570104 309 46,000 SH DEFINED 4 - - 46,000
BOOTS & COOTS INC COM NEW 099469504 7 4,000 SH DEFINED 3 - - 4,000
BORDERS GROUP INC COM 099709107 7 6,145 SH DEFINED 16 6,145 - -
BORGWARNER INC COM 099724106 3,688 111,022 SH DEFINED 3 110,000 - 1,022
BORGWARNER INC COM 099724106 7 198 SH DEFINED 18 198 - -
BOSTON BEER INC CL A 100557107 1,051 22,563 SH DEFINED 3 - - 22,563
BOSTON BEER INC CL A 100557107 14 300 SH SOLE 300 - -
BOSTON BEER INC CL A 100557107 19 415 SH DEFINED 5 415 - -
BOSTON PRIVATE FINL COM 101119105 461 79,900 SH DEFINED 4 - 28,000 51,900
HLDGS IN
BOSTON PROPERTIES INC COM 101121101 6,009 89,600 SH DEFINED 1 12,000 77,600 -
BOSTON PROPERTIES INC COM 101121101 13,560 202,173 SH DEFINED 2 202,173 - -
BOSTON PROPERTIES INC COM 101121101 218 3,243 SH DEFINED 3 1,614 - 1,629
BOSTON PROPERTIES INC COM 101121101 738 11,000 PUT DEFINED 3 11,000 - -
BOSTON PROPERTIES INC COM 101121101 11 170 SH DEFINED 18 170 - -
BOSTON PROPERTIES INC COM 101121101 4 62 SH DEFINED 62 - -
BOSTON PROPERTIES INC COM 101121101 34 500 SH DEFINED 5 500 - -
BOSTON PROPERTIES INC COM 101121101 13 200 SH DEFINED 8 200 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
BOSTON SCIENTIFIC CORP COM 101137107 17,986 1,998,438 SH DEFINED 2 1,998,438 - -
BOSTON SCIENTIFIC CORP COM 101137107 966 107,341 SH DEFINED 3 16,790 - 90,551
BOSTON SCIENTIFIC CORP COM 101137107 45 5,000 SH DEFINED 16 5,000 - -
BOSTON SCIENTIFIC CORP COM 101137107 5 551 SH DEFINED 18 551 - -
BOSTON SCIENTIFIC CORP COM 101137107 7 791 SH DEFINED 791 - -
BOSTON SCIENTIFIC CORP COM 101137107 189 20,945 SH DEFINED 5 20,945 - -
BOSTON SCIENTIFIC CORP COM 101137107 7 800 SH DEFINED 8 800 - -
BOTTOMLINE TECH DEL INC COM 101388106 20 1,131 SH DEFINED 2 1,131 - -
BOULDER TOTAL RETURN FD COM 101541100 56 4,430 SH DEFINED 3 - - 4,430
INC
BOVIE MEDICAL CORP COM 10211F100 203 26,000 SH DEFINED 5 26,000 - -
BOWL AMER INC CL A 102565108 197 15,127 SH DEFINED 4 - - 15,127
BOYD GAMING CORP COM 103304101 37 4,400 SH DEFINED 3 3,600 - 800
BOYD GAMING CORP COM 103304101 67 8,000 SH DEFINED 15 8,000 - -
BOYD GAMING CORP COM 103304101 17 2,000 SH DEFINED 16 2,000 - -
BP PLC SPONSORED ADR 055622104 31,613 545,333 SH DEFINED 3 3,268 - 542,065
BP PLC SPONSORED ADR 055622104 658 11,354 SH DEFINED 7 - 11,354 -
BP PLC SPONSORED ADR 055622104 258 4,452 SH DEFINED 9 4,452 - -
BP PLC SPONSORED ADR 055622104 128 2,210 SH DEFINED 10 2,210 - -
BP PLC SPONSORED ADR 055622104 149 2,568 SH DEFINED 11 2,568 - -
BP PLC SPONSORED ADR 055622104 152 2,620 SH DEFINED 15 2,620 - -
BP PLC SPONSORED ADR 055622104 57 980 SH DEFINED 16 980 - -
BP PLC SPONSORED ADR 055622104 1,354 23,352 SH DEFINED 18 23,352 - -
BP PLC SPONSORED ADR 055622104 746 12,864 SH OTHER S;6 12,864 - -
BP PLC SPONSORED ADR 055622104 521 8,981 SH DEFINED 8,981 - -
BP PLC SPONSORED ADR 055622104 1 25 SH SOLE 25 - -
BP PLC SPONSORED ADR 055622104 1,804 31,122 SH DEFINED 5 31,122 - -
BP PLC SPONSORED ADR 055622104 28 486 SH DEFINED 8 486 - -
BP PRUDHOE BAY RTY TR UNIT BEN INT 055630107 1,504 18,165 SH DEFINED 3 - - 18,165
BP PRUDHOE BAY RTY TR UNIT BEN INT 055630107 657 7,933 SH DEFINED 5 7,933 - -
BPW ACQUISITION CORP COM 055637102 25,272 2,400,000 SH DEFINED 3 2,400,000 - -
BPW ACQUISITION CORP *W EXP 055637110 58 65,000 SH DEFINED 3 65,000 - -
02/26/201
BRADY CORP CL A 104674106 276 9,186 SH DEFINED 2 9,186 - -
BRANDYWINE RLTY TR SH BEN INT NEW 105368203 975 85,516 SH DEFINED 3 - - 85,516
BRANDYWINE RLTY TR SH BEN INT NEW 105368203 4 341 SH DEFINED 341 - -
BRASIL TELECOM SA SPONS ADR PFD 10553M101 169 5,788 SH DEFINED 2 5,788 - -
BRASIL TELECOM SA SPONS ADR PFD 10553M101 231 7,944 SH DEFINED 3 - - 7,944
BRASIL TELECOM SA SPON ADR COM 10553M200 6 365 SH DEFINED 3 - - 365
BRASIL TELECOM SA SPONS ADR PFD 10553M101 291 10,000 SH DEFINED 14 10,000 - -
BRASIL TELECOM SA SPONS ADR PFD 10553M101 - 10 SH DEFINED 10 - -
BRASIL TELECOM SA SPON ADR COM 10553M200 - 6 SH DEFINED 6 - -
BRASIL TELECOM SA SPONS ADR PFD 10553M101 30 1,028 SH DEFINED 5 1,028 - -
BRASIL TELECOM SA SPON ADR COM 10553M200 8 479 SH DEFINED 5 479 - -
BRASKEM S A SP ADR PFD A 105532105 4 250 SH DEFINED 3 100 - 150
BRE PROPERTIES INC CL A 05564E106 20 615 SH DEFINED 2 615 - -
BRE PROPERTIES INC CL A 05564E106 3 100 SH DEFINED 3 - - 100
BRE PROPERTIES INC CL A 05564E106 13 398 SH DEFINED 5 398 - -
BREITBURN ENERGY COM UT LTD PTN 106776107 2,375 224,300 SH DEFINED 3 142,100 - 82,200
PARTNERS LP
BRF-BRASIL FOODS S A SPONSORED ADR 10552T107 16 300 SH DEFINED 3 300 - -
BRIDGEPOINT ED INC COM 10807M105 21 1,400 SH DEFINED 2 1,400 - -
BRIDGEPOINT ED INC COM 10807M105 233 15,531 SH DEFINED 3 - - 15,531
BRIGGS & STRATTON CORP COM 109043109 820 43,823 SH DEFINED 2 43,823 - -
BRIGGS & STRATTON CORP COM 109043109 329 17,572 SH DEFINED 3 - - 17,572
BRIGHAM EXPLORATION CO COM 109178103 3 246 SH DEFINED 2 246 - -
BRIGHAM EXPLORATION CO COM 109178103 71 5,271 SH DEFINED 3 - - 5,271
BRIGHTPOINT INC COM NEW 109473405 165 22,514 SH DEFINED 2 22,514 - -
BRIGHTPOINT INC COM NEW 109473405 6 800 SH DEFINED 3 - - 800
BRINKER INTL INC COM 109641100 182 12,195 SH DEFINED 3 - - 12,195
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
BRINKER INTL INC COM 109641100 391 26,200 PUT DEFINED 3 26,200 - -
BRINKER INTL INC COM 109641100 2 107 SH DEFINED 18 107 - -
BRINKS CO COM 109696104 160 6,571 SH DEFINED 2 6,571 - -
BRINKS CO COM 109696104 2 81 SH DEFINED 3 - - 81
BRINKS CO COM 109696104 24 1,000 SH DEFINED 14 1,000 - -
BRINKS CO COM 109696104 1 58 SH DEFINED 18 58 - -
BRINKS HOME SEC HLDGS INC COM 109699108 234 7,161 SH DEFINED 2 7,161 - -
BRINKS HOME SEC HLDGS INC COM 109699108 8 250 SH DEFINED 3 - - 250
BRINKS HOME SEC HLDGS INC COM 109699108 33 1,000 SH DEFINED 14 1,000 - -
BRISTOL MYERS SQUIBB CO COM 110122108 12,120 480,000 SH DEFINED 1 - 480,000 -
BRISTOL MYERS SQUIBB CO COM 110122108 61,898 2,451,392 SH DEFINED 2 2,451,392 - -
BRISTOL MYERS SQUIBB CO COM 110122108 19,313 764,854 SH DEFINED 3 28,513 - 736,341
BRISTOL MYERS SQUIBB CO COM 110122108 2,968 117,546 SH DEFINED 7 - 117,546 -
BRISTOL MYERS SQUIBB CO COM 110122108 9 350 SH DEFINED 9 350 - -
BRISTOL MYERS SQUIBB CO COM 110122108 126 5,000 SH DEFINED 14 5,000 - -
BRISTOL MYERS SQUIBB CO COM 110122108 113 4,465 SH DEFINED 15 4,465 - -
BRISTOL MYERS SQUIBB CO COM 110122108 148 5,850 SH DEFINED 16 5,850 - -
BRISTOL MYERS SQUIBB CO COM 110122108 179 7,104 SH DEFINED 18 7,104 - -
BRISTOL MYERS SQUIBB CO COM 110122108 463 18,320 SH DEFINED 16,167 2,153 -
BRISTOL MYERS SQUIBB CO COM 110122108 1,509 59,745 SH SOLE 59,745 - -
BRISTOL MYERS SQUIBB CO COM 110122108 9,171 363,217 SH DEFINED 5 363,217 - -
BRISTOL MYERS SQUIBB CO COM 110122108 587 23,232 SH DEFINED 8 17,012 6,220 -
BRISTOW GROUP INC COM 110394103 129 3,350 SH DEFINED 16 3,350 - -
BRISTOW GROUP INC COM 110394103 3 75 SH DEFINED 18 75 - -
BRITISH AMERN TOB PLC SPONSORED ADR 110448107 341 5,272 SH DEFINED 3 - - 5,272
BRITISH AMERN TOB PLC SPONSORED ADR 110448107 61 936 SH DEFINED 7 - 936 -
BRITISH AMERN TOB PLC SPONSORED ADR 110448107 6 93 SH DEFINED 18 93 - -
BRITISH AMERN TOB PLC SPONSORED ADR 110448107 83 1,290 SH DEFINED 1,290 - -
BRITISH AMERN TOB PLC SPONSORED ADR 110448107 1,470 22,733 SH DEFINED 5 22,733 - -
BRITISH AMERN TOB PLC SPONSORED ADR 110448107 9 140 SH DEFINED 8 140 - -
BRITISH SKY BROADCASTING SPONSORED ADR 111013108 99 2,724 SH DEFINED 2 2,724 - -
GRO
BRITISH SKY BROADCASTING SPONSORED ADR 111013108 5,674 156,650 SH DEFINED 5;1 156,650 - -
GRO
BRITISH SKY BROADCASTING SPONSORED ADR 111013108 18 500 SH DEFINED 500 - -
GRO
BRITISH SKY BROADCASTING SPONSORED ADR 111013108 34 940 SH DEFINED 5 940 - -
GRO
BRITISH SKY BROADCASTING SPONSORED ADR 111013108 2 45 SH DEFINED 8 45 - -
GRO
BROADBAND HOLDRS TR DEPOSITRY RCPT 11130P104 1 90 SH DEFINED 5 90 - -
BROADCOM CORP CL A 111320107 39,347 1,250,300 SH DEFINED 1 20,600 1,229,700 -
BROADCOM CORP CL A 111320107 11,949 379,695 SH DEFINED 2 379,695 - -
BROADCOM CORP CL A 111320107 4,713 149,775 SH DEFINED 3 33,751 - 116,024
BROADCOM CORP CL A 111320107 3 90 SH DEFINED 7 - 90 -
BROADCOM CORP CL A 111320107 94 3,000 SH DEFINED 15 3,000 - -
BROADCOM CORP CL A 111320107 14 450 SH DEFINED 16 450 - -
BROADCOM CORP CL A 111320107 14 448 SH DEFINED 18 448 - -
BROADCOM CORP CL A 111320107 121 3,843 SH DEFINED 3,843 - -
BROADCOM CORP CL A 111320107 1 42 SH SOLE 42 - -
BROADCOM CORP CL A 111320107 17 530 SH DEFINED 5 530 - -
BROADPOINT GLEACHER SECS COM 11134A103 47 10,514 SH DEFINED 3 - - 10,514
GRO
BROADRIDGE FINL COM 11133T103 313 13,877 SH DEFINED 3 - - 13,877
SOLUTIONS IN
BROADRIDGE FINL COM 11133T103 113 5,000 SH DEFINED 7 - 5,000 -
SOLUTIONS IN
BROADRIDGE FINL COM 11133T103 3 150 SH DEFINED 16 150 - -
SOLUTIONS IN
BROADRIDGE FINL COM 11133T103 3 150 SH DEFINED 18 150 - -
SOLUTIONS IN
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
BROADRIDGE FINL COM 11133T103 7 307 SH DEFINED 307 - -
SOLUTIONS IN
BROADRIDGE FINL COM 11133T103 - 12 SH SOLE 12 - -
SOLUTIONS IN
BROADRIDGE FINL COM 11133T103 - 6 SH DEFINED 5 6 - -
SOLUTIONS IN
BROADVISION INC COM PAR $.001 111412706 - 6 SH DEFINED 3 - - 6
BROADWIND ENERGY INC COM 11161T108 7 900 SH DEFINED 3 - - 900
BROCADE COMMUNICATIONS COM NEW 111621306 636 83,300 SH DEFINED 1 - 83,300 -
SYS I
BROCADE COMMUNICATIONS COM NEW 111621306 203 26,588 SH DEFINED 3 - - 26,588
SYS I
BROCADE COMMUNICATIONS COM NEW 111621306 114 15,000 CALL DEFINED 3 15,000 - -
SYS I
BROCADE COMMUNICATIONS COM NEW 111621306 8 1,000 SH DEFINED 14 1,000 - -
SYS I
BROCADE COMMUNICATIONS COM NEW 111621306 2 282 SH DEFINED 18 282 - -
SYS I
BROCADE COMMUNICATIONS COM NEW 111621306 30 3,900 SH DEFINED 5 3,900 - -
SYS I
BRONCO DRILLING CO INC COM 112211107 42 8,200 SH DEFINED 3 - - 8,200
BRONCO DRILLING CO INC COM 112211107 223 44,000 SH DEFINED 4 - - 44,000
BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 461,262 20,745,936 SH DEFINED 1 1,015,710 19,730,226 -
BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 28 1,239 SH DEFINED 2 1,239 - -
BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 566 25,476 SH DEFINED 3 - - 25,476
BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 7,328 329,594 SH DEFINED 6 329,594 - -
BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 7,840 352,620 SH DEFINED 7 - 352,620 -
BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 405 18,235 SH DEFINED 9 18,235 - -
BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 123 5,540 SH DEFINED 15 5,540 - -
BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 159 7,150 SH DEFINED 16 7,150 - -
BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 14 622 SH DEFINED 5;1 622 - -
BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 346 15,571 SH DEFINED 15,571 - -
BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 403,800 18,161,506 SH SOLE 18,161,506 - -
BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 116,361 5,233,503 SH DEFINED 5 5,233,503 - -
BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 645 29,000 CALL DEFINED 5 29,000 - -
BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 3,554 159,849 SH DEFINED 8 132,738 27,111 -
BROOKFIELD HOMES CORP COM 112723101 344 43,000 SH DEFINED 4 - - 43,000
BROOKFIELD HOMES CORP COM 112723101 37 4,575 SH DEFINED 5 4,575 - -
BROOKFIELD INFRAST LP INT UNIT G16252101 68,419 4,079,829 SH DEFINED 1 143,151 3,936,678 -
PARTNERS
BROOKFIELD INFRAST LP INT UNIT G16252101 5 272 SH DEFINED 2 272 - -
PARTNERS
BROOKFIELD INFRAST LP INT UNIT G16252101 3 154 SH DEFINED 3 - - 154
PARTNERS
BROOKFIELD INFRAST LP INT UNIT G16252101 2 140 SH DEFINED 6 140 - -
PARTNERS
BROOKFIELD INFRAST LP INT UNIT G16252101 50 3,008 SH DEFINED 7 - 3,008 -
PARTNERS
BROOKFIELD INFRAST LP INT UNIT G16252101 - 1 SH DEFINED 5;1 1 - -
PARTNERS
BROOKFIELD INFRAST LP INT UNIT G16252101 1 40 SH DEFINED 40 - -
PARTNERS
BROOKFIELD INFRAST LP INT UNIT G16252101 5,120 305,348 SH DEFINED 5 305,348 - -
PARTNERS
BROOKFIELD INFRAST LP INT UNIT G16252101 276 16,451 SH DEFINED 8 16,448 3 -
PARTNERS
BROOKFIELD PPTYS CORP COM 112900105 110,064 9,045,866 SH DEFINED 1 600,111 8,445,755 -
BROOKFIELD PPTYS CORP COM 112900105 50 4,128 SH DEFINED 3 - - 4,128
BROOKFIELD PPTYS CORP COM 112900105 25,246 2,074,870 SH DEFINED 6 2,074,870 - -
BROOKFIELD PPTYS CORP COM 112900105 65 5,346 SH DEFINED 7 - 5,346 -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
BROOKFIELD PPTYS CORP COM 112900105 12 1,000 SH DEFINED 5;1 1,000 - -
BROOKFIELD PPTYS CORP COM 112900105 257,164 21,135,681 SH SOLE 21,135,681 - -
BROOKFIELD PPTYS CORP COM 112900105 3,492 286,950 SH DEFINED 5 286,950 - -
BROOKFIELD PPTYS CORP COM 112900105 31 2,592 SH DEFINED 8 2,582 10 -
BROOKLINE BANCORP INC DEL COM 11373M107 500 50,465 SH DEFINED 2 50,465 - -
BROOKS AUTOMATION INC COM 114340102 8 965 SH DEFINED 2 965 - -
BROOKS AUTOMATION INC COM 114340102 8 888 SH DEFINED 3 - - 888
BROOKS AUTOMATION INC COM 114340102 21 2,500 SH DEFINED 5 2,500 - -
BROWN & BROWN INC COM 115236101 308 17,135 SH DEFINED 2 17,135 - -
BROWN & BROWN INC COM 115236101 2,015 112,130 SH DEFINED 3 - - 112,130
BROWN & BROWN INC COM 115236101 15,887 884,108 SH DEFINED 6 884,108 - -
BROWN & BROWN INC COM 115236101 40 2,200 SH DEFINED 18 2,200 - -
BROWN & BROWN INC COM 115236101 10 547 SH DEFINED 547 - -
BROWN & BROWN INC COM 115236101 11 600 SH DEFINED 5 600 - -
BROWN FORMAN CORP CL A 115637100 4 76 SH DEFINED 2 76 - -
BROWN FORMAN CORP CL B 115637209 8,307 155,075 SH DEFINED 2 155,075 - -
BROWN FORMAN CORP CL A 115637100 20 350 SH DEFINED 3 - - 350
BROWN FORMAN CORP CL B 115637209 367 6,852 SH DEFINED 3 1,103 - 5,749
BROWN FORMAN CORP CL B 115637209 12 230 SH DEFINED 5 230 - -
BROWN SHOE INC NEW COM 115736100 78 7,940 SH DEFINED 3 - - 7,940
BROWN SHOE INC NEW COM 115736100 16 1,575 SH DEFINED 5 1,575 - -
BRUKER CORP COM 116794108 885 73,400 SH DEFINED 4 - 10,400 63,000
BRUNSWICK CORP COM 117043109 3,159 248,514 SH DEFINED 3 175,000 - 73,514
BRUNSWICK CORP COM 117043109 11 900 SH DEFINED 16 900 - -
BRUNSWICK CORP COM 117043109 4 300 SH DEFINED 5 300 - -
BRUSH ENGINEERED MATLS COM 117421107 194 10,490 SH DEFINED 2 10,490 - -
INC
BRUSH ENGINEERED MATLS COM 117421107 4 211 SH DEFINED 3 - - 211
INC
BRYN MAWR BK CORP COM 117665109 9 624 SH DEFINED 3 - - 624
BT GROUP PLC ADR 05577E101 248 11,420 SH DEFINED 2 11,420 - -
BT GROUP PLC ADR 05577E101 46 2,125 SH DEFINED 3 - - 2,125
BT GROUP PLC ADR 05577E101 43 2,000 SH DEFINED 15 2,000 - -
BT GROUP PLC ADR 05577E101 21 970 SH DEFINED 970 - -
BUCKEYE GP HOLDINGS LP COM UNITS LP 118167105 59 2,051 SH DEFINED 2 2,051 - -
BUCKEYE GP HOLDINGS LP COM UNITS LP 118167105 1,730 60,400 SH DEFINED 3 60,400 - -
BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 771 14,163 SH DEFINED 2 14,163 - -
BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 1,777 32,636 SH DEFINED 3 - - 32,636
BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 54 1,000 SH DEFINED 16 1,000 - -
BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 179 3,287 SH DEFINED 18 3,287 - -
BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 13 239 SH DEFINED 5 239 - -
BUCKEYE TECHNOLOGIES INC COM 118255108 810 83,000 SH DEFINED 4 - - 83,000
BUCKLE INC COM 118440106 59 2,000 SH DEFINED 3 - - 2,000
BUCKLE INC COM 118440106 255 8,707 SH DEFINED 5 8,707 - -
BUCKLE INC COM 118440106 24 812 SH DEFINED 8 812 - -
BUCYRUS INTL INC NEW COM 118759109 1,095 19,420 SH DEFINED 3 1,171 - 18,249
BUCYRUS INTL INC NEW COM 118759109 5 84 SH DEFINED 18 84 - -
BUCYRUS INTL INC NEW COM 118759109 1 14 SH DEFINED 14 - -
BUCYRUS INTL INC NEW COM 118759109 85 1,505 SH DEFINED 5 1,505 - -
BUCYRUS INTL INC NEW COM 118759109 4 74 SH DEFINED 8 74 - -
BUFFALO WILD WINGS INC COM 119848109 289 7,171 SH DEFINED 2 7,171 - -
BUFFALO WILD WINGS INC COM 119848109 197 4,900 SH DEFINED 3 - - 4,900
BUFFALO WILD WINGS INC COM 119848109 11,694 290,387 SH DEFINED 4 - 220,747 69,640
BUILD A BEAR WORKSHOP COM 120076104 352 72,000 SH DEFINED 4 - - 72,000
BUNGE LIMITED COM G16962105 5,871 91,982 SH DEFINED 3 44,700 - 47,282
BUNGE LIMITED COM G16962105 13 200 SH DEFINED 13 200 - -
BUNGE LIMITED COM G16962105 135,048 2,115,749 SH DEFINED 16 2,115,749 - -
BUNGE LIMITED COM G16962105 6 87 SH DEFINED 18 87 - -
BUNGE LIMITED COM G16962105 183 2,860 SH DEFINED 5 2,860 - -
BURGER KING HLDGS INC COM 121208201 217 11,530 SH DEFINED 3 - - 11,530
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
BURGER KING HLDGS INC COM 121208201 17,524 931,159 SH DEFINED 6 931,159 - -
BURGER KING HLDGS INC COM 121208201 1 52 SH DEFINED 18 52 - -
BURLINGTON NORTHN SANTA COM 12189T104 37,567 380,928 SH DEFINED 2 380,928 - -
FE C
BURLINGTON NORTHN SANTA COM 12189T104 43,367 439,741 SH DEFINED 3 422,916 - 16,825
FE C
BURLINGTON NORTHN SANTA COM 12189T104 957 9,700 PUT DEFINED 3 9,700 - -
FE C
BURLINGTON NORTHN SANTA COM 12189T104 39 400 SH DEFINED 6 400 - -
FE C
BURLINGTON NORTHN SANTA COM 12189T104 18 185 SH DEFINED 15 185 - -
FE C
BURLINGTON NORTHN SANTA COM 12189T104 838 8,500 SH DEFINED 16 8,500 - -
FE C
BURLINGTON NORTHN SANTA COM 12189T104 4 36 SH DEFINED 18 36 - -
FE C
BURLINGTON NORTHN SANTA COM 12189T104 7 71 SH DEFINED 71 - -
FE C
BURLINGTON NORTHN SANTA COM 12189T104 796 8,069 SH DEFINED 5 8,069 - -
FE C
BURLINGTON NORTHN SANTA COM 12189T104 15 150 SH DEFINED 8 - 150 -
FE C
BWAY HOLDING COMPANY COM 12429T104 36 1,857 SH DEFINED 2 1,857 - -
BWAY HOLDING COMPANY COM 12429T104 141 7,349 SH DEFINED 3 - - 7,349
C D I CORP COM 125071100 138 10,641 SH DEFINED 2 10,641 - -
C H ROBINSON WORLDWIDE COM NEW 12541W209 6,874 117,045 SH DEFINED 2 117,045 - -
INC
C H ROBINSON WORLDWIDE COM NEW 12541W209 869 14,803 SH DEFINED 3 1,926 - 12,877
INC
C H ROBINSON WORLDWIDE COM NEW 12541W209 46 783 SH DEFINED 10 783 - -
INC
C H ROBINSON WORLDWIDE COM NEW 12541W209 47 805 SH DEFINED 17 - - 805
INC
C H ROBINSON WORLDWIDE COM NEW 12541W209 37 635 SH DEFINED 18 635 - -
INC
C H ROBINSON WORLDWIDE COM NEW 12541W209 1,714 29,178 SH DEFINED 29,178 - -
INC
C H ROBINSON WORLDWIDE COM NEW 12541W209 72 1,225 SH SOLE 1,225 - -
INC
C H ROBINSON WORLDWIDE COM NEW 12541W209 3 52 SH DEFINED 5 52 - -
INC
C&D TECHNOLOGIES INC COM 124661109 2,463 1,589,000 SH DEFINED 4 - 576,500 1,012,500
CA INC COM 12673P105 6,847 304,874 SH DEFINED 2 304,874 - -
CA INC COM 12673P105 457 20,342 SH DEFINED 3 11,699 - 8,643
CA INC COM 12673P105 545 24,285 SH DEFINED 7 - 24,285 -
CA INC COM 12673P105 72 3,200 SH DEFINED 16 3,200 - -
CA INC COM 12673P105 5 210 SH DEFINED 18 210 - -
CA INC COM 12673P105 163 7,251 SH DEFINED 7,251 - -
CA INC COM 12673P105 143 6,384 SH DEFINED 5 6,384 - -
CA INC COM 12673P105 22 995 SH DEFINED 8 - 995 -
CABELAS INC COM 126804301 14 1,000 SH DEFINED 3 - - 1,000
CABLEVISION SYS CORP CL A NY CABLVS 12686C109 1,807 70,000 SH DEFINED 1 - 70,000 -
CABLEVISION SYS CORP CL A NY CABLVS 12686C109 330 12,797 SH DEFINED 2 12,797 - -
CABLEVISION SYS CORP CL A NY CABLVS 12686C109 2,288 88,601 SH DEFINED 3 70,000 - 18,601
CABLEVISION SYS CORP CL A NY CABLVS 12686C109 112 4,330 SH DEFINED 7 - 4,330 -
CABLEVISION SYS CORP CL A NY CABLVS 12686C109 13 500 SH DEFINED 14 500 - -
CABLEVISION SYS CORP CL A NY CABLVS 12686C109 2,582 100,000 SH DEFINED 16 100,000 - -
CABLEVISION SYS CORP CL A NY CABLVS 12686C109 7 276 SH DEFINED 276 - -
CABLEVISION SYS CORP CL A NY CABLVS 12686C109 867 33,581 SH DEFINED 5 33,581 - -
CABLEVISION SYS CORP CL A NY CABLVS 12686C109 42 1,617 SH DEFINED 8 1,137 480 -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CABOT CORP COM 127055101 2,791 106,397 SH DEFINED 3 - - 106,397
CABOT CORP COM 127055101 184 7,000 SH DEFINED 16 7,000 - -
CABOT MICROELECTRONICS COM 12709P103 503 15,257 SH DEFINED 2 15,257 - -
CORP
CABOT MICROELECTRONICS COM 12709P103 86 2,624 SH DEFINED 3 - - 2,624
CORP
CABOT MICROELECTRONICS COM 12709P103 2 57 SH DEFINED 18 57 - -
CORP
CABOT MICROELECTRONICS COM 12709P103 4 130 SH DEFINED 130 - -
CORP
CABOT OIL & GAS CORP COM 127097103 5,213 119,589 SH DEFINED 2 119,589 - -
CABOT OIL & GAS CORP COM 127097103 928 21,287 SH DEFINED 3 21,087 - 200
CACHE INC COM NEW 127150308 732 160,250 SH DEFINED 4 - - 160,250
CACI INTL INC CL A 127190304 6 116 SH DEFINED 2 116 - -
CACI INTL INC CL A 127190304 84 1,726 SH DEFINED 3 - - 1,726
CACI INTL INC CL A 127190304 649 13,285 SH DEFINED 4 - 13,285 -
CACI INTL INC CL A 127190304 5 97 SH DEFINED 18 97 - -
CADBURY PLC SPONS ADR 12721E102 194 3,782 SH DEFINED 3 1,300 - 2,482
CADBURY PLC SPONS ADR 12721E102 1,079 21,000 CALL DEFINED 3 21,000 - -
CADBURY PLC SPONS ADR 12721E102 5 100 SH DEFINED 18 100 - -
CADBURY PLC SPONS ADR 12721E102 43 832 SH DEFINED 832 - -
CADBURY PLC SPONS ADR 12721E102 1 25 SH SOLE 25 - -
CADBURY PLC SPONS ADR 12721E102 74 1,449 SH DEFINED 5 1,449 - -
CADENCE DESIGN SYSTEM INC COM 127387108 535 89,310 SH DEFINED 2 89,310 - -
CADENCE DESIGN SYSTEM INC COM 127387108 40 6,680 SH DEFINED 3 - - 6,680
CADENCE PHARMACEUTICALS COM 12738T100 9 980 SH DEFINED 3 - - 980
INC
CADIZ INC COM NEW 127537207 - 40 SH DEFINED 40 - -
CAE INC COM 124765108 9,610 1,152,775 SH DEFINED 1 111,500 1,041,275 -
CAE INC COM 124765108 5,335 639,967 SH DEFINED 6 639,967 - -
CAE INC COM 124765108 45 5,357 SH DEFINED 7 - 5,357 -
CAE INC COM 124765108 17 2,000 SH DEFINED 15 2,000 - -
CAE INC COM 124765108 7 895 SH DEFINED 5;1 895 - -
CAE INC COM 124765108 5,012 601,265 SH DEFINED 5 601,265 - -
CAE INC COM 124765108 7 800 CALL DEFINED 5 800 - -
CAE INC COM 124765108 8 1,000 PUT DEFINED 5 1,000 - -
CAE INC COM 124765108 48 5,725 SH DEFINED 8 5,725 - -
CAL DIVE INTL INC DEL COM 12802T101 283 37,477 SH DEFINED 3 - - 37,477
CAL MAINE FOODS INC COM NEW 128030202 138 4,040 SH DEFINED 3 - - 4,040
CAL MAINE FOODS INC COM NEW 128030202 4 105 SH DEFINED 18 105 - -
CALAMOS ASSET MGMT INC CL A 12811R104 22 1,942 SH DEFINED 2 1,942 - -
CALAMOS ASSET MGMT INC CL A 12811R104 666 57,793 SH DEFINED 3 - - 57,793
CALAMOS CONV & HIGH COM SHS 12811P108 2,450 212,282 SH DEFINED 3 - - 212,282
INCOME F
CALAMOS CONV & HIGH COM SHS 12811P108 253 21,900 SH DEFINED 21,900 - -
INCOME F
CALAMOS CONV OPP AND INC SH BEN INT 128117108 154 12,475 SH DEFINED 3 - - 12,475
FD
CALAMOS CONV OPP AND INC SH BEN INT 128117108 12 1,010 SH DEFINED 18 1,010 - -
FD
CALAMOS GBL DYN INCOME COM 12811L107 612 77,913 SH DEFINED 3 - - 77,913
FUND
CALAMOS GLOBAL TOTAL COM SH BEN INT 128118106 335 23,364 SH DEFINED 3 - - 23,364
RETURN
CALAMOS STRATEGIC TOTL COM SH BEN INT 128125101 2,568 293,134 SH DEFINED 3 - - 293,134
RETN
CALAVO GROWERS INC COM 128246105 120 7,040 SH DEFINED 3 - - 7,040
CALGON CARBON CORP COM 129603106 14 1,018 SH DEFINED 2 1,018 - -
CALGON CARBON CORP COM 129603106 256 18,399 SH DEFINED 3 17,000 - 1,399
CALIFORNIA FIRST NTNL COM 130222102 653 50,000 SH DEFINED 4 - - 50,000
BANCOR
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CALIFORNIA PIZZA KITCHEN COM 13054D109 43 3,166 SH DEFINED 2 3,166 - -
INC
CALIFORNIA PIZZA KITCHEN COM 13054D109 25 1,830 SH DEFINED 3 - - 1,830
INC
CALIFORNIA WTR SVC GROUP COM 130788102 1,381 37,507 SH DEFINED 2 37,507 - -
CALIFORNIA WTR SVC GROUP COM 130788102 486 13,211 SH DEFINED 3 6,500 - 6,711
CALIFORNIA WTR SVC GROUP COM 130788102 149 4,054 SH DEFINED 4 - - 4,054
CALIFORNIA WTR SVC GROUP COM 130788102 15 400 SH DEFINED 5 400 - -
CALLAWAY GOLF CO COM 131193104 3 350 SH DEFINED 3 - - 350
CALLON PETE CO DEL COM 13123X102 23 15,562 SH DEFINED 3 - - 15,562
CALPINE CORP COM NEW 131347304 196 17,798 SH DEFINED 2 17,798 - -
CALPINE CORP COM NEW 131347304 6,918 628,884 SH DEFINED 3 600,000 - 28,884
CALPINE CORP COM NEW 131347304 5,500 500,000 PUT DEFINED 3 500,000 - -
CALPINE CORP COM NEW 131347304 4 322 SH DEFINED 322 - -
CALUMET SPECIALTY PRODS UT LTD PARTNER 131476103 820 44,717 SH DEFINED 3 43,717 - 1,000
PTNR
CALUMET SPECIALTY PRODS UT LTD PARTNER 131476103 660 36,000 SH DEFINED 4 - - 36,000
PTNR
CAMBREX CORP COM 132011107 - 58 SH DEFINED 2 58 - -
CAMBREX CORP COM 132011107 2 310 SH DEFINED 18 310 - -
CAMCO FINL CORP COM 132618109 42 21,000 SH DEFINED 4 - - 21,000
CAMDEN PPTY TR SH BEN INT 133131102 7 155 SH DEFINED 18 155 - -
CAMECO CORP COM 13321L108 83,473 2,588,074 SH DEFINED 1 148,517 2,439,557 -
CAMECO CORP COM 13321L108 1,452 45,023 SH DEFINED 3 - - 45,023
CAMECO CORP COM 13321L108 122,501 3,798,142 SH DEFINED 6 3,798,142 - -
CAMECO CORP COM 13321L108 18,220 564,910 SH DEFINED 7 - 564,910 -
CAMECO CORP COM 13321L108 127 3,930 SH DEFINED 9 3,930 - -
CAMECO CORP COM 13321L108 20 622 SH DEFINED 10 622 - -
CAMECO CORP COM 13321L108 74 2,291 SH DEFINED 13 2,291 - -
CAMECO CORP COM 13321L108 15 475 SH DEFINED 15 475 - -
CAMECO CORP COM 13321L108 288 8,920 SH DEFINED 16 8,920 - -
CAMECO CORP COM 13321L108 65 2,000 SH DEFINED 17 - - 2,000
CAMECO CORP COM 13321L108 3 86 SH DEFINED 18 86 - -
CAMECO CORP COM 13321L108 56,607 1,755,116 SH DEFINED 5;1 1,755,116 - -
CAMECO CORP COM 13321L108 413 12,815 SH DEFINED 12,815 - -
CAMECO CORP COM 13321L108 57,204 1,773,623 SH SOLE 1,773,623 - -
CAMECO CORP COM 13321L108 107,419 3,330,531 SH DEFINED 5 3,330,531 - -
CAMECO CORP COM 13321L108 971 30,100 CALL DEFINED 5 30,100 - -
CAMECO CORP COM 13321L108 1,651 51,200 PUT DEFINED 5 51,200 - -
CAMECO CORP COM 13321L108 3,932 121,901 SH DEFINED 8 113,191 8,710 -
CAMERON INTERNATIONAL COM 13342B105 3,637 87,000 SH DEFINED 1 - 87,000 -
CORP
CAMERON INTERNATIONAL COM 13342B105 12,938 309,533 SH DEFINED 2 309,533 - -
CORP
CAMERON INTERNATIONAL COM 13342B105 1,875 44,851 SH DEFINED 3 12,587 - 32,264
CORP
CAMERON INTERNATIONAL COM 13342B105 110 2,630 SH DEFINED 4 - 2,630 -
CORP
CAMERON INTERNATIONAL COM 13342B105 1 28 SH DEFINED 15 28 - -
CORP
CAMERON INTERNATIONAL COM 13342B105 11 270 SH DEFINED 18 270 - -
CORP
CAMERON INTERNATIONAL COM 13342B105 14 333 SH DEFINED 333 - -
CORP
CAMERON INTERNATIONAL COM 13342B105 163 3,900 SH SOLE 3,900 - -
CORP
CAMERON INTERNATIONAL COM 13342B105 5 113 SH DEFINED 5 113 - -
CORP
CAMPBELL SOUP CO COM 134429109 11,387 336,901 SH DEFINED 2 336,901 - -
CAMPBELL SOUP CO COM 134429109 1,577 46,649 SH DEFINED 3 2,189 - 44,460
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CAMPBELL SOUP CO COM 134429109 490 14,500 SH DEFINED 14 14,500 - -
CAMPBELL SOUP CO COM 134429109 9 279 SH DEFINED 18 279 - -
CAMPBELL SOUP CO COM 134429109 2 57 SH DEFINED 57 - -
CAMPBELL SOUP CO COM 134429109 468 13,840 SH DEFINED 5 13,840 - -
CAMPBELL SOUP CO COM 134429109 11 311 SH DEFINED 8 311 - -
CANADIAN NAT RES LTD COM 136385101 483,694 6,695,346 SH DEFINED 1 541,496 6,117,550 36,300
CANADIAN NAT RES LTD COM 136385101 2,361 32,687 SH DEFINED 3 906 - 31,781
CANADIAN NAT RES LTD COM 136385101 302,744 4,190,614 SH DEFINED 6 4,190,614 - -
CANADIAN NAT RES LTD COM 136385101 38,286 529,954 SH DEFINED 7 - 529,954 -
CANADIAN NAT RES LTD COM 136385101 1,255 17,365 SH DEFINED 9 17,365 - -
CANADIAN NAT RES LTD COM 136385101 195 2,705 SH DEFINED 10 2,705 - -
CANADIAN NAT RES LTD COM 136385101 72 1,000 SH DEFINED 13 1,000 - -
CANADIAN NAT RES LTD COM 136385101 54 741 SH DEFINED 15 741 - -
CANADIAN NAT RES LTD COM 136385101 58 800 SH DEFINED 17 - - 800
CANADIAN NAT RES LTD COM 136385101 9 125 SH DEFINED 18 125 - -
CANADIAN NAT RES LTD COM 136385101 113,720 1,574,129 SH DEFINED 5;1 1,574,129 - -
CANADIAN NAT RES LTD COM 136385101 15,147 209,669 SH DEFINED 209,669 - -
CANADIAN NAT RES LTD COM 136385101 174,490 2,415,305 SH SOLE 2,415,305 - -
CANADIAN NAT RES LTD COM 136385101 181,613 2,513,895 SH DEFINED 5 2,513,895 - -
CANADIAN NAT RES LTD COM 136385101 5,086 70,400 CALL DEFINED 5 70,400 - -
CANADIAN NAT RES LTD COM 136385101 87 1,200 PUT DEFINED 5 1,200 - -
CANADIAN NAT RES LTD COM 136385101 3,258 45,101 SH DEFINED 8 37,012 8,089 -
CANADIAN NATL RY CO COM 136375102 492,870 9,042,536 SH DEFINED 1 470,933 8,571,603 -
CANADIAN NATL RY CO COM 136375102 64 1,172 SH DEFINED 2 1,172 - -
CANADIAN NATL RY CO COM 136375102 2,900 53,206 SH DEFINED 3 - - 53,206
CANADIAN NATL RY CO COM 136375102 325,906 5,979,300 SH DEFINED 6 5,979,300 - -
CANADIAN NATL RY CO COM 136375102 29,535 541,866 SH DEFINED 7 - 541,866 -
CANADIAN NATL RY CO COM 136375102 1,295 23,753 SH DEFINED 9 23,753 - -
CANADIAN NATL RY CO COM 136375102 19 349 SH DEFINED 10 349 - -
CANADIAN NATL RY CO COM 136375102 162 2,968 SH DEFINED 15 2,968 - -
CANADIAN NATL RY CO COM 136375102 589 10,800 SH DEFINED 17 - - 10,800
CANADIAN NATL RY CO COM 136375102 65 1,184 SH DEFINED 18 1,184 - -
CANADIAN NATL RY CO COM 136375102 96,722 1,774,523 SH DEFINED 5;1 1,774,523 - -
CANADIAN NATL RY CO COM 136375102 1,230 22,563 SH DEFINED 22,563 - -
CANADIAN NATL RY CO COM 136375102 640,322 11,747,803 SH SOLE 11,747,803 - -
CANADIAN NATL RY CO COM 136375102 106,822 1,959,833 SH DEFINED 5 1,959,833 - -
CANADIAN NATL RY CO COM 136375102 8,476 155,500 CALL DEFINED 5 155,500 - -
CANADIAN NATL RY CO COM 136375102 2,398 44,000 PUT DEFINED 5 44,000 - -
CANADIAN NATL RY CO COM 136375102 4,822 88,472 SH DEFINED 8 81,110 7,362 -
CANADIAN PAC RY LTD COM 13645T100 129,836 2,405,124 SH DEFINED 1 170,853 2,234,271 -
CANADIAN PAC RY LTD COM 13645T100 849 15,723 SH DEFINED 3 - - 15,723
CANADIAN PAC RY LTD COM 13645T100 254,274 4,710,274 SH DEFINED 6 4,710,274 - -
CANADIAN PAC RY LTD COM 13645T100 13,442 249,007 SH DEFINED 7 - 249,007 -
CANADIAN PAC RY LTD COM 13645T100 1,451 26,883 SH DEFINED 9 26,883 - -
CANADIAN PAC RY LTD COM 13645T100 377 6,975 SH DEFINED 14 6,975 - -
CANADIAN PAC RY LTD COM 13645T100 63 1,175 SH DEFINED 15 1,175 - -
CANADIAN PAC RY LTD COM 13645T100 54 1,000 SH DEFINED 17 - - 1,000
CANADIAN PAC RY LTD COM 13645T100 24 445 SH DEFINED 18 445 - -
CANADIAN PAC RY LTD COM 13645T100 43 790 SH DEFINED 5;1 790 - -
CANADIAN PAC RY LTD COM 13645T100 805 14,918 SH DEFINED 14,918 - -
CANADIAN PAC RY LTD COM 13645T100 132,730 2,458,750 SH SOLE 2,458,750 - -
CANADIAN PAC RY LTD COM 13645T100 98,265 1,820,298 SH DEFINED 5 1,820,298 - -
CANADIAN PAC RY LTD COM 13645T100 4,864 90,100 CALL DEFINED 5 90,100 - -
CANADIAN PAC RY LTD COM 13645T100 275 5,100 PUT DEFINED 5 5,100 - -
CANADIAN PAC RY LTD COM 13645T100 5,481 101,528 SH DEFINED 8 50,659 50,869 -
CANADIAN SOLAR INC COM 136635109 48 1,681 SH DEFINED 3 801 - 880
CANADIAN SOLAR INC COM 136635109 24 840 SH DEFINED 5 840 - -
CANADIAN SUPERIOR ENERGY COM 136644101 3 5,000 SH DEFINED 3 - - 5,000
INC
CANADIAN SUPERIOR ENERGY COM 136644101 - 620 SH DEFINED 5 620 - -
INC
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CANO PETE INC COM 137801106 1 525 SH DEFINED 3 - - 525
CANO PETE INC COM 137801106 97 99,100 SH DEFINED 14 99,100 - -
CANON INC ADR 138006309 31 735 SH DEFINED 3 - - 735
CANON INC ADR 138006309 106 2,497 SH DEFINED 7 - 2,497 -
CANON INC ADR 138006309 63 1,500 SH DEFINED 11 1,500 - -
CANON INC ADR 138006309 571 13,500 SH DEFINED 17 - - 13,500
CANON INC ADR 138006309 15 363 SH DEFINED 18 363 - -
CANON INC ADR 138006309 8,616 203,582 SH DEFINED 5;1 203,582 - -
CANON INC ADR 138006309 95 2,250 SH OTHER S;6 2,250 - -
CANON INC ADR 138006309 85 2,018 SH DEFINED 2,018 - -
CANON INC ADR 138006309 1 30 SH SOLE 30 - -
CANON INC ADR 138006309 1,534 36,236 SH DEFINED 5 36,236 - -
CANON INC ADR 138006309 10 240 SH DEFINED 8 175 65 -
CANTEL MEDICAL CORP COM 138098108 106 5,273 SH DEFINED 3 - - 5,273
CANTEL MEDICAL CORP COM 138098108 948 47,000 SH DEFINED 4 - - 47,000
CANTEL MEDICAL CORP COM 138098108 - 15 SH DEFINED 5 15 - -
CAPELLA EDUCATION COMPANY COM 139594105 44 586 SH DEFINED 3 - - 586
CAPELLA EDUCATION COMPANY COM 139594105 1,039 13,800 SH DEFINED 4 - 1,900 11,900
CAPITAL ONE FINL CORP COM 14040H105 48,757 1,271,700 SH DEFINED 1 101,100 1,170,600 -
CAPITAL ONE FINL CORP COM 14040H105 24,026 626,655 SH DEFINED 2 626,655 - -
CAPITAL ONE FINL CORP COM 14040H105 762 19,865 SH DEFINED 3 4,989 - 14,876
CAPITAL ONE FINL CORP COM 14040H105 7,338 191,400 CALL DEFINED 3 191,400 - -
CAPITAL ONE FINL CORP COM 14040H105 4,612 120,300 SH DEFINED 4 - 53,155 67,145
CAPITAL ONE FINL CORP COM 14040H105 358 9,330 SH DEFINED 10 9,330 - -
CAPITAL ONE FINL CORP COM 14040H105 199 5,186 SH DEFINED 5,186 - -
CAPITAL ONE FINL CORP COM 14040H105 13 345 SH SOLE 345 - -
CAPITAL ONE FINL CORP COM 14040H105 31 805 SH DEFINED 5 805 - -
CAPITAL ONE FINL CORP COM 14040H105 8 200 SH DEFINED 8 200 - -
CAPITAL PRODUCT PARTNERS COM UNIT LP Y11082107 161 17,507 SH DEFINED 3 17,507 - -
L P
CAPITAL SOUTHWEST CORP COM 140501107 410 5,200 SH DEFINED 4 - - 5,200
CAPITALSOURCE INC COM 14055X102 444 111,937 SH DEFINED 3 - - 111,937
CAPITALSOURCE INC COM 14055X102 1 300 SH DEFINED 5 300 - -
CAPITOL BANCORP LTD COM 14056D105 74 38,000 SH DEFINED 4 - - 38,000
CAPLEASE INC COM 140288101 180 41,125 SH DEFINED 3 - - 41,125
CAPSTEAD MTG CORP PFD B CV $1.26 14067E308 28 2,000 PRN DEFINED 3 - - 2,000
CAPSTEAD MTG CORP COM NO PAR 14067E506 2,217 162,451 SH DEFINED 3 - - 162,451
CAPSTEAD MTG CORP PFD B CV $1.26 14067E308 28 2,000 PRN DEFINED 5 2,000 - -
CAPSTONE TURBINE CORP COM 14067D102 3 2,200 SH DEFINED 3 - - 2,200
CARBO CERAMICS INC COM 140781105 5,495 80,600 SH DEFINED 1 10,800 69,800 -
CARBO CERAMICS INC COM 140781105 28 418 SH DEFINED 3 - - 418
CARBO CERAMICS INC COM 140781105 845 12,400 SH DEFINED 4 - 5,700 6,700
CARDIAC SCIENCE CORP COM 14141A108 149 67,000 SH DEFINED 4 - - 67,000
CARDINAL FINL CORP COM 14149F109 8 900 SH DEFINED 3 - - 900
CARDINAL HEALTH INC COM 14149Y108 158 4,900 SH DEFINED 1 - 4,900 -
CARDINAL HEALTH INC COM 14149Y108 16,331 506,558 SH DEFINED 2 506,558 - -
CARDINAL HEALTH INC COM 14149Y108 2,127 65,970 SH DEFINED 3 4,051 - 61,919
CARDINAL HEALTH INC COM 14149Y108 4 111 SH DEFINED 15 111 - -
CARDINAL HEALTH INC COM 14149Y108 324 10,050 SH DEFINED - 10,050 -
CARDINAL HEALTH INC COM 14149Y108 107 3,329 SH DEFINED 5 3,329 - -
CARDIOME PHARMA CORP COM NEW 14159U202 1 150 SH DEFINED 7 - 150 -
CARDIOME PHARMA CORP COM NEW 14159U202 165 37,233 SH DEFINED 5 37,233 - -
CARDTRONICS INC COM 14161H108 35 3,165 SH DEFINED 3 - - 3,165
CAREER EDUCATION CORP COM 141665109 995 42,669 SH DEFINED 2 42,669 - -
CAREER EDUCATION CORP COM 141665109 52 2,212 SH DEFINED 3 - - 2,212
CAREFUSION CORP COM 14170T101 6,239 249,475 SH DEFINED 2 249,475 - -
CAREFUSION CORP COM 14170T101 231 9,249 SH DEFINED 3 1,994 - 7,255
CAREFUSION CORP COM 14170T101 100 4,000 SH DEFINED 16 4,000 - -
CAREFUSION CORP COM 14170T101 126 5,025 SH DEFINED - 5,025 -
CAREFUSION CORP COM 14170T101 1 50 SH SOLE 50 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CAREFUSION CORP COM 14170T101 38 1,515 SH DEFINED 5 1,515 - -
CARIBOU COFFEE INC COM 142042209 259 33,504 SH DEFINED 3 - - 33,504
CARLISLE COS INC COM 142339100 121 3,545 SH DEFINED 3 - - 3,545
CARMAX INC COM 143130102 65 2,700 SH DEFINED 3 - - 2,700
CARMAX INC COM 143130102 17,433 718,902 SH DEFINED 6 718,902 - -
CARMAX INC COM 143130102 166 6,850 SH DEFINED 6,850 - -
CARNIVAL CORP PAIRED CTF 143658300 20,023 631,846 SH DEFINED 2 631,846 - -
CARNIVAL CORP PAIRED CTF 143658300 2,310 72,902 SH DEFINED 3 69,895 - 3,007
CARNIVAL CORP PAIRED CTF 143658300 89 2,800 SH DEFINED 4 - 2,800 -
CARNIVAL CORP PAIRED CTF 143658300 5 155 SH DEFINED 7 - 155 -
CARNIVAL CORP PAIRED CTF 143658300 4 117 SH DEFINED 15 117 - -
CARNIVAL CORP PAIRED CTF 143658300 7 207 SH DEFINED 18 207 - -
CARNIVAL CORP PAIRED CTF 143658300 223 7,048 SH DEFINED 7,048 - -
CARNIVAL CORP PAIRED CTF 143658300 82 2,600 SH DEFINED 5 2,600 - -
CARNIVAL CORP PAIRED CTF 143658300 9 285 SH DEFINED 8 - 285 -
CARNIVAL PLC ADR 14365C103 205 6,093 SH DEFINED 2 6,093 - -
CARNIVAL PLC ADR 14365C103 7 205 SH DEFINED 5 205 - -
CARPENTER TECHNOLOGY CORP COM 144285103 16 591 SH DEFINED 2 591 - -
CARPENTER TECHNOLOGY CORP COM 144285103 412 15,295 SH DEFINED 3 - - 15,295
CARPENTER TECHNOLOGY CORP COM 144285103 4 150 SH DEFINED 18 150 - -
CARPENTER TECHNOLOGY CORP COM 144285103 3 100 SH DEFINED 5 100 - -
CARRIAGE SVCS INC COM 143905107 173 44,000 SH DEFINED 4 - - 44,000
CARRIZO OIL & CO INC COM 144577103 24 904 SH DEFINED 3 - - 904
CARRIZO OIL & CO INC COM 144577103 3 130 SH DEFINED 18 130 - -
CARROLLTON BANCORP COM 145282109 51 10,720 SH DEFINED 3 4,745 - 5,975
CARROLS RESTAURANT GROUP COM 14574X104 21 3,039 SH DEFINED 3 - - 3,039
INC
CARTER INC COM 146229109 34 1,300 SH DEFINED 3 - - 1,300
CASCADE BANCORP COM 147154108 3 3,745 SH DEFINED 3 - - 3,745
CASCADE CORP COM 147195101 764 27,800 SH DEFINED 4 - - 27,800
CASCADE FINL CORP COM 147272108 27 12,000 SH DEFINED 3 - - 12,000
CASCAL N V COM N1842P109 191 35,335 SH DEFINED 3 - - 35,335
CASEYS GEN STORES INC COM 147528103 382 11,963 SH DEFINED 3 - - 11,963
CASH AMER INTL INC COM 14754D100 294 8,415 SH DEFINED 2 8,415 - -
CASH AMER INTL INC COM 14754D100 16 451 SH DEFINED 3 - - 451
CASH AMER INTL INC COM 14754D100 4 117 SH DEFINED 5 117 - -
CASS INFORMATION SYS INC COM 14808P109 2 62 SH DEFINED 18 62 - -
CASS INFORMATION SYS INC COM 14808P109 4 140 SH DEFINED 140 - -
CASUAL MALE RETAIL GRP COM NEW 148711302 5,847 2,509,571 SH DEFINED 4 - 1,020,820 1,488,751
INC
CATALYST HEALTH COM 14888B103 284 7,797 SH DEFINED 3 - - 7,797
SOLUTIONS IN
CATALYST HEALTH COM 14888B103 24,460 670,701 SH DEFINED 4 - 483,691 187,010
SOLUTIONS IN
CATALYST HEALTH COM 14888B103 3 80 SH DEFINED 18 80 - -
SOLUTIONS IN
CATERPILLAR INC DEL COM 149123101 7,095 124,500 SH DEFINED 1 - 124,500 -
CATERPILLAR INC DEL COM 149123101 51,208 898,541 SH DEFINED 2 898,541 - -
CATERPILLAR INC DEL COM 149123101 12,381 217,242 SH DEFINED 3 7,713 - 209,529
CATERPILLAR INC DEL COM 149123101 11 200 PUT DEFINED 3 - - 200
CATERPILLAR INC DEL COM 149123101 4,633 81,295 SH DEFINED 7 - 81,295 -
CATERPILLAR INC DEL COM 149123101 372 6,530 SH DEFINED 10 6,530 - -
CATERPILLAR INC DEL COM 149123101 365 6,400 SH DEFINED 14 6,400 - -
CATERPILLAR INC DEL COM 149123101 354 6,210 SH DEFINED 15 6,210 - -
CATERPILLAR INC DEL COM 149123101 293 5,150 SH DEFINED 16 5,150 - -
CATERPILLAR INC DEL COM 149123101 15 260 SH DEFINED 17 - - 260
CATERPILLAR INC DEL COM 149123101 79 1,384 SH DEFINED 18 1,384 - -
CATERPILLAR INC DEL COM 149123101 1,331 23,351 SH DEFINED 23,351 - -
CATERPILLAR INC DEL COM 149123101 11 190 SH SOLE 190 - -
CATERPILLAR INC DEL COM 149123101 5,616 98,542 SH DEFINED 5 98,542 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CATERPILLAR INC DEL COM 149123101 370 6,491 SH DEFINED 8 2,649 3,842 -
CATHAY GENERAL BANCORP COM 149150104 245 32,479 SH DEFINED 2 32,479 - -
CATO CORP NEW CL A 149205106 1 57 SH DEFINED 2 57 - -
CATO CORP NEW CL A 149205106 177 8,848 SH DEFINED 3 - - 8,848
CAVCO INDS INC DEL COM 149568107 78 2,170 SH DEFINED 3 - - 2,170
CAVIUM NETWORKS INC COM 14965A101 1,010 42,400 SH DEFINED 1 - 42,400 -
CAVIUM NETWORKS INC COM 14965A101 29 1,196 SH DEFINED 3 - - 1,196
CB RICHARD ELLIS GROUP CL A 12497T101 4,725 348,211 SH DEFINED 2 348,211 - -
INC
CB RICHARD ELLIS GROUP CL A 12497T101 151 11,147 SH DEFINED 3 2,872 - 8,275
INC
CB RICHARD ELLIS GROUP CL A 12497T101 766 56,500 SH DEFINED 5 56,500 - -
INC
CB RICHARD ELLIS GROUP CL A 12497T101 2 122 SH DEFINED 8 122 - -
INC
CBIZ INC COM 124805102 10 1,300 SH DEFINED 3 - - 1,300
CBL & ASSOC PPTYS INC COM 124830100 34 3,554 SH DEFINED 2 3,554 - -
CBL & ASSOC PPTYS INC COM 124830100 32 3,287 SH DEFINED 3 - - 3,287
CBL & ASSOC PPTYS INC COM 124830100 124 12,812 SH DEFINED 5 12,812 - -
CBS CORP NEW CL B 124857202 913 65,000 SH DEFINED 1 - 65,000 -
CBS CORP NEW CL B 124857202 12,888 917,261 SH DEFINED 2 917,261 - -
CBS CORP NEW CL A 124857103 25 1,797 SH DEFINED 3 - - 1,797
CBS CORP NEW CL B 124857202 602 42,817 SH DEFINED 3 4,950 - 37,867
CBS CORP NEW CL B 124857202 10 741 SH DEFINED 7 - 741 -
CBS CORP NEW CL B 124857202 602 42,846 SH DEFINED 10 42,846 - -
CBS CORP NEW CL B 124857202 27 1,900 SH DEFINED 14 1,900 - -
CBS CORP NEW CL B 124857202 7 500 SH DEFINED 15 500 - -
CBS CORP NEW CL B 124857202 6 458 SH DEFINED 458 - -
CBS CORP NEW CL B 124857202 17 1,225 SH SOLE 1,225 - -
CBS CORP NEW CL A 124857103 - - SH DEFINED 5 - - -
CBS CORP NEW CL B 124857202 2 137 SH DEFINED 5 137 - -
CBS CORP NEW CL B 124857202 3 200 SH DEFINED 8 - 200 -
CBS CORP NEW CL A 124857103 1 75 SH DEFINED 8 75 - -
CCA INDS INC COM 124867102 366 65,994 SH DEFINED 14 65,994 - -
CDC CORP SHS A G2022L106 1 550 SH DEFINED 550 - -
CDC CORP SHS A G2022L106 1 520 SH DEFINED 5 520 - -
CDN IMPERIAL BK OF COM 136069101 639,875 9,877,449 SH DEFINED 1 736,480 9,140,969 -
COMMERCE
CDN IMPERIAL BK OF COM 136069101 20 309 SH DEFINED 2 309 - -
COMMERCE
CDN IMPERIAL BK OF COM 136069101 797 12,308 SH DEFINED 3 - - 12,308
COMMERCE
CDN IMPERIAL BK OF COM 136069101 586,941 9,060,335 SH DEFINED 6 9,060,335 - -
COMMERCE
CDN IMPERIAL BK OF COM 136069101 30,456 470,135 SH DEFINED 7 - 470,135 -
COMMERCE
CDN IMPERIAL BK OF COM 136069101 2,193 33,845 SH DEFINED 9 33,845 - -
COMMERCE
CDN IMPERIAL BK OF COM 136069101 24 371 SH DEFINED 10 371 - -
COMMERCE
CDN IMPERIAL BK OF COM 136069101 23 350 SH DEFINED 11 350 - -
COMMERCE
CDN IMPERIAL BK OF COM 136069101 438 6,755 SH DEFINED 15 6,755 - -
COMMERCE
CDN IMPERIAL BK OF COM 136069101 65 1,000 SH DEFINED 17 - - 1,000
COMMERCE
CDN IMPERIAL BK OF COM 136069101 27,910 430,840 SH DEFINED 5;1 430,840 - -
COMMERCE
CDN IMPERIAL BK OF COM 136069101 1,406 21,709 SH DEFINED 21,709 - -
COMMERCE
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CDN IMPERIAL BK OF COM 136069101 934,691 14,428,393 SH SOLE 14,428,393 - -
COMMERCE
CDN IMPERIAL BK OF COM 136069101 48,915 755,069 SH DEFINED 5 755,069 - -
COMMERCE
CDN IMPERIAL BK OF COM 136069101 7,508 115,900 CALL DEFINED 5 115,900 - -
COMMERCE
CDN IMPERIAL BK OF COM 136069101 978 15,100 PUT DEFINED 5 15,100 - -
COMMERCE
CDN IMPERIAL BK OF COM 136069101 2,696 41,628 SH DEFINED 8 25,801 15,827 -
COMMERCE
CEC ENTMT INC COM 125137109 5 150 SH DEFINED 3 - - 150
CEDAR FAIR L P DEPOSITRY UNIT 150185106 376 32,956 SH DEFINED 3 30,000 - 2,956
CEDAR FAIR L P DEPOSITRY UNIT 150185106 5,424 475,330 SH DEFINED 6 475,330 - -
CEDAR SHOPPING CTRS INC COM NEW 150602209 232 34,150 SH DEFINED 3 - - 34,150
CELADON GROUP INC COM 150838100 803 74,000 SH DEFINED 4 - - 74,000
CELANESE CORP DEL COM SER A 150870103 15,556 484,600 SH DEFINED 1 25,800 458,800 -
CELANESE CORP DEL COM SER A 150870103 457 14,229 SH DEFINED 3 - - 14,229
CELANESE CORP DEL COM SER A 150870103 245 7,630 SH DEFINED 4 - 7,630 -
CELANESE CORP DEL COM SER A 150870103 3 106 SH DEFINED 18 106 - -
CELERA CORP COM 15100E106 26 3,803 SH DEFINED 3 - - 3,803
CELERA CORP COM 15100E106 1 135 SH DEFINED 135 - -
CELESTICA INC SUB VTG SHS 15101Q108 6,582 695,200 SH DEFINED 1 109,500 585,700 -
CELESTICA INC SUB VTG SHS 15101Q108 5 500 SH DEFINED 3 - - 500
CELESTICA INC SUB VTG SHS 15101Q108 502 53,000 SH DEFINED 6 53,000 - -
CELESTICA INC SUB VTG SHS 15101Q108 4 420 SH DEFINED 7 - 420 -
CELESTICA INC SUB VTG SHS 15101Q108 20 2,117 SH DEFINED 15 2,117 - -
CELESTICA INC SUB VTG SHS 15101Q108 7,377 779,201 SH DEFINED 5;1 779,201 - -
CELESTICA INC SUB VTG SHS 15101Q108 179 18,950 SH DEFINED 5 18,950 - -
CELESTICA INC SUB VTG SHS 15101Q108 51 5,400 CALL DEFINED 5 5,400 - -
CELGENE CORP COM 151020104 61 1,100 SH DEFINED 1 - 1,100 -
CELGENE CORP COM 151020104 19,782 355,281 SH DEFINED 2 355,281 - -
CELGENE CORP COM 151020104 2,176 39,084 SH DEFINED 3 5,060 - 34,024
CELGENE CORP COM 151020104 197 3,540 SH DEFINED 7 - 3,540 -
CELGENE CORP COM 151020104 73 1,312 SH DEFINED 10 1,312 - -
CELGENE CORP COM 151020104 26 460 SH DEFINED 17 - - 460
CELGENE CORP COM 151020104 63 1,125 SH DEFINED 18 1,125 - -
CELGENE CORP COM 151020104 37 671 SH DEFINED 671 - -
CELGENE CORP COM 151020104 949 17,045 SH SOLE 17,045 - -
CELGENE CORP COM 151020104 337 6,046 SH DEFINED 5 6,046 - -
CELGENE CORP COM 151020104 9 170 SH DEFINED 8 - 170 -
CELL THERAPEUTICS INC COM NO PAR 150934503 - 375 SH DEFINED 3 - - 375
CELL THERAPEUTICS INC COM NO PAR 150934503 1 1,000 CALL DEFINED 3 1,000 - -
CELL THERAPEUTICS INC COM NO PAR 150934503 1 1,000 SH DEFINED 5 1,000 - -
CELLCOM ISRAEL LTD SHS M2196U109 841 26,668 SH DEFINED 2 26,668 - -
CELLCOM ISRAEL LTD SHS M2196U109 160 5,083 SH DEFINED 3 - - 5,083
CELLCOM ISRAEL LTD SHS M2196U109 9 300 SH DEFINED 5 300 - -
CEL-SCI CORP COM NEW 150837409 5 6,000 SH DEFINED 3 - - 6,000
CELSION CORPORATION COM NEW 15117N305 5 1,486 SH DEFINED 3 - - 1,486
CEMEX SAB DE CV SPON ADR NEW 151290889 709 59,947 SH DEFINED 3 - - 59,947
CEMEX SAB DE CV SPON ADR NEW 151290889 12 1,000 PUT DEFINED 3 - - 1,000
CEMEX SAB DE CV SPON ADR NEW 151290889 13 1,076 SH DEFINED 13 1,076 - -
CEMEX SAB DE CV SPON ADR NEW 151290889 12 975 SH DEFINED 16 975 - -
CEMEX SAB DE CV SPON ADR NEW 151290889 24 2,000 SH DEFINED 2,000 - -
CEMEX SAB DE CV SPON ADR NEW 151290889 4,319 365,447 SH DEFINED 5 365,447 - -
CEMEX SAB DE CV SPON ADR NEW 151290889 114 9,618 SH DEFINED 8 9,618 - -
CENOVUS ENERGY INC COM 15135U109 373,274 14,818,293 SH DEFINED 1 735,321 14,082,972 -
CENOVUS ENERGY INC COM 15135U109 1,302 51,691 SH DEFINED 3 10,200 - 41,491
CENOVUS ENERGY INC COM 15135U109 209,856 8,330,871 SH DEFINED 6 8,330,871 - -
CENOVUS ENERGY INC COM 15135U109 29,283 1,162,472 SH DEFINED 7 - 1,162,472 -
CENOVUS ENERGY INC COM 15135U109 1,518 60,253 SH DEFINED 9 60,253 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CENOVUS ENERGY INC COM 15135U109 23 901 SH DEFINED 10 901 - -
CENOVUS ENERGY INC COM 15135U109 87 3,464 SH DEFINED 11 3,464 - -
CENOVUS ENERGY INC COM 15135U109 347 13,790 SH DEFINED 15 13,790 - -
CENOVUS ENERGY INC COM 15135U109 257 10,200 SH DEFINED 17 - - 10,200
CENOVUS ENERGY INC COM 15135U109 17 686 SH DEFINED 18 686 - -
CENOVUS ENERGY INC COM 15135U109 55,971 2,221,945 SH DEFINED 5;1 2,221,945 - -
CENOVUS ENERGY INC COM 15135U109 1,092 43,348 SH DEFINED 43,348 - -
CENOVUS ENERGY INC COM 15135U109 161,016 6,392,039 SH SOLE 6,392,039 - -
CENOVUS ENERGY INC COM 15135U109 93,748 3,721,648 SH DEFINED 5 3,721,648 - -
CENOVUS ENERGY INC COM 15135U109 5,026 199,490 SH DEFINED 8 96,787 102,703 -
CENTENE CORP DEL COM 15135B101 174 8,218 SH DEFINED 2 8,218 - -
CENTERPOINT ENERGY INC COM 15189T107 7,871 542,454 SH DEFINED 2 542,454 - -
CENTERPOINT ENERGY INC COM 15189T107 5,134 353,844 SH DEFINED 3 4,254 - 349,590
CENTRAIS ELETRICAS SPON ADR PFD B 15234Q108 4 200 SH DEFINED 3 200 - -
BRASILEIR
CENTRAIS ELETRICAS SPONSORED ADR 15234Q207 4 210 SH DEFINED 3 - - 210
BRASILEIR
CENTRAIS ELETRICAS SPON ADR PFD B 15234Q108 3 144 SH DEFINED 5 144 - -
BRASILEIR
CENTRAIS ELETRICAS SPONSORED ADR 15234Q207 28 1,317 SH DEFINED 5 1,317 - -
BRASILEIR
CENTRAL EUROPEAN DIST COM 153435102 12 436 SH DEFINED 2 436 - -
CORP
CENTRAL EUROPEAN DIST COM 153435102 5 169 SH DEFINED 18 169 - -
CORP
CENTRAL EUROPEAN DIST COM 153435102 7 240 SH DEFINED 240 - -
CORP
CENTRAL EUROPEAN MEDIA CL A NEW G20045202 1 37 SH DEFINED 18 37 - -
ENTRP
CENTRAL EUROPEAN MEDIA CL A NEW G20045202 3 119 SH DEFINED 119 - -
ENTRP
CENTRAL FD CDA LTD CL A 153501101 7,669 560,619 SH DEFINED 3 - - 560,619
CENTRAL FD CDA LTD CL A 153501101 292 21,375 SH DEFINED 13 21,375 - -
CENTRAL FD CDA LTD CL A 153501101 3,283 240,000 SH DEFINED 15 240,000 - -
CENTRAL FD CDA LTD CL A 153501101 68 5,000 SH DEFINED 5,000 - -
CENTRAL FD CDA LTD CL A 153501101 4,649 339,914 SH DEFINED 5 339,914 - -
CENTRAL FD CDA LTD CL A 153501101 21 1,500 SH DEFINED 8 1,500 - -
CENTRAL GARDEN & PET CO COM 153527106 - 26 SH DEFINED 2 26 - -
CENTRAL GARDEN & PET CO COM 153527106 49 4,544 SH DEFINED 3 - - 4,544
CENTRAL GARDEN & PET CO CL A NON-VTG 153527205 327 32,938 SH DEFINED 3 32,938 - -
CENTRAL GARDEN & PET CO COM 153527106 856 80,000 SH DEFINED 4 - - 80,000
CENTRAL GOLDTRUST TR UNIT 153546106 8,138 183,334 SH DEFINED 3 - - 183,334
CENTRAL GOLDTRUST TR UNIT 153546106 102 2,300 SH DEFINED 13 2,300 - -
CENTRAL GOLDTRUST TR UNIT 153546106 136 3,059 SH DEFINED 16 3,059 - -
CENTRAL GOLDTRUST TR UNIT 153546106 1,337 30,106 SH DEFINED 5 30,106 - -
CENTRAL GOLDTRUST TR UNIT 153546106 13 300 SH DEFINED 8 300 - -
CENTRAL PAC FINL CORP COM 154760102 41 31,226 SH DEFINED 2 31,226 - -
CENTRAL PAC FINL CORP COM 154760102 58 44,000 SH DEFINED 4 - - 44,000
CENTRAL SECS CORP COM 155123102 1,097 61,014 SH DEFINED 3 - - 61,014
CENTRAL VT PUB SVC CORP COM 155771108 58 2,782 SH DEFINED 2 2,782 - -
CENTRAL VT PUB SVC CORP COM 155771108 3,424 164,600 SH DEFINED 4 - 28,200 136,400
CENTURY ALUM CO COM 156431108 5,715 353,000 SH DEFINED 1 47,200 305,800 -
CENTURY ALUM CO COM 156431108 28 1,700 SH DEFINED 3 - - 1,700
CENTURY ALUM CO COM 156431108 5 335 SH DEFINED 18 335 - -
CENTURYTEL INC COM 156700106 3,465 95,700 SH DEFINED 1 - 95,700 -
CENTURYTEL INC COM 156700106 15,641 431,944 SH DEFINED 2 431,944 - -
CENTURYTEL INC COM 156700106 8,327 229,969 SH DEFINED 3 123,274 - 106,695
CENTURYTEL INC COM 156700106 724 20,003 SH DEFINED 10 20,003 - -
CENTURYTEL INC COM 156700106 1 28 SH DEFINED 15 28 - -
CENTURYTEL INC COM 156700106 12 342 SH DEFINED 16 342 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CENTURYTEL INC COM 156700106 14 400 SH DEFINED 18 400 - -
CENTURYTEL INC COM 156700106 54 1,500 SH DEFINED 1,500 - -
CENTURYTEL INC COM 156700106 21 577 SH SOLE 577 - -
CENTURYTEL INC COM 156700106 3,433 94,792 SH DEFINED 5 94,792 - -
CENTURYTEL INC COM 156700106 150 4,154 SH DEFINED 8 4,154 - -
CENVEO INC COM 15670S105 830 94,800 SH DEFINED 3 93,800 - 1,000
CENVEO INC COM 15670S105 853 97,525 SH DEFINED 4 - - 97,525
CENVEO INC COM 15670S105 22 2,500 SH DEFINED 7 - 2,500 -
CEPHALON INC COM 156708109 40,036 641,400 SH DEFINED 1 63,300 578,100 -
CEPHALON INC COM 156708109 2,892 46,324 SH DEFINED 2 46,324 - -
CEPHALON INC COM 156708109 867 13,889 SH DEFINED 3 6,047 - 7,842
CEPHALON INC NOTE 2.000% 156708AP4 39,778 28,000,000 PRN DEFINED 3 28,000,000 - -
CEPHALON INC COM 156708109 2 31 SH DEFINED 18 31 - -
CEPHEID COM 15670R107 8 606 SH DEFINED 2 606 - -
CEPHEID COM 15670R107 18 1,471 SH DEFINED 3 - - 1,471
CEPHEID COM 15670R107 5 397 SH DEFINED 18 397 - -
CEPHEID COM 15670R107 11 895 SH DEFINED 895 - -
CERADYNE INC COM 156710105 11 582 SH DEFINED 3 - - 582
CERAGON NETWORKS LTD ORD M22013102 775 66,000 SH DEFINED 1 - 66,000 -
CERNER CORP COM 156782104 1,214 14,725 SH DEFINED 3 - - 14,725
CERNER CORP COM 156782104 1,146 13,900 SH DEFINED 4 - 1,900 12,000
CERNER CORP COM 156782104 369 4,470 SH DEFINED 7 - 4,470 -
CERNER CORP COM 156782104 126 1,534 SH DEFINED 10 1,534 - -
CERNER CORP COM 156782104 44 530 SH DEFINED 17 - - 530
CERNER CORP COM 156782104 13 161 SH DEFINED 18 161 - -
CERNER CORP COM 156782104 23 275 SH DEFINED 275 - -
CERNER CORP COM 156782104 1,564 18,975 SH SOLE 18,975 - -
CERNER CORP COM 156782104 19 225 SH DEFINED 8 - 225 -
CEVA INC COM 157210105 180 13,992 SH DEFINED 3 - - 13,992
CEVA INC COM 157210105 1 81 SH DEFINED 16 81 - -
CEVA INC COM 157210105 20 1,560 SH DEFINED 5 1,560 - -
CF INDS HLDGS INC COM 125269100 6,130 67,529 SH DEFINED 2 67,529 - -
CF INDS HLDGS INC COM 125269100 39 426 SH DEFINED 3 355 - 71
CF INDS HLDGS INC COM 125269100 9 103 SH DEFINED 16 103 - -
CF INDS HLDGS INC COM 125269100 73 800 SH DEFINED 800 - -
CF INDS HLDGS INC COM 125269100 92 1,015 SH DEFINED 5 1,015 - -
CGG VERITAS SPONSORED ADR 204386106 28 1,295 SH DEFINED 2 1,295 - -
CGG VERITAS SPONSORED ADR 204386106 5 250 SH DEFINED 3 - - 250
CH ENERGY GROUP INC COM 12541M102 354 8,324 SH DEFINED 2 8,324 - -
CH ENERGY GROUP INC COM 12541M102 61 1,433 SH DEFINED 3 - - 1,433
CH ENERGY GROUP INC COM 12541M102 553 13,000 SH DEFINED 4 - - 13,000
CHAMPION INDS INC W VA COM 158520106 1 882 SH DEFINED 3 - - 882
CHANGYOU COM LTD ADS REP CL A 15911M107 148 4,450 SH DEFINED 3 - - 4,450
CHANGYOU COM LTD ADS REP CL A 15911M107 3 79 SH DEFINED 18 79 - -
CHANGYOU COM LTD ADS REP CL A 15911M107 3 100 SH DEFINED 5 100 - -
CHARLES RIV LABS INTL INC COM 159864107 198 5,880 SH DEFINED 2 5,880 - -
CHARLES RIV LABS INTL INC COM 159864107 110 3,254 SH DEFINED 3 - - 3,254
CHARLES RIV LABS INTL INC COM 159864107 549 16,300 SH DEFINED 4 - 2,300 14,000
CHART INDS INC COM PAR $0.01 16115Q308 56 3,385 SH DEFINED 2 3,385 - -
CHART INDS INC COM PAR $0.01 16115Q308 85 5,126 SH DEFINED 3 - - 5,126
CHART INDS INC COM PAR $0.01 16115Q308 1,409 85,280 SH DEFINED 4 - 52,380 32,900
CHART INDS INC COM PAR $0.01 16115Q308 8 478 SH DEFINED 18 478 - -
CHARTWELL DIVD & INCOME COM 16139P104 10 2,575 SH DEFINED 3 - - 2,575
FD I
CHATTEM INC COM 162456107 2,958 31,700 PUT DEFINED 3 31,700 - -
CHATTEM INC COM 162456107 84 900 SH DEFINED 4 - 900 -
CHECK POINT SOFTWARE ORD M22465104 1,244 36,727 SH DEFINED 3 - - 36,727
TECH LT
CHECK POINT SOFTWARE ORD M22465104 60 1,775 SH DEFINED 15 1,775 - -
TECH LT
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CHECK POINT SOFTWARE ORD M22465104 12 343 SH DEFINED 18 343 - -
TECH LT
CHECK POINT SOFTWARE ORD M22465104 277 8,186 SH DEFINED 8,186 - -
TECH LT
CHECKPOINT SYS INC COM 162825103 543 35,617 SH DEFINED 2 35,617 - -
CHECKPOINT SYS INC COM 162825103 67 4,425 SH DEFINED 4,425 - -
CHEESECAKE FACTORY INC COM 163072101 43 2,002 SH DEFINED 3 - - 2,002
CHEESECAKE FACTORY INC COM 163072101 3 136 SH DEFINED 18 136 - -
CHEESECAKE FACTORY INC COM 163072101 104 4,795 SH DEFINED 4,795 - -
CHEESECAKE FACTORY INC COM 163072101 59 2,720 SH DEFINED 5 2,720 - -
CHELSEA THERAPEUTICS COM 163428105 14 5,000 SH DEFINED 3 - - 5,000
INTL LT
CHEMED CORP NEW COM 16359R103 371 7,731 SH DEFINED 3 - - 7,731
CHEMED CORP NEW NOTE 1.875% 16359RAC7 6,934 8,000,000 PRN DEFINED 3 8,000,000 - -
CHEMED CORP NEW COM 16359R103 5 96 SH DEFINED 18 96 - -
CHEMED CORP NEW COM 16359R103 10 215 SH DEFINED 215 - -
CHEMICAL FINL CORP COM 163731102 204 8,631 SH DEFINED 2 8,631 - -
CHENIERE ENERGY PARTNERS COM UNIT 16411Q101 142 11,000 SH DEFINED 3 - - 11,000
LP
CHEROKEE INC DEL NEW COM 16444H102 7 380 SH DEFINED 380 - -
CHESAPEAKE ENERGY CORP COM 165167107 23,941 925,080 SH DEFINED 2 925,080 - -
CHESAPEAKE ENERGY CORP COM 165167107 17,135 662,081 SH DEFINED 3 460,136 - 201,945
CHESAPEAKE ENERGY CORP COM 165167107 15,619 603,500 PUT DEFINED 3 603,500 - -
CHESAPEAKE ENERGY CORP PFD CONV 165167842 8 100 PRN DEFINED 3 - - 100
CHESAPEAKE ENERGY CORP COM 165167107 2 75 SH DEFINED 7 - 75 -
CHESAPEAKE ENERGY CORP COM 165167107 1,165 45,000 SH DEFINED 13 45,000 - -
CHESAPEAKE ENERGY CORP COM 165167107 29 1,138 SH DEFINED 16 1,138 - -
CHESAPEAKE ENERGY CORP COM 165167107 65 2,514 SH DEFINED 18 2,514 - -
CHESAPEAKE ENERGY CORP COM 165167107 637 24,600 SH DEFINED 24,600 - -
CHESAPEAKE ENERGY CORP COM 165167107 208 8,037 SH DEFINED 5 8,037 - -
CHESAPEAKE ENERGY CORP COM 165167107 4 165 SH DEFINED 8 - 165 -
CHESAPEAKE UTILS CORP COM 165303108 108 3,360 SH DEFINED 3 - - 3,360
CHESAPEAKE UTILS CORP COM 165303108 705 21,990 SH DEFINED 4 - - 21,990
CHEVRON CORP NEW COM 166764100 88,174 1,145,272 SH DEFINED 1 137,949 1,007,323 -
CHEVRON CORP NEW COM 166764100 142,249 1,847,628 SH DEFINED 2 1,847,628 - -
CHEVRON CORP NEW COM 166764100 49,733 645,970 SH DEFINED 3 92,231 - 553,739
CHEVRON CORP NEW COM 166764100 18,863 245,000 PUT DEFINED 3 245,000 - -
CHEVRON CORP NEW COM 166764100 31,458 408,596 SH DEFINED 4 - 169,856 238,740
CHEVRON CORP NEW COM 166764100 2,312 30,025 SH DEFINED 6 30,025 - -
CHEVRON CORP NEW COM 166764100 1,570 20,391 SH DEFINED 7 - 20,391 -
CHEVRON CORP NEW COM 166764100 8 100 SH DEFINED 9 100 - -
CHEVRON CORP NEW COM 166764100 1,583 20,561 SH DEFINED 10 20,561 - -
CHEVRON CORP NEW COM 166764100 576 7,485 SH DEFINED 11 7,485 - -
CHEVRON CORP NEW COM 166764100 347 4,505 SH DEFINED 15 4,505 - -
CHEVRON CORP NEW COM 166764100 182 2,364 SH DEFINED 16 2,364 - -
CHEVRON CORP NEW COM 166764100 91 1,180 SH DEFINED 17 - - 1,180
CHEVRON CORP NEW COM 166764100 1,105 14,347 SH DEFINED 18 14,347 - -
CHEVRON CORP NEW COM 166764100 - 5 SH DEFINED 5;1 5 - -
CHEVRON CORP NEW COM 166764100 806 10,475 SH DEFINED 10,475 - -
CHEVRON CORP NEW COM 166764100 278 3,609 SH SOLE 3,609 - -
CHEVRON CORP NEW COM 166764100 9,673 125,646 SH DEFINED 5 125,646 - -
CHEVRON CORP NEW COM 166764100 599 7,781 SH DEFINED 8 7,426 355 -
CHICAGO BRIDGE & IRON CO N Y REGISTRY 167250109 1,084 53,592 SH DEFINED 3 15,000 - 38,592
N V SH
CHICAGO BRIDGE & IRON CO N Y REGISTRY 167250109 35 1,750 SH DEFINED 5 1,750 - -
N V SH
CHICAGO RIVET & MACH CO COM 168088102 40 2,800 SH DEFINED 4 - - 2,800
CHICOS FAS INC COM 168615102 44 3,100 SH DEFINED 1 - 3,100 -
CHICOS FAS INC COM 168615102 236 16,823 SH DEFINED 2 16,823 - -
CHICOS FAS INC COM 168615102 1,899 135,157 SH DEFINED 3 100,000 - 35,157
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CHICOS FAS INC COM 168615102 10 713 SH DEFINED 18 713 - -
CHICOS FAS INC COM 168615102 30 2,158 SH DEFINED 5 2,158 - -
CHIMERA INVT CORP COM 16934Q109 456 117,598 SH DEFINED 3 - - 117,598
CHIMERA INVT CORP COM 16934Q109 5 1,334 SH DEFINED 1,334 - -
CHINA AGRITECH INC COM NEW 16937A200 28 1,000 SH DEFINED 16 1,000 - -
CHINA ARCHITECTURAL ENGR COM 16937S102 1 1,000 SH DEFINED 3 - - 1,000
INC
CHINA AUTOMOTIVE SYS INC COM 16936R105 31 1,634 SH DEFINED 3 - - 1,634
CHINA AUTOMOTIVE SYS INC COM 16936R105 - - SH DEFINED 5 - - -
CHINA AUTOMOTIVE SYS INC COM 16936R105 19 1,000 SH DEFINED 8 1,000 - -
CHINA BAK BATTERY INC COM 16936Y100 146 52,500 SH DEFINED 15 52,500 - -
CHINA DIGITAL TV HLDG CO SPONSORED ADR 16938G107 167 27,415 SH DEFINED 3 - - 27,415
LTD
CHINA DIRECT INDS INC COM NEW 169384203 - 2 SH DEFINED 3 - - 2
CHINA ED ALLIANCE INC COM NEW 16938Y207 10 1,600 SH DEFINED 3 - - 1,600
CHINA FD INC COM 169373107 69 2,442 SH DEFINED 3 - - 2,442
CHINA FD INC COM 169373107 4 133 SH DEFINED 7 - 133 -
CHINA FD INC COM 169373107 35 1,223 SH DEFINED 5 1,223 - -
CHINA FIRE & SEC GROUP COM 16938R103 288 21,267 SH DEFINED 3 - - 21,267
INC
CHINA GREEN AGRICULTURE COM 16943W105 68 4,613 SH DEFINED 3 - - 4,613
INC
CHINA HLDGS ACQUISITION COM 16942N106 17 2,000 SH DEFINED 7 - 2,000 -
CORP
CHINA HLDGS ACQUISITION *W EXP 16942N114 4 3,500 SH DEFINED 5 3,500 - -
CORP 11/16/201
CHINA HOUSING & LAND DEV COM 16939V103 199 48,180 SH DEFINED 3 - - 48,180
INC
CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 128 1,743 SH DEFINED 2 1,743 - -
CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 11 144 SH DEFINED 3 - - 144
CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 7 100 SH DEFINED 7 - 100 -
CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 64 877 SH DEFINED 16 877 - -
CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 73 1,000 SH DEFINED 1,000 - -
CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 1,573 21,438 SH DEFINED 5 21,438 - -
CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 15 208 SH DEFINED 8 208 - -
CHINA MED TECHNOLOGIES SPONSORED ADR 169483104 21 1,506 SH DEFINED 3 - - 1,506
INC
CHINA MED TECHNOLOGIES SPONSORED ADR 169483104 36 2,594 SH DEFINED 5 2,594 - -
INC
CHINA MOBILE LIMITED SPONSORED ADR 16941M109 309 6,654 SH DEFINED 2 6,654 - -
CHINA MOBILE LIMITED SPONSORED ADR 16941M109 439 9,456 SH DEFINED 3 - - 9,456
CHINA MOBILE LIMITED SPONSORED ADR 16941M109 1 15 SH DEFINED 7 - 15 -
CHINA MOBILE LIMITED SPONSORED ADR 16941M109 15 318 SH DEFINED 18 318 - -
CHINA MOBILE LIMITED SPONSORED ADR 16941M109 39 850 SH DEFINED 850 - -
CHINA MOBILE LIMITED SPONSORED ADR 16941M109 3,062 65,965 SH DEFINED 5 65,965 - -
CHINA MOBILE LIMITED SPONSORED ADR 16941M109 156 3,350 SH DEFINED 8 3,350 - -
CHINA NAT GAS INC COM NEW 168910206 6 550 SH DEFINED 3 - - 550
CHINA NAT GAS INC COM NEW 168910206 22 2,000 SH DEFINED 16 2,000 - -
CHINA NEPSTAR CHAIN SPONSORED ADR 16943C109 7 1,000 SH DEFINED 3 - - 1,000
DRUGSTOR
CHINA PETE & CHEM CORP SPON ADR H SHS 16941R108 2,253 25,585 SH DEFINED 3 - - 25,585
CHINA PETE & CHEM CORP SPON ADR H SHS 16941R108 8 89 SH DEFINED 16 89 - -
CHINA PETE & CHEM CORP SPON ADR H SHS 16941R108 207 2,355 SH DEFINED 5 2,355 - -
CHINA SEC & SURVE TECH COM 16942J105 13 1,700 SH DEFINED 3 - - 1,700
INC
CHINA TELECOM CORP LTD SPON ADR H SHS 169426103 1,379 33,302 SH DEFINED 2 33,302 - -
CHINA TELECOM CORP LTD SPON ADR H SHS 169426103 6 150 SH DEFINED 3 - - 150
CHINA TELECOM CORP LTD SPON ADR H SHS 169426103 12 300 SH DEFINED 5 300 - -
CHINA UNICOM (HONG KONG) SPONSORED ADR 16945R104 140 10,663 SH DEFINED 2 10,663 - -
LTD
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CHINA UNICOM (HONG KONG) SPONSORED ADR 16945R104 24 1,840 SH DEFINED 3 - - 1,840
LTD
CHINA UNICOM (HONG KONG) SPONSORED ADR 16945R104 7 515 SH DEFINED 5 515 - -
LTD
CHINA YUCHAI INTL LTD COM G21082105 803 54,468 SH DEFINED 3 - - 54,468
CHINA YUCHAI INTL LTD COM G21082105 17 1,200 SH DEFINED 5 1,200 - -
CHINA YUCHAI INTL LTD COM G21082105 12 800 SH DEFINED 8 800 - -
CHINA-BIOTICS INC COM 16937B109 453 29,259 SH DEFINED 3 - - 29,259
CHINAEDU CORP SPONS ADR 16945L107 19 2,546 SH DEFINED 3 - - 2,546
CHINAEDU CORP SPONS ADR 16945L107 4 500 SH DEFINED 500 - -
CHINDEX INTERNATIONAL INC COM 169467107 19 1,362 SH DEFINED 3 - - 1,362
CHIPOTLE MEXICAN GRILL CL A 169656105 4,443 50,400 SH DEFINED 1 6,800 43,600 -
INC
CHIPOTLE MEXICAN GRILL CL A 169656105 236 2,682 SH DEFINED 2 2,682 - -
INC
CHIPOTLE MEXICAN GRILL CL A 169656105 1,036 11,749 SH DEFINED 3 8,768 - 2,981
INC
CHIPOTLE MEXICAN GRILL CL A 169656105 608 6,900 PUT DEFINED 3 6,900 - -
INC
CHIQUITA BRANDS INTL INC COM 170032809 46 2,530 SH DEFINED 2 2,530 - -
CHIQUITA BRANDS INTL INC COM 170032809 649 36,000 SH DEFINED 4 - - 36,000
CHOICE HOTELS INTL INC COM 169905106 149 4,715 SH DEFINED 2 4,715 - -
CHOICE HOTELS INTL INC COM 169905106 14 440 SH DEFINED 3 - - 440
CHORDIANT SOFTWARE INC COM NEW 170404305 7 2,573 SH DEFINED 3 - - 2,573
CHRISTOPHER & BANKS CORP COM 171046105 24 3,099 SH DEFINED 2 3,099 - -
CHUBB CORP COM 171232101 23,156 470,835 SH DEFINED 2 470,835 - -
CHUBB CORP COM 171232101 4,565 92,816 SH DEFINED 3 3,898 - 88,918
CHUBB CORP COM 171232101 194 3,950 SH DEFINED 4 - 3,950 -
CHUBB CORP COM 171232101 32 645 SH DEFINED 13 645 - -
CHUBB CORP COM 171232101 303 6,170 SH DEFINED 18 6,170 - -
CHUBB CORP COM 171232101 389 7,910 SH DEFINED 7,910 - -
CHUBB CORP COM 171232101 1,203 24,450 SH DEFINED 5 24,450 - -
CHUBB CORP COM 171232101 91 1,854 SH DEFINED 8 1,854 - -
CHUNGHWA TELECOM CO LTD SPONS ADR NEW 17133Q403 109 5,854 SH DEFINED 3 - - 5,854
09
CHUNGHWA TELECOM CO LTD SPONS ADR NEW 17133Q403 13 700 SH DEFINED 7 - 700 -
09
CHUNGHWA TELECOM CO LTD SPONS ADR NEW 17133Q403 17,014 916,200 SH OTHER S;6 916,200 - -
09
CHURCH & DWIGHT INC COM 171340102 3,518 58,200 SH DEFINED 1 7,800 50,400 -
CHURCH & DWIGHT INC COM 171340102 1,193 19,741 SH DEFINED 3 4,100 - 15,641
CHURCH & DWIGHT INC COM 171340102 816 13,500 SH DEFINED 4 - 1,900 11,600
CHURCH & DWIGHT INC COM 171340102 15 250 SH DEFINED 7 - 250 -
CHURCH & DWIGHT INC COM 171340102 619 10,243 SH DEFINED 10 10,243 - -
CHURCH & DWIGHT INC COM 171340102 9 154 SH DEFINED 18 154 - -
CHURCH & DWIGHT INC COM 171340102 14 236 SH DEFINED 236 - -
CHURCH & DWIGHT INC COM 171340102 26 431 SH SOLE 431 - -
CHURCH & DWIGHT INC COM 171340102 284 4,700 SH DEFINED 5 4,700 - -
CIBER INC COM 17163B102 266 77,000 SH DEFINED 4 - - 77,000
CIENA CORP COM NEW 171779309 21 1,948 SH DEFINED 2 1,948 - -
CIENA CORP COM NEW 171779309 109 10,023 SH DEFINED 3 345 - 9,678
CIENA CORP COM NEW 171779309 2 142 SH DEFINED 15 142 - -
CIENA CORP COM NEW 171779309 11 1,000 SH DEFINED 5 1,000 - -
CIGNA CORP COM 125509109 20,051 568,500 SH DEFINED 1 35,700 532,800 -
CIGNA CORP COM 125509109 13,422 380,547 SH DEFINED 2 380,547 - -
CIGNA CORP COM 125509109 4,725 133,965 SH DEFINED 3 127,999 - 5,966
CIGNA CORP COM 125509109 6,704 190,080 SH DEFINED 4 - 83,890 106,190
CIGNA CORP COM 125509109 69 1,966 SH DEFINED 10 1,966 - -
CIGNA CORP COM 125509109 90 2,565 SH DEFINED 14 2,565 - -
CIGNA CORP COM 125509109 73 2,075 SH DEFINED 17 - - 2,075
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CIGNA CORP COM 125509109 53 1,500 SH DEFINED 18 1,500 - -
CIGNA CORP COM 125509109 108 3,050 SH SOLE 3,050 - -
CIGNA CORP COM 125509109 234 6,638 SH DEFINED 5 6,638 - -
CIGNA CORP COM 125509109 5 144 SH DEFINED 8 144 - -
CIMAREX ENERGY CO COM 171798101 411 7,758 SH DEFINED 3 - - 7,758
CIMAREX ENERGY CO COM 171798101 13 250 SH DEFINED 250 - -
CINCINNATI BELL INC NEW COM 171871106 29 8,521 SH DEFINED 3 - - 8,521
CINCINNATI BELL INC NEW COM 171871106 18 5,175 SH DEFINED 5 5,175 - -
CINCINNATI FINL CORP COM 172062101 5,759 219,477 SH DEFINED 2 219,477 - -
CINCINNATI FINL CORP COM 172062101 75 2,866 SH DEFINED 3 1,790 - 1,076
CINCINNATI FINL CORP COM 172062101 22,107 842,493 SH DEFINED 6 842,493 - -
CINEMARK HOLDINGS INC COM 17243V102 58 4,057 SH DEFINED 3 - - 4,057
CINTAS CORP COM 172908105 2,256 86,538 SH DEFINED 2 86,538 - -
CINTAS CORP COM 172908105 126 4,849 SH DEFINED 3 1,461 - 3,388
CINTAS CORP COM 172908105 3 120 SH DEFINED 120 - -
CIRCOR INTL INC COM 17273K109 105 4,183 SH DEFINED 2 4,183 - -
CIRCOR INTL INC COM 17273K109 589 23,400 SH DEFINED 4 - - 23,400
CIRRUS LOGIC INC COM 172755100 - 30 SH DEFINED 3 - - 30
CISCO SYS INC COM 17275R102 98,676 4,121,800 SH DEFINED 1 315,000 3,806,800 -
CISCO SYS INC COM 17275R102 161,415 6,742,497 SH DEFINED 2 6,742,497 - -
CISCO SYS INC COM 17275R102 126,155 5,269,624 SH DEFINED 3 3,878,114 - 1,391,510
CISCO SYS INC COM 17275R102 6,227 260,100 CALL DEFINED 3 260,100 - -
CISCO SYS INC COM 17275R102 2,804 117,143 SH DEFINED 4 - 102,363 14,780
CISCO SYS INC COM 17275R102 122,184 5,103,777 SH DEFINED 6 5,103,777 - -
CISCO SYS INC COM 17275R102 3,384 141,364 SH DEFINED 7 - 141,364 -
CISCO SYS INC COM 17275R102 88 3,680 SH DEFINED 9 3,680 - -
CISCO SYS INC COM 17275R102 1,616 67,484 SH DEFINED 10 67,484 - -
CISCO SYS INC COM 17275R102 485 20,276 SH DEFINED 11 20,276 - -
CISCO SYS INC COM 17275R102 1,324 55,297 SH DEFINED 14 55,297 - -
CISCO SYS INC COM 17275R102 713 29,787 SH DEFINED 15 29,787 - -
CISCO SYS INC COM 17275R102 235 9,803 SH DEFINED 16 9,803 - -
CISCO SYS INC COM 17275R102 266 11,100 SH DEFINED 17 - - 11,100
CISCO SYS INC COM 17275R102 760 31,733 SH DEFINED 18 31,733 - -
CISCO SYS INC COM 17275R102 15,483 646,735 SH DEFINED 5;1 646,735 - -
CISCO SYS INC COM 17275R102 2,638 110,203 SH DEFINED 110,203 - -
CISCO SYS INC COM 17275R102 1,876 78,343 SH SOLE 78,343 - -
CISCO SYS INC COM 17275R102 37,120 1,550,554 SH DEFINED 5 1,550,554 - -
CISCO SYS INC COM 17275R102 850 35,506 SH DEFINED 8 28,311 7,195 -
CIT GROUP INC COM NEW 125581801 362 13,108 SH DEFINED 1 - 13,108 -
CIT GROUP INC COM NEW 125581801 30 1,100 SH DEFINED 2 1,100 - -
CIT GROUP INC COM NEW 125581801 5,122 185,529 SH DEFINED 3 178,800 - 6,729
CIT GROUP INC COM NEW 125581801 132 4,797 SH DEFINED 15 4,797 - -
CIT GROUP INC COM NEW 125581801 3,968 143,699 SH SOLE 143,699 - -
CIT GROUP INC COM NEW 125581801 96 3,494 SH DEFINED 5 3,494 - -
CIT GROUP INC COM NEW 125581801 2 61 SH DEFINED 8 61 - -
CITI TRENDS INC COM 17306X102 14 520 SH DEFINED 2 520 - -
CITI TRENDS INC COM 17306X102 275 9,949 SH DEFINED 3 - - 9,949
CITIGROUP INC COM 172967101 90,190 27,247,857 SH DEFINED 2 27,247,857 - -
CITIGROUP INC COM 172967101 4,516 1,364,455 SH DEFINED 3 325,550 - 1,038,905
CITIGROUP INC COM 172967101 2,227 672,800 CALL DEFINED 3 672,800 - -
CITIGROUP INC COM 172967101 695 210,000 PUT DEFINED 3 210,000 - -
CITIGROUP INC COM 172967101 4,327 1,307,330 SH DEFINED 4 - 482,930 824,400
CITIGROUP INC COM 172967101 169 51,118 SH DEFINED 7 - 51,118 -
CITIGROUP INC COM 172967101 519 156,824 SH DEFINED 10 156,824 - -
CITIGROUP INC COM 172967101 7 2,000 SH DEFINED 11 2,000 - -
CITIGROUP INC COM 172967101 244 73,590 SH DEFINED 13 73,590 - -
CITIGROUP INC COM 172967101 177 53,436 SH DEFINED 14 53,436 - -
CITIGROUP INC COM 172967101 485 146,400 SH DEFINED 15 146,400 - -
CITIGROUP INC COM 172967101 881 266,262 SH DEFINED 16 266,262 - -
CITIGROUP INC COM 172967101 18 5,300 SH DEFINED 17 - - 5,300
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CITIGROUP INC COM 172967101 32 9,740 SH DEFINED 18 9,740 - -
CITIGROUP INC COM 172967101 133 40,225 SH DEFINED 40,225 - -
CITIGROUP INC COM 172967101 81 24,325 SH SOLE 24,325 - -
CITIGROUP INC COM 172967101 3,918 1,183,601 SH DEFINED 5 1,183,601 - -
CITIGROUP INC COM 172967101 99 29,909 SH DEFINED 8 27,349 2,560 -
CITIZENS INC CL A 174740100 314 48,150 SH DEFINED 4 - - 48,150
CITIZENS REPUBLIC COM 174420109 - 600 SH DEFINED 3 - - 600
BANCORP IN
CITIZENS SOUTH BKG CP DEL COM 176682102 115 25,000 SH DEFINED 4 - - 25,000
CITRIX SYS INC COM 177376100 1,057 25,400 SH DEFINED 1 - 25,400 -
CITRIX SYS INC COM 177376100 3,582 86,076 SH DEFINED 2 86,076 - -
CITRIX SYS INC COM 177376100 175 4,205 SH DEFINED 3 2,037 - 2,168
CITRIX SYS INC COM 177376100 45 1,087 SH DEFINED 16 1,087 - -
CITRIX SYS INC COM 177376100 33 800 SH DEFINED 17 - - 800
CITRIX SYS INC COM 177376100 56 1,350 SH DEFINED 18 1,350 - -
CITRIX SYS INC COM 177376100 33 800 SH DEFINED 800 - -
CITRIX SYS INC COM 177376100 45 1,075 SH DEFINED 5 1,075 - -
CITY HLDG CO COM 177835105 695 21,496 SH DEFINED 2 21,496 - -
CITY NATL CORP COM 178566105 44 957 SH DEFINED 3 - - 957
CITY NATL CORP COM 178566105 84 1,845 SH DEFINED 1,845 - -
CKE RESTAURANTS INC COM 12561E105 372 43,939 SH DEFINED 2 43,939 - -
CKE RESTAURANTS INC COM 12561E105 3 400 SH DEFINED 3 - - 400
CKE RESTAURANTS INC COM 12561E105 997 117,800 SH DEFINED 4 - 27,800 90,000
CLARCOR INC COM 179895107 98 3,013 SH DEFINED 2 3,013 - -
CLARCOR INC COM 179895107 414 12,763 SH DEFINED 3 - - 12,763
CLARCOR INC COM 179895107 8 240 SH DEFINED 240 - -
CLARIENT INC COM 180489106 - 100 SH DEFINED 3 - - 100
CLAUDE RES INC COM 182873109 4,479 3,800,000 SH DEFINED 1 - 3,800,000 -
CLAUDE RES INC COM 182873109 6 5,000 SH DEFINED 3 - - 5,000
CLAUDE RES INC COM 182873109 3 2,560 SH DEFINED 5 2,560 - -
CLAYMORE DIVID & INCOME COM 18385J105 111 7,068 SH DEFINED 3 - - 7,068
FD
CLAYMORE ETF TRUST 2 S&P GBL WATER 18383Q507 918 49,855 SH DEFINED 3 - - 49,855
CLAYMORE ETF TRUST 2 SWM CDN ENERGY 18383Q606 65 3,809 SH DEFINED 3 - - 3,809
CLAYMORE ETF TRUST 2 ZACKS CTRY ROT 18383Q705 241 14,774 SH DEFINED 3 - - 14,774
CLAYMORE ETF TRUST 2 ZACKS INTL YLD 18383Q804 94 5,270 SH DEFINED 3 - - 5,270
CLAYMORE ETF TRUST 2 AIRLINE ETF 18383Q812 756 24,754 SH DEFINED 3 - - 24,754
CLAYMORE ETF TRUST 2 DELTA GLOB ETF 18383Q820 1,508 116,026 SH DEFINED 3 - - 116,026
CLAYMORE ETF TRUST 2 CLAY/BNY ETF 18383Q838 1,288 70,173 SH DEFINED 3 - - 70,173
CLAYMORE ETF TRUST 2 CHINA SML CAP 18383Q853 3,842 145,935 SH DEFINED 3 - - 145,935
CLAYMORE ETF TRUST 2 CLAY/ALPH CHN 18383Q861 2,591 142,732 SH DEFINED 3 - - 142,732
CLAYMORE ETF TRUST 2 BEACON GLB 18383Q879 1,444 80,385 SH DEFINED 3 - - 80,385
TIMBR
CLAYMORE ETF TRUST 2 ROBB REPT GLBL 18383Q887 52 3,000 SH DEFINED 3 - - 3,000
CLAYMORE ETF TRUST 2 S&P GBL WATER 18383Q507 7 400 SH DEFINED 7 - 400 -
CLAYMORE ETF TRUST 2 CHINA SML CAP 18383Q853 11 400 SH DEFINED 5 400 - -
CLAYMORE ETF TRUST 2 BEACON GLB 18383Q879 36 2,000 SH DEFINED 5 2,000 - -
TIMBR
CLAYMORE EXCHANGE TRADED BNY BRI&C PTF 18383M100 5,226 123,087 SH DEFINED 3 - - 123,087
FD
CLAYMORE EXCHANGE TRADED SABRIENT INSID 18383M209 213 8,231 SH DEFINED 3 - - 8,231
FD
CLAYMORE EXCHANGE TRADED SABRIENT STLTH 18383M308 1 37 SH DEFINED 3 - - 37
FD
CLAYMORE EXCHANGE TRADED ZACKS SECT RTN 18383M407 1 67 SH DEFINED 3 - - 67
FD
CLAYMORE EXCHANGE TRADED ZACKS YLD HOG 18383M506 939 52,400 SH DEFINED 3 - - 52,400
FD
CLAYMORE EXCHANGE TRADED JAMES SB-1 ETF 18383M613 807 48,903 SH DEFINED 3 - - 48,903
FD
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CLAYMORE EXCHANGE TRADED MAC GLOB SOLAR 18383M621 324 31,642 SH DEFINED 3 - - 31,642
FD
CLAYMORE EXCHANGE TRADED FIXED INC ETF 18383M654 873 17,500 SH DEFINED 3 - - 17,500
FD
CLAYMORE EXCHANGE TRADED ZACKS DIVD ETF 18383M670 38 2,000 SH DEFINED 3 - - 2,000
FD
CLAYMORE EXCHANGE TRADED OCEAN TOMO PAT 18383M704 23 1,000 SH DEFINED 3 - - 1,000
FD
CLAYMORE EXCHANGE TRADED BNY BRI&C PTF 18383M100 5,205 122,575 SH DEFINED 7 - 122,575 -
FD
CLAYMORE EXCHANGE TRADED BNY BRI&C PTF 18383M100 55 1,300 SH DEFINED 15 1,300 - -
FD
CLAYMORE EXCHANGE TRADED BNY BRI&C PTF 18383M100 136 3,200 SH DEFINED 17 - - 3,200
FD
CLAYMORE EXCHANGE TRADED BNY BRI&C PTF 18383M100 73 1,725 SH DEFINED 1,725 - -
FD
CLAYMORE EXCHANGE TRADED MAC GLOB SOLAR 18383M621 87 8,490 SH DEFINED 8,490 - -
FD
CLAYMORE EXCHANGE TRADED BNY BRI&C PTF 18383M100 751 17,678 SH DEFINED 5 17,678 - -
FD
CLAYMORE EXCHANGE TRADED SABRIENT INSID 18383M209 346 13,345 SH DEFINED 5 13,345 - -
FD
CLAYMORE EXCHANGE TRADED MAC GLOB SOLAR 18383M621 32 3,100 SH DEFINED 5 3,100 - -
FD
CLAYMORE EXCHANGE TRADED BNY BRI&C PTF 18383M100 174 4,100 SH DEFINED 8 - 4,100 -
FD
CLAYMORE/GUGGENHEIM STR COM SBI 18385X104 816 48,590 SH DEFINED 3 - - 48,590
OPP
CLEAN ENERGY FUELS CORP COM 184499101 1 80 SH DEFINED 2 80 - -
CLEAN ENERGY FUELS CORP COM 184499101 139 8,996 SH DEFINED 3 - - 8,996
CLEAN ENERGY FUELS CORP COM 184499101 46 3,000 SH SOLE 3,000 - -
CLEAN ENERGY FUELS CORP COM 184499101 39 2,500 SH DEFINED 5 2,500 - -
CLEAN HARBORS INC COM 184496107 64 1,078 SH DEFINED 3 - - 1,078
CLEAN HARBORS INC COM 184496107 1 23 SH DEFINED 5 23 - -
CLEAR CHANNEL OUTDOOR CL A 18451C109 20 1,893 SH DEFINED 2 1,893 - -
HLDGS
CLEAR CHANNEL OUTDOOR CL A 18451C109 4 410 SH DEFINED 3 - - 410
HLDGS
CLEARONE COMMUNICATIONS COM 185060100 44 14,000 SH DEFINED 14 14,000 - -
INC
CLEARWATER PAPER CORP COM 18538R103 166 3,012 SH DEFINED 3 - - 3,012
CLEARWIRE CORP NEW CL A 18538Q105 244 36,034 SH DEFINED 3 10,700 - 25,334
CLECO CORP NEW COM 12561W105 119 4,360 SH DEFINED 3 - - 4,360
CLEVELAND BIOLABS INC COM 185860103 3 1,000 SH DEFINED 5 1,000 - -
CLICKSOFTWARE ORD M25082104 25 3,500 SH DEFINED 3 - - 3,500
TECHNOLOGIES L
CLIFFS NATURAL RESOURCES COM 18683K101 40,702 883,100 SH DEFINED 1 15,400 867,700 -
INC
CLIFFS NATURAL RESOURCES COM 18683K101 8,332 180,774 SH DEFINED 2 180,774 - -
INC
CLIFFS NATURAL RESOURCES COM 18683K101 4,342 94,216 SH DEFINED 3 30,958 - 63,258
INC
CLIFFS NATURAL RESOURCES COM 18683K101 571 12,389 SH DEFINED 10 12,389 - -
INC
CLIFFS NATURAL RESOURCES COM 18683K101 26 569 SH DEFINED 18 569 - -
INC
CLIFFS NATURAL RESOURCES COM 18683K101 2 48 SH DEFINED 48 - -
INC
CLIFFS NATURAL RESOURCES COM 18683K101 16 340 SH SOLE 340 - -
INC
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CLIFFS NATURAL RESOURCES COM 18683K101 17 377 SH DEFINED 5 377 - -
INC
CLOROX CO DEL COM 189054109 756 12,400 SH DEFINED 1 - 12,400 -
CLOROX CO DEL COM 189054109 11,900 195,083 SH DEFINED 2 195,083 - -
CLOROX CO DEL COM 189054109 2,785 45,648 SH DEFINED 3 1,630 - 44,018
CLOROX CO DEL COM 189054109 49 800 SH DEFINED 7 - 800 -
CLOROX CO DEL COM 189054109 49 800 SH DEFINED 15 800 - -
CLOROX CO DEL COM 189054109 19 318 SH DEFINED 18 318 - -
CLOROX CO DEL COM 189054109 278 4,560 SH DEFINED 4,438 122 -
CLOROX CO DEL COM 189054109 1,996 32,713 SH DEFINED 5 32,713 - -
CLOROX CO DEL COM 189054109 69 1,135 SH DEFINED 8 1,135 - -
CLOUD PEAK ENERGY INC COM 18911Q102 129 8,850 SH DEFINED 3 - - 8,850
CLOUD PEAK ENERGY INC COM 18911Q102 15 1,000 SH DEFINED 5 1,000 - -
CLOUGH GLOBAL ALLOCATION COM SHS BEN IN 18913Y103 20 1,340 SH DEFINED 3 - - 1,340
FUN
CLOUGH GLOBAL EQUITY FD COM 18914C100 98 6,880 SH DEFINED 3 - - 6,880
CLOUGH GLOBAL SH BEN INT 18914E106 584 45,370 SH DEFINED 3 - - 45,370
OPPORTUNITIES
CME GROUP INC COM 12572Q105 25,499 75,900 SH DEFINED 1 6,600 69,300 -
CME GROUP INC COM 12572Q105 31,062 92,457 SH DEFINED 2 92,457 - -
CME GROUP INC COM 12572Q105 2,619 7,795 SH DEFINED 3 686 - 7,109
CME GROUP INC COM 12572Q105 151 450 SH DEFINED 4 - 450 -
CME GROUP INC COM 12572Q105 2,598 7,732 SH DEFINED 7 - 7,732 -
CME GROUP INC COM 12572Q105 67 199 SH DEFINED 13 199 - -
CME GROUP INC COM 12572Q105 7 20 SH DEFINED 15 20 - -
CME GROUP INC COM 12572Q105 22 66 SH DEFINED 18 66 - -
CME GROUP INC COM 12572Q105 187 557 SH DEFINED 557 - -
CME GROUP INC COM 12572Q105 391 1,165 SH DEFINED 5 1,165 - -
CME GROUP INC COM 12572Q105 108 321 SH DEFINED 8 - 321 -
CMS ENERGY CORP COM 125896100 18,862 1,204,500 SH DEFINED 1 151,000 1,053,500 -
CMS ENERGY CORP COM 125896100 4,253 271,560 SH DEFINED 2 271,560 - -
CMS ENERGY CORP COM 125896100 216 13,793 SH DEFINED 3 2,579 - 11,214
CMS ENERGY CORP NOTE 2.875% 125896AW0 12,327 10,000,000 PRN DEFINED 3 10,000,000 - -
CNA FINL CORP COM 126117100 128 5,336 SH DEFINED 3 - - 5,336
CNA FINL CORP COM 126117100 11 450 SH DEFINED 5 450 - -
CNH GLOBAL N V SHS NEW N20935206 253 10,137 SH DEFINED 3 - - 10,137
CNH GLOBAL N V SHS NEW N20935206 6 250 SH DEFINED 5 250 - -
CNINSURE INC SPONSORED ADR 18976M103 5 259 SH DEFINED 3 - - 259
CNOOC LTD SPONSORED ADR 126132109 349 2,246 SH DEFINED 2 2,246 - -
CNOOC LTD SPONSORED ADR 126132109 58 372 SH DEFINED 3 - - 372
CNOOC LTD SPONSORED ADR 126132109 2 15 SH DEFINED 18 15 - -
CNOOC LTD SPONSORED ADR 126132109 32,281 207,659 SH OTHER S;6 207,659 - -
CNOOC LTD SPONSORED ADR 126132109 3 17 SH DEFINED 17 - -
CNOOC LTD SPONSORED ADR 126132109 312 2,005 SH DEFINED 5 2,005 - -
CNX GAS CORP COM 12618H309 27 923 SH DEFINED 2 923 - -
CNX GAS CORP COM 12618H309 179 6,052 SH DEFINED 3 - - 6,052
COACH INC COM 189754104 34,152 934,900 SH DEFINED 1 135,000 799,900 -
COACH INC COM 189754104 15,939 436,322 SH DEFINED 2 436,322 - -
COACH INC COM 189754104 985 26,960 SH DEFINED 3 3,531 - 23,429
COACH INC COM 189754104 162 4,447 SH DEFINED 10 4,447 - -
COACH INC COM 189754104 19 520 SH DEFINED 13 520 - -
COACH INC COM 189754104 137 3,745 SH DEFINED 17 - - 3,745
COACH INC COM 189754104 130 3,572 SH DEFINED 18 3,572 - -
COACH INC COM 189754104 25 694 SH DEFINED 694 - -
COACH INC COM 189754104 212 5,802 SH SOLE 5,802 - -
COACH INC COM 189754104 865 23,684 SH DEFINED 5 23,684 - -
COACH INC COM 189754104 11 308 SH DEFINED 8 308 - -
COBIZ FINANCIAL INC COM 190897108 62 13,032 SH DEFINED 3 - - 13,032
COBIZ FINANCIAL INC COM 190897108 595 125,159 SH DEFINED 4 - 34,100 91,059
COBRA ELECTRS CORP COM 191042100 75 45,000 SH DEFINED 4 - - 45,000
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COCA COLA CO COM 191216100 9,405 165,000 SH DEFINED 1 - 165,000 -
COCA COLA CO COM 191216100 34,176 599,581 SH DEFINED 2 599,581 - -
COCA COLA CO COM 191216100 23,588 413,818 SH DEFINED 3 16,940 - 396,878
COCA COLA CO COM 191216100 11,400 200,000 CALL DEFINED 3 200,000 - -
COCA COLA CO COM 191216100 7,470 131,046 SH DEFINED 7 - 131,046 -
COCA COLA CO COM 191216100 29 500 SH DEFINED 9 500 - -
COCA COLA CO COM 191216100 19 325 SH DEFINED 13 325 - -
COCA COLA CO COM 191216100 302 5,300 SH DEFINED 14 5,300 - -
COCA COLA CO COM 191216100 432 7,574 SH DEFINED 15 7,574 - -
COCA COLA CO COM 191216100 509 8,935 SH DEFINED 16 8,935 - -
COCA COLA CO COM 191216100 1,460 25,621 SH DEFINED 18 25,621 - -
COCA COLA CO COM 191216100 1,553 27,239 SH DEFINED 26,966 273 -
COCA COLA CO COM 191216100 787 13,800 SH SOLE 13,800 - -
COCA COLA CO COM 191216100 40,008 701,908 SH DEFINED 5 701,908 - -
COCA COLA CO COM 191216100 2,542 44,597 SH DEFINED 8 37,901 6,696 -
COCA COLA ENTERPRISES INC COM 191219104 8,722 411,395 SH DEFINED 2 411,395 - -
COCA COLA ENTERPRISES INC COM 191219104 1,259 59,409 SH DEFINED 3 58,539 - 870
COCA COLA ENTERPRISES INC COM 191219104 1,060 50,000 CALL DEFINED 3 50,000 - -
COCA COLA ENTERPRISES INC COM 191219104 17 816 SH DEFINED 18 816 - -
COCA COLA ENTERPRISES INC COM 191219104 4 202 SH DEFINED 202 - -
COCA COLA FEMSA S A B DE SPON ADR REP L 191241108 15 233 SH DEFINED 5 233 - -
C V
COCA COLA HELLENIC BTTLG SPONSORED ADR 1912EP104 1 36 SH DEFINED 36 - -
CO
COEUR D ALENE MINES CORP COM NEW 192108504 654 36,224 SH DEFINED 3 - - 36,224
IDA
COEUR D ALENE MINES CORP COM NEW 192108504 1,409 78,025 SH DEFINED 7 - 78,025 -
IDA
COEUR D ALENE MINES CORP COM NEW 192108504 7 415 SH DEFINED 15 415 - -
IDA
COEUR D ALENE MINES CORP COM NEW 192108504 14 760 SH DEFINED 760 - -
IDA
COEUR D ALENE MINES CORP COM NEW 192108504 34 1,880 SH DEFINED 5 1,880 - -
IDA
COEUR D ALENE MINES CORP COM NEW 192108504 13 700 CALL DEFINED 5 700 - -
IDA
COEUR D ALENE MINES CORP COM NEW 192108504 36 2,000 PUT DEFINED 5 2,000 - -
IDA
COEUR D ALENE MINES CORP COM NEW 192108504 69 3,845 SH DEFINED 8 - 3,845 -
IDA
COGDELL SPENCER INC COM 19238U107 104 18,300 SH DEFINED 3 - - 18,300
COGENT COMM GROUP INC COM NEW 19239V302 27 2,718 SH DEFINED 2 2,718 - -
COGENT COMM GROUP INC COM NEW 19239V302 7 700 SH DEFINED 3 - - 700
COGENT INC COM 19239Y108 19 1,815 SH DEFINED 3 - - 1,815
COGNEX CORP COM 192422103 293 16,534 SH DEFINED 2 16,534 - -
COGNIZANT TECHNOLOGY CL A 192446102 10,410 229,640 SH DEFINED 2 229,640 - -
SOLUTIO
COGNIZANT TECHNOLOGY CL A 192446102 1,548 34,160 SH DEFINED 3 3,254 - 30,906
SOLUTIO
COGNIZANT TECHNOLOGY CL A 192446102 125 2,750 SH DEFINED 4 - 2,750 -
SOLUTIO
COGNIZANT TECHNOLOGY CL A 192446102 117 2,591 SH DEFINED 10 2,591 - -
SOLUTIO
COGNIZANT TECHNOLOGY CL A 192446102 118 2,605 SH DEFINED 17 - - 2,605
SOLUTIO
COGNIZANT TECHNOLOGY CL A 192446102 147 3,253 SH DEFINED 18 3,253 - -
SOLUTIO
COGNIZANT TECHNOLOGY CL A 192446102 188 4,150 SH SOLE 4,150 - -
SOLUTIO
COGNIZANT TECHNOLOGY CL A 192446102 47 1,031 SH DEFINED 5 1,031 - -
SOLUTIO
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COHEN & STEERS CLOSED COM 19248P106 221 18,252 SH DEFINED 3 - - 18,252
END OP
COHEN & STEERS DIV MJRS COM 19248G106 151 14,457 SH DEFINED 3 - - 14,457
FDIN
COHEN & STEERS GLOBAL COM 19248M103 109 9,610 SH DEFINED 3 - - 9,610
INC BL
COHEN & STEERS INC COM 19247A100 474 20,740 SH DEFINED 5 20,740 - -
COHEN & STEERS QUALITY COM 19247L106 314 51,796 SH DEFINED 3 - - 51,796
RLTY
COHEN & STEERS REIT & COM 19247X100 74 7,171 SH DEFINED 3 - - 7,171
PFD IN
COHEN & STEERS REIT & COM 19247Y108 892 84,032 SH DEFINED 3 - - 84,032
UTIL I
COHEN & STEERS REIT & COM 19247Y108 23 2,144 SH DEFINED 18 2,144 - -
UTIL I
COHEN & STEERS SELECT COM 19248A109 934 58,563 SH DEFINED 3 - - 58,563
UTIL F
COHEN & STEERS TOTAL COM 19247R103 29 3,000 SH DEFINED 3 - - 3,000
RETURN
COHEN & STEERS WRLDWD COM 19248J100 53 8,383 SH DEFINED 3 - - 8,383
RLT IN
COHERENT INC COM 192479103 30 1,000 SH DEFINED 3 - - 1,000
COINSTAR INC COM 19259P300 277 9,979 SH DEFINED 2 9,979 - -
COINSTAR INC COM 19259P300 426 15,320 SH DEFINED 3 - - 15,320
COINSTAR INC COM 19259P300 97 3,500 CALL DEFINED 3 3,500 - -
COLFAX CORP COM 194014106 162 13,474 SH DEFINED 2 13,474 - -
COLGATE PALMOLIVE CO COM 194162103 63,991 778,950 SH DEFINED 1 77,500 701,450 -
COLGATE PALMOLIVE CO COM 194162103 58,548 712,700 SH DEFINED 2 712,700 - -
COLGATE PALMOLIVE CO COM 194162103 10,702 130,278 SH DEFINED 3 5,535 - 124,743
COLGATE PALMOLIVE CO COM 194162103 41 500 SH DEFINED 4 - 500 -
COLGATE PALMOLIVE CO COM 194162103 838 10,200 SH DEFINED 6 10,200 - -
COLGATE PALMOLIVE CO COM 194162103 382 4,651 SH DEFINED 7 - 4,651 -
COLGATE PALMOLIVE CO COM 194162103 104 1,265 SH DEFINED 10 1,265 - -
COLGATE PALMOLIVE CO COM 194162103 1,931 23,500 SH DEFINED 14 23,500 - -
COLGATE PALMOLIVE CO COM 194162103 113 1,375 SH DEFINED 15 1,375 - -
COLGATE PALMOLIVE CO COM 194162103 160 1,953 SH DEFINED 16 1,953 - -
COLGATE PALMOLIVE CO COM 194162103 111 1,356 SH DEFINED 17 - - 1,356
COLGATE PALMOLIVE CO COM 194162103 113 1,373 SH DEFINED 18 1,373 - -
COLGATE PALMOLIVE CO COM 194162103 268 3,259 SH DEFINED 3,024 235 -
COLGATE PALMOLIVE CO COM 194162103 178 2,170 SH SOLE 2,170 - -
COLGATE PALMOLIVE CO COM 194162103 2,735 33,297 SH DEFINED 5 33,297 - -
COLGATE PALMOLIVE CO COM 194162103 183 2,225 SH DEFINED 8 2,175 50 -
COLLECTIVE BRANDS INC COM 19421W100 110 4,838 SH DEFINED 2 4,838 - -
COLLECTIVE BRANDS INC COM 19421W100 1 54 SH DEFINED 3 - - 54
COLLECTIVE BRANDS INC COM 19421W100 3 125 SH DEFINED 18 125 - -
COLONIAL PPTYS TR COM SH BEN INT 195872106 5 417 SH DEFINED 2 417 - -
COLONIAL PPTYS TR COM SH BEN INT 195872106 5 463 SH DEFINED 3 - - 463
COLUMBIA BKG SYS INC COM 197236102 17 1,080 SH DEFINED 3 - - 1,080
COLUMBIA LABS INC COM 197779101 60 55,500 SH DEFINED 3 - - 55,500
COLUMBIA LABS INC COM 197779101 59 54,990 SH DEFINED 14 54,990 - -
COLUMBIA LABS INC COM 197779101 10 9,000 SH DEFINED 5 9,000 - -
COLUMBIA SPORTSWEAR CO COM 198516106 708 18,148 SH DEFINED 2 18,148 - -
COLUMBIA SPORTSWEAR CO COM 198516106 25 635 SH DEFINED 3 - - 635
COLUMBIA SPORTSWEAR CO COM 198516106 10 251 SH DEFINED 18 251 - -
COLUMBUS MCKINNON CORP N COM 199333105 80 5,827 SH DEFINED 2 5,827 - -
Y
COLUMBUS MCKINNON CORP N COM 199333105 8,611 629,925 SH DEFINED 4 - 222,600 407,325
Y
COMARCO INC COM 200080109 311 115,000 SH DEFINED 4 - - 115,000
COMCAST CORP NEW CL A 20030N101 474 28,105 SH DEFINED 1 - 28,105 -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMCAST CORP NEW CL A 20030N101 51,209 3,037,328 SH DEFINED 2 3,037,328 - -
COMCAST CORP NEW CL A 20030N101 6,395 379,303 SH DEFINED 3 94,870 - 284,433
COMCAST CORP NEW CL A 20030N101 4,215 250,000 CALL DEFINED 3 250,000 - -
COMCAST CORP NEW CL A 20030N101 4,215 250,000 PUT DEFINED 3 250,000 - -
COMCAST CORP NEW CL A SPL 20030N200 17,572 1,097,568 SH DEFINED 3 1,035,037 - 62,531
COMCAST CORP NEW CL A 20030N101 14,517 861,005 SH DEFINED 4 - 372,860 488,145
COMCAST CORP NEW CL A 20030N101 46,575 2,762,481 SH DEFINED 6 2,762,481 - -
COMCAST CORP NEW CL A SPL 20030N200 38 2,375 SH DEFINED 6 2,375 - -
COMCAST CORP NEW CL A 20030N101 726 43,088 SH DEFINED 7 - 43,088 -
COMCAST CORP NEW CL A SPL 20030N200 150 9,341 SH DEFINED 7 - 9,341 -
COMCAST CORP NEW CL A 20030N101 25 1,470 SH DEFINED 14 1,470 - -
COMCAST CORP NEW CL A 20030N101 157 9,328 SH DEFINED 15 9,328 - -
COMCAST CORP NEW CL A 20030N101 29 1,743 SH DEFINED 18 1,743 - -
COMCAST CORP NEW CL A SPL 20030N200 18 1,095 SH DEFINED 18 1,095 - -
COMCAST CORP NEW CL A 20030N101 8 456 SH DEFINED 456 - -
COMCAST CORP NEW CL A 20030N101 36 2,130 SH SOLE 2,130 - -
COMCAST CORP NEW CL A 20030N101 999 59,202 SH DEFINED 5 59,202 - -
COMCAST CORP NEW CL A SPL 20030N200 49 3,062 SH DEFINED 5 3,062 - -
COMCAST CORP NEW CL A 20030N101 165 9,812 SH DEFINED 8 4,530 5,282 -
COMCAST CORP NEW CL A SPL 20030N200 4 225 SH DEFINED 8 - 225 -
COMERICA INC COM 200340107 6,137 207,546 SH DEFINED 2 207,546 - -
COMERICA INC COM 200340107 275 9,300 SH DEFINED 3 1,743 - 7,557
COMFORT SYS USA INC COM 199908104 60 4,847 SH DEFINED 2 4,847 - -
COMMERCE BANCSHARES INC COM 200525103 3,044 78,605 SH DEFINED 1 10,590 68,015 -
COMMERCE BANCSHARES INC COM 200525103 991 25,603 SH DEFINED 2 25,603 - -
COMMERCE BANCSHARES INC COM 200525103 15 394 SH DEFINED 3 - - 394
COMMERCE BANCSHARES INC COM 200525103 - 2 SH DEFINED - 2 -
COMMERCEFIRST BANCORP INC COM 200845105 3 607 SH DEFINED 3 - - 607
COMMERCIAL METALS CO COM 201723103 662 42,288 SH DEFINED 2 42,288 - -
COMMERCIAL METALS CO COM 201723103 822 52,552 SH DEFINED 3 - - 52,552
COMMERCIAL METALS CO COM 201723103 28,063 1,793,164 SH DEFINED 6 1,793,164 - -
COMMSCOPE INC COM 203372107 28 1,048 SH DEFINED 2 1,048 - -
COMMSCOPE INC COM 203372107 20 755 SH DEFINED 3 - - 755
COMMSCOPE INC COM 203372107 381 14,350 SH DEFINED 4 - 14,350 -
COMMSCOPE INC COM 203372107 159 5,965 SH DEFINED 5 5,965 - -
COMMSCOPE INC COM 203372107 67 2,544 SH DEFINED 8 2,544 - -
COMMUNICATIONS SYS INC COM 203900105 1 74 SH DEFINED 3 - - 74
COMMUNICATIONS SYS INC COM 203900105 286 23,000 SH DEFINED 4 - - 23,000
COMMUNITY BK SYS INC COM 203607106 106 5,500 SH DEFINED 3 - - 5,500
COMMUNITY FINL CORP VA COM 20365L100 8 1,750 SH DEFINED 3 - - 1,750
COMMUNITY HEALTH SYS INC COM 203668108 1,527 42,898 SH DEFINED 3 40,000 - 2,898
NEW
COMMUNITY HEALTH SYS INC COM 203668108 1 27 SH DEFINED 7 - 27 -
NEW
COMMUNITY HEALTH SYS INC COM 203668108 8 237 SH DEFINED 18 237 - -
NEW
COMMUNITY HEALTH SYS INC COM 203668108 12 332 SH DEFINED 5 332 - -
NEW
COMMVAULT SYSTEMS INC COM 204166102 1,088 45,900 SH DEFINED 1 - 45,900 -
COMMVAULT SYSTEMS INC COM 204166102 11,030 465,411 SH DEFINED 4 - 353,021 112,390
COMPANHIA BRASILEIRA DE SPN ADR PFD 20440T201 9 115 SH DEFINED 3 - - 115
DIST CL A
COMPANHIA DE BEBIDAS DAS SPON ADR PFD 20441W203 577 5,709 SH DEFINED 3 800 - 4,909
AME
COMPANHIA DE BEBIDAS DAS SPON ADR PFD 20441W203 410 4,051 SH DEFINED 10 4,051 - -
AME
COMPANHIA DE BEBIDAS DAS SPON ADR PFD 20441W203 13 125 SH SOLE 125 - -
AME
COMPANHIA DE SANEAMENTO SPONSORED ADR 20441A102 29 743 SH DEFINED 2 743 - -
BASI
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMPANHIA DE SANEAMENTO SPONSORED ADR 20441A102 299 7,644 SH DEFINED 3 6,500 - 1,144
BASI
COMPANHIA DE SANEAMENTO SPONSORED ADR 20441A102 23 600 SH DEFINED 7 - 600 -
BASI
COMPANHIA DE SANEAMENTO SPONSORED ADR 20441A102 61,824 1,580,361 SH OTHER S;6 1,580,361 - -
BASI
COMPANHIA ENERGETICA DE SP ADR N-V PFD 204409601 1,189 65,840 SH DEFINED 2 65,840 - -
MINA
COMPANHIA ENERGETICA DE SP ADR N-V PFD 204409601 166 9,176 SH DEFINED 3 - - 9,176
MINA
COMPANHIA PARANAENSE SPON ADR PFD 20441B407 16 742 SH DEFINED 3 - - 742
ENERG C
COMPANHIA PARANAENSE SPON ADR PFD 20441B407 11 505 SH DEFINED 5 505 - -
ENERG C
COMPANHIA SIDERURGICA SPONSORED ADR 20440W105 819 25,660 SH DEFINED 2 25,660 - -
NACION
COMPANHIA SIDERURGICA SPONSORED ADR 20440W105 260 8,146 SH DEFINED 3 5,250 - 2,896
NACION
COMPANHIA SIDERURGICA SPONSORED ADR 20440W105 9 280 SH DEFINED 15 280 - -
NACION
COMPANHIA SIDERURGICA SPONSORED ADR 20440W105 5 157 SH DEFINED 16 157 - -
NACION
COMPANHIA SIDERURGICA SPONSORED ADR 20440W105 135 4,225 SH DEFINED 5 4,225 - -
NACION
COMPANHIA SIDERURGICA SPONSORED ADR 20440W105 8 266 SH DEFINED 8 266 - -
NACION
COMPANIA DE MINAS SPONSORED ADR 204448104 264 7,893 SH DEFINED 2 7,893 - -
BUENAVENTU
COMPANIA DE MINAS SPONSORED ADR 204448104 7 209 SH DEFINED 3 - - 209
BUENAVENTU
COMPANIA DE MINAS SPONSORED ADR 204448104 50 1,500 SH DEFINED 18 1,500 - -
BUENAVENTU
COMPANIA DE MINAS SPONSORED ADR 204448104 27 800 SH SOLE 800 - -
BUENAVENTU
COMPANIA DE MINAS SPONSORED ADR 204448104 185 5,510 SH DEFINED 5 5,510 - -
BUENAVENTU
COMPANIA DE MINAS SPONSORED ADR 204448104 147 4,400 SH DEFINED 8 4,400 - -
BUENAVENTU
COMPASS DIVERSIFIED SH BEN INT 20451Q104 13 1,048 SH DEFINED 2 1,048 - -
HOLDINGS
COMPASS DIVERSIFIED SH BEN INT 20451Q104 2,876 225,401 SH DEFINED 3 - - 225,401
HOLDINGS
COMPASS DIVERSIFIED SH BEN INT 20451Q104 7,523 589,600 SH DEFINED 4 - 264,700 324,900
HOLDINGS
COMPASS MINERALS INTL INC COM 20451N101 388 5,768 SH DEFINED 3 - - 5,768
COMPASS MINERALS INTL INC COM 20451N101 10 155 SH DEFINED 18 155 - -
COMPASS MINERALS INTL INC COM 20451N101 15 222 SH DEFINED 5 222 - -
COMPELLENT TECHNOLOGIES COM 20452A108 991 43,700 SH DEFINED 1 - 43,700 -
INC
COMPELLENT TECHNOLOGIES COM 20452A108 26 1,132 SH DEFINED 2 1,132 - -
INC
COMPELLENT TECHNOLOGIES COM 20452A108 114 5,013 SH DEFINED 3 - - 5,013
INC
COMPELLENT TECHNOLOGIES COM 20452A108 18 815 SH DEFINED 5 815 - -
INC
COMPELLENT TECHNOLOGIES COM 20452A108 9 397 SH DEFINED 8 397 - -
INC
COMPLETE PRODUCTION COM 20453E109 1,300 100,000 SH DEFINED 3 100,000 - -
SERVICES
COMPLETE PRODUCTION COM 20453E109 377 28,988 SH DEFINED 7 - 28,988 -
SERVICES
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMPLETE PRODUCTION COM 20453E109 5 365 SH DEFINED 18 365 - -
SERVICES
COMPTON PETE CORP COM 204940100 43 48,000 SH DEFINED 5 48,000 - -
COMPUCREDIT HLDGS CORP COM 20478T107 7 2,000 SH DEFINED 3 - - 2,000
COMPUTER PROGRAMS & SYS COM 205306103 508 11,026 SH DEFINED 2 11,026 - -
INC
COMPUTER SCIENCES CORP COM 205363104 11,619 201,967 SH DEFINED 2 201,967 - -
COMPUTER SCIENCES CORP COM 205363104 270 4,693 SH DEFINED 3 1,748 - 2,945
COMPUTER SCIENCES CORP COM 205363104 15 264 SH DEFINED 18 264 - -
COMPUTER SCIENCES CORP COM 205363104 146 2,530 SH DEFINED 2,530 - -
COMPUTER SCIENCES CORP COM 205363104 7 125 SH DEFINED 5 125 - -
COMPUTER TASK GROUP INC COM 205477102 1,076 134,300 SH DEFINED 4 - 34,300 100,000
COMPUWARE CORP COM 205638109 2,813 389,024 SH DEFINED 2 389,024 - -
COMPUWARE CORP COM 205638109 30 4,090 SH DEFINED 3 2,615 - 1,475
COMPX INTERNATIONAL INC CL A 20563P101 303 40,000 SH DEFINED 4 - - 40,000
COMSTOCK HOMEBUILDING CL A 205684103 1 1,650 SH DEFINED 3 - - 1,650
COS IN
COMSTOCK RES INC COM NEW 205768203 93 2,302 SH DEFINED 2 2,302 - -
COMSTOCK RES INC COM NEW 205768203 122 3,000 SH DEFINED 3 - - 3,000
COMSYS IT PARTNERS INC COM 20581E104 - 12 SH DEFINED 3 - - 12
COMTECH COM NEW 205826209 158 4,518 SH DEFINED 2 4,518 - -
TELECOMMUNICATIONS C
COMTECH COM NEW 205826209 918 26,200 SH DEFINED 3 25,000 - 1,200
TELECOMMUNICATIONS C
COMTECH COM NEW 205826209 17,694 504,953 SH DEFINED 4 - 275,376 229,577
TELECOMMUNICATIONS C
COMTECH COM NEW 205826209 7 200 SH DEFINED 5 200 - -
TELECOMMUNICATIONS C
COMVERGE INC COM 205859101 734 65,306 SH DEFINED 3 - - 65,306
CONAGRA FOODS INC COM 205887102 16,525 716,900 SH DEFINED 1 - 716,900 -
CONAGRA FOODS INC COM 205887102 16,541 717,602 SH DEFINED 2 717,602 - -
CONAGRA FOODS INC COM 205887102 2,144 93,006 SH DEFINED 3 4,938 - 88,068
CONAGRA FOODS INC COM 205887102 13,636 591,570 SH DEFINED 4 - 263,795 327,775
CONAGRA FOODS INC COM 205887102 123 5,357 SH DEFINED 15 5,357 - -
CONAGRA FOODS INC COM 205887102 37 1,599 SH DEFINED 18 1,599 - -
CONAGRA FOODS INC COM 205887102 772 33,500 SH SOLE 33,500 - -
CONAGRA FOODS INC COM 205887102 715 31,043 SH DEFINED 5 31,043 - -
CONAGRA FOODS INC COM 205887102 19 803 SH DEFINED 8 803 - -
CONCEPTUS INC COM 206016107 437 23,272 SH DEFINED 3 23,149 - 123
CONCHO RES INC COM 20605P101 10,246 228,200 SH DEFINED 1 18,400 209,800 -
CONCHO RES INC COM 20605P101 8,453 188,260 SH DEFINED 3 - - 188,260
CONCHO RES INC COM 20605P101 5 117 SH DEFINED 5 117 - -
CONCUR TECHNOLOGIES INC COM 206708109 1 20 SH DEFINED 3 - - 20
CONCUR TECHNOLOGIES INC COM 206708109 2 38 SH DEFINED 18 38 - -
CONCUR TECHNOLOGIES INC COM 206708109 4 85 SH DEFINED 85 - -
CONEXANT SYSTEMS INC COM NEW 207142308 - 71 SH DEFINED 2 71 - -
CONEXANT SYSTEMS INC COM NEW 207142308 14 6,067 SH DEFINED 3 - - 6,067
CONEXANT SYSTEMS INC COM NEW 207142308 46 20,000 SH DEFINED 14 20,000 - -
CONMED CORP COM 207410101 25 1,100 SH DEFINED 3 - - 1,100
CONMED CORP COM 207410101 593 26,000 SH DEFINED 4 - - 26,000
CONMED CORP COM 207410101 3 115 SH DEFINED 18 115 - -
CONNECTICUT WTR SVC INC COM 207797101 5 200 SH DEFINED 3 - - 200
CONNECTICUT WTR SVC INC COM 207797101 582 23,500 SH DEFINED 4 - - 23,500
CONNS INC COM 208242107 7 1,165 SH DEFINED 2 1,165 - -
CONNS INC COM 208242107 5 897 SH DEFINED 3 - - 897
CONOCOPHILLIPS COM 20825C104 31,476 616,321 SH DEFINED 2 616,321 - -
CONOCOPHILLIPS COM 20825C104 15,545 304,386 SH DEFINED 3 16,447 - 287,939
CONOCOPHILLIPS COM 20825C104 868 17,000 PUT DEFINED 3 17,000 - -
CONOCOPHILLIPS COM 20825C104 3,303 64,685 SH DEFINED 4 - 23,895 40,790
CONOCOPHILLIPS COM 20825C104 40,767 798,251 SH DEFINED 6 798,251 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CONOCOPHILLIPS COM 20825C104 660 12,915 SH DEFINED 7 - 12,915 -
CONOCOPHILLIPS COM 20825C104 198 3,872 SH DEFINED 10 3,872 - -
CONOCOPHILLIPS COM 20825C104 297 5,825 SH DEFINED 13 5,825 - -
CONOCOPHILLIPS COM 20825C104 118 2,309 SH DEFINED 15 2,309 - -
CONOCOPHILLIPS COM 20825C104 357 7,000 SH DEFINED 16 7,000 - -
CONOCOPHILLIPS COM 20825C104 187 3,660 SH DEFINED 18 3,660 - -
CONOCOPHILLIPS COM 20825C104 993 19,436 SH DEFINED 19,436 - -
CONOCOPHILLIPS COM 20825C104 76,672 1,501,320 SH SOLE 1,501,320 - -
CONOCOPHILLIPS COM 20825C104 10,030 196,399 SH DEFINED 5 196,399 - -
CONOCOPHILLIPS COM 20825C104 352 6,885 SH DEFINED 8 6,147 738 -
CONSECO INC COM NEW 208464883 105 21,084 SH DEFINED 3 - - 21,084
CONSOL ENERGY INC COM 20854P109 12,241 245,797 SH DEFINED 2 245,797 - -
CONSOL ENERGY INC COM 20854P109 407 8,162 SH DEFINED 3 2,521 - 5,641
CONSOL ENERGY INC COM 20854P109 191 3,841 SH DEFINED 3,841 - -
CONSOL ENERGY INC COM 20854P109 10 200 SH SOLE 200 - -
CONSOL ENERGY INC COM 20854P109 43 865 SH DEFINED 5 865 - -
CONSOLIDATED COMM HLDGS COM 209034107 75 4,300 SH DEFINED 3 - - 4,300
INC
CONSOLIDATED EDISON INC COM 209115104 277 6,100 SH DEFINED 1 - 6,100 -
CONSOLIDATED EDISON INC COM 209115104 17,668 388,911 SH DEFINED 2 388,911 - -
CONSOLIDATED EDISON INC COM 209115104 6,065 133,491 SH DEFINED 3 73,051 - 60,440
CONSOLIDATED EDISON INC COM 209115104 91 2,000 SH DEFINED 7 - 2,000 -
CONSOLIDATED EDISON INC COM 209115104 159 3,500 SH DEFINED 14 3,500 - -
CONSOLIDATED EDISON INC COM 209115104 262 5,760 SH DEFINED 15 5,760 - -
CONSOLIDATED EDISON INC COM 209115104 136 3,000 SH DEFINED 16 3,000 - -
CONSOLIDATED EDISON INC COM 209115104 23 500 SH DEFINED 18 500 - -
CONSOLIDATED EDISON INC COM 209115104 109 2,398 SH DEFINED 2,398 - -
CONSOLIDATED EDISON INC COM 209115104 202 4,456 SH DEFINED 5 4,456 - -
CONSOLIDATED GRAPHICS INC COM 209341106 1,226 35,000 SH DEFINED 4 - - 35,000
CONSOLIDATED WATER CO INC ORD G23773107 245 17,123 SH DEFINED 3 - - 17,123
CONSTANT CONTACT INC COM 210313102 700 43,730 SH DEFINED 2 43,730 - -
CONSTELLATION BRANDS INC CL A 21036P108 1,461 91,700 SH DEFINED 1 - 91,700 -
CONSTELLATION BRANDS INC CL A 21036P108 5,198 326,306 SH DEFINED 2 326,306 - -
CONSTELLATION BRANDS INC CL B 21036P207 9 563 SH DEFINED 2 563 - -
CONSTELLATION BRANDS INC CL A 21036P108 608 38,161 SH DEFINED 3 2,258 - 35,903
CONSTELLATION BRANDS INC CL A 21036P108 523 32,844 SH DEFINED 5 32,844 - -
CONSTELLATION BRANDS INC CL A 21036P108 10 600 SH DEFINED 8 600 - -
CONSTELLATION ENERGY COM 210371100 9,358 266,072 SH DEFINED 2 266,072 - -
GROUP I
CONSTELLATION ENERGY COM 210371100 709 20,163 SH DEFINED 3 2,269 - 17,894
GROUP I
CONSTELLATION ENERGY COM 210371100 250 7,100 SH DEFINED 18 7,100 - -
GROUP I
CONSTELLATION ENERGY COM UNIT LLC B 21038E101 11 3,000 SH DEFINED 3 - - 3,000
PRTNR L
CONSTELLATION ENERGY COM UNIT LLC B 21038E101 119 31,000 SH DEFINED 4 - - 31,000
PRTNR L
CONSUMER PORTFOLIO SVCS COM 210502100 156 133,000 SH DEFINED 4 - - 133,000
INC
CONTANGO OIL & GAS COM NEW 21075N204 259 5,500 SH DEFINED 2 5,500 - -
COMPANY
CONTANGO OIL & GAS COM NEW 21075N204 17 357 SH DEFINED 3 - - 357
COMPANY
CONTINENTAL AIRLS INC CL B 210795308 45 2,500 SH DEFINED 1 - 2,500 -
CONTINENTAL AIRLS INC CL B 210795308 134 7,466 SH DEFINED 2 7,466 - -
CONTINENTAL AIRLS INC CL B 210795308 2,048 114,267 SH DEFINED 3 111,077 - 3,190
CONTINENTAL AIRLS INC CL B 210795308 3 187 SH DEFINED 18 187 - -
CONTINENTAL AIRLS INC CL B 210795308 448 25,000 SH DEFINED 25,000 - -
CONTINENTAL RESOURCES INC COM 212015101 63 1,458 SH DEFINED 3 1,219 - 239
CONTINENTAL RESOURCES INC COM 212015101 3,797 88,540 SH DEFINED 7 - 88,540 -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CONTINENTAL RESOURCES INC COM 212015101 20 475 SH DEFINED 15 475 - -
CONTINENTAL RESOURCES INC COM 212015101 15 350 SH DEFINED 350 - -
CONTINENTAL RESOURCES INC COM 212015101 99 2,305 SH DEFINED 5 2,305 - -
CONTINENTAL RESOURCES INC COM 212015101 109 2,535 SH DEFINED 8 - 2,535 -
CONVERGYS CORP COM 212485106 587 54,643 SH DEFINED 2 54,643 - -
CONVERGYS CORP COM 212485106 14 1,318 SH DEFINED 3 500 - 818
CON-WAY INC COM 205944101 4,050 116,000 SH DEFINED 1 15,000 101,000 -
CON-WAY INC COM 205944101 10 284 SH DEFINED 3 - - 284
CON-WAY INC COM 205944101 84 2,420 SH DEFINED 4 - 2,420 -
COOPER COS INC COM NEW 216648402 2 50 SH DEFINED 3 - - 50
COOPER COS INC COM NEW 216648402 8,165 214,199 SH DEFINED 4 - 163,439 50,760
COOPER INDUSTRIES PLC SHS G24140108 517 12,114 SH DEFINED 2 12,114 - -
COOPER INDUSTRIES PLC SHS G24140108 811 19,029 SH DEFINED 3 700 - 18,329
COOPER INDUSTRIES PLC SHS G24140108 64 1,499 SH DEFINED 18 1,499 - -
COOPER INDUSTRIES PLC SHS G24140108 14 318 SH DEFINED 49 269 -
COOPER INDUSTRIES PLC SHS G24140108 200 4,690 SH DEFINED 5 4,690 - -
COOPER TIRE & RUBR CO COM 216831107 62 3,100 SH DEFINED 1 - 3,100 -
COOPER TIRE & RUBR CO COM 216831107 201 10,000 SH DEFINED 3 - - 10,000
COPA HOLDINGS SA CL A P31076105 929 17,056 SH DEFINED 3 - - 17,056
COPANO ENERGY L L C COM UNITS 217202100 6,073 253,990 SH DEFINED 3 131,823 - 122,167
COPART INC COM 217204106 77 2,104 SH DEFINED 2 2,104 - -
COPART INC COM 217204106 2,019 55,124 SH DEFINED 3 50,000 - 5,124
COPART INC COM 217204106 14 373 SH DEFINED 373 - -
CORCEPT THERAPEUTICS INC COM 218352102 1 300 SH DEFINED 5 300 - -
CORE LABORATORIES N V COM N22717107 1,255 10,622 SH DEFINED 3 445 - 10,177
CORE LABORATORIES N V COM N22717107 496 4,200 SH DEFINED 4 - 2,000 2,200
CORE LABORATORIES N V COM N22717107 5 40 SH DEFINED 18 40 - -
CORE LABORATORIES N V COM N22717107 1 5 SH DEFINED 5 - -
CORE LABORATORIES N V COM N22717107 13 107 SH DEFINED 5 107 - -
CORE MARK HOLDING CO INC COM 218681104 692 21,000 SH DEFINED 4 - - 21,000
COREL CORP NEW COM 21869X103 1 218 SH DEFINED 5 218 - -
CORINTHIAN COLLEGES INC COM 218868107 461 33,496 SH DEFINED 2 33,496 - -
CORINTHIAN COLLEGES INC COM 218868107 405 29,442 SH DEFINED 3 - - 29,442
CORINTHIAN COLLEGES INC COM 218868107 37 2,686 SH DEFINED 2,686 - -
CORN PRODS INTL INC COM 219023108 767 26,254 SH DEFINED 3 - - 26,254
CORN PRODS INTL INC COM 219023108 17 576 SH DEFINED 5 576 - -
CORNELL COMPANIES INC COM 219141108 840 37,000 SH DEFINED 4 - - 37,000
CORNELL COMPANIES INC COM 219141108 3 150 SH DEFINED 18 150 - -
CORNELL COMPANIES INC COM 219141108 437 19,262 SH DEFINED 5 19,262 - -
CORNELL COMPANIES INC COM 219141108 67 2,955 SH DEFINED 8 2,955 - -
CORNERSTONE THERAPEUTICS COM 21924P103 1 200 SH DEFINED 5 200 - -
INC
CORNING INC COM 219350105 32,367 1,676,200 SH DEFINED 1 - 1,676,200 -
CORNING INC COM 219350105 41,742 2,161,699 SH DEFINED 2 2,161,699 - -
CORNING INC COM 219350105 7,600 393,575 SH DEFINED 3 207,476 - 186,099
CORNING INC COM 219350105 8,593 445,000 PUT DEFINED 3 445,000 - -
CORNING INC COM 219350105 1,460 75,584 SH DEFINED 7 - 75,584 -
CORNING INC COM 219350105 135 7,000 SH DEFINED 15 7,000 - -
CORNING INC COM 219350105 45 2,306 SH DEFINED 18 2,306 - -
CORNING INC COM 219350105 45 2,325 SH DEFINED 2,325 - -
CORNING INC COM 219350105 1 45 SH SOLE 45 - -
CORNING INC COM 219350105 1,393 72,155 SH DEFINED 5 72,155 - -
CORNING INC COM 219350105 216 11,150 SH DEFINED 8 8,625 2,525 -
CORPORATE EXECUTIVE BRD COM 21988R102 74 3,255 SH DEFINED 2 3,255 - -
CO
CORPORATE EXECUTIVE BRD COM 21988R102 133 5,825 SH DEFINED 3 - - 5,825
CO
CORPORATE OFFICE PPTYS TR SH BEN INT 22002T108 1,231 33,609 SH DEFINED 3 - - 33,609
CORPORATE OFFICE PPTYS TR SH BEN INT 22002T108 7 195 SH DEFINED 18 195 - -
CORPORATE OFFICE PPTYS TR SH BEN INT 22002T108 18 479 SH DEFINED - 479 -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CORRECTIONS CORP AMER NEW COM NEW 22025Y407 742 30,227 SH DEFINED 2 30,227 - -
CORRECTIONS CORP AMER NEW COM NEW 22025Y407 208 8,461 SH DEFINED 3 - - 8,461
CORRECTIONS CORP AMER NEW COM NEW 22025Y407 14 566 SH DEFINED 18 566 - -
CORRIENTE RES INC COM NEW 22027E409 226 27,900 SH DEFINED 5 27,900 - -
CORUS ENTERTAINMENT INC COM CL B NON 220874101 1,364 72,264 SH DEFINED 1 72,264 - -
VTG
CORUS ENTERTAINMENT INC COM CL B NON 220874101 58,788 3,115,600 SH DEFINED 6 3,115,600 - -
VTG
CORUS ENTERTAINMENT INC COM CL B NON 220874101 3 160 SH DEFINED 7 - 160 -
VTG
CORUS ENTERTAINMENT INC COM CL B NON 220874101 5,172 274,095 SH DEFINED 5 274,095 - -
VTG
CORUS ENTERTAINMENT INC COM CL B NON 220874101 59 3,128 SH DEFINED 8 3,128 - -
VTG
COSAN LTD SHS A G25343107 241 27,741 SH DEFINED 3 - - 27,741
COSAN LTD SHS A G25343107 1 154 SH DEFINED 5 154 - -
COSI INC COM 22122P101 2 2,500 SH DEFINED 3 - - 2,500
COSTAR GROUP INC COM 22160N109 236 5,654 SH DEFINED 2 5,654 - -
COSTAR GROUP INC COM 22160N109 4 100 SH DEFINED 3 - - 100
COSTAR GROUP INC COM 22160N109 2 40 SH DEFINED 18 40 - -
COSTAR GROUP INC COM 22160N109 4 90 SH DEFINED 90 - -
COSTCO COMPANIES INC NOTE 8/1 22160QAC6 5 4,000 PRN DEFINED 3 - - 4,000
COSTCO WHSL CORP NEW COM 22160K105 38,851 656,600 SH DEFINED 1 75,700 580,900 -
COSTCO WHSL CORP NEW COM 22160K105 27,875 471,099 SH DEFINED 2 471,099 - -
COSTCO WHSL CORP NEW COM 22160K105 15,669 264,820 SH DEFINED 3 54,787 - 210,033
COSTCO WHSL CORP NEW COM 22160K105 3,550 60,000 SH DEFINED 16 60,000 - -
COSTCO WHSL CORP NEW COM 22160K105 27 464 SH DEFINED 18 464 - -
COSTCO WHSL CORP NEW COM 22160K105 16 262 SH DEFINED 262 - -
COSTCO WHSL CORP NEW COM 22160K105 12,516 211,531 SH DEFINED 5 211,531 - -
COSTCO WHSL CORP NEW COM 22160K105 346 5,850 SH DEFINED 8 5,850 - -
COTT CORP QUE COM 22163N106 28 3,362 SH DEFINED 2 3,362 - -
COTT CORP QUE COM 22163N106 963 117,041 SH DEFINED 3 80,000 - 37,041
COTT CORP QUE COM 22163N106 9 1,100 SH DEFINED 6 1,100 - -
COTT CORP QUE COM 22163N106 12 1,500 SH DEFINED 7 - 1,500 -
COTT CORP QUE COM 22163N106 1,056 128,246 SH DEFINED 5 128,246 - -
COTT CORP QUE COM 22163N106 21 2,600 CALL DEFINED 5 2,600 - -
COTT CORP QUE COM 22163N106 25 3,000 PUT DEFINED 5 3,000 - -
COTT CORP QUE COM 22163N106 6 700 SH DEFINED 8 700 - -
COURIER CORP COM 222660102 12 850 SH DEFINED 3 - - 850
COUSINS PPTYS INC COM 222795106 186 24,316 SH DEFINED 2 24,316 - -
COUSINS PPTYS INC COM 222795106 2 204 SH DEFINED 3 - - 204
COVANCE INC COM 222816100 298 5,463 SH DEFINED 2 5,463 - -
COVANCE INC COM 222816100 1,272 23,314 SH DEFINED 3 - - 23,314
COVANCE INC COM 222816100 3 55 SH DEFINED 18 55 - -
COVANCE INC COM 222816100 49 897 SH DEFINED 5 897 - -
COVANTA HLDG CORP COM 22282E102 29 1,624 SH DEFINED 3 - - 1,624
COVENTRY HEALTH CARE INC COM 222862104 240 9,900 SH DEFINED 1 - 9,900 -
COVENTRY HEALTH CARE INC COM 222862104 4,982 205,104 SH DEFINED 2 205,104 - -
COVENTRY HEALTH CARE INC COM 222862104 241 9,905 SH DEFINED 3 1,682 - 8,223
COVIDIEN PLC SHS G2554F105 494 10,310 SH DEFINED 2 10,310 - -
COVIDIEN PLC SHS G2554F105 1,561 32,591 SH DEFINED 3 1,000 - 31,591
COVIDIEN PLC SHS G2554F105 32,630 681,350 SH DEFINED 6 681,350 - -
COVIDIEN PLC SHS G2554F105 924 19,295 SH DEFINED 7 - 19,295 -
COVIDIEN PLC SHS G2554F105 462 9,647 SH DEFINED 10 9,647 - -
COVIDIEN PLC SHS G2554F105 156 3,250 SH DEFINED 15 3,250 - -
COVIDIEN PLC SHS G2554F105 38 800 SH DEFINED 16 800 - -
COVIDIEN PLC SHS G2554F105 63 1,314 SH DEFINED 18 1,314 - -
COVIDIEN PLC SHS G2554F105 32 671 SH DEFINED 671 - -
COVIDIEN PLC SHS G2554F105 31 639 SH DEFINED 5 639 - -
COVIDIEN PLC SHS G2554F105 17 360 SH DEFINED 8 - 360 -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COWEN GROUP INC NEW CL A 223622101 1,184 200,000 SH DEFINED 3 200,000 - -
CP HOLDRS DEP RCPTS CP 12616K106 183 1,661 SH DEFINED 5 1,661 - -
CPFL ENERGIA S A SPONSORED ADR 126153105 425 6,877 SH DEFINED 2 6,877 - -
CPFL ENERGIA S A SPONSORED ADR 126153105 337 5,448 SH DEFINED 3 - - 5,448
CPFL ENERGIA S A SPONSORED ADR 126153105 3 42 SH DEFINED 15 42 - -
CPFL ENERGIA S A SPONSORED ADR 126153105 66 1,073 SH DEFINED 5 1,073 - -
CPI CORP COM 125902106 17 1,423 SH DEFINED 3 - - 1,423
CRA INTL INC COM 12618T105 32 1,200 SH DEFINED 3 - - 1,200
CRACKER BARREL OLD CTRY COM 22410J106 248 6,516 SH DEFINED 2 6,516 - -
STOR
CRACKER BARREL OLD CTRY COM 22410J106 225 5,919 SH DEFINED 3 - - 5,919
STOR
CRACKER BARREL OLD CTRY COM 22410J106 547 14,423 SH DEFINED 5 14,423 - -
STOR
CRACKER BARREL OLD CTRY COM 22410J106 11 278 SH DEFINED 8 278 - -
STOR
CRAFT BREWERS ALLIANCE COM 224122101 - 100 SH DEFINED 3 - - 100
INC
CRANE CO COM 224399105 9 300 SH DEFINED 3 - - 300
CRAWFORD & CO CL B 224633107 201 51,037 SH DEFINED 4 - - 51,037
CRAY INC COM NEW 225223304 10 1,554 SH DEFINED 3 - - 1,554
CREDICORP LTD COM G2519Y108 67 868 SH DEFINED 2 868 - -
CREDICORP LTD COM G2519Y108 31 400 SH SOLE 400 - -
CREDIT SUISSE ASSET MGMT COM 224916106 36 10,750 SH DEFINED 3 - - 10,750
INC
CREDIT SUISSE GROUP SPONSORED ADR 225401108 291 5,923 SH DEFINED 2 5,923 - -
CREDIT SUISSE GROUP SPONSORED ADR 225401108 180 3,658 SH DEFINED 3 - - 3,658
CREDIT SUISSE GROUP SPONSORED ADR 225401108 7 135 SH DEFINED 7 - 135 -
CREDIT SUISSE GROUP SPONSORED ADR 225401108 147 3,000 SH DEFINED 15 3,000 - -
CREDIT SUISSE GROUP SPONSORED ADR 225401108 2 44 SH DEFINED 18 44 - -
CREDIT SUISSE GROUP SPONSORED ADR 225401108 9,037 183,836 SH DEFINED 5;1 183,836 - -
CREDIT SUISSE GROUP SPONSORED ADR 225401108 45 908 SH DEFINED 908 - -
CREDIT SUISSE GROUP SPONSORED ADR 225401108 2 40 SH SOLE 40 - -
CREDIT SUISSE GROUP SPONSORED ADR 225401108 1,446 29,405 SH DEFINED 5 29,405 - -
CREDIT SUISSE GROUP SPONSORED ADR 225401108 10 213 SH DEFINED 8 213 - -
CREE INC COM 225447101 1,082 19,200 SH DEFINED 1 - 19,200 -
CREE INC COM 225447101 510 9,050 SH DEFINED 3 - - 9,050
CREE INC COM 225447101 11 200 SH DEFINED 7 - 200 -
CREE INC COM 225447101 6 100 SH DEFINED 5 100 - -
CRESUD S A C I F Y A SPONSORED ADR 226406106 24 1,643 SH DEFINED 16 1,643 - -
CREXUS INVT CORP COM 226553105 73 5,200 SH DEFINED 3 - - 5,200
CRH PLC ADR 12626K203 19 695 SH DEFINED 3 - - 695
CRH PLC ADR 12626K203 1 31 SH DEFINED 31 - -
CRH PLC ADR 12626K203 20 730 SH DEFINED 5 730 - -
CRM HOLDINGS LTD COM G2554P103 - 1,400 SH DEFINED 3 - - 1,400
CROCS INC COM 227046109 28 4,860 SH DEFINED 3 - - 4,860
CROSS A T CO CL A 227478104 21 4,000 SH DEFINED 4,000 - -
CROSS CTRY HEALTHCARE INC COM 227483104 7 715 SH DEFINED 3 - - 715
CROSS CTRY HEALTHCARE INC COM 227483104 456 46,000 SH DEFINED 4 - - 46,000
CROSS TIMBERS RTY TR TR UNIT 22757R109 26 758 SH DEFINED 3 - - 758
CROSSTEX ENERGY INC COM 22765Y104 120 19,895 SH DEFINED 3 - - 19,895
CROSSTEX ENERGY L P COM 22765U102 1,096 127,490 SH DEFINED 3 127,490 - -
CROWN CASTLE INTL CORP COM 228227104 375 9,611 SH DEFINED 3 - - 9,611
CROWN CASTLE INTL CORP COM 228227104 26 676 SH DEFINED 18 676 - -
CROWN HOLDINGS INC COM 228368106 364 14,221 SH DEFINED 2 14,221 - -
CROWN HOLDINGS INC COM 228368106 3,463 135,372 SH DEFINED 3 100,000 - 35,372
CROWN HOLDINGS INC COM 228368106 672 26,260 SH DEFINED 4 - 26,260 -
CROWN HOLDINGS INC COM 228368106 23 900 SH DEFINED 14 900 - -
CROWN HOLDINGS INC COM 228368106 2 82 SH DEFINED 18 82 - -
CROWN HOLDINGS INC COM 228368106 12 450 SH DEFINED 5 450 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CROWN MEDIA HLDGS INC CL A 228411104 3 2,000 SH DEFINED 3 - - 2,000
CRUCELL N V SPONSORED ADR 228769105 26 1,300 SH DEFINED 3 - - 1,300
CRYOLIFE INC COM 228903100 1 200 SH DEFINED 3 - - 200
CRYSTALLEX INTL CORP COM 22942F101 15 40,250 SH DEFINED 3 - - 40,250
CRYSTALLEX INTL CORP COM 22942F101 7 18,000 SH DEFINED 7 - 18,000 -
CRYSTALLEX INTL CORP COM 22942F101 414 1,103,430 SH DEFINED 5 1,103,430 - -
CSG SYS INTL INC COM 126349109 163 8,542 SH DEFINED 3 - - 8,542
CSG SYS INTL INC COM 126349109 882 46,187 SH DEFINED 5 46,187 - -
CSG SYS INTL INC COM 126349109 80 4,196 SH DEFINED 8 4,196 - -
CSS INDS INC COM 125906107 622 32,000 SH DEFINED 4 - - 32,000
CSX CORP COM 126408103 64,540 1,331,000 SH DEFINED 1 122,000 1,209,000 -
CSX CORP COM 126408103 27,840 574,133 SH DEFINED 2 574,133 - -
CSX CORP COM 126408103 1,589 32,778 SH DEFINED 3 4,370 - 28,408
CSX CORP COM 126408103 8,403 173,300 SH DEFINED 4 - 65,325 107,975
CSX CORP COM 126408103 15 300 SH DEFINED 16 300 - -
CSX CORP COM 126408103 31 631 SH DEFINED 18 631 - -
CSX CORP COM 126408103 90 1,860 SH DEFINED 1,860 - -
CSX CORP COM 126408103 153 3,168 SH DEFINED 5 3,168 - -
CSX CORP COM 126408103 5 100 SH DEFINED 8 100 - -
CTC MEDIA INC COM 12642X106 7 484 SH DEFINED 2 484 - -
CTC MEDIA INC COM 12642X106 5 336 SH DEFINED 5 336 - -
CTRIP COM INTL LTD ADR 22943F100 43 600 SH DEFINED 1 - 600 -
CTRIP COM INTL LTD ADR 22943F100 14 197 SH DEFINED 2 197 - -
CTRIP COM INTL LTD ADR 22943F100 175 2,439 SH DEFINED 3 - - 2,439
CTRIP COM INTL LTD ADR 22943F100 202 2,812 SH DEFINED 5 2,812 - -
CUBIC CORP COM 229669106 111 2,979 SH DEFINED 2 2,979 - -
CUBIC CORP COM 229669106 21 556 SH DEFINED 3 - - 556
CUBIC CORP COM 229669106 5 136 SH DEFINED 18 136 - -
CUBIST PHARMACEUTICALS COM 229678107 973 51,305 SH DEFINED 3 28,000 - 23,305
INC
CULLEN FROST BANKERS INC COM 229899109 16 325 SH DEFINED 2 325 - -
CULLEN FROST BANKERS INC COM 229899109 614 12,276 SH DEFINED 3 - - 12,276
CULP INC COM 230215105 70 7,040 SH DEFINED 3 - - 7,040
CULP INC COM 230215105 17 1,735 SH DEFINED 5 1,735 - -
CUMMINS INC COM 231021106 16,395 357,500 SH DEFINED 1 - 357,500 -
CUMMINS INC COM 231021106 15,336 334,413 SH DEFINED 2 334,413 - -
CUMMINS INC COM 231021106 931 20,294 SH DEFINED 3 2,275 - 18,019
CUMMINS INC COM 231021106 452 9,850 SH DEFINED 7 - 9,850 -
CUMMINS INC COM 231021106 642 14,000 SH DEFINED 15 14,000 - -
CUMMINS INC COM 231021106 10 224 SH DEFINED 18 224 - -
CUMMINS INC COM 231021106 581 12,662 SH DEFINED 12,662 - -
CUMMINS INC COM 231021106 234 5,100 SH DEFINED 5 5,100 - -
CUMMINS INC COM 231021106 9 205 SH DEFINED 8 - 205 -
CURIS INC COM 231269101 16 4,850 SH DEFINED 3 - - 4,850
CURIS INC COM 231269101 - 30 SH DEFINED 5 30 - -
CURRENCYSHARES AUSTRALIAN DOL 23129U101 891 9,892 SH DEFINED 3 920 - 8,972
AUSTRALIAN DL
CURRENCYSHARES AUSTRALIAN DOL 23129U101 1,486 16,500 SH DEFINED 15 16,500 - -
AUSTRALIAN DL
CURRENCYSHARES CDN DLR TR CDN DOLLAR SHS 23129X105 2,892 30,489 SH DEFINED 3 1,080 - 29,409
CURRENCYSHARES CDN DLR TR CDN DOLLAR SHS 23129X105 1,512 15,940 SH DEFINED 15 15,940 - -
CURRENCYSHARES EURO TR EURO SHS 23130C108 171 1,196 SH DEFINED 3 - - 1,196
CURRENCYSHARES EURO TR EURO SHS 23130C108 5,645 39,500 SH DEFINED 15 39,500 - -
CURRENCYSHARES EURO TR EURO SHS 23130C108 20 140 SH SOLE 140 - -
CURRENCYSHARES EURO TR EURO SHS 23130C108 - - SH DEFINED 5 - - -
CURRENCYSHARES EURO TR EURO SHS 23130C108 12 87 SH DEFINED 8 87 - -
CURRENCYSHARES MEXICAN MEXICAN PES SH 23130H107 20 267 SH DEFINED 3 - - 267
PESO
CURRENCYSHARES SWISS SWISS FRANC SH 23129V109 1,397 14,536 SH DEFINED 3 - - 14,536
FRANC T
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CURRENCYSHARES SWISS SWISS FRANC SH 23129V109 80 835 SH DEFINED 13 835 - -
FRANC T
CURRENCYSHS JAPANESE YEN JAPANESE YEN 23130A102 119 1,113 SH DEFINED 3 - - 1,113
TR
CURRENCYSHS JAPANESE YEN JAPANESE YEN 23130A102 45 418 SH DEFINED 13 418 - -
TR
CURRENCYSHS JAPANESE YEN JAPANESE YEN 23130A102 6,110 57,315 SH DEFINED 15 57,315 - -
TR
CURTISS WRIGHT CORP COM 231561101 8 258 SH DEFINED 3 - - 258
CUSHING MLP TOTAL RETURN COM SHS 231631102 107 12,614 SH DEFINED 3 - - 12,614
FD
CUTERA INC COM 232109108 14 1,600 SH DEFINED 3 - - 1,600
CVB FINL CORP COM 126600105 52 6,000 SH DEFINED 3 - - 6,000
CVR ENERGY INC COM 12662P108 109 15,925 SH DEFINED 2 15,925 - -
CVR ENERGY INC COM 12662P108 3 468 SH DEFINED 3 - - 468
CVS CAREMARK CORPORATION COM 126650100 44,803 1,390,957 SH DEFINED 1 365,794 1,025,163 -
CVS CAREMARK CORPORATION COM 126650100 62,134 1,929,032 SH DEFINED 2 1,929,032 - -
CVS CAREMARK CORPORATION COM 126650100 11,891 369,163 SH DEFINED 3 20,911 - 348,252
CVS CAREMARK CORPORATION COM 126650100 81 2,500 CALL DEFINED 3 - - 2,500
CVS CAREMARK CORPORATION COM 126650100 3,221 100,000 PUT DEFINED 3 100,000 - -
CVS CAREMARK CORPORATION COM 126650100 1,703 52,868 SH DEFINED 7 - 52,868 -
CVS CAREMARK CORPORATION COM 126650100 108 3,356 SH DEFINED 9 3,356 - -
CVS CAREMARK CORPORATION COM 126650100 1,763 54,739 SH DEFINED 10 54,739 - -
CVS CAREMARK CORPORATION COM 126650100 702 21,782 SH DEFINED 11 21,782 - -
CVS CAREMARK CORPORATION COM 126650100 141 4,375 SH DEFINED 14 4,375 - -
CVS CAREMARK CORPORATION COM 126650100 4 127 SH DEFINED 15 127 - -
CVS CAREMARK CORPORATION COM 126650100 41 1,280 SH DEFINED 16 1,280 - -
CVS CAREMARK CORPORATION COM 126650100 87 2,701 SH DEFINED 18 2,701 - -
CVS CAREMARK CORPORATION COM 126650100 15,713 487,820 SH DEFINED 5;1 487,820 - -
CVS CAREMARK CORPORATION COM 126650100 2,044 63,449 SH DEFINED 63,449 - -
CVS CAREMARK CORPORATION COM 126650100 160 4,977 SH SOLE 4,977 - -
CVS CAREMARK CORPORATION COM 126650100 7,348 228,106 SH DEFINED 5 228,106 - -
CVS CAREMARK CORPORATION COM 126650100 460 14,293 SH DEFINED 8 12,107 2,186 -
CYBERONICS INC COM 23251P102 2,997 146,603 SH DEFINED 3 - - 146,603
CYBERSOURCE CORP COM 23251J106 53 2,635 SH DEFINED 3 - - 2,635
CYBERSOURCE CORP COM 23251J106 16,391 815,076 SH DEFINED 4 - 578,516 236,560
CYMER INC COM 232572107 4,867 126,800 SH DEFINED 1 15,100 111,700 -
CYMER INC COM 232572107 453 11,805 SH DEFINED 2 11,805 - -
CYMER INC COM 232572107 293 7,642 SH DEFINED 3 500 - 7,142
CYMER INC COM 232572107 12,629 329,040 SH DEFINED 4 - 249,850 79,190
CYMER INC COM 232572107 10 250 SH DEFINED 16 250 - -
CYNOSURE INC CL A 232577205 11 1,000 SH DEFINED 3 - - 1,000
CYPRESS BIOSCIENCES INC COM PAR $.02 232674507 115 20,000 SH DEFINED 13 20,000 - -
CYPRESS SEMICONDUCTOR COM 232806109 8,519 806,700 SH DEFINED 1 71,500 735,200 -
CORP
CYPRESS SEMICONDUCTOR COM 232806109 36 3,405 SH DEFINED 3 - - 3,405
CORP
CYPRESS SEMICONDUCTOR COM 232806109 2 177 SH DEFINED 18 177 - -
CORP
CYPRESS SHARPRIDGE INVTS COM 23281A307 1,221 90,400 SH DEFINED 4 - 35,400 55,000
INC
CYTEC INDS INC COM 232820100 5 130 SH DEFINED 3 - - 130
CYTEC INDS INC COM 232820100 279 7,655 SH DEFINED 4 - 7,655 -
CYTOKINETICS INC COM 23282W100 57 19,725 SH DEFINED 3 - - 19,725
CYTORI THERAPEUTICS INC COM 23283K105 79 12,900 SH DEFINED 3 - - 12,900
D R HORTON INC COM 23331A109 4,142 381,064 SH DEFINED 2 381,064 - -
D R HORTON INC COM 23331A109 2,199 202,297 SH DEFINED 3 198,121 - 4,176
D R HORTON INC COM 23331A109 7,609 700,000 CALL DEFINED 3 700,000 - -
D R HORTON INC COM 23331A109 7,609 700,000 PUT DEFINED 3 700,000 - -
D R HORTON INC COM 23331A109 120 11,000 SH DEFINED 15 11,000 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
D R HORTON INC COM 23331A109 3 285 SH DEFINED 18 285 - -
D R HORTON INC COM 23331A109 38 3,500 SH DEFINED 5 3,500 - -
D R HORTON INC COM 23331A109 5 500 SH DEFINED 8 500 - -
DAIMLER AG REG SHS D1668R123 66 1,240 SH DEFINED 1 - 1,240 -
DAIMLER AG REG SHS D1668R123 94 1,769 SH DEFINED 3 - - 1,769
DAIMLER AG REG SHS D1668R123 27 510 SH DEFINED 7 - 510 -
DAIMLER AG REG SHS D1668R123 610 11,449 SH DEFINED 10 11,449 - -
DAIMLER AG REG SHS D1668R123 13 245 SH DEFINED 11 245 - -
DAIMLER AG REG SHS D1668R123 155 2,917 SH DEFINED 14 2,917 - -
DAIMLER AG REG SHS D1668R123 697 13,075 SH DEFINED 15 13,075 - -
DAIMLER AG REG SHS D1668R123 148 2,769 SH DEFINED 16 2,769 - -
DAIMLER AG REG SHS D1668R123 9,898 185,682 SH DEFINED 5;1 185,682 - -
DAIMLER AG REG SHS D1668R123 69 1,292 SH DEFINED 1,292 - -
DAIMLER AG REG SHS D1668R123 574 10,776 SH DEFINED 5 10,776 - -
DAKTRONICS INC COM 234264109 67 7,322 SH DEFINED 2 7,322 - -
DAKTRONICS INC COM 234264109 128 13,900 SH DEFINED 3 - - 13,900
DAKTRONICS INC COM 234264109 4 486 SH SOLE 486 - -
DANA HOLDING CORP COM 235825205 74 6,800 SH DEFINED 1 - 6,800 -
DANAHER CORP DEL COM 235851102 1,632 21,700 SH DEFINED 1 - 21,700 -
DANAHER CORP DEL COM 235851102 26,955 358,438 SH DEFINED 2 358,438 - -
DANAHER CORP DEL COM 235851102 1,458 19,393 SH DEFINED 3 2,902 - 16,491
DANAHER CORP DEL NOTE 1/2 235851AF9 15 14,000 PRN DEFINED 3 - - 14,000
DANAHER CORP DEL COM 235851102 534 7,100 SH DEFINED 4 - 7,100 -
DANAHER CORP DEL COM 235851102 4,523 60,150 SH DEFINED 6 60,150 - -
DANAHER CORP DEL COM 235851102 470 6,250 SH DEFINED 7 - 6,250 -
DANAHER CORP DEL COM 235851102 133 1,763 SH DEFINED 10 1,763 - -
DANAHER CORP DEL COM 235851102 150 1,990 SH DEFINED 14 1,990 - -
DANAHER CORP DEL COM 235851102 1 14 SH DEFINED 16 14 - -
DANAHER CORP DEL COM 235851102 174 2,315 SH DEFINED 17 - - 2,315
DANAHER CORP DEL COM 235851102 129 1,719 SH DEFINED 18 1,719 - -
DANAHER CORP DEL COM 235851102 360 4,792 SH DEFINED 4,792 - -
DANAHER CORP DEL COM 235851102 214 2,850 SH SOLE 2,850 - -
DANAHER CORP DEL COM 235851102 374 4,973 SH DEFINED 5 4,973 - -
DANAOS CORPORATION SHS Y1968P105 9 2,000 SH DEFINED 13 2,000 - -
DANVERS BANCORP INC COM 236442109 117 9,000 SH DEFINED 3 - - 9,000
DARDEN RESTAURANTS INC COM 237194105 694 19,800 SH DEFINED 1 - 19,800 -
DARDEN RESTAURANTS INC COM 237194105 6,949 198,146 SH DEFINED 2 198,146 - -
DARDEN RESTAURANTS INC COM 237194105 611 17,425 SH DEFINED 3 4,720 - 12,705
DARDEN RESTAURANTS INC COM 237194105 8,201 233,833 SH DEFINED 6 233,833 - -
DARDEN RESTAURANTS INC COM 237194105 5 146 SH DEFINED 18 146 - -
DARDEN RESTAURANTS INC COM 237194105 110 3,125 SH DEFINED 2,700 425 -
DARDEN RESTAURANTS INC COM 237194105 590 16,806 SH DEFINED 5 16,806 - -
DARDEN RESTAURANTS INC COM 237194105 59 1,687 SH DEFINED 8 1,687 - -
DARLING INTL INC COM 237266101 5 620 SH DEFINED 3 - - 620
DARLING INTL INC COM 237266101 8 915 SH DEFINED 16 915 - -
DATA I O CORP COM 237690102 55 12,400 SH DEFINED 3 - - 12,400
DAVITA INC COM 23918K108 9,910 168,703 SH DEFINED 2 168,703 - -
DAVITA INC COM 23918K108 2,061 35,079 SH DEFINED 3 32,047 - 3,032
DAVITA INC COM 23918K108 377 6,415 SH DEFINED 4 - 5,345 1,070
DAVITA INC COM 23918K108 246 4,180 SH DEFINED 7 - 4,180 -
DAVITA INC COM 23918K108 75 1,276 SH DEFINED 10 1,276 - -
DAVITA INC COM 23918K108 26 435 SH DEFINED 17 - - 435
DAVITA INC COM 23918K108 13 215 SH DEFINED 215 - -
DAVITA INC COM 23918K108 952 16,208 SH SOLE 16,208 - -
DAVITA INC COM 23918K108 21 350 SH DEFINED 5 350 - -
DAVITA INC COM 23918K108 12 200 SH DEFINED 8 - 200 -
DAWSON GEOPHYSICAL CO COM 239359102 - 13 SH DEFINED 2 13 - -
DAWSON GEOPHYSICAL CO COM 239359102 - 20 SH DEFINED 3 - - 20
DAYSTAR TECHNOLOGIES INC COM 23962Q100 - - SH DEFINED 5 - - -
DAYSTAR TECHNOLOGIES INC COM 23962Q100 - 1,000 SH DEFINED 8 1,000 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
DCA TOTAL RETURN FD COM 233066109 5 1,900 SH DEFINED 3 - - 1,900
DCP MIDSTREAM PARTNERS LP COM UT LTD PTN 23311P100 1,265 42,777 SH DEFINED 3 42,627 - 150
DCT INDUSTRIAL TRUST INC COM 233153105 20 3,928 SH DEFINED 3 - - 3,928
DCT INDUSTRIAL TRUST INC COM 233153105 1 228 SH DEFINED 18 228 - -
DCW TOTAL RETURN FD COM 23317C103 25 5,377 SH DEFINED 3 - - 5,377
DEALERTRACK HLDGS INC COM 242309102 32 1,725 SH DEFINED 2 1,725 - -
DEALERTRACK HLDGS INC COM 242309102 2 122 SH DEFINED 18 122 - -
DEALERTRACK HLDGS INC COM 242309102 5 275 SH DEFINED 275 - -
DEAN FOODS CO NEW COM 242370104 3,885 215,381 SH DEFINED 2 215,381 - -
DEAN FOODS CO NEW COM 242370104 652 36,163 SH DEFINED 3 2,019 - 34,144
DEARBORN BANCORP INC COM 24242R108 - 132 SH DEFINED 3 - - 132
DECKERS OUTDOOR CORP COM 243537107 71 700 SH DEFINED 1 - 700 -
DECKERS OUTDOOR CORP COM 243537107 166 1,633 SH DEFINED 3 - - 1,633
DECKERS OUTDOOR CORP COM 243537107 3 25 SH DEFINED 18 25 - -
DECKERS OUTDOOR CORP COM 243537107 19 190 SH DEFINED 5 190 - -
DECODE GENETICS INC COM 243586104 - 2,245 SH DEFINED 3 - - 2,245
DEERE & CO COM 244199105 151 2,800 SH DEFINED 1 - 2,800 -
DEERE & CO COM 244199105 32,130 594,006 SH DEFINED 2 594,006 - -
DEERE & CO COM 244199105 6,125 113,229 SH DEFINED 3 6,383 - 106,846
DEERE & CO COM 244199105 5,288 97,771 SH DEFINED 7 - 97,771 -
DEERE & CO COM 244199105 19 360 SH DEFINED 9 360 - -
DEERE & CO COM 244199105 133 2,453 SH DEFINED 10 2,453 - -
DEERE & CO COM 244199105 49 900 SH DEFINED 14 900 - -
DEERE & CO COM 244199105 23 430 SH DEFINED 15 430 - -
DEERE & CO COM 244199105 162 3,000 SH DEFINED 16 3,000 - -
DEERE & CO COM 244199105 137 2,530 SH DEFINED 17 - - 2,530
DEERE & CO COM 244199105 815 15,075 SH DEFINED 18 15,075 - -
DEERE & CO COM 244199105 3 55 SH DEFINED 5;1 55 - -
DEERE & CO COM 244199105 233 4,309 SH DEFINED 4,309 - -
DEERE & CO COM 244199105 208 3,850 SH SOLE 3,850 - -
DEERE & CO COM 244199105 2,522 46,638 SH DEFINED 5 46,638 - -
DEERE & CO COM 244199105 196 3,615 SH DEFINED 8 310 3,305 -
DEERFIELD CAPITAL CORP COM NEW 244331302 1 119 SH DEFINED 3 - - 119
DEJOUR ENTERPRISES LTD COM NEW 244866208 2 5,000 SH DEFINED 16 5,000 - -
DEJOUR ENTERPRISES LTD COM NEW 244866208 1 3,000 SH DEFINED 5 3,000 - -
DEL MONTE FOODS CO COM 24522P103 497 43,861 SH DEFINED 2 43,861 - -
DEL MONTE FOODS CO COM 24522P103 62 5,511 SH DEFINED 3 - - 5,511
DEL MONTE FOODS CO COM 24522P103 366 32,300 SH DEFINED 5 32,300 - -
DELAWAR INVTS AZ MUN COM 246100101 11 925 SH DEFINED 3 - - 925
INCOME
DELAWARE ENHANCED GBL COM 246060107 531 45,050 SH DEFINED 3 - - 45,050
DIV &
DELAWARE INV GLBL DIV & COM 245916101 4 500 SH DEFINED 3 - - 500
INC
DELAWARE INV MN MUN INC COM 24610V103 170 13,918 SH DEFINED 3 - - 13,918
FD I
DELAWARE INV MN MUN INC COM 24610V103 12 1,000 SH DEFINED 18 1,000 - -
FD I
DELAWARE INVTS DIV & COM 245915103 22 3,000 SH DEFINED 3 - - 3,000
INCOME
DELEK US HLDGS INC COM 246647101 9 1,266 SH DEFINED 3 - - 1,266
DELL INC COM 24702R101 28,459 1,981,818 SH DEFINED 2 1,981,818 - -
DELL INC COM 24702R101 20,260 1,410,879 SH DEFINED 3 1,078,688 - 332,191
DELL INC COM 24702R101 56,023 3,901,294 SH DEFINED 6 3,901,294 - -
DELL INC COM 24702R101 1,529 106,503 SH DEFINED 7 - 106,503 -
DELL INC COM 24702R101 588 40,938 SH DEFINED 10 40,938 - -
DELL INC COM 24702R101 119 8,300 SH DEFINED 14 8,300 - -
DELL INC COM 24702R101 8 530 SH DEFINED 15 530 - -
DELL INC COM 24702R101 24 1,670 SH DEFINED 16 1,670 - -
DELL INC COM 24702R101 23 1,600 SH DEFINED 17 - - 1,600
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
DELL INC COM 24702R101 19 1,351 SH DEFINED 18 1,351 - -
DELL INC COM 24702R101 89 6,203 SH DEFINED 6,203 - -
DELL INC COM 24702R101 21 1,445 SH SOLE 1,445 - -
DELL INC COM 24702R101 9,139 636,406 SH DEFINED 5 636,406 - -
DELL INC COM 24702R101 248 17,285 SH DEFINED 8 9,910 7,375 -
DELPHI FINL GROUP INC CL A 247131105 310 13,837 SH DEFINED 2 13,837 - -
DELPHI FINL GROUP INC CL A 247131105 81 3,621 SH DEFINED 3 - - 3,621
DELPHI FINL GROUP INC CL A 247131105 2,344 104,800 SH DEFINED 4 - 52,000 52,800
DELPHI FINL GROUP INC CL A 247131105 311 13,879 SH DEFINED 5 13,879 - -
DELPHI FINL GROUP INC CL A 247131105 8 375 SH DEFINED 8 375 - -
DELTA AIR LINES INC DEL COM NEW 247361702 748 65,753 SH DEFINED 2 65,753 - -
DELTA AIR LINES INC DEL COM NEW 247361702 1,248 109,635 SH DEFINED 3 20 - 109,615
DELTA AIR LINES INC DEL COM NEW 247361702 4,552 400,000 CALL DEFINED 3 400,000 - -
DELTA AIR LINES INC DEL COM NEW 247361702 3,414 300,000 PUT DEFINED 3 300,000 - -
DELTA AIR LINES INC DEL COM NEW 247361702 57 5,000 SH DEFINED 15 5,000 - -
DELTA AIR LINES INC DEL COM NEW 247361702 20 1,741 SH DEFINED 18 1,741 - -
DELTA AIR LINES INC DEL COM NEW 247361702 207 18,221 SH DEFINED 18,221 - -
DELTA AIR LINES INC DEL COM NEW 247361702 10 860 SH DEFINED 5 860 - -
DELTA APPAREL INC COM 247368103 13 1,200 SH DEFINED 3 - - 1,200
DELTA APPAREL INC COM 247368103 456 42,000 SH DEFINED 4 - - 42,000
DELTA NAT GAS INC COM 247748106 255 9,000 SH DEFINED 4 - - 9,000
DELTA PETE CORP COM NEW 247907207 - 58 SH DEFINED 2 58 - -
DELTA PETE CORP COM NEW 247907207 20 18,950 SH DEFINED 3 - - 18,950
DELTA PETE CORP COM NEW 247907207 1 1,230 SH DEFINED 7 - 1,230 -
DELTA PETE CORP COM NEW 247907207 - 265 SH DEFINED 8 - 265 -
DELUXE CORP COM 248019101 8 543 SH DEFINED 2 543 - -
DELUXE CORP COM 248019101 62 4,209 SH DEFINED 3 - - 4,209
DELUXE CORP COM 248019101 3 225 SH DEFINED 18 225 - -
DENBURY RES INC COM NEW 247916208 4,357 294,408 SH DEFINED 2 294,408 - -
DENBURY RES INC COM NEW 247916208 1,337 90,326 SH DEFINED 3 2,726 - 87,600
DENBURY RES INC COM NEW 247916208 8 574 SH DEFINED 574 - -
DENBURY RES INC COM NEW 247916208 96 6,510 SH DEFINED 5 6,510 - -
DENDREON CORP COM 24823Q107 10 381 SH DEFINED 2 381 - -
DENDREON CORP COM 24823Q107 432 16,425 SH DEFINED 3 - - 16,425
DENDREON CORP COM 24823Q107 58 2,200 SH DEFINED 5 2,200 - -
DENISON MINES CORP COM 248356107 31 24,320 SH DEFINED 16 24,320 - -
DENISON MINES CORP COM 248356107 4 3,100 SH SOLE 3,100 - -
DENISON MINES CORP COM 248356107 201 160,390 SH DEFINED 5 160,390 - -
DENISON MINES CORP COM 248356107 7 5,408 SH DEFINED 8 5,408 - -
DENNYS CORP COM 24869P104 11 5,000 SH DEFINED 3 - - 5,000
DENTSPLY INTL INC NEW COM 249030107 4,431 126,000 SH DEFINED 1 17,300 108,700 -
DENTSPLY INTL INC NEW COM 249030107 3,790 107,772 SH DEFINED 2 107,772 - -
DENTSPLY INTL INC NEW COM 249030107 229 6,506 SH DEFINED 3 1,712 - 4,794
DENTSPLY INTL INC NEW COM 249030107 4 100 SH DEFINED 15 100 - -
DENTSPLY INTL INC NEW COM 249030107 8 217 SH DEFINED 18 217 - -
DENTSPLY INTL INC NEW COM 249030107 1 18 SH DEFINED 18 - -
DENTSPLY INTL INC NEW COM 249030107 9 260 SH DEFINED 5 260 - -
DESARROLLADORA HOMEX S A SPONSORED ADR 25030W100 10 300 SH DEFINED 3 - - 300
DE
DESARROLLADORA HOMEX S A SPONSORED ADR 25030W100 2 54 SH DEFINED 18 54 - -
DE
DESARROLLADORA HOMEX S A SPONSORED ADR 25030W100 6 178 SH DEFINED 178 - -
DE
DESCARTES SYS GROUP INC COM 249906108 2,676 445,406 SH DEFINED 5 445,406 - -
DESCARTES SYS GROUP INC COM 249906108 60 10,044 SH DEFINED 8 10,044 - -
DEUTSCHE BANK AG NAMEN AKT D18190898 36,942 522,100 SH DEFINED 1 53,350 128,950 339,800
DEUTSCHE BANK AG NAMEN AKT D18190898 399 5,644 SH DEFINED 3 1,750 - 3,894
DEUTSCHE BANK AG NAMEN AKT D18190898 438 6,191 SH DEFINED 10 6,191 - -
DEUTSCHE BANK AG NAMEN AKT D18190898 128 1,811 SH DEFINED 14 1,811 - -
DEUTSCHE BANK AG NAMEN AKT D18190898 78 1,100 SH DEFINED 15 1,100 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
DEUTSCHE BANK AG NAMEN AKT D18190898 19 274 SH DEFINED 16 274 - -
DEUTSCHE BANK AG NAMEN AKT D18190898 71 999 SH DEFINED 999 - -
DEUTSCHE BANK AG NAMEN AKT D18190898 68 954 SH DEFINED 5 954 - -
DEUTSCHE BK AG LDN BRH PS GOLD DL ETN 25154H749 2,549 96,414 SH DEFINED 3 - - 96,414
DEUTSCHE BK AG LDN BRH PS GOLD DL ETN 25154H749 79 3,000 SH DEFINED 16 3,000 - -
DEUTSCHE BK AG LONDON BRH MTLS DBL ETN38 25154K841 42 2,400 SH DEFINED 3 - - 2,400
DEUTSCHE BK AG LONDON BRH PS CR OIL LG 25154K866 3 200 SH DEFINED 3 - - 200
ETN
DEUTSCHE TELEKOM AG SPONSORED ADR 251566105 463 31,517 SH DEFINED 2 31,517 - -
DEUTSCHE TELEKOM AG SPONSORED ADR 251566105 142 9,637 SH DEFINED 3 - - 9,637
DEUTSCHE TELEKOM AG SPONSORED ADR 251566105 29 2,000 SH DEFINED 13 2,000 - -
DEUTSCHE TELEKOM AG SPONSORED ADR 251566105 9 630 SH DEFINED 18 630 - -
DEUTSCHE TELEKOM AG SPONSORED ADR 251566105 46 3,097 SH DEFINED 2,700 397 -
DEUTSCHE TELEKOM AG SPONSORED ADR 251566105 273 18,565 SH DEFINED 5 18,565 - -
DEUTSCHE TELEKOM AG SPONSORED ADR 251566105 18 1,200 SH DEFINED 8 1,200 - -
DEVELOPERS DIVERSIFIED COM 251591103 186 20,089 SH DEFINED 2 20,089 - -
RLTY
DEVELOPERS DIVERSIFIED COM 251591103 56 6,015 SH DEFINED 3 - - 6,015
RLTY
DEVELOPERS DIVERSIFIED COM 251591103 130 14,082 SH DEFINED 5 14,082 - -
RLTY
DEVON ENERGY CORP NEW COM 25179M103 43,689 594,405 SH DEFINED 2 594,405 - -
DEVON ENERGY CORP NEW COM 25179M103 13,526 184,029 SH DEFINED 3 143,753 - 40,276
DEVON ENERGY CORP NEW COM 25179M103 13,281 180,695 SH DEFINED 4 - 78,785 101,910
DEVON ENERGY CORP NEW COM 25179M103 3,786 51,510 SH DEFINED 7 - 51,510 -
DEVON ENERGY CORP NEW COM 25179M103 66 895 SH DEFINED 14 895 - -
DEVON ENERGY CORP NEW COM 25179M103 54 733 SH DEFINED 15 733 - -
DEVON ENERGY CORP NEW COM 25179M103 98 1,338 SH DEFINED 16 1,338 - -
DEVON ENERGY CORP NEW COM 25179M103 24 329 SH DEFINED 18 329 - -
DEVON ENERGY CORP NEW COM 25179M103 2 25 SH DEFINED 5;1 25 - -
DEVON ENERGY CORP NEW COM 25179M103 506 6,889 SH DEFINED 6,889 - -
DEVON ENERGY CORP NEW COM 25179M103 1,053 14,327 SH DEFINED 5 14,327 - -
DEVON ENERGY CORP NEW COM 25179M103 192 2,609 SH DEFINED 8 595 2,014 -
DEVRY INC DEL COM 251893103 6,203 109,338 SH DEFINED 2 109,338 - -
DEVRY INC DEL COM 251893103 555 9,776 SH DEFINED 3 977 - 8,799
DEVRY INC DEL COM 251893103 102 1,800 SH DEFINED 4 - 1,800 -
DEVRY INC DEL COM 251893103 123 2,175 SH DEFINED 2,175 - -
DEVRY INC DEL COM 251893103 957 16,858 SH DEFINED 5 16,858 - -
DEVRY INC DEL COM 251893103 21 369 SH DEFINED 8 369 - -
DEXCOM INC COM 252131107 - 25 SH DEFINED 3 - - 25
DG FASTCHANNEL INC COM 23326R109 10,573 378,552 SH DEFINED 4 - 267,900 110,652
DHT MARITIME INC COM Y2065G105 16 4,479 SH DEFINED 3 - - 4,479
DIAGEO P L C SPON ADR NEW 25243Q205 2,388 34,405 SH DEFINED 3 - - 34,405
DIAGEO P L C SPON ADR NEW 25243Q205 21 300 SH DEFINED 7 - 300 -
DIAGEO P L C SPON ADR NEW 25243Q205 9 125 SH DEFINED 9 125 - -
DIAGEO P L C SPON ADR NEW 25243Q205 69 1,000 SH DEFINED 15 1,000 - -
DIAGEO P L C SPON ADR NEW 25243Q205 202 2,904 SH DEFINED 18 2,904 - -
DIAGEO P L C SPON ADR NEW 25243Q205 239 3,438 SH DEFINED 3,438 - -
DIAGEO P L C SPON ADR NEW 25243Q205 3 45 SH SOLE 45 - -
DIAGEO P L C SPON ADR NEW 25243Q205 24,955 359,522 SH DEFINED 5 359,522 - -
DIAGEO P L C SPON ADR NEW 25243Q205 777 11,201 SH DEFINED 8 11,201 - -
DIAMOND FOODS INC COM 252603105 82 2,314 SH DEFINED 3 - - 2,314
DIAMOND HILL FINL TRNDS COM 25264C101 42 5,375 SH DEFINED 3 - - 5,375
FD I
DIAMOND OFFSHORE COM 25271C102 7,283 74,000 SH DEFINED 1 - 74,000 -
DRILLING IN
DIAMOND OFFSHORE COM 25271C102 10,215 103,785 SH DEFINED 2 103,785 - -
DRILLING IN
DIAMOND OFFSHORE COM 25271C102 2,876 29,219 SH DEFINED 3 708 - 28,511
DRILLING IN
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
DIAMOND OFFSHORE COM 25271C102 591 6,000 SH DEFINED 13 6,000 - -
DRILLING IN
DIAMOND OFFSHORE COM 25271C102 234 2,380 SH DEFINED 15 2,380 - -
DRILLING IN
DIAMOND OFFSHORE COM 25271C102 66 666 SH DEFINED 18 666 - -
DRILLING IN
DIAMOND OFFSHORE COM 25271C102 527 5,357 SH DEFINED 5,357 - -
DRILLING IN
DIAMOND OFFSHORE COM 25271C102 2,633 26,757 SH DEFINED 5 26,757 - -
DRILLING IN
DIAMOND OFFSHORE COM 25271C102 84 850 SH DEFINED 8 850 - -
DRILLING IN
DIAMONDROCK HOSPITALITY COM 252784301 89 10,525 SH DEFINED 2 10,525 - -
CO
DIAMONDS TR UNIT SER 1 252787106 4,887 46,954 SH DEFINED 2 46,954 - -
DIAMONDS TR UNIT SER 1 252787106 5,691 54,682 SH DEFINED 3 - - 54,682
DIAMONDS TR UNIT SER 1 252787106 31 300 PUT DEFINED 3 - - 300
DIAMONDS TR UNIT SER 1 252787106 21 200 SH DEFINED 7 - 200 -
DIAMONDS TR UNIT SER 1 252787106 73 700 SH DEFINED 9 700 - -
DIAMONDS TR UNIT SER 1 252787106 729 7,006 SH DEFINED 16 7,006 - -
DIAMONDS TR UNIT SER 1 252787106 94 900 SH DEFINED 17 - - 900
DIAMONDS TR UNIT SER 1 252787106 366 3,513 SH DEFINED 3,513 - -
DIAMONDS TR UNIT SER 1 252787106 3,289 31,596 SH DEFINED 5 31,596 - -
DIAMONDS TR UNIT SER 1 252787106 1,486 14,281 SH DEFINED 8 791 13,490 -
DIANA SHIPPING INC COM Y2066G104 54 3,729 SH DEFINED 2 3,729 - -
DIANA SHIPPING INC COM Y2066G104 322 22,248 SH DEFINED 3 - - 22,248
DIANA SHIPPING INC COM Y2066G104 14 1,000 SH DEFINED 16 1,000 - -
DIANA SHIPPING INC COM Y2066G104 66 4,544 SH DEFINED 5 4,544 - -
DICKS SPORTING GOODS INC COM 253393102 2,022 81,300 SH DEFINED 1 - 81,300 -
DICKS SPORTING GOODS INC COM 253393102 124 5,000 SH DEFINED 3 - - 5,000
DIEBOLD INC COM 253651103 131 4,596 SH DEFINED 3 - - 4,596
DIEBOLD INC COM 253651103 67 2,370 SH DEFINED 7 - 2,370 -
DIEBOLD INC COM 253651103 6 200 SH DEFINED 8 - 200 -
DIEDRICH COFFEE INC COM NEW 253675201 7,426 213,084 SH DEFINED 3 213,084 - -
DIGI INTL INC COM 253798102 21 2,250 SH DEFINED 3 - - 2,250
DIGI INTL INC COM 253798102 684 75,000 SH DEFINED 4 - - 75,000
DIGI INTL INC COM 253798102 3 284 SH DEFINED 18 284 - -
DIGI INTL INC COM 253798102 6 640 SH DEFINED 640 - -
DIGIRAD CORP COM 253827109 20 9,288 SH DEFINED 3 - - 9,288
DIGITAL ANGEL CORP NEW COM NEW 25383A200 - 12 SH DEFINED 3 - - 12
DIGITAL ANGEL CORP NEW COM NEW 25383A200 - 206 SH DEFINED 5 206 - -
DIGITAL RIV INC COM 25388B104 514 19,049 SH DEFINED 2 19,049 - -
DIGITAL RIV INC COM 25388B104 16 581 SH DEFINED 3 - - 581
DIGITAL RIV INC COM 25388B104 8,101 300,133 SH DEFINED 4 - 227,943 72,190
DIGITAL RLTY TR INC COM 253868103 4,339 86,300 SH DEFINED 1 11,500 74,800 -
DIGITAL RLTY TR INC COM 253868103 979 19,466 SH DEFINED 3 100 - 19,366
DIGITAL RLTY TR INC COM 253868103 10 205 SH DEFINED 18 205 - -
DIGITAL RLTY TR INC COM 253868103 35 700 SH DEFINED 5 700 - -
DIGITALGLOBE INC COM NEW 25389M877 5 200 SH DEFINED 3 - - 200
DILLARDS INC CL A 254067101 79 4,300 SH DEFINED 1 - 4,300 -
DILLARDS INC CL A 254067101 44 2,390 SH DEFINED 2 2,390 - -
DIME CMNTY BANCSHARES COM 253922108 78 6,626 SH DEFINED 2 6,626 - -
DIME CMNTY BANCSHARES COM 253922108 10 874 SH DEFINED 3 - - 874
DINEEQUITY INC COM 254423106 207 8,519 SH DEFINED 3 - - 8,519
DIODES INC COM 254543101 142 6,943 SH DEFINED 2 6,943 - -
DIODES INC COM 254543101 51 2,521 SH DEFINED 3 - - 2,521
DIODES INC COM 254543101 8,856 433,893 SH DEFINED 4 - 329,268 104,625
DIONEX CORP COM 254546104 251 3,400 SH DEFINED 3 3,400 - -
DIRECTV COM CL A 25490A101 2,104 63,100 SH DEFINED 1 - 63,100 -
DIRECTV COM CL A 25490A101 27,937 837,698 SH DEFINED 2 837,698 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
DIRECTV COM CL A 25490A101 10,299 308,803 SH DEFINED 3 178,895 - 129,908
DIRECTV COM CL A 25490A101 1,627 48,784 SH DEFINED 7 - 48,784 -
DIRECTV COM CL A 25490A101 10 300 SH DEFINED 9 300 - -
DIRECTV COM CL A 25490A101 268 8,042 SH DEFINED 10 8,042 - -
DIRECTV COM CL A 25490A101 5 147 SH DEFINED 15 147 - -
DIRECTV COM CL A 25490A101 656 19,683 SH DEFINED 16 19,683 - -
DIRECTV COM CL A 25490A101 40 1,202 SH DEFINED 18 1,202 - -
DIRECTV COM CL A 25490A101 4,185 125,485 SH DEFINED 5;1 125,485 - -
DIRECTV COM CL A 25490A101 87 2,595 SH DEFINED 2,595 - -
DIRECTV COM CL A 25490A101 113 3,390 SH SOLE 3,390 - -
DIRECTV COM CL A 25490A101 55 1,645 SH DEFINED 5 1,645 - -
DIRECTV COM CL A 25490A101 47 1,398 SH DEFINED 8 53 1,345 -
DIREXION SHS ETF TR DLY TECH BULL 25459W102 158 1,000 SH DEFINED 3 - - 1,000
3X
DIREXION SHS ETF TR DLY EMRGMKT 25459W300 107 800 SH DEFINED 3 - - 800
BULL
DIREXION SHS ETF TR DLY EMRGMKT 25459W409 2,093 419,400 CALL DEFINED 3 419,400 - -
BR3X
DIREXION SHS ETF TR DLY FIN BULL 25459W516 158 2,125 SH DEFINED 3 - - 2,125
NEW
DIREXION SHS ETF TR 30YR BEAR ETF 25459W532 515 7,550 SH DEFINED 3 - - 7,550
DIREXION SHS ETF TR DLY SMCAP 25459W839 26 2,630 SH DEFINED 3 - - 2,630
BEAR3X
DIREXION SHS ETF TR DLY LRG CAP 25459W862 105 2,000 SH DEFINED 3 - - 2,000
BULL
DIREXION SHS ETF TR DLY EMRGMKT 25459W300 184 1,372 SH DEFINED 13 1,372 - -
BULL
DIREXION SHS ETF TR DLY FIN BEAR 25459W490 44 2,260 SH DEFINED 13 2,260 - -
NEW
DIREXION SHS ETF TR DLY FIN BULL 25459W516 60 804 SH DEFINED 13 804 - -
NEW
DIREXION SHS ETF TR DLY SMCAP 25459W847 106 2,490 SH DEFINED 13 2,490 - -
BULL3X
DIREXION SHS ETF TR DLY ENRGY 25459W888 79 2,000 SH DEFINED 16 2,000 - -
BULL3X
DISCOVER FINL SVCS COM 254709108 11,680 793,989 SH DEFINED 2 793,989 - -
DISCOVER FINL SVCS COM 254709108 140 9,500 SH DEFINED 3 5,768 - 3,732
DISCOVER FINL SVCS COM 254709108 441 30,000 SH DEFINED 16 30,000 - -
DISCOVER FINL SVCS COM 254709108 7 450 SH DEFINED 18 450 - -
DISCOVER FINL SVCS COM 254709108 20 1,365 SH DEFINED 5 1,365 - -
DISCOVERY COMMUNICATNS COM SER A 25470F104 612 19,959 SH DEFINED 2 19,959 - -
NEW
DISCOVERY COMMUNICATNS COM SER C 25470F302 308 11,628 SH DEFINED 2 11,628 - -
NEW
DISCOVERY COMMUNICATNS COM SER A 25470F104 964 31,421 SH DEFINED 3 30,000 - 1,421
NEW
DISCOVERY COMMUNICATNS COM SER C 25470F302 1,067 40,243 SH DEFINED 3 39,731 - 512
NEW
DISCOVERY COMMUNICATNS COM SER A 25470F104 151 4,920 SH DEFINED 16 4,920 - -
NEW
DISCOVERY COMMUNICATNS COM SER C 25470F302 130 4,920 SH DEFINED 16 4,920 - -
NEW
DISCOVERY COMMUNICATNS COM SER A 25470F104 15 493 SH DEFINED 18 493 - -
NEW
DISCOVERY LABORATORIES COM 254668106 2 2,698 SH DEFINED 3 - - 2,698
INC N
DISH NETWORK CORP CL A 25470M109 2,264 109,017 SH DEFINED 3 100,000 - 9,017
DISH NETWORK CORP CL A 25470M109 12 570 SH DEFINED 18 570 - -
DISNEY WALT CO COM DISNEY 254687106 61,194 1,897,500 SH DEFINED 1 190,000 1,707,500 -
DISNEY WALT CO COM DISNEY 254687106 31,205 967,599 SH DEFINED 2 967,599 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
DISNEY WALT CO COM DISNEY 254687106 11,167 346,262 SH DEFINED 3 103,660 - 242,602
DISNEY WALT CO COM DISNEY 254687106 11,206 347,465 SH DEFINED 4 - 145,920 201,545
DISNEY WALT CO COM DISNEY 254687106 1,538 47,693 SH DEFINED 7 - 47,693 -
DISNEY WALT CO COM DISNEY 254687106 4 125 SH DEFINED 9 125 - -
DISNEY WALT CO COM DISNEY 254687106 350 10,855 SH DEFINED 10 10,855 - -
DISNEY WALT CO COM DISNEY 254687106 226 7,000 SH DEFINED 11 7,000 - -
DISNEY WALT CO COM DISNEY 254687106 300 9,300 SH DEFINED 14 9,300 - -
DISNEY WALT CO COM DISNEY 254687106 90 2,800 SH DEFINED 15 2,800 - -
DISNEY WALT CO COM DISNEY 254687106 111 3,430 SH DEFINED 17 - - 3,430
DISNEY WALT CO COM DISNEY 254687106 263 8,143 SH DEFINED 18 8,143 - -
DISNEY WALT CO COM DISNEY 254687106 212 6,573 SH DEFINED 6,573 - -
DISNEY WALT CO COM DISNEY 254687106 1,389 43,055 SH SOLE 43,055 - -
DISNEY WALT CO COM DISNEY 254687106 18,344 568,813 SH DEFINED 5 568,813 - -
DISNEY WALT CO COM DISNEY 254687106 786 24,363 SH DEFINED 8 22,118 2,245 -
DIVX INC COM 255413106 7,136 1,265,239 SH DEFINED 4 - 459,413 805,826
DIXIE GROUP INC CL A 255519100 152 56,000 SH DEFINED 4 - - 56,000
DNP SELECT INCOME FD COM 23325P104 2,532 282,945 SH DEFINED 3 - - 282,945
DNP SELECT INCOME FD COM 23325P104 9 1,033 SH DEFINED 18 1,033 - -
DOCUMENT SEC SYS INC COM 25614T101 - 1 SH DEFINED 5 1 - -
DOLAN MEDIA CO COM 25659P402 10 945 SH DEFINED 2 945 - -
DOLAN MEDIA CO COM 25659P402 91 8,900 SH DEFINED 3 - - 8,900
DOLBY LABORATORIES INC COM 25659T107 156 3,258 SH DEFINED 3 - - 3,258
DOLBY LABORATORIES INC COM 25659T107 952 19,940 SH DEFINED 4 - 2,900 17,040
DOLBY LABORATORIES INC COM 25659T107 10 208 SH DEFINED 16 208 - -
DOLBY LABORATORIES INC COM 25659T107 10 219 SH DEFINED 18 219 - -
DOLBY LABORATORIES INC COM 25659T107 351 7,353 SH DEFINED 163 7,190 -
DOLLAR FINL CORP COM 256664103 66 2,800 SH DEFINED 1 - 2,800 -
DOLLAR THRIFTY COM 256743105 8 300 SH DEFINED 2 300 - -
AUTOMOTIVE GP
DOLLAR THRIFTY COM 256743105 1 29 SH DEFINED 18 29 - -
AUTOMOTIVE GP
DOLLAR TREE INC COM 256746108 4,816 99,700 SH DEFINED 1 13,300 86,400 -
DOLLAR TREE INC COM 256746108 441 9,125 SH DEFINED 2 9,125 - -
DOLLAR TREE INC COM 256746108 2,503 51,823 SH DEFINED 3 50,899 - 924
DOLLAR TREE INC COM 256746108 1 21 SH DEFINED 15 21 - -
DOLLAR TREE INC COM 256746108 547 11,316 SH DEFINED 5 11,316 - -
DOLLAR TREE INC COM 256746108 58 1,205 SH DEFINED 8 1,205 - -
DOMINION RES BLACK UNITS BEN INT 25746Q108 14 956 SH DEFINED 3 - - 956
WARRIOR T
DOMINION RES INC VA NEW COM 25746U109 15,319 393,612 SH DEFINED 2 393,612 - -
DOMINION RES INC VA NEW COM 25746U109 8,615 221,361 SH DEFINED 3 7,265 - 214,096
DOMINION RES INC VA NEW COM 25746U109 12,184 313,045 SH DEFINED 4 - 133,730 179,315
DOMINION RES INC VA NEW COM 25746U109 494 12,685 SH DEFINED 7 - 12,685 -
DOMINION RES INC VA NEW COM 25746U109 47 1,211 SH DEFINED 18 1,211 - -
DOMINION RES INC VA NEW COM 25746U109 476 12,241 SH DEFINED 11,896 345 -
DOMINION RES INC VA NEW COM 25746U109 17,526 450,300 SH SOLE 450,300 - -
DOMINION RES INC VA NEW COM 25746U109 29 750 SH DEFINED 5 750 - -
DOMINION RES INC VA NEW COM 25746U109 12 310 SH DEFINED 8 - 310 -
DOMINOS PIZZA INC COM 25754A201 4 500 SH DEFINED 3 - - 500
DOMTAR CORP COM NEW 257559203 18,192 328,314 SH DEFINED 1 - 328,314 -
DOMTAR CORP COM NEW 257559203 44 793 SH DEFINED 2 793 - -
DOMTAR CORP COM NEW 257559203 842 15,189 SH DEFINED 3 - - 15,189
DOMTAR CORP COM NEW 257559203 957 17,266 SH DEFINED 7 - 17,266 -
DOMTAR CORP COM NEW 257559203 6 110 SH DEFINED 110 - -
DOMTAR CORP COM NEW 257559203 2,455 44,312 SH DEFINED 5 44,312 - -
DOMTAR CORP COM NEW 257559203 35 630 SH DEFINED 8 593 37 -
DONALDSON INC COM 257651109 293 6,880 SH DEFINED 2 6,880 - -
DONALDSON INC COM 257651109 92 2,163 SH DEFINED 3 - - 2,163
DONALDSON INC COM 257651109 941 22,120 SH DEFINED 4 - 3,100 19,020
DONALDSON INC COM 257651109 9 203 SH DEFINED 203 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
DONEGAL GROUP INC CL A 257701201 18 1,189 SH DEFINED 3 - - 1,189
DONEGAL GROUP INC CL B 257701300 - 2 SH DEFINED 3 - - 2
DONEGAL GROUP INC CL A 257701201 727 46,777 SH DEFINED 4 - - 46,777
DONEGAL GROUP INC CL B 257701300 209 12,444 SH DEFINED 4 - - 12,444
DONNELLEY R R & SONS CO COM 257867101 6,367 285,894 SH DEFINED 2 285,894 - -
DONNELLEY R R & SONS CO COM 257867101 364 16,326 SH DEFINED 3 2,301 - 14,025
DONNELLEY R R & SONS CO COM 257867101 13 600 SH DEFINED 600 - -
DONNELLEY R R & SONS CO COM 257867101 43 1,923 SH DEFINED 5 1,923 - -
DORAL FINL CORP COM NEW 25811P886 5 1,338 SH DEFINED 2 1,338 - -
DORCHESTER MINERALS LP COM UNIT 25820R105 231 10,851 SH DEFINED 2 10,851 - -
DORCHESTER MINERALS LP COM UNIT 25820R105 36 1,700 SH DEFINED 3 - - 1,700
DORMAN PRODUCTS INC COM 258278100 564 36,000 SH DEFINED 4 - - 36,000
DOUBLE EAGLE PETE CO COM PAR $0.10 258570209 5 1,150 SH DEFINED 3 - - 1,150
DOUBLE-TAKE SOFTWARE INC COM 258598101 4 400 SH DEFINED 3 - - 400
DOUGLAS EMMETT INC COM 25960P109 29 2,000 SH DEFINED 3 - - 2,000
DOVER CORP COM 260003108 11,015 264,730 SH DEFINED 2 264,730 - -
DOVER CORP COM 260003108 1,734 41,674 SH DEFINED 3 2,061 - 39,613
DOVER CORP COM 260003108 4 87 SH DEFINED 15 87 - -
DOVER CORP COM 260003108 301 7,230 SH DEFINED 18 7,230 - -
DOVER CORP COM 260003108 102 2,456 SH DEFINED 2,456 - -
DOVER CORP COM 260003108 52 1,249 SH DEFINED 5 1,249 - -
DOVER DOWNS GAMING & COM 260095104 17 4,432 SH DEFINED 3 - - 4,432
ENTMT I
DOVER MOTORSPORTS INC COM 260174107 9 4,222 SH DEFINED 3 - - 4,222
DOW 30 PREMIUM & DIV INC COM 260582101 65 4,401 SH DEFINED 3 - - 4,401
FD
DOW 30SM ENHANCED PREM & COM 260537105 34 3,074 SH DEFINED 3 - - 3,074
INC
DOW 30SM ENHANCED PREM & COM 260537105 20 1,800 SH DEFINED 18 1,800 - -
INC
DOW CHEM CO COM 260543103 57,498 2,081,000 SH DEFINED 1 202,300 1,878,700 -
DOW CHEM CO COM 260543103 20,626 746,508 SH DEFINED 2 746,508 - -
DOW CHEM CO COM 260543103 13,204 477,892 SH DEFINED 3 79,561 - 398,331
DOW CHEM CO COM 260543103 364 13,175 SH DEFINED 7 - 13,175 -
DOW CHEM CO COM 260543103 37 1,355 SH DEFINED 9 1,355 - -
DOW CHEM CO COM 260543103 170 6,165 SH DEFINED 10 6,165 - -
DOW CHEM CO COM 260543103 229 8,278 SH DEFINED 11 8,278 - -
DOW CHEM CO COM 260543103 96 3,465 SH DEFINED 15 3,465 - -
DOW CHEM CO COM 260543103 28 1,000 SH DEFINED 16 1,000 - -
DOW CHEM CO COM 260543103 93 3,376 SH DEFINED 18 3,376 - -
DOW CHEM CO COM 260543103 4,885 176,790 SH DEFINED 5;1 176,790 - -
DOW CHEM CO COM 260543103 103 3,730 SH DEFINED 3,730 - -
DOW CHEM CO COM 260543103 21 775 SH SOLE 775 - -
DOW CHEM CO COM 260543103 766 27,712 SH DEFINED 5 27,712 - -
DOW CHEM CO COM 260543103 87 3,160 SH DEFINED 8 2,720 440 -
DPL INC COM 233293109 4,863 176,200 SH DEFINED 1 23,400 152,800 -
DPL INC COM 233293109 1,637 59,318 SH DEFINED 2 59,318 - -
DPL INC COM 233293109 3,246 117,620 SH DEFINED 3 100,000 - 17,620
DPL INC COM 233293109 147 5,323 SH DEFINED 5 5,323 - -
DR PEPPER SNAPPLE GROUP COM 26138E109 9,888 349,408 SH DEFINED 2 349,408 - -
INC
DR PEPPER SNAPPLE GROUP COM 26138E109 190 6,722 SH DEFINED 3 2,757 - 3,965
INC
DR PEPPER SNAPPLE GROUP COM 26138E109 9,635 340,445 SH DEFINED 4 - 155,305 185,140
INC
DR PEPPER SNAPPLE GROUP COM 26138E109 31 1,080 SH DEFINED 16 - 1,080 -
INC
DR PEPPER SNAPPLE GROUP COM 26138E109 1 19 SH SOLE 19 - -
INC
DR PEPPER SNAPPLE GROUP COM 26138E109 12 439 SH DEFINED 5 439 - -
INC
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
DR REDDYS LABS LTD ADR 256135203 63 2,599 SH DEFINED 3 - - 2,599
DR REDDYS LABS LTD ADR 256135203 12 496 SH DEFINED 18 496 - -
DR REDDYS LABS LTD ADR 256135203 7 300 SH DEFINED 5 300 - -
DRAGONWAVE INC COM 26144M103 74 6,500 SH DEFINED 1 - 6,500 -
DRAGONWAVE INC COM 26144M103 66 5,795 SH DEFINED 5 5,795 - -
DRDGOLD LIMITED SPON ADR NEW 26152H301 2 360 SH DEFINED 3 - - 360
DREAMWORKS ANIMATION SKG CL A 26153C103 1,122 28,092 SH DEFINED 3 - - 28,092
INC
DREAMWORKS ANIMATION SKG CL A 26153C103 6 139 SH DEFINED 139 - -
INC
DREAMWORKS ANIMATION SKG CL A 26153C103 64 1,600 SH DEFINED 5 1,600 - -
INC
DRESS BARN INC COM 261570105 60 2,600 SH DEFINED 1 - 2,600 -
DRESS BARN INC COM 261570105 27 1,172 SH DEFINED 3 - - 1,172
DRESS BARN INC NOTE 261570AB1 48,750 22,000,000 PRN DEFINED 3 22,000,000 - -
2.500%12/1
DRESS BARN INC COM 261570105 2,397 103,800 SH DEFINED 4 - 55,600 48,200
DRESS BARN INC COM 261570105 - - SH DEFINED 5 - - -
DRESS BARN INC COM 261570105 46 2,000 SH DEFINED 8 2,000 - -
DRESSER-RAND GROUP INC COM 261608103 99 3,122 SH DEFINED 3 - - 3,122
DRESSER-RAND GROUP INC COM 261608103 489 15,462 SH DEFINED 4 - 15,462 -
DRESSER-RAND GROUP INC COM 261608103 15 472 SH DEFINED 472 - -
DREW INDS INC COM NEW 26168L205 150 7,260 SH DEFINED 2 7,260 - -
DREW INDS INC COM NEW 26168L205 39 1,897 SH DEFINED 3 - - 1,897
DREW INDS INC COM NEW 26168L205 394 19,100 SH DEFINED 4 - 8,700 10,400
DREYFUS HIGH YIELD SH BEN INT 26200S101 13 3,471 SH DEFINED 3 - - 3,471
STRATEGIE
DREYFUS HIGH YIELD SH BEN INT 26200S101 15 4,000 SH DEFINED 13 4,000 - -
STRATEGIE
DREYFUS MUN INCOME INC COM 26201R102 65 7,700 SH DEFINED 3 - - 7,700
DREYFUS STRATEGIC MUN BD COM 26202F107 969 126,067 SH DEFINED 3 - - 126,067
FD
DREYFUS STRATEGIC MUNS COM 261932107 143 17,682 SH DEFINED 3 - - 17,682
INC
DRI CORPORATION COM 23330F109 2 1,102 SH DEFINED 3 - - 1,102
DRIL-QUIP INC COM 262037104 83 1,477 SH DEFINED 2 1,477 - -
DRIL-QUIP INC COM 262037104 1,135 20,100 SH DEFINED 4 - 2,800 17,300
DRIL-QUIP INC COM 262037104 4 75 SH DEFINED 18 75 - -
DRUGSTORE COM INC COM 262241102 1 200 SH DEFINED 3 - - 200
DRYSHIPS INC SHS Y2109Q101 1,648 283,166 SH DEFINED 3 265,681 - 17,485
DRYSHIPS INC SHS Y2109Q101 58 10,000 SH DEFINED 10,000 - -
DST SYS INC DEL COM 233326107 696 15,976 SH DEFINED 2 15,976 - -
DST SYS INC DEL COM 233326107 79 1,805 SH DEFINED 3 - - 1,805
DST SYS INC DEL DBCV 4.125% 233326AB3 783 739,000 PRN DEFINED 3 - - 739,000
8/1
DST SYS INC DEL COM 233326107 6 149 SH DEFINED 18 149 - -
DSW INC CL A 23334L102 22 856 SH DEFINED 3 - - 856
DTE ENERGY CO COM 233331107 9,520 218,401 SH DEFINED 2 218,401 - -
DTE ENERGY CO COM 233331107 428 9,810 SH DEFINED 3 1,806 - 8,004
DTE ENERGY CO COM 233331107 65 1,500 SH DEFINED 5 1,500 - -
DTF TAX-FREE INCOME INC COM 23334J107 89 6,125 SH DEFINED 3 - - 6,125
DTS INC COM 23335C101 130 3,800 SH DEFINED 1 - 3,800 -
DTS INC COM 23335C101 11 323 SH DEFINED 3 - - 323
DU PONT E I DE NEMOURS & COM 263534109 14,685 436,150 SH DEFINED 2 436,150 - -
CO
DU PONT E I DE NEMOURS & COM 263534109 13,778 409,214 SH DEFINED 3 14,206 - 395,008
CO
DU PONT E I DE NEMOURS & COM 263534109 1,020 30,308 SH DEFINED 7 - 30,308 -
CO
DU PONT E I DE NEMOURS & COM 263534109 69 2,052 SH DEFINED 14 2,052 - -
CO
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
DU PONT E I DE NEMOURS & COM 263534109 454 13,495 SH DEFINED 15 13,495 - -
CO
DU PONT E I DE NEMOURS & COM 263534109 59 1,745 SH DEFINED 16 1,745 - -
CO
DU PONT E I DE NEMOURS & COM 263534109 242 7,200 SH DEFINED 17 - - 7,200
CO
DU PONT E I DE NEMOURS & COM 263534109 278 8,271 SH DEFINED 18 8,271 - -
CO
DU PONT E I DE NEMOURS & COM 263534109 760 22,580 SH DEFINED 21,020 1,560 -
CO
DU PONT E I DE NEMOURS & COM 263534109 13 400 SH SOLE 400 - -
CO
DU PONT E I DE NEMOURS & COM 263534109 2,869 85,194 SH DEFINED 5 85,194 - -
CO
DU PONT E I DE NEMOURS & COM 263534109 140 4,182 SH DEFINED 8 812 3,370 -
CO
DUCKWALL-ALCO STORES INC COM 264142100 269 17,500 SH DEFINED 4 - - 17,500
NEW
DUCOMMUN INC DEL COM 264147109 543 29,000 SH DEFINED 4 - - 29,000
DUFF & PHELPS UTIL CORP COM 26432K108 45 3,694 SH DEFINED 3 - - 3,694
BD T
DUKE ENERGY CORP NEW COM 26441C105 1,740 101,100 SH DEFINED 1 - 101,100 -
DUKE ENERGY CORP NEW COM 26441C105 31,907 1,853,983 SH DEFINED 2 1,853,983 - -
DUKE ENERGY CORP NEW COM 26441C105 20,614 1,197,764 SH DEFINED 3 14,437 - 1,183,327
DUKE ENERGY CORP NEW COM 26441C105 8,854 514,495 SH DEFINED 4 - 197,460 317,035
DUKE ENERGY CORP NEW COM 26441C105 119 6,890 SH DEFINED 7 - 6,890 -
DUKE ENERGY CORP NEW COM 26441C105 100 5,800 SH DEFINED 15 5,800 - -
DUKE ENERGY CORP NEW COM 26441C105 7 400 SH DEFINED 16 400 - -
DUKE ENERGY CORP NEW COM 26441C105 86 5,000 SH DEFINED 17 - - 5,000
DUKE ENERGY CORP NEW COM 26441C105 245 14,262 SH DEFINED 18 14,262 - -
DUKE ENERGY CORP NEW COM 26441C105 91 5,297 SH DEFINED 5,297 - -
DUKE ENERGY CORP NEW COM 26441C105 1,482 86,144 SH DEFINED 5 86,144 - -
DUKE ENERGY CORP NEW COM 26441C105 663 38,500 SH DEFINED 8 38,100 400 -
DUKE REALTY CORP COM NEW 264411505 106 8,682 SH DEFINED 3 - - 8,682
DUN & BRADSTREET CORP COM 26483E100 5,004 59,312 SH DEFINED 2 59,312 - -
DEL NE
DUN & BRADSTREET CORP COM 26483E100 1,071 12,692 SH DEFINED 3 580 - 12,112
DEL NE
DUN & BRADSTREET CORP COM 26483E100 25 300 SH DEFINED 18 300 - -
DEL NE
DUN & BRADSTREET CORP COM 26483E100 1 8 SH DEFINED 8 - -
DEL NE
DUNCAN ENERGY PARTNERS LP COM UNITS 265026104 3 138 SH DEFINED 2 138 - -
DUNCAN ENERGY PARTNERS LP COM UNITS 265026104 1,071 45,103 SH DEFINED 3 - - 45,103
DUOYUAN GLOBAL WTR INC SPONSORED ADR 266043108 16 450 SH DEFINED 3 - - 450
DWS DREMAN VAL INCOME COM NEW 23339M204 170 14,125 SH DEFINED 3 - - 14,125
EDGE F
DWS DREMAN VAL INCOME COM NEW 23339M204 24 2,000 SH DEFINED 5 2,000 - -
EDGE F
DWS GLOBAL COMMODITIES COM 23338Y100 133 15,958 SH DEFINED 3 - - 15,958
STK F
DWS GLOBAL HIGH INCOME FD COM 23338W104 109 15,020 SH DEFINED 3 - - 15,020
DWS MULTI MKT INCOME TR SHS 23338L108 9 1,018 SH DEFINED 3 - - 1,018
DWS MUN INCOME TR COM 23338M106 280 23,800 SH DEFINED 3 - - 23,800
DWS RREEF REAL ESTATE FD COM 23338X102 19 17,675 SH DEFINED 3 - - 17,675
II
DWS RREEF REAL ESTATE FD COM 233384106 12 3,000 SH DEFINED 3 - - 3,000
INC
DWS RREEF WORLD REAL EST COM NEW 23339T209 95 6,717 SH DEFINED 3 - - 6,717
& T
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
DWS STRATEGIC INCOME TR SHS 23338N104 168 14,533 SH DEFINED 3 - - 14,533
DWS STRATEGIC MUN INCOME COM 23338T101 5 413 SH DEFINED 3 - - 413
TR
DYAX CORP COM 26746E103 14 4,000 SH DEFINED 3 - - 4,000
DYCOM INDS INC COM 267475101 8 953 SH DEFINED 2 953 - -
DYCOM INDS INC COM 267475101 1 175 SH DEFINED 3 - - 175
DYNAMEX INC COM 26784F103 1 62 SH DEFINED 18 62 - -
DYNAMEX INC COM 26784F103 3 140 SH DEFINED 140 - -
DYNAMIC MATLS CORP COM 267888105 65 3,260 SH DEFINED 2 3,260 - -
DYNAMIC MATLS CORP COM 267888105 5 247 SH DEFINED 5 247 - -
DYNAMICS RESH CORP COM 268057106 791 74,598 SH DEFINED 4 - - 74,598
DYNCORP INTL INC CL A 26817C101 489 34,052 SH DEFINED 2 34,052 - -
DYNCORP INTL INC CL A 26817C101 4 300 SH DEFINED 3 - - 300
DYNEGY INC DEL CL A 26817G102 982 542,772 SH DEFINED 3 401,900 - 140,872
DYNEGY INC DEL CL A 26817G102 724 400,000 PUT DEFINED 3 400,000 - -
DYNEGY INC DEL CL A 26817G102 2 1,000 SH DEFINED 5 1,000 - -
DYNEX CAP INC COM NEW 26817Q506 2 200 SH DEFINED 3 - - 200
DYNEX CAP INC COM NEW 26817Q506 655 75,040 SH DEFINED 4 - - 75,040
E HOUSE CHINA HLDGS LTD ADR 26852W103 203 11,221 SH DEFINED 3 - - 11,221
E M C CORP MASS COM 268648102 81,084 4,641,300 SH DEFINED 1 408,500 4,232,800 -
E M C CORP MASS COM 268648102 50,334 2,881,177 SH DEFINED 2 2,881,177 - -
E M C CORP MASS COM 268648102 38,759 2,218,602 SH DEFINED 3 1,685,529 - 533,073
E M C CORP MASS COM 268648102 17 1,000 PUT DEFINED 3 - - 1,000
E M C CORP MASS COM 268648102 2,030 116,224 SH DEFINED 4 - 102,165 14,059
E M C CORP MASS COM 268648102 21 1,200 SH DEFINED 6 1,200 - -
E M C CORP MASS COM 268648102 1,333 76,310 SH DEFINED 7 - 76,310 -
E M C CORP MASS COM 268648102 19 1,060 SH DEFINED 9 1,060 - -
E M C CORP MASS COM 268648102 481 27,545 SH DEFINED 10 27,545 - -
E M C CORP MASS COM 268648102 262 15,000 SH DEFINED 11 15,000 - -
E M C CORP MASS COM 268648102 52 3,000 SH DEFINED 14 3,000 - -
E M C CORP MASS COM 268648102 193 11,064 SH DEFINED 15 11,064 - -
E M C CORP MASS COM 268648102 105 5,997 SH DEFINED 16 5,997 - -
E M C CORP MASS COM 268648102 28 1,600 SH DEFINED 17 - - 1,600
E M C CORP MASS COM 268648102 37 2,145 SH DEFINED 18 2,145 - -
E M C CORP MASS COM 268648102 9,176 525,220 SH DEFINED 5;1 525,220 - -
E M C CORP MASS COM 268648102 578 33,086 SH DEFINED 33,086 - -
E M C CORP MASS COM 268648102 24 1,375 SH SOLE 1,375 - -
E M C CORP MASS COM 268648102 11,723 671,037 SH DEFINED 5 671,037 - -
E M C CORP MASS COM 268648102 607 34,724 SH DEFINED 8 31,879 2,845 -
E TRADE FINANCIAL CORP COM 269246104 3,840 2,181,854 SH DEFINED 2 2,181,854 - -
E TRADE FINANCIAL CORP COM 269246104 69 39,035 SH DEFINED 3 3,900 - 35,135
E TRADE FINANCIAL CORP COM 269246104 16 9,000 SH DEFINED 13 9,000 - -
E TRADE FINANCIAL CORP COM 269246104 29 16,345 SH DEFINED 16 16,345 - -
E TRADE FINANCIAL CORP COM 269246104 5 3,000 SH DEFINED 5 3,000 - -
EAGLE BANCORP INC MD COM 268948106 49 4,721 SH DEFINED 3 - - 4,721
EAGLE BULK SHIPPING INC COM Y2187A101 34 6,800 SH DEFINED 3 - - 6,800
EAGLE BULK SHIPPING INC COM Y2187A101 1,376 278,000 SH DEFINED 4 - 40,000 238,000
EAGLE CAP GROWTH FD INC COM 269451100 2 264 SH DEFINED 3 - - 264
EAGLE MATERIALS INC COM 26969P108 673 25,829 SH DEFINED 2 25,829 - -
EAGLE MATERIALS INC COM 26969P108 - 18 SH DEFINED 3 - - 18
EAGLE ROCK ENERGY UNIT 26985R104 2,775 479,309 SH DEFINED 3 160,900 - 318,409
PARTNERS L
EAGLE ROCK ENERGY UNIT 26985R104 123 21,200 PUT DEFINED 3 21,200 - -
PARTNERS L
EAGLE ROCK ENERGY UNIT 26985R104 59 10,248 SH DEFINED 18 10,248 - -
PARTNERS L
EARTHLINK INC COM 270321102 334 40,213 SH DEFINED 2 40,213 - -
EARTHLINK INC COM 270321102 1,733 208,510 SH DEFINED 3 207,935 - 575
EAST WEST BANCORP INC COM 27579R104 56 3,550 SH DEFINED 3 - - 3,550
EASTERN AMERN NAT GAS TR SPERS RCT UNIT 276217106 94 4,000 SH DEFINED 3 - - 4,000
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
EASTERN CO COM 276317104 197 14,700 SH DEFINED 4 - - 14,700
EASTERN INS HLDGS INC COM 276534104 19 2,174 SH DEFINED 3 - - 2,174
EASTGROUP PPTY INC COM 277276101 996 26,010 SH DEFINED 2 26,010 - -
EASTMAN CHEM CO COM 277432100 6,025 100,013 SH DEFINED 2 100,013 - -
EASTMAN CHEM CO COM 277432100 1,082 17,957 SH DEFINED 3 787 - 17,170
EASTMAN CHEM CO COM 277432100 7 112 SH DEFINED 7 - 112 -
EASTMAN CHEM CO COM 277432100 37 622 SH DEFINED 18 622 - -
EASTMAN CHEM CO COM 277432100 289 4,795 SH DEFINED 3,405 1,390 -
EASTMAN KODAK CO COM 277461109 1,342 317,959 SH DEFINED 2 317,959 - -
EASTMAN KODAK CO COM 277461109 41 9,712 SH DEFINED 3 6,900 - 2,812
EASTMAN KODAK CO COM 277461109 7 1,600 SH DEFINED 14 1,600 - -
EASTMAN KODAK CO COM 277461109 1 300 SH DEFINED 15 300 - -
EASTMAN KODAK CO COM 277461109 14 3,200 SH DEFINED 16 3,200 - -
EASTMAN KODAK CO COM 277461109 - 105 SH DEFINED 18 105 - -
EASTMAN KODAK CO COM 277461109 10 2,350 SH DEFINED 2,350 - -
EASTMAN KODAK CO COM 277461109 4 1,005 SH DEFINED 5 1,005 - -
EATON CORP COM 278058102 7,527 118,309 SH DEFINED 2 118,309 - -
EATON CORP COM 278058102 756 11,886 SH DEFINED 3 1,912 - 9,974
EATON CORP COM 278058102 50 785 SH DEFINED 18 785 - -
EATON CORP COM 278058102 272 4,276 SH DEFINED 3,956 320 -
EATON CORP COM 278058102 9,543 150,000 SH SOLE 150,000 - -
EATON CORP COM 278058102 109 1,706 SH DEFINED 5 1,706 - -
EATON CORP COM 278058102 13 212 SH DEFINED 8 212 - -
EATON VANCE CA MUNI SH BEN INT 27826F101 90 7,550 SH DEFINED 3 - - 7,550
INCOME T
EATON VANCE CORP COM NON VTG 278265103 341 11,220 SH DEFINED 2 11,220 - -
EATON VANCE CORP COM NON VTG 278265103 454 14,924 SH DEFINED 3 - - 14,924
EATON VANCE CORP COM NON VTG 278265103 672 22,100 SH DEFINED 4 - 3,100 19,000
EATON VANCE CORP COM NON VTG 278265103 9 300 SH DEFINED 16 300 - -
EATON VANCE CORP COM NON VTG 278265103 3 95 SH DEFINED 18 95 - -
EATON VANCE CORP COM NON VTG 278265103 9 289 SH DEFINED 289 - -
EATON VANCE CR COM 278271101 19 2,000 SH DEFINED 3 - - 2,000
OPPORTUNIT FD
EATON VANCE ENH EQTY INC COM 278277108 379 26,478 SH DEFINED 3 - - 26,478
FD
EATON VANCE ENH EQTY INC COM 278277108 36 2,500 SH DEFINED 16 2,500 - -
FD
EATON VANCE ENHANCED EQ COM 278274105 113 7,981 SH DEFINED 3 - - 7,981
INC
EATON VANCE FLTING RATE COM 278279104 2,052 144,931 SH DEFINED 3 - - 144,931
INC
EATON VANCE FLTING RATE COM 278279104 55 3,850 SH DEFINED 18 3,850 - -
INC
EATON VANCE INS CA MN BD COM 27828C106 11 1,000 SH DEFINED 3 - - 1,000
FD
EATON VANCE INS CA MUN COM 27828A100 23 2,000 SH DEFINED 3 - - 2,000
BD FD
EATON VANCE INS MUN BD FD COM 27827X101 248 20,012 SH DEFINED 3 - - 20,012
EATON VANCE INS MUN BD COM 27827K109 32 2,500 SH DEFINED 3 - - 2,500
FD II
EATON VANCE INS NY MN BD COM 27828T109 129 10,000 SH DEFINED 3 - - 10,000
FD
EATON VANCE INS NY MUN COM 27827Y109 84 6,129 SH DEFINED 3 - - 6,129
BD FD
EATON VANCE INS PA MUN COM 27828W102 409 29,143 SH DEFINED 3 - - 29,143
BD FD
EATON VANCE LTD DUR COM 27828H105 1,718 115,275 SH DEFINED 3 - - 115,275
INCOME F
EATON VANCE MA MUNI SH BEN INT 27826E104 55 3,966 SH DEFINED 3 - - 3,966
INCOME T
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
EATON VANCE MI MUNI SH BEN INT 27826D106 154 13,000 SH DEFINED 3 - - 13,000
INCOME T
EATON VANCE MUNI INCOME SH BEN INT 27826U108 152 13,154 SH DEFINED 3 - - 13,154
TRUS
EATON VANCE NJ MUNI SH BEN INT 27826V106 21 1,500 SH DEFINED 3 - - 1,500
INCOME T
EATON VANCE NY MUNI SH BEN INT 27826W104 147 11,000 SH DEFINED 3 - - 11,000
INCOME T
EATON VANCE PA MUNI SH BEN INT 27826T101 264 20,078 SH DEFINED 3 - - 20,078
INCOME T
EATON VANCE RISK MNGD COM 27829G106 1,924 115,488 SH DEFINED 3 - - 115,488
DIV EQ
EATON VANCE RISK MNGD COM 27829G106 17 1,000 SH DEFINED 18 1,000 - -
DIV EQ
EATON VANCE SH TM DR COM 27828V104 697 43,227 SH DEFINED 3 - - 43,227
DIVR IN
EATON VANCE SR FLTNG RTE COM 27828Q105 567 38,863 SH DEFINED 3 - - 38,863
TR
EATON VANCE SR INCOME TR SH BEN INT 27826S103 32 5,073 SH DEFINED 3 - - 5,073
EATON VANCE TAX ADVT DIV COM 27828G107 429 27,196 SH DEFINED 3 - - 27,196
INC
EATON VANCE TAX MNG GBL COM 27829F108 1,498 121,511 SH DEFINED 3 - - 121,511
DV E
EATON VANCE TAX MNG GBL COM 27829F108 62 5,000 SH DEFINED 16 5,000 - -
DV E
EATON VANCE TAX MNG GBL COM 27829F108 34 2,790 SH DEFINED 18 2,790 - -
DV E
EATON VANCE TAX MNGED COM 27828X100 157 9,315 SH DEFINED 3 - - 9,315
BUY WR
EATON VANCE TX ADV GLB COM 27828U106 822 42,440 SH DEFINED 3 - - 42,440
DIV O
EATON VANCE TX ADV GLBL COM 27828S101 1,343 97,821 SH DEFINED 3 - - 97,821
DIV
EATON VANCE TX MGD DIV COM 27828N102 1,513 115,206 SH DEFINED 3 - - 115,206
EQ IN
EATON VANCE TX MGD DIV COM 27828N102 34 2,600 SH DEFINED 18 2,600 - -
EQ IN
EATON VANCE TX MNG BY COM 27828Y108 276 18,364 SH DEFINED 3 - - 18,364
WRT OP
EATON VANCE TXMGD GL COM 27829C105 766 55,136 SH DEFINED 3 - - 55,136
BUYWR O
EATON VANCE TXMGD GL COM 27829C105 51 3,700 SH DEFINED 18 3,700 - -
BUYWR O
EBAY INC COM 278642103 22,991 977,084 SH DEFINED 2 977,084 - -
EBAY INC COM 278642103 6,461 274,567 SH DEFINED 3 47,389 - 227,178
EBAY INC COM 278642103 555 23,570 SH DEFINED 7 - 23,570 -
EBAY INC COM 278642103 707 30,029 SH DEFINED 10 30,029 - -
EBAY INC COM 278642103 59 2,500 SH DEFINED 13 2,500 - -
EBAY INC COM 278642103 235 10,000 SH DEFINED 14 10,000 - -
EBAY INC COM 278642103 32 1,340 SH DEFINED 15 1,340 - -
EBAY INC COM 278642103 1,476 62,720 SH DEFINED 16 62,720 - -
EBAY INC COM 278642103 119 5,055 SH DEFINED 17 - - 5,055
EBAY INC COM 278642103 110 4,682 SH DEFINED 18 4,682 - -
EBAY INC COM 278642103 44 1,883 SH DEFINED 1,883 - -
EBAY INC COM 278642103 200 8,520 SH SOLE 8,520 - -
EBAY INC COM 278642103 1,095 46,555 SH DEFINED 5 46,555 - -
EBAY INC COM 278642103 30 1,285 SH DEFINED 8 300 985 -
EBIX INC COM NEW 278715206 63 1,300 SH DEFINED 2 1,300 - -
EBIX INC COM NEW 278715206 111 2,264 SH DEFINED 3 - - 2,264
EBIX INC COM NEW 278715206 - - SH DEFINED 5 - - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
EBIX INC COM NEW 278715206 8 171 SH DEFINED 8 171 - -
ECHELON CORP COM 27874N105 5 400 SH DEFINED 3 - - 400
ECHELON CORP COM 27874N105 2 140 SH DEFINED 18 140 - -
ECHELON CORP COM 27874N105 4 315 SH DEFINED 315 - -
ECHOSTAR CORP CL A 278768106 - 5 SH DEFINED 3 - - 5
ECLIPSYS CORP COM 278856109 701 37,841 SH DEFINED 2 37,841 - -
ECLIPSYS CORP COM 278856109 12 654 SH DEFINED 18 654 - -
ECOLAB INC COM 278865100 15,391 345,254 SH DEFINED 2 345,254 - -
ECOLAB INC COM 278865100 2,702 60,605 SH DEFINED 3 8,337 - 52,268
ECOLAB INC COM 278865100 381 8,550 SH DEFINED 4 - 8,550 -
ECOLAB INC COM 278865100 532 11,935 SH DEFINED 7 - 11,935 -
ECOLAB INC COM 278865100 253 5,671 SH DEFINED 10 5,671 - -
ECOLAB INC COM 278865100 26 580 SH DEFINED 17 - - 580
ECOLAB INC COM 278865100 18 401 SH DEFINED 18 401 - -
ECOLAB INC COM 278865100 92 2,060 SH DEFINED 2,060 - -
ECOLAB INC COM 278865100 957 21,470 SH SOLE 21,470 - -
ECOLAB INC COM 278865100 57 1,268 SH DEFINED 5 1,268 - -
ECOLAB INC COM 278865100 6 130 SH DEFINED 8 - 130 -
ECOLOGY & ENVIRONMENT INC CL A 278878103 111 7,425 SH DEFINED 3 - - 7,425
ECOLOGY & ENVIRONMENT INC CL A 278878103 178 11,880 SH DEFINED 4 - - 11,880
ECOPETROL S A SPONSORED ADS 279158109 19 790 SH DEFINED 3 - - 790
ECOPETROL S A SPONSORED ADS 279158109 92 3,800 SH SOLE 3,800 - -
EDCI HLDGS INC COM 268315108 2 350 SH DEFINED 3 - - 350
EDGAR ONLINE INC COM 279765101 2 1,000 SH DEFINED 1,000 - -
EDGEWATER TECHNOLOGY INC COM 280358102 252 85,000 SH DEFINED 4 - - 85,000
EDISON INTL COM 281020107 16,253 467,295 SH DEFINED 2 467,295 - -
EDISON INTL COM 281020107 1,023 29,408 SH DEFINED 3 3,582 - 25,826
EDISON INTL COM 281020107 3 85 SH DEFINED 18 85 - -
EDISON INTL COM 281020107 1,828 52,554 SH DEFINED 5 52,554 - -
EDISON INTL COM 281020107 50 1,445 SH DEFINED 8 1,445 - -
EDWARDS LIFESCIENCES CORP COM 28176E108 8,138 93,700 SH DEFINED 1 10,700 83,000 -
EDWARDS LIFESCIENCES CORP COM 28176E108 2,305 26,538 SH DEFINED 3 15,978 - 10,560
EDWARDS LIFESCIENCES CORP COM 28176E108 1,311 15,100 SH DEFINED 4 - 2,100 13,000
EDWARDS LIFESCIENCES CORP COM 28176E108 22 248 SH DEFINED 9 248 - -
EDWARDS LIFESCIENCES CORP COM 28176E108 13 147 SH DEFINED 5 147 - -
EF JOHNSON TECHNOLOGIES COM 26843B101 145 131,000 SH DEFINED 4 - - 131,000
INC
EHEALTH INC COM 28238P109 1 51 SH DEFINED 3 - - 51
EHEALTH INC COM 28238P109 176 10,730 SH DEFINED 14 10,730 - -
EL PASO CORP COM 28336L109 10,864 1,105,172 SH DEFINED 2 1,105,172 - -
EL PASO CORP COM 28336L109 9,431 959,359 SH DEFINED 3 701,262 - 258,097
EL PASO CORP COM 28336L109 6,921 704,100 PUT DEFINED 3 704,100 - -
EL PASO CORP COM 28336L109 174 17,687 SH DEFINED 10 17,687 - -
EL PASO CORP COM 28336L109 5 505 SH DEFINED 18 505 - -
EL PASO CORP COM 28336L109 16 1,622 SH DEFINED 1,622 - -
EL PASO CORP COM 28336L109 67 6,862 SH SOLE 6,862 - -
EL PASO CORP COM 28336L109 1,440 146,478 SH DEFINED 5 146,478 - -
EL PASO ELEC CO COM NEW 283677854 425 20,956 SH DEFINED 2 20,956 - -
EL PASO ENERGY CAP TR I PFD CV TR SECS 283678209 384 10,500 PRN DEFINED 3 - - 10,500
EL PASO PIPELINE COM UNIT LPI 283702108 2,371 91,350 SH DEFINED 3 70,000 - 21,350
PARTNERS L
EL PASO PIPELINE COM UNIT LPI 283702108 26 1,000 SH DEFINED 18 1,000 - -
PARTNERS L
ELAN PLC ADR 284131208 2,052 314,680 SH DEFINED 3 32,450 - 282,230
ELAN PLC ADR 284131208 16 2,390 SH DEFINED 16 2,390 - -
ELAN PLC ADR 284131208 5 822 SH DEFINED 18 822 - -
ELAN PLC ADR 284131208 2 312 SH DEFINED 312 - -
ELAN PLC ADR 284131208 3 485 SH DEFINED 5 485 - -
ELBIT IMAGING LTD ORD SHS M37605108 2 100 SH DEFINED 3 - - 100
ELBIT SYS LTD ORD M3760D101 12 178 SH DEFINED 2 178 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ELBIT SYS LTD ORD M3760D101 16 250 SH DEFINED 3 - - 250
ELBIT SYS LTD ORD M3760D101 2 25 SH DEFINED 5 25 - -
ELDORADO GOLD CORP NEW COM 284902103 124,722 8,794,048 SH DEFINED 1 376,490 8,417,558 -
ELDORADO GOLD CORP NEW COM 284902103 2,614 184,303 SH DEFINED 3 7,500 - 176,803
ELDORADO GOLD CORP NEW COM 284902103 36,783 2,593,523 SH DEFINED 6 2,593,523 - -
ELDORADO GOLD CORP NEW COM 284902103 975 68,731 SH DEFINED 7 - 68,731 -
ELDORADO GOLD CORP NEW COM 284902103 132 9,305 SH DEFINED 9 9,305 - -
ELDORADO GOLD CORP NEW COM 284902103 12 880 SH DEFINED 5;1 880 - -
ELDORADO GOLD CORP NEW COM 284902103 182 12,825 SH DEFINED 12,825 - -
ELDORADO GOLD CORP NEW COM 284902103 33,353 2,351,700 SH SOLE 2,351,700 - -
ELDORADO GOLD CORP NEW COM 284902103 4,598 324,222 SH DEFINED 5 324,222 - -
ELDORADO GOLD CORP NEW COM 284902103 217 15,300 CALL DEFINED 5 15,300 - -
ELDORADO GOLD CORP NEW COM 284902103 3 200 PUT DEFINED 5 200 - -
ELDORADO GOLD CORP NEW COM 284902103 119 8,414 SH DEFINED 8 6,214 2,200 -
ELECTRO OPTICAL SCIENCES COM 285192100 21 2,000 SH DEFINED 3 - - 2,000
INC
ELECTRO RENT CORP COM 285218103 531 46,000 SH DEFINED 4 - - 46,000
ELECTRO SCIENTIFIC INDS COM 285229100 4 398 SH DEFINED 2 398 - -
ELECTRO SCIENTIFIC INDS COM 285229100 422 39,000 SH DEFINED 4 - - 39,000
ELECTRONIC ARTS INC COM 285512109 3,244 182,774 SH DEFINED 2 182,774 - -
ELECTRONIC ARTS INC COM 285512109 1,419 79,920 SH DEFINED 3 30,579 - 49,341
ELECTRONIC ARTS INC COM 285512109 124 7,000 SH DEFINED 15 7,000 - -
ELECTRONIC ARTS INC COM 285512109 36 2,000 SH DEFINED 2,000 - -
ELECTRONIC ARTS INC COM 285512109 54 3,027 SH SOLE 3,027 - -
ELECTRONIC ARTS INC COM 285512109 163 9,177 SH DEFINED 5 9,177 - -
ELECTRONICS FOR IMAGING COM 286082102 1 100 SH DEFINED 3 - - 100
INC
ELIZABETH ARDEN INC COM 28660G106 10 701 SH DEFINED 2 701 - -
ELIZABETH ARDEN INC COM 28660G106 4 250 SH DEFINED 3 - - 250
ELIZABETH ARDEN INC COM 28660G106 851 59,000 SH DEFINED 4 - - 59,000
ELIZABETH ARDEN INC COM 28660G106 1,757 121,768 SH DEFINED 121,768 - -
ELLIS PERRY INTL INC COM 288853104 142 9,459 SH DEFINED 3 - - 9,459
ELLIS PERRY INTL INC COM 288853104 698 46,350 SH DEFINED 4 - - 46,350
ELLSWORTH FUND LTD COM 289074106 64 9,700 SH DEFINED 3 - - 9,700
ELOYALTY CORP COM NEW 290151307 29 4,233 SH DEFINED 3 - - 4,233
ELOYALTY CORP COM NEW 290151307 149 21,707 SH DEFINED 15 21,707 - -
EMBRAER-EMPRESA SP ADR COM SHS 29081M102 15 692 SH DEFINED 3 - - 692
BRASILEIRA D
EMBRAER-EMPRESA SP ADR COM SHS 29081M102 30 1,365 SH DEFINED 16 1,365 - -
BRASILEIRA D
EMBRAER-EMPRESA SP ADR COM SHS 29081M102 1 26 SH DEFINED 5 26 - -
BRASILEIRA D
EMC INS GROUP INC COM 268664109 114 5,300 SH DEFINED 3 - - 5,300
EMC INS GROUP INC COM 268664109 667 31,000 SH DEFINED 4 - - 31,000
EMCOR GROUP INC COM 29084Q100 304 11,290 SH DEFINED 3 - - 11,290
EMCOR GROUP INC COM 29084Q100 9 328 SH DEFINED 18 328 - -
EMCOR GROUP INC COM 29084Q100 37 1,375 SH DEFINED 5 1,375 - -
EMCORE CORP COM 290846104 - - SH DEFINED 5 - - -
EMCORE CORP COM 290846104 - 200 SH DEFINED 8 200 - -
EMDEON INC CL A 29084T104 18 1,200 SH DEFINED 5 1,200 - -
EMERGENCY MEDICAL SVCS CL A 29100P102 251 4,634 SH DEFINED 3 - - 4,634
CORP
EMERGENCY MEDICAL SVCS CL A 29100P102 3,115 57,520 SH DEFINED 4 - 28,920 28,600
CORP
EMERGENCY MEDICAL SVCS CL A 29100P102 4 65 SH DEFINED 18 65 - -
CORP
EMERGENT BIOSOLUTIONS INC COM 29089Q105 37 2,737 SH DEFINED 2 2,737 - -
EMERGENT BIOSOLUTIONS INC COM 29089Q105 15 1,086 SH DEFINED 3 - - 1,086
EMERGING MKTS TELECOMNC COM 290890102 571 34,422 SH DEFINED 3 - - 34,422
FD N
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
EMERGING MKTS TELECOMNC COM 290890102 36 2,200 SH DEFINED 5 2,200 - -
FD N
EMERITUS CORP COM 291005106 2,619 139,687 SH DEFINED 3 - - 139,687
EMERSON ELEC CO COM 291011104 1,380 32,400 SH DEFINED 1 - 32,400 -
EMERSON ELEC CO COM 291011104 19,044 447,037 SH DEFINED 2 447,037 - -
EMERSON ELEC CO COM 291011104 16,081 377,498 SH DEFINED 3 8,358 - 369,140
EMERSON ELEC CO COM 291011104 124 2,900 SH DEFINED 4 - 2,900 -
EMERSON ELEC CO COM 291011104 40,556 952,027 SH DEFINED 6 952,027 - -
EMERSON ELEC CO COM 291011104 3,299 77,443 SH DEFINED 7 - 77,443 -
EMERSON ELEC CO COM 291011104 84 1,972 SH DEFINED 10 1,972 - -
EMERSON ELEC CO COM 291011104 110 2,585 SH DEFINED 15 2,585 - -
EMERSON ELEC CO COM 291011104 527 12,380 SH DEFINED 17 - - 12,380
EMERSON ELEC CO COM 291011104 234 5,498 SH DEFINED 18 5,498 - -
EMERSON ELEC CO COM 291011104 97 2,285 SH DEFINED 2,285 - -
EMERSON ELEC CO COM 291011104 1,086 25,485 SH SOLE 25,485 - -
EMERSON ELEC CO COM 291011104 2,972 69,774 SH DEFINED 5 69,774 - -
EMERSON ELEC CO COM 291011104 554 12,999 SH DEFINED 8 10,180 2,819 -
EMMIS COMMUNICATIONS CORP CL A 291525103 98 84,000 SH DEFINED 4 - - 84,000
EMPIRE DIST ELEC CO COM 291641108 528 28,175 SH DEFINED 2 28,175 - -
EMPIRE DIST ELEC CO COM 291641108 723 38,600 SH DEFINED 4 - - 38,600
EMPIRE DIST ELEC CO COM 291641108 22 1,200 SH DEFINED 18 1,200 - -
EMPLOYERS HOLDINGS INC COM 292218104 305 19,864 SH DEFINED 2 19,864 - -
EMPLOYERS HOLDINGS INC COM 292218104 106 6,925 SH DEFINED 3 - - 6,925
EMPRESAS ICA S A DE CV SPONS ADR NEW 292448206 36 3,826 SH DEFINED 3 3,826 - -
EMS TECHNOLOGIES INC COM 26873N108 36 2,500 SH DEFINED 3 - - 2,500
EMS TECHNOLOGIES INC COM 26873N108 6,995 482,426 SH DEFINED 4 - 156,526 325,900
EMULEX CORP COM NEW 292475209 68 6,262 SH DEFINED 2 6,262 - -
EMULEX CORP COM NEW 292475209 41 3,768 SH DEFINED 3 - - 3,768
ENBRIDGE ENERGY SHS UNITS LLI 29250X103 1,280 24,094 SH DEFINED 3 - - 24,094
MANAGEMENT L
ENBRIDGE ENERGY SHS UNITS LLI 29250X103 884 16,650 SH DEFINED 4 - - 16,650
MANAGEMENT L
ENBRIDGE ENERGY SHS UNITS LLI 29250X103 61 1,146 SH DEFINED 18 1,146 - -
MANAGEMENT L
ENBRIDGE ENERGY PARTNERS COM 29250R106 1,525 28,400 SH DEFINED 1 - 28,400 -
L P
ENBRIDGE ENERGY PARTNERS COM 29250R106 1,175 21,894 SH DEFINED 2 21,894 - -
L P
ENBRIDGE ENERGY PARTNERS COM 29250R106 3,810 70,965 SH DEFINED 3 30,000 - 40,965
L P
ENBRIDGE ENERGY PARTNERS COM 29250R106 54 1,000 SH DEFINED 16 1,000 - -
L P
ENBRIDGE ENERGY PARTNERS COM 29250R106 44 815 SH DEFINED 815 - -
L P
ENBRIDGE ENERGY PARTNERS COM 29250R106 1,677 31,236 SH DEFINED 5 31,236 - -
L P
ENBRIDGE ENERGY PARTNERS COM 29250R106 35 660 SH DEFINED 8 660 - -
L P
ENBRIDGE INC COM 29250N105 562,286 12,163,797 SH DEFINED 1 666,128 11,497,669 -
ENBRIDGE INC COM 29250N105 633 13,688 SH DEFINED 2 13,688 - -
ENBRIDGE INC COM 29250N105 684 14,804 SH DEFINED 3 - - 14,804
ENBRIDGE INC COM 29250N105 83,509 1,806,527 SH DEFINED 6 1,806,527 - -
ENBRIDGE INC COM 29250N105 31,510 681,644 SH DEFINED 7 - 681,644 -
ENBRIDGE INC COM 29250N105 3,083 66,684 SH DEFINED 9 66,684 - -
ENBRIDGE INC COM 29250N105 20 427 SH DEFINED 10 427 - -
ENBRIDGE INC COM 29250N105 85 1,835 SH DEFINED 15 1,835 - -
ENBRIDGE INC COM 29250N105 65 1,400 SH DEFINED 17 - - 1,400
ENBRIDGE INC COM 29250N105 13 290 SH DEFINED 5;1 290 - -
ENBRIDGE INC COM 29250N105 983 21,272 SH DEFINED 19,662 1,610 -
ENBRIDGE INC COM 29250N105 672,967 14,558,124 SH SOLE 14,558,124 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ENBRIDGE INC COM 29250N105 177,358 3,836,746 SH DEFINED 5 3,836,746 - -
ENBRIDGE INC COM 29250N105 3,546 76,700 CALL DEFINED 5 76,700 - -
ENBRIDGE INC COM 29250N105 5,979 129,328 SH DEFINED 8 87,298 42,030 -
ENCANA CORP COM 292505104 456,569 14,081,219 SH DEFINED 1 1,197,747 12,883,472 -
ENCANA CORP COM 292505104 539 16,622 SH DEFINED 2 16,622 - -
ENCANA CORP COM 292505104 2,333 71,941 SH DEFINED 3 30,200 - 41,741
ENCANA CORP COM 292505104 185,674 5,726,442 SH DEFINED 6 5,726,442 - -
ENCANA CORP COM 292505104 37,799 1,165,789 SH DEFINED 7 - 1,165,789 -
ENCANA CORP COM 292505104 1,954 60,253 SH DEFINED 9 60,253 - -
ENCANA CORP COM 292505104 29 901 SH DEFINED 10 901 - -
ENCANA CORP COM 292505104 112 3,464 SH DEFINED 11 3,464 - -
ENCANA CORP COM 292505104 973 30,000 SH DEFINED 13 30,000 - -
ENCANA CORP COM 292505104 324 10,000 SH DEFINED 14 10,000 - -
ENCANA CORP COM 292505104 447 13,790 SH DEFINED 15 13,790 - -
ENCANA CORP COM 292505104 42 1,300 SH DEFINED 16 1,300 - -
ENCANA CORP COM 292505104 331 10,200 SH DEFINED 17 - - 10,200
ENCANA CORP COM 292505104 22 686 SH DEFINED 18 686 - -
ENCANA CORP COM 292505104 71,843 2,215,724 SH DEFINED 5;1 2,215,724 - -
ENCANA CORP COM 292505104 1,671 51,522 SH DEFINED 49,047 2,475 -
ENCANA CORP COM 292505104 297,423 9,172,939 SH SOLE 9,172,939 - -
ENCANA CORP COM 292505104 141,025 4,349,415 SH DEFINED 5 4,349,415 - -
ENCANA CORP COM 292505104 1,663 51,300 CALL DEFINED 5 51,300 - -
ENCANA CORP COM 292505104 1,394 43,000 PUT DEFINED 5 43,000 - -
ENCANA CORP COM 292505104 6,850 211,261 SH DEFINED 8 108,538 102,723 -
ENCORE ACQUISITION CO COM 29255W100 6,051 126,003 SH DEFINED 3 124,422 - 1,581
ENCORE ENERGY PARTNERS LP COM UNIT 29257A106 3,515 177,370 SH DEFINED 3 - - 177,370
ENCORE WIRE CORP COM 292562105 737 35,000 SH DEFINED 4 - - 35,000
ENCORIUM GROUP INC COM 29257R109 - 1,685 SH DEFINED 3 - - 1,685
ENDEAVOUR SILVER CORP COM 29258Y103 3,277 900,000 SH DEFINED 1 - 900,000 -
ENDEAVOUR SILVER CORP COM 29258Y103 7 2,000 SH DEFINED 3 - - 2,000
ENDEAVOUR SILVER CORP COM 29258Y103 11 3,085 SH DEFINED 5 3,085 - -
ENDEAVOUR SILVER CORP COM 29258Y103 4 1,075 SH DEFINED 8 1,075 - -
ENDO PHARMACEUTICALS COM 29264F205 1,084 52,819 SH DEFINED 2 52,819 - -
HLDGS I
ENDO PHARMACEUTICALS COM 29264F205 61 2,961 SH DEFINED 3 - - 2,961
HLDGS I
ENDO PHARMACEUTICALS COM 29264F205 - 23 SH DEFINED 15 23 - -
HLDGS I
ENDO PHARMACEUTICALS COM 29264F205 37 1,787 SH DEFINED 5 1,787 - -
HLDGS I
ENDURANCE SPECIALTY SHS G30397106 53 1,423 SH DEFINED 3 - - 1,423
HLDGS LT
ENDURANCE SPECIALTY SHS G30397106 7 190 SH DEFINED 18 190 - -
HLDGS LT
ENDURANCE SPECIALTY SHS G30397106 5 143 SH DEFINED 143 - -
HLDGS LT
ENER1 INC COM NEW 29267A203 2 300 SH DEFINED 3 - - 300
ENER1 INC COM NEW 29267A203 9 1,428 SH DEFINED 5 1,428 - -
ENERGEN CORP COM 29265N108 6,140 131,200 SH DEFINED 1 19,400 111,800 -
ENERGEN CORP COM 29265N108 260 5,558 SH DEFINED 2 5,558 - -
ENERGEN CORP COM 29265N108 40 863 SH DEFINED 3 - - 863
ENERGEN CORP COM 29265N108 2,134 45,600 SH DEFINED 4 - 23,000 22,600
ENERGEN CORP COM 29265N108 10 224 SH DEFINED 18 224 - -
ENERGIZER HLDGS INC COM 29266R108 107 1,747 SH DEFINED 3 - - 1,747
ENERGIZER HLDGS INC COM 29266R108 18 300 SH DEFINED 5 300 - -
ENERGY CONVERSION COM 292659109 55 5,246 SH DEFINED 2 5,246 - -
DEVICES IN
ENERGY CONVERSION COM 292659109 571 54,006 SH DEFINED 3 - - 54,006
DEVICES IN
ENERGY CONVERSION COM 292659109 5 500 SH DEFINED 5 500 - -
DEVICES IN
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ENERGY CONVERSION COM 292659109 1 100 SH DEFINED 8 100 - -
DEVICES IN
ENERGY INCOME & GROWTH FD COM 292697109 7 300 SH DEFINED 3 - - 300
ENERGY RECOVERY INC COM 29270J100 360 52,350 SH DEFINED 3 41,700 - 10,650
ENERGY SVCS OF AMERICA COM 29271Q103 52 17,000 SH DEFINED 3 - - 17,000
CORP
ENERGY SVCS OF AMERICA *W EXP 29271Q111 13 24,000 SH DEFINED 3 - - 24,000
CORP 08/29/201
ENERGY SVCS OF AMERICA UNIT 29271Q202 1,609 436,027 SH DEFINED 3 421,427 - 14,600
CORP 08/29/2011
ENERGY TRANSFER EQUITY L COM UT LTD PTN 29273V100 461 15,065 SH DEFINED 2 15,065 - -
P
ENERGY TRANSFER EQUITY L COM UT LTD PTN 29273V100 8,355 273,221 SH DEFINED 3 134,623 - 138,598
P
ENERGY TRANSFER PRTNRS L UNIT LTD PARTN 29273R109 359 7,992 SH DEFINED 2 7,992 - -
P
ENERGY TRANSFER PRTNRS L UNIT LTD PARTN 29273R109 7,321 162,799 SH DEFINED 3 25,000 - 137,799
P
ENERGY TRANSFER PRTNRS L UNIT LTD PARTN 29273R109 45 1,000 SH DEFINED 16 1,000 - -
P
ENERGY TRANSFER PRTNRS L UNIT LTD PARTN 29273R109 22 500 SH DEFINED 18 500 - -
P
ENERGY TRANSFER PRTNRS L UNIT LTD PARTN 29273R109 87 1,935 SH DEFINED 1,907 28 -
P
ENERGY TRANSFER PRTNRS L UNIT LTD PARTN 29273R109 119 2,642 SH DEFINED 5 2,642 - -
P
ENERGY XXI (BERMUDA) LTD COM SHS G10082108 23 10,000 SH DEFINED 13 10,000 - -
ENERGYSOLUTIONS INC COM 292756202 106 12,475 SH DEFINED 2 12,475 - -
ENERGYSOLUTIONS INC COM 292756202 162 19,100 SH DEFINED 3 - - 19,100
ENERGYSOLUTIONS INC COM 292756202 1,792 211,034 SH DEFINED 7 - 211,034 -
ENERGYSOLUTIONS INC COM 292756202 10 1,190 SH DEFINED 15 1,190 - -
ENERGYSOLUTIONS INC COM 292756202 8 1,000 SH DEFINED 1,000 - -
ENERGYSOLUTIONS INC COM 292756202 57 6,660 SH DEFINED 8 - 6,660 -
ENERNOC INC COM 292764107 7 234 SH DEFINED 3 - - 234
ENERNOC INC COM 292764107 167 5,500 SH DEFINED 5 5,500 - -
ENERPLUS RES FD UNIT TR G NEW 29274D604 1,556 67,628 SH DEFINED 1 67,628 - -
ENERPLUS RES FD UNIT TR G NEW 29274D604 458 19,907 SH DEFINED 2 19,907 - -
ENERPLUS RES FD UNIT TR G NEW 29274D604 2,910 126,469 SH DEFINED 3 - - 126,469
ENERPLUS RES FD UNIT TR G NEW 29274D604 35 1,515 SH DEFINED 6 1,515 - -
ENERPLUS RES FD UNIT TR G NEW 29274D604 320 13,917 SH DEFINED 7 - 13,917 -
ENERPLUS RES FD UNIT TR G NEW 29274D604 58 2,500 SH DEFINED 9 2,500 - -
ENERPLUS RES FD UNIT TR G NEW 29274D604 139 6,030 SH DEFINED 15 6,030 - -
ENERPLUS RES FD UNIT TR G NEW 29274D604 12 500 SH DEFINED 18 500 - -
ENERPLUS RES FD UNIT TR G NEW 29274D604 18,108 786,868 SH SOLE 786,868 - -
ENERPLUS RES FD UNIT TR G NEW 29274D604 5,768 250,653 SH DEFINED 5 250,653 - -
ENERPLUS RES FD UNIT TR G NEW 29274D604 92 4,000 SH DEFINED 8 4,000 - -
ENERSIS S A SPONSORED ADR 29274F104 22 966 SH DEFINED 3 - - 966
ENERSYS COM 29275Y102 386 17,655 SH DEFINED 2 17,655 - -
ENERSYS COM 29275Y102 1 34 SH DEFINED 3 - - 34
ENERSYS COM 29275Y102 3 158 SH DEFINED 18 158 - -
ENHANCED S&P500 CV CALL COM 29332W107 175 17,082 SH DEFINED 3 - - 17,082
FD I
ENI S P A SPONSORED ADR 26874R108 346 6,845 SH DEFINED 3 - - 6,845
ENI S P A SPONSORED ADR 26874R108 4 80 SH DEFINED 7 - 80 -
ENI S P A SPONSORED ADR 26874R108 8,158 161,188 SH DEFINED 5;1 161,188 - -
ENI S P A SPONSORED ADR 26874R108 47 929 SH DEFINED 929 - -
ENI S P A SPONSORED ADR 26874R108 3 51 SH SOLE 51 - -
ENI S P A SPONSORED ADR 26874R108 2,477 48,943 SH DEFINED 5 48,943 - -
ENI S P A SPONSORED ADR 26874R108 74 1,460 SH DEFINED 8 1,460 - -
ENNIS INC COM 293389102 5 318 SH DEFINED 3 - - 318
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ENNIS INC COM 293389102 2,416 143,900 SH DEFINED 4 - 15,700 128,200
ENNIS INC COM 293389102 17 1,000 SH DEFINED 14 1,000 - -
ENPRO INDS INC COM 29355X107 2 84 SH DEFINED 3 - - 84
ENPRO INDS INC COM 29355X107 528 20,000 SH DEFINED 4 - - 20,000
ENSCO INTL INC COM 26874Q100 4 101 SH DEFINED 18 101 - -
ENSTAR GROUP LIMITED SHS G3075P101 11 146 SH DEFINED 2 146 - -
ENSTAR GROUP LIMITED SHS G3075P101 4,471 61,226 SH DEFINED 3 - - 61,226
ENTEGRIS INC COM 29362U104 2 300 SH DEFINED 2 300 - -
ENTERCOM COMMUNICATIONS CL A 293639100 1 100 SH DEFINED 2 100 - -
CORP
ENTERCOM COMMUNICATIONS CL A 293639100 219 31,000 SH DEFINED 4 - - 31,000
CORP
ENTERGY CORP NEW COM 29364G103 8,957 109,450 SH DEFINED 1 42,850 66,600 -
ENTERGY CORP NEW COM 29364G103 21,589 263,794 SH DEFINED 2 263,794 - -
ENTERGY CORP NEW COM 29364G103 8,788 107,380 SH DEFINED 3 77,180 - 30,200
ENTERGY CORP NEW COM 29364G103 27 325 SH DEFINED 7 - 325 -
ENTERGY CORP NEW COM 29364G103 149 1,818 SH DEFINED 10 1,818 - -
ENTERGY CORP NEW COM 29364G103 30 370 SH DEFINED 11 370 - -
ENTERGY CORP NEW COM 29364G103 68 825 SH DEFINED 15 825 - -
ENTERGY CORP NEW COM 29364G103 27 332 SH DEFINED 18 332 - -
ENTERGY CORP NEW COM 29364G103 291 3,550 SH DEFINED 3,010 540 -
ENTERGY CORP NEW COM 29364G103 16 200 SH SOLE 200 - -
ENTERGY CORP NEW COM 29364G103 375 4,583 SH DEFINED 5 4,583 - -
ENTERGY CORP NEW COM 29364G103 6 75 SH DEFINED 8 60 15 -
ENTEROMEDICS INC COM 29365M109 2 4,000 SH DEFINED 3 - - 4,000
ENTERPRISE BANCORP INC COM 293668109 4 400 SH DEFINED 3 - - 400
MASS
ENTERPRISE GP HLDGS L P UNIT LP INT 293716106 971 24,908 SH DEFINED 3 18,500 - 6,408
ENTERPRISE GP HLDGS L P UNIT LP INT 293716106 1 36 SH DEFINED 5 36 - -
ENTERPRISE PRODS COM 293792107 954 30,364 SH DEFINED 2 30,364 - -
PARTNERS L
ENTERPRISE PRODS COM 293792107 27,769 884,075 SH DEFINED 3 270,000 - 614,075
PARTNERS L
ENTERPRISE PRODS COM 293792107 60 1,900 SH DEFINED 15 1,900 - -
PARTNERS L
ENTERPRISE PRODS COM 293792107 17 548 SH DEFINED 18 548 - -
PARTNERS L
ENTERPRISE PRODS COM 293792107 358 11,402 SH DEFINED 10,762 640 -
PARTNERS L
ENTERPRISE PRODS COM 293792107 35 1,101 SH DEFINED 5 1,101 - -
PARTNERS L
ENTERRA ENERGY TR TR UNIT 29381P102 - 10 SH DEFINED 5 10 - -
ENTERTAINMENT PPTYS TR COM SH BEN INT 29380T105 563 15,960 SH DEFINED 3 - - 15,960
ENTERTAINMENT PPTYS TR CONV PFD 9% 29380T600 10 400 PRN DEFINED 3 - - 400
SR E
ENTREE GOLD INC COM 29383G100 4,449 1,835,625 SH DEFINED 5 1,835,625 - -
ENTREMED INC COM 29382F103 2 2,265 SH DEFINED 3 - - 2,265
ENZON PHARMACEUTICALS INC COM 293904108 699 66,400 SH DEFINED 1 - 66,400 -
ENZON PHARMACEUTICALS INC COM 293904108 32 3,000 SH DEFINED 3,000 - -
EOG RES INC COM 26875P101 30,990 318,500 SH DEFINED 1 - 318,500 -
EOG RES INC COM 26875P101 33,434 343,621 SH DEFINED 2 343,621 - -
EOG RES INC COM 26875P101 7,133 73,314 SH DEFINED 3 68,645 - 4,669
EOG RES INC COM 26875P101 365 3,750 SH DEFINED 4 - 3,750 -
EOG RES INC COM 26875P101 21 213 SH DEFINED 18 213 - -
EOG RES INC COM 26875P101 8 83 SH DEFINED 83 - -
EOG RES INC COM 26875P101 8 83 SH SOLE 83 - -
EOG RES INC COM 26875P101 6 64 SH DEFINED 5 64 - -
EPICEPT CORP COM 294264205 - 137 SH DEFINED 16 137 - -
EPICOR SOFTWARE CORP COM 29426L108 20 2,632 SH DEFINED 2 2,632 - -
EPICOR SOFTWARE CORP COM 29426L108 335 44,000 SH DEFINED 3 44,000 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
EPICOR SOFTWARE CORP NOTE 2.3 29426LAA6 2,364 2,750,000 PRN DEFINED 3 2,750,000 - -
EPIQ SYS INC COM 26882D109 15 1,076 SH DEFINED 2 1,076 - -
EPLUS INC COM 294268107 650 39,400 SH DEFINED 4 - - 39,400
EQT CORP COM 26884L109 7,238 164,800 SH DEFINED 1 - 164,800 -
EQT CORP COM 26884L109 8,002 182,196 SH DEFINED 2 182,196 - -
EQT CORP COM 26884L109 869 19,778 SH DEFINED 3 8,357 - 11,421
EQT CORP COM 26884L109 190 4,320 SH DEFINED 4 - 4,320 -
EQT CORP COM 26884L109 857 19,518 SH DEFINED 14 19,518 - -
EQT CORP COM 26884L109 26 600 SH DEFINED 18 600 - -
EQT CORP COM 26884L109 101 2,290 SH DEFINED 2,290 - -
EQT CORP COM 26884L109 5 110 SH DEFINED 5 110 - -
EQUIFAX INC COM 294429105 5,180 167,688 SH DEFINED 2 167,688 - -
EQUIFAX INC COM 294429105 148 4,800 SH DEFINED 3 1,425 - 3,375
EQUIFAX INC COM 294429105 6 207 SH DEFINED 5 207 - -
EQUINIX INC COM NEW 29444U502 149 1,400 SH DEFINED 1 - 1,400 -
EQUINIX INC COM NEW 29444U502 351 3,310 SH DEFINED 3 - - 3,310
EQUINIX INC COM NEW 29444U502 95 894 SH DEFINED 894 - -
EQUITY LIFESTYLE PPTYS COM 29472R108 328 6,492 SH DEFINED 2 6,492 - -
INC
EQUITY ONE COM 294752100 1,153 71,295 SH DEFINED 2 71,295 - -
EQUITY ONE COM 294752100 8 482 SH DEFINED 3 - - 482
EQUITY RESIDENTIAL SH BEN INT 29476L107 11,715 346,797 SH DEFINED 2 346,797 - -
EQUITY RESIDENTIAL SH BEN INT 29476L107 479 14,170 SH DEFINED 3 3,019 - 11,151
EQUITY RESIDENTIAL SH BEN INT 29476L107 11 325 SH DEFINED 18 325 - -
EQUITY RESIDENTIAL SH BEN INT 29476L107 70 2,079 SH DEFINED 2,079 - -
EQUUS TOTAL RETURN INC COM 294766100 29 9,200 SH DEFINED 3 - - 9,200
ERESEARCHTECHNOLOGY INC COM 29481V108 400 66,596 SH DEFINED 2 66,596 - -
ERICSSON L M TEL CO ADR B SEK 10 294821608 969 105,388 SH DEFINED 2 105,388 - -
ERICSSON L M TEL CO ADR B SEK 10 294821608 1,018 110,759 SH DEFINED 3 89,700 - 21,059
ERICSSON L M TEL CO ADR B SEK 10 294821608 11 1,200 SH DEFINED 7 - 1,200 -
ERICSSON L M TEL CO ADR B SEK 10 294821608 218 23,723 SH DEFINED 18 23,723 - -
ERICSSON L M TEL CO ADR B SEK 10 294821608 14 1,505 SH DEFINED 1,505 - -
ERICSSON L M TEL CO ADR B SEK 10 294821608 1 60 SH SOLE 60 - -
ERICSSON L M TEL CO ADR B SEK 10 294821608 85 9,216 SH DEFINED 5 9,216 - -
ERIE INDTY CO CL A 29530P102 39 992 SH DEFINED 3 - - 992
ERP OPER LTD PARTNERSHIP NOTE 3.85 26884AAV5 16,057 16,000,000 PRN DEFINED 3 16,000,000 - -
ESCALON MED CORP COM NEW 296074305 20 12,500 SH DEFINED 12,500 - -
ESPEY MFG & ELECTRS CORP COM 296650104 746 39,000 SH DEFINED 4 - - 39,000
ESSEX PPTY TR INC COM 297178105 999 11,943 SH DEFINED 2 11,943 - -
ESSEX PPTY TR INC COM 297178105 203 2,425 SH DEFINED 3 - - 2,425
ESSEX PPTY TR INC COM 297178105 6 76 SH DEFINED 18 76 - -
ESTERLINE TECHNOLOGIES COM 297425100 345 8,450 SH DEFINED 2 8,450 - -
CORP
ESTERLINE TECHNOLOGIES COM 297425100 1,338 32,817 SH DEFINED 3 20,000 - 12,817
CORP
ETABLISSEMENTS DELHAIZE SPONSORED ADR 29759W101 383 4,993 SH DEFINED 2 4,993 - -
FRER
ETABLISSEMENTS DELHAIZE SPONSORED ADR 29759W101 - 4 SH DEFINED 3 - - 4
FRER
ETFS GOLD TR SHS 26922Y105 1,257 11,486 SH DEFINED 3 - - 11,486
ETFS SILVER TR SILVER SHS 26922X107 1,078 63,889 SH DEFINED 3 - - 63,889
ETHAN ALLEN INTERIORS INC COM 297602104 5 340 SH DEFINED 2 340 - -
EURONET WORLDWIDE INC COM 298736109 251 11,433 SH DEFINED 2 11,433 - -
EUROPEAN EQUITY FUND COM 298768102 142 20,249 SH DEFINED 3 - - 20,249
EUROPEAN EQUITY FUND COM 298768102 184 26,232 SH DEFINED 5 26,232 - -
EUROSEAS LTD COM NEW Y23592200 55 13,939 SH DEFINED 3 - - 13,939
EV ENERGY PARTNERS LP COM UNITS 26926V107 808 26,716 SH DEFINED 3 - - 26,716
EV ENERGY PARTNERS LP COM UNITS 26926V107 574 19,000 SH DEFINED 4 - - 19,000
EV3 INC COM 26928A200 92 6,932 SH DEFINED 2 6,932 - -
EVANS BANCORP INC COM NEW 29911Q208 75 6,600 SH DEFINED 3 - - 6,600
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
EVERCORE PARTNERS INC CLASS A 29977A105 21 679 SH DEFINED 2 679 - -
EVERCORE PARTNERS INC CLASS A 29977A105 1,735 57,060 SH DEFINED 3 - - 57,060
EVEREST RE GROUP LTD COM G3223R108 4,652 54,300 SH DEFINED 1 7,500 46,800 -
EVEREST RE GROUP LTD COM G3223R108 48 565 SH DEFINED 2 565 - -
EVEREST RE GROUP LTD COM G3223R108 39 453 SH DEFINED 3 - - 453
EVEREST RE GROUP LTD COM G3223R108 343 4,000 SH DEFINED 7 - 4,000 -
EVEREST RE GROUP LTD COM G3223R108 47 550 SH DEFINED 15 550 - -
EVEREST RE GROUP LTD COM G3223R108 1 9 SH DEFINED 18 9 - -
EVERGREEN ENERGY INC COM 30024B104 5 15,000 SH DEFINED 3 15,000 - -
EVERGREEN GBL DIVID OPP COM 30024H101 443 43,218 SH DEFINED 3 - - 43,218
FUND
EVERGREEN INCOME COM SHS 30023Y105 21 2,235 SH DEFINED 3 - - 2,235
ADVANTAGE F
EVERGREEN MULTI SECT INC COM SHS 30024Y104 400 28,174 SH DEFINED 3 - - 28,174
FUN
EVERGREEN SOLAR INC COM 30033R108 104 69,135 SH DEFINED 3 - - 69,135
EVERGREEN SOLAR INC COM 30033R108 - 100 SH DEFINED 5 100 - -
EVERGREEN UTLS & HIGH COM 30034Q109 326 22,119 SH DEFINED 3 - - 22,119
INCM F
EVOLVING SYS INC COM NEW 30049R209 1 175 SH DEFINED 3 - - 175
EXACTECH INC COM 30064E109 1,877 108,432 SH DEFINED 4 - 29,300 79,132
EXAR CORP COM 300645108 11 1,492 SH DEFINED 3 - - 1,492
EXCEL MARITIME CARRIERS COM V3267N107 25 4,108 SH DEFINED 3 - - 4,108
LTD
EXCEL MARITIME CARRIERS COM V3267N107 382 62,000 SH DEFINED 4 - - 62,000
LTD
EXCO RESOURCES INC COM 269279402 9,452 445,200 SH DEFINED 1 33,800 411,400 -
EXCO RESOURCES INC COM 269279402 4 179 SH DEFINED 3 - - 179
EXCO RESOURCES INC COM 269279402 2 88 SH DEFINED 16 88 - -
EXELIXIS INC COM 30161Q104 511 69,300 SH DEFINED 1 - 69,300 -
EXELON CORP COM 30161N101 17,066 349,204 SH DEFINED 2 349,204 - -
EXELON CORP COM 30161N101 4,045 82,773 SH DEFINED 3 7,320 - 75,453
EXELON CORP COM 30161N101 562 11,505 SH DEFINED 7 - 11,505 -
EXELON CORP COM 30161N101 458 9,378 SH DEFINED 14 9,378 - -
EXELON CORP COM 30161N101 115 2,350 SH DEFINED 15 2,350 - -
EXELON CORP COM 30161N101 73 1,500 SH DEFINED 16 1,500 - -
EXELON CORP COM 30161N101 340 6,954 SH DEFINED 18 6,954 - -
EXELON CORP COM 30161N101 377 7,723 SH DEFINED 7,368 355 -
EXELON CORP COM 30161N101 10 200 SH SOLE 200 - -
EXELON CORP COM 30161N101 320 6,562 SH DEFINED 5 6,562 - -
EXELON CORP COM 30161N101 24 480 SH DEFINED 8 300 180 -
EXETER RES CORP COM 301835104 4,226 600,000 SH DEFINED 1 - 600,000 -
EXETER RES CORP COM 301835104 16 2,300 SH DEFINED 3 - - 2,300
EXFO ELECTRO OPTICAL SUB VTG SHS 302043104 8 2,050 SH DEFINED 7 - 2,050 -
ENGR IN
EXFO ELECTRO OPTICAL SUB VTG SHS 302043104 87 22,700 SH DEFINED 5 22,700 - -
ENGR IN
EXIDE TECHNOLOGIES COM NEW 302051206 - 57 SH DEFINED 2 57 - -
EXIDE TECHNOLOGIES COM NEW 302051206 11 1,500 SH DEFINED 3 - - 1,500
EXPEDIA INC DEL COM 30212P105 5,537 215,200 SH DEFINED 1 28,900 186,300 -
EXPEDIA INC DEL COM 30212P105 3,389 131,718 SH DEFINED 2 131,718 - -
EXPEDIA INC DEL COM 30212P105 340 13,222 SH DEFINED 3 2,358 - 10,864
EXPEDIA INC DEL COM 30212P105 3 105 SH DEFINED 18 105 - -
EXPEDIA INC DEL COM 30212P105 20 786 SH DEFINED 5 786 - -
EXPEDITORS INTL WASH INC COM 302130109 3,521 101,268 SH DEFINED 2 101,268 - -
EXPEDITORS INTL WASH INC COM 302130109 544 15,645 SH DEFINED 3 2,350 - 13,295
EXPEDITORS INTL WASH INC COM 302130109 483 13,880 SH DEFINED 4 - 2,000 11,880
EXPEDITORS INTL WASH INC COM 302130109 11 327 SH DEFINED 18 327 - -
EXPONENT INC COM 30214U102 154 5,535 SH DEFINED 2 5,535 - -
EXPRESS SCRIPTS INC COM 302182100 74,624 863,500 SH DEFINED 1 66,000 797,500 -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
EXPRESS SCRIPTS INC COM 302182100 19,943 230,774 SH DEFINED 2 230,774 - -
EXPRESS SCRIPTS INC COM 302182100 3,586 41,490 SH DEFINED 3 3,008 - 38,482
EXPRESS SCRIPTS INC COM 302182100 946 10,950 SH DEFINED 4 - 10,950 -
EXPRESS SCRIPTS INC COM 302182100 452 5,235 SH DEFINED 7 - 5,235 -
EXPRESS SCRIPTS INC COM 302182100 62 720 SH DEFINED 9 720 - -
EXPRESS SCRIPTS INC COM 302182100 391 4,524 SH DEFINED 10 4,524 - -
EXPRESS SCRIPTS INC COM 302182100 281 3,250 SH DEFINED 11 3,250 - -
EXPRESS SCRIPTS INC COM 302182100 140 1,620 SH DEFINED 17 - - 1,620
EXPRESS SCRIPTS INC COM 302182100 149 1,729 SH DEFINED 18 1,729 - -
EXPRESS SCRIPTS INC COM 302182100 9,671 111,905 SH DEFINED 5;1 111,905 - -
EXPRESS SCRIPTS INC COM 302182100 107 1,239 SH DEFINED 1,239 - -
EXPRESS SCRIPTS INC COM 302182100 255 2,950 SH SOLE 2,950 - -
EXPRESS SCRIPTS INC COM 302182100 454 5,254 SH DEFINED 5 5,254 - -
EXPRESS SCRIPTS INC COM 302182100 25 295 SH DEFINED 8 - 295 -
EXPRESSJET HOLDINGS INC NOTE 11.250% 30218UAB4 2 2,000 PRN DEFINED 3 - - 2,000
8/0
EXTERRAN HLDGS INC COM 30225X103 162 7,533 SH DEFINED 2 7,533 - -
EXTERRAN HLDGS INC COM 30225X103 26 1,224 SH DEFINED 3 - - 1,224
EXTERRAN HLDGS INC COM 30225X103 2 87 SH DEFINED 18 87 - -
EXTERRAN PARTNERS LP COM UNITS 30225N105 2,491 112,100 SH DEFINED 3 110,950 - 1,150
EXTRA SPACE STORAGE INC COM 30225T102 287 24,882 SH DEFINED 2 24,882 - -
EXXON MOBIL CORP COM 30231G102 83,391 1,222,924 SH DEFINED 1 133,000 1,089,924 -
EXXON MOBIL CORP COM 30231G102 352,331 5,166,895 SH DEFINED 2 5,166,895 - -
EXXON MOBIL CORP COM 30231G102 82,846 1,214,935 SH DEFINED 3 260,658 - 954,277
EXXON MOBIL CORP COM 30231G102 5,067 74,300 PUT DEFINED 3 73,600 - 700
EXXON MOBIL CORP COM 30231G102 38,080 558,439 SH DEFINED 4 - 236,166 322,273
EXXON MOBIL CORP COM 30231G102 16,020 234,928 SH DEFINED 6 234,928 - -
EXXON MOBIL CORP COM 30231G102 3,088 45,278 SH DEFINED 7 - 45,278 -
EXXON MOBIL CORP COM 30231G102 142 2,083 SH DEFINED 9 2,083 - -
EXXON MOBIL CORP COM 30231G102 426 6,248 SH DEFINED 13 6,248 - -
EXXON MOBIL CORP COM 30231G102 327 4,800 SH DEFINED 14 4,800 - -
EXXON MOBIL CORP COM 30231G102 445 6,519 SH DEFINED 15 6,519 - -
EXXON MOBIL CORP COM 30231G102 1,179 17,292 SH DEFINED 16 17,292 - -
EXXON MOBIL CORP COM 30231G102 49 720 SH DEFINED 17 - - 720
EXXON MOBIL CORP COM 30231G102 6,807 99,818 SH DEFINED 18 99,818 - -
EXXON MOBIL CORP COM 30231G102 - 5 SH DEFINED 5;1 5 - -
EXXON MOBIL CORP COM 30231G102 2,574 37,745 SH DEFINED 29,672 8,073 -
EXXON MOBIL CORP COM 30231G102 19,965 292,778 SH SOLE 292,778 - -
EXXON MOBIL CORP COM 30231G102 22,624 331,775 SH DEFINED 5 331,775 - -
EXXON MOBIL CORP COM 30231G102 1,936 28,401 SH DEFINED 8 25,656 2,745 -
EZCORP INC CL A NON VTG 302301106 17 1,000 SH DEFINED 3 - - 1,000
F M C CORP COM NEW 302491303 5,708 102,359 SH DEFINED 2 102,359 - -
F M C CORP COM NEW 302491303 508 9,102 SH DEFINED 3 529 - 8,573
F M C CORP COM NEW 302491303 10,129 181,650 SH DEFINED 4 - 91,905 89,745
F M C CORP COM NEW 302491303 70 1,250 SH DEFINED 13 1,250 - -
F M C CORP COM NEW 302491303 558 10,000 SH DEFINED 16 10,000 - -
F M C CORP COM NEW 302491303 65 1,160 SH DEFINED 1,160 - -
F M C CORP COM NEW 302491303 16 284 SH DEFINED 5 284 - -
F N B UNITED CORP COM 302519103 2 1,200 SH DEFINED 3 - - 1,200
F N B UNITED CORP COM 302519103 59 45,000 SH DEFINED 4 - - 45,000
F5 NETWORKS INC COM 315616102 1,420 26,800 SH DEFINED 1 - 26,800 -
F5 NETWORKS INC COM 315616102 1,435 27,085 SH DEFINED 3 - - 27,085
F5 NETWORKS INC COM 315616102 22,500 424,772 SH DEFINED 4 - 302,672 122,100
F5 NETWORKS INC COM 315616102 321 6,064 SH DEFINED 7 - 6,064 -
F5 NETWORKS INC COM 315616102 1 11 SH DEFINED 15 11 - -
F5 NETWORKS INC COM 315616102 12 222 SH DEFINED 18 222 - -
F5 NETWORKS INC COM 315616102 9 170 SH DEFINED 170 - -
FACTSET RESH SYS INC COM 303075105 71 1,076 SH DEFINED 3 535 - 541
FACTSET RESH SYS INC COM 303075105 99 1,500 SH DEFINED 4 - 1,500 -
FACTSET RESH SYS INC COM 303075105 10 150 SH DEFINED 18 150 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
FACTSET RESH SYS INC COM 303075105 8 115 SH DEFINED 115 - -
FAIR ISAAC CORP COM 303250104 97 4,530 SH DEFINED 3 800 - 3,730
FAIRCHILD SEMICONDUCTOR COM 303726103 10 1,000 SH DEFINED 3 - - 1,000
INTL
FAIRCHILD SEMICONDUCTOR COM 303726103 256 25,618 SH DEFINED 4 - 25,618 -
INTL
FAMILY DLR STORES INC COM 307000109 5,890 211,638 SH DEFINED 2 211,638 - -
FAMILY DLR STORES INC COM 307000109 678 24,345 SH DEFINED 3 1,615 - 22,730
FAMILY DLR STORES INC COM 307000109 196 7,041 SH DEFINED 10 7,041 - -
FAMILY DLR STORES INC COM 307000109 3 90 SH DEFINED 18 90 - -
FAMILY DLR STORES INC COM 307000109 97 3,500 SH DEFINED 3,500 - -
FAMILY DLR STORES INC COM 307000109 79 2,825 SH SOLE 2,825 - -
FAMILY DLR STORES INC COM 307000109 278 9,990 SH DEFINED 5 9,990 - -
FAMILY DLR STORES INC COM 307000109 22 805 SH DEFINED 8 805 - -
FAMOUS DAVES AMER INC COM 307068106 15 2,500 SH DEFINED 3 - - 2,500
FARMER BROS CO COM 307675108 39 2,000 SH DEFINED 3 - - 2,000
FARO TECHNOLOGIES INC COM 311642102 64 2,982 SH DEFINED 2 2,982 - -
FARO TECHNOLOGIES INC COM 311642102 1 63 SH DEFINED 18 63 - -
FARO TECHNOLOGIES INC COM 311642102 3 145 SH DEFINED 145 - -
FASTENAL CO COM 311900104 1,861 44,684 SH DEFINED 2 44,684 - -
FASTENAL CO COM 311900104 2,289 54,978 SH DEFINED 3 26,465 - 28,513
FASTENAL CO COM 311900104 58 1,400 SH DEFINED 4 - 1,400 -
FASTENAL CO COM 311900104 12 300 SH DEFINED 18 300 - -
FASTENAL CO COM 311900104 9,689 232,700 SH DEFINED 5 232,700 - -
FASTENAL CO COM 311900104 117 2,800 SH DEFINED 8 2,800 - -
FAUQUIER BANKSHARES INC COM 312059108 6 500 SH DEFINED 3 - - 500
VA
FBL FINL GROUP INC CL A 30239F106 29 1,574 SH DEFINED 2 1,574 - -
FEDERAL AGRIC MTG CORP CL C 313148306 324 46,200 SH DEFINED 3 - - 46,200
FEDERAL HOME LN MTG CORP COM 313400301 35 24,123 SH DEFINED 3 - - 24,123
FEDERAL HOME LN MTG CORP COM 313400301 1 1,000 SH DEFINED 7 - 1,000 -
FEDERAL HOME LN MTG CORP COM 313400301 46 31,000 SH DEFINED 15 31,000 - -
FEDERAL HOME LN MTG CORP COM 313400301 1 600 SH DEFINED 16 600 - -
FEDERAL NATL MTG ASSN COM 313586109 13 10,597 SH DEFINED 3 - - 10,597
FEDERAL NATL MTG ASSN COM 313586109 1 1,046 SH DEFINED 7 - 1,046 -
FEDERAL NATL MTG ASSN COM 313586109 114 97,000 SH DEFINED 15 97,000 - -
FEDERAL NATL MTG ASSN COM 313586109 43 36,700 SH DEFINED 36,700 - -
FEDERAL NATL MTG ASSN COM 313586109 - 100 SH DEFINED 5 100 - -
FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 233 3,446 SH DEFINED 3 - - 3,446
FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 11 159 SH DEFINED 18 159 - -
FEDERAL SIGNAL CORP COM 313855108 83 13,772 SH DEFINED 2 13,772 - -
FEDERAL SIGNAL CORP COM 313855108 1 100 SH DEFINED 3 - - 100
FEDERATED INVS INC PA CL B 314211103 3,198 116,296 SH DEFINED 2 116,296 - -
FEDERATED INVS INC PA CL B 314211103 137 4,969 SH DEFINED 3 944 - 4,025
FEDERATED INVS INC PA CL B 314211103 677 24,600 SH DEFINED 4 - 3,600 21,000
FEDERATED INVS INC PA CL B 314211103 12 423 SH DEFINED 423 - -
FEDERATED INVS INC PA CL B 314211103 210 7,624 SH DEFINED 5 7,624 - -
FEDERATED INVS INC PA CL B 314211103 4 145 SH DEFINED 8 145 - -
FEDERATED PREM INTR MUN COM 31423M105 256 18,600 SH DEFINED 3 - - 18,600
INC
FEDERATED PREM INTR MUN COM 31423M105 11 800 SH DEFINED 18 800 - -
INC
FEDERATED PREM MUN INC FD COM 31423P108 107 7,200 SH DEFINED 3 - - 7,200
FEDEX CORP COM 31428X106 43,282 518,660 SH DEFINED 1 40,660 478,000 -
FEDEX CORP COM 31428X106 39,074 468,228 SH DEFINED 2 468,228 - -
FEDEX CORP COM 31428X106 2,559 30,661 SH DEFINED 3 3,385 - 27,276
FEDEX CORP COM 31428X106 4,339 52,000 PUT DEFINED 3 52,000 - -
FEDEX CORP COM 31428X106 4,737 56,765 SH DEFINED 4 - 21,005 35,760
FEDEX CORP COM 31428X106 555 6,655 SH DEFINED 7 - 6,655 -
FEDEX CORP COM 31428X106 175 2,100 SH DEFINED 10 2,100 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
FEDEX CORP COM 31428X106 61 725 SH DEFINED 11 725 - -
FEDEX CORP COM 31428X106 218 2,616 SH DEFINED 14 2,616 - -
FEDEX CORP COM 31428X106 41 490 SH DEFINED 16 490 - -
FEDEX CORP COM 31428X106 21 250 SH DEFINED 17 - - 250
FEDEX CORP COM 31428X106 13 157 SH DEFINED 18 157 - -
FEDEX CORP COM 31428X106 25 300 SH DEFINED 300 - -
FEDEX CORP COM 31428X106 8 90 SH SOLE 90 - -
FEDEX CORP COM 31428X106 2,955 35,403 SH DEFINED 5 35,403 - -
FEDEX CORP COM 31428X106 118 1,415 SH DEFINED 8 1,245 170 -
FEI CO COM 30241L109 1,113 47,639 SH DEFINED 2 47,639 - -
FEI CO COM 30241L109 750 32,104 SH DEFINED 3 - - 32,104
FELCOR LODGING TR INC COM 31430F101 2 687 SH DEFINED 2 687 - -
FELCOR LODGING TR INC COM 31430F101 209 58,050 SH DEFINED 3 - - 58,050
FELCOR LODGING TR INC PFD CV A $1.95 31430F200 11 1,000 PRN DEFINED 3 - - 1,000
FELCOR LODGING TR INC COM 31430F101 - 100 SH DEFINED 5 100 - -
FERRELLGAS PARTNERS L.P. UNIT LTD PART 315293100 516 24,442 SH DEFINED 2 24,442 - -
FERRELLGAS PARTNERS L.P. UNIT LTD PART 315293100 335 15,866 SH DEFINED 3 - - 15,866
FERRO CORP COM 315405100 106 12,806 SH DEFINED 3 - - 12,806
FGX INTERNATIONAL HLDGS ORD SHS G3396L102 3,321 169,543 SH DEFINED 3 167,139 - 2,404
LTD
FIBRIA CELULOSE S A SP ADR REP COM 31573A109 25 1,090 SH DEFINED 7 - 1,090 -
FIBRIA CELULOSE S A SP ADR REP COM 31573A109 - 13 SH DEFINED 13 - -
FIBRIA CELULOSE S A SP ADR REP COM 31573A109 459 20,079 SH DEFINED 5 20,079 - -
FIDELITY COMWLTH TR NDQ CP IDX TRK 315912808 632 7,049 SH DEFINED 3 - - 7,049
FIDELITY COMWLTH TR NDQ CP IDX TRK 315912808 45 500 SH DEFINED 5 500 - -
FIDELITY NATIONAL CL A 31620R105 673 49,972 SH DEFINED 2 49,972 - -
FINANCIAL
FIDELITY NATIONAL CL A 31620R105 518 38,474 SH DEFINED 3 - - 38,474
FINANCIAL
FIDELITY NATIONAL CL A 31620R105 8 608 SH DEFINED 608 - -
FINANCIAL
FIDELITY NATIONAL CL A 31620R105 7 500 SH DEFINED 5 500 - -
FINANCIAL
FIDELITY NATL COM 31620M106 10,564 450,690 SH DEFINED 2 450,690 - -
INFORMATION SV
FIDELITY NATL COM 31620M106 493 21,034 SH DEFINED 3 3,096 - 17,938
INFORMATION SV
FIDELITY NATL COM 31620M106 675 28,781 SH DEFINED 10 28,781 - -
INFORMATION SV
FIDELITY NATL COM 31620M106 30 1,267 SH DEFINED 1,267 - -
INFORMATION SV
FIDUCIARY CLAYMORE MLP COM 31647Q106 1,984 110,580 SH DEFINED 3 - - 110,580
OPP F
FIFTH STREET FINANCE CORP COM 31678A103 69 6,417 SH DEFINED 2 6,417 - -
FIFTH STREET FINANCE CORP COM 31678A103 550 51,236 SH DEFINED 3 - - 51,236
FIFTH STREET FINANCE CORP COM 31678A103 3 300 SH DEFINED 300 - -
FIFTH THIRD BANCORP COM 316773100 47,365 4,857,900 SH DEFINED 1 406,100 4,451,800 -
FIFTH THIRD BANCORP COM 316773100 10,786 1,106,251 SH DEFINED 2 1,106,251 - -
FIFTH THIRD BANCORP COM 316773100 706 72,381 SH DEFINED 3 27,463 - 44,918
FIFTH THIRD BANCORP COM 316773100 7 670 SH DEFINED 18 670 - -
FIFTH THIRD BANCORP COM 316773100 2 213 SH DEFINED 213 - -
FIFTH THIRD BANCORP COM 316773100 9 875 SH DEFINED 5 875 - -
FINANCIAL FED CORP COM 317492106 12,148 441,729 SH DEFINED 3 441,729 - -
FINANCIAL INSTNS INC COM 317585404 55 4,707 SH DEFINED 4 - 4,707 -
FINISAR CORP COM NEW 31787A507 535 59,986 SH DEFINED 3 100 - 59,886
FINISH LINE INC CL A 317923100 1 67 SH DEFINED 3 - - 67
FINISH LINE INC CL A 317923100 778 62,000 SH DEFINED 4 - - 62,000
FIRST AMERN CORP CALIF COM 318522307 194 5,849 SH DEFINED 3 - - 5,849
FIRST AMERN CORP CALIF COM 318522307 5 150 SH DEFINED 16 150 - -
FIRST AMERN CORP CALIF COM 318522307 - - SH DEFINED 5 - - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
FIRST AMERN CORP CALIF COM 318522307 29 862 SH DEFINED 8 862 - -
FIRST BANCORP INC ME COM 31866P102 192 12,450 SH DEFINED 3 - - 12,450
FIRST CMNTY BANCSHARES COM 31983A103 5 440 SH DEFINED 3 - - 440
INC N
FIRST COMWLTH FINL CORP COM 319829107 212 45,639 SH DEFINED 2 45,639 - -
PA
FIRST COMWLTH FINL CORP COM 319829107 41 8,763 SH DEFINED 3 - - 8,763
PA
FIRST CTZNS BANCSHARES CL A 31946M103 8 50 SH DEFINED 3 - - 50
INC N
FIRST DEFIANCE FINL CORP COM 32006W106 387 34,300 SH DEFINED 4 - - 34,300
FIRST FINL BANKSHARES COM 32020R109 1,695 31,249 SH DEFINED 3 - - 31,249
FIRST FINL CORP IND COM 320218100 336 11,000 SH DEFINED 4 - - 11,000
FIRST FINL HLDGS INC COM 320239106 590 45,400 SH DEFINED 4 - - 45,400
FIRST FINL HLDGS INC COM 320239106 7 500 SH DEFINED 16 500 - -
FIRST HORIZON NATL CORP COM 320517105 4,366 325,791 SH DEFINED 2 325,791 - -
FIRST HORIZON NATL CORP COM 320517105 76 5,653 SH DEFINED 3 2,410 - 3,243
FIRST HORIZON NATL CORP COM 320517105 395 29,513 SH DEFINED 4 - 29,513 -
FIRST HORIZON NATL CORP COM 320517105 104 7,742 SH DEFINED 7,742 - -
FIRST INDUSTRIAL REALTY COM 32054K103 8 1,435 SH DEFINED 2 1,435 - -
TRUS
FIRST INDUSTRIAL REALTY COM 32054K103 22 4,275 SH DEFINED 3 - - 4,275
TRUS
FIRST INDUSTRIAL REALTY COM 32054K103 303 58,000 SH DEFINED 4 - - 58,000
TRUS
FIRST ISRAEL FD INC COM 32063L100 14 950 SH DEFINED 3 - - 950
FIRST ISRAEL FD INC COM 32063L100 33 2,170 SH DEFINED 5 2,170 - -
FIRST LONG IS CORP COM 320734106 139 5,523 SH DEFINED 3 - - 5,523
FIRST MARBLEHEAD CORP COM 320771108 12 5,725 SH DEFINED 3 - - 5,725
FIRST MARINER BANCORP COM 320795107 6 6,604 SH DEFINED 3 - - 6,604
FIRST MARINER BANCORP COM 320795107 1 1,000 SH DEFINED 18 1,000 - -
FIRST MERCHANTS CORP COM 320817109 1 127 SH DEFINED 3 - - 127
FIRST MERCHANTS CORP COM 320817109 321 54,000 SH DEFINED 4 - - 54,000
FIRST MERCURY FINANCIAL COM 320841109 1 61 SH DEFINED 2 61 - -
CORP
FIRST MERCURY FINANCIAL COM 320841109 5 400 SH DEFINED 3 - - 400
CORP
FIRST MIDWEST BANCORP DEL COM 320867104 29 2,622 SH DEFINED 2 2,622 - -
FIRST MIDWEST BANCORP DEL COM 320867104 5 475 SH DEFINED 3 - - 475
FIRST NIAGARA FINL GP INC COM 33582V108 9 655 SH DEFINED 2 655 - -
FIRST NIAGARA FINL GP INC COM 33582V108 40 2,905 SH DEFINED 3 - - 2,905
FIRST NIAGARA FINL GP INC COM 33582V108 6 400 SH DEFINED 5 400 - -
FIRST OPPORTUNITY FD INC COM 33587T108 43 7,127 SH DEFINED 3 - - 7,127
FIRST PACTRUST BANCORP COM 33589V101 253 47,200 SH DEFINED 4 - - 47,200
INC
FIRST PL FINL CORP COM 33610T109 105 38,000 SH DEFINED 4 - - 38,000
FIRST POTOMAC RLTY TR COM 33610F109 57 4,539 SH DEFINED 2 4,539 - -
FIRST POTOMAC RLTY TR COM 33610F109 208 16,575 SH DEFINED 3 - - 16,575
FIRST SOLAR INC COM 336433107 2,292 16,927 SH DEFINED 2 16,927 - -
FIRST SOLAR INC COM 336433107 1,460 10,783 SH DEFINED 3 8,853 - 1,930
FIRST SOLAR INC COM 336433107 4,468 33,000 CALL DEFINED 3 33,000 - -
FIRST SOLAR INC COM 336433107 2,031 15,000 PUT DEFINED 3 15,000 - -
FIRST SOLAR INC COM 336433107 34 250 SH DEFINED 7 - 250 -
FIRST SOLAR INC COM 336433107 52 382 SH DEFINED 16 382 - -
FIRST SOLAR INC COM 336433107 2 15 SH DEFINED 18 15 - -
FIRST SOLAR INC COM 336433107 13 95 SH DEFINED 95 - -
FIRST SOLAR INC COM 336433107 264 1,949 SH DEFINED 5 1,949 - -
FIRST ST BANCORPORATION COM 336453105 17 42,000 SH DEFINED 4 - - 42,000
FIRST TR ABERDEEN GLBL COM SHS 337319107 2,433 151,794 SH DEFINED 3 - - 151,794
OPP F
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
FIRST TR ABERDEEN GLBL COM SHS 337319107 34 2,139 SH DEFINED 18 2,139 - -
OPP F
FIRST TR ACTIVE DIVID COM 33731L100 221 17,523 SH DEFINED 3 - - 17,523
INCOME
FIRST TR DJS MICROCAP COM SHS ANNUAL 33718M105 55 3,130 SH DEFINED 3 - - 3,130
INDEX
FIRST TR ENHANCED EQTY COM 337318109 149 12,730 SH DEFINED 3 - - 12,730
INC F
FIRST TR EXCHANGE TRADED DB STRAT VALUE 33733E104 1,192 58,111 SH DEFINED 3 - - 58,111
FD
FIRST TR EXCHANGE TRADED NY ARCA 33733E203 274 9,578 SH DEFINED 3 - - 9,578
FD BIOTECH
FIRST TR EXCHANGE TRADED DJ INTERNT IDX 33733E302 725 28,863 SH DEFINED 3 - - 28,863
FD
FIRST TR EXCHANGE TRADED NASDAQ 100 EX 33733E401 239 13,543 SH DEFINED 3 - - 13,543
FD
FIRST TR EXCHANGE TRADED NAS CLNEDG 33733E500 17 1,050 SH DEFINED 3 - - 1,050
FD GREEN
FIRST TR EXCHANGE TRADED CONSUMR DISCRE 33734X101 317 21,047 SH DEFINED 3 - - 21,047
FD
FIRST TR EXCHANGE TRADED CONSUMR STAPLE 33734X119 199 11,188 SH DEFINED 3 - - 11,188
FD
FIRST TR EXCHANGE TRADED ENERGY ALPHADX 33734X127 336 20,110 SH DEFINED 3 - - 20,110
FD
FIRST TR EXCHANGE TRADED FINLS ALPHADEX 33734X135 318 25,586 SH DEFINED 3 - - 25,586
FD
FIRST TR EXCHANGE TRADED HLTH CARE ALPH 33734X143 264 12,194 SH DEFINED 3 - - 12,194
FD
FIRST TR EXCHANGE TRADED INDLS PROD DUR 33734X150 201 13,652 SH DEFINED 3 - - 13,652
FD
FIRST TR EXCHANGE TRADED MATERIALS ALPH 33734X168 318 16,898 SH DEFINED 3 - - 16,898
FD
FIRST TR EXCHANGE TRADED TECH ALPHADEX 33734X176 245 13,687 SH DEFINED 3 - - 13,687
FD
FIRST TR EXCHANGE TRADED UTILITIES ALPH 33734X184 730 47,419 SH DEFINED 3 - - 47,419
FD
FIRST TR EXCHANGE TRADED NY ARCA 33733E203 1 48 SH DEFINED 5 48 - -
FD BIOTECH
FIRST TR FOUR CRNRS SR COM SHS 33733Q107 20 1,649 SH DEFINED 3 - - 1,649
FLT R
FIRST TR FTSE COM 33736N101 236 7,746 SH DEFINED 3 - - 7,746
EPRA/NAREIT DE
FIRST TR ISE CHINDIA COM 33733A102 12 540 SH DEFINED 3 - - 540
INDEX F
FIRST TR ISE GLB WIND COM SHS 33736G106 83 5,508 SH DEFINED 3 - - 5,508
ENRG E
FIRST TR ISE GLB WIND COM SHS 33736G106 6 400 SH DEFINED 5 400 - -
ENRG E
FIRST TR ISE GLOBAL ENGR COM 33736M103 258 6,667 SH DEFINED 3 - - 6,667
& C
FIRST TR ISE REVERE NAT COM 33734J102 3,767 214,157 SH DEFINED 3 - - 214,157
GAS
FIRST TR ISE WATER INDEX COM 33733B100 211 11,336 SH DEFINED 3 - - 11,336
FD
FIRST TR ISE WATER INDEX COM 33733B100 2 82 SH DEFINED 5 82 - -
FD
FIRST TR LRGE CAP GRWTH COM SHS 33735K108 2 83 SH DEFINED 3 - - 83
OPP
FIRST TR LRGE CAP VAL COM SHS 33735J101 1 43 SH DEFINED 3 - - 43
OPP AL
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
FIRST TR LRGE CP CORE COM SHS 33734K109 16 700 SH DEFINED 3 - - 700
ALPHA
FIRST TR MID CAP CORE COM SHS 33735B108 75 2,910 SH DEFINED 3 - - 2,910
ALPHAD
FIRST TR MORNINGSTAR DIV SHS 336917109 91 6,400 SH DEFINED 3 - - 6,400
LEA
FIRST TR NAS100 EQ SHS 337344105 1,444 73,101 SH DEFINED 3 - - 73,101
WEIGHTED
FIRST TR NASDAQ CLN EDGE COM SHS 33737A108 67 2,100 SH DEFINED 3 - - 2,100
SMA
FIRST TR NASDAQ100 TECH SHS 337345102 687 32,381 SH DEFINED 3 - - 32,381
INDE
FIRST TR S&P REIT INDEX COM 33734G108 387 33,034 SH DEFINED 3 - - 33,034
FD
FIRST TR SML CP CORE COM SHS 33734Y109 40 1,705 SH DEFINED 3 - - 1,705
ALPHA F
FIRST TR STRAT HGH INC COM 33735C106 264 64,637 SH DEFINED 3 - - 64,637
FD II
FIRST TR STRAT HGH INC COM 33735C106 1 132 SH DEFINED 5 132 - -
FD II
FIRST TR STRATEGIC HIGH COM SHS 337353106 124 26,789 SH DEFINED 3 - - 26,789
INC
FIRST TR STRATEGIC HIGH COM SHS 337353106 55 12,000 SH DEFINED 13 12,000 - -
INC
FIRST TR STRTGC HIGH COM 337347108 386 131,860 SH DEFINED 3 - - 131,860
INCM FD
FIRST TR VALUE LINE 100 COM SHS 33735G107 17 1,580 SH DEFINED 3 - - 1,580
ETF
FIRST TR VALUE LINE SHS 33734H106 170 12,736 SH DEFINED 3 - - 12,736
DIVID IN
FIRST TR/ABERDEEN EMERG COM 33731K102 637 35,318 SH DEFINED 3 - - 35,318
OPT
FIRST TR/FOUR CRNRS SR COM 33733U108 1,037 87,157 SH DEFINED 3 - - 87,157
FLOAT
FIRST TRUST FIDAC MTG COM SHS 33734E103 46 2,510 SH DEFINED 3 - - 2,510
INCM F
FIRST TRUST SPECIALTY COM BEN INTR 33733G109 45 7,531 SH DEFINED 3 - - 7,531
FINANC
FIRST UTD CORP COM 33741H107 84 14,000 SH DEFINED 3 - - 14,000
FIRSTBANK CORP MICH COM 33761G104 159 18,890 SH DEFINED 3 - - 18,890
FIRSTCITY FINL CORP COM 33761X107 702 93,800 SH DEFINED 4 - - 93,800
FIRSTENERGY CORP COM 337932107 19,363 416,855 SH DEFINED 2 416,855 - -
FIRSTENERGY CORP COM 337932107 701 15,092 SH DEFINED 3 3,329 - 11,763
FIRSTENERGY CORP COM 337932107 9,290 200,000 PUT DEFINED 3 200,000 - -
FIRSTENERGY CORP COM 337932107 361 7,770 SH DEFINED 6,815 955 -
FIRSTMERIT CORP COM 337915102 62 3,070 SH DEFINED 2 3,070 - -
FIRSTMERIT CORP COM 337915102 23 1,137 SH DEFINED 3 - - 1,137
FIRSTSERVICE CORP SUB VTG SH 33761N109 19 1,000 SH DEFINED 6 1,000 - -
FIRSTSERVICE CORP SUB VTG SH 33761N109 39 2,000 SH DEFINED 5 2,000 - -
FISERV INC COM 337738108 4,057 83,682 SH DEFINED 2 83,682 - -
FISERV INC COM 337738108 967 19,947 SH DEFINED 3 1,725 - 18,222
FISERV INC COM 337738108 170 3,500 SH DEFINED 4 - 3,500 -
FISERV INC COM 337738108 1 15 SH DEFINED 7 - 15 -
FISERV INC COM 337738108 613 12,642 SH DEFINED 10 12,642 - -
FISERV INC COM 337738108 15 314 SH DEFINED 18 314 - -
FISERV INC COM 337738108 24 500 SH DEFINED 500 - -
FISERV INC COM 337738108 8 160 SH DEFINED 5 160 - -
FISHER SCIENTIFIC INTL NOTE 3.25 338032AX3 11 8,000 PRN DEFINED 3 - - 8,000
INC
FIVE STAR QUALITY CARE COM 33832D106 24 7,026 SH DEFINED 3 - - 7,026
INC
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
FLAGSTAR BANCORP INC COM 337930101 1 1,050 SH DEFINED 3 - - 1,050
FLAGSTAR BANCORP INC COM 337930101 40 66,000 SH DEFINED 4 - - 66,000
FLAGSTONE REINSURANCE SHS G3529T105 165 15,097 SH DEFINED 2 15,097 - -
HLDGS
FLAHERTY & CRMN/CLYMR COM SHS 338478100 2,001 143,271 SH DEFINED 3 - - 143,271
PFD SE
FLAHERTY & CRMN/CLYMR COM SHS 338478100 69 4,935 SH DEFINED 4,935 - -
PFD SE
FLAHERTY & CRMN/CLYMR COM SHS 338478100 459 32,880 SH DEFINED 5 32,880 - -
PFD SE
FLAHERTY & CRMN/CLYMR COM SHS 338478100 185 13,219 SH DEFINED 8 13,219 - -
PFD SE
FLAHERTY & CRMRN CLYMRE COM 338479108 95 6,574 SH DEFINED 3 - - 6,574
T R
FLAHERTY & CRMRN CLYMRE COM 338479108 71 4,900 SH DEFINED 5 4,900 - -
T R
FLAHERTY & CRMRN CLYMRE COM 338479108 20 1,400 SH DEFINED 8 1,400 - -
T R
FLAHERTY & CRUMRINE PFD COM 338480106 17 1,600 SH DEFINED 3 - - 1,600
INC
FLAHERTY & CRUMRINE PFD COM 33848E106 5 580 SH DEFINED 3 - - 580
INC
FLAMEL TECHNOLOGIES SA SPONSORED ADR 338488109 17 2,281 SH DEFINED 3 - - 2,281
FLEXSTEEL INDS INC COM 339382103 573 56,000 SH DEFINED 4 - - 56,000
FLEXTRONICS INTL LTD ORD Y2573F102 1,222 167,200 SH DEFINED 1 - 167,200 -
FLEXTRONICS INTL LTD ORD Y2573F102 3,547 485,218 SH DEFINED 3 145,243 - 339,975
FLEXTRONICS INTL LTD ORD Y2573F102 26 3,600 SH DEFINED 15 3,600 - -
FLEXTRONICS INTL LTD ORD Y2573F102 18 2,394 SH DEFINED 18 2,394 - -
FLEXTRONICS INTL LTD ORD Y2573F102 296 40,444 SH DEFINED 5 40,444 - -
FLEXTRONICS INTL LTD ORD Y2573F102 9 1,270 SH DEFINED 8 1,270 - -
FLIR SYS INC COM 302445101 1,912 58,432 SH DEFINED 2 58,432 - -
FLIR SYS INC COM 302445101 385 11,771 SH DEFINED 3 1,710 - 10,061
FLIR SYS INC COM 302445101 503 15,373 SH DEFINED 10 15,373 - -
FLIR SYS INC COM 302445101 15 450 SH DEFINED 15 450 - -
FLIR SYS INC COM 302445101 42 1,281 SH DEFINED 18 1,281 - -
FLIR SYS INC COM 302445101 105 3,214 SH DEFINED 3,214 - -
FLIR SYS INC COM 302445101 16 485 SH SOLE 485 - -
FLIR SYS INC COM 302445101 38 1,158 SH DEFINED 5 1,158 - -
FLOW INTL CORP COM 343468104 10 3,225 SH DEFINED 3 - - 3,225
FLOWERS FOODS INC COM 343498101 95 3,982 SH DEFINED 3 - - 3,982
FLOWERS FOODS INC COM 343498101 8 343 SH DEFINED 5 343 - -
FLOWSERVE CORP COM 34354P105 8,993 95,131 SH DEFINED 2 95,131 - -
FLOWSERVE CORP COM 34354P105 3,557 37,626 SH DEFINED 3 608 - 37,018
FLOWSERVE CORP COM 34354P105 879 9,300 SH DEFINED 4 - 1,300 8,000
FLOWSERVE CORP COM 34354P105 207 2,185 SH DEFINED 10 2,185 - -
FLOWSERVE CORP COM 34354P105 2 25 SH DEFINED 18 25 - -
FLOWSERVE CORP COM 34354P105 180 1,905 SH DEFINED 1,905 - -
FLOWSERVE CORP COM 34354P105 82 870 SH SOLE 870 - -
FLOWSERVE CORP COM 34354P105 40 425 SH DEFINED 5 425 - -
FLOWSERVE CORP COM 34354P105 - - SH DEFINED 8 - - -
FLUOR CORP NEW COM 343412102 26,191 581,500 SH DEFINED 1 50,400 531,100 -
FLUOR CORP NEW COM 343412102 11,225 249,218 SH DEFINED 2 249,218 - -
FLUOR CORP NEW COM 343412102 4,573 101,539 SH DEFINED 3 72,008 - 29,531
FLUOR CORP NEW COM 343412102 4,294 95,345 SH DEFINED 4 - 47,510 47,835
FLUOR CORP NEW COM 343412102 1,568 34,812 SH DEFINED 7 - 34,812 -
FLUOR CORP NEW COM 343412102 75 1,675 SH DEFINED 10 1,675 - -
FLUOR CORP NEW COM 343412102 20 448 SH DEFINED 15 448 - -
FLUOR CORP NEW COM 343412102 98 2,175 SH DEFINED 17 - - 2,175
FLUOR CORP NEW COM 343412102 63 1,408 SH DEFINED 18 1,408 - -
FLUOR CORP NEW COM 343412102 46 1,015 SH DEFINED 1,015 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
FLUOR CORP NEW COM 343412102 119 2,650 SH SOLE 2,650 - -
FLUOR CORP NEW COM 343412102 711 15,789 SH DEFINED 5 15,789 - -
FLUOR CORP NEW COM 343412102 77 1,700 SH DEFINED 8 - 1,700 -
FMC TECHNOLOGIES INC COM 30249U101 9,139 158,000 SH DEFINED 1 - 158,000 -
FMC TECHNOLOGIES INC COM 30249U101 10,330 178,594 SH DEFINED 2 178,594 - -
FMC TECHNOLOGIES INC COM 30249U101 234 4,046 SH DEFINED 3 2,746 - 1,300
FMC TECHNOLOGIES INC COM 30249U101 17,126 296,090 SH DEFINED 6 296,090 - -
FMC TECHNOLOGIES INC COM 30249U101 64 1,100 SH DEFINED 13 1,100 - -
FMC TECHNOLOGIES INC COM 30249U101 67 1,153 SH DEFINED 18 1,153 - -
FMC TECHNOLOGIES INC COM 30249U101 465 8,034 SH DEFINED 5 8,034 - -
FMC TECHNOLOGIES INC COM 30249U101 11 188 SH DEFINED 8 188 - -
FNB CORP PA COM 302520101 154 22,687 SH DEFINED 2 22,687 - -
FNB CORP PA COM 302520101 30 4,349 SH DEFINED 3 - - 4,349
FNB CORP PA COM 302520101 412 60,660 SH DEFINED 4 - - 60,660
FOMENTO ECONOMICO SPON ADR UNITS 344419106 49 1,016 SH DEFINED 3 - - 1,016
MEXICANO S
FOMENTO ECONOMICO SPON ADR UNITS 344419106 24 500 SH DEFINED 15 500 - -
MEXICANO S
FOMENTO ECONOMICO SPON ADR UNITS 344419106 4 81 SH DEFINED 18 81 - -
MEXICANO S
FOMENTO ECONOMICO SPON ADR UNITS 344419106 13 264 SH DEFINED 264 - -
MEXICANO S
FONAR CORP COM NEW 344437405 1 800 SH DEFINED 15 800 - -
FONAR CORP COM NEW 344437405 - 160 SH DEFINED 5 160 - -
FOOT LOCKER INC COM 344849104 173 15,541 SH DEFINED 3 - - 15,541
FOOT LOCKER INC COM 344849104 164 14,700 SH DEFINED 4 - 14,700 -
FOOT LOCKER INC COM 344849104 53 4,725 SH DEFINED 5 4,725 - -
FORBES MEDI-TECH INC NEW COM 345155105 - 624 SH DEFINED 7 - 624 -
FORBES MEDI-TECH INC NEW COM 345155105 - 762 SH DEFINED 5 762 - -
FORCE PROTECTION INC COM NEW 345203202 20 3,900 SH DEFINED 3 - - 3,900
FORD MTR CO CAP TR II PFD TR CV6.5% 345395206 3,423 85,759 PRN DEFINED 3 - - 85,759
FORD MTR CO DEL COM PAR $0.01 345370860 43,434 4,343,400 SH DEFINED 1 337,500 4,005,900 -
FORD MTR CO DEL COM PAR $0.01 345370860 46,788 4,678,813 SH DEFINED 2 4,678,813 - -
FORD MTR CO DEL COM PAR $0.01 345370860 7,254 725,421 SH DEFINED 3 73,571 - 651,850
FORD MTR CO DEL COM PAR $0.01 345370860 2,000 200,000 PUT DEFINED 3 200,000 - -
FORD MTR CO DEL COM PAR $0.01 345370860 6 600 SH DEFINED 7 - 600 -
FORD MTR CO DEL COM PAR $0.01 345370860 825 82,500 SH DEFINED 14 82,500 - -
FORD MTR CO DEL COM PAR $0.01 345370860 60 6,000 SH DEFINED 15 6,000 - -
FORD MTR CO DEL COM PAR $0.01 345370860 74 7,350 SH DEFINED 16 7,350 - -
FORD MTR CO DEL COM PAR $0.01 345370860 7 717 SH DEFINED 18 717 - -
FORD MTR CO DEL COM PAR $0.01 345370860 7 655 SH DEFINED 655 - -
FORD MTR CO DEL COM PAR $0.01 345370860 381 38,156 SH DEFINED 5 38,156 - -
FORD MTR CO DEL COM PAR $0.01 345370860 10 976 SH DEFINED 8 976 - -
FOREST CITY ENTERPRISES CL A 345550107 581 49,332 SH DEFINED 3 - - 49,332
INC
FOREST CITY ENTERPRISES CL A 345550107 35 3,000 SH DEFINED 16 3,000 - -
INC
FOREST CITY ENTERPRISES CL A 345550107 118 10,000 SH DEFINED 5 10,000 - -
INC
FOREST LABS INC COM 345838106 202 6,300 SH DEFINED 1 - 6,300 -
FOREST LABS INC COM 345838106 12,994 404,682 SH DEFINED 2 404,682 - -
FOREST LABS INC COM 345838106 539 16,790 SH DEFINED 3 3,306 - 13,484
FOREST LABS INC COM 345838106 13,102 408,030 SH DEFINED 4 - 190,515 217,515
FOREST LABS INC COM 345838106 9 290 SH DEFINED 14 290 - -
FOREST LABS INC COM 345838106 1 28 SH DEFINED 15 28 - -
FOREST LABS INC COM 345838106 4 140 SH DEFINED 18 140 - -
FOREST LABS INC COM 345838106 153 4,754 SH DEFINED 4,754 - -
FOREST LABS INC COM 345838106 679 21,169 SH DEFINED 5 21,169 - -
FOREST LABS INC COM 345838106 17 516 SH DEFINED 8 516 - -
FOREST OIL CORP COM PAR $0.01 346091705 671 30,153 SH DEFINED 3 20,000 - 10,153
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
FOREST OIL CORP COM PAR $0.01 346091705 512 23,015 SH DEFINED 4 - 23,015 -
FOREST OIL CORP COM PAR $0.01 346091705 22 1,000 SH DEFINED 7 - 1,000 -
FOREST OIL CORP COM PAR $0.01 346091705 3 135 SH DEFINED 18 135 - -
FORESTAR GROUP INC COM 346233109 1,882 85,621 SH DEFINED 3 75,000 - 10,621
FORMFACTOR INC COM 346375108 9 400 SH DEFINED 3 - - 400
FORMFACTOR INC COM 346375108 6 291 SH SOLE 291 - -
FORRESTER RESH INC COM 346563109 2 83 SH DEFINED 18 83 - -
FORRESTER RESH INC COM 346563109 5 185 SH DEFINED 185 - -
FORT DEARBORN INCOME COM 347200107 57 3,950 SH DEFINED 3 - - 3,950
SECS IN
FORTINET INC COM 34959E109 7 400 SH DEFINED 3 - - 400
FORTRESS INVESTMENT CL A 34958B106 1 200 SH DEFINED 3 - - 200
GROUP LL
FORTUNE BRANDS INC COM 349631101 8,444 195,467 SH DEFINED 2 195,467 - -
FORTUNE BRANDS INC COM 349631101 1,197 27,713 SH DEFINED 3 1,698 - 26,015
FORTUNE BRANDS INC COM 349631101 23 525 SH DEFINED 7 - 525 -
FORTUNE BRANDS INC COM 349631101 26 595 SH DEFINED 5 595 - -
FORWARD AIR CORP COM 349853101 - 8 SH DEFINED 3 - - 8
FORWARD AIR CORP COM 349853101 2,112 84,360 SH DEFINED 4 - 42,360 42,000
FORWARD AIR CORP COM 349853101 8 304 SH DEFINED 18 304 - -
FORWARD AIR CORP COM 349853101 4 150 SH DEFINED 150 - -
FOSSIL INC COM 349882100 1,316 39,200 SH DEFINED 4 - 5,500 33,700
FOSTER L B CO COM 350060109 18 615 SH DEFINED 2 615 - -
FOSTER L B CO COM 350060109 107 3,600 SH DEFINED 3 - - 3,600
FOSTER L B CO COM 350060109 1,973 66,200 SH DEFINED 4 - 40,700 25,500
FOSTER WHEELER AG COM H27178104 4,363 148,200 SH DEFINED 1 19,900 128,300 -
FOSTER WHEELER AG COM H27178104 1,062 36,089 SH DEFINED 3 841 - 35,248
FOSTER WHEELER AG COM H27178104 118 4,001 SH DEFINED 10 4,001 - -
FOSTER WHEELER AG COM H27178104 15 500 SH DEFINED 14 500 - -
FOSTER WHEELER AG COM H27178104 5 173 SH DEFINED 18 173 - -
FOSTER WHEELER AG COM H27178104 12 400 SH DEFINED 400 - -
FOSTER WHEELER AG COM H27178104 47 1,600 SH SOLE 1,600 - -
FOSTER WHEELER AG COM H27178104 92 3,110 SH DEFINED 5 3,110 - -
FOSTER WHEELER AG COM H27178104 - - SH DEFINED 8 - - -
FPIC INS GROUP INC COM 302563101 695 18,000 SH DEFINED 4 - - 18,000
FPL GROUP INC COM 302571104 10,312 195,227 SH DEFINED 2 195,227 - -
FPL GROUP INC COM 302571104 3,313 62,720 SH DEFINED 3 4,621 - 58,099
FPL GROUP INC COM 302571104 620 11,729 SH DEFINED 7 - 11,729 -
FPL GROUP INC COM 302571104 100 1,900 SH DEFINED 15 1,900 - -
FPL GROUP INC COM 302571104 138 2,604 SH DEFINED 18 2,604 - -
FPL GROUP INC COM 302571104 665 12,587 SH DEFINED 4,187 8,400 -
FPL GROUP INC COM 302571104 21,139 400,200 SH SOLE 400,200 - -
FPL GROUP INC COM 302571104 388 7,348 SH DEFINED 5 7,348 - -
FPL GROUP INC COM 302571104 868 16,420 SH DEFINED 8 16,190 230 -
FRANCE TELECOM SPONSORED ADR 35177Q105 549 21,757 SH DEFINED 2 21,757 - -
FRANCE TELECOM SPONSORED ADR 35177Q105 90 3,576 SH DEFINED 3 - - 3,576
FRANCE TELECOM SPONSORED ADR 35177Q105 13 500 SH DEFINED 7 - 500 -
FRANCE TELECOM SPONSORED ADR 35177Q105 63 2,500 SH DEFINED 14 2,500 - -
FRANCE TELECOM SPONSORED ADR 35177Q105 4 142 SH DEFINED 18 142 - -
FRANCE TELECOM SPONSORED ADR 35177Q105 32 1,253 SH DEFINED 1,253 - -
FRANCE TELECOM SPONSORED ADR 35177Q105 57 2,282 SH DEFINED 5 2,282 - -
FRANCE TELECOM SPONSORED ADR 35177Q105 4 150 SH DEFINED 8 150 - -
FRANKLIN ELEC INC COM 353514102 35 1,200 SH DEFINED 3 - - 1,200
FRANKLIN RES INC COM 354613101 24,186 229,580 SH DEFINED 2 229,580 - -
FRANKLIN RES INC COM 354613101 627 5,954 SH DEFINED 3 1,689 - 4,265
FRANKLIN RES INC COM 354613101 32 300 SH DEFINED 4 - 300 -
FRANKLIN RES INC COM 354613101 316 3,000 SH DEFINED 7 - 3,000 -
FRANKLIN RES INC COM 354613101 26 244 SH DEFINED 18 244 - -
FRANKLIN RES INC COM 354613101 7 71 SH DEFINED 71 - -
FRANKLIN RES INC COM 354613101 117 1,107 SH DEFINED 5 1,107 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
FRANKLIN TEMPLETON LTD COM 35472T101 62 5,196 SH DEFINED 3 - - 5,196
DUR I
FRANKLIN UNVL TR SH BEN INT 355145103 1,765 304,235 SH DEFINED 3 - - 304,235
FREDS INC CL A 356108100 3 293 SH DEFINED 3 - - 293
FREDS INC CL A 356108100 5,309 520,461 SH DEFINED 4 - 351,341 169,120
FREDS INC CL A 356108100 2 218 SH DEFINED 18 218 - -
FREEPORT-MCMORAN COPPER COM 35671D857 47,299 589,100 SH DEFINED 1 66,900 522,200 -
& GO
FREEPORT-MCMORAN COPPER COM 35671D857 48,354 602,245 SH DEFINED 2 602,245 - -
& GO
FREEPORT-MCMORAN COPPER PFD CONV 35671D782 62,301 541,700 PRN DEFINED 3 540,000 - 1,700
& GO
FREEPORT-MCMORAN COPPER COM 35671D857 12,027 149,793 SH DEFINED 3 115,883 - 33,910
& GO
FREEPORT-MCMORAN COPPER COM 35671D857 2,348 29,250 SH DEFINED 4 - 10,825 18,425
& GO
FREEPORT-MCMORAN COPPER COM 35671D857 24 300 SH DEFINED 6 300 - -
& GO
FREEPORT-MCMORAN COPPER COM 35671D857 2,119 26,387 SH DEFINED 7 - 26,387 -
& GO
FREEPORT-MCMORAN COPPER COM 35671D857 8 100 SH DEFINED 9 100 - -
& GO
FREEPORT-MCMORAN COPPER COM 35671D857 176 2,190 SH DEFINED 13 2,190 - -
& GO
FREEPORT-MCMORAN COPPER COM 35671D857 40 500 SH DEFINED 14 500 - -
& GO
FREEPORT-MCMORAN COPPER COM 35671D857 56 700 SH DEFINED 15 700 - -
& GO
FREEPORT-MCMORAN COPPER COM 35671D857 14 173 SH DEFINED 16 173 - -
& GO
FREEPORT-MCMORAN COPPER COM 35671D857 22 268 SH DEFINED 18 268 - -
& GO
FREEPORT-MCMORAN COPPER COM 35671D857 4,265 53,122 SH DEFINED 5;1 53,122 - -
& GO
FREEPORT-MCMORAN COPPER COM 35671D857 1,178 14,673 SH DEFINED 14,673 - -
& GO
FREEPORT-MCMORAN COPPER COM 35671D857 6 75 SH SOLE 75 - -
& GO
FREEPORT-MCMORAN COPPER PFD CONV 35671D782 155 1,350 PRN DEFINED 5 1,350 - -
& GO
FREEPORT-MCMORAN COPPER COM 35671D857 7,554 94,090 SH DEFINED 5 94,090 - -
& GO
FREEPORT-MCMORAN COPPER COM 35671D857 16,058 200,000 CALL DEFINED 5 200,000 - -
& GO
FREEPORT-MCMORAN COPPER COM 35671D857 297 3,701 SH DEFINED 8 2,041 1,660 -
& GO
FREESEAS INC COM Y26496102 36 26,300 SH DEFINED 3 - - 26,300
FREIGHTCAR AMER INC COM 357023100 12 611 SH DEFINED 2 611 - -
FREIGHTCAR AMER INC COM 357023100 401 20,200 SH DEFINED 5 20,200 - -
FRESENIUS MED CARE AG&CO SPONSORED ADR 358029106 65 1,231 SH DEFINED 2 1,231 - -
KGA
FRESENIUS MED CARE AG&CO SPONSORED ADR 358029106 48 914 SH DEFINED 3 - - 914
KGA
FRESENIUS MED CARE AG&CO SPONSORED ADR 358029106 7 132 SH DEFINED 18 132 - -
KGA
FRESENIUS MED CARE AG&CO SPONSORED ADR 358029106 51 971 SH DEFINED 971 - -
KGA
FRESENIUS MED CARE AG&CO SPONSORED ADR 358029106 1 21 SH DEFINED 5 21 - -
KGA
FRESH DEL MONTE PRODUCE ORD G36738105 31 1,385 SH DEFINED 2 1,385 - -
INC
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
FRESH DEL MONTE PRODUCE ORD G36738105 82 3,700 SH DEFINED 3 - - 3,700
INC
FRESH DEL MONTE PRODUCE ORD G36738105 15 696 SH DEFINED 5 696 - -
INC
FRIEDMAN INDS INC COM 358435105 105 18,000 SH DEFINED 4 - - 18,000
FRONTEER DEV GROUP INC COM 35903Q106 4,976 1,267,500 SH DEFINED 1 - 1,267,500 -
FRONTEER DEV GROUP INC COM 35903Q106 12 3,100 SH DEFINED 3 - - 3,100
FRONTEER DEV GROUP INC COM 35903Q106 6 1,650 SH DEFINED 15 1,650 - -
FRONTEER DEV GROUP INC COM 35903Q106 11 2,718 SH DEFINED 16 2,718 - -
FRONTEER DEV GROUP INC COM 35903Q106 8 2,080 SH DEFINED 5 2,080 - -
FRONTIER COMMUNICATIONS COM 35906A108 4,793 613,748 SH DEFINED 2 613,748 - -
CORP
FRONTIER COMMUNICATIONS COM 35906A108 3,675 470,530 SH DEFINED 3 310,133 - 160,397
CORP
FRONTIER COMMUNICATIONS COM 35906A108 2 275 SH DEFINED 5 275 - -
CORP
FRONTIER OIL CORP COM 35914P105 900 74,751 SH DEFINED 3 60,401 - 14,350
FRONTLINE LTD SHS G3682E127 283 10,363 SH DEFINED 3 6,200 - 4,163
FRONTLINE LTD SHS G3682E127 111 4,050 SH DEFINED 15 4,050 - -
FRONTLINE LTD SHS G3682E127 165 6,056 SH DEFINED 5 6,056 - -
FROZEN FOOD EXPRESS INDS COM 359360104 261 79,000 SH DEFINED 4 - - 79,000
INC
FSI INTL INC COM 302633102 35 11,947 SH DEFINED 3 - - 11,947
FTI CONSULTING INC COM 302941109 1 14 SH DEFINED 2 14 - -
FTI CONSULTING INC COM 302941109 66 1,407 SH DEFINED 3 - - 1,407
FTI CONSULTING INC NOTE 3.7 302941AB5 32,369 20,000,000 PRN DEFINED 3 20,000,000 - -
FTI CONSULTING INC COM 302941109 360 7,630 SH DEFINED 4 - 7,630 -
FTI CONSULTING INC COM 302941109 2 45 SH DEFINED 18 45 - -
FTI CONSULTING INC COM 302941109 1 14 SH DEFINED 14 - -
FTI CONSULTING INC COM 302941109 160 3,404 SH DEFINED 5 3,404 - -
FTI CONSULTING INC COM 302941109 4 76 SH DEFINED 8 76 - -
FUEL SYS SOLUTIONS INC COM 35952W103 37 900 SH DEFINED 2 900 - -
FUEL SYS SOLUTIONS INC COM 35952W103 405 9,813 SH DEFINED 3 4,436 - 5,377
FUEL TECH INC COM 359523107 9 1,100 SH DEFINED 3 - - 1,100
FUELCELL ENERGY INC COM 35952H106 4 1,100 SH DEFINED 3 - - 1,100
FUELCELL ENERGY INC COM 35952H106 6 1,535 SH DEFINED 5 1,535 - -
FULL HOUSE RESORTS INC COM 359678109 5 1,500 SH DEFINED 3 - - 1,500
FULLER H B CO COM 359694106 34 1,480 SH DEFINED 3 - - 1,480
FULTON FINL CORP PA COM 360271100 60 6,919 SH DEFINED 2 6,919 - -
FULTON FINL CORP PA COM 360271100 3,254 373,204 SH DEFINED 3 - - 373,204
FUNDTECH LTD ORD M47095100 30 2,400 SH DEFINED 3 - - 2,400
FUNDTECH LTD ORD M47095100 217 17,500 SH DEFINED 5 17,500 - -
FUQI INTERNATIONAL INC COM NEW 36102A207 30 1,693 SH DEFINED 2 1,693 - -
FUQI INTERNATIONAL INC COM NEW 36102A207 234 13,044 SH DEFINED 3 - - 13,044
FUSHI COPPERWELD INC COM 36113E107 - - SH DEFINED 5 - - -
FUSHI COPPERWELD INC COM 36113E107 62 6,136 SH DEFINED 8 6,136 - -
FX ENERGY INC COM 302695101 9 3,000 SH DEFINED 3 - - 3,000
G & K SVCS INC CL A 361268105 528 21,000 SH DEFINED 4 - - 21,000
GABELLI CONV & INCOME CONV SECS FD 36240B109 7 1,200 SH DEFINED 3 - - 1,200
SECS F
GABELLI DIVD & INCOME TR COM 36242H104 1,239 94,473 SH DEFINED 3 - - 94,473
GABELLI DIVD & INCOME TR COM 36242H104 15 1,100 SH DEFINED 5 1,100 - -
GABELLI DIVD & INCOME TR COM 36242H104 26 2,000 SH DEFINED 8 2,000 - -
GABELLI EQUITY TR INC COM 362397101 2 429 SH DEFINED 3 - - 429
GABELLI GLB GLD NAT RES COM SHS BN INT 36244N109 587 35,923 SH DEFINED 3 - - 35,923
& IN
GABELLI GLOBAL DEAL FD COM SBI 36245G103 139 9,618 SH DEFINED 3 - - 9,618
GABELLI GLOBL UTIL & COM SH BEN INT 36242L105 318 16,374 SH DEFINED 3 - - 16,374
INCOME
GABELLI HLTHCARE & SHS 36246K103 8 1,221 SH DEFINED 3 - - 1,221
WELLNESS
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
GABELLI UTIL TR COM 36240A101 54 6,002 SH DEFINED 3 - - 6,002
GAFISA S A SPONS ADR 362607301 783 24,210 SH DEFINED 3 300 - 23,910
GAIAM INC CL A 36268Q103 6 750 SH DEFINED 3 - - 750
GAIAM INC CL A 36268Q103 277 36,000 SH DEFINED 4 - - 36,000
GALLAGHER ARTHUR J & CO COM 363576109 53 2,341 SH DEFINED 3 - - 2,341
GAMCO INVESTORS INC COM 361438104 52 1,068 SH DEFINED 2 1,068 - -
GAMESTOP CORP NEW CL A 36467W109 4,969 226,489 SH DEFINED 2 226,489 - -
GAMESTOP CORP NEW CL A 36467W109 885 40,341 SH DEFINED 3 1,804 - 38,537
GAMESTOP CORP NEW CL A 36467W109 16 750 SH DEFINED 15 750 - -
GAMESTOP CORP NEW CL A 36467W109 6 260 SH DEFINED 18 260 - -
GAMESTOP CORP NEW CL A 36467W109 86 3,914 SH DEFINED 5 3,914 - -
GAMMON GOLD INC COM 36467T106 784 70,996 SH DEFINED 3 50,000 - 20,996
GAMMON GOLD INC COM 36467T106 34 3,097 SH DEFINED 7 - 3,097 -
GAMMON GOLD INC COM 36467T106 949 86,000 SH DEFINED 86,000 - -
GAMMON GOLD INC COM 36467T106 18 1,593 SH DEFINED 5 1,593 - -
GANNETT INC COM 364730101 5,489 369,650 SH DEFINED 2 369,650 - -
GANNETT INC COM 364730101 544 36,659 SH DEFINED 3 2,660 - 33,999
GANNETT INC COM 364730101 16 1,046 SH DEFINED 18 1,046 - -
GANNETT INC COM 364730101 28 1,907 SH DEFINED 5 1,907 - -
GAP INC DEL COM 364760108 8,020 382,800 SH DEFINED 1 - 382,800 -
GAP INC DEL COM 364760108 16,253 775,811 SH DEFINED 2 775,811 - -
GAP INC DEL COM 364760108 1,190 56,792 SH DEFINED 3 5,180 - 51,612
GAP INC DEL COM 364760108 7,061 337,020 SH DEFINED 4 - 148,345 188,675
GAP INC DEL COM 364760108 977 46,650 SH DEFINED 7 - 46,650 -
GAP INC DEL COM 364760108 411 19,621 SH DEFINED 10 19,621 - -
GAP INC DEL COM 364760108 3 125 SH DEFINED 18 125 - -
GAP INC DEL COM 364760108 124 5,926 SH DEFINED 5,926 - -
GAP INC DEL COM 364760108 11 520 SH SOLE 520 - -
GAP INC DEL COM 364760108 120 5,736 SH DEFINED 5 5,736 - -
GAP INC DEL COM 364760108 16 775 SH DEFINED 8 - 775 -
GARDNER DENVER INC COM 365558105 6,940 163,100 SH DEFINED 1 22,000 141,100 -
GARDNER DENVER INC COM 365558105 36 835 SH DEFINED 3 - - 835
GARDNER DENVER INC COM 365558105 5,661 133,049 SH DEFINED 4 - 70,395 62,654
GARDNER DENVER INC COM 365558105 2 50 SH DEFINED 5 50 - -
GARMIN LTD ORD G37260109 528 17,207 SH DEFINED 3 - - 17,207
GARMIN LTD ORD G37260109 3 95 SH DEFINED 18 95 - -
GARMIN LTD ORD G37260109 58 1,881 SH DEFINED 5 1,881 - -
GARTNER INC COM 366651107 598 33,144 SH DEFINED 2 33,144 - -
GARTNER INC COM 366651107 2 100 SH DEFINED 3 - - 100
GASCO ENERGY INC COM 367220100 7 13,590 SH DEFINED 3 - - 13,590
GASTAR EXPL LTD COM NEW 367299203 6 1,356 SH DEFINED 3 - - 1,356
GATX CORP COM 361448103 202 7,040 SH DEFINED 2 7,040 - -
GATX CORP COM 361448103 14 500 SH DEFINED 3 - - 500
GATX CORP COM 361448103 2 70 SH DEFINED 18 70 - -
GATX CORP COM 361448103 6 200 SH DEFINED 5 200 - -
GEEKNET INC COM 36846Q104 - 200 SH DEFINED 3 - - 200
GENCO SHIPPING & TRADING SHS Y2685T107 25 1,095 SH DEFINED 2 1,095 - -
LTD
GENCO SHIPPING & TRADING SHS Y2685T107 1,382 61,757 SH DEFINED 3 10,000 - 51,757
LTD
GENCORP INC COM 368682100 3 400 SH DEFINED 2 400 - -
GENCORP INC COM 368682100 1 178 SH DEFINED 16 178 - -
GENERAL AMERN INVS INC COM 368802104 897 38,249 SH DEFINED 3 - - 38,249
GENERAL CABLE CORP DEL COM 369300108 453 15,412 SH DEFINED 2 15,412 - -
NEW
GENERAL CABLE CORP DEL COM 369300108 78 2,642 SH DEFINED 3 - - 2,642
NEW
GENERAL CABLE CORP DEL COM 369300108 1,173 39,885 SH DEFINED 7 - 39,885 -
NEW
GENERAL CABLE CORP DEL COM 369300108 3 100 SH DEFINED 15 100 - -
NEW
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
GENERAL CABLE CORP DEL COM 369300108 12 405 SH DEFINED 405 - -
NEW
GENERAL CABLE CORP DEL COM 369300108 58 1,970 SH DEFINED 8 - 1,970 -
NEW
GENERAL COMMUNICATION INC CL A 369385109 2 341 SH DEFINED 2 341 - -
GENERAL COMMUNICATION INC CL A 369385109 10 1,556 SH DEFINED 3 - - 1,556
GENERAL DYNAMICS CORP COM 369550108 37,303 547,204 SH DEFINED 2 547,204 - -
GENERAL DYNAMICS CORP COM 369550108 2,573 37,742 SH DEFINED 3 4,321 - 33,421
GENERAL DYNAMICS CORP COM 369550108 9,547 140,050 SH DEFINED 4 - 62,655 77,395
GENERAL DYNAMICS CORP COM 369550108 141 2,075 SH DEFINED 15 2,075 - -
GENERAL DYNAMICS CORP COM 369550108 30 440 SH DEFINED 17 - - 440
GENERAL DYNAMICS CORP COM 369550108 41 597 SH DEFINED 18 597 - -
GENERAL DYNAMICS CORP COM 369550108 305 4,478 SH DEFINED 4,478 - -
GENERAL DYNAMICS CORP COM 369550108 15 220 SH SOLE 220 - -
GENERAL DYNAMICS CORP COM 369550108 582 8,548 SH DEFINED 5 8,548 - -
GENERAL DYNAMICS CORP COM 369550108 67 979 SH DEFINED 8 979 - -
GENERAL ELECTRIC CO COM 369604103 104,701 6,920,100 SH DEFINED 1 617,700 6,302,400 -
GENERAL ELECTRIC CO COM 369604103 30,410 2,009,888 SH DEFINED 2 2,009,888 - -
GENERAL ELECTRIC CO COM 369604103 50,197 3,317,682 SH DEFINED 3 94,436 - 3,223,246
GENERAL ELECTRIC CO COM 369604103 6,604 436,500 CALL DEFINED 3 436,500 - -
GENERAL ELECTRIC CO COM 369604103 151 10,000 PUT DEFINED 3 10,000 - -
GENERAL ELECTRIC CO COM 369604103 24,152 1,596,315 SH DEFINED 4 - 673,565 922,750
GENERAL ELECTRIC CO COM 369604103 51,262 3,388,107 SH DEFINED 6 3,388,107 - -
GENERAL ELECTRIC CO COM 369604103 2,030 134,140 SH DEFINED 7 - 134,140 -
GENERAL ELECTRIC CO COM 369604103 40 2,635 SH DEFINED 9 2,635 - -
GENERAL ELECTRIC CO COM 369604103 1,240 81,953 SH DEFINED 10 81,953 - -
GENERAL ELECTRIC CO COM 369604103 136 8,956 SH DEFINED 11 8,956 - -
GENERAL ELECTRIC CO COM 369604103 401 26,494 SH DEFINED 13 26,494 - -
GENERAL ELECTRIC CO COM 369604103 1,198 79,180 SH DEFINED 14 79,180 - -
GENERAL ELECTRIC CO COM 369604103 243 16,040 SH DEFINED 15 16,040 - -
GENERAL ELECTRIC CO COM 369604103 469 31,005 SH DEFINED 16 31,005 - -
GENERAL ELECTRIC CO COM 369604103 53 3,500 SH DEFINED 17 - - 3,500
GENERAL ELECTRIC CO COM 369604103 750 49,550 SH DEFINED 18 49,550 - -
GENERAL ELECTRIC CO COM 369604103 - 25 SH DEFINED 5;1 25 - -
GENERAL ELECTRIC CO COM 369604103 4,060 268,313 SH DEFINED 259,213 9,100 -
GENERAL ELECTRIC CO COM 369604103 246 16,279 SH SOLE 16,279 - -
GENERAL ELECTRIC CO COM 369604103 30,908 2,042,817 SH DEFINED 5 2,042,817 - -
GENERAL ELECTRIC CO COM 369604103 1,260 83,295 SH DEFINED 8 68,020 15,275 -
GENERAL MARITIME CORP NEW SHS Y2693R101 192 27,420 SH DEFINED 2 27,420 - -
GENERAL MARITIME CORP NEW SHS Y2693R101 357 51,075 SH DEFINED 3 - - 51,075
GENERAL MARITIME CORP NEW SHS Y2693R101 3 500 SH DEFINED 5 500 - -
GENERAL MLS INC COM 370334104 85,709 1,210,410 SH DEFINED 1 224,787 985,623 -
GENERAL MLS INC COM 370334104 32,250 455,446 SH DEFINED 2 455,446 - -
GENERAL MLS INC COM 370334104 9,141 129,098 SH DEFINED 3 4,222 - 124,876
GENERAL MLS INC COM 370334104 113 1,590 SH DEFINED 7 - 1,590 -
GENERAL MLS INC COM 370334104 21 300 SH DEFINED 9 300 - -
GENERAL MLS INC COM 370334104 645 9,102 SH DEFINED 10 9,102 - -
GENERAL MLS INC COM 370334104 173 2,450 SH DEFINED 11 2,450 - -
GENERAL MLS INC COM 370334104 16 220 SH DEFINED 15 220 - -
GENERAL MLS INC COM 370334104 120 1,700 SH DEFINED 17 - - 1,700
GENERAL MLS INC COM 370334104 332 4,692 SH DEFINED 18 4,692 - -
GENERAL MLS INC COM 370334104 2 30 SH DEFINED 5;1 30 - -
GENERAL MLS INC COM 370334104 378 5,334 SH DEFINED 5,334 - -
GENERAL MLS INC COM 370334104 308 4,355 SH SOLE 4,355 - -
GENERAL MLS INC COM 370334104 9,613 135,749 SH DEFINED 5 135,749 - -
GENERAL MLS INC COM 370334104 364 5,138 SH DEFINED 8 5,138 - -
GENERAL STEEL HOLDINGS COM 370853103 22 5,000 SH DEFINED 3 - - 5,000
INC
GENERAL STEEL HOLDINGS COM 370853103 3 585 SH DEFINED 16 585 - -
INC
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
GENEREX BIOTECHNOLOGY CP COM 371485103 5 10,000 SH DEFINED 14 10,000 - -
DEL
GENEREX BIOTECHNOLOGY CP COM 371485103 - 133 SH DEFINED 5 133 - -
DEL
GENESCO INC COM 371532102 27 981 SH DEFINED 3 - - 981
GENESEE & WYO INC CL A 371559105 249 7,643 SH DEFINED 2 7,643 - -
GENESEE & WYO INC CL A 371559105 2,618 80,200 SH DEFINED 3 80,200 - -
GENESIS ENERGY L P UNIT LTD PARTN 371927104 874 46,249 SH DEFINED 3 - - 46,249
GENESIS ENERGY L P UNIT LTD PARTN 371927104 9 501 SH DEFINED 501 - -
GENESIS LEASE LTD ADR 37183T107 5,592 626,220 SH DEFINED 3 624,320 - 1,900
GENOMIC HEALTH INC COM 37244C101 86 4,402 SH DEFINED 2 4,402 - -
GENOMIC HEALTH INC COM 37244C101 19 985 SH DEFINED 3 - - 985
GENOPTIX INC COM 37243V100 609 17,144 SH DEFINED 2 17,144 - -
GENOPTIX INC COM 37243V100 67 1,895 SH DEFINED 3 - - 1,895
GEN-PROBE INC NEW COM 36866T103 589 13,718 SH DEFINED 2 13,718 - -
GEN-PROBE INC NEW COM 36866T103 282 6,568 SH DEFINED 3 - - 6,568
GEN-PROBE INC NEW COM 36866T103 751 17,500 SH DEFINED 4 - 2,500 15,000
GEN-PROBE INC NEW COM 36866T103 2 44 SH DEFINED 18 44 - -
GEN-PROBE INC NEW COM 36866T103 1 14 SH DEFINED 14 - -
GEN-PROBE INC NEW COM 36866T103 7 173 SH SOLE 173 - -
GENTEX CORP COM 371901109 75 4,200 SH DEFINED 1 - 4,200 -
GENTEX CORP COM 371901109 86 4,837 SH DEFINED 2 4,837 - -
GENTEX CORP COM 371901109 6 310 SH DEFINED 3 - - 310
GENTEX CORP COM 371901109 11,318 634,074 SH DEFINED 4 - 481,574 152,500
GENTEX CORP COM 371901109 11 598 SH DEFINED 18 598 - -
GENTEX CORP COM 371901109 10 545 SH DEFINED 545 - -
GENTIVA HEALTH SERVICES COM 37247A102 70 2,574 SH DEFINED 3 - - 2,574
INC
GENUINE PARTS CO COM 372460105 7,988 210,421 SH DEFINED 2 210,421 - -
GENUINE PARTS CO COM 372460105 1,135 29,894 SH DEFINED 3 1,767 - 28,127
GENUINE PARTS CO COM 372460105 5 135 SH DEFINED 18 135 - -
GENUINE PARTS CO COM 372460105 - 5 SH DEFINED 5;1 5 - -
GENUINE PARTS CO COM 372460105 99 2,597 SH DEFINED 2,597 - -
GENUINE PARTS CO COM 372460105 52 1,378 SH DEFINED 5 1,378 - -
GENVEC INC COM 37246C109 3 2,450 SH DEFINED 3 - - 2,450
GENWORTH FINL INC COM CL A 37247D106 7,099 625,506 SH DEFINED 2 625,506 - -
GENWORTH FINL INC COM CL A 37247D106 8,778 773,411 SH DEFINED 3 608,112 - 165,299
GENWORTH FINL INC COM CL A 37247D106 1 59 SH DEFINED 7 - 59 -
GENWORTH FINL INC COM CL A 37247D106 116 10,200 SH DEFINED 16 10,200 - -
GENWORTH FINL INC COM CL A 37247D106 41 3,634 SH DEFINED 5 3,634 - -
GENZYME CORP COM 372917104 8,577 175,013 SH DEFINED 2 175,013 - -
GENZYME CORP COM 372917104 4,573 93,317 SH DEFINED 3 7,841 - 85,476
GENZYME CORP COM 372917104 34 700 SH DEFINED 4 - 700 -
GENZYME CORP COM 372917104 245 5,000 SH DEFINED 7 - 5,000 -
GENZYME CORP COM 372917104 - 8 SH DEFINED 18 8 - -
GENZYME CORP COM 372917104 62 1,271 SH DEFINED 1,271 - -
GENZYME CORP COM 372917104 10 200 SH DEFINED 5 200 - -
GEO GROUP INC COM 36159R103 2 100 SH DEFINED 3 - - 100
GEOEYE INC COM 37250W108 658 23,594 SH DEFINED 2 23,594 - -
GEOEYE INC COM 37250W108 151 5,413 SH DEFINED 3 - - 5,413
GEOKINETICS INC COM PAR $0.01 372910307 4,585 476,630 SH DEFINED 3 390,000 - 86,630
GEOMET INC DEL COM 37250U201 1 500 SH DEFINED 3 - - 500
GEORESOURCES INC COM 372476101 1,690 123,700 SH DEFINED 4 - 80,900 42,800
GEORGIA GULF CORP COM PAR$0.01 373200302 1 40 SH DEFINED 3 - - 40
NEW
GERBER SCIENTIFIC INC COM 373730100 4 755 SH DEFINED 3 - - 755
GERDAU AMERISTEEL CORP COM 37373P105 867 104,754 SH DEFINED 1 98,200 6,554 -
GERDAU AMERISTEEL CORP COM 37373P105 377 45,591 SH DEFINED 2 45,591 - -
GERDAU AMERISTEEL CORP COM 37373P105 4,937 596,275 SH DEFINED 6 596,275 - -
GERDAU AMERISTEEL CORP COM 37373P105 876 105,825 SH DEFINED 7 - 105,825 -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
GERDAU AMERISTEEL CORP COM 37373P105 18 2,115 SH DEFINED 9 2,115 - -
GERDAU AMERISTEEL CORP COM 37373P105 5 615 SH DEFINED 615 - -
GERDAU AMERISTEEL CORP COM 37373P105 772 93,287 SH DEFINED 5 93,287 - -
GERDAU AMERISTEEL CORP COM 37373P105 4 500 SH DEFINED 8 - 500 -
GERDAU S A SPONSORED ADR 373737105 2,447 143,700 SH DEFINED 1 - 143,700 -
GERDAU S A SPONSORED ADR 373737105 294 17,257 SH DEFINED 2 17,257 - -
GERDAU S A SPONSORED ADR 373737105 417 24,483 SH DEFINED 3 24,359 - 124
GERDAU S A SPONSORED ADR 373737105 94 5,500 SH DEFINED 5,500 - -
GERDAU S A SPONSORED ADR 373737105 8 444 SH SOLE 444 - -
GERDAU S A SPONSORED ADR 373737105 882 51,786 SH DEFINED 5 51,786 - -
GERON CORP COM 374163103 300 54,098 SH DEFINED 3 - - 54,098
GERON CORP COM 374163103 2 400 SH DEFINED 5 400 - -
GETTY RLTY CORP NEW COM 374297109 312 13,246 SH DEFINED 2 13,246 - -
GETTY RLTY CORP NEW COM 374297109 259 11,015 SH DEFINED 3 - - 11,015
GETTY RLTY CORP NEW COM 374297109 15 630 SH DEFINED 630 - -
GFI GROUP INC COM 361652209 108 23,659 SH DEFINED 2 23,659 - -
GIBRALTAR INDS INC COM 374689107 37 2,377 SH DEFINED 2 2,377 - -
GIBRALTAR INDS INC COM 374689107 865 55,000 SH DEFINED 4 - - 55,000
GIGAMEDIA LTD ORD Y2711Y104 164 50,000 SH DEFINED 3 50,000 - -
GIGAMEDIA LTD ORD Y2711Y104 874 267,300 CALL DEFINED 3 267,300 - -
G-III APPAREL GROUP LTD COM 36237H101 244 11,241 SH DEFINED 3 - - 11,241
GILDAN ACTIVEWEAR INC COM 375916103 1,564 64,018 SH DEFINED 1 63,100 918 -
GILDAN ACTIVEWEAR INC COM 375916103 5,399 220,998 SH DEFINED 6 220,998 - -
GILDAN ACTIVEWEAR INC COM 375916103 926 37,890 SH DEFINED 7 - 37,890 -
GILDAN ACTIVEWEAR INC COM 375916103 276 11,303 SH DEFINED 10 11,303 - -
GILDAN ACTIVEWEAR INC COM 375916103 24 1,000 SH DEFINED 1,000 - -
GILDAN ACTIVEWEAR INC COM 375916103 11,248 460,405 SH SOLE 460,405 - -
GILDAN ACTIVEWEAR INC COM 375916103 1,771 72,505 SH DEFINED 5 72,505 - -
GILDAN ACTIVEWEAR INC COM 375916103 270 11,030 SH DEFINED 8 10,965 65 -
GILEAD SCIENCES INC COM 375558103 31,553 729,213 SH DEFINED 2 729,213 - -
GILEAD SCIENCES INC COM 375558103 7,500 173,328 SH DEFINED 3 9,978 - 163,350
GILEAD SCIENCES INC COM 375558103 1,139 26,325 SH DEFINED 4 - 23,270 3,055
GILEAD SCIENCES INC COM 375558103 305 7,040 SH DEFINED 7 - 7,040 -
GILEAD SCIENCES INC COM 375558103 305 7,046 SH DEFINED 10 7,046 - -
GILEAD SCIENCES INC COM 375558103 74 1,717 SH DEFINED 15 1,717 - -
GILEAD SCIENCES INC COM 375558103 125 2,900 SH DEFINED 16 2,900 - -
GILEAD SCIENCES INC COM 375558103 80 1,845 SH DEFINED 17 - - 1,845
GILEAD SCIENCES INC COM 375558103 226 5,227 SH DEFINED 18 5,227 - -
GILEAD SCIENCES INC COM 375558103 1 30 SH DEFINED 5;1 30 - -
GILEAD SCIENCES INC COM 375558103 92 2,121 SH DEFINED 2,121 - -
GILEAD SCIENCES INC COM 375558103 238 5,499 SH SOLE 5,499 - -
GILEAD SCIENCES INC COM 375558103 10,243 236,714 SH DEFINED 5 236,714 - -
GILEAD SCIENCES INC COM 375558103 513 11,854 SH DEFINED 8 11,854 - -
GIVEN IMAGING ORD SHS M52020100 101 5,800 SH DEFINED 1 - 5,800 -
GIVEN IMAGING ORD SHS M52020100 2 114 SH DEFINED 2 114 - -
GIVEN IMAGING ORD SHS M52020100 191 10,919 SH DEFINED 3 - - 10,919
GIVEN IMAGING ORD SHS M52020100 47 2,680 SH DEFINED 5 2,680 - -
GLACIER BANCORP INC NEW COM 37637Q105 35 2,575 SH DEFINED 2 2,575 - -
GLACIER BANCORP INC NEW COM 37637Q105 10 700 SH DEFINED 16 700 - -
GLACIER BANCORP INC NEW COM 37637Q105 35 2,577 SH DEFINED 5 2,577 - -
GLADSTONE CAPITAL CORP COM 376535100 1,082 140,725 SH DEFINED 3 - - 140,725
GLADSTONE CAPITAL CORP COM 376535100 8 1,000 SH DEFINED 18 1,000 - -
GLADSTONE COML CORP COM 376536108 2,135 159,228 SH DEFINED 3 - - 159,228
GLADSTONE COML CORP COM 376536108 40 3,000 SH DEFINED 18 3,000 - -
GLADSTONE INVT CORP COM 376546107 1,446 317,075 SH DEFINED 3 - - 317,075
GLADSTONE INVT CORP COM 376546107 205 45,000 SH DEFINED 4 - - 45,000
GLATFELTER COM 377316104 32 2,600 SH DEFINED 3 - - 2,600
GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 6,593 156,038 SH DEFINED 3 5,400 - 150,638
GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 181 4,273 SH DEFINED 7 - 4,273 -
GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 122 2,881 SH DEFINED 10 2,881 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 115 2,720 SH DEFINED 11 2,720 - -
GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 766,583 18,143,971 SH DEFINED 13 18,143,971 - -
GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 279 6,610 SH DEFINED 15 6,610 - -
GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 106 2,500 SH DEFINED 17 - - 2,500
GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 464 10,986 SH DEFINED 18 10,986 - -
GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 174 4,130 SH DEFINED 4,130 - -
GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 2 41 SH SOLE 41 - -
GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 5,640 133,488 SH DEFINED 5 133,488 - -
GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 302 7,145 SH DEFINED 8 7,145 - -
GLEN BURNIE BANCORP COM 377407101 55 5,969 SH DEFINED 3 383 - 5,586
GLG LIFE TECH CORP COM NEW 361793201 3,364 434,238 SH DEFINED 1 50,367 383,871 -
GLIMCHER RLTY TR SH BEN INT 379302102 3 1,214 SH DEFINED 2 1,214 - -
GLIMCHER RLTY TR SH BEN INT 379302102 23 8,400 SH DEFINED 3 - - 8,400
GLIMCHER RLTY TR SH BEN INT 379302102 3 1,000 SH DEFINED 5 1,000 - -
GLIMCHER RLTY TR SH BEN INT 379302102 5 2,000 SH DEFINED 8 2,000 - -
GLOBAL CASH ACCESS HLDGS COM 378967103 15 2,000 SH DEFINED 3 - - 2,000
INC
GLOBAL HIGH INCOME FUND COM 37933G108 59 4,835 SH DEFINED 3 - - 4,835
INC
GLOBAL INCOME&CURRENCY COM 378968101 17 1,220 SH DEFINED 3 - - 1,220
FD IN
GLOBAL INDS LTD COM 379336100 22 3,100 SH DEFINED 3 - - 3,100
GLOBAL PARTNERS LP COM UNITS 37946R109 1,850 80,555 SH DEFINED 3 62,000 - 18,555
GLOBAL PMTS INC COM 37940X102 1,185 21,995 SH DEFINED 3 - - 21,995
GLOBAL PMTS INC COM 37940X102 20,305 376,999 SH DEFINED 4 - 271,669 105,330
GLOBAL PMTS INC COM 37940X102 3 55 SH DEFINED 18 55 - -
GLOBAL RESOURCES ORD G39300101 51,233 8,190,707 SH DEFINED 14 8,190,707 - -
GLOBAL SHIP LEASE INC NEW SHS A Y27183105 10 6,750 SH DEFINED 3 - - 6,750
GLOBAL SOURCES LTD ORD G39300101 63 10,080 SH DEFINED 13 10,080 - -
GLOBALSCAPE INC COM 37940G109 - 53 SH DEFINED 5 53 - -
GLOBALSTAR INC COM 378973408 - 84 SH DEFINED 3 - - 84
GMX RES INC COM 38011M108 8 597 SH DEFINED 2 597 - -
GMX RES INC COM 38011M108 222 16,129 SH DEFINED 3 12,000 - 4,129
GOL LINHAS AEREAS INTLG SP ADR REP PFD 38045R107 21 1,400 SH DEFINED 3 1,400 - -
S A
GOLAR LNG LTD BERMUDA SHS G9456A100 168 13,300 SH DEFINED 3 - - 13,300
GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 231 17,588 SH DEFINED 2 17,588 - -
GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 2,159 164,704 SH DEFINED 3 17,562 - 147,142
GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 1 85 SH DEFINED 7 - 85 -
GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 76 5,791 SH DEFINED 14 5,791 - -
GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 3 260 SH DEFINED 15 260 - -
GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 129 9,870 SH DEFINED 16 9,870 - -
GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 5,994 457,200 SH OTHER S;6 457,200 - -
GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 71 5,400 SH DEFINED 5,400 - -
GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 2,083 158,876 SH DEFINED 5 158,876 - -
GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 60 4,550 SH DEFINED 8 4,550 - -
GOLD RESV INC CL A 38068N108 2 2,050 SH DEFINED 5 2,050 - -
GOLDCORP INC NEW *W EXP 380956177 787 112,406 SH DEFINED 1 - 112,406 -
06/09/201
GOLDCORP INC NEW COM 380956409 542,771 13,808,820 SH DEFINED 1 799,971 13,008,849 -
GOLDCORP INC NEW COM 380956409 30 759 SH DEFINED 2 759 - -
GOLDCORP INC NEW COM 380956409 11,920 303,250 SH DEFINED 3 107,215 - 196,035
GOLDCORP INC NEW COM 380956409 4,717 120,000 CALL DEFINED 3 120,000 - -
GOLDCORP INC NEW COM 380956409 3,538 90,000 PUT DEFINED 3 90,000 - -
GOLDCORP INC NEW COM 380956409 56,049 1,425,953 SH DEFINED 6 1,425,953 - -
GOLDCORP INC NEW COM 380956409 19,834 504,616 SH DEFINED 7 - 504,616 -
GOLDCORP INC NEW COM 380956409 751 19,115 SH DEFINED 9 19,115 - -
GOLDCORP INC NEW COM 380956409 18 467 SH DEFINED 10 467 - -
GOLDCORP INC NEW COM 380956409 79 2,000 SH DEFINED 13 2,000 - -
GOLDCORP INC NEW COM 380956409 151 3,847 SH DEFINED 15 3,847 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
GOLDCORP INC NEW COM 380956409 47 1,200 SH DEFINED 17 - - 1,200
GOLDCORP INC NEW COM 380956409 33 845 SH DEFINED 18 845 - -
GOLDCORP INC NEW COM 380956409 112,953 2,873,670 SH DEFINED 5;1 2,873,670 - -
GOLDCORP INC NEW COM 380956409 896 22,794 SH DEFINED 22,794 - -
GOLDCORP INC NEW COM 380956409 127,596 3,246,214 SH SOLE 3,246,214 - -
GOLDCORP INC NEW COM 380956409 126,465 3,217,441 SH DEFINED 5 3,217,441 - -
GOLDCORP INC NEW *W EXP 380956177 351 50,200 CALL DEFINED 5 50,200 - -
06/09/201
GOLDCORP INC NEW *W EXP 380956177 143 20,400 PUT DEFINED 5 20,400 - -
06/09/201
GOLDCORP INC NEW COM 380956409 3,647 92,774 SH DEFINED 8 83,214 9,560 -
GOLDEN STAR RES LTD CDA COM 38119T104 23 7,400 SH DEFINED 2 7,400 - -
GOLDEN STAR RES LTD CDA COM 38119T104 9 2,800 SH DEFINED 3 - - 2,800
GOLDEN STAR RES LTD CDA COM 38119T104 9 2,900 SH DEFINED 5 2,900 - -
GOLDMAN SACHS GROUP INC COM 38141G104 58,165 344,496 SH DEFINED 1 31,200 313,296 -
GOLDMAN SACHS GROUP INC COM 38141G104 120,040 710,971 SH DEFINED 2 710,971 - -
GOLDMAN SACHS GROUP INC COM 38141G104 23,850 141,257 SH DEFINED 3 59,792 - 81,465
GOLDMAN SACHS GROUP INC COM 38141G104 19,167 113,520 SH DEFINED 4 - 48,765 64,755
GOLDMAN SACHS GROUP INC COM 38141G104 718 4,250 SH DEFINED 7 - 4,250 -
GOLDMAN SACHS GROUP INC COM 38141G104 573 3,393 SH DEFINED 10 3,393 - -
GOLDMAN SACHS GROUP INC COM 38141G104 929 5,503 SH DEFINED 13 5,503 - -
GOLDMAN SACHS GROUP INC COM 38141G104 7,737 45,826 SH DEFINED 14 45,826 - -
GOLDMAN SACHS GROUP INC COM 38141G104 1,595 9,446 SH DEFINED 15 9,446 - -
GOLDMAN SACHS GROUP INC COM 38141G104 169 1,000 CALL DEFINED 15 1,000 - -
GOLDMAN SACHS GROUP INC COM 38141G104 289 1,710 SH DEFINED 16 1,710 - -
GOLDMAN SACHS GROUP INC COM 38141G104 167 992 SH DEFINED 17 - - 992
GOLDMAN SACHS GROUP INC COM 38141G104 201 1,191 SH DEFINED 18 1,191 - -
GOLDMAN SACHS GROUP INC COM 38141G104 828 4,903 SH DEFINED 3,113 1,790 -
GOLDMAN SACHS GROUP INC COM 38141G104 1,641 9,720 SH SOLE 9,720 - -
GOLDMAN SACHS GROUP INC COM 38141G104 22,717 134,548 SH DEFINED 5 134,548 - -
GOLDMAN SACHS GROUP INC COM 38141G104 591 3,499 SH DEFINED 8 3,429 70 -
GOLFSMITH INTL HOLDINGS COM 38168Y103 191 85,000 SH DEFINED 4 - - 85,000
INC
GOODRICH CORP COM 382388106 1,671 26,000 SH DEFINED 1 - 26,000 -
GOODRICH CORP COM 382388106 10,284 160,055 SH DEFINED 2 160,055 - -
GOODRICH CORP COM 382388106 1,537 23,928 SH DEFINED 3 1,410 - 22,518
GOODRICH CORP COM 382388106 80 1,251 SH DEFINED 10 1,251 - -
GOODRICH CORP COM 382388106 26 400 SH DEFINED 11 400 - -
GOODRICH CORP COM 382388106 2 25 SH DEFINED 15 25 - -
GOODRICH CORP COM 382388106 76 1,190 SH DEFINED 17 - - 1,190
GOODRICH CORP COM 382388106 79 1,237 SH DEFINED 18 1,237 - -
GOODRICH CORP COM 382388106 140 2,175 SH SOLE 2,175 - -
GOODRICH CORP COM 382388106 5 75 SH DEFINED 5 75 - -
GOODRICH PETE CORP COM NEW 382410405 12 480 SH DEFINED 2 480 - -
GOODRICH PETE CORP COM NEW 382410405 78 3,200 SH DEFINED 3 - - 3,200
GOODRICH PETE CORP COM NEW 382410405 1,420 58,300 SH DEFINED 4 - 21,000 37,300
GOODYEAR TIRE & RUBR CO COM 382550101 4,131 293,000 SH DEFINED 1 39,300 253,700 -
GOODYEAR TIRE & RUBR CO COM 382550101 5,054 358,444 SH DEFINED 2 358,444 - -
GOODYEAR TIRE & RUBR CO COM 382550101 248 17,622 SH DEFINED 3 2,671 - 14,951
GOODYEAR TIRE & RUBR CO COM 382550101 28 2,000 SH DEFINED 14 2,000 - -
GOODYEAR TIRE & RUBR CO COM 382550101 11 770 SH DEFINED 16 770 - -
GOODYEAR TIRE & RUBR CO COM 382550101 4 295 SH DEFINED 18 295 - -
GOODYEAR TIRE & RUBR CO COM 382550101 268 18,983 SH DEFINED 5 18,983 - -
GOOGLE INC CL A 38259P508 107,985 174,175 SH DEFINED 1 16,300 157,875 -
GOOGLE INC CL A 38259P508 149,649 241,377 SH DEFINED 2 241,377 - -
GOOGLE INC CL A 38259P508 62,598 100,967 SH DEFINED 3 76,625 - 24,342
GOOGLE INC CL A 38259P508 4,960 8,000 CALL DEFINED 3 8,000 - -
GOOGLE INC CL A 38259P508 1,730 2,790 SH DEFINED 4 - 2,490 300
GOOGLE INC CL A 38259P508 327 527 SH DEFINED 7 - 527 -
GOOGLE INC CL A 38259P508 624 1,007 SH DEFINED 10 1,007 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
GOOGLE INC CL A 38259P508 231 372 SH DEFINED 13 372 - -
GOOGLE INC CL A 38259P508 65,715 105,995 SH DEFINED 14 105,995 - -
GOOGLE INC CL A 38259P508 130 210 SH DEFINED 15 210 - -
GOOGLE INC CL A 38259P508 69,359 111,873 SH DEFINED 16 111,873 - -
GOOGLE INC CL A 38259P508 43 70 SH DEFINED 17 - - 70
GOOGLE INC CL A 38259P508 162 262 SH DEFINED 18 262 - -
GOOGLE INC CL A 38259P508 33,665 54,300 SH DEFINED 54,300 - -
GOOGLE INC CL A 38259P508 1,521 2,453 SH SOLE 2,453 - -
GOOGLE INC CL A 38259P508 5,202 8,390 SH DEFINED 5 8,390 - -
GOOGLE INC CL A 38259P508 148 239 SH DEFINED 8 224 15 -
GORMAN RUPP CO COM 383082104 36 1,300 SH DEFINED 2 1,300 - -
GORMAN RUPP CO COM 383082104 48 1,726 SH DEFINED 3 - - 1,726
GOVERNMENT PPTYS INCOME COM SHS BEN 38376A103 148 6,450 SH DEFINED 3 - - 6,450
TR INT
GOVERNMENT PPTYS INCOME COM SHS BEN 38376A103 63 2,750 SH DEFINED 18 2,750 - -
TR INT
GPO AEROPORTUARIO DEL SPON ADR B 400506101 67 2,138 SH DEFINED 3 2,138 - -
PAC SA
GRACE W R & CO DEL NEW COM 38388F108 90 3,548 SH DEFINED 3 - - 3,548
GRACO INC COM 384109104 457 16,003 SH DEFINED 2 16,003 - -
GRACO INC COM 384109104 654 22,900 SH DEFINED 3 - - 22,900
GRAFTECH INTL LTD COM 384313102 359 23,072 SH DEFINED 2 23,072 - -
GRAFTECH INTL LTD COM 384313102 28 1,818 SH DEFINED 3 - - 1,818
GRAFTECH INTL LTD COM 384313102 3 162 SH DEFINED 18 162 - -
GRAINGER W W INC COM 384802104 26,805 276,830 SH DEFINED 1 108,730 168,100 -
GRAINGER W W INC COM 384802104 9,941 102,666 SH DEFINED 2 102,666 - -
GRAINGER W W INC COM 384802104 986 10,186 SH DEFINED 3 662 - 9,524
GRAINGER W W INC COM 384802104 328 3,390 SH DEFINED 4 - 3,390 -
GRAINGER W W INC COM 384802104 91 935 SH DEFINED 7 - 935 -
GRAINGER W W INC COM 384802104 517 5,341 SH DEFINED 10 5,341 - -
GRAINGER W W INC COM 384802104 118 1,220 SH DEFINED 11 1,220 - -
GRAINGER W W INC COM 384802104 105 1,080 SH DEFINED 1,080 - -
GRAINGER W W INC COM 384802104 23 240 SH SOLE 240 - -
GRAINGER W W INC COM 384802104 10 100 SH DEFINED 5 100 - -
GRAINGER W W INC COM 384802104 4 45 SH DEFINED 8 - 45 -
GRAMERCY CAP CORP COM 384871109 4 1,541 SH DEFINED 3 - - 1,541
GRAN TIERRA ENERGY INC COM 38500T101 4,463 778,800 SH DEFINED 1 285,000 493,800 -
GRAN TIERRA ENERGY INC COM 38500T101 328 57,207 SH DEFINED 3 - - 57,207
GRAN TIERRA ENERGY INC COM 38500T101 26 4,500 SH DEFINED 5 4,500 - -
GRAND CANYON ED INC COM 38526M106 17 888 SH DEFINED 2 888 - -
GRANITE CONSTR INC COM 387328107 4 124 SH DEFINED 3 - - 124
GRANITE CONSTR INC COM 387328107 116 3,437 SH DEFINED 5 3,437 - -
GRAY TELEVISION INC COM 389375106 1 500 SH DEFINED 3 - - 500
GREAT ATLANTIC & PAC TEA COM 390064103 5,625 477,090 SH DEFINED 7 - 477,090 -
INC
GREAT ATLANTIC & PAC TEA COM 390064103 30 2,565 SH DEFINED 15 2,565 - -
INC
GREAT ATLANTIC & PAC TEA COM 390064103 14 1,200 SH DEFINED 1,200 - -
INC
GREAT ATLANTIC & PAC TEA COM 390064103 12 1,000 SH DEFINED 5 1,000 - -
INC
GREAT ATLANTIC & PAC TEA COM 390064103 270 22,925 SH DEFINED 8 - 22,925 -
INC
GREAT BASIN GOLD LTD COM 390124105 28,332 16,467,174 SH DEFINED 1 - 16,467,174 -
GREAT BASIN GOLD LTD COM 390124105 22 12,632 SH DEFINED 5 12,632 - -
GREAT LAKES DREDGE & COM 390607109 12 1,800 SH DEFINED 3 - - 1,800
DOCK CO
GREAT NORTHN IRON ORE CTFS BEN INT 391064102 10 110 SH DEFINED 110 - -
PPTYS
GREAT PLAINS ENERGY INC COM 391164100 844 43,504 SH DEFINED 3 - - 43,504
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
GREAT PLAINS ENERGY INC COM 391164100 27 1,400 SH DEFINED 9 1,400 - -
GREAT PLAINS ENERGY INC COM 391164100 6 287 SH DEFINED 287 - -
GREAT PLAINS ENERGY INC COM 391164100 4 225 SH DEFINED 5 225 - -
GREAT WOLF RESORTS INC COM 391523107 7 3,100 SH DEFINED 3 - - 3,100
GREATBATCH INC COM 39153L106 155 8,067 SH DEFINED 2 8,067 - -
GREATBATCH INC COM 39153L106 6 290 SH DEFINED 3 - - 290
GREATER CHINA FD INC COM 39167B102 507 36,443 SH DEFINED 3 - - 36,443
GREATER CHINA FD INC COM 39167B102 60 4,292 SH DEFINED 14 4,292 - -
GREATER CHINA FD INC COM 39167B102 826 59,389 SH DEFINED 5 59,389 - -
GREATER CHINA FD INC COM 39167B102 10 700 SH DEFINED 8 700 - -
GREEN BANKSHARES INC COM NEW 394361208 179 50,400 SH DEFINED 4 - - 50,400
GREEN MTN COFFEE COM 393122106 888 10,902 SH DEFINED 3 4,663 - 6,239
ROASTERS IN
GREEN MTN COFFEE COM 393122106 - - SH DEFINED 5 - - -
ROASTERS IN
GREEN MTN COFFEE COM 393122106 156 1,913 SH DEFINED 8 1,913 - -
ROASTERS IN
GREEN PLAINS RENEWABLE COM 393222104 348 23,434 SH DEFINED 3 - - 23,434
ENERG
GREENBRIER COS INC COM 393657101 7 700 SH DEFINED 3 - - 700
GREENHAVEN CONT CMDTY UNIT BEN INT 395258106 2,929 111,300 SH DEFINED 3 - - 111,300
INDEX
GREENHAVEN CONT CMDTY UNIT BEN INT 395258106 8 300 SH DEFINED 16 300 - -
INDEX
GREENHAVEN CONT CMDTY UNIT BEN INT 395258106 42 1,589 SH DEFINED 18 1,589 - -
INDEX
GREENHILL & CO INC COM 395259104 1,182 14,726 SH DEFINED 2 14,726 - -
GREENHILL & CO INC COM 395259104 3 41 SH DEFINED 3 - - 41
GREENHILL & CO INC COM 395259104 5 59 SH DEFINED 18 59 - -
GREENLIGHT CAPITAL RE LTD CLASS A G4095J109 51 2,155 SH DEFINED 2 2,155 - -
GREENLIGHT CAPITAL RE LTD CLASS A G4095J109 24 1,000 SH DEFINED 3 - - 1,000
GREIF INC CL A 397624107 549 10,165 SH DEFINED 2 10,165 - -
GREIF INC CL B 397624206 7 144 SH DEFINED 2 144 - -
GREIF INC CL A 397624107 61 1,130 SH DEFINED 3 - - 1,130
GREIF INC CL A 397624107 4 74 SH DEFINED 5 74 - -
GRIFFON CORP COM 398433102 1 93 SH DEFINED 3 - - 93
GRIFFON CORP COM 398433102 574 47,000 SH DEFINED 4 - - 47,000
GROUP 1 AUTOMOTIVE INC COM 398905109 8 285 SH DEFINED 3 - - 285
GROUP 1 AUTOMOTIVE INC COM 398905109 624 22,000 SH DEFINED 4 - - 22,000
GROUPE CGI INC CL A SUB VTG 39945C109 2,569 189,800 SH DEFINED 1 189,800 - -
GROUPE CGI INC CL A SUB VTG 39945C109 55 4,050 SH DEFINED 3 - - 4,050
GROUPE CGI INC CL A SUB VTG 39945C109 9 700 SH DEFINED 6 700 - -
GROUPE CGI INC CL A SUB VTG 39945C109 9,162 676,872 SH DEFINED 7 - 676,872 -
GROUPE CGI INC CL A SUB VTG 39945C109 12 855 SH DEFINED 10 855 - -
GROUPE CGI INC CL A SUB VTG 39945C109 24 1,745 SH DEFINED 5;1 1,745 - -
GROUPE CGI INC CL A SUB VTG 39945C109 52 3,835 SH DEFINED 3,835 - -
GROUPE CGI INC CL A SUB VTG 39945C109 13,256 979,304 SH DEFINED 5 979,304 - -
GROUPE CGI INC CL A SUB VTG 39945C109 298 21,984 SH DEFINED 8 10,160 11,824 -
GRUPO AEROPORTUARIO DEL SPON ADR SER B 40051E202 63 1,213 SH DEFINED 3 1,213 - -
SURE
GRUPO TELEVISA SA DE CV SP ADR REP ORD 40049J206 191 9,186 SH DEFINED 2 9,186 - -
GRUPO TELEVISA SA DE CV SP ADR REP ORD 40049J206 185 8,906 SH DEFINED 3 - - 8,906
GRUPO TELEVISA SA DE CV SP ADR REP ORD 40049J206 5 245 SH DEFINED 7 - 245 -
GRUPO TELEVISA SA DE CV SP ADR REP ORD 40049J206 10,223 492,425 SH DEFINED 5;1 492,425 - -
GRUPO TELEVISA SA DE CV SP ADR REP ORD 40049J206 14 663 SH DEFINED 663 - -
GRUPO TELEVISA SA DE CV SP ADR REP ORD 40049J206 253 12,172 SH DEFINED 5 12,172 - -
GS FINL CORP COM 362274102 7 500 SH DEFINED 3 - - 500
GSC INVESTMENT CORP COM 362493108 1 373 SH DEFINED 3 - - 373
GSI COMMERCE INC COM 36238G102 1,046 41,200 SH DEFINED 1 - 41,200 -
GT SOLAR INTL INC COM 3623E0209 20 3,618 SH DEFINED 3 - - 3,618
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
GTSI CORP COM 36238K103 119 24,000 SH DEFINED 4 - - 24,000
GTX INC DEL COM 40052B108 327 77,844 SH DEFINED 2 77,844 - -
GUANGSHEN RY LTD SPONSORED ADR 40065W107 22 1,100 SH DEFINED 3 - - 1,100
GUARANTY BANCORP DEL COM 40075T102 143 108,000 SH DEFINED 4 - - 108,000
GUARANTY FED BANCSHARES COM 40108P101 1 178 SH DEFINED 3 178 - -
INC
GUARANTY FED BANCSHARES COM 40108P101 11 2,200 SH DEFINED 18 2,200 - -
INC
GUESS INC COM 401617105 68 1,600 SH DEFINED 1 - 1,600 -
GUESS INC COM 401617105 1,024 24,208 SH DEFINED 3 1,489 - 22,719
GUESS INC COM 401617105 1,134 26,800 SH DEFINED 4 - 3,800 23,000
GUESS INC COM 401617105 3 74 SH DEFINED 18 74 - -
GUIDANCE SOFTWARE INC COM 401692108 1 134 SH DEFINED 18 134 - -
GUIDANCE SOFTWARE INC COM 401692108 2 305 SH DEFINED 305 - -
GULF ISLAND FABRICATION COM 402307102 127 6,040 SH DEFINED 2 6,040 - -
INC
GULF ISLAND FABRICATION COM 402307102 589 28,000 SH DEFINED 4 - - 28,000
INC
GULF RESOURCES INC COM PAR 40251W309 - 3 SH DEFINED 3 - - 3
$0.0005
GULFMARK OFFSHORE INC COM 402629109 59 2,067 SH DEFINED 2 2,067 - -
GULFMARK OFFSHORE INC COM 402629109 67 2,361 SH DEFINED 3 - - 2,361
GULFMARK OFFSHORE INC COM 402629109 2 85 SH DEFINED 18 85 - -
GULFMARK OFFSHORE INC COM 402629109 22 792 SH DEFINED 5 792 - -
GULFPORT ENERGY CORP COM NEW 402635304 240 21,000 SH DEFINED 3 - - 21,000
GYMBOREE CORP COM 403777105 2 51 SH DEFINED 3 - - 51
GYMBOREE CORP COM 403777105 467 10,739 SH DEFINED 5 10,739 - -
GYMBOREE CORP COM 403777105 10 224 SH DEFINED 8 224 - -
H & Q HEALTHCARE FD SH BEN INT 404052102 1,030 86,885 SH DEFINED 3 - - 86,885
H & Q LIFE SCIENCES INVS SH BEN INT 404053100 580 61,436 SH DEFINED 3 - - 61,436
H & Q LIFE SCIENCES INVS SH BEN INT 404053100 1,247 132,044 SH DEFINED 5 132,044 - -
H & Q LIFE SCIENCES INVS SH BEN INT 404053100 139 14,749 SH DEFINED 8 14,749 - -
HACKETT GROUP INC COM 404609109 11 3,983 SH DEFINED 3 - - 3,983
HAEMONETICS CORP COM 405024100 481 8,724 SH DEFINED 2 8,724 - -
HAEMONETICS CORP COM 405024100 6 100 SH DEFINED 3 - - 100
HAIN CELESTIAL GROUP INC COM 405217100 407 23,943 SH DEFINED 2 23,943 - -
HAIN CELESTIAL GROUP INC COM 405217100 49 2,871 SH DEFINED 3 - - 2,871
HAIN CELESTIAL GROUP INC COM 405217100 1 83 SH DEFINED 18 83 - -
HAIN CELESTIAL GROUP INC COM 405217100 7 410 SH SOLE 410 - -
HALLIBURTON CO COM 406216101 29,762 989,100 SH DEFINED 1 9,700 979,400 -
HALLIBURTON CO COM 406216101 37,556 1,248,137 SH DEFINED 2 1,248,137 - -
HALLIBURTON CO COM 406216101 16,005 531,890 SH DEFINED 3 441,264 - 90,626
HALLIBURTON CO COM 406216101 17,302 575,000 PUT DEFINED 3 575,000 - -
HALLIBURTON CO COM 406216101 66 2,180 SH DEFINED 14 2,180 - -
HALLIBURTON CO COM 406216101 186 6,194 SH DEFINED 15 6,194 - -
HALLIBURTON CO COM 406216101 31 1,025 SH DEFINED 16 1,025 - -
HALLIBURTON CO COM 406216101 106 3,509 SH DEFINED 18 3,509 - -
HALLIBURTON CO COM 406216101 380 12,633 SH DEFINED 12,633 - -
HALLIBURTON CO COM 406216101 13,424 446,143 SH DEFINED 5 446,143 - -
HALLIBURTON CO COM 406216101 437 14,514 SH DEFINED 8 14,514 - -
HALOZYME THERAPEUTICS INC COM 40637H109 12 2,000 SH DEFINED 3 - - 2,000
HAMPTON ROADS BANKSHARES COM 409321106 64 36,850 SH DEFINED 4 - - 36,850
INC
HANCOCK JOHN INCOME SECS COM 410123103 39 2,900 SH DEFINED 3 - - 2,900
TR
HANCOCK JOHN INCOME SECS COM 410123103 890 66,162 SH DEFINED 5 66,162 - -
TR
HANCOCK JOHN INV TRUST TAX ADV GLB SH 41013P749 314 23,712 SH DEFINED 3 - - 23,712
HANCOCK JOHN INVS TR COM 410142103 18 985 SH DEFINED 3 - - 985
HANCOCK JOHN PATRIOT COM SH BEN INT 41013T105 122 12,268 SH DEFINED 3 - - 12,268
PREM II
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
HANCOCK JOHN PFD INCOME SH BEN INT 41013W108 215 12,550 SH DEFINED 3 - - 12,550
FD
HANCOCK JOHN PFD INCOME COM 41013X106 612 35,928 SH DEFINED 3 - - 35,928
FD I
HANCOCK JOHN PFD INCOME COM 41021P103 1,268 84,014 SH DEFINED 3 - - 84,014
FD I
HANCOCK JOHN TAX-ADV DIV COM 41013V100 592 45,806 SH DEFINED 3 - - 45,806
INC
HANESBRANDS INC COM 410345102 214 8,893 SH DEFINED 2 8,893 - -
HANESBRANDS INC COM 410345102 104 4,305 SH DEFINED 3 - - 4,305
HANESBRANDS INC COM 410345102 555 23,024 SH DEFINED 10 23,024 - -
HANESBRANDS INC COM 410345102 16 670 SH SOLE 670 - -
HANESBRANDS INC COM 410345102 60 2,473 SH DEFINED 5 2,473 - -
HANGER ORTHOPEDIC GROUP COM NEW 41043F208 141 10,195 SH DEFINED 2 10,195 - -
INC
HANGER ORTHOPEDIC GROUP COM NEW 41043F208 1,650 119,284 SH DEFINED 3 80,000 - 39,284
INC
HANGER ORTHOPEDIC GROUP COM NEW 41043F208 387 27,970 SH DEFINED 4 - - 27,970
INC
HANOVER INS GROUP INC COM 410867105 30 683 SH DEFINED 3 - - 683
HANOVER INS GROUP INC COM 410867105 2 47 SH DEFINED 18 47 - -
HANSEN MEDICAL INC COM 411307101 288 94,900 SH DEFINED 3 - - 94,900
HANSEN MEDICAL INC COM 411307101 15 5,000 SH DEFINED 5 5,000 - -
HANSEN NAT CORP COM 411310105 200 5,202 SH DEFINED 3 - - 5,202
HANSEN NAT CORP COM 411310105 23 600 SH DEFINED 5 600 - -
HARBIN ELECTRIC INC COM 41145W109 240 11,684 SH DEFINED 3 - - 11,684
HARDINGE INC COM 412324303 142 25,750 SH DEFINED 4 - - 25,750
HARLEY DAVIDSON INC COM 412822108 8,525 338,286 SH DEFINED 2 338,286 - -
HARLEY DAVIDSON INC COM 412822108 542 21,501 SH DEFINED 3 1,714 - 19,787
HARLEY DAVIDSON INC COM 412822108 7 287 SH DEFINED 7 - 287 -
HARLEY DAVIDSON INC COM 412822108 35 1,400 SH DEFINED 15 1,400 - -
HARLEY DAVIDSON INC COM 412822108 77 3,037 SH DEFINED 5 3,037 - -
HARLEYSVILLE GROUP INC COM 412824104 221 6,963 SH DEFINED 2 6,963 - -
HARLEYSVILLE NATL CORP PA COM 412850109 118 18,291 SH DEFINED 3 - - 18,291
HARLEYSVILLE NATL CORP PA COM 412850109 233 36,180 SH DEFINED 4 - - 36,180
HARMAN INTL INDS INC COM 413086109 71 2,000 SH DEFINED 1 - 2,000 -
HARMAN INTL INDS INC COM 413086109 3,800 107,719 SH DEFINED 2 107,719 - -
HARMAN INTL INDS INC COM 413086109 111 3,148 SH DEFINED 3 708 - 2,440
HARMAN INTL INDS INC COM 413086109 8 232 SH DEFINED 18 232 - -
HARMONIC INC COM 413160102 38 6,000 SH DEFINED 3 - - 6,000
HARMONIC INC COM 413160102 5 832 SH DEFINED 18 832 - -
HARMONIC INC COM 413160102 3 400 SH DEFINED 5 400 - -
HARMONY GOLD MNG LTD SPONSORED ADR 413216300 958 94,150 SH DEFINED 3 72,100 - 22,050
HARMONY GOLD MNG LTD SPONSORED ADR 413216300 17 1,700 SH DEFINED 5 1,700 - -
HARRIS & HARRIS GROUP INC COM 413833104 1 160 SH DEFINED 3 - - 160
HARRIS CORP DEL COM 413875105 7,576 159,321 SH DEFINED 2 159,321 - -
HARRIS CORP DEL COM 413875105 362 7,610 SH DEFINED 3 1,463 - 6,147
HARRIS CORP DEL COM 413875105 691 14,527 SH DEFINED 4 - 14,527 -
HARRIS CORP DEL COM 413875105 380 8,000 SH DEFINED 7 - 8,000 -
HARRIS CORP DEL COM 413875105 1,397 29,385 SH DEFINED 18 29,385 - -
HARRIS CORP DEL COM 413875105 10 213 SH DEFINED - 213 -
HARRIS CORP DEL COM 413875105 710 14,923 SH DEFINED 5 14,923 - -
HARRIS CORP DEL COM 413875105 59 1,250 SH DEFINED 8 1,250 - -
HARRIS INTERACTIVE INC COM 414549105 26 22,000 SH DEFINED 3 - - 22,000
HARRIS STRATEX NTWRKS INC CL A 41457P106 2 291 SH DEFINED 2 291 - -
HARRIS STRATEX NTWRKS INC CL A 41457P106 8 1,124 SH DEFINED 3 - - 1,124
HARRIS STRATEX NTWRKS INC CL A 41457P106 50 7,217 SH DEFINED 18 7,217 - -
HARRIS STRATEX NTWRKS INC CL A 41457P106 - - SH DEFINED 8 - - -
HARRY WINSTON DIAMOND COM 41587B100 332 34,800 SH DEFINED 1 - 34,800 -
CORP
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
HARRY WINSTON DIAMOND COM 41587B100 23 2,380 SH DEFINED 2 2,380 - -
CORP
HARRY WINSTON DIAMOND COM 41587B100 19 2,000 SH DEFINED 3 - - 2,000
CORP
HARRY WINSTON DIAMOND COM 41587B100 5 500 SH DEFINED 7 - 500 -
CORP
HARRY WINSTON DIAMOND COM 41587B100 11,464 1,200,000 SH SOLE 1,200,000 - -
CORP
HARRY WINSTON DIAMOND COM 41587B100 140 14,625 SH DEFINED 5 14,625 - -
CORP
HARRY WINSTON DIAMOND COM 41587B100 2 200 SH DEFINED 8 200 - -
CORP
HARSCO CORP COM 415864107 327 10,149 SH DEFINED 2 10,149 - -
HARSCO CORP COM 415864107 358 11,121 SH DEFINED 3 - - 11,121
HARSCO CORP COM 415864107 106 3,293 SH DEFINED 4 - 3,293 -
HARSCO CORP COM 415864107 2 70 SH DEFINED 18 70 - -
HARTE-HANKS INC COM 416196103 17 1,557 SH DEFINED 2 1,557 - -
HARTFORD FINL SVCS GROUP COM 416515104 12,438 534,751 SH DEFINED 2 534,751 - -
INC
HARTFORD FINL SVCS GROUP COM 416515104 2,452 105,400 SH DEFINED 3 2,800 - 102,600
INC
HARTFORD FINL SVCS GROUP COM 416515104 1 36 SH DEFINED 7 - 36 -
INC
HARTFORD FINL SVCS GROUP COM 416515104 278 11,966 SH DEFINED 10 11,966 - -
INC
HARTFORD FINL SVCS GROUP COM 416515104 14 606 SH DEFINED 18 606 - -
INC
HARTFORD FINL SVCS GROUP COM 416515104 9 400 SH SOLE 400 - -
INC
HARTFORD FINL SVCS GROUP COM 416515104 9 402 SH DEFINED 5 402 - -
INC
HARTFORD INCOME SHS FD COM 416537108 14 2,486 SH DEFINED 3 - - 2,486
INC
HARVEST NATURAL COM 41754V103 518 98,000 SH DEFINED 4 - - 98,000
RESOURCES IN
HASBRO INC COM 418056107 882 27,500 SH DEFINED 1 - 27,500 -
HASBRO INC COM 418056107 3,720 116,036 SH DEFINED 2 116,036 - -
HASBRO INC COM 418056107 134 4,174 SH DEFINED 3 1,411 - 2,763
HASBRO INC DBCV 418056AN7 1 1,000 PRN DEFINED 3 - - 1,000
2.750%12/0
HASBRO INC COM 418056107 112 3,500 SH DEFINED 15 3,500 - -
HASBRO INC COM 418056107 16 494 SH DEFINED 18 494 - -
HASBRO INC COM 418056107 5 171 SH DEFINED 171 - -
HASBRO INC COM 418056107 105 3,290 SH DEFINED 5 3,290 - -
HASTINGS ENTMT INC COM 418365102 397 89,000 SH DEFINED 4 - - 89,000
HATTERAS FINL CORP COM 41902R103 603 21,574 SH DEFINED 2 21,574 - -
HATTERAS FINL CORP COM 41902R103 3,494 124,975 SH DEFINED 3 - - 124,975
HATTERAS FINL CORP COM 41902R103 149 5,327 SH DEFINED 5 5,327 - -
HATTERAS FINL CORP COM 41902R103 7 235 SH DEFINED 8 235 - -
HAWAIIAN ELEC INDUSTRIES COM 419870100 705 33,746 SH DEFINED 3 - - 33,746
HAWAIIAN HOLDINGS INC COM 419879101 12 1,661 SH DEFINED 3 - - 1,661
HAWK CORP CL A 420089104 2 122 SH DEFINED 3 - - 122
HAWKINS INC COM 420261109 633 29,000 SH DEFINED 4 - - 29,000
HAYNES INTERNATIONAL INC COM NEW 420877201 934 28,327 SH DEFINED 3 28,327 - -
HCC INS HLDGS INC COM 404132102 4,185 149,640 SH DEFINED 1 20,440 129,200 -
HCC INS HLDGS INC COM 404132102 68 2,416 SH DEFINED 3 - - 2,416
HCC INS HLDGS INC COM 404132102 15,023 537,108 SH DEFINED 4 - 384,378 152,730
HCC INS HLDGS INC COM 404132102 3 124 SH DEFINED 15 124 - -
HCC INS HLDGS INC COM 404132102 2 83 SH DEFINED 18 83 - -
HCC INS HLDGS INC COM 404132102 10 374 SH SOLE 374 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
HCC INS HLDGS INC COM 404132102 20 700 SH DEFINED 5 700 - -
HCC INS HLDGS INC COM 404132102 1 46 SH DEFINED 8 46 - -
HCP INC COM 40414L109 16,211 530,812 SH DEFINED 2 530,812 - -
HCP INC COM 40414L109 621 20,338 SH DEFINED 3 3,142 - 17,196
HCP INC COM 40414L109 8 265 SH DEFINED 7 - 265 -
HCP INC COM 40414L109 8 278 SH DEFINED 18 278 - -
HCP INC COM 40414L109 5 165 SH DEFINED 165 - -
HCP INC COM 40414L109 5 166 SH DEFINED 5 166 - -
HDFC BANK LTD ADR REPS 3 SHS 40415F101 173 1,329 SH DEFINED 2 1,329 - -
HDFC BANK LTD ADR REPS 3 SHS 40415F101 1,349 10,368 SH DEFINED 3 8,800 - 1,568
HDFC BANK LTD ADR REPS 3 SHS 40415F101 14 110 SH DEFINED 18 110 - -
HDFC BANK LTD ADR REPS 3 SHS 40415F101 206 1,583 SH DEFINED 5 1,583 - -
HEADWATERS INC COM 42210P102 5 831 SH DEFINED 2 831 - -
HEADWATERS INC COM 42210P102 68 10,400 SH DEFINED 3 - - 10,400
HEADWATERS INC COM 42210P102 326 50,000 SH DEFINED 4 - - 50,000
HEADWATERS INC COM 42210P102 1 200 SH DEFINED 5 200 - -
HEALTH CARE REIT INC COM 42217K106 3,111 70,200 SH DEFINED 1 9,400 60,800 -
HEALTH CARE REIT INC COM 42217K106 9,403 212,153 SH DEFINED 2 212,153 - -
HEALTH CARE REIT INC COM 42217K106 1,287 29,036 SH DEFINED 3 1,399 - 27,637
HEALTH CARE REIT INC COM 42217K106 7 155 SH DEFINED 155 - -
HEALTH GRADES INC COM 42218Q102 4 1,000 SH DEFINED 16 1,000 - -
HEALTH MGMT ASSOC INC NEW CL A 421933102 6,370 876,200 SH DEFINED 1 109,600 766,600 -
HEALTH MGMT ASSOC INC NEW CL A 421933102 62 8,561 SH DEFINED 2 8,561 - -
HEALTH MGMT ASSOC INC NEW CL A 421933102 1,515 208,335 SH DEFINED 3 208,000 - 335
HEALTH MGMT ASSOC INC NEW CL A 421933102 16 2,200 SH DEFINED 16 2,200 - -
HEALTH MGMT ASSOC INC NEW CL A 421933102 17 2,320 SH DEFINED 5 2,320 - -
HEALTH NET INC COM 42222G108 52 2,230 SH DEFINED 3 - - 2,230
HEALTH NET INC COM 42222G108 367 15,721 SH DEFINED 5 15,721 - -
HEALTH NET INC COM 42222G108 9 403 SH DEFINED 8 403 - -
HEALTHCARE RLTY TR COM 421946104 1,408 65,615 SH DEFINED 2 65,615 - -
HEALTHCARE RLTY TR COM 421946104 145 6,763 SH DEFINED 3 - - 6,763
HEALTHSOUTH CORP COM NEW 421924309 128 6,845 SH DEFINED 3 - - 6,845
HEALTHSPRING INC COM 42224N101 70 3,969 SH DEFINED 2 3,969 - -
HEALTHSPRING INC COM 42224N101 20 1,120 SH DEFINED 3 - - 1,120
HEALTHTRONICS INC COM 42222L107 216 82,000 SH DEFINED 4 - - 82,000
HEALTHWAYS INC COM 422245100 8 446 SH DEFINED 3 - - 446
HEALTHWAYS INC COM 422245100 7,058 384,819 SH DEFINED 4 - 291,849 92,970
HEALTHWAYS INC COM 422245100 10 525 SH DEFINED 5 525 - -
HEARTLAND EXPRESS INC COM 422347104 483 31,608 SH DEFINED 2 31,608 - -
HEARTLAND EXPRESS INC COM 422347104 1,789 117,158 SH DEFINED 6 117,158 - -
HEARTLAND FINL USA INC COM 42234Q102 - 22 SH DEFINED 3 22 - -
HEARTLAND PMT SYS INC COM 42235N108 4 330 SH DEFINED 18 330 - -
HECKMANN CORP COM 422680108 73 14,700 SH DEFINED 3 - - 14,700
HECKMANN CORP *W EXP 422680116 209 232,000 SH DEFINED 3 232,000 - -
11/09/201
HECLA MNG CO COM 422704106 15 2,400 SH DEFINED 2 2,400 - -
HECLA MNG CO COM 422704106 735 118,950 SH DEFINED 3 - - 118,950
HECLA MNG CO PFD CV SER B 422704205 39 770 PRN DEFINED 3 - - 770
HECLA MNG CO COM 422704106 12 2,000 SH DEFINED 16 2,000 - -
HECLA MNG CO COM 422704106 190 30,765 SH DEFINED 5 30,765 - -
HECLA MNG CO COM 422704106 6 1,000 SH DEFINED 8 1,000 - -
HEICO CORP NEW COM 422806109 11 243 SH DEFINED 3 - - 243
HEICO CORP NEW CL A 422806208 2,435 67,717 SH DEFINED 3 67,478 - 239
HEICO CORP NEW CL A 422806208 11 292 SH DEFINED 292 - -
HEINZ H J CO COM 423074103 150 3,500 SH DEFINED 1 - 3,500 -
HEINZ H J CO COM 423074103 20,210 472,629 SH DEFINED 2 472,629 - -
HEINZ H J CO COM 423074103 6,352 148,546 SH DEFINED 3 3,407 - 145,139
HEINZ H J CO COM 423074103 279 6,519 SH DEFINED 7 - 6,519 -
HEINZ H J CO COM 423074103 139 3,250 SH DEFINED 15 3,250 - -
HEINZ H J CO COM 423074103 86 2,000 SH DEFINED 16 2,000 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
HEINZ H J CO COM 423074103 524 12,251 SH DEFINED 18 12,251 - -
HEINZ H J CO COM 423074103 341 7,970 SH DEFINED 7,970 - -
HEINZ H J CO COM 423074103 740 17,300 SH SOLE 17,300 - -
HEINZ H J CO COM 423074103 1,474 34,469 SH DEFINED 5 34,469 - -
HEINZ H J CO COM 423074103 58 1,377 SH DEFINED 8 712 665 -
HELEN OF TROY CORP LTD COM G4388N106 660 27,000 SH DEFINED 4 - - 27,000
HELEN OF TROY CORP LTD COM G4388N106 6 255 SH DEFINED 5 255 - -
HELIOS ADVANTAGE INCOME COM NEW 42327W206 7 996 SH DEFINED 3 - - 996
FD I
HELIOS HIGH YIELD FD COM 42328Q109 22 2,800 SH DEFINED 3 - - 2,800
HELIOS STRATEGIC MTG COM 42327M109 95 15,952 SH DEFINED 3 - - 15,952
INCOME
HELIOS TOTAL RETURN FD COM 42327V109 341 65,947 SH DEFINED 3 - - 65,947
INC
HELIX ENERGY SOLUTIONS COM 42330P107 100 8,510 SH DEFINED 2 8,510 - -
GRP I
HELIX ENERGY SOLUTIONS COM 42330P107 27 2,300 SH DEFINED 3 - - 2,300
GRP I
HELIX ENERGY SOLUTIONS COM 42330P107 2 142 SH DEFINED 18 142 - -
GRP I
HELLENIC TELECOM SPONSORED ADR 423325307 30 3,945 SH DEFINED 3 - - 3,945
ORGANIZATN
HELMERICH & PAYNE INC COM 423452101 5,755 144,300 SH DEFINED 1 7,400 136,900 -
HELMERICH & PAYNE INC COM 423452101 104 2,605 SH DEFINED 2 2,605 - -
HELMERICH & PAYNE INC COM 423452101 4,241 106,351 SH DEFINED 3 100,000 - 6,351
HELMERICH & PAYNE INC COM 423452101 54 1,365 SH DEFINED 1,365 - -
HELMERICH & PAYNE INC COM 423452101 - - SH DEFINED 5 - - -
HELMERICH & PAYNE INC COM 423452101 5 121 SH DEFINED 8 121 - -
HENRY BROS ELECTRONICS COM 426286100 11 2,500 SH DEFINED 3 - - 2,500
INC
HENRY JACK & ASSOC INC COM 426281101 1,811 78,243 SH DEFINED 2 78,243 - -
HENRY JACK & ASSOC INC COM 426281101 23 979 SH DEFINED 3 - - 979
HENRY JACK & ASSOC INC COM 426281101 14 603 SH DEFINED 603 - -
HERBALIFE LTD COM USD SHS G4412G101 144 3,548 SH DEFINED 3 - - 3,548
HERBALIFE LTD COM USD SHS G4412G101 3 72 SH DEFINED 18 72 - -
HERCULES OFFSHORE INC COM 427093109 503 105,232 SH DEFINED 3 100,000 - 5,232
HERCULES TECH GROWTH CAP COM 427096508 514 49,454 SH DEFINED 3 - - 49,454
INC
HERCULES TECH GROWTH CAP COM 427096508 660 63,528 SH DEFINED 4 - - 63,528
INC
HERLEY INDS INC DEL COM 427398102 448 32,250 SH DEFINED 3 - - 32,250
HERLEY INDS INC DEL COM 427398102 597 43,000 SH DEFINED 4 - - 43,000
HERSHA HOSPITALITY TR SH BEN INT A 427825104 19 5,950 SH DEFINED 3 - - 5,950
HERSHEY CO COM 427866108 10,110 282,494 SH DEFINED 2 282,494 - -
HERSHEY CO COM 427866108 1,359 37,961 SH DEFINED 3 1,916 - 36,045
HERSHEY CO COM 427866108 2,022 56,500 PUT DEFINED 3 56,500 - -
HERSHEY CO COM 427866108 215 6,000 SH DEFINED 14 6,000 - -
HERSHEY CO COM 427866108 43 1,208 SH DEFINED 18 1,208 - -
HERSHEY CO COM 427866108 60 1,690 SH DEFINED 5 1,690 - -
HERTZ GLOBAL HOLDINGS INC COM 42805T105 256 21,452 SH DEFINED 3 - - 21,452
HERTZ GLOBAL HOLDINGS INC NOTE 5.250% 42805TAA3 7,361 4,500,000 PRN DEFINED 3 4,500,000 - -
6/0
HERTZ GLOBAL HOLDINGS INC COM 42805T105 11 929 SH DEFINED 18 929 - -
HERTZ GLOBAL HOLDINGS INC COM 42805T105 9 757 SH DEFINED 757 - -
HESS CORP COM 42809H107 23,966 396,132 SH DEFINED 2 396,132 - -
HESS CORP COM 42809H107 5,459 90,237 SH DEFINED 3 77,628 - 12,609
HESS CORP COM 42809H107 5,340 88,257 SH DEFINED 7 - 88,257 -
HESS CORP COM 42809H107 48 800 SH DEFINED 14 800 - -
HESS CORP COM 42809H107 30 490 SH DEFINED 15 490 - -
HESS CORP COM 42809H107 19 320 SH DEFINED 18 320 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
HESS CORP COM 42809H107 36 592 SH DEFINED 592 - -
HESS CORP COM 42809H107 355 5,869 SH DEFINED 5 5,869 - -
HESS CORP COM 42809H107 179 2,965 SH DEFINED 8 - 2,965 -
HEWITT ASSOCS INC COM 42822Q100 133 3,143 SH DEFINED 2 3,143 - -
HEWITT ASSOCS INC COM 42822Q100 30 700 SH DEFINED 3 - - 700
HEWITT ASSOCS INC COM 42822Q100 12 288 SH DEFINED 18 288 - -
HEWLETT PACKARD CO COM 428236103 114,625 2,225,300 SH DEFINED 1 191,100 2,034,200 -
HEWLETT PACKARD CO COM 428236103 168,641 3,273,945 SH DEFINED 2 3,273,945 - -
HEWLETT PACKARD CO COM 428236103 16,931 328,699 SH DEFINED 3 44,529 - 284,170
HEWLETT PACKARD CO COM 428236103 17,862 346,769 SH DEFINED 4 - 168,858 177,911
HEWLETT PACKARD CO COM 428236103 26 505 SH DEFINED 6 505 - -
HEWLETT PACKARD CO COM 428236103 2,292 44,495 SH DEFINED 7 - 44,495 -
HEWLETT PACKARD CO COM 428236103 109 2,120 SH DEFINED 9 2,120 - -
HEWLETT PACKARD CO COM 428236103 2,402 46,639 SH DEFINED 10 46,639 - -
HEWLETT PACKARD CO COM 428236103 536 10,397 SH DEFINED 11 10,397 - -
HEWLETT PACKARD CO COM 428236103 335 6,500 SH DEFINED 14 6,500 - -
HEWLETT PACKARD CO COM 428236103 224 4,350 SH DEFINED 15 4,350 - -
HEWLETT PACKARD CO COM 428236103 54 1,050 SH DEFINED 16 1,050 - -
HEWLETT PACKARD CO COM 428236103 180 3,492 SH DEFINED 17 - - 3,492
HEWLETT PACKARD CO COM 428236103 461 8,941 SH DEFINED 18 8,941 - -
HEWLETT PACKARD CO COM 428236103 19,932 386,955 SH DEFINED 5;1 386,955 - -
HEWLETT PACKARD CO COM 428236103 2,159 41,911 SH DEFINED 41,911 - -
HEWLETT PACKARD CO COM 428236103 1,748 33,930 SH SOLE 33,930 - -
HEWLETT PACKARD CO COM 428236103 19,928 386,883 SH DEFINED 5 386,883 - -
HEWLETT PACKARD CO COM 428236103 938 18,203 SH DEFINED 8 15,368 2,835 -
HEXCEL CORP NEW COM 428291108 5,119 394,401 SH DEFINED 3 376,156 - 18,245
HEXCEL CORP NEW COM 428291108 4,543 350,000 CALL DEFINED 3 350,000 - -
HEXCEL CORP NEW COM 428291108 12 900 SH DEFINED 16 900 - -
HF FINL CORP COM 404172108 369 38,000 SH DEFINED 4 - - 38,000
HFF INC CL A 40418F108 10 1,586 SH DEFINED 3 - - 1,586
HHGREGG INC COM 42833L108 485 22,000 SH DEFINED 3 - - 22,000
HIBBETT SPORTS INC COM 428567101 165 7,500 SH DEFINED 3 - - 7,500
HICKORY TECH CORP COM 429060106 347 39,264 SH DEFINED 3 - - 39,264
HIGHLAND CR STRATEGIES FD COM 43005Q107 24 3,760 SH DEFINED 3 - - 3,760
HIGHWOODS PPTYS INC COM 431284108 164 4,909 SH DEFINED 3 - - 4,909
HIGHWOODS PPTYS INC COM 431284108 12 353 SH DEFINED - 353 -
HILL INTERNATIONAL INC COM 431466101 18 2,903 SH DEFINED 2 2,903 - -
HILL INTERNATIONAL INC COM 431466101 4,511 722,879 SH DEFINED 4 - 548,049 174,830
HILL ROM HLDGS INC COM 431475102 4 187 SH DEFINED 3 - - 187
HILLENBRAND INC COM 431571108 489 25,940 SH DEFINED 2 25,940 - -
HILLENBRAND INC COM 431571108 4 187 SH DEFINED 3 - - 187
HILLENBRAND INC COM 431571108 23 1,200 SH DEFINED 5 1,200 - -
HILLTOP HOLDINGS INC COM 432748101 555 47,717 SH DEFINED 2 47,717 - -
HITACHI LIMITED ADR 10 COM 433578507 337 11,000 SH DEFINED 3 - - 11,000
HITACHI LIMITED ADR 10 COM 433578507 6 190 SH DEFINED 5 190 - -
HI-TECH PHARMACAL INC COM 42840B101 385 13,741 SH DEFINED 3 - - 13,741
HITTITE MICROWAVE CORP COM 43365Y104 203 4,974 SH DEFINED 2 4,974 - -
HMS HLDGS CORP COM 40425J101 47 957 SH DEFINED 3 - - 957
HMS HLDGS CORP COM 40425J101 1,024 21,032 SH DEFINED 4 - 5,200 15,832
HNI CORP COM 404251100 3 100 SH DEFINED 3 - - 100
HOKU SCIENTIFIC INC COM 434712105 23 8,500 SH DEFINED 3 - - 8,500
HOLLY CORP COM PAR $0.01 435758305 1,815 70,800 SH DEFINED 1 - 70,800 -
HOLLY CORP COM PAR $0.01 435758305 5 198 SH DEFINED 3 - - 198
HOLLY CORP COM PAR $0.01 435758305 3 105 SH DEFINED 18 105 - -
HOLLY CORP COM PAR $0.01 435758305 68 2,649 SH DEFINED 5 2,649 - -
HOLLY ENERGY PARTNERS L P COM UT LTD PTN 435763107 106 2,651 SH DEFINED 3 - - 2,651
HOLOGIC INC COM 436440101 653 45,011 SH DEFINED 3 - - 45,011
HOLOGIC INC FRNT 436440AA9 4,269 5,000,000 PRN DEFINED 3 5,000,000 - -
2.000%12/1
HOLOGIC INC COM 436440101 16 1,100 SH DEFINED 18 1,100 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
HOME DEPOT INC COM 437076102 48,388 1,672,600 SH DEFINED 1 185,200 1,487,400 -
HOME DEPOT INC COM 437076102 16,428 567,870 SH DEFINED 2 567,870 - -
HOME DEPOT INC COM 437076102 6,560 226,748 SH DEFINED 3 19,954 - 206,794
HOME DEPOT INC COM 437076102 5,786 200,000 CALL DEFINED 3 200,000 - -
HOME DEPOT INC COM 437076102 4,941 170,800 PUT DEFINED 3 170,000 - 800
HOME DEPOT INC COM 437076102 10,526 363,845 SH DEFINED 4 - 163,215 200,630
HOME DEPOT INC COM 437076102 43,747 1,512,169 SH DEFINED 6 1,512,169 - -
HOME DEPOT INC COM 437076102 181 6,265 SH DEFINED 7 - 6,265 -
HOME DEPOT INC COM 437076102 65 2,250 SH DEFINED 9 2,250 - -
HOME DEPOT INC COM 437076102 816 28,200 SH DEFINED 14 28,200 - -
HOME DEPOT INC COM 437076102 386 13,335 SH DEFINED 15 13,335 - -
HOME DEPOT INC COM 437076102 78 2,700 SH DEFINED 16 2,700 - -
HOME DEPOT INC COM 437076102 20 700 SH DEFINED 17 - - 700
HOME DEPOT INC COM 437076102 294 10,148 SH DEFINED 18 10,148 - -
HOME DEPOT INC COM 437076102 576 19,911 SH DEFINED 19,911 - -
HOME DEPOT INC COM 437076102 52,075 1,800,035 SH SOLE 1,800,035 - -
HOME DEPOT INC COM 437076102 10,433 360,599 SH DEFINED 5 360,599 - -
HOME DEPOT INC COM 437076102 379 13,114 SH DEFINED 8 9,414 3,700 -
HOME DIAGNOSTICS INC DEL COM 437080104 3 547 SH DEFINED 18 547 - -
HOME INNS & HOTELS MGMT SPON ADR 43713W107 43 1,205 SH DEFINED 3 - - 1,205
INC
HOME PROPERTIES INC COM 437306103 102 2,133 SH DEFINED 3 - - 2,133
HOME PROPERTIES INC COM 437306103 437 9,150 SH DEFINED 5 9,150 - -
HOME PROPERTIES INC COM 437306103 5 115 SH DEFINED 8 115 - -
HOMEOWNERS CHOICE INC COM 43741E103 8 1,000 SH DEFINED 3 - - 1,000
HONDA MOTOR LTD AMERN SHS 438128308 2,431 71,720 SH DEFINED 3 - - 71,720
HONDA MOTOR LTD AMERN SHS 438128308 68 1,995 SH DEFINED 7 - 1,995 -
HONDA MOTOR LTD AMERN SHS 438128308 3 76 SH DEFINED 18 76 - -
HONDA MOTOR LTD AMERN SHS 438128308 8,412 248,155 SH DEFINED 5;1 248,155 - -
HONDA MOTOR LTD AMERN SHS 438128308 18 545 SH DEFINED 545 - -
HONDA MOTOR LTD AMERN SHS 438128308 5,061 149,266 SH DEFINED 5 149,266 - -
HONDA MOTOR LTD AMERN SHS 438128308 23 693 SH DEFINED 8 693 - -
HONEYWELL INTL INC COM 438516106 90,513 2,309,010 SH DEFINED 1 142,500 2,166,510 -
HONEYWELL INTL INC COM 438516106 45,208 1,153,276 SH DEFINED 2 1,153,276 - -
HONEYWELL INTL INC COM 438516106 11,462 292,387 SH DEFINED 3 11,391 - 280,996
HONEYWELL INTL INC COM 438516106 1,602 40,870 SH DEFINED 7 - 40,870 -
HONEYWELL INTL INC COM 438516106 88 2,255 SH DEFINED 9 2,255 - -
HONEYWELL INTL INC COM 438516106 108 2,759 SH DEFINED 10 2,759 - -
HONEYWELL INTL INC COM 438516106 184 4,700 SH DEFINED 14 4,700 - -
HONEYWELL INTL INC COM 438516106 62 1,576 SH DEFINED 15 1,576 - -
HONEYWELL INTL INC COM 438516106 367 9,360 SH DEFINED 17 - - 9,360
HONEYWELL INTL INC COM 438516106 1,469 37,474 SH DEFINED 18 37,474 - -
HONEYWELL INTL INC COM 438516106 9,354 238,622 SH DEFINED 5;1 238,622 - -
HONEYWELL INTL INC COM 438516106 361 9,204 SH DEFINED 9,204 - -
HONEYWELL INTL INC COM 438516106 164 4,194 SH SOLE 4,194 - -
HONEYWELL INTL INC COM 438516106 19,042 485,767 SH DEFINED 5 485,767 - -
HONEYWELL INTL INC COM 438516106 657 16,762 SH DEFINED 8 15,482 1,280 -
HOOKER FURNITURE CORP COM 439038100 383 31,000 SH DEFINED 4 - - 31,000
HOOPER HOLMES INC COM 439104100 2 2,400 SH DEFINED 3 - - 2,400
HORIZON LINES INC COM 44044K101 45 8,100 SH DEFINED 5 8,100 - -
HORMEL FOODS CORP COM 440452100 3,427 89,116 SH DEFINED 2 89,116 - -
HORMEL FOODS CORP COM 440452100 1,319 34,301 SH DEFINED 3 1,510 - 32,791
HORNBECK OFFSHORE SVCS COM 440543106 132 5,671 SH DEFINED 2 5,671 - -
INC N
HORNBECK OFFSHORE SVCS COM 440543106 456 19,600 SH DEFINED 3 - - 19,600
INC N
HORNBECK OFFSHORE SVCS COM 440543106 3 125 SH DEFINED 18 125 - -
INC N
HORSEHEAD HLDG CORP COM 440694305 5 385 SH DEFINED 2 385 - -
HOSPIRA INC COM 441060100 112 2,200 SH DEFINED 1 - 2,200 -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
HOSPIRA INC COM 441060100 10,363 203,196 SH DEFINED 2 203,196 - -
HOSPIRA INC COM 441060100 573 11,238 SH DEFINED 3 2,226 - 9,012
HOSPIRA INC COM 441060100 220 4,310 SH DEFINED 4 - 4,310 -
HOSPIRA INC COM 441060100 23 460 SH DEFINED 15 460 - -
HOSPIRA INC COM 441060100 122 2,400 SH DEFINED 16 2,400 - -
HOSPIRA INC COM 441060100 34 662 SH DEFINED 18 662 - -
HOSPIRA INC COM 441060100 95 1,868 SH DEFINED 5 1,868 - -
HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 678 28,586 SH DEFINED 3 - - 28,586
HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 12 500 SH DEFINED 16 500 - -
HOST HOTELS & RESORTS INC COM 44107P104 9,164 785,220 SH DEFINED 2 785,220 - -
HOST HOTELS & RESORTS INC COM 44107P104 322 27,594 SH DEFINED 3 6,961 - 20,633
HOST HOTELS & RESORTS INC COM 44107P104 - 31 SH DEFINED 18 31 - -
HOST HOTELS & RESORTS INC COM 44107P104 1 123 SH DEFINED 5 123 - -
HOT TOPIC INC COM 441339108 121 19,116 SH DEFINED 3 - - 19,116
HOT TOPIC INC COM 441339108 318 50,000 SH DEFINED 4 - - 50,000
HOUSTON WIRE & CABLE CO COM 44244K109 69 5,790 SH DEFINED 3 - - 5,790
HOUSTON WIRE & CABLE CO COM 44244K109 5,554 466,736 SH DEFINED 4 - 353,926 112,810
HOVNANIAN ENTERPRISES INC CL A 442487203 44 11,400 SH DEFINED 2 11,400 - -
HOVNANIAN ENTERPRISES INC CL A 442487203 2,112 550,000 SH DEFINED 3 550,000 - -
HOVNANIAN ENTERPRISES INC CL A 442487203 617 160,700 CALL DEFINED 3 160,700 - -
HQ SUSTAINABLE MARITIM COM NEW 40426A208 214 30,458 SH DEFINED 3 - - 30,458
IND I
HQ SUSTAINABLE MARITIM COM NEW 40426A208 - 1 SH DEFINED 5 1 - -
IND I
HRPT PPTYS TR COM SH BEN INT 40426W101 29 4,468 SH DEFINED 2 4,468 - -
HRPT PPTYS TR COM SH BEN INT 40426W101 1,713 264,837 SH DEFINED 3 - - 264,837
HRPT PPTYS TR PFD CONV D 40426W507 23,020 1,286,035 PRN DEFINED 3 1,285,435 - 600
HSBC HLDGS PLC SPON ADR NEW 404280406 909 15,922 SH DEFINED 3 - - 15,922
HSBC HLDGS PLC SPON ADR NEW 404280406 25,691 450,000 CALL DEFINED 3 450,000 - -
HSBC HLDGS PLC ADR A 1/40PF A 404280604 595 27,800 PRN DEFINED 3 - - 27,800
HSBC HLDGS PLC SPON ADR NEW 404280406 48 840 SH DEFINED 7 - 840 -
HSBC HLDGS PLC ADR A 1/40PF A 404280604 171 8,000 PRN DEFINED 7 - 8,000 -
HSBC HLDGS PLC SPON ADR NEW 404280406 314 5,495 SH DEFINED 15 5,495 - -
HSBC HLDGS PLC SPON ADR NEW 404280406 1,142 20,000 SH DEFINED 16 20,000 - -
HSBC HLDGS PLC SPON ADR NEW 404280406 12 203 SH DEFINED 18 203 - -
HSBC HLDGS PLC ADR A 1/40PF A 404280604 21 1,000 PRN DEFINED 18 1,000 - -
HSBC HLDGS PLC SPON ADR NEW 404280406 10,417 182,467 SH DEFINED 5;1 182,467 - -
HSBC HLDGS PLC SPON ADR NEW 404280406 363 6,350 SH OTHER S;6 6,350 - -
HSBC HLDGS PLC SPON ADR NEW 404280406 5,321 93,209 SH DEFINED 93,209 - -
HSBC HLDGS PLC SPON ADR NEW 404280406 1 25 SH SOLE 25 - -
HSBC HLDGS PLC SPON ADR NEW 404280406 6,424 112,537 SH DEFINED 5 112,537 - -
HSBC HLDGS PLC ADR A 1/40PF A 404280604 39 1,800 PRN DEFINED 5 1,800 - -
HSBC HLDGS PLC SPON ADR NEW 404280406 54 940 SH DEFINED 8 940 - -
HSN INC COM 404303109 16 769 SH DEFINED 3 - - 769
HSN INC COM 404303109 1 60 SH DEFINED 60 - -
HSN INC COM 404303109 6 306 SH DEFINED 5 306 - -
HSN INC COM 404303109 1 60 SH DEFINED 8 60 - -
HUANENG PWR INTL INC SPON ADR H SHS 443304100 441 19,677 SH DEFINED 2 19,677 - -
HUANENG PWR INTL INC SPON ADR H SHS 443304100 104 4,625 SH DEFINED 3 - - 4,625
HUANENG PWR INTL INC SPON ADR H SHS 443304100 3 150 SH DEFINED 7 - 150 -
HUANENG PWR INTL INC SPON ADR H SHS 443304100 2 95 SH DEFINED 15 95 - -
HUB GROUP INC CL A 443320106 266 9,923 SH DEFINED 2 9,923 - -
HUB GROUP INC CL A 443320106 96 3,572 SH DEFINED 3 - - 3,572
HUBBELL INC CL B 443510201 75 1,581 SH DEFINED 3 - - 1,581
HUBBELL INC CL B 443510201 1 21 SH DEFINED 15 21 - -
HUBBELL INC CL B 443510201 152 3,210 SH DEFINED 5 3,210 - -
HUDSON CITY BANCORP COM 443683107 8,900 648,186 SH DEFINED 2 648,186 - -
HUDSON CITY BANCORP COM 443683107 502 36,547 SH DEFINED 3 5,356 - 31,191
HUDSON CITY BANCORP COM 443683107 2 135 SH DEFINED 18 135 - -
HUDSON CITY BANCORP COM 443683107 14 1,001 SH DEFINED - 1,001 -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
HUDSON CITY BANCORP COM 443683107 583 42,481 SH DEFINED 5 42,481 - -
HUDSON CITY BANCORP COM 443683107 1 80 SH DEFINED 8 80 - -
HUGHES COMMUNICATIONS INC COM 444398101 - 10 SH DEFINED - 10 -
HUGOTON RTY TR TEX UNIT BEN INT 444717102 384 23,899 SH DEFINED 2 23,899 - -
HUGOTON RTY TR TEX UNIT BEN INT 444717102 629 39,100 SH DEFINED 3 - - 39,100
HUGOTON RTY TR TEX UNIT BEN INT 444717102 10 599 SH DEFINED 599 - -
HUGOTON RTY TR TEX UNIT BEN INT 444717102 - 2 SH DEFINED 5 2 - -
HUMAN GENOME SCIENCES INC COM 444903108 - 4 SH DEFINED 2 4 - -
HUMAN GENOME SCIENCES INC COM 444903108 6,839 223,658 SH DEFINED 3 217,900 - 5,758
HUMAN GENOME SCIENCES INC COM 444903108 89 2,900 PUT DEFINED 3 2,900 - -
HUMAN GENOME SCIENCES INC COM 444903108 214 7,000 SH SOLE 7,000 - -
HUMAN GENOME SCIENCES INC COM 444903108 928 30,345 SH DEFINED 5 30,345 - -
HUMAN GENOME SCIENCES INC COM 444903108 37 1,200 SH DEFINED 8 1,200 - -
HUMANA INC COM 444859102 10,253 233,602 SH DEFINED 2 233,602 - -
HUMANA INC COM 444859102 9,852 224,463 SH DEFINED 3 219,941 - 4,522
HUMANA INC COM 444859102 785 17,878 SH DEFINED 5 17,878 - -
HUMANA INC COM 444859102 10 233 SH DEFINED 8 233 - -
HUNT J B TRANS SVCS INC COM 445658107 2,402 74,434 SH DEFINED 3 - - 74,434
HUNT J B TRANS SVCS INC COM 445658107 178 5,530 SH DEFINED 4 - 5,530 -
HUNT J B TRANS SVCS INC COM 445658107 13,897 430,661 SH DEFINED 6 430,661 - -
HUNTINGTON BANCSHARES INC COM 446150104 3,365 921,964 SH DEFINED 2 921,964 - -
HUNTINGTON BANCSHARES INC COM 446150104 135 37,085 SH DEFINED 3 7,227 - 29,858
HUNTINGTON BANCSHARES INC COM 446150104 - - SH DEFINED 5 - - -
HUNTINGTON BANCSHARES INC COM 446150104 13 3,500 SH DEFINED 8 3,500 - -
HUNTSMAN CORP COM 447011107 204 18,110 SH DEFINED 3 - - 18,110
HURCO COMPANIES INC COM 447324104 4 300 SH DEFINED 3 - - 300
HURCO COMPANIES INC COM 447324104 580 39,221 SH DEFINED 4 - 32,321 6,900
HURON CONSULTING GROUP COM 447462102 21 932 SH DEFINED 2 932 - -
INC
HURON CONSULTING GROUP COM 447462102 48 2,100 SH DEFINED 3 - - 2,100
INC
HURON CONSULTING GROUP COM 447462102 4,754 206,347 SH DEFINED 4 - 146,577 59,770
INC
HURON CONSULTING GROUP COM 447462102 3 125 SH DEFINED 18 125 - -
INC
HURRAY HLDGS CO LTD SPONSORED ADR 447773102 41 10,000 SH DEFINED 16 10,000 - -
HUTCHINSON TECHNOLOGY INC COM 448407106 3 300 SH DEFINED 2 300 - -
HUTCHINSON TECHNOLOGY INC COM 448407106 1 100 SH DEFINED 3 - - 100
HUTCHISON TELECOMM INTL SPONSORED ADR 44841T107 3 931 SH DEFINED 2 931 - -
LTD
HUTCHISON TELECOMM INTL SPONSORED ADR 44841T107 6 2,000 SH DEFINED 5 2,000 - -
LTD
HYATT HOTELS CORP COM CL A 448579102 5 170 SH DEFINED 5 170 - -
HYDROGENICS CORP NEW COM 448883108 32 83,000 SH DEFINED 7 - 83,000 -
HYDROGENICS CORP NEW COM 448883108 - 407 SH DEFINED 5 407 - -
HYPERDYNAMICS CORP COM 448954107 17 20,000 SH DEFINED 16 20,000 - -
HYTHIAM INC COM 44919F104 - 600 SH DEFINED 3 - - 600
I D SYSTEMS INC COM 449489103 2 500 SH DEFINED 3 - - 500
I2 TECHNOLOGIES INC COM NEW 465754208 19 989 SH DEFINED 2 989 - -
I2 TECHNOLOGIES INC COM NEW 465754208 7,665 400,898 SH DEFINED 3 400,898 - -
I2 TECHNOLOGIES INC COM NEW 465754208 213 11,120 SH DEFINED 14 11,120 - -
IAC INTERACTIVECORP COM PAR $.001 44919P508 164 8,008 SH DEFINED 2 8,008 - -
IAC INTERACTIVECORP COM PAR $.001 44919P508 7,461 364,312 SH DEFINED 3 210,000 - 154,312
IAC INTERACTIVECORP COM PAR $.001 44919P508 - 15 SH DEFINED 5 15 - -
IAC INTERACTIVECORP COM PAR $.001 44919P508 3 150 SH DEFINED 8 150 - -
IAMGOLD CORP COM 450913108 37,708 2,402,700 SH DEFINED 1 546,000 1,772,700 84,000
IAMGOLD CORP COM 450913108 37 2,382 SH DEFINED 2 2,382 - -
IAMGOLD CORP COM 450913108 2,119 135,034 SH DEFINED 3 33,900 - 101,134
IAMGOLD CORP COM 450913108 3,825 243,720 SH DEFINED 6 243,720 - -
IAMGOLD CORP COM 450913108 10,775 686,550 SH DEFINED 7 - 686,550 -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
IAMGOLD CORP COM 450913108 13 832 SH DEFINED 10 832 - -
IAMGOLD CORP COM 450913108 4,080 260,000 SH DEFINED 16 260,000 - -
IAMGOLD CORP COM 450913108 47 3,000 SH DEFINED 5;1 3,000 - -
IAMGOLD CORP COM 450913108 77 4,885 SH DEFINED 4,885 - -
IAMGOLD CORP COM 450913108 25,273 1,610,400 SH SOLE 1,610,400 - -
IAMGOLD CORP COM 450913108 1,621 103,297 SH DEFINED 5 103,297 - -
IAMGOLD CORP COM 450913108 353 22,500 CALL DEFINED 5 22,500 - -
IAMGOLD CORP COM 450913108 935 59,600 PUT DEFINED 5 59,600 - -
IAMGOLD CORP COM 450913108 268 17,065 SH DEFINED 8 1,660 15,405 -
IBERIABANK CORP COM 450828108 818 15,198 SH DEFINED 2 15,198 - -
IBERIABANK CORP COM 450828108 25 462 SH DEFINED 3 - - 462
ICAHN ENTERPRISES LP DEPOSITRY UNIT 451100101 3,026 75,750 SH DEFINED 3 75,000 - 750
ICF INTL INC COM 44925C103 102 3,818 SH DEFINED 2 3,818 - -
ICICI BK LTD ADR 45104G104 7,342 194,689 SH DEFINED 3 192,100 - 2,589
ICICI BK LTD ADR 45104G104 11 300 SH DEFINED 7 - 300 -
ICICI BK LTD ADR 45104G104 14 360 SH DEFINED 18 360 - -
ICICI BK LTD ADR 45104G104 604 16,017 SH OTHER S;6 16,017 - -
ICICI BK LTD ADR 45104G104 692 18,349 SH DEFINED 5 18,349 - -
ICICI BK LTD ADR 45104G104 24 630 SH DEFINED 8 630 - -
ICON PUB LTD CO SPONSORED ADR 45103T107 2,799 128,800 SH DEFINED 3 128,800 - -
ICON PUB LTD CO SPONSORED ADR 45103T107 - - SH DEFINED 5 - - -
ICON PUB LTD CO SPONSORED ADR 45103T107 2 100 SH DEFINED 8 100 - -
ICONIX BRAND GROUP INC COM 451055107 280 22,065 SH DEFINED 2 22,065 - -
ICONIX BRAND GROUP INC COM 451055107 4 300 SH DEFINED 3 - - 300
ICONIX BRAND GROUP INC COM 451055107 26 2,025 SH DEFINED 2,025 - -
ICT GROUP INC COM 44929Y101 216 13,240 SH DEFINED 3 - - 13,240
ICT GROUP INC COM 44929Y101 490 30,000 SH DEFINED 4 - - 30,000
ICU MED INC COM 44930G107 139 3,819 SH DEFINED 2 3,819 - -
IDACORP INC COM 451107106 1,243 38,910 SH DEFINED 3 - - 38,910
IDACORP INC COM 451107106 37 1,172 SH DEFINED 18 1,172 - -
IDACORP INC COM 451107106 10 300 SH DEFINED 5 300 - -
IDENIX PHARMACEUTICALS COM 45166R204 2 736 SH DEFINED 2 736 - -
INC
IDENIX PHARMACEUTICALS COM 45166R204 4 2,000 SH DEFINED 5 2,000 - -
INC
IDEX CORP COM 45167R104 363 11,656 SH DEFINED 2 11,656 - -
IDEX CORP COM 45167R104 24 778 SH DEFINED 3 - - 778
IDEXX LABS INC COM 45168D104 469 8,775 SH DEFINED 3 - - 8,775
IDEXX LABS INC COM 45168D104 18,778 351,317 SH DEFINED 4 - 255,187 96,130
IDT CORP COM NEW 448947408 1 178 SH DEFINED 3 - - 178
IDT CORP CL B NEW 448947507 2 333 SH DEFINED 3 - - 333
IESI BFC LTD COM 44951D108 28,536 1,778,429 SH DEFINED 1 - 1,778,429 -
IESI BFC LTD COM 44951D108 802 50,000 SH DEFINED 3 50,000 - -
IESI BFC LTD COM 44951D108 3,905 243,350 SH DEFINED 6 243,350 - -
IESI BFC LTD COM 44951D108 24 1,500 SH DEFINED 9 1,500 - -
IESI BFC LTD COM 44951D108 16 1,000 SH DEFINED 17 - - 1,000
IESI BFC LTD COM 44951D108 2,025 126,192 SH DEFINED 5 126,192 - -
IESI BFC LTD COM 44951D108 5 300 SH DEFINED 8 300 - -
IHS INC CL A 451734107 133 2,418 SH DEFINED 3 - - 2,418
IHS INC CL A 451734107 18 327 SH DEFINED 18 327 - -
II VI INC COM 902104108 2,918 91,750 SH DEFINED 4 - 45,850 45,900
ILLINOIS TOOL WKS INC COM 452308109 2,308 48,100 SH DEFINED 1 - 48,100 -
ILLINOIS TOOL WKS INC COM 452308109 28,561 595,135 SH DEFINED 2 595,135 - -
ILLINOIS TOOL WKS INC COM 452308109 4,128 86,010 SH DEFINED 3 4,320 - 81,690
ILLINOIS TOOL WKS INC COM 452308109 9,555 199,100 SH DEFINED 4 - 91,285 107,815
ILLINOIS TOOL WKS INC COM 452308109 59,940 1,249,013 SH DEFINED 6 1,249,013 - -
ILLINOIS TOOL WKS INC COM 452308109 276 5,755 SH DEFINED 7 - 5,755 -
ILLINOIS TOOL WKS INC COM 452308109 96 1,990 SH DEFINED 10 1,990 - -
ILLINOIS TOOL WKS INC COM 452308109 96 1,990 SH DEFINED 17 - - 1,990
ILLINOIS TOOL WKS INC COM 452308109 2 47 SH DEFINED 18 47 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ILLINOIS TOOL WKS INC COM 452308109 320 6,669 SH DEFINED 6,510 159 -
ILLINOIS TOOL WKS INC COM 452308109 1,200 25,013 SH SOLE 25,013 - -
ILLINOIS TOOL WKS INC COM 452308109 135 2,822 SH DEFINED 5 2,822 - -
ILLINOIS TOOL WKS INC COM 452308109 78 1,622 SH DEFINED 8 1,272 350 -
ILLUMINA INC COM 452327109 123 4,022 SH DEFINED 3 522 - 3,500
ILLUMINA INC NOTE 0.62 452327AB5 42,528 29,000,000 PRN DEFINED 3 29,000,000 - -
ILLUMINA INC COM 452327109 - 8 SH DEFINED 7 - 8 -
ILLUMINA INC COM 452327109 5 159 SH DEFINED 18 159 - -
ILLUMINA INC COM 452327109 13 416 SH DEFINED 416 - -
ILLUMINA INC COM 452327109 41 1,330 SH DEFINED 5 1,330 - -
IMATION CORP COM 45245A107 45 5,150 SH DEFINED 2 5,150 - -
IMATION CORP COM 45245A107 2 173 SH DEFINED 3 - - 173
IMATION CORP COM 45245A107 9 1,000 SH DEFINED 16 1,000 - -
IMAX CORP COM 45245E109 4 300 SH DEFINED 2 300 - -
IMAX CORP COM 45245E109 43 3,200 SH DEFINED 3 - - 3,200
IMAX CORP COM 45245E109 83 6,175 SH DEFINED 5 6,175 - -
IMMERSION CORP COM 452521107 4 800 SH DEFINED 3 - - 800
IMMUCOR INC COM 452526106 24 1,186 SH DEFINED 3 - - 1,186
IMMUCOR INC COM 452526106 18 900 SH DEFINED 7 - 900 -
IMMUCOR INC COM 452526106 10 508 SH DEFINED 508 - -
IMMUNOGEN INC COM 45253H101 3 379 SH DEFINED 2 379 - -
IMMUNOGEN INC COM 45253H101 109 13,847 SH DEFINED 3 - - 13,847
IMMUNOMEDICS INC COM 452907108 3 1,000 SH DEFINED 3 - - 1,000
IMMUNOMEDICS INC COM 452907108 50 15,554 SH DEFINED 15,554 - -
IMPAX LABORATORIES INC COM 45256B101 56 4,086 SH DEFINED 3 - - 4,086
IMPERIAL OIL LTD COM NEW 453038408 342,348 8,857,610 SH DEFINED 1 478,217 8,379,393 -
IMPERIAL OIL LTD COM NEW 453038408 93 2,402 SH DEFINED 3 - - 2,402
IMPERIAL OIL LTD COM NEW 453038408 80,960 2,094,681 SH DEFINED 6 2,094,681 - -
IMPERIAL OIL LTD COM NEW 453038408 12,768 330,355 SH DEFINED 7 - 330,355 -
IMPERIAL OIL LTD COM NEW 453038408 1,281 33,147 SH DEFINED 9 33,147 - -
IMPERIAL OIL LTD COM NEW 453038408 276 7,130 SH DEFINED 15 7,130 - -
IMPERIAL OIL LTD COM NEW 453038408 4 100 SH DEFINED 18 100 - -
IMPERIAL OIL LTD COM NEW 453038408 43,504 1,125,571 SH DEFINED 5;1 1,125,571 - -
IMPERIAL OIL LTD COM NEW 453038408 538 13,930 SH DEFINED 13,930 - -
IMPERIAL OIL LTD COM NEW 453038408 43,857 1,134,724 SH SOLE 1,134,724 - -
IMPERIAL OIL LTD COM NEW 453038408 58,666 1,517,880 SH DEFINED 5 1,517,880 - -
IMPERIAL OIL LTD COM NEW 453038408 758 19,600 PUT DEFINED 5 19,600 - -
IMPERIAL OIL LTD COM NEW 453038408 3,799 98,296 SH DEFINED 8 50,721 47,575 -
IMPERIAL SUGAR CO NEW COM NEW 453096208 70 4,000 SH DEFINED 3 - - 4,000
IMS HEALTH INC COM 449934108 4,453 211,441 SH DEFINED 2 211,441 - -
IMS HEALTH INC COM 449934108 2,465 117,067 SH DEFINED 3 87,033 - 30,034
IMS HEALTH INC COM 449934108 9,226 438,100 CALL DEFINED 3 438,100 - -
IMS HEALTH INC COM 449934108 8,790 417,400 PUT DEFINED 3 417,400 - -
IMS HEALTH INC COM 449934108 166 7,900 SH DEFINED 18 7,900 - -
IMS HEALTH INC COM 449934108 5 235 SH DEFINED 5 235 - -
INCONTACT INC COM 45336E109 6 2,000 SH DEFINED 3 - - 2,000
INCYTE CORP COM 45337C102 67 7,300 SH DEFINED 1 - 7,300 -
INCYTE CORP COM 45337C102 5 571 SH DEFINED 2 571 - -
INCYTE CORP COM 45337C102 3 300 SH DEFINED 5 300 - -
INDEPENDENCE HLDG CO NEW COM NEW 453440307 209 36,000 SH DEFINED 4 - - 36,000
INDEPENDENT BANK CORP COM 453836108 118 5,638 SH DEFINED 2 5,638 - -
MASS
INDEPENDENT BANK CORP COM 453836108 14 654 SH DEFINED 3 - - 654
MASS
INDEPENDENT BANK CORP COM 453836108 8 393 SH DEFINED - 393 -
MASS
INDIA FD INC COM 454089103 2,051 66,814 SH DEFINED 3 18,300 - 48,514
INDIA FD INC COM 454089103 104 3,378 SH DEFINED 13 3,378 - -
INDIA FD INC COM 454089103 413 13,457 SH DEFINED 5 13,457 - -
INDIA FD INC COM 454089103 30 968 SH DEFINED 8 968 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
INDIANA COMMUNITY BANCORP COM 454674102 99 13,000 SH DEFINED 4 - - 13,000
INDUSTRIAL SVCS AMER INC COM 456314103 113 11,861 SH DEFINED 3 - - 11,861
FLA
INERGY HLDGS L P COM 45661Q107 282 4,801 SH DEFINED 3 - - 4,801
INERGY L P UNIT LTD PTNR 456615103 783 21,941 SH DEFINED 3 15,901 - 6,040
INFINERA CORPORATION COM 45667G103 121 13,652 SH DEFINED 2 13,652 - -
INFINERA CORPORATION COM 45667G103 20 2,237 SH DEFINED 3 - - 2,237
INFINERA CORPORATION COM 45667G103 100 11,250 SH DEFINED 14 11,250 - -
INFINERA CORPORATION COM 45667G103 4 450 SH DEFINED 17 - - 450
INFINITY PPTY & CAS CORP COM 45665Q103 59 1,464 SH DEFINED 2 1,464 - -
INFINITY PPTY & CAS CORP COM 45665Q103 528 13,000 SH DEFINED 4 - - 13,000
INFINITY PPTY & CAS CORP COM 45665Q103 3 75 SH DEFINED 18 75 - -
INFOGROUP INC COM 45670G108 778 97,000 SH DEFINED 4 - - 97,000
INFOSPACE INC COM PAR $.0001 45678T300 4 503 SH DEFINED 3 - - 503
INFOSPACE INC COM PAR $.0001 45678T300 274 32,000 SH DEFINED 4 - - 32,000
INFOSPACE INC COM PAR $.0001 45678T300 1 170 SH DEFINED 16 170 - -
INFOSPACE INC COM PAR $.0001 45678T300 5 600 SH DEFINED 5 600 - -
INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 144 2,600 SH DEFINED 1 - 2,600 -
INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 894 16,177 SH DEFINED 3 15,400 - 777
INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 55 1,000 SH DEFINED 16 1,000 - -
INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 18 331 SH DEFINED 18 331 - -
INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 24 440 SH DEFINED 440 - -
INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 210 3,792 SH DEFINED 5 3,792 - -
ING ASIA PAC HGH DIVID COM 44983J107 237 12,444 SH DEFINED 3 - - 12,444
EQ IN
ING ASIA PAC HGH DIVID COM 44983J107 5 285 SH DEFINED 5 285 - -
EQ IN
ING CLARION GLB RE EST COM 44982G104 896 140,649 SH DEFINED 3 - - 140,649
INCM
ING CLARION GLB RE EST COM 44982G104 67 10,526 SH DEFINED 18 10,526 - -
INCM
ING CLARION GLB RE EST COM 44982G104 35 5,500 SH DEFINED 5,500 - -
INCM
ING GLBL ADV & PREM OPP COM 44982N109 472 34,450 SH DEFINED 3 - - 34,450
FUND
ING GLOBAL EQTY DIV & COM 45684E107 1,202 98,789 SH DEFINED 3 - - 98,789
PREM O
ING GROEP N V SPONSORED ADR 456837103 180 18,319 SH DEFINED 2 18,319 - -
ING GROEP N V SPONSORED ADR 456837103 1,327 135,285 SH DEFINED 3 47,000 - 88,285
ING GROEP N V SPONSORED ADR 456837103 451 46,000 CALL DEFINED 3 46,000 - -
ING GROEP N V SPONSORED ADR 456837103 21 2,150 SH DEFINED 7 - 2,150 -
ING GROEP N V SPONSORED ADR 456837103 46 4,680 SH DEFINED 15 4,680 - -
ING GROEP N V SPONSORED ADR 456837103 90 9,200 SH DEFINED 17 - - 9,200
ING GROEP N V SPONSORED ADR 456837103 16 1,654 SH DEFINED 18 1,654 - -
ING GROEP N V SPONSORED ADR 456837103 1,004 102,311 SH DEFINED 5 102,311 - -
ING GROEP N V SPONSORED ADR 456837103 34 3,480 SH DEFINED 8 3,480 - -
ING INTL HIGH DIVD EQTY COM 45684Q100 25 2,081 SH DEFINED 3 - - 2,081
INC
ING PRIME RATE TR SH BEN INT 44977W106 380 72,885 SH DEFINED 3 - - 72,885
ING RISK MANAGED NAT RES COM 449810100 846 49,542 SH DEFINED 3 - - 49,542
FD
INGERSOLL-RAND GLOBAL NOTE 4.500 45687AAD4 45,299 22,070,000 PRN DEFINED 3 22,070,000 - -
HLDG C
INGERSOLL-RAND PLC SHS G47791101 32,481 908,800 SH DEFINED 1 114,100 794,700 -
INGERSOLL-RAND PLC SHS G47791101 1,036 28,988 SH DEFINED 3 - - 28,988
INGERSOLL-RAND PLC SHS G47791101 12,661 354,255 SH DEFINED 4 - 161,685 192,570
INGERSOLL-RAND PLC SHS G47791101 272 7,623 SH DEFINED 7 - 7,623 -
INGERSOLL-RAND PLC SHS G47791101 222 6,224 SH DEFINED 10 6,224 - -
INGERSOLL-RAND PLC SHS G47791101 3 85 SH DEFINED 18 85 - -
INGERSOLL-RAND PLC SHS G47791101 18 500 SH DEFINED 500 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
INGERSOLL-RAND PLC SHS G47791101 74 2,060 SH SOLE 2,060 - -
INGERSOLL-RAND PLC SHS G47791101 271 7,590 SH DEFINED 5 7,590 - -
INGERSOLL-RAND PLC SHS G47791101 96 2,700 SH DEFINED 8 200 2,500 -
INGLES MKTS INC CL A 457030104 787 52,000 SH DEFINED 4 - - 52,000
INGRAM MICRO INC CL A 457153104 627 35,951 SH DEFINED 2 35,951 - -
INGRAM MICRO INC CL A 457153104 17 1,000 SH DEFINED 3 - - 1,000
INGRAM MICRO INC CL A 457153104 7 409 SH DEFINED 18 409 - -
INLAND REAL ESTATE CORP COM NEW 457461200 259 31,770 SH DEFINED 2 31,770 - -
INLAND REAL ESTATE CORP COM NEW 457461200 3 400 SH DEFINED 3 - - 400
INNERWORKINGS INC COM 45773Y105 1 166 SH DEFINED 18 166 - -
INNERWORKINGS INC COM 45773Y105 4 610 SH DEFINED 610 - -
INNOPHOS HOLDINGS INC COM 45774N108 24 1,033 SH DEFINED 2 1,033 - -
INNOPHOS HOLDINGS INC COM 45774N108 99 4,287 SH DEFINED 3 - - 4,287
INNOSPEC INC COM 45768S105 636 63,000 SH DEFINED 4 - - 63,000
INOVIO BIOMEDICAL CORP COM 45773H102 3 3,000 SH DEFINED 3 - - 3,000
INOVIO BIOMEDICAL CORP COM 45773H102 - 75 SH DEFINED 5 75 - -
INSIGHT ENTERPRISES INC COM 45765U103 5 472 SH DEFINED 2 472 - -
INSIGHT ENTERPRISES INC COM 45765U103 4 380 SH DEFINED 3 - - 380
INSIGHT ENTERPRISES INC COM 45765U103 651 57,000 SH DEFINED 4 - - 57,000
INSIGHT ENTERPRISES INC COM 45765U103 - 13 SH DEFINED 5 13 - -
INSIGHT ENTERPRISES INC COM 45765U103 2 159 SH DEFINED 8 159 - -
INSITUFORM TECHNOLOGIES CL A 457667103 263 11,582 SH DEFINED 3 11,200 - 382
INC
INSITUFORM TECHNOLOGIES CL A 457667103 704 31,000 SH DEFINED 4 - - 31,000
INC
INSTEEL INDUSTRIES INC COM 45774W108 2,176 167,400 SH DEFINED 4 - 82,500 84,900
INSULET CORP COM 45784P101 4 300 SH DEFINED 2 300 - -
INSULET CORP COM 45784P101 26 1,811 SH DEFINED 3 - - 1,811
INTEGRA LIFESCIENCES COM NEW 457985208 107 2,900 SH DEFINED 3 - - 2,900
HLDGS C
INTEGRA LIFESCIENCES COM NEW 457985208 12,791 346,915 SH DEFINED 4 - 250,265 96,650
HLDGS C
INTEGRAL SYS INC MD COM 45810H107 26 3,000 SH DEFINED 3 - - 3,000
INTEGRAL SYS INC MD COM 45810H107 2,526 291,640 SH DEFINED 4 - 202,990 88,650
INTEGRAMED AMER INC COM NEW 45810N302 10 1,279 SH DEFINED 3 - - 1,279
INTEGRAMED AMER INC COM NEW 45810N302 161 20,313 SH DEFINED 4 - - 20,313
INTEGRATED DEVICE COM 458118106 475 73,473 SH DEFINED 2 73,473 - -
TECHNOLOGY
INTEGRATED DEVICE COM 458118106 3 450 SH DEFINED 18 450 - -
TECHNOLOGY
INTEGRATED SILICON COM 45812P107 11 1,990 SH DEFINED 3 - - 1,990
SOLUTION
INTEGRATED SILICON COM 45812P107 624 110,375 SH DEFINED 4 - - 110,375
SOLUTION
INTEGRATED SILICON COM 45812P107 14 2,500 SH DEFINED 5 2,500 - -
SOLUTION
INTEGRYS ENERGY GROUP INC COM 45822P105 4,191 99,818 SH DEFINED 2 99,818 - -
INTEGRYS ENERGY GROUP INC COM 45822P105 981 23,373 SH DEFINED 3 859 - 22,514
INTEGRYS ENERGY GROUP INC COM 45822P105 2 50 SH DEFINED 18 50 - -
INTEGRYS ENERGY GROUP INC COM 45822P105 4 85 SH DEFINED 85 - -
INTEGRYS ENERGY GROUP INC COM 45822P105 18 430 SH DEFINED 5 430 - -
INTEL CORP COM 458140100 91,928 4,506,250 SH DEFINED 1 373,400 4,132,850 -
INTEL CORP COM 458140100 132,527 6,496,415 SH DEFINED 2 6,496,415 - -
INTEL CORP COM 458140100 43,942 2,154,010 SH DEFINED 3 405,781 - 1,748,229
INTEL CORP COM 458140100 10,812 530,000 PUT DEFINED 3 530,000 - -
INTEL CORP COM 458140100 2,508 122,928 SH DEFINED 4 - 106,448 16,480
INTEL CORP COM 458140100 50,739 2,487,220 SH DEFINED 6 2,487,220 - -
INTEL CORP COM 458140100 2,012 98,642 SH DEFINED 7 - 98,642 -
INTEL CORP COM 458140100 87 4,260 SH DEFINED 9 4,260 - -
INTEL CORP COM 458140100 442 21,659 SH DEFINED 10 21,659 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
INTEL CORP COM 458140100 843 41,307 SH DEFINED 11 41,307 - -
INTEL CORP COM 458140100 265 12,982 SH DEFINED 14 12,982 - -
INTEL CORP COM 458140100 593 29,050 SH DEFINED 15 29,050 - -
INTEL CORP COM 458140100 364 17,844 SH DEFINED 16 17,844 - -
INTEL CORP COM 458140100 53 2,600 SH DEFINED 17 - - 2,600
INTEL CORP COM 458140100 516 25,297 SH DEFINED 18 25,297 - -
INTEL CORP COM 458140100 19,933 977,102 SH DEFINED 5;1 977,102 - -
INTEL CORP COM 458140100 3,704 181,579 SH DEFINED 177,017 4,562 -
INTEL CORP COM 458140100 62 3,025 SH SOLE 3,025 - -
INTEL CORP COM 458140100 31,726 1,555,189 SH DEFINED 5 1,555,189 - -
INTEL CORP COM 458140100 1,042 51,104 SH DEFINED 8 47,844 3,260 -
INTELLIPHARMACEUTICS COM 458173101 - 124 SH DEFINED 5 124 - -
INTL IN
INTELLIPHARMACEUTICS COM 458173101 - 25 SH DEFINED 8 25 - -
INTL IN
INTERACTIVE BROKERS COM 45841N107 7 400 SH DEFINED 3 - - 400
GROUP IN
INTERACTIVE DATA CORP COM 45840J107 807 31,904 SH DEFINED 2 31,904 - -
INTERACTIVE INTELLIGENCE COM 45839M103 2,131 115,500 SH DEFINED 4 - 35,500 80,000
INC
INTERCONTINENTAL HTLS SPONS ADR NEW 45857P301 292 20,321 SH DEFINED 2 20,321 - -
GRP PL
INTERCONTINENTAL HTLS SPONS ADR NEW 45857P301 1 102 SH DEFINED 3 - - 102
GRP PL
INTERCONTINENTALEXCHANGE COM 45865V100 11,412 101,619 SH DEFINED 2 101,619 - -
INC
INTERCONTINENTALEXCHANGE COM 45865V100 323 2,874 SH DEFINED 3 1,650 - 1,224
INC
INTERCONTINENTALEXCHANGE COM 45865V100 14 122 SH DEFINED 18 122 - -
INC
INTERCONTINENTALEXCHANGE COM 45865V100 1 7 SH DEFINED 7 - -
INC
INTERCONTINENTALEXCHANGE COM 45865V100 1,090 9,707 SH DEFINED 5 9,707 - -
INC
INTERDIGITAL INC COM 45867G101 211 7,943 SH DEFINED 3 - - 7,943
INTERDIGITAL INC COM 45867G101 5 200 SH DEFINED 5 200 - -
INTERFACE INC CL A 458665106 3,524 424,100 SH DEFINED 4 - 254,800 169,300
INTERLINE BRANDS INC COM 458743101 23 1,309 SH DEFINED 2 1,309 - -
INTERMEC INC COM 458786100 670 52,083 SH DEFINED 2 52,083 - -
INTERMEC INC COM 458786100 7 580 SH DEFINED 3 - - 580
INTERMUNE INC COM 45884X103 - 14 SH DEFINED 3 - - 14
INTERNAP NETWORK SVCS COM PAR $.001 45885A300 5 1,000 SH DEFINED 3 - - 1,000
CORP
INTERNAP NETWORK SVCS COM PAR $.001 45885A300 259 55,000 SH DEFINED 55,000 - -
CORP
INTERNATIONAL ASSETS COM 459028106 2 147 SH DEFINED 3 - - 147
HLDG CO
INTERNATIONAL ASSETS COM 459028106 1,520 104,536 SH DEFINED 14 104,536 - -
HLDG CO
INTERNATIONAL BUSINESS COM 459200101 88,118 673,170 SH DEFINED 1 84,470 588,700 -
MACHS
INTERNATIONAL BUSINESS COM 459200101 120,247 918,617 SH DEFINED 2 918,617 - -
MACHS
INTERNATIONAL BUSINESS COM 459200101 25,174 192,317 SH DEFINED 3 10,025 - 182,292
MACHS
INTERNATIONAL BUSINESS COM 459200101 3,273 25,000 PUT DEFINED 3 25,000 - -
MACHS
INTERNATIONAL BUSINESS COM 459200101 1,299 9,921 SH DEFINED 4 - 8,720 1,201
MACHS
INTERNATIONAL BUSINESS COM 459200101 15,485 118,294 SH DEFINED 6 118,294 - -
MACHS
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
INTERNATIONAL BUSINESS COM 459200101 7,996 61,083 SH DEFINED 7 - 61,083 -
MACHS
INTERNATIONAL BUSINESS COM 459200101 317 2,418 SH DEFINED 9 2,418 - -
MACHS
INTERNATIONAL BUSINESS COM 459200101 966 7,381 SH DEFINED 10 7,381 - -
MACHS
INTERNATIONAL BUSINESS COM 459200101 65 500 SH DEFINED 11 500 - -
MACHS
INTERNATIONAL BUSINESS COM 459200101 1,431 10,930 SH DEFINED 14 10,930 - -
MACHS
INTERNATIONAL BUSINESS COM 459200101 199 1,522 SH DEFINED 15 1,522 - -
MACHS
INTERNATIONAL BUSINESS COM 459200101 77 589 SH DEFINED 16 589 - -
MACHS
INTERNATIONAL BUSINESS COM 459200101 353 2,695 SH DEFINED 17 - - 2,695
MACHS
INTERNATIONAL BUSINESS COM 459200101 2,600 19,859 SH DEFINED 18 19,859 - -
MACHS
INTERNATIONAL BUSINESS COM 459200101 1,521 11,618 SH DEFINED 11,185 433 -
MACHS
INTERNATIONAL BUSINESS COM 459200101 119,906 916,010 SH SOLE 916,010 - -
MACHS
INTERNATIONAL BUSINESS COM 459200101 20,428 156,058 SH DEFINED 5 156,058 - -
MACHS
INTERNATIONAL BUSINESS COM 459200101 1,140 8,706 SH DEFINED 8 5,351 3,355 -
MACHS
INTERNATIONAL COAL GRP COM 45928H106 26 6,828 SH DEFINED 2 6,828 - -
INC N
INTERNATIONAL COAL GRP COM 45928H106 111 28,740 SH DEFINED 3 - - 28,740
INC N
INTERNATIONAL COM 459506101 4,920 119,590 SH DEFINED 2 119,590 - -
FLAVORS&FRAGRA
INTERNATIONAL COM 459506101 494 12,018 SH DEFINED 3 878 - 11,140
FLAVORS&FRAGRA
INTERNATIONAL COM 459506101 12 300 SH DEFINED 18 300 - -
FLAVORS&FRAGRA
INTERNATIONAL COM 459506101 62 1,500 SH DEFINED 5 1,500 - -
FLAVORS&FRAGRA
INTERNATIONAL GAME COM 459902102 7,757 413,263 SH DEFINED 2 413,263 - -
TECHNOLOG
INTERNATIONAL GAME COM 459902102 2,802 149,271 SH DEFINED 3 128,471 - 20,800
TECHNOLOG
INTERNATIONAL GAME COM 459902102 563 30,000 SH DEFINED 14 30,000 - -
TECHNOLOG
INTERNATIONAL GAME COM 459902102 19 1,000 SH DEFINED 15 1,000 - -
TECHNOLOG
INTERNATIONAL GAME COM 459902102 42 2,250 SH DEFINED 16 2,250 - -
TECHNOLOG
INTERNATIONAL GAME COM 459902102 17 910 SH DEFINED 5 910 - -
TECHNOLOG
INTERNATIONAL RECTIFIER COM 460254105 329 14,882 SH DEFINED 3 - - 14,882
CORP
INTERNATIONAL RECTIFIER COM 460254105 6 256 SH DEFINED 18 256 - -
CORP
INTERNATIONAL ROYALTY COM 460277106 29 4,000 SH DEFINED 7 - 4,000 -
CORP
INTERNATIONAL ROYALTY COM 460277106 10,292 1,437,922 SH DEFINED 5 1,437,922 - -
CORP
INTERNATIONAL COM NEW 460321201 133 4,278 SH DEFINED 3 - - 4,278
SHIPHOLDING CO
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
INTERNATIONAL COM NEW 460321201 943 30,350 SH DEFINED 4 - - 30,350
SHIPHOLDING CO
INTERNATIONAL SPEEDWAY CL A 460335201 366 12,877 SH DEFINED 2 12,877 - -
CORP
INTERNATIONAL SPEEDWAY CL A 460335201 50 1,760 SH DEFINED 3 - - 1,760
CORP
INTERNATIONAL TOWER HILL COM 46051L104 7,842 1,100,000 SH DEFINED 1 - 1,100,000 -
MIN
INTERNET CAP GROUP INC COM NEW 46059C205 - 50 SH DEFINED 3 - - 50
INTERNET CAP GROUP INC COM NEW 46059C205 22 3,250 SH DEFINED 14 3,250 - -
INTERNET CAP GROUP INC COM NEW 46059C205 - 34 SH DEFINED 16 34 - -
INTERNET HOLDRS TR DEPOSIT RCPT 46059W102 9 153 SH DEFINED 3 53 - 100
INTERNET HOLDRS TR DEPOSIT RCPT 46059W102 1 25 SH DEFINED 5;1 25 - -
INTERNET INFRASTRUCTR DEPOSTRY RCPT 46059V104 - 152 SH DEFINED 3 2 - 150
HOLDS
INTEROIL CORP COM 460951106 273 3,550 SH DEFINED 3 - - 3,550
INTERPUBLIC GROUP COS INC COM 460690100 4,789 648,936 SH DEFINED 2 648,936 - -
INTERPUBLIC GROUP COS INC COM 460690100 68 9,240 SH DEFINED 3 5,353 - 3,887
INTERPUBLIC GROUP COS INC COM 460690100 7 966 SH DEFINED 18 966 - -
INTERPUBLIC GROUP COS INC COM 460690100 35 4,680 SH DEFINED 4,680 - -
INTERPUBLIC GROUP COS INC COM 460690100 5 726 SH DEFINED 5 726 - -
INTERSIL CORP CL A 46069S109 24 1,548 SH DEFINED 3 - - 1,548
INTERSIL CORP CL A 46069S109 5 310 SH DEFINED 16 310 - -
INTERSTATE HOTELS & COM 46088S106 297 135,000 SH DEFINED 4 - - 135,000
RESRTS I
INTERVAL LEISURE GROUP COM 46113M108 11 879 SH DEFINED 3 - - 879
INC
INTERVAL LEISURE GROUP COM 46113M108 - 6 SH DEFINED 5 6 - -
INC
INTERVAL LEISURE GROUP COM 46113M108 1 60 SH DEFINED 8 60 - -
INC
INTERVEST BANCSHARES CORP CL A 460927106 102 31,000 SH DEFINED 4 - - 31,000
INTL PAPER CO COM 460146103 55,737 2,081,300 SH DEFINED 1 208,500 1,872,800 -
INTL PAPER CO COM 460146103 15,998 597,387 SH DEFINED 2 597,387 - -
INTL PAPER CO COM 460146103 6,013 224,526 SH DEFINED 3 4,777 - 219,749
INTL PAPER CO COM 460146103 145 5,400 SH DEFINED 14 5,400 - -
INTL PAPER CO COM 460146103 21 800 SH DEFINED 15 800 - -
INTL PAPER CO COM 460146103 13 479 SH DEFINED 18 479 - -
INTL PAPER CO COM 460146103 84 3,147 SH DEFINED 3,147 - -
INTL PAPER CO COM 460146103 1 50 SH SOLE 50 - -
INTL PAPER CO COM 460146103 2 90 SH DEFINED 5 90 - -
INTREPID POTASH INC COM 46121Y102 3,848 131,900 SH DEFINED 1 17,700 114,200 -
INTREPID POTASH INC COM 46121Y102 183 6,275 SH DEFINED 3 - - 6,275
INTREPID POTASH INC COM 46121Y102 3 90 SH DEFINED 18 90 - -
INTREPID POTASH INC COM 46121Y102 747 25,597 SH DEFINED 5 25,597 - -
INTUIT COM 461202103 5,281 171,861 SH DEFINED 2 171,861 - -
INTUIT COM 461202103 997 32,458 SH DEFINED 3 30,373 - 2,085
INTUIT COM 461202103 61 2,000 SH DEFINED 4 - 2,000 -
INTUIT COM 461202103 340 11,049 SH DEFINED 10 11,049 - -
INTUIT COM 461202103 6 191 SH DEFINED 18 191 - -
INTUIT COM 461202103 10 325 SH SOLE 325 - -
INTUIT COM 461202103 17 550 SH DEFINED 5 550 - -
INTUITIVE SURGICAL INC COM NEW 46120E602 34,060 112,250 SH DEFINED 1 5,300 106,950 -
INTUITIVE SURGICAL INC COM NEW 46120E602 8,295 27,337 SH DEFINED 2 27,337 - -
INTUITIVE SURGICAL INC COM NEW 46120E602 2,527 8,327 SH DEFINED 3 619 - 7,708
INTUITIVE SURGICAL INC COM NEW 46120E602 197 650 SH DEFINED 4 - 650 -
INTUITIVE SURGICAL INC COM NEW 46120E602 21 70 SH DEFINED 15 70 - -
INTUITIVE SURGICAL INC COM NEW 46120E602 5 18 SH DEFINED 18 18 - -
INTUITIVE SURGICAL INC COM NEW 46120E602 106 348 SH DEFINED 5 348 - -
INVACARE CORP COM 461203101 304 12,203 SH DEFINED 2 12,203 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
INVACARE CORP COM 461203101 146 5,872 SH DEFINED 3 - - 5,872
INVACARE CORP COM 461203101 3,584 143,700 SH DEFINED 4 - 57,900 85,800
INVERNESS MED COM 46126P106 120 2,900 SH DEFINED 1 - 2,900 -
INNOVATIONS IN
INVERNESS MED COM 46126P106 240 5,790 SH DEFINED 2 5,790 - -
INNOVATIONS IN
INVERNESS MED COM 46126P106 24 587 SH DEFINED 3 - - 587
INNOVATIONS IN
INVERNESS MED PFD CONV SER B 46126P304 1,759 6,552 PRN DEFINED 3 - - 6,552
INNOVATIONS IN
INVERNESS MED PFD CONV SER B 46126P304 770 2,867 PRN DEFINED 4 - - 2,867
INNOVATIONS IN
INVERNESS MED PFD CONV SER B 46126P304 - 1 PRN SOLE 1 - -
INNOVATIONS IN
INVERNESS MED COM 46126P106 13 325 SH DEFINED 5 325 - -
INNOVATIONS IN
INVESCO LTD SHS G491BT108 976 41,535 SH DEFINED 1 - 41,535 -
INVESCO LTD SHS G491BT108 13,436 572,004 SH DEFINED 2 572,004 - -
INVESCO LTD SHS G491BT108 837 35,625 SH DEFINED 3 4,735 - 30,890
INVESCO LTD SHS G491BT108 4 168 SH DEFINED 18 168 - -
INVESCO LTD SHS G491BT108 128 5,443 SH DEFINED 5,443 - -
INVESCO LTD SHS G491BT108 96 4,067 SH DEFINED 5 4,067 - -
INVESCO MORTGAGE CAPITAL COM 46131B100 7 300 SH DEFINED 3 - - 300
INC
INVESTMENT GRADE MUN COM 461368102 42 3,000 SH DEFINED 3 - - 3,000
INCOME
INVESTMENT TECHNOLOGY COM 46145F105 6,026 305,891 SH DEFINED 4 - 218,621 87,270
GRP NE
INVESTMENT TECHNOLOGY COM 46145F105 62 3,155 SH DEFINED 16 3,155 - -
GRP NE
INVESTORS BANCORP INC COM 46146P102 130 11,844 SH DEFINED 2 11,844 - -
INVESTORS REAL ESTATE TR SH BEN INT 461730103 502 55,825 SH DEFINED 3 - - 55,825
INVESTORS TITLE CO COM 461804106 51 1,656 SH DEFINED 3 - - 1,656
INVESTORS TITLE CO COM 461804106 256 8,300 SH DEFINED 4 - - 8,300
IOWA TELECOMM SERVICES COM 462594201 13,959 832,890 SH DEFINED 3 823,048 - 9,842
INC
IPC THE HOSPITALIST CO COM 44984A105 16 480 SH DEFINED 2 480 - -
INC
IPC THE HOSPITALIST CO COM 44984A105 2 68 SH DEFINED 18 68 - -
INC
IPC THE HOSPITALIST CO COM 44984A105 5 155 SH DEFINED 155 - -
INC
IPG PHOTONICS CORP COM 44980X109 100 5,957 SH DEFINED 2 5,957 - -
IRELAND BK SPONSORED ADR 46267Q103 - 40 SH DEFINED 3 - - 40
IRELAND BK SPONSORED ADR 46267Q103 4 500 SH DEFINED 5 500 - -
IRIDIUM COMMUNICATIONS COM 46269C102 11 1,400 SH DEFINED 3 - - 1,400
INC
IRIS INTL INC COM 46270W105 5,518 446,426 SH DEFINED 4 - 338,346 108,080
IROBOT CORP COM 462726100 51 2,903 SH DEFINED 3 - - 2,903
IRON MTN INC COM 462846106 6,925 304,257 SH DEFINED 2 304,257 - -
IRON MTN INC COM 462846106 152 6,660 SH DEFINED 3 2,023 - 4,637
IRON MTN INC COM 462846106 195 8,555 SH DEFINED 7 - 8,555 -
IRON MTN INC COM 462846106 69 3,042 SH DEFINED 10 3,042 - -
IRON MTN INC COM 462846106 10 450 SH DEFINED 13 450 - -
IRON MTN INC COM 462846106 24 1,060 SH DEFINED 17 - - 1,060
IRON MTN INC COM 462846106 3 147 SH DEFINED 18 147 - -
IRON MTN INC COM 462846106 13 560 SH DEFINED 560 - -
IRON MTN INC COM 462846106 932 40,965 SH SOLE 40,965 - -
IRON MTN INC COM 462846106 5 205 SH DEFINED 5 205 - -
IRON MTN INC COM 462846106 9 390 SH DEFINED 8 - 390 -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
IRSA INVERSIONES Y REP S GLOBL DEP RCPT 450047204 19 2,000 SH DEFINED 2,000 - -
A
ISHARES COMEX GOLD TR ISHARES 464285105 2,020 18,815 SH DEFINED 1 18,815 - -
ISHARES COMEX GOLD TR ISHARES 464285105 9,970 92,858 SH DEFINED 3 - - 92,858
ISHARES COMEX GOLD TR ISHARES 464285105 97 900 SH DEFINED 7 - 900 -
ISHARES COMEX GOLD TR ISHARES 464285105 856 8,000 SH DEFINED 14 8,000 - -
ISHARES COMEX GOLD TR ISHARES 464285105 3,064 28,540 SH DEFINED 15 28,540 - -
ISHARES COMEX GOLD TR ISHARES 464285105 942 8,770 SH DEFINED 16 8,770 - -
ISHARES COMEX GOLD TR ISHARES 464285105 378 3,524 SH DEFINED 18 3,524 - -
ISHARES COMEX GOLD TR ISHARES 464285105 40 372 SH DEFINED 372 - -
ISHARES COMEX GOLD TR ISHARES 464285105 1,565 14,585 SH DEFINED 5 14,585 - -
ISHARES COMEX GOLD TR ISHARES 464285105 88 815 SH DEFINED 8 815 - -
ISHARES INC MSCI EMU INDEX 464286608 15 400 SH DEFINED 1 400 - -
ISHARES INC MSCI UTD KINGD 464286699 6 400 SH DEFINED 1 400 - -
ISHARES INC MSCI GERMAN 464286806 9 400 SH DEFINED 1 400 - -
ISHARES INC MSCI S KOREA 464286772 1,007 21,139 SH DEFINED 2 21,139 - -
ISHARES INC MSCI MEX 464286822 990 20,252 SH DEFINED 2 20,252 - -
INVEST
ISHARES INC MSCI JAPAN 464286848 1,655 169,895 SH DEFINED 2 169,895 - -
ISHARES INC MSCI HONG KONG 464286871 996 63,613 SH DEFINED 2 63,613 - -
ISHARES INC MSCI AUSTRALIA 464286103 11,811 517,113 SH DEFINED 3 155,959 - 361,154
ISHARES INC MSCI AUSTRALIA 464286103 187 8,200 CALL DEFINED 3 8,200 - -
ISHARES INC MSCI AUSTRALIA 464286103 9,467 414,500 PUT DEFINED 3 414,500 - -
ISHARES INC MSCI AUSTRIA 464286202 33 1,710 SH DEFINED 3 - - 1,710
INV
ISHARES INC MSCI BELG 464286301 93 7,293 SH DEFINED 3 - - 7,293
INVEST
ISHARES INC MSCI BRAZIL 464286400 52,166 699,179 SH DEFINED 3 548,609 - 150,570
ISHARES INC MSCI BRAZIL 464286400 94,755 1,270,000 CALL DEFINED 3 1,270,000 - -
ISHARES INC MSCI BRAZIL 464286400 110,438 1,480,200 PUT DEFINED 3 1,480,200 - -
ISHARES INC MSCI CDA INDEX 464286509 11,247 427,137 SH DEFINED 3 - - 427,137
ISHARES INC JAPAN SML CAP 464286582 8 194 SH DEFINED 3 - - 194
ISHARES INC MSCI EMU INDEX 464286608 5 130 SH DEFINED 3 - - 130
ISHARES INC MSCI THAILAND 464286624 1,407 33,121 SH DEFINED 3 - - 33,121
ISHARES INC MSCI ISRAEL FD 464286632 19 353 SH DEFINED 3 - - 353
ISHARES INC MSCI CHILE 464286640 755 13,785 SH DEFINED 3 - - 13,785
INVES
ISHARES INC MSCI BRIC INDX 464286657 1,218 26,559 SH DEFINED 3 8,450 - 18,109
ISHARES INC MSCI PAC J IDX 464286665 6,799 164,353 SH DEFINED 3 30,297 - 134,056
ISHARES INC MSCI SINGAPORE 464286673 3,625 315,514 SH DEFINED 3 7,900 - 307,614
ISHARES INC MSCI UTD KINGD 464286699 29 1,775 SH DEFINED 3 - - 1,775
ISHARES INC MSCI UTD KINGD 464286699 1,361 84,000 CALL DEFINED 3 84,000 - -
ISHARES INC MSCI FRANCE 464286707 1 48 SH DEFINED 3 - - 48
ISHARES INC MSCI TURKEY FD 464286715 2,989 55,460 SH DEFINED 3 - - 55,460
ISHARES INC MSCI TAIWAN 464286731 1,765 136,056 SH DEFINED 3 4,800 - 131,256
ISHARES INC MSCI SWITZERLD 464286749 65 2,900 SH DEFINED 3 - - 2,900
ISHARES INC MSCI SWEDEN 464286756 3,656 155,566 SH DEFINED 3 - - 155,566
ISHARES INC MSCI SPAIN 464286764 108 2,244 SH DEFINED 3 - - 2,244
ISHARES INC MSCI S KOREA 464286772 10,968 230,233 SH DEFINED 3 2,930 - 227,303
ISHARES INC MSCI S KOREA 464286772 11,672 245,000 CALL DEFINED 3 245,000 - -
ISHARES INC MSCI S KOREA 464286772 11,672 245,000 PUT DEFINED 3 245,000 - -
ISHARES INC MSCI STH AFRCA 464286780 506 9,040 SH DEFINED 3 1,400 - 7,640
ISHARES INC MSCI GERMAN 464286806 963 42,931 SH DEFINED 3 - - 42,931
ISHARES INC MSCI NETHR 464286814 178 8,705 SH DEFINED 3 - - 8,705
INVES
ISHARES INC MSCI MEX 464286822 124 2,546 SH DEFINED 3 1,200 - 1,346
INVEST
ISHARES INC MSCI MALAYSIA 464286830 1,314 123,694 SH DEFINED 3 8,500 - 115,194
ISHARES INC MSCI JAPAN 464286848 2,213 227,243 SH DEFINED 3 - - 227,243
ISHARES INC MSCI JAPAN 464286848 19,480 2,000,000 CALL DEFINED 3 2,000,000 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ISHARES INC MSCI JAPAN 464286848 9,740 1,000,000 PUT DEFINED 3 1,000,000 - -
ISHARES INC MSCI ITALY 464286855 482 24,702 SH DEFINED 3 - - 24,702
ISHARES INC MSCI HONG KONG 464286871 5,168 330,005 SH DEFINED 3 5,300 - 324,705
ISHARES INC MSCI JAPAN 464286848 52 5,300 SH DEFINED 6 5,300 - -
ISHARES INC MSCI AUSTRALIA 464286103 142 6,200 SH DEFINED 7 - 6,200 -
ISHARES INC MSCI BRAZIL 464286400 48 650 SH DEFINED 7 - 650 -
ISHARES INC MSCI CDA INDEX 464286509 732 27,804 SH DEFINED 7 - 27,804 -
ISHARES INC MSCI EMU INDEX 464286608 11 300 SH DEFINED 7 - 300 -
ISHARES INC MSCI BRIC INDX 464286657 249 5,424 SH DEFINED 7 - 5,424 -
ISHARES INC MSCI PAC J IDX 464286665 1,310 31,657 SH DEFINED 7 - 31,657 -
ISHARES INC MSCI SINGAPORE 464286673 22 1,900 SH DEFINED 7 - 1,900 -
ISHARES INC MSCI UTD KINGD 464286699 76 4,670 SH DEFINED 7 - 4,670 -
ISHARES INC MSCI GERMAN 464286806 45 2,000 SH DEFINED 7 - 2,000 -
ISHARES INC MSCI MEX 464286822 12 250 SH DEFINED 7 - 250 -
INVEST
ISHARES INC MSCI JAPAN 464286848 71 7,318 SH DEFINED 7 - 7,318 -
ISHARES INC MSCI HONG KONG 464286871 13 800 SH DEFINED 7 - 800 -
ISHARES INC MSCI PAC J IDX 464286665 1,617 39,094 SH DEFINED 10 39,094 - -
ISHARES INC MSCI JAPAN 464286848 128 13,192 SH DEFINED 10 13,192 - -
ISHARES INC MSCI PAC J IDX 464286665 214 5,180 SH DEFINED 11 5,180 - -
ISHARES INC MSCI JAPAN 464286848 43 4,375 SH DEFINED 11 4,375 - -
ISHARES INC MSCI STH AFRCA 464286780 9 160 SH DEFINED 13 160 - -
ISHARES INC MSCI JAPAN 464286848 261 26,790 SH DEFINED 13 26,790 - -
ISHARES INC MSCI ITALY 464286855 24 1,235 SH DEFINED 13 1,235 - -
ISHARES INC MSCI HONG KONG 464286871 45 2,870 SH DEFINED 13 2,870 - -
ISHARES INC MSCI BRAZIL 464286400 60 800 SH DEFINED 14 800 - -
ISHARES INC MSCI EMU INDEX 464286608 442 11,792 SH DEFINED 14 11,792 - -
ISHARES INC MSCI UTD KINGD 464286699 258 15,954 SH DEFINED 14 15,954 - -
ISHARES INC MSCI TAIWAN 464286731 35 2,700 SH DEFINED 14 2,700 - -
ISHARES INC MSCI JAPAN 464286848 1,558 160,000 SH DEFINED 14 160,000 - -
ISHARES INC MSCI BRAZIL 464286400 873 11,705 SH DEFINED 15 11,705 - -
ISHARES INC MSCI CDA INDEX 464286509 1,080 41,000 SH DEFINED 15 41,000 - -
ISHARES INC MSCI PAC J IDX 464286665 573 13,860 SH DEFINED 15 13,860 - -
ISHARES INC MSCI JAPAN 464286848 116 11,865 SH DEFINED 15 11,865 - -
ISHARES INC MSCI AUSTRALIA 464286103 57 2,510 SH DEFINED 16 2,510 - -
ISHARES INC MSCI BRAZIL 464286400 119 1,600 SH DEFINED 16 1,600 - -
ISHARES INC MSCI CDA INDEX 464286509 38 1,450 SH DEFINED 16 1,450 - -
ISHARES INC MSCI BRIC INDX 464286657 10 219 SH DEFINED 16 219 - -
ISHARES INC MSCI PAC J IDX 464286665 8 200 SH DEFINED 16 200 - -
ISHARES INC MSCI S KOREA 464286772 95 2,000 SH DEFINED 16 2,000 - -
ISHARES INC MSCI GERMAN 464286806 4 200 SH DEFINED 16 200 - -
ISHARES INC MSCI JAPAN 464286848 232 23,868 SH DEFINED 16 23,868 - -
ISHARES INC MSCI HONG KONG 464286871 58 3,715 SH DEFINED 16 3,715 - -
ISHARES INC MSCI AUSTRALIA 464286103 1,841 80,600 SH DEFINED 17 - - 80,600
ISHARES INC MSCI BRAZIL 464286400 48 650 SH DEFINED 17 - - 650
ISHARES INC MSCI EMU INDEX 464286608 8,641 230,600 SH DEFINED 17 - - 230,600
ISHARES INC MSCI BRIC INDX 464286657 65 1,425 SH DEFINED 17 - - 1,425
ISHARES INC MSCI PAC J IDX 464286665 450 10,879 SH DEFINED 17 - - 10,879
ISHARES INC MSCI SINGAPORE 464286673 501 43,600 SH DEFINED 17 - - 43,600
ISHARES INC MSCI UTD KINGD 464286699 2,401 148,200 SH DEFINED 17 - - 148,200
ISHARES INC MSCI SWITZERLD 464286749 2,010 90,300 SH DEFINED 17 - - 90,300
ISHARES INC MSCI SWEDEN 464286756 611 26,000 SH DEFINED 17 - - 26,000
ISHARES INC MSCI MEX 464286822 29 600 SH DEFINED 17 - - 600
INVEST
ISHARES INC MSCI JAPAN 464286848 5,259 539,948 SH DEFINED 17 - - 539,948
ISHARES INC MSCI HONG KONG 464286871 886 56,600 SH DEFINED 17 - - 56,600
ISHARES INC MSCI AUSTRALIA 464286103 17 728 SH DEFINED 18 728 - -
ISHARES INC MSCI AUSTRALIA 464286103 86 3,765 SH DEFINED 3,765 - -
ISHARES INC MSCI AUSTRALIA 464286103 385 16,850 SH SOLE 16,850 - -
ISHARES INC MSCI BRAZIL 464286400 318 4,258 SH DEFINED 4,258 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ISHARES INC MSCI BRAZIL 464286400 2,143 28,717 SH SOLE 28,717 - -
ISHARES INC MSCI CDA INDEX 464286509 478 18,139 SH DEFINED 17,720 419 -
ISHARES INC MSCI EMU INDEX 464286608 108 2,890 SH SOLE 2,890 - -
ISHARES INC MSCI ISRAEL FD 464286632 500 9,200 SH DEFINED 9,200 - -
ISHARES INC MSCI BRIC INDX 464286657 31 669 SH DEFINED 669 - -
ISHARES INC MSCI PAC J IDX 464286665 1,578 38,148 SH DEFINED 37,087 1,061 -
ISHARES INC MSCI PAC J IDX 464286665 1,013 24,487 SH SOLE 24,487 - -
ISHARES INC MSCI SINGAPORE 464286673 11 914 SH DEFINED - 914 -
ISHARES INC MSCI UTD KINGD 464286699 1,530 94,450 SH DEFINED 60,350 34,100 -
ISHARES INC MSCI TAIWAN 464286731 3,313 255,420 SH DEFINED 255,420 - -
ISHARES INC MSCI SPAIN 464286764 74 1,530 SH DEFINED 1,530 - -
ISHARES INC MSCI S KOREA 464286772 1,625 34,110 SH DEFINED 34,110 - -
ISHARES INC MSCI GERMAN 464286806 329 14,650 SH DEFINED 14,650 - -
ISHARES INC MSCI MALAYSIA 464286830 67 6,300 SH DEFINED 6,300 - -
ISHARES INC MSCI JAPAN 464286848 1,456 149,456 SH DEFINED 91,456 58,000 -
ISHARES INC MSCI JAPAN 464286848 2,033 208,710 SH SOLE 208,710 - -
ISHARES INC MSCI HONG KONG 464286871 43 2,750 SH DEFINED 2,750 - -
ISHARES INC MSCI AUSTRALIA 464286103 5,569 243,817 SH DEFINED 5 243,817 - -
ISHARES INC MSCI AUSTRIA 464286202 469 23,955 SH DEFINED 5 23,955 - -
INV
ISHARES INC MSCI BRAZIL 464286400 4,121 55,225 SH DEFINED 5 55,225 - -
ISHARES INC MSCI CDA INDEX 464286509 157 5,995 SH DEFINED 5 5,995 - -
ISHARES INC MSCI EMU INDEX 464286608 1,458 38,909 SH DEFINED 5 38,909 - -
ISHARES INC MSCI ISRAEL FD 464286632 164 3,020 SH DEFINED 5 3,020 - -
ISHARES INC MSCI CHILE 464286640 14 255 SH DEFINED 5 255 - -
INVES
ISHARES INC MSCI BRIC INDX 464286657 1,793 39,110 SH DEFINED 5 39,110 - -
ISHARES INC MSCI PAC J IDX 464286665 5,215 126,056 SH DEFINED 5 126,056 - -
ISHARES INC MSCI SINGAPORE 464286673 118 10,288 SH DEFINED 5 10,288 - -
ISHARES INC MSCI UTD KINGD 464286699 3,542 218,635 SH DEFINED 5 218,635 - -
ISHARES INC MSCI FRANCE 464286707 597 23,070 SH DEFINED 5 23,070 - -
ISHARES INC MSCI TURKEY FD 464286715 372 6,900 SH DEFINED 5 6,900 - -
ISHARES INC MSCI TAIWAN 464286731 2,567 197,935 SH DEFINED 5 197,935 - -
ISHARES INC MSCI SWITZERLD 464286749 8 350 SH DEFINED 5 350 - -
ISHARES INC MSCI SWEDEN 464286756 732 31,160 SH DEFINED 5 31,160 - -
ISHARES INC MSCI SPAIN 464286764 7 137 SH DEFINED 5 137 - -
ISHARES INC MSCI S KOREA 464286772 440 9,237 SH DEFINED 5 9,237 - -
ISHARES INC MSCI STH AFRCA 464286780 5 82 SH DEFINED 5 82 - -
ISHARES INC MSCI GERMAN 464286806 605 26,977 SH DEFINED 5 26,977 - -
ISHARES INC MSCI NETHR 464286814 2 100 SH DEFINED 5 100 - -
INVES
ISHARES INC MSCI MEX 464286822 173 3,536 SH DEFINED 5 3,536 - -
INVEST
ISHARES INC MSCI MALAYSIA 464286830 11 999 SH DEFINED 5 999 - -
ISHARES INC MSCI JAPAN 464286848 4,294 440,866 SH DEFINED 5 440,866 - -
ISHARES INC MSCI ITALY 464286855 1 75 SH DEFINED 5 75 - -
ISHARES INC MSCI HONG KONG 464286871 790 50,467 SH DEFINED 5 50,467 - -
ISHARES INC MSCI AUSTRALIA 464286103 28 1,215 SH DEFINED 8 694 521 -
ISHARES INC MSCI AUSTRIA 464286202 8 400 SH DEFINED 8 400 - -
INV
ISHARES INC MSCI CDA INDEX 464286509 3,470 131,754 SH DEFINED 8 28,579 103,175 -
ISHARES INC MSCI EMU INDEX 464286608 64 1,701 SH DEFINED 8 689 1,012 -
ISHARES INC MSCI PAC J IDX 464286665 1,015 24,532 SH DEFINED 8 24,082 450 -
ISHARES INC MSCI SINGAPORE 464286673 5 399 SH DEFINED 8 316 83 -
ISHARES INC MSCI UTD KINGD 464286699 331 20,420 SH DEFINED 8 17,220 3,200 -
ISHARES INC MSCI FRANCE 464286707 17 694 SH DEFINED 8 444 250 -
ISHARES INC MSCI GERMAN 464286806 9 374 SH DEFINED 8 124 250 -
ISHARES INC MSCI JAPAN 464286848 811 83,254 SH DEFINED 8 80,954 2,300 -
ISHARES INC MSCI HONG KONG 464286871 7 450 SH DEFINED 8 253 197 -
ISHARES INC MSCI BRAZIL 464286400 21 288 SH DEFINED 8 288 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ISHARES INC MSCI BRIC INDX 464286657 5 105 SH DEFINED 8 105 - -
ISHARES INC MSCI TAIWAN 464286731 74 5,667 SH DEFINED 8 5,667 - -
ISHARES INC MSCI SWEDEN 464286756 20 838 SH DEFINED 8 838 - -
ISHARES INC MSCI S KOREA 464286772 10 211 SH DEFINED 8 211 - -
ISHARES S&P GSCI UNIT BEN INT 46428R107 369 11,584 SH DEFINED 3 - - 11,584
COMMODITY I
ISHARES S&P GSCI UNIT BEN INT 46428R107 159 5,000 SH DEFINED 13 5,000 - -
COMMODITY I
ISHARES S&P GSCI UNIT BEN INT 46428R107 51 1,610 SH DEFINED 16 1,610 - -
COMMODITY I
ISHARES S&P GSCI UNIT BEN INT 46428R107 270 8,500 SH DEFINED 8,500 - -
COMMODITY I
ISHARES S&P GSCI UNIT BEN INT 46428R107 129 4,061 SH DEFINED 5 4,061 - -
COMMODITY I
ISHARES SILVER TRUST ISHARES 46428Q109 19,422 1,174,307 SH DEFINED 3 182,034 - 992,273
ISHARES SILVER TRUST ISHARES 46428Q109 3,308 200,000 PUT DEFINED 3 200,000 - -
ISHARES SILVER TRUST ISHARES 46428Q109 3,433 207,580 SH DEFINED 7 - 207,580 -
ISHARES SILVER TRUST ISHARES 46428Q109 123 7,425 SH DEFINED 13 7,425 - -
ISHARES SILVER TRUST ISHARES 46428Q109 52 3,170 SH DEFINED 14 3,170 - -
ISHARES SILVER TRUST ISHARES 46428Q109 629 38,035 SH DEFINED 15 38,035 - -
ISHARES SILVER TRUST ISHARES 46428Q109 33 2,000 SH DEFINED 16 2,000 - -
ISHARES SILVER TRUST ISHARES 46428Q109 170 10,255 SH DEFINED 10,255 - -
ISHARES SILVER TRUST ISHARES 46428Q109 206 12,442 SH SOLE 12,442 - -
ISHARES SILVER TRUST ISHARES 46428Q109 1,242 75,062 SH DEFINED 5 75,062 - -
ISHARES SILVER TRUST ISHARES 46428Q109 378 22,890 SH DEFINED 8 12,830 10,060 -
ISHARES TR HIGH YLD CORP 464288513 3,599 40,971 SH DEFINED 2 40,971 - -
ISHARES TR LARGE VAL INDX 464288109 9,534 178,508 SH DEFINED 3 - - 178,508
ISHARES TR S&P CITINT TBD 464288117 770 7,474 SH DEFINED 3 - - 7,474
ISHARES TR S&P SH NTL 464288158 1,222 11,635 SH DEFINED 3 - - 11,635
AMTFR
ISHARES TR AGENCY BD FD 464288166 37 340 SH DEFINED 3 - - 340
ISHARES TR MSCI ACJPN IDX 464288182 857 15,392 SH DEFINED 3 - - 15,392
ISHARES TR MID CORE INDEX 464288208 472 6,923 SH DEFINED 3 - - 6,923
ISHARES TR S&P EMRG INFRS 464288216 6 185 SH DEFINED 3 - - 185
ISHARES TR S&P GLBIDX ETF 464288224 43 1,925 SH DEFINED 3 - - 1,925
ISHARES TR S&P NUCIDX ETF 464288232 42 1,000 SH DEFINED 3 - - 1,000
ISHARES TR MSCI ACWI EX 464288240 68 1,674 SH DEFINED 3 - - 1,674
ISHARES TR MSCI ACWI INDX 464288257 47 1,100 SH DEFINED 3 - - 1,100
ISHARES TR MSCI SMALL CAP 464288273 3,192 89,134 SH DEFINED 3 - - 89,134
ISHARES TR JPMORGAN USD 464288281 31,250 307,033 SH DEFINED 3 - - 307,033
ISHARES TR MID GRWTH INDX 464288307 3 46 SH DEFINED 3 - - 46
ISHARES TR S&P AMTFREE 464288323 3 25 SH DEFINED 3 - - 25
MUNI
ISHARES TR S&P CAL AMTFR 464288356 537 5,091 SH DEFINED 3 - - 5,091
MN
ISHARES TR S&P GLO INFRAS 464288372 305 8,940 SH DEFINED 3 - - 8,940
ISHARES TR S&P NTL 464288414 2,594 25,244 SH DEFINED 3 - - 25,244
AMTFREE
ISHARES TR S&P DEV EX-US 464288422 3 95 SH DEFINED 3 - - 95
ISHARES TR S&P ASIA 50 IN 464288430 35 875 SH DEFINED 3 - - 875
ISHARES TR SMLL CORE INDX 464288505 386 5,475 SH DEFINED 3 - - 5,475
ISHARES TR HIGH YLD CORP 464288513 22,221 252,971 SH DEFINED 3 - - 252,971
ISHARES TR MRTG PLS CAP 464288539 118 8,000 SH DEFINED 3 - - 8,000
IDX
ISHARES TR RESIDENT PLS 464288562 209 6,745 SH DEFINED 3 - - 6,745
CAP
ISHARES TR FTSE KLD400 464288570 6 140 SH DEFINED 3 - - 140
SOC
ISHARES TR BARCLYS MBS BD 464288588 22,616 213,395 SH DEFINED 3 - - 213,395
ISHARES TR BARCLYS GOVT 464288596 37 350 SH DEFINED 3 - - 350
CR
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ISHARES TR SMLL GRWTH IDX 464288604 323 5,000 SH DEFINED 3 - - 5,000
ISHARES TR BARCLYS INTER 464288612 2,009 19,088 SH DEFINED 3 - - 19,088
GV
ISHARES TR BARCLYS CR BD 464288620 6,700 66,642 SH DEFINED 3 - - 66,642
ISHARES TR BARCLYS INTER 464288638 18,450 179,631 SH DEFINED 3 - - 179,631
CR
ISHARES TR BARCLYS 1-3YR 464288646 17,707 170,326 SH DEFINED 3 - - 170,326
CR
ISHARES TR BARCLYS 464288653 78 735 SH DEFINED 3 - - 735
10-20YR
ISHARES TR BARCLYS 3-7 YR 464288661 1,435 13,022 SH DEFINED 3 - - 13,022
ISHARES TR BARCLYS SH 464288679 12,012 109,010 SH DEFINED 3 - - 109,010
TREA
ISHARES TR US PFD STK IDX 464288687 32,868 895,575 SH DEFINED 3 - - 895,575
ISHARES TR S&P GLB MTRLS 464288695 1,657 26,626 SH DEFINED 3 - - 26,626
ISHARES TR SMLL VAL INDX 464288703 3,642 54,348 SH DEFINED 3 - - 54,348
ISHARES TR S&P GL UTILITI 464288711 197 4,105 SH DEFINED 3 - - 4,105
ISHARES TR S&P GL INDUSTR 464288729 120 2,696 SH DEFINED 3 - - 2,696
ISHARES TR S&P GL C STAPL 464288737 1,064 18,801 SH DEFINED 3 - - 18,801
ISHARES TR S&P GL CONSUME 464288745 1,389 31,686 SH DEFINED 3 - - 31,686
ISHARES TR DJ HOME CONSTN 464288752 518 43,112 SH DEFINED 3 - - 43,112
ISHARES TR DJ AEROSPACE 464288760 299 5,874 SH DEFINED 3 - - 5,874
ISHARES TR DJ REGIONAL BK 464288778 1,090 52,371 SH DEFINED 3 - - 52,371
ISHARES TR DJ INS INDX FD 464288786 95 3,550 SH DEFINED 3 - - 3,550
ISHARES TR DJ BROKER-DEAL 464288794 1,804 64,126 SH DEFINED 3 - - 64,126
ISHARES TR FTSE KLD SEL 464288802 10 200 SH DEFINED 3 - - 200
SOC
ISHARES TR DJ MED DEVICES 464288810 130 2,450 SH DEFINED 3 - - 2,450
ISHARES TR DJ HEALTH CARE 464288828 2,128 43,944 SH DEFINED 3 10,000 - 33,944
ISHARES TR DJ PHARMA INDX 464288836 3,103 53,819 SH DEFINED 3 - - 53,819
ISHARES TR DJ OIL EQUIP 464288844 1,877 43,623 SH DEFINED 3 - - 43,623
ISHARES TR DJ OIL&GAS EXP 464288851 393 7,271 SH DEFINED 3 - - 7,271
ISHARES TR RSSL MCRCP IDX 464288869 2,224 56,970 SH DEFINED 3 15,500 - 41,470
ISHARES TR MSCI VAL IDX 464288877 12,958 257,408 SH DEFINED 3 - - 257,408
ISHARES TR MSCI GRW IDX 464288885 10,535 191,124 SH DEFINED 3 - - 191,124
ISHARES TR S&P GRWTH ALL 464289867 55 1,900 SH DEFINED 3 - - 1,900
ISHARES TR S&P MODERATE 464289875 6 200 SH DEFINED 3 - - 200
ISHARES TR RSSL MCRCP IDX 464288869 183 4,700 SH DEFINED 4 - - 4,700
ISHARES TR JPMORGAN USD 464288281 254 2,500 SH DEFINED 7 - 2,500 -
ISHARES TR S&P ASIA 50 IN 464288430 316 7,900 SH DEFINED 7 - 7,900 -
ISHARES TR BARCLYS INTER 464288638 5,197 50,600 SH DEFINED 7 - 50,600 -
CR
ISHARES TR BARCLYS 1-3YR 464288646 4,522 43,500 SH DEFINED 7 - 43,500 -
CR
ISHARES TR S&P GLB MTRLS 464288695 22 350 SH DEFINED 7 - 350 -
ISHARES TR JPMORGAN USD 464288281 33 325 SH DEFINED 13 325 - -
ISHARES TR HIGH YLD CORP 464288513 220 2,500 SH DEFINED 13 2,500 - -
ISHARES TR MSCI GRW IDX 464288885 17 300 SH DEFINED 15 300 - -
ISHARES TR HIGH YLD CORP 464288513 132 1,500 SH DEFINED 16 1,500 - -
ISHARES TR BARCLYS 464288653 818 7,680 SH DEFINED 16 7,680 - -
10-20YR
ISHARES TR MSCI ACWI EX 464288240 1,726 42,200 SH DEFINED 17 - - 42,200
ISHARES TR MSCI ACWI INDX 464288257 867 20,500 SH DEFINED 17 - - 20,500
ISHARES TR DJ INTL SEL 464288448 75 2,400 SH DEFINED 17 - - 2,400
DIVD
ISHARES TR S&P GLB MTRLS 464288695 100 1,600 SH DEFINED 17 - - 1,600
ISHARES TR DJ REGIONAL BK 464288778 31 1,500 SH DEFINED 17 - - 1,500
ISHARES TR JPMORGAN USD 464288281 23 227 SH DEFINED 18 227 - -
ISHARES TR HIGH YLD CORP 464288513 464 5,277 SH DEFINED 18 5,277 - -
ISHARES TR BARCLYS CR BD 464288620 79 790 SH DEFINED 18 790 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ISHARES TR US PFD STK IDX 464288687 114 3,102 SH DEFINED 18 3,102 - -
ISHARES TR FTSE KLD SEL 464288802 23 461 SH DEFINED 18 461 - -
SOC
ISHARES TR DJ OIL EQUIP 464288844 54 1,257 SH DEFINED 18 1,257 - -
ISHARES TR MSCI GRW IDX 464288885 96 1,750 SH DEFINED 18 1,750 - -
ISHARES TR S&PCITI1-3YRTB 464288125 50 484 SH DEFINED 484 - -
ISHARES TR AGENCY BD FD 464288166 1,099 10,215 SH DEFINED 8,940 1,275 -
ISHARES TR MSCI ACJPN IDX 464288182 11 200 SH DEFINED - 200 -
ISHARES TR MSCI ACJPN IDX 464288182 399 7,170 SH SOLE 7,170 - -
ISHARES TR JPMORGAN USD 464288281 19 190 SH DEFINED - 190 -
ISHARES TR S&P GLO INFRAS 464288372 26 760 SH DEFINED 760 - -
ISHARES TR S&P ASIA 50 IN 464288430 33 820 SH DEFINED 820 - -
ISHARES TR HIGH YLD CORP 464288513 21 240 SH DEFINED - 240 -
ISHARES TR HIGH YLD CORP 464288513 741 8,431 SH SOLE 8,431 - -
ISHARES TR BARCLYS MBS BD 464288588 1,266 11,945 SH DEFINED 10,780 1,165 -
ISHARES TR BARCLYS GOVT 464288596 310 2,960 SH DEFINED 2,610 350 -
CR
ISHARES TR BARCLYS CR BD 464288620 281 2,800 SH DEFINED 2,800 - -
ISHARES TR BARCLYS 3-7 YR 464288661 41 370 SH DEFINED 315 55 -
ISHARES TR US PFD STK IDX 464288687 441 12,015 SH DEFINED 12,015 - -
ISHARES TR S&P GLB MTRLS 464288695 29 470 SH DEFINED 470 - -
ISHARES TR DJ PHARMA INDX 464288836 113 1,960 SH DEFINED 1,960 - -
ISHARES TR MSCI VAL IDX 464288877 150 2,976 SH DEFINED 2,866 110 -
ISHARES TR LARGE VAL INDX 464288109 32 600 SH DEFINED 5 600 - -
ISHARES TR S&PCITI1-3YRTB 464288125 1,123 10,791 SH DEFINED 5 10,791 - -
ISHARES TR S&P GTFIDX ETF 464288174 20 500 SH DEFINED 5 500 - -
ISHARES TR MSCI ACJPN IDX 464288182 1,721 30,895 SH DEFINED 5 30,895 - -
ISHARES TR FTSE CHINA ETF 464288190 81 1,650 SH DEFINED 5 1,650 - -
ISHARES TR S&P EMRG INFRS 464288216 677 22,718 SH DEFINED 5 22,718 - -
ISHARES TR MSCI ACWI EX 464288240 143 3,500 SH DEFINED 5 3,500 - -
ISHARES TR MSCI ACWI INDX 464288257 96 2,270 SH DEFINED 5 2,270 - -
ISHARES TR JPMORGAN USD 464288281 958 9,411 SH DEFINED 5 9,411 - -
ISHARES TR S&P GLO INFRAS 464288372 1,696 49,780 SH DEFINED 5 49,780 - -
ISHARES TR DJ INTL SEL 464288448 14 460 SH DEFINED 5 460 - -
DIVD
ISHARES TR EPRA/NAR DEV 464288489 119 4,100 SH DEFINED 5 4,100 - -
R/E
ISHARES TR DEV SM CP EX-N 464288497 69 2,100 SH DEFINED 5 2,100 - -
ISHARES TR HIGH YLD CORP 464288513 10,640 121,127 SH DEFINED 5 121,127 - -
ISHARES TR FTSE KLD400 464288570 19 444 SH DEFINED 5 444 - -
SOC
ISHARES TR BARCLYS INTER 464288612 119 1,133 SH DEFINED 5 1,133 - -
GV
ISHARES TR BARCLYS CR BD 464288620 187 1,861 SH DEFINED 5 1,861 - -
ISHARES TR BARCLYS INTER 464288638 53 520 SH DEFINED 5 520 - -
CR
ISHARES TR BARCLYS 1-3YR 464288646 6 55 SH DEFINED 5 55 - -
CR
ISHARES TR BARCLYS SH 464288679 - - SH DEFINED 5 - - -
TREA
ISHARES TR US PFD STK IDX 464288687 371 10,124 SH DEFINED 5 10,124 - -
ISHARES TR S&P GLB MTRLS 464288695 1,046 16,800 SH DEFINED 5 16,800 - -
ISHARES TR S&P GL UTILITI 464288711 48 1,000 SH DEFINED 5 1,000 - -
ISHARES TR S&P GL INDUSTR 464288729 681 15,335 SH DEFINED 5 15,335 - -
ISHARES TR S&P GL C STAPL 464288737 25 450 SH DEFINED 5 450 - -
ISHARES TR S&P GL CONSUME 464288745 40 906 SH DEFINED 5 906 - -
ISHARES TR DJ MED DEVICES 464288810 37 705 SH DEFINED 5 705 - -
ISHARES TR DJ HEALTH CARE 464288828 10 200 SH DEFINED 5 200 - -
ISHARES TR DJ PHARMA INDX 464288836 273 4,735 SH DEFINED 5 4,735 - -
ISHARES TR MSCI VAL IDX 464288877 - - SH DEFINED 5 - - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ISHARES TR MSCI GRW IDX 464288885 28 515 SH DEFINED 5 515 - -
ISHARES TR S&P AMTFREE 464288323 39 375 SH DEFINED 8 - 375 -
MUNI
ISHARES TR BARCLYS CR BD 464288620 10 100 SH DEFINED 8 - 100 -
ISHARES TR BARCLYS 3-7 YR 464288661 4 35 SH DEFINED 8 - 35 -
ISHARES TR US PFD STK IDX 464288687 74 2,000 SH DEFINED 8 1,000 1,000 -
ISHARES TR S&P EMRG INFRS 464288216 2 80 SH DEFINED 8 80 - -
ISHARES TR JPMORGAN USD 464288281 1 10 SH DEFINED 8 10 - -
ISHARES TR S&P GLO INFRAS 464288372 8 225 SH DEFINED 8 225 - -
ISHARES TR DJ INTL SEL 464288448 24 750 SH DEFINED 8 750 - -
DIVD
ISHARES TR HIGH YLD CORP 464288513 2,276 25,912 SH DEFINED 8 25,912 - -
ISHARES TR BARCLYS 1-3YR 464288646 50 480 SH DEFINED 8 480 - -
CR
ISHARES TR BARCLYS SH 464288679 30 270 SH DEFINED 8 270 - -
TREA
ISHARES TR S&P GLB MTRLS 464288695 20 325 SH DEFINED 8 325 - -
ISHARES TR MSCI VAL IDX 464288877 7 135 SH DEFINED 8 135 - -
ISHARES TR INDEX MSCI EMERG MKT 464287234 143 3,440 SH DEFINED 1 - 3,440 -
ISHARES TR INDEX IBOXX INV CPBD 464287242 12,042 115,621 SH DEFINED 2 115,621 - -
ISHARES TR INDEX BARCLYS 20+ YR 464287432 128 1,421 SH DEFINED 2 1,421 - -
ISHARES TR INDEX RUSSELL1000VAL 464287598 941 16,391 SH DEFINED 2 16,391 - -
ISHARES TR INDEX RUSSELL1000GRW 464287614 5,426 108,847 SH DEFINED 2 108,847 - -
ISHARES TR INDEX DJ US REAL EST 464287739 3,879 84,474 SH DEFINED 2 84,474 - -
ISHARES TR INDEX S&P 100 IDX FD 464287101 52 1,020 SH DEFINED 3 - - 1,020
ISHARES TR INDEX LRGE GRW INDX 464287119 896 15,269 SH DEFINED 3 - - 15,269
ISHARES TR INDEX LRGE CORE INDX 464287127 752 11,760 SH DEFINED 3 - - 11,760
ISHARES TR INDEX NYSE COMP INDX 464287143 138 2,100 SH DEFINED 3 - - 2,100
ISHARES TR INDEX S&P 1500 INDEX 464287150 6 121 SH DEFINED 3 - - 121
ISHARES TR INDEX DJ SEL DIV INX 464287168 11,788 268,459 SH DEFINED 3 158,000 - 110,459
ISHARES TR INDEX BARCLYS TIPS 464287176 67,445 649,136 SH DEFINED 3 - - 649,136
BD
ISHARES TR INDEX FTSE XNHUA IDX 464287184 25,785 610,143 SH DEFINED 3 401,247 - 208,896
ISHARES TR INDEX FTSE XNHUA IDX 464287184 13,735 325,000 CALL DEFINED 3 325,000 - -
ISHARES TR INDEX FTSE XNHUA IDX 464287184 40,988 969,900 PUT DEFINED 3 969,900 - -
ISHARES TR INDEX TRANSP AVE IDX 464287192 728 9,856 SH DEFINED 3 - - 9,856
ISHARES TR INDEX S&P 500 INDEX 464287200 15,366 137,428 SH DEFINED 3 - - 137,428
ISHARES TR INDEX BARCLY USAGG B 464287226 11,045 107,033 SH DEFINED 3 - - 107,033
ISHARES TR INDEX MSCI EMERG MKT 464287234 106,802 2,573,546 SH DEFINED 3 112,396 - 2,461,150
ISHARES TR INDEX MSCI EMERG MKT 464287234 29,270 705,300 CALL DEFINED 3 705,300 - -
ISHARES TR INDEX MSCI EMERG MKT 464287234 111,170 2,678,800 PUT DEFINED 3 2,678,800 - -
ISHARES TR INDEX IBOXX INV CPBD 464287242 79,314 761,536 SH DEFINED 3 - - 761,536
ISHARES TR INDEX S&P GBL TELCM 464287275 1,245 22,768 SH DEFINED 3 - - 22,768
ISHARES TR INDEX S&P GBL INF 464287291 1,169 20,864 SH DEFINED 3 - - 20,864
ISHARES TR INDEX S&P500 GRW 464287309 21,305 367,388 SH DEFINED 3 - - 367,388
ISHARES TR INDEX S&P GBL HLTHCR 464287325 3,136 60,299 SH DEFINED 3 - - 60,299
ISHARES TR INDEX S&P GBL FIN 464287333 2,617 57,621 SH DEFINED 3 - - 57,621
ISHARES TR INDEX S&P GBL ENER 464287341 174 4,868 SH DEFINED 3 - - 4,868
ISHARES TR INDEX S&P NA NAT RES 464287374 19,346 563,871 SH DEFINED 3 - - 563,871
ISHARES TR INDEX S&P LTN AM 40 464287390 29,280 612,684 SH DEFINED 3 229,479 - 383,205
ISHARES TR INDEX S&P 500 VALUE 464287408 30,564 576,567 SH DEFINED 3 - - 576,567
ISHARES TR INDEX BARCLYS 20+ YR 464287432 3,901 43,395 SH DEFINED 3 28,428 - 14,967
ISHARES TR INDEX BARCLYS 20+ YR 464287432 2,697 30,000 PUT DEFINED 3 30,000 - -
ISHARES TR INDEX BARCLYS 7-10 464287440 3,262 36,813 SH DEFINED 3 - - 36,813
YR
ISHARES TR INDEX BARCLYS 1-3 YR 464287457 15,409 185,738 SH DEFINED 3 - - 185,738
ISHARES TR INDEX MSCI EAFE IDX 464287465 64,963 1,175,166 SH DEFINED 3 345,350 - 829,816
ISHARES TR INDEX MSCI EAFE IDX 464287465 3,317 60,000 CALL DEFINED 3 60,000 - -
ISHARES TR INDEX RUSSELL MCP VL 464287473 1,425 38,553 SH DEFINED 3 - - 38,553
ISHARES TR INDEX RUSSELL MCP GR 464287481 27,555 607,750 SH DEFINED 3 - - 607,750
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ISHARES TR INDEX RUSSELL MIDCAP 464287499 1,749 21,198 SH DEFINED 3 - - 21,198
ISHARES TR INDEX S&P MIDCAP 400 464287507 12,277 169,545 SH DEFINED 3 - - 169,545
ISHARES TR INDEX S&P NA SOFTWR 464287515 2,060 43,961 SH DEFINED 3 - - 43,961
ISHARES TR INDEX S&P NA SEMICND 464287523 2,145 43,570 SH DEFINED 3 - - 43,570
ISHARES TR INDEX S&P NA MULTIMD 464287531 1,784 66,113 SH DEFINED 3 - - 66,113
ISHARES TR INDEX S&P NA TECH FD 464287549 1,319 24,327 SH DEFINED 3 - - 24,327
ISHARES TR INDEX NASDQ BIO INDX 464287556 6,937 84,778 SH DEFINED 3 3 - 84,775
ISHARES TR INDEX COHEN&ST RLTY 464287564 4,501 85,694 SH DEFINED 3 - - 85,694
ISHARES TR INDEX S&P GLB100INDX 464287572 1,482 24,594 SH DEFINED 3 - - 24,594
ISHARES TR INDEX CONS SRVC IDX 464287580 130 2,343 SH DEFINED 3 - - 2,343
ISHARES TR INDEX RUSSELL1000VAL 464287598 27,302 475,646 SH DEFINED 3 - - 475,646
ISHARES TR INDEX S&P MC 400 GRW 464287606 7,745 99,670 SH DEFINED 3 - - 99,670
ISHARES TR INDEX RUSSELL1000GRW 464287614 89,958 1,804,573 SH DEFINED 3 - - 1,804,573
ISHARES TR INDEX RUSSELL 1000 464287622 3,721 60,689 SH DEFINED 3 - - 60,689
ISHARES TR INDEX RUSL 2000 VALU 464287630 16,647 286,826 SH DEFINED 3 23,400 - 263,426
ISHARES TR INDEX RUSL 2000 GROW 464287648 16,928 248,683 SH DEFINED 3 12,800 - 235,883
ISHARES TR INDEX RUSSELL 2000 464287655 220,770 3,535,718 SH DEFINED 3 3,337,243 - 198,475
ISHARES TR INDEX RUSSELL 2000 464287655 33,718 540,000 PUT DEFINED 3 540,000 - -
ISHARES TR INDEX RUSL 3000 VALU 464287663 129 1,716 SH DEFINED 3 - - 1,716
ISHARES TR INDEX RUSL 3000 GROW 464287671 1,541 38,069 SH DEFINED 3 - - 38,069
ISHARES TR INDEX RUSSELL 3000 464287689 487 7,455 SH DEFINED 3 - - 7,455
ISHARES TR INDEX DJ US UTILS 464287697 3,996 53,430 SH DEFINED 3 - - 53,430
ISHARES TR INDEX S&P MIDCP VALU 464287705 2,382 36,125 SH DEFINED 3 - - 36,125
ISHARES TR INDEX DJ US TELECOMM 464287713 1,892 94,520 SH DEFINED 3 - - 94,520
ISHARES TR INDEX DJ US TECH SEC 464287721 7,483 130,055 SH DEFINED 3 - - 130,055
ISHARES TR INDEX DJ US REAL EST 464287739 7,260 158,105 SH DEFINED 3 103,775 - 54,330
ISHARES TR INDEX DJ US REAL EST 464287739 4,592 100,000 CALL DEFINED 3 100,000 - -
ISHARES TR INDEX DJ US INDUSTRL 464287754 898 16,928 SH DEFINED 3 - - 16,928
ISHARES TR INDEX DJ US HEALTHCR 464287762 1,464 22,943 SH DEFINED 3 - - 22,943
ISHARES TR INDEX DJ US FINL SVC 464287770 2,319 43,185 SH DEFINED 3 - - 43,185
ISHARES TR INDEX DJ US FINL SEC 464287788 2,745 53,018 SH DEFINED 3 - - 53,018
ISHARES TR INDEX DJ US ENERGY 464287796 1,451 43,639 SH DEFINED 3 - - 43,639
ISHARES TR INDEX S&P SMLCAP 600 464287804 8,420 153,867 SH DEFINED 3 94,404 - 59,463
ISHARES TR INDEX CONS GOODS IDX 464287812 4,286 77,192 SH DEFINED 3 - - 77,192
ISHARES TR INDEX DJ US BAS MATL 464287838 2,108 35,184 SH DEFINED 3 - - 35,184
ISHARES TR INDEX DJ US INDEX FD 464287846 252 4,550 SH DEFINED 3 - - 4,550
ISHARES TR INDEX S&P EURO PLUS 464287861 60 1,537 SH DEFINED 3 - - 1,537
ISHARES TR INDEX S&P SMLCP VALU 464287879 6,775 116,048 SH DEFINED 3 - - 116,048
ISHARES TR INDEX S&P SMLCP GROW 464287887 9,558 167,270 SH DEFINED 3 - - 167,270
ISHARES TR INDEX S&P500 GRW 464287309 2,205 38,025 SH DEFINED 4 - 21,900 16,125
ISHARES TR INDEX DJ SEL DIV INX 464287168 347 7,900 SH DEFINED 6 7,900 - -
ISHARES TR INDEX MSCI EMERG MKT 464287234 1,185 28,550 SH DEFINED 6 28,550 - -
ISHARES TR INDEX S&P 500 VALUE 464287408 8 150 SH DEFINED 6 150 - -
ISHARES TR INDEX BARCLYS 7-10 464287440 16 175 SH DEFINED 6 175 - -
YR
ISHARES TR INDEX BARCLYS 1-3 YR 464287457 62 750 SH DEFINED 6 750 - -
ISHARES TR INDEX MSCI EAFE IDX 464287465 6,419 116,109 SH DEFINED 6 116,109 - -
ISHARES TR INDEX S&P MIDCAP 400 464287507 536 7,400 SH DEFINED 6 7,400 - -
ISHARES TR INDEX COHEN&ST RLTY 464287564 189 3,600 SH DEFINED 6 3,600 - -
ISHARES TR INDEX S&P SMLCAP 600 464287804 482 8,800 SH DEFINED 6 8,800 - -
ISHARES TR INDEX DJ SEL DIV INX 464287168 793 18,050 SH DEFINED 7 - 18,050 -
ISHARES TR INDEX FTSE XNHUA IDX 464287184 2,641 62,494 SH DEFINED 7 - 62,494 -
ISHARES TR INDEX S&P 500 INDEX 464287200 3,097 27,702 SH DEFINED 7 - 27,702 -
ISHARES TR INDEX BARCLY USAGG B 464287226 391 3,790 SH DEFINED 7 - 3,790 -
ISHARES TR INDEX MSCI EMERG MKT 464287234 6,525 157,224 SH DEFINED 7 - 157,224 -
ISHARES TR INDEX IBOXX INV CPBD 464287242 2,002 19,220 SH DEFINED 7 - 19,220 -
ISHARES TR INDEX S&P500 GRW 464287309 128 2,200 SH DEFINED 7 - 2,200 -
ISHARES TR INDEX S&P GBL HLTHCR 464287325 5 100 SH DEFINED 7 - 100 -
ISHARES TR INDEX S&P LTN AM 40 464287390 232 4,850 SH DEFINED 7 - 4,850 -
ISHARES TR INDEX S&P 500 VALUE 464287408 53 1,000 SH DEFINED 7 - 1,000 -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ISHARES TR INDEX BARCLYS 7-10 464287440 7 75 SH DEFINED 7 - 75 -
YR
ISHARES TR INDEX BARCLYS 1-3 YR 464287457 16 190 SH DEFINED 7 - 190 -
ISHARES TR INDEX MSCI EAFE IDX 464287465 3,346 60,532 SH DEFINED 7 - 60,532 -
ISHARES TR INDEX RUSSELL MCP VL 464287473 33 890 SH DEFINED 7 - 890 -
ISHARES TR INDEX RUSSELL MIDCAP 464287499 401 4,865 SH DEFINED 7 - 4,865 -
ISHARES TR INDEX S&P MIDCAP 400 464287507 1,156 15,960 SH DEFINED 7 - 15,960 -
ISHARES TR INDEX S&P GLB100INDX 464287572 721 11,974 SH DEFINED 7 - 11,974 -
ISHARES TR INDEX RUSSELL1000VAL 464287598 1,230 21,420 SH DEFINED 7 - 21,420 -
ISHARES TR INDEX RUSSELL 1000 464287622 12,104 197,416 SH DEFINED 7 - 197,416 -
ISHARES TR INDEX RUSL 2000 VALU 464287630 293 5,050 SH DEFINED 7 - 5,050 -
ISHARES TR INDEX RUSSELL 2000 464287655 704 11,276 SH DEFINED 7 - 11,276 -
ISHARES TR INDEX DJ US HEALTHCR 464287762 77 1,200 SH DEFINED 7 - 1,200 -
ISHARES TR INDEX S&P EURO PLUS 464287861 1,027 26,350 SH DEFINED 7 - 26,350 -
ISHARES TR INDEX S&P 500 INDEX 464287200 217 1,945 SH DEFINED 9 1,945 - -
ISHARES TR INDEX IBOXX INV CPBD 464287242 2,091 20,080 SH DEFINED 9 20,080 - -
ISHARES TR INDEX BARCLYS 7-10 464287440 129 1,460 SH DEFINED 9 1,460 - -
YR
ISHARES TR INDEX BARCLYS 1-3 YR 464287457 256 3,085 SH DEFINED 9 3,085 - -
ISHARES TR INDEX MSCI EAFE IDX 464287465 21,929 396,682 SH DEFINED 9 396,682 - -
ISHARES TR INDEX S&P GLB100INDX 464287572 60 1,000 SH DEFINED 9 1,000 - -
ISHARES TR INDEX RUSSELL 1000 464287622 21,180 345,455 SH DEFINED 9 345,455 - -
ISHARES TR INDEX RUSL 2000 VALU 464287630 15 260 SH DEFINED 9 260 - -
ISHARES TR INDEX RUSSELL 2000 464287655 1,044 16,725 SH DEFINED 9 16,725 - -
ISHARES TR INDEX S&P EURO PLUS 464287861 398 10,215 SH DEFINED 9 10,215 - -
ISHARES TR INDEX BARCLYS TIPS 464287176 264 2,540 SH DEFINED 10 2,540 - -
BD
ISHARES TR INDEX S&P 500 INDEX 464287200 8 70 SH DEFINED 10 70 - -
ISHARES TR INDEX BARCLY USAGG B 464287226 1,374 13,319 SH DEFINED 10 13,319 - -
ISHARES TR INDEX MSCI EMERG MKT 464287234 2,577 62,100 SH DEFINED 10 62,100 - -
ISHARES TR INDEX IBOXX INV CPBD 464287242 160 1,537 SH DEFINED 10 1,537 - -
ISHARES TR INDEX BARCLYS 7-10 464287440 71 800 SH DEFINED 10 800 - -
YR
ISHARES TR INDEX BARCLYS 1-3 YR 464287457 403 4,863 SH DEFINED 10 4,863 - -
ISHARES TR INDEX S&P GLB100INDX 464287572 22 360 SH DEFINED 10 360 - -
ISHARES TR INDEX S&P EURO PLUS 464287861 401 10,305 SH DEFINED 10 10,305 - -
ISHARES TR INDEX S&P 500 INDEX 464287200 249 2,230 SH DEFINED 11 2,230 - -
ISHARES TR INDEX BARCLY USAGG B 464287226 118 1,146 SH DEFINED 11 1,146 - -
ISHARES TR INDEX IBOXX INV CPBD 464287242 729 7,000 SH DEFINED 11 7,000 - -
ISHARES TR INDEX BARCLYS 1-3 YR 464287457 149 1,801 SH DEFINED 11 1,801 - -
ISHARES TR INDEX MSCI EAFE IDX 464287465 1,064 19,250 SH DEFINED 11 19,250 - -
ISHARES TR INDEX S&P EURO PLUS 464287861 676 17,344 SH DEFINED 11 17,344 - -
ISHARES TR INDEX DJ SEL DIV INX 464287168 31 710 SH DEFINED 13 710 - -
ISHARES TR INDEX BARCLYS TIPS 464287176 386 3,719 SH DEFINED 13 3,719 - -
BD
ISHARES TR INDEX FTSE XNHUA IDX 464287184 215 5,096 SH DEFINED 13 5,096 - -
ISHARES TR INDEX S&P 500 INDEX 464287200 1,365 12,207 SH DEFINED 13 12,207 - -
ISHARES TR INDEX MSCI EMERG MKT 464287234 285 6,879 SH DEFINED 13 6,879 - -
ISHARES TR INDEX S&P GBL ENER 464287341 58 1,639 SH DEFINED 13 1,639 - -
ISHARES TR INDEX S&P LTN AM 40 464287390 47 990 SH DEFINED 13 990 - -
ISHARES TR INDEX COHEN&ST RLTY 464287564 937 17,848 SH DEFINED 13 17,848 - -
ISHARES TR INDEX DJ US FINL SEC 464287788 1,102 21,288 SH DEFINED 13 21,288 - -
ISHARES TR INDEX S&P SMLCAP 600 464287804 58 1,056 SH DEFINED 13 1,056 - -
ISHARES TR INDEX S&P EURO PLUS 464287861 38 970 SH DEFINED 13 970 - -
ISHARES TR INDEX FTSE XNHUA IDX 464287184 334 7,900 SH DEFINED 14 7,900 - -
ISHARES TR INDEX IBOXX INV CPBD 464287242 167 1,600 SH DEFINED 14 1,600 - -
ISHARES TR INDEX RUSSELL 2000 464287655 75 1,200 SH DEFINED 14 1,200 - -
ISHARES TR INDEX FTSE XNHUA IDX 464287184 249 5,900 SH DEFINED 15 5,900 - -
ISHARES TR INDEX MSCI EAFE IDX 464287465 653 11,815 SH DEFINED 15 11,815 - -
ISHARES TR INDEX DJ US TECH SEC 464287721 43 750 SH DEFINED 15 750 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ISHARES TR INDEX S&P EURO PLUS 464287861 216 5,550 SH DEFINED 15 5,550 - -
ISHARES TR INDEX FTSE XNHUA IDX 464287184 212 5,014 SH DEFINED 16 5,014 - -
ISHARES TR INDEX S&P 500 INDEX 464287200 365 3,262 SH DEFINED 16 3,262 - -
ISHARES TR INDEX MSCI EMERG MKT 464287234 1,240 29,890 SH DEFINED 16 29,890 - -
ISHARES TR INDEX IBOXX INV CPBD 464287242 405 3,886 SH DEFINED 16 3,886 - -
ISHARES TR INDEX S&P GBL INF 464287291 8 139 SH DEFINED 16 139 - -
ISHARES TR INDEX S&P GBL HLTHCR 464287325 610 11,722 SH DEFINED 16 11,722 - -
ISHARES TR INDEX S&P GBL ENER 464287341 2,287 64,090 SH DEFINED 16 64,090 - -
ISHARES TR INDEX S&P LTN AM 40 464287390 65 1,350 SH DEFINED 16 1,350 - -
ISHARES TR INDEX BARCLYS 20+ YR 464287432 755 8,400 SH DEFINED 16 8,400 - -
ISHARES TR INDEX BARCLYS 7-10 464287440 810 9,140 SH DEFINED 16 9,140 - -
YR
ISHARES TR INDEX MSCI EAFE IDX 464287465 196 3,550 SH DEFINED 16 3,550 - -
ISHARES TR INDEX NASDQ BIO INDX 464287556 82 1,005 SH DEFINED 16 1,005 - -
ISHARES TR INDEX RUSSELL1000VAL 464287598 379 6,600 SH DEFINED 16 6,600 - -
ISHARES TR INDEX RUSSELL1000GRW 464287614 460 9,230 SH DEFINED 16 9,230 - -
ISHARES TR INDEX RUSL 2000 VALU 464287630 6 97 SH DEFINED 16 97 - -
ISHARES TR INDEX RUSSELL 2000 464287655 6 100 SH DEFINED 16 100 - -
ISHARES TR INDEX DJ US UTILS 464287697 5 73 SH DEFINED 16 73 - -
ISHARES TR INDEX DJ US FINL SVC 464287770 75 1,398 SH DEFINED 16 1,398 - -
ISHARES TR INDEX S&P SMLCAP 600 464287804 27 500 SH DEFINED 16 500 - -
ISHARES TR INDEX S&P EURO PLUS 464287861 39 1,000 SH DEFINED 16 1,000 - -
ISHARES TR INDEX FTSE XNHUA IDX 464287184 101 2,400 SH DEFINED 17 - - 2,400
ISHARES TR INDEX S&P 500 INDEX 464287200 863 7,720 SH DEFINED 17 - - 7,720
ISHARES TR INDEX MSCI EMERG MKT 464287234 1,130 27,221 SH DEFINED 17 - - 27,221
ISHARES TR INDEX S&P GBL ENER 464287341 100 2,800 SH DEFINED 17 - - 2,800
ISHARES TR INDEX BARCLYS 1-3 YR 464287457 732 8,825 SH DEFINED 17 - - 8,825
ISHARES TR INDEX MSCI EAFE IDX 464287465 2,062 37,300 SH DEFINED 17 - - 37,300
ISHARES TR INDEX S&P MIDCAP 400 464287507 695 9,600 SH DEFINED 17 - - 9,600
ISHARES TR INDEX RUSSELL1000VAL 464287598 12,785 222,742 SH DEFINED 17 - - 222,742
ISHARES TR INDEX RUSSELL 1000 464287622 907 14,800 SH DEFINED 17 - - 14,800
ISHARES TR INDEX RUSL 2000 VALU 464287630 1,039 17,905 SH DEFINED 17 - - 17,905
ISHARES TR INDEX RUSSELL 2000 464287655 1,575 25,225 SH DEFINED 17 - - 25,225
ISHARES TR INDEX DJ US TELECOMM 464287713 821 41,000 SH DEFINED 17 - - 41,000
ISHARES TR INDEX DJ US INDEX FD 464287846 363 6,550 SH DEFINED 17 - - 6,550
ISHARES TR INDEX S&P EURO PLUS 464287861 1,489 38,207 SH DEFINED 17 - - 38,207
ISHARES TR INDEX DJ SEL DIV INX 464287168 816 18,584 SH DEFINED 18 18,584 - -
ISHARES TR INDEX BARCLYS TIPS 464287176 665 6,399 SH DEFINED 18 6,399 - -
BD
ISHARES TR INDEX S&P 500 INDEX 464287200 236 2,111 SH DEFINED 18 2,111 - -
ISHARES TR INDEX BARCLY USAGG B 464287226 1,111 10,769 SH DEFINED 18 10,769 - -
ISHARES TR INDEX MSCI EMERG MKT 464287234 172 4,134 SH DEFINED 18 4,134 - -
ISHARES TR INDEX IBOXX INV CPBD 464287242 824 7,910 SH DEFINED 18 7,910 - -
ISHARES TR INDEX S&P500 GRW 464287309 127 2,190 SH DEFINED 18 2,190 - -
ISHARES TR INDEX S&P NA NAT RES 464287374 66 1,914 SH DEFINED 18 1,914 - -
ISHARES TR INDEX S&P 500 VALUE 464287408 116 2,190 SH DEFINED 18 2,190 - -
ISHARES TR INDEX BARCLYS 1-3 YR 464287457 1,010 12,173 SH DEFINED 18 12,173 - -
ISHARES TR INDEX MSCI EAFE IDX 464287465 2,293 41,474 SH DEFINED 18 41,474 - -
ISHARES TR INDEX RUSSELL MCP GR 464287481 270 5,950 SH DEFINED 18 5,950 - -
ISHARES TR INDEX RUSSELL MIDCAP 464287499 152 1,846 SH DEFINED 18 1,846 - -
ISHARES TR INDEX S&P MIDCAP 400 464287507 158 2,186 SH DEFINED 18 2,186 - -
ISHARES TR INDEX NASDQ BIO INDX 464287556 40 492 SH DEFINED 18 492 - -
ISHARES TR INDEX COHEN&ST RLTY 464287564 117 2,221 SH DEFINED 18 2,221 - -
ISHARES TR INDEX RUSSELL1000VAL 464287598 360 6,275 SH DEFINED 18 6,275 - -
ISHARES TR INDEX S&P MC 400 GRW 464287606 12 160 SH DEFINED 18 160 - -
ISHARES TR INDEX RUSSELL1000GRW 464287614 406 8,135 SH DEFINED 18 8,135 - -
ISHARES TR INDEX RUSL 2000 GROW 464287648 48 708 SH DEFINED 18 708 - -
ISHARES TR INDEX RUSSELL 2000 464287655 170 2,719 SH DEFINED 18 2,719 - -
ISHARES TR INDEX RUSL 3000 GROW 464287671 221 5,470 SH DEFINED 18 5,470 - -
ISHARES TR INDEX S&P MIDCP VALU 464287705 56 849 SH DEFINED 18 849 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ISHARES TR INDEX DJ US REAL EST 464287739 98 2,124 SH DEFINED 18 2,124 - -
ISHARES TR INDEX S&P SMLCAP 600 464287804 230 4,212 SH DEFINED 18 4,212 - -
ISHARES TR INDEX S&P SMLCP VALU 464287879 96 1,650 SH DEFINED 18 1,650 - -
ISHARES TR INDEX S&P SMLCP GROW 464287887 123 2,160 SH DEFINED 18 2,160 - -
ISHARES TR INDEX MSCI EAFE IDX 464287465 6,250 113,062 SH DEFINED 5;1 113,062 - -
ISHARES TR INDEX S&P 1500 INDEX 464287150 132 2,627 SH DEFINED 2,627 - -
ISHARES TR INDEX DJ SEL DIV INX 464287168 140 3,185 SH DEFINED 3,185 - -
ISHARES TR INDEX BARCLYS TIPS 464287176 152 1,465 SH DEFINED 1,465 - -
BD
ISHARES TR INDEX BARCLYS TIPS 464287176 269 2,586 SH SOLE 2,586 - -
BD
ISHARES TR INDEX FTSE XNHUA IDX 464287184 333 7,872 SH DEFINED 7,872 - -
ISHARES TR INDEX FTSE XNHUA IDX 464287184 750 17,742 SH SOLE 17,742 - -
ISHARES TR INDEX S&P 500 INDEX 464287200 51,301 458,827 SH DEFINED 455,162 3,665 -
ISHARES TR INDEX S&P 500 INDEX 464287200 58,651 524,558 SH SOLE 524,558 - -
ISHARES TR INDEX BARCLY USAGG B 464287226 277 2,680 SH DEFINED 2,680 - -
ISHARES TR INDEX MSCI EMERG MKT 464287234 1,804 43,459 SH DEFINED 26,385 17,074 -
ISHARES TR INDEX MSCI EMERG MKT 464287234 4,232 101,978 SH SOLE 101,978 - -
ISHARES TR INDEX IBOXX INV CPBD 464287242 3,259 31,290 SH DEFINED 28,205 3,085 -
ISHARES TR INDEX IBOXX INV CPBD 464287242 258 2,475 SH SOLE 2,475 - -
ISHARES TR INDEX S&P GBL HLTHCR 464287325 14 275 SH DEFINED 275 - -
ISHARES TR INDEX S&P GBL FIN 464287333 29 630 SH DEFINED 630 - -
ISHARES TR INDEX S&P GBL ENER 464287341 126 3,525 SH DEFINED - 3,525 -
ISHARES TR INDEX S&P LTN AM 40 464287390 357 7,460 SH DEFINED 7,295 165 -
ISHARES TR INDEX S&P LTN AM 40 464287390 1,030 21,546 SH SOLE 21,546 - -
ISHARES TR INDEX S&P 500 VALUE 464287408 159 2,995 SH DEFINED 2,995 - -
ISHARES TR INDEX BARCLYS 20+ YR 464287432 302 3,355 SH DEFINED 3,060 295 -
ISHARES TR INDEX BARCLYS 20+ YR 464287432 3,347 37,229 SH SOLE 37,229 - -
ISHARES TR INDEX BARCLYS 7-10 464287440 363 4,095 SH DEFINED 3,830 265 -
YR
ISHARES TR INDEX BARCLYS 7-10 464287440 5,316 60,002 SH SOLE 60,002 - -
YR
ISHARES TR INDEX BARCLYS 1-3 YR 464287457 447 5,385 SH DEFINED 5,005 380 -
ISHARES TR INDEX MSCI EAFE IDX 464287465 14,658 265,160 SH DEFINED 262,245 2,915 -
ISHARES TR INDEX MSCI EAFE IDX 464287465 26,750 483,909 SH SOLE 483,909 - -
ISHARES TR INDEX RUSSELL MCP VL 464287473 1,528 41,351 SH DEFINED 39,281 2,070 -
ISHARES TR INDEX RUSSELL MCP GR 464287481 1,955 43,110 SH DEFINED 40,715 2,395 -
ISHARES TR INDEX RUSSELL MIDCAP 464287499 645 7,817 SH DEFINED 6,655 1,162 -
ISHARES TR INDEX RUSSELL MIDCAP 464287499 18 220 SH SOLE 220 - -
ISHARES TR INDEX S&P MIDCAP 400 464287507 51 708 SH DEFINED 290 418 -
ISHARES TR INDEX S&P GLB100INDX 464287572 72 1,200 SH DEFINED 1,200 - -
ISHARES TR INDEX RUSSELL1000VAL 464287598 1,894 33,001 SH DEFINED 27,446 5,555 -
ISHARES TR INDEX RUSSELL1000VAL 464287598 141 2,455 SH SOLE 2,455 - -
ISHARES TR INDEX RUSSELL1000GRW 464287614 9,208 184,724 SH DEFINED 166,079 18,645 -
ISHARES TR INDEX RUSSELL 1000 464287622 5,795 94,515 SH DEFINED 94,515 - -
ISHARES TR INDEX RUSSELL 1000 464287622 87 1,420 SH SOLE 1,420 - -
ISHARES TR INDEX RUSL 2000 VALU 464287630 1,381 23,786 SH DEFINED 22,581 1,205 -
ISHARES TR INDEX RUSL 2000 GROW 464287648 1,375 20,201 SH DEFINED 18,781 1,420 -
ISHARES TR INDEX RUSSELL 2000 464287655 9,279 148,604 SH DEFINED 147,337 1,267 -
ISHARES TR INDEX RUSSELL 2000 464287655 5 80 SH SOLE 80 - -
ISHARES TR INDEX RUSSELL 3000 464287689 4,223 64,685 SH DEFINED 64,685 - -
ISHARES TR INDEX DJ US UTILS 464287697 4,637 62,000 SH DEFINED 62,000 - -
ISHARES TR INDEX DJ US TELECOMM 464287713 117 5,820 SH DEFINED 5,820 - -
ISHARES TR INDEX DJ US TECH SEC 464287721 21 365 SH DEFINED 365 - -
ISHARES TR INDEX DJ US HEALTHCR 464287762 5,455 85,468 SH DEFINED 85,468 - -
ISHARES TR INDEX S&P SMLCAP 600 464287804 44 800 SH DEFINED 800 - -
ISHARES TR INDEX DJ US INDEX FD 464287846 122 2,200 SH DEFINED 2,200 - -
ISHARES TR INDEX S&P EURO PLUS 464287861 1,276 32,753 SH DEFINED 32,753 - -
ISHARES TR INDEX S&P SMLCP VALU 464287879 26 448 SH DEFINED 448 - -
ISHARES TR INDEX S&P 100 IDX FD 464287101 1,499 29,127 SH DEFINED 5 29,127 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ISHARES TR INDEX LRGE CORE INDX 464287127 19 300 SH DEFINED 5 300 - -
ISHARES TR INDEX NYSE 100INX FD 464287135 1,525 27,855 SH DEFINED 5 27,855 - -
ISHARES TR INDEX DJ SEL DIV INX 464287168 1,402 31,924 SH DEFINED 5 31,924 - -
ISHARES TR INDEX BARCLYS TIPS 464287176 2,746 26,424 SH DEFINED 5 26,424 - -
BD
ISHARES TR INDEX FTSE XNHUA IDX 464287184 18,211 430,918 SH DEFINED 5 430,918 - -
ISHARES TR INDEX TRANSP AVE IDX 464287192 84 1,135 SH DEFINED 5 1,135 - -
ISHARES TR INDEX S&P 500 INDEX 464287200 7,365 65,872 SH DEFINED 5 65,872 - -
ISHARES TR INDEX BARCLY USAGG B 464287226 1,418 13,744 SH DEFINED 5 13,744 - -
ISHARES TR INDEX MSCI EMERG MKT 464287234 26,889 647,920 SH DEFINED 5 647,920 - -
ISHARES TR INDEX IBOXX INV CPBD 464287242 5,790 55,593 SH DEFINED 5 55,593 - -
ISHARES TR INDEX S&P GBL TELCM 464287275 22 400 SH DEFINED 5 400 - -
ISHARES TR INDEX S&P GBL INF 464287291 1,020 18,207 SH DEFINED 5 18,207 - -
ISHARES TR INDEX S&P500 GRW 464287309 31 535 SH DEFINED 5 535 - -
ISHARES TR INDEX S&P GBL HLTHCR 464287325 185 3,550 SH DEFINED 5 3,550 - -
ISHARES TR INDEX S&P GBL FIN 464287333 91 1,996 SH DEFINED 5 1,996 - -
ISHARES TR INDEX S&P GBL ENER 464287341 118 3,320 SH DEFINED 5 3,320 - -
ISHARES TR INDEX S&P NA NAT RES 464287374 196 5,700 SH DEFINED 5 5,700 - -
ISHARES TR INDEX S&P LTN AM 40 464287390 3,216 67,294 SH DEFINED 5 67,294 - -
ISHARES TR INDEX S&P 500 VALUE 464287408 704 13,285 SH DEFINED 5 13,285 - -
ISHARES TR INDEX BARCLYS 20+ YR 464287432 448 4,988 SH DEFINED 5 4,988 - -
ISHARES TR INDEX BARCLYS 7-10 464287440 386 4,358 SH DEFINED 5 4,358 - -
YR
ISHARES TR INDEX BARCLYS 1-3 YR 464287457 1,192 14,372 SH DEFINED 5 14,372 - -
ISHARES TR INDEX MSCI EAFE IDX 464287465 47,602 861,112 SH DEFINED 5 861,112 - -
ISHARES TR INDEX RUSSELL MCP GR 464287481 242 5,335 SH DEFINED 5 5,335 - -
ISHARES TR INDEX RUSSELL MIDCAP 464287499 48 580 SH DEFINED 5 580 - -
ISHARES TR INDEX S&P MIDCAP 400 464287507 236 3,263 SH DEFINED 5 3,263 - -
ISHARES TR INDEX S&P NA TECH FD 464287549 4 70 SH DEFINED 5 70 - -
ISHARES TR INDEX NASDQ BIO INDX 464287556 662 8,090 SH DEFINED 5 8,090 - -
ISHARES TR INDEX COHEN&ST RLTY 464287564 5 91 SH DEFINED 5 91 - -
ISHARES TR INDEX S&P GLB100INDX 464287572 455 7,556 SH DEFINED 5 7,556 - -
ISHARES TR INDEX CONS SRVC IDX 464287580 342 6,171 SH DEFINED 5 6,171 - -
ISHARES TR INDEX RUSSELL1000VAL 464287598 659 11,491 SH DEFINED 5 11,491 - -
ISHARES TR INDEX RUSSELL1000GRW 464287614 1,363 27,340 SH DEFINED 5 27,340 - -
ISHARES TR INDEX RUSSELL 1000 464287622 173 2,822 SH DEFINED 5 2,822 - -
ISHARES TR INDEX RUSL 2000 VALU 464287630 57 985 SH DEFINED 5 985 - -
ISHARES TR INDEX RUSSELL 2000 464287655 910 14,575 SH DEFINED 5 14,575 - -
ISHARES TR INDEX RUSL 3000 VALU 464287663 14 183 SH DEFINED 5 183 - -
ISHARES TR INDEX RUSL 3000 GROW 464287671 4 100 SH DEFINED 5 100 - -
ISHARES TR INDEX RUSSELL 3000 464287689 33 500 SH DEFINED 5 500 - -
ISHARES TR INDEX DJ US UTILS 464287697 54 720 SH DEFINED 5 720 - -
ISHARES TR INDEX S&P MIDCP VALU 464287705 23 350 SH DEFINED 5 350 - -
ISHARES TR INDEX DJ US TELECOMM 464287713 85 4,244 SH DEFINED 5 4,244 - -
ISHARES TR INDEX DJ US TECH SEC 464287721 2,138 37,153 SH DEFINED 5 37,153 - -
ISHARES TR INDEX DJ US REAL EST 464287739 80 1,750 SH DEFINED 5 1,750 - -
ISHARES TR INDEX DJ US INDUSTRL 464287754 350 6,593 SH DEFINED 5 6,593 - -
ISHARES TR INDEX DJ US HEALTHCR 464287762 126 1,963 SH DEFINED 5 1,963 - -
ISHARES TR INDEX DJ US FINL SVC 464287770 42 788 SH DEFINED 5 788 - -
ISHARES TR INDEX DJ US FINL SEC 464287788 1,278 24,687 SH DEFINED 5 24,687 - -
ISHARES TR INDEX DJ US ENERGY 464287796 29 867 SH DEFINED 5 867 - -
ISHARES TR INDEX S&P SMLCAP 600 464287804 827 15,107 SH DEFINED 5 15,107 - -
ISHARES TR INDEX DJ US BAS MATL 464287838 64 1,071 SH DEFINED 5 1,071 - -
ISHARES TR INDEX DJ US INDEX FD 464287846 386 6,965 SH DEFINED 5 6,965 - -
ISHARES TR INDEX S&P EURO PLUS 464287861 18,146 465,759 SH DEFINED 5 465,759 - -
ISHARES TR INDEX S&P SMLCP VALU 464287879 155 2,661 SH DEFINED 5 2,661 - -
ISHARES TR INDEX S&P SMLCP GROW 464287887 86 1,500 SH DEFINED 5 1,500 - -
ISHARES TR INDEX DJ SEL DIV INX 464287168 59 1,357 SH DEFINED 8 32 1,325 -
ISHARES TR INDEX FTSE XNHUA IDX 464287184 1,115 26,388 SH DEFINED 8 26,288 100 -
ISHARES TR INDEX S&P 500 INDEX 464287200 455 4,072 SH DEFINED 8 654 3,418 -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ISHARES TR INDEX MSCI EMERG MKT 464287234 1,403 33,797 SH DEFINED 8 33,347 450 -
ISHARES TR INDEX IBOXX INV CPBD 464287242 2,652 25,467 SH DEFINED 8 6,417 19,050 -
ISHARES TR INDEX S&P LTN AM 40 464287390 979 20,486 SH DEFINED 8 20,486 - -
ISHARES TR INDEX S&P 500 VALUE 464287408 26 490 SH DEFINED 8 - 490 -
ISHARES TR INDEX BARCLYS 7-10 464287440 43 486 SH DEFINED 8 416 70 -
YR
ISHARES TR INDEX MSCI EAFE IDX 464287465 4,784 86,541 SH DEFINED 8 39,901 46,640 -
ISHARES TR INDEX RUSSELL MCP VL 464287473 8 225 SH DEFINED 8 - 225 -
ISHARES TR INDEX S&P MIDCAP 400 464287507 45 622 SH DEFINED 8 - 622 -
ISHARES TR INDEX S&P GLB100INDX 464287572 258 4,290 SH DEFINED 8 380 3,910 -
ISHARES TR INDEX RUSSELL1000VAL 464287598 15 250 SH DEFINED 8 150 100 -
ISHARES TR INDEX RUSSELL1000GRW 464287614 76 1,515 SH DEFINED 8 515 1,000 -
ISHARES TR INDEX RUSSELL 1000 464287622 1,196 19,515 SH DEFINED 8 - 19,515 -
ISHARES TR INDEX RUSSELL 2000 464287655 1,133 18,155 SH DEFINED 8 710 17,445 -
ISHARES TR INDEX S&P SMLCAP 600 464287804 278 5,083 SH DEFINED 8 5,083 - -
ISHARES TR INDEX S&P EURO PLUS 464287861 1,693 43,457 SH DEFINED 8 37,653 5,804 -
ISHARES TR INDEX NYSE 100INX FD 464287135 85 1,560 SH DEFINED 8 1,560 - -
ISHARES TR INDEX BARCLYS TIPS 464287176 107 1,033 SH DEFINED 8 1,033 - -
BD
ISHARES TR INDEX BARCLY USAGG B 464287226 158 1,530 SH DEFINED 8 1,530 - -
ISHARES TR INDEX S&P GBL INF 464287291 1 26 SH DEFINED 8 26 - -
ISHARES TR INDEX BARCLYS 20+ YR 464287432 9 100 SH DEFINED 8 100 - -
ISHARES TR INDEX BARCLYS 1-3 YR 464287457 326 3,930 SH DEFINED 8 3,930 - -
ISHARES TR INDEX NASDQ BIO INDX 464287556 24 297 SH DEFINED 8 297 - -
ISHARES TR INDEX S&P MIDCP VALU 464287705 76 1,150 SH DEFINED 8 1,150 - -
ISHARES TR INDEX DJ US HEALTHCR 464287762 30 475 SH DEFINED 8 475 - -
ISHARES TR INDEX DJ US FINL SEC 464287788 11 205 SH DEFINED 8 205 - -
ISILON SYS INC COM 46432L104 8 1,233 SH DEFINED 3 - - 1,233
ISIS PHARMACEUTICALS INC COM 464330109 345 31,056 SH DEFINED 2 31,056 - -
ISIS PHARMACEUTICALS INC COM 464330109 2,586 232,782 SH DEFINED 3 - - 232,782
ISLE OF CAPRI CASINOS INC COM 464592104 4 540 SH DEFINED 3 - - 540
ISLE OF CAPRI CASINOS INC COM 464592104 486 65,000 SH DEFINED 4 - - 65,000
ISORAY INC COM 46489V104 9 10,000 SH DEFINED 3 - - 10,000
ISRAMCO INC COM NEW 465141406 21 300 SH DEFINED 5 300 - -
ISTAR FINL INC COM 45031U101 2 781 SH DEFINED 2 781 - -
ISTAR FINL INC COM 45031U101 55 21,375 SH DEFINED 3 - - 21,375
ISTAR FINL INC COM 45031U101 2 800 SH DEFINED 16 800 - -
ISTAR FINL INC COM 45031U101 9 3,337 SH DEFINED 5 3,337 - -
ITAU UNIBANCO HLDG SA SPON ADR REP 465562106 203 8,895 SH DEFINED 2 8,895 - -
PFD
ITAU UNIBANCO HLDG SA SPON ADR REP 465562106 1,495 65,435 SH DEFINED 3 65,399 - 36
PFD
ITAU UNIBANCO HLDG SA SPON ADR REP 465562106 154 6,742 SH DEFINED 15 6,742 - -
PFD
ITAU UNIBANCO HLDG SA SPON ADR REP 465562106 5,560 243,451 SH DEFINED 5;1 243,451 - -
PFD
ITAU UNIBANCO HLDG SA SPON ADR REP 465562106 7 305 SH DEFINED 305 - -
PFD
ITAU UNIBANCO HLDG SA SPON ADR REP 465562106 27 1,161 SH DEFINED 5 1,161 - -
PFD
ITC HLDGS CORP COM 465685105 260 4,985 SH DEFINED 3 - - 4,985
ITC HLDGS CORP COM 465685105 178 3,420 SH DEFINED 3,420 - -
ITC HLDGS CORP COM 465685105 4 75 SH DEFINED 5 75 - -
ITRON INC COM 465741106 2,306 34,132 SH DEFINED 3 14,400 - 19,732
ITRON INC COM 465741106 15 221 SH DEFINED 18 221 - -
ITRON INC COM 465741106 20 300 SH DEFINED 5 300 - -
ITT CORP NEW COM 450911102 15,632 314,275 SH DEFINED 2 314,275 - -
ITT CORP NEW COM 450911102 2,102 42,268 SH DEFINED 3 2,035 - 40,233
ITT CORP NEW COM 450911102 4,974 100,000 CALL DEFINED 3 100,000 - -
ITT CORP NEW COM 450911102 478 9,605 SH DEFINED 7 - 9,605 -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ITT CORP NEW COM 450911102 30 600 SH DEFINED 15 600 - -
ITT CORP NEW COM 450911102 13 263 SH DEFINED 18 263 - -
ITT CORP NEW COM 450911102 2 45 SH DEFINED 45 - -
ITT CORP NEW COM 450911102 180 3,607 SH DEFINED 5 3,607 - -
ITT CORP NEW COM 450911102 17 341 SH DEFINED 8 166 175 -
ITT EDUCATIONAL SERVICES COM 45068B109 506 5,272 SH DEFINED 3 - - 5,272
INC
ITT EDUCATIONAL SERVICES COM 45068B109 430 4,485 SH DEFINED 10 4,485 - -
INC
ITT EDUCATIONAL SERVICES COM 45068B109 7 77 SH DEFINED 77 - -
INC
ITT EDUCATIONAL SERVICES COM 45068B109 13 135 SH SOLE 135 - -
INC
IVANHOE ENERGY INC COM 465790103 13 4,500 SH DEFINED 3 - - 4,500
IVANHOE ENERGY INC COM 465790103 7 2,500 SH DEFINED 16 2,500 - -
IVANHOE ENERGY INC COM 465790103 325 115,500 SH DEFINED 5 115,500 - -
IVANHOE ENERGY INC COM 465790103 22 7,800 CALL DEFINED 5 7,800 - -
IVANHOE ENERGY INC COM 465790103 8 3,000 SH DEFINED 8 3,000 - -
IVANHOE MINES LTD COM 46579N103 47,747 3,238,532 SH DEFINED 1 160,000 2,991,232 87,300
IVANHOE MINES LTD COM 46579N103 1,557 105,610 SH DEFINED 3 105,000 - 610
IVANHOE MINES LTD COM 46579N103 29 2,000 SH DEFINED 7 - 2,000 -
IVANHOE MINES LTD COM 46579N103 221 15,000 SH DEFINED 13 15,000 - -
IVANHOE MINES LTD COM 46579N103 6 437 SH DEFINED 437 - -
IVANHOE MINES LTD COM 46579N103 7,142 484,446 SH DEFINED 5 484,446 - -
J & J SNACK FOODS CORP COM 466032109 71 1,786 SH DEFINED 3 - - 1,786
J ALEXANDERS CORP COM 466096104 56 15,000 SH DEFINED 4 - - 15,000
J CREW GROUP INC COM 46612H402 21 467 SH DEFINED 2 467 - -
J CREW GROUP INC COM 46612H402 48 1,070 SH DEFINED 3 - - 1,070
J CREW GROUP INC COM 46612H402 21 476 SH DEFINED 18 476 - -
J CREW GROUP INC COM 46612H402 4 89 SH DEFINED 89 - -
J2 GLOBAL COMMUNICATIONS COM NEW 46626E205 331 16,286 SH DEFINED 2 16,286 - -
INC
J2 GLOBAL COMMUNICATIONS COM NEW 46626E205 502 24,665 SH DEFINED 3 - - 24,665
INC
J2 GLOBAL COMMUNICATIONS COM NEW 46626E205 455 22,371 SH DEFINED 5 22,371 - -
INC
J2 GLOBAL COMMUNICATIONS COM NEW 46626E205 13 633 SH DEFINED 8 633 - -
INC
JA SOLAR HOLDINGS CO LTD SPON ADR 466090107 179 31,411 SH DEFINED 3 2,280 - 29,131
JA SOLAR HOLDINGS CO LTD SPON ADR 466090107 12 2,170 SH DEFINED 5 2,170 - -
JABIL CIRCUIT INC COM 466313103 999 57,500 SH DEFINED 1 - 57,500 -
JABIL CIRCUIT INC COM 466313103 5,187 298,633 SH DEFINED 2 298,633 - -
JABIL CIRCUIT INC COM 466313103 1,381 79,523 SH DEFINED 3 2,194 - 77,329
JABIL CIRCUIT INC COM 466313103 280 16,106 SH DEFINED 18 16,106 - -
JABIL CIRCUIT INC COM 466313103 35 2,000 SH DEFINED 5 2,000 - -
JACK IN THE BOX INC COM 466367109 114 5,796 SH DEFINED 3 - - 5,796
JACK IN THE BOX INC COM 466367109 2 100 SH DEFINED 18 100 - -
JACOBS ENGR GROUP INC DEL COM 469814107 6,193 164,672 SH DEFINED 2 164,672 - -
JACOBS ENGR GROUP INC DEL COM 469814107 879 23,359 SH DEFINED 3 1,420 - 21,939
JACOBS ENGR GROUP INC DEL COM 469814107 613 16,300 SH DEFINED 4 - 2,300 14,000
JACOBS ENGR GROUP INC DEL COM 469814107 16 417 SH DEFINED 18 417 - -
JACOBS ENGR GROUP INC DEL COM 469814107 10 271 SH DEFINED 271 - -
JACOBS ENGR GROUP INC DEL COM 469814107 437 11,630 SH DEFINED 5 11,630 - -
JAGUAR MNG INC COM 47009M103 166 14,756 SH DEFINED 3 - - 14,756
JAGUAR MNG INC COM 47009M103 1,965 175,000 SH DEFINED 6 175,000 - -
JAGUAR MNG INC COM 47009M103 2,267 201,963 SH DEFINED 5 201,963 - -
JAKKS PAC INC COM 47012E106 195 16,102 SH DEFINED 2 16,102 - -
JAKKS PAC INC COM 47012E106 5 412 SH DEFINED 3 - - 412
JAKKS PAC INC COM 47012E106 630 52,000 SH DEFINED 4 - - 52,000
JAMBA INC COM 47023A101 - 200 SH DEFINED 3 - - 200
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
JAMBA INC COM 47023A101 13 7,500 SH DEFINED 16 7,500 - -
JAMES RIVER COAL CO COM NEW 470355207 144 7,815 SH DEFINED 2 7,815 - -
JAMES RIVER COAL CO COM NEW 470355207 75 4,060 SH DEFINED 3 - - 4,060
JANUS CAP GROUP INC COM 47102X105 3,126 232,386 SH DEFINED 2 232,386 - -
JANUS CAP GROUP INC COM 47102X105 26 1,930 SH DEFINED 3 1,930 - -
JAPAN EQUITY FD INC COM 471057109 17 3,315 SH DEFINED 3 - - 3,315
JAPAN EQUITY FD INC COM 471057109 - - SH DEFINED 5 - - -
JAPAN EQUITY FD INC COM 471057109 2 354 SH DEFINED 8 354 - -
JAPAN SMALLER CAPTLZTN COM 47109U104 538 73,433 SH DEFINED 3 - - 73,433
FD IN
JAPAN SMALLER CAPTLZTN COM 47109U104 15 2,000 SH DEFINED 16 2,000 - -
FD IN
JAPAN SMALLER CAPTLZTN COM 47109U104 17 2,340 SH DEFINED 18 2,340 - -
FD IN
JAPAN SMALLER CAPTLZTN COM 47109U104 53 7,163 SH DEFINED 5 7,163 - -
FD IN
JAPAN SMALLER CAPTLZTN COM 47109U104 4 600 SH DEFINED 8 600 - -
FD IN
JARDEN CORP COM 471109108 167 5,403 SH DEFINED 3 - - 5,403
JARDEN CORP COM 471109108 31 1,000 SH DEFINED 5 1,000 - -
JDA SOFTWARE GROUP INC COM 46612K108 714 28,020 SH DEFINED 3 - - 28,020
JDS UNIPHASE CORP COM PAR $0.001 46612J507 2,599 315,001 SH DEFINED 2 315,001 - -
JDS UNIPHASE CORP COM PAR $0.001 46612J507 87 10,494 SH DEFINED 3 2,427 - 8,067
JDS UNIPHASE CORP COM PAR $0.001 46612J507 36 4,423 SH DEFINED 7 - 4,423 -
JDS UNIPHASE CORP COM PAR $0.001 46612J507 1 72 SH DEFINED 9 72 - -
JDS UNIPHASE CORP COM PAR $0.001 46612J507 6 750 SH DEFINED 15 750 - -
JDS UNIPHASE CORP COM PAR $0.001 46612J507 34 4,090 SH DEFINED 4,090 - -
JDS UNIPHASE CORP COM PAR $0.001 46612J507 54 6,585 SH DEFINED 5 6,585 - -
JEFFERIES GROUP INC NEW COM 472319102 719 30,279 SH DEFINED 2 30,279 - -
JEFFERIES GROUP INC NEW COM 472319102 388 16,341 SH DEFINED 3 12,400 - 3,941
JEFFERIES GROUP INC NEW COM 472319102 2 92 SH DEFINED 18 92 - -
JEFFERSON BANCSHARES INC COM 472375104 114 24,000 SH DEFINED 4 - - 24,000
TEN
JETBLUE AIRWAYS CORP COM 477143101 1,321 242,453 SH DEFINED 2 242,453 - -
JETBLUE AIRWAYS CORP COM 477143101 359 65,955 SH DEFINED 3 60,000 - 5,955
JINPAN INTL LTD ORD G5138L100 148 3,115 SH DEFINED 3 - - 3,115
JINPAN INTL LTD ORD G5138L100 906 19,000 SH DEFINED 4 - - 19,000
JO-ANN STORES INC COM 47758P307 837 23,100 SH DEFINED 4 - 12,000 11,100
JO-ANN STORES INC COM 47758P307 7 186 SH DEFINED 18 186 - -
JOHN BEAN TECHNOLOGIES COM 477839104 31 1,838 SH DEFINED 3 - - 1,838
CORP
JOHN BEAN TECHNOLOGIES COM 477839104 7,061 415,136 SH DEFINED 6 415,136 - -
CORP
JOHN BEAN TECHNOLOGIES COM 477839104 4 237 SH DEFINED 13 237 - -
CORP
JOHN BEAN TECHNOLOGIES COM 477839104 1 74 SH DEFINED 16 74 - -
CORP
JOHN BEAN TECHNOLOGIES COM 477839104 2 145 SH DEFINED 18 145 - -
CORP
JOHN HANCOCK BK &THRIFT SH BEN INT NEW 409735206 956 67,832 SH DEFINED 3 - - 67,832
OPP
JOHN HANCOCK BK &THRIFT SH BEN INT NEW 409735206 11 750 SH DEFINED 16 750 - -
OPP
JOHNSON & JOHNSON COM 478160104 193 3,000 SH DEFINED 1 - 3,000 -
JOHNSON & JOHNSON COM 478160104 163,356 2,536,196 SH DEFINED 2 2,536,196 - -
JOHNSON & JOHNSON COM 478160104 62,273 966,826 SH DEFINED 3 31,739 - 935,087
JOHNSON & JOHNSON COM 478160104 274 4,260 SH DEFINED 4 - 3,400 860
JOHNSON & JOHNSON COM 478160104 161,644 2,509,606 SH DEFINED 6 2,509,606 - -
JOHNSON & JOHNSON COM 478160104 6,176 95,883 SH DEFINED 7 - 95,883 -
JOHNSON & JOHNSON COM 478160104 69 1,070 SH DEFINED 9 1,070 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
JOHNSON & JOHNSON COM 478160104 168 2,605 SH DEFINED 10 2,605 - -
JOHNSON & JOHNSON COM 478160104 335 5,200 SH DEFINED 13 5,200 - -
JOHNSON & JOHNSON COM 478160104 522 8,100 SH DEFINED 14 8,100 - -
JOHNSON & JOHNSON COM 478160104 749 11,624 SH DEFINED 15 11,624 - -
JOHNSON & JOHNSON COM 478160104 755 11,725 SH DEFINED 16 11,725 - -
JOHNSON & JOHNSON COM 478160104 151 2,340 SH DEFINED 17 - - 2,340
JOHNSON & JOHNSON COM 478160104 2,101 32,625 SH DEFINED 18 32,625 - -
JOHNSON & JOHNSON COM 478160104 1 10 SH DEFINED 5;1 10 - -
JOHNSON & JOHNSON COM 478160104 10,577 164,206 SH DEFINED 158,317 5,889 -
JOHNSON & JOHNSON COM 478160104 54,580 847,384 SH SOLE 847,384 - -
JOHNSON & JOHNSON COM 478160104 62,114 964,350 SH DEFINED 5 964,350 - -
JOHNSON & JOHNSON COM 478160104 3,419 53,089 SH DEFINED 8 40,275 12,814 -
JOHNSON CTLS INC COM 478366107 25,881 950,100 SH DEFINED 2 950,100 - -
JOHNSON CTLS INC COM 478366107 3,250 119,324 SH DEFINED 3 7,869 - 111,455
JOHNSON CTLS INC COM 478366107 992 36,400 PUT DEFINED 3 36,400 - -
JOHNSON CTLS INC COM 478366107 46 1,700 SH DEFINED 4 - 1,700 -
JOHNSON CTLS INC COM 478366107 19,892 730,250 SH DEFINED 6 730,250 - -
JOHNSON CTLS INC COM 478366107 41 1,500 SH DEFINED 16 1,500 - -
JOHNSON CTLS INC COM 478366107 82 2,998 SH DEFINED 18 2,998 - -
JOHNSON CTLS INC COM 478366107 6 214 SH DEFINED 214 - -
JOHNSON CTLS INC COM 478366107 321 11,782 SH DEFINED 5 11,782 - -
JOHNSON OUTDOORS INC CL A 479167108 9 969 SH DEFINED 3 - - 969
JOHNSON OUTDOORS INC CL A 479167108 283 29,000 SH DEFINED 4 - - 29,000
JONES APPAREL GROUP INC COM 480074103 459 28,603 SH DEFINED 2 28,603 - -
JONES APPAREL GROUP INC COM 480074103 68 4,252 SH DEFINED 3 - - 4,252
JONES LANG LASALLE INC COM 48020Q107 1 15 SH DEFINED 3 - - 15
JONES SODA CO COM 48023P106 2 4,055 SH DEFINED 3 - - 4,055
JONES SODA CO COM 48023P106 - 400 SH DEFINED 6 400 - -
JONES SODA CO COM 48023P106 1 1,250 SH DEFINED 5 1,250 - -
JOS A BANK CLOTHIERS INC COM 480838101 48 1,147 SH DEFINED 2 1,147 - -
JOS A BANK CLOTHIERS INC COM 480838101 248 5,885 SH DEFINED 3 - - 5,885
JOS A BANK CLOTHIERS INC COM 480838101 464 11,000 SH DEFINED 4 - - 11,000
JOS A BANK CLOTHIERS INC COM 480838101 - - SH DEFINED 5 - - -
JOS A BANK CLOTHIERS INC COM 480838101 8 200 SH DEFINED 8 200 - -
JOURNAL COMMUNICATIONS CL A 481130102 1 182 SH DEFINED 2 182 - -
INC
JOURNAL COMMUNICATIONS CL A 481130102 319 82,000 SH DEFINED 4 - - 82,000
INC
JOY GLOBAL INC COM 481165108 5,492 106,500 SH DEFINED 1 7,600 98,900 -
JOY GLOBAL INC COM 481165108 1,304 25,281 SH DEFINED 3 3,393 - 21,888
JOY GLOBAL INC COM 481165108 464 9,000 SH DEFINED 14 9,000 - -
JOY GLOBAL INC COM 481165108 1 21 SH DEFINED 15 21 - -
JOY GLOBAL INC COM 481165108 24 460 SH DEFINED 17 - - 460
JOY GLOBAL INC COM 481165108 32 627 SH DEFINED 18 627 - -
JOY GLOBAL INC COM 481165108 24 460 SH DEFINED 460 - -
JOY GLOBAL INC COM 481165108 106 2,050 SH DEFINED 5 2,050 - -
JPMORGAN CHASE & CO COM 46625H100 103,637 2,487,085 SH DEFINED 1 349,745 2,137,340 -
JPMORGAN CHASE & CO COM 46625H100 225,443 5,410,204 SH DEFINED 2 5,410,204 - -
JPMORGAN CHASE & CO COM 46625H100 28,759 690,155 SH DEFINED 3 28,809 - 661,346
JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 1,099 38,466 SH DEFINED 3 - - 38,466
JPMORGAN CHASE & CO COM 46625H100 29,434 706,354 SH DEFINED 4 - 304,869 401,485
JPMORGAN CHASE & CO COM 46625H100 8,019 192,439 SH DEFINED 6 192,439 - -
JPMORGAN CHASE & CO COM 46625H100 3,786 90,846 SH DEFINED 7 - 90,846 -
JPMORGAN CHASE & CO COM 46625H100 150 3,610 SH DEFINED 9 3,610 - -
JPMORGAN CHASE & CO COM 46625H100 1,680 40,327 SH DEFINED 10 40,327 - -
JPMORGAN CHASE & CO COM 46625H100 663 15,900 SH DEFINED 11 15,900 - -
JPMORGAN CHASE & CO COM 46625H100 13,087 314,072 SH DEFINED 13 314,072 - -
JPMORGAN CHASE & CO COM 46625H100 844 20,265 SH DEFINED 14 20,265 - -
JPMORGAN CHASE & CO COM 46625H100 887 21,292 SH DEFINED 15 21,292 - -
JPMORGAN CHASE & CO COM 46625H100 631 15,135 SH DEFINED 16 15,135 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
JPMORGAN CHASE & CO COM 46625H100 32 759 SH DEFINED 17 - - 759
JPMORGAN CHASE & CO COM 46625H100 309 7,416 SH DEFINED 18 7,416 - -
JPMORGAN CHASE & CO COM 46625H100 17,850 428,366 SH DEFINED 5;1 428,366 - -
JPMORGAN CHASE & CO COM 46625H100 2,388 57,307 SH DEFINED 49,677 7,630 -
JPMORGAN CHASE & CO COM 46625H100 1,359 32,618 SH SOLE 32,618 - -
JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 23 810 SH DEFINED - 810 -
JPMORGAN CHASE & CO COM 46625H100 30,936 742,407 SH DEFINED 5 742,407 - -
JPMORGAN CHASE & CO COM 46625H100 1,060 25,421 SH DEFINED 8 18,997 6,424 -
JUNIPER NETWORKS INC COM 48203R104 6,457 242,100 SH DEFINED 1 27,500 214,600 -
JUNIPER NETWORKS INC COM 48203R104 19,433 728,657 SH DEFINED 2 728,657 - -
JUNIPER NETWORKS INC COM 48203R104 1,195 44,810 SH DEFINED 3 34,646 - 10,164
JUNIPER NETWORKS INC COM 48203R104 2 75 SH DEFINED 7 - 75 -
JUNIPER NETWORKS INC COM 48203R104 53 2,000 SH DEFINED 16 2,000 - -
JUNIPER NETWORKS INC COM 48203R104 3 108 SH DEFINED 18 108 - -
JUNIPER NETWORKS INC COM 48203R104 17 624 SH DEFINED 624 - -
K SEA TRANSN PARTNERS LP COM 48268Y101 337 29,092 SH DEFINED 3 - - 29,092
K SEA TRANSN PARTNERS LP COM 48268Y101 29 2,500 SH DEFINED 13 2,500 - -
K V PHARMACEUTICAL CO CL A 482740206 1 375 SH DEFINED 3 - - 375
K V PHARMACEUTICAL CO CL A 482740206 37 10,000 SH DEFINED 18 10,000 - -
K12 INC COM 48273U102 1 56 SH DEFINED 3 - - 56
KADANT INC COM 48282T104 12 735 SH DEFINED 3 - - 735
KADANT INC COM 48282T104 - 30 SH DEFINED 5 30 - -
KAISER ALUMINUM CORP COM PAR $0.01 483007704 52 1,240 SH DEFINED 3 - - 1,240
KAMAN CORP COM 483548103 106 4,602 SH DEFINED 2 4,602 - -
KAMAN CORP COM 483548103 2 96 SH DEFINED 3 - - 96
KANSAS CITY LIFE INS CO COM 484836101 214 7,187 SH DEFINED 3 - - 7,187
KANSAS CITY LIFE INS CO COM 484836101 506 17,000 SH DEFINED 4 - - 17,000
KANSAS CITY LIFE INS CO COM 484836101 4 120 SH DEFINED 5 120 - -
KANSAS CITY SOUTHERN COM NEW 485170302 5,453 163,800 SH DEFINED 1 22,000 141,800 -
KANSAS CITY SOUTHERN COM NEW 485170302 469 14,084 SH DEFINED 3 - - 14,084
KANSAS CITY SOUTHERN COM NEW 485170302 519 15,600 SH DEFINED 15,600 - -
KAPSTONE PAPER & COM 48562P103 8 862 SH DEFINED 5 862 - -
PACKAGING C
KAR AUCTION SVCS INC COM 48238T109 1,813 131,500 SH DEFINED 3 130,000 - 1,500
KAYDON CORP COM 486587108 612 17,105 SH DEFINED 2 17,105 - -
KAYDON CORP COM 486587108 - 2 SH DEFINED 3 - - 2
KAYDON CORP COM 486587108 132 3,700 SH DEFINED 4 - 3,700 -
KAYNE ANDERSON ENERGY COM 48660Q102 28 1,899 SH DEFINED 3 - - 1,899
DEV CO
KAYNE ANDERSON ENRGY TTL COM 48660P104 1,849 80,050 SH DEFINED 3 - - 80,050
RT
KAYNE ANDERSON MLP COM 486606106 2,513 100,362 SH DEFINED 3 - - 100,362
INVSMNT C
KB FINANCIAL GROUP INC SPONSORED ADR 48241A105 59 1,155 SH DEFINED 2 1,155 - -
KB FINANCIAL GROUP INC SPONSORED ADR 48241A105 36 700 SH DEFINED 14 700 - -
KB FINANCIAL GROUP INC SPONSORED ADR 48241A105 71 1,400 SH DEFINED 16 1,400 - -
KB FINANCIAL GROUP INC SPONSORED ADR 48241A105 13 250 SH DEFINED 5 250 - -
KB HOME COM 48666K109 900 65,804 SH DEFINED 2 65,804 - -
KB HOME COM 48666K109 2,778 203,100 SH DEFINED 3 200,300 - 2,800
KB HOME COM 48666K109 10 700 SH DEFINED 16 700 - -
KB HOME COM 48666K109 4 300 SH DEFINED 5 300 - -
KBR INC COM 48242W106 132 6,970 SH DEFINED 3 - - 6,970
KBR INC COM 48242W106 19 1,000 SH DEFINED 16 1,000 - -
KBR INC COM 48242W106 16 822 SH DEFINED 18 822 - -
KBR INC COM 48242W106 14 720 SH SOLE 720 - -
KBR INC COM 48242W106 108 5,700 SH DEFINED 5 5,700 - -
KEEGAN RES INC COM 487275109 11,344 1,800,000 SH DEFINED 1 - 1,800,000 -
KELLOGG CO COM 487836108 1,992 37,446 SH DEFINED 1 - 37,446 -
KELLOGG CO COM 487836108 5,589 105,052 SH DEFINED 2 105,052 - -
KELLOGG CO COM 487836108 2,594 48,756 SH DEFINED 3 2,758 - 45,998
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
KELLOGG CO COM 487836108 13,822 259,810 SH DEFINED 4 - 119,445 140,365
KELLOGG CO COM 487836108 293 5,500 SH DEFINED 7 - 5,500 -
KELLOGG CO COM 487836108 266 5,000 SH DEFINED 14 5,000 - -
KELLOGG CO COM 487836108 48 900 SH DEFINED 15 900 - -
KELLOGG CO COM 487836108 209 3,925 SH DEFINED 16 3,925 - -
KELLOGG CO COM 487836108 29 552 SH DEFINED 18 552 - -
KELLOGG CO COM 487836108 3 50 SH DEFINED 50 - -
KELLOGG CO COM 487836108 10 182 SH SOLE 182 - -
KELLOGG CO COM 487836108 823 15,453 SH DEFINED 5 15,453 - -
KELLOGG CO COM 487836108 50 948 SH DEFINED 8 948 - -
KELLY SVCS INC CL A 488152208 1 100 SH DEFINED 7 - 100 -
KENNAMETAL INC COM 489170100 1 50 SH DEFINED 3 - - 50
KENNAMETAL INC COM 489170100 5 204 SH DEFINED 5 204 - -
KENSEY NASH CORP COM 490057106 8 300 SH DEFINED 3 - - 300
KENSEY NASH CORP COM 490057106 13,768 539,928 SH DEFINED 4 - 321,418 218,510
KERYX BIOPHARMACEUTICALS COM 492515101 14 5,661 SH DEFINED 3 - - 5,661
INC
KEWAUNEE SCIENTIFIC CORP COM 492854104 102 7,100 SH DEFINED 4 - - 7,100
KEY TECHNOLOGY INC COM 493143101 1 64 SH DEFINED 3 - - 64
KEY TECHNOLOGY INC COM 493143101 141 12,000 SH DEFINED 4 - - 12,000
KEYCORP NEW COM 493267108 6,460 1,163,901 SH DEFINED 2 1,163,901 - -
KEYCORP NEW COM 493267108 6,147 1,107,572 SH DEFINED 3 188,981 - 918,591
KEYCORP NEW PFD 7.75% SR A 493267405 561 7,000 PRN DEFINED 3 - - 7,000
KEYCORP NEW COM 493267108 2 330 SH DEFINED 16 330 - -
KEYCORP NEW COM 493267108 8 1,472 SH DEFINED 18 1,472 - -
KEYCORP NEW COM 493267108 389 70,000 SH DEFINED 70,000 - -
KEYCORP NEW COM 493267108 646 116,563 SH DEFINED 5 116,563 - -
KEYCORP NEW COM 493267108 6 1,000 SH DEFINED 8 1,000 - -
KEYNOTE SYS INC COM 493308100 524 48,000 SH DEFINED 4 - - 48,000
KFORCE INC COM 493732101 26 2,087 SH DEFINED 2 2,087 - -
KFORCE INC COM 493732101 788 63,000 SH DEFINED 4 - - 63,000
KHD HUMBOLDT WEDAG INTL COM 482462108 111 8,141 SH DEFINED 3 - - 8,141
LTD
KHD HUMBOLDT WEDAG INTL COM 482462108 939 69,000 SH DEFINED 4 - - 69,000
LTD
KHD HUMBOLDT WEDAG INTL COM 482462108 - 20 SH DEFINED 5 20 - -
LTD
KILROY RLTY CORP COM 49427F108 142 4,633 SH DEFINED 2 4,633 - -
KILROY RLTY CORP COM 49427F108 87 2,825 SH DEFINED 3 - - 2,825
KIMBALL INTL INC CL B 494274103 469 55,000 SH DEFINED 4 - - 55,000
KIMBER RES INC COM 49435N101 1 1,000 SH DEFINED 3 - - 1,000
KIMBERLY CLARK CORP COM 494368103 23,262 365,120 SH DEFINED 2 365,120 - -
KIMBERLY CLARK CORP COM 494368103 9,625 151,076 SH DEFINED 3 4,636 - 146,440
KIMBERLY CLARK CORP COM 494368103 66 1,031 SH DEFINED 7 - 1,031 -
KIMBERLY CLARK CORP COM 494368103 178 2,800 SH DEFINED 14 2,800 - -
KIMBERLY CLARK CORP COM 494368103 287 4,500 SH DEFINED 17 - - 4,500
KIMBERLY CLARK CORP COM 494368103 102 1,601 SH DEFINED 18 1,601 - -
KIMBERLY CLARK CORP COM 494368103 217 3,410 SH DEFINED 3,128 282 -
KIMBERLY CLARK CORP COM 494368103 739 11,600 SH SOLE 11,600 - -
KIMBERLY CLARK CORP COM 494368103 3,127 49,088 SH DEFINED 5 49,088 - -
KIMBERLY CLARK CORP COM 494368103 176 2,757 SH DEFINED 8 2,757 - -
KIMCO REALTY CORP COM 49446R109 6,562 484,991 SH DEFINED 2 484,991 - -
KIMCO REALTY CORP COM 49446R109 144 10,632 SH DEFINED 3 4,136 - 6,496
KIMCO REALTY CORP COM 49446R109 136 10,041 SH DEFINED 5 10,041 - -
KINDER MORGAN ENERGY UT LTD PARTNER 494550106 18,261 299,454 SH DEFINED 3 140,000 - 159,454
PARTNER
KINDER MORGAN ENERGY UT LTD PARTNER 494550106 152 2,500 SH DEFINED 15 2,500 - -
PARTNER
KINDER MORGAN ENERGY UT LTD PARTNER 494550106 247 4,050 SH DEFINED 16 4,050 - -
PARTNER
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
KINDER MORGAN ENERGY UT LTD PARTNER 494550106 10 160 SH DEFINED 18 160 - -
PARTNER
KINDER MORGAN ENERGY UT LTD PARTNER 494550106 318 5,216 SH DEFINED 4,786 430 -
PARTNER
KINDER MORGAN ENERGY UT LTD PARTNER 494550106 1,051 17,243 SH DEFINED 5 17,243 - -
PARTNER
KINDER MORGAN ENERGY UT LTD PARTNER 494550106 52 850 SH DEFINED 8 850 - -
PARTNER
KINDER MORGAN MANAGEMENT SHS 49455U100 325 5,942 SH DEFINED 2 5,942 - -
LLC
KINDER MORGAN MANAGEMENT SHS 49455U100 1,799 32,922 SH DEFINED 3 - - 32,922
LLC
KINDER MORGAN MANAGEMENT SHS 49455U100 6 109 SH DEFINED 5 109 - -
LLC
KINDRED HEALTHCARE INC COM 494580103 16 841 SH DEFINED 3 - - 841
KINETIC CONCEPTS INC COM NEW 49460W208 126 3,340 SH DEFINED 3 - - 3,340
KINETIC CONCEPTS INC COM NEW 49460W208 1,713 45,500 SH DEFINED 4 - 23,400 22,100
KINETIC CONCEPTS INC COM NEW 49460W208 1,841 48,900 SH DEFINED 7 - 48,900 -
KINETIC CONCEPTS INC COM NEW 49460W208 26 680 SH DEFINED 15 680 - -
KINETIC CONCEPTS INC COM NEW 49460W208 11 280 SH DEFINED 280 - -
KINETIC CONCEPTS INC COM NEW 49460W208 191 5,065 SH DEFINED 5 5,065 - -
KINETIC CONCEPTS INC COM NEW 49460W208 75 1,988 SH DEFINED 8 138 1,850 -
KING PHARMACEUTICALS INC COM 495582108 3,861 314,696 SH DEFINED 2 314,696 - -
KING PHARMACEUTICALS INC COM 495582108 72 5,828 SH DEFINED 3 2,748 - 3,080
KINGSWAY FINL SVCS INC COM 496904103 227 130,300 SH DEFINED 6 130,300 - -
KINGSWAY FINL SVCS INC COM 496904103 1 773 SH SOLE 773 - -
KINGSWAY FINL SVCS INC COM 496904103 5 2,961 SH DEFINED 5 2,961 - -
KINROSS GOLD CORP COM NO PAR 496902404 61,675 3,349,639 SH DEFINED 1 68,230 3,281,409 -
KINROSS GOLD CORP COM NO PAR 496902404 579 31,466 SH DEFINED 3 50 - 31,416
KINROSS GOLD CORP COM NO PAR 496902404 53 2,900 SH DEFINED 6 2,900 - -
KINROSS GOLD CORP COM NO PAR 496902404 216 11,740 SH DEFINED 7 - 11,740 -
KINROSS GOLD CORP COM NO PAR 496902404 64 3,467 SH DEFINED 13 3,467 - -
KINROSS GOLD CORP COM NO PAR 496902404 32 1,715 SH DEFINED 15 1,715 - -
KINROSS GOLD CORP COM NO PAR 496902404 37,713 2,048,216 SH DEFINED 5;1 2,048,216 - -
KINROSS GOLD CORP COM NO PAR 496902404 709 38,516 SH DEFINED 18,516 20,000 -
KINROSS GOLD CORP COM NO PAR 496902404 57,901 3,144,677 SH SOLE 3,144,677 - -
KINROSS GOLD CORP COM NO PAR 496902404 37,332 2,027,503 SH DEFINED 5 2,027,503 - -
KINROSS GOLD CORP COM NO PAR 496902404 586 31,800 CALL DEFINED 5 31,800 - -
KINROSS GOLD CORP COM NO PAR 496902404 188 10,200 PUT DEFINED 5 10,200 - -
KINROSS GOLD CORP COM NO PAR 496902404 1,021 55,489 SH DEFINED 8 54,914 575 -
KIRBY CORP COM 497266106 38 1,104 SH DEFINED 2 1,104 - -
KIRBY CORP COM 497266106 47 1,350 SH DEFINED 3 - - 1,350
KIRBY CORP COM 497266106 79 2,260 SH DEFINED 2,260 - -
KIRKLANDS INC COM 497498105 338 19,461 SH DEFINED 3 - - 19,461
KITE RLTY GROUP TR COM 49803T102 4 950 SH DEFINED 3 - - 950
KKR FINANCIAL HLDGS LLC COM 48248A306 9 1,494 SH DEFINED 3 - - 1,494
KKR FINANCIAL HLDGS LLC COM 48248A306 339 58,436 SH DEFINED 4 - 58,436 -
KLA-TENCOR CORP COM 482480100 6,617 183,000 SH DEFINED 1 20,500 162,500 -
KLA-TENCOR CORP COM 482480100 4,683 129,505 SH DEFINED 2 129,505 - -
KLA-TENCOR CORP COM 482480100 112 3,109 SH DEFINED 3 1,949 - 1,160
KLA-TENCOR CORP COM 482480100 12 326 SH DEFINED 5 326 - -
KNIGHT CAPITAL GROUP INC CL A 499005106 210 13,611 SH DEFINED 2 13,611 - -
KNIGHT CAPITAL GROUP INC CL A 499005106 37 2,400 SH DEFINED 3 - - 2,400
KNIGHT CAPITAL GROUP INC CL A 499005106 590 38,300 SH DEFINED 4 - 5,300 33,000
KNIGHT CAPITAL GROUP INC CL A 499005106 185 12,000 SH DEFINED 12,000 - -
KNIGHT CAPITAL GROUP INC CL A 499005106 404 26,241 SH DEFINED 5 26,241 - -
KNIGHT CAPITAL GROUP INC CL A 499005106 8 523 SH DEFINED 8 523 - -
KNIGHT TRANSN INC COM 499064103 48 2,500 SH DEFINED 3 - - 2,500
KNIGHT TRANSN INC COM 499064103 15,765 817,275 SH DEFINED 4 - 619,305 197,970
KNIGHTSBRIDGE TANKERS LTD ORD G5299G106 18 1,370 SH DEFINED 3 - - 1,370
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
KNIGHTSBRIDGE TANKERS LTD ORD G5299G106 623 47,000 SH DEFINED 4 - - 47,000
KNIGHTSBRIDGE TANKERS LTD ORD G5299G106 11 855 SH DEFINED 5 855 - -
KNOLL INC COM NEW 498904200 2 225 SH DEFINED 18 225 - -
KOBEX MINERALS INC COM 49989C105 1 920 SH DEFINED 5 920 - -
KODIAK OIL & GAS CORP COM 50015Q100 51 23,007 SH DEFINED 3 6,057 - 16,950
KODIAK OIL & GAS CORP COM 50015Q100 5 2,252 SH DEFINED 5 2,252 - -
KOHLBERG CAPITAL CORP COM 500233101 497 109,022 SH DEFINED 3 - - 109,022
KOHLS CORP COM 500255104 57,009 1,057,100 SH DEFINED 1 107,500 949,600 -
KOHLS CORP COM 500255104 23,941 443,920 SH DEFINED 2 443,920 - -
KOHLS CORP COM 500255104 3,107 57,613 SH DEFINED 3 29,342 - 28,271
KOHLS CORP COM 500255104 507 9,410 SH DEFINED 4 - 9,410 -
KOHLS CORP COM 500255104 1,079 20,015 SH DEFINED 7 - 20,015 -
KOHLS CORP COM 500255104 57 1,065 SH DEFINED 9 1,065 - -
KOHLS CORP COM 500255104 18 335 SH DEFINED 10 335 - -
KOHLS CORP COM 500255104 270 5,000 SH DEFINED 14 5,000 - -
KOHLS CORP COM 500255104 65 1,200 SH DEFINED 15 1,200 - -
KOHLS CORP COM 500255104 13 240 SH DEFINED 18 240 - -
KOHLS CORP COM 500255104 17,350 321,720 SH DEFINED 5;1 321,720 - -
KOHLS CORP COM 500255104 525 9,739 SH DEFINED 9,739 - -
KOHLS CORP COM 500255104 28 512 SH SOLE 512 - -
KOHLS CORP COM 500255104 12,336 228,736 SH DEFINED 5 228,736 - -
KOHLS CORP COM 500255104 364 6,754 SH DEFINED 8 6,134 620 -
KONGZHONG CORP SPONSORED ADR 50047P104 452 36,482 SH DEFINED 3 - - 36,482
KONINKLIJKE PHILIPS NY REG SH NEW 500472303 262 8,911 SH DEFINED 3 3,200 - 5,711
ELECTRS
KONINKLIJKE PHILIPS NY REG SH NEW 500472303 339 11,523 SH DEFINED 17 - - 11,523
ELECTRS
KONINKLIJKE PHILIPS NY REG SH NEW 500472303 672 22,837 SH DEFINED 5 22,837 - -
ELECTRS
KOPPERS HOLDINGS INC COM 50060P106 105 3,438 SH DEFINED 2 3,438 - -
KOPPERS HOLDINGS INC COM 50060P106 2 76 SH DEFINED 3 - - 76
KOPPERS HOLDINGS INC COM 50060P106 7,041 231,300 SH DEFINED 4 - 85,100 146,200
KOREA ELECTRIC PWR SPONSORED ADR 500631106 54 3,719 SH DEFINED 3 - - 3,719
KOREA ELECTRIC PWR SPONSORED ADR 500631106 1 45 SH DEFINED 7 - 45 -
KOREA ELECTRIC PWR SPONSORED ADR 500631106 81 5,600 SH DEFINED 16 5,600 - -
KOREA ELECTRIC PWR SPONSORED ADR 500631106 14 930 SH DEFINED 18 930 - -
KOREA ELECTRIC PWR SPONSORED ADR 500631106 17 1,200 SH DEFINED 1,200 - -
KOREA ELECTRIC PWR SPONSORED ADR 500631106 9 612 SH DEFINED 5 612 - -
KOREA FD COM NEW 500634209 8 218 SH DEFINED 3 - - 218
KOREA FD COM NEW 500634209 80 2,251 SH DEFINED 16 2,251 - -
KORN FERRY INTL COM NEW 500643200 336 20,338 SH DEFINED 2 20,338 - -
KRAFT FOODS INC CL A 50075N104 56,175 2,066,763 SH DEFINED 2 2,066,763 - -
KRAFT FOODS INC CL A 50075N104 11,434 420,670 SH DEFINED 3 20,498 - 400,172
KRAFT FOODS INC CL A 50075N104 481 17,683 SH DEFINED 7 - 17,683 -
KRAFT FOODS INC CL A 50075N104 68 2,515 SH DEFINED 10 2,515 - -
KRAFT FOODS INC CL A 50075N104 252 9,285 SH DEFINED 13 9,285 - -
KRAFT FOODS INC CL A 50075N104 252 9,286 SH DEFINED 14 9,286 - -
KRAFT FOODS INC CL A 50075N104 65 2,380 SH DEFINED 15 2,380 - -
KRAFT FOODS INC CL A 50075N104 179 6,591 SH DEFINED 16 6,591 - -
KRAFT FOODS INC CL A 50075N104 64 2,360 SH DEFINED 17 - - 2,360
KRAFT FOODS INC CL A 50075N104 69 2,522 SH DEFINED 18 2,522 - -
KRAFT FOODS INC CL A 50075N104 1 23 SH DEFINED 5;1 23 - -
KRAFT FOODS INC CL A 50075N104 76 2,799 SH DEFINED 2,799 - -
KRAFT FOODS INC CL A 50075N104 1,623 59,703 SH SOLE 59,703 - -
KRAFT FOODS INC CL A 50075N104 20,525 755,167 SH DEFINED 5 755,167 - -
KRAFT FOODS INC CL A 50075N104 631 23,196 SH DEFINED 8 18,981 4,215 -
KRISPY KREME DOUGHNUTS COM 501014104 2 700 SH DEFINED 3 - - 700
INC
KRISPY KREME DOUGHNUTS COM 501014104 - 100 SH DEFINED 5 100 - -
INC
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
KROGER CO COM 501044101 17,895 871,641 SH DEFINED 2 871,641 - -
KROGER CO COM 501044101 3,150 153,442 SH DEFINED 3 108,258 - 45,184
KROGER CO COM 501044101 57 2,760 SH DEFINED 7 - 2,760 -
KROGER CO COM 501044101 16 800 SH DEFINED 9 800 - -
KROGER CO COM 501044101 226 11,000 SH DEFINED 14 11,000 - -
KROGER CO COM 501044101 18 890 SH DEFINED 15 890 - -
KROGER CO COM 501044101 10 500 SH DEFINED 16 500 - -
KROGER CO COM 501044101 12 604 SH DEFINED 18 604 - -
KROGER CO COM 501044101 1 55 SH DEFINED 5;1 55 - -
KROGER CO COM 501044101 161 7,845 SH DEFINED 7,845 - -
KROGER CO COM 501044101 381 18,547 SH DEFINED 5 18,547 - -
KROGER CO COM 501044101 14 700 SH DEFINED 8 - 700 -
KT CORP SPONSORED ADR 48268K101 214 12,728 SH DEFINED 2 12,728 - -
KT CORP SPONSORED ADR 48268K101 94 5,613 SH DEFINED 3 - - 5,613
KT CORP SPONSORED ADR 48268K101 1 54 SH DEFINED 7 - 54 -
KT CORP SPONSORED ADR 48268K101 9,649 573,675 SH OTHER S;6 573,675 - -
KT CORP SPONSORED ADR 48268K101 6 358 SH DEFINED 5 358 - -
KUBOTA CORP ADR 501173207 5 108 SH DEFINED 18 108 - -
KULICKE & SOFFA INDS INC COM 501242101 64 11,900 SH DEFINED 1 - 11,900 -
KULICKE & SOFFA INDS INC COM 501242101 255 47,271 SH DEFINED 3 - - 47,271
KVH INDS INC COM 482738101 1 100 SH DEFINED 3 - - 100
KYOCERA CORP ADR 501556203 62 700 SH DEFINED 3 - - 700
KYOCERA CORP ADR 501556203 - - SH DEFINED 8 - - -
L-1 IDENTITY SOLUTIONS COM 50212A106 15 2,000 SH DEFINED 3 - - 2,000
INC
L-1 IDENTITY SOLUTIONS COM 50212A106 1,111 148,339 SH DEFINED 7 - 148,339 -
INC
L-1 IDENTITY SOLUTIONS COM 50212A106 6 740 SH DEFINED 15 740 - -
INC
L-1 IDENTITY SOLUTIONS COM 50212A106 5 705 SH DEFINED 705 - -
INC
L-1 IDENTITY SOLUTIONS COM 50212A106 31 4,086 SH DEFINED 5 4,086 - -
INC
L-1 IDENTITY SOLUTIONS COM 50212A106 40 5,365 SH DEFINED 8 - 5,365 -
INC
L-3 COMMUNICATIONS HLDGS COM 502424104 11,341 130,430 SH DEFINED 2 130,430 - -
INC
L-3 COMMUNICATIONS HLDGS COM 502424104 2,453 28,213 SH DEFINED 3 11,850 - 16,363
INC
L-3 COMMUNICATIONS HLDGS COM 502424104 1,330 15,300 PUT DEFINED 3 15,300 - -
INC
L-3 COMMUNICATIONS HLDGS COM 502424104 760 8,738 SH DEFINED 10 8,738 - -
INC
L-3 COMMUNICATIONS HLDGS COM 502424104 42 479 SH DEFINED 14 479 - -
INC
L-3 COMMUNICATIONS HLDGS COM 502424104 40 462 SH DEFINED 15 462 - -
INC
L-3 COMMUNICATIONS HLDGS COM 502424104 79 905 SH DEFINED 17 - - 905
INC
L-3 COMMUNICATIONS HLDGS COM 502424104 67 768 SH DEFINED 18 768 - -
INC
L-3 COMMUNICATIONS HLDGS COM 502424104 672 7,728 SH DEFINED 7,728 - -
INC
L-3 COMMUNICATIONS HLDGS COM 502424104 121 1,390 SH SOLE 1,390 - -
INC
L-3 COMMUNICATIONS HLDGS COM 502424104 2,865 32,952 SH DEFINED 5 32,952 - -
INC
L-3 COMMUNICATIONS HLDGS COM 502424104 280 3,221 SH DEFINED 8 3,221 - -
INC
LA BARGE INC COM 502470107 7,293 605,194 SH DEFINED 4 - 142,300 462,894
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
LA Z BOY INC COM 505336107 1 100 SH DEFINED 2 100 - -
LA Z BOY INC COM 505336107 667 70,000 SH DEFINED 4 - - 70,000
LABOPHARM INC COM 504905100 62 30,000 SH DEFINED 7 - 30,000 -
LABOPHARM INC COM 504905100 96 46,176 SH DEFINED 5 46,176 - -
LABORATORY CORP AMER COM NEW 50540R409 157 2,100 SH DEFINED 1 - 2,100 -
HLDGS
LABORATORY CORP AMER COM NEW 50540R409 11,877 158,702 SH DEFINED 2 158,702 - -
HLDGS
LABORATORY CORP AMER COM NEW 50540R409 4,817 64,358 SH DEFINED 3 56,201 - 8,157
HLDGS
LABORATORY CORP AMER NOTE 50540RAG7 4,793 4,748,000 PRN DEFINED 3 4,748,000 - -
HLDGS
LABORATORY CORP AMER COM NEW 50540R409 786 10,500 SH DEFINED 4 - 1,500 9,000
HLDGS
LABORATORY CORP AMER COM NEW 50540R409 589 7,871 SH DEFINED 10 7,871 - -
HLDGS
LABORATORY CORP AMER COM NEW 50540R409 41 542 SH DEFINED 16 542 - -
HLDGS
LABORATORY CORP AMER COM NEW 50540R409 7 100 SH DEFINED 18 100 - -
HLDGS
LABORATORY CORP AMER COM NEW 50540R409 6 85 SH DEFINED 5;1 85 - -
HLDGS
LABORATORY CORP AMER COM NEW 50540R409 95 1,275 SH DEFINED 1,275 - -
HLDGS
LABORATORY CORP AMER COM NEW 50540R409 157 2,100 SH DEFINED 5 2,100 - -
HLDGS
LABRANCHE & CO INC COM 505447102 3 1,227 SH DEFINED 3 - - 1,227
LABRANCHE & CO INC COM 505447102 162 56,930 SH DEFINED 4 - - 56,930
LACLEDE GROUP INC COM 505597104 40 1,183 SH DEFINED 3 - - 1,183
LACROSSE FOOTWEAR INC COM 505688101 29 2,353 SH DEFINED 3 - - 2,353
LADENBURG THALMAN FIN COM 50575Q102 - 91 SH DEFINED 3 - - 91
SVCS I
LADISH INC COM NEW 505754200 891 59,180 SH DEFINED 3 58,680 - 500
LADISH INC COM NEW 505754200 557 37,000 SH DEFINED 4 - - 37,000
LAKELAND BANCORP INC COM 511637100 3 400 SH DEFINED 3 - - 400
LAKELAND FINL CORP COM 511656100 4 209 SH DEFINED 18 209 - -
LAKELAND INDS INC COM 511795106 476 58,310 SH DEFINED 4 - - 58,310
LAKES ENTMNT INC COM 51206P109 17 6,750 SH DEFINED 3 - - 6,750
LAM RESEARCH CORP COM 512807108 1,192 30,400 SH DEFINED 1 - 30,400 -
LAM RESEARCH CORP COM 512807108 276 7,027 SH DEFINED 3 - - 7,027
LAM RESEARCH CORP COM 512807108 118 3,005 SH DEFINED 3,005 - -
LAMAR ADVERTISING CO CL A 512815101 466 15,000 SH DEFINED 3 15,000 - -
LAN AIRLINES S A SPONSORED ADR 501723100 23 1,396 SH DEFINED 3 - - 1,396
LANCASTER COLONY CORP COM 513847103 72 1,441 SH DEFINED 3 - - 1,441
LANCE INC COM 514606102 93 3,518 SH DEFINED 3 - - 3,518
LANDAUER INC COM 51476K103 553 9,000 SH DEFINED 3 - - 9,000
LANDAUER INC COM 51476K103 3,825 62,300 SH DEFINED 4 - 23,400 38,900
LANDEC CORP COM 514766104 9 1,500 SH DEFINED 3 - - 1,500
LANDEC CORP COM 514766104 1,548 248,100 SH DEFINED 4 - 38,300 209,800
LANDEC CORP COM 514766104 1 183 SH DEFINED 18 183 - -
LANDEC CORP COM 514766104 3 410 SH DEFINED 410 - -
LANDRYS RESTAURANTS INC COM 51508L103 9 400 PUT DEFINED 3 400 - -
LANDRYS RESTAURANTS INC COM 51508L103 468 22,000 SH DEFINED 4 - - 22,000
LANDSTAR SYS INC COM 515098101 334 8,612 SH DEFINED 2 8,612 - -
LANDSTAR SYS INC COM 515098101 157 4,053 SH DEFINED 3 - - 4,053
LANDSTAR SYS INC COM 515098101 5,790 149,334 SH DEFINED 4 - 102,444 46,890
LANDSTAR SYS INC COM 515098101 14 353 SH DEFINED 353 - -
LANDSTAR SYS INC COM 515098101 - - SH DEFINED 5 - - -
LANDSTAR SYS INC COM 515098101 8 200 SH DEFINED 8 200 - -
LANNET INC COM 516012101 104 17,601 SH DEFINED 3 - - 17,601
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
LANNET INC COM 516012101 177 30,000 SH DEFINED 4 - - 30,000
LAS VEGAS SANDS CORP COM 517834107 2,147 143,720 SH DEFINED 3 137,076 - 6,644
LAS VEGAS SANDS CORP COM 517834107 194 13,000 SH DEFINED 5 13,000 - -
LASALLE HOTEL PPTYS COM SH BEN INT 517942108 5 218 SH DEFINED 3 - - 218
LASALLE HOTEL PPTYS COM SH BEN INT 517942108 2,308 108,700 SH DEFINED 4 - 38,500 70,200
LASERCARD CORP COM 51807U101 185 31,856 SH DEFINED 3 - - 31,856
LATIN AMER EQUITY FD INC COM 51827Q106 84 2,120 SH DEFINED 3 - - 2,120
NEW
LATIN AMER EQUITY FD INC COM 51827Q106 53 1,349 SH DEFINED 16 1,349 - -
NEW
LATIN AMER EQUITY FD INC COM 51827Q106 107 2,714 SH DEFINED 5 2,714 - -
NEW
LATIN AMERN DISCOVERY FD COM 51828C106 5 300 SH DEFINED 3 - - 300
INC
LATTICE SEMICONDUCTOR COM 518415104 7 2,690 SH DEFINED 2 2,690 - -
CORP
LATTICE SEMICONDUCTOR COM 518415104 79 29,250 SH DEFINED 3 - - 29,250
CORP
LATTICE SEMICONDUCTOR COM 518415104 3 935 SH DEFINED 18 935 - -
CORP
LAUDER ESTEE COS INC CL A 518439104 832 17,200 SH DEFINED 1 - 17,200 -
LAUDER ESTEE COS INC CL A 518439104 7,065 146,091 SH DEFINED 2 146,091 - -
LAUDER ESTEE COS INC CL A 518439104 70 1,453 SH DEFINED 3 1,363 - 90
LAUDER ESTEE COS INC CL A 518439104 19 400 SH DEFINED 9 400 - -
LAUDER ESTEE COS INC CL A 518439104 24 500 SH DEFINED 15 500 - -
LAUDER ESTEE COS INC CL A 518439104 81 1,679 SH DEFINED 1,679 - -
LAUDER ESTEE COS INC CL A 518439104 15 300 SH DEFINED 5 300 - -
LAWSON SOFTWARE INC NEW COM 52078P102 572 86,013 SH DEFINED 2 86,013 - -
LAWSON SOFTWARE INC NEW COM 52078P102 27 4,100 SH DEFINED 3 - - 4,100
LAWSON SOFTWARE INC NEW COM 52078P102 2 339 SH DEFINED 18 339 - -
LAYNE CHRISTENSEN CO COM 521050104 52 1,801 SH DEFINED 2 1,801 - -
LAYNE CHRISTENSEN CO COM 521050104 256 8,900 SH DEFINED 3 8,900 - -
LAYNE CHRISTENSEN CO COM 521050104 7 248 SH DEFINED 18 248 - -
LAZARD GLB TTL RET&INCM COM 52106W103 314 21,072 SH DEFINED 3 - - 21,072
FD I
LAZARD GLB TTL RET&INCM COM 52106W103 1,580 106,107 SH DEFINED 5 106,107 - -
FD I
LAZARD GLB TTL RET&INCM COM 52106W103 42 2,800 SH DEFINED 8 2,800 - -
FD I
LAZARD LTD SHS A G54050102 4,932 129,900 SH DEFINED 1 17,200 112,700 -
LAZARD LTD SHS A G54050102 585 15,406 SH DEFINED 2 15,406 - -
LAZARD LTD SHS A G54050102 97 2,560 SH DEFINED 3 - - 2,560
LAZARD LTD SHS A G54050102 3 66 SH DEFINED 18 66 - -
LAZARD WORLD DIVID & COM 521076109 90 8,035 SH DEFINED 3 - - 8,035
INCOME
LAZARE KAPLAN INTL INC COM 521078105 1 95,270 SH DEFINED 4 - - 95,270
LCA-VISION INC COM PAR $.001 501803308 - 48 SH DEFINED 3 - - 48
LDK SOLAR CO LTD SPONSORED ADR 50183L107 7 1,000 SH DEFINED 3 - - 1,000
LDK SOLAR CO LTD SPONSORED ADR 50183L107 5 730 SH DEFINED 7 - 730 -
LDK SOLAR CO LTD SPONSORED ADR 50183L107 42 6,014 SH DEFINED 13 6,014 - -
LDK SOLAR CO LTD SPONSORED ADR 50183L107 - 19 SH DEFINED 5 19 - -
LDK SOLAR CO LTD SPONSORED ADR 50183L107 1 100 SH DEFINED 8 100 - -
LEADING BRANDS INC COM 52170U108 3 6,500 SH DEFINED 3 - - 6,500
LEAP WIRELESS INTL INC COM NEW 521863308 19 1,080 SH DEFINED 3 - - 1,080
LEAP WIRELESS INTL INC COM NEW 521863308 6 333 SH DEFINED 18 333 - -
LEAPFROG ENTERPRISES INC CL A 52186N106 10 2,441 SH DEFINED 2 2,441 - -
LEAPFROG ENTERPRISES INC CL A 52186N106 24 6,016 SH DEFINED 3 - - 6,016
LEAR CORP COM NEW 521865204 3,382 50,000 SH DEFINED 3 50,000 - -
LEARNING TREE INTL INC COM 522015106 6 473 SH DEFINED 3 - - 473
LECG CORP COM 523234102 1 475 SH DEFINED 3 - - 475
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
LECG CORP COM 523234102 191 64,000 SH DEFINED 4 - - 64,000
LEE ENTERPRISES INC COM 523768109 167 48,000 SH DEFINED 4 - - 48,000
LEGACY RESERVES LP UNIT LP INT 524707304 4,944 251,328 SH DEFINED 3 - - 251,328
LEGACY RESERVES LP UNIT LP INT 524707304 - - SH DEFINED 5 - - -
LEGACY RESERVES LP UNIT LP INT 524707304 59 3,000 SH DEFINED 8 3,000 - -
LEGG MASON INC COM 524901105 7,358 243,974 SH DEFINED 2 243,974 - -
LEGG MASON INC COM 524901105 342 11,346 SH DEFINED 3 1,788 - 9,558
LEGG MASON INC COM 524901105 151 5,000 SH DEFINED 14 5,000 - -
LEGG MASON INC COM 524901105 21 700 SH DEFINED 18 700 - -
LEGG MASON INC COM 524901105 1,418 47,000 SH DEFINED 5 47,000 - -
LEGG MASON INC COM 524901105 63 2,100 SH DEFINED 8 2,100 - -
LEGGETT & PLATT INC COM 524660107 4,581 224,579 SH DEFINED 2 224,579 - -
LEGGETT & PLATT INC COM 524660107 92 4,497 SH DEFINED 3 1,712 - 2,785
LEGGETT & PLATT INC COM 524660107 28 1,360 SH DEFINED 5 1,360 - -
LENDER PROCESSING SVCS COM 52602E102 416 10,235 SH DEFINED 2 10,235 - -
INC
LENDER PROCESSING SVCS COM 52602E102 79 1,949 SH DEFINED 3 - - 1,949
INC
LENDER PROCESSING SVCS COM 52602E102 5 133 SH DEFINED 133 - -
INC
LENNAR CORP CL A 526057104 3,184 249,346 SH DEFINED 2 249,346 - -
LENNAR CORP CL B 526057302 3 348 SH DEFINED 2 348 - -
LENNAR CORP CL A 526057104 1,032 80,812 SH DEFINED 3 76,569 - 4,243
LENNAR CORP CL B 526057302 2,931 297,826 SH DEFINED 3 297,826 - -
LENNAR CORP CL A 526057104 - - SH DEFINED 5 - - -
LENNAR CORP CL A 526057104 2 175 SH DEFINED 8 175 - -
LENNOX INTL INC COM 526107107 4,882 125,040 SH DEFINED 3 - - 125,040
LEUCADIA NATL CORP COM 527288104 5,982 251,467 SH DEFINED 2 251,467 - -
LEUCADIA NATL CORP COM 527288104 1,380 58,011 SH DEFINED 3 24,295 - 33,716
LEUCADIA NATL CORP COM 527288104 69 2,900 SH DEFINED 16 2,900 - -
LEUCADIA NATL CORP COM 527288104 26 1,100 SH DEFINED 18 1,100 - -
LEUCADIA NATL CORP COM 527288104 642 27,000 SH DEFINED 27,000 - -
LEUCADIA NATL CORP COM 527288104 144 6,053 SH DEFINED 6,053 - -
LEUCADIA NATL CORP COM 527288104 1,297 54,502 SH DEFINED 5 54,502 - -
LEUCADIA NATL CORP COM 527288104 19 800 SH DEFINED 8 800 - -
LEVEL 3 COMMUNICATIONS COM 52729N100 171 111,730 SH DEFINED 3 - - 111,730
INC
LEVEL 3 COMMUNICATIONS COM 52729N100 - 64 SH DEFINED 16 64 - -
INC
LEVEL 3 COMMUNICATIONS COM 52729N100 6 4,221 SH DEFINED 18 4,221 - -
INC
LEVEL 3 COMMUNICATIONS COM 52729N100 - 130 SH DEFINED 130 - -
INC
LEXICON PHARMACEUTICALS COM 528872104 - 110 SH DEFINED 3 - - 110
INC
LEXINGTON REALTY TRUST COM 529043101 157 25,769 SH DEFINED 3 - - 25,769
LEXINGTON REALTY TRUST PFD CONV SER C 529043309 4 125 PRN DEFINED 3 - - 125
LEXMARK INTL NEW CL A 529771107 1,161 44,700 SH DEFINED 1 - 44,700 -
LEXMARK INTL NEW CL A 529771107 2,929 112,724 SH DEFINED 2 112,724 - -
LEXMARK INTL NEW CL A 529771107 54 2,089 SH DEFINED 3 871 - 1,218
LEXMARK INTL NEW CL A 529771107 3 130 SH DEFINED 18 130 - -
LEXMARK INTL NEW CL A 529771107 30 1,156 SH DEFINED 5 1,156 - -
LG DISPLAY CO LTD SPONS ADR REP 50186V102 764 45,100 SH DEFINED 1 - 45,100 -
LG DISPLAY CO LTD SPONS ADR REP 50186V102 197 11,655 SH DEFINED 3 - - 11,655
LG DISPLAY CO LTD SPONS ADR REP 50186V102 169 10,000 SH DEFINED 14 10,000 - -
LG DISPLAY CO LTD SPONS ADR REP 50186V102 3 176 SH DEFINED 15 176 - -
LHC GROUP INC COM 50187A107 51 1,512 SH DEFINED 2 1,512 - -
LHC GROUP INC COM 50187A107 137 4,072 SH DEFINED 3 - - 4,072
LHC GROUP INC COM 50187A107 1,970 58,600 SH DEFINED 4 - 19,600 39,000
LIBERTY ACQUISITION COM 53015Y107 29,982 3,100,500 SH DEFINED 3 3,100,500 - -
HLDGS CO
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
LIBERTY ALL STAR EQUITY SH BEN INT 530158104 46 10,597 SH DEFINED 3 - - 10,597
FD
LIBERTY ALL STAR EQUITY SH BEN INT 530158104 47 10,850 SH DEFINED 18 10,850 - -
FD
LIBERTY ALL-STAR GROWTH COM 529900102 3 1,000 SH DEFINED 3 - - 1,000
FD I
LIBERTY GLOBAL INC COM SER C 530555309 75 3,409 SH DEFINED 2 3,409 - -
LIBERTY GLOBAL INC COM SER A 530555101 29,466 1,346,103 SH DEFINED 3 1,345,919 - 184
LIBERTY GLOBAL INC COM SER C 530555309 2 97 SH DEFINED 3 - - 97
LIBERTY GLOBAL INC COM SER A 530555101 1,388 63,404 SH DEFINED 16 63,404 - -
LIBERTY GLOBAL INC COM SER C 530555309 371 16,950 SH DEFINED 16 16,950 - -
LIBERTY MEDIA CORP DEB 3.250% 3/1 530715AR2 13,784 23,000,000 PRN DEFINED 3 23,000,000 - -
LIBERTY MEDIA CORP NEW DEB 3.125% 3/3 530718AF2 14,170 14,006,000 PRN DEFINED 3 14,000,000 - 6,000
LIBERTY MEDIA CORP NEW INT COM SER A 53071M104 1,645 151,718 SH DEFINED 3 150,000 - 1,718
LIBERTY MEDIA CORP NEW CAP COM SER A 53071M302 3,421 143,267 SH DEFINED 3 140,000 - 3,267
LIBERTY MEDIA CORP NEW LIB STAR COM A 53071M708 5 112 SH DEFINED 3 - - 112
LIBERTY MEDIA CORP NEW INT COM SER A 53071M104 - 21 SH DEFINED 7 - 21 -
LIBERTY MEDIA CORP NEW INT COM SER A 53071M104 267 24,600 SH DEFINED 16 24,600 - -
LIBERTY MEDIA CORP NEW CAP COM SER A 53071M302 117 4,920 SH DEFINED 16 4,920 - -
LIBERTY MEDIA CORP NEW LIB STAR COM A 53071M708 91 1,968 SH DEFINED 16 1,968 - -
LIBERTY MEDIA CORP NEW INT COM SER A 53071M104 4 365 SH DEFINED 5 365 - -
LIBERTY PPTY TR SH BEN INT 531172104 55 1,725 SH DEFINED 3 - - 1,725
LIBERTY PPTY TR SH BEN INT 531172104 873 27,280 SH DEFINED 27,280 - -
LIFE PARTNERS HOLDINGS COM 53215T106 6 300 SH DEFINED 2 300 - -
INC
LIFE PARTNERS HOLDINGS COM 53215T106 10 480 SH DEFINED 3 - - 480
INC
LIFE TECHNOLOGIES CORP COM 53217V109 6,558 125,578 SH DEFINED 2 125,578 - -
LIFE TECHNOLOGIES CORP COM 53217V109 2,094 40,092 SH DEFINED 3 2,003 - 38,089
LIFE TIME FITNESS INC COM 53217R207 7 287 SH DEFINED 18 287 - -
LIFEPOINT HOSPITALS INC COM 53219L109 687 21,110 SH DEFINED 3 - - 21,110
LIFEPOINT HOSPITALS INC NOTE 3.500% 53219LAH2 2,350 2,500,000 PRN DEFINED 3 2,500,000 - -
5/1
LIFEPOINT HOSPITALS INC COM 53219L109 7 200 SH DEFINED 5 200 - -
LIFETIME BRANDS INC COM 53222Q103 222 31,000 SH DEFINED 4 - - 31,000
LIFETIME BRANDS INC COM 53222Q103 5 700 SH DEFINED 5 700 - -
LIGAND PHARMACEUTICALS CL B 53220K207 2,437 1,123,241 SH DEFINED 3 1,121,741 - 1,500
INC
LIGAND PHARMACEUTICALS CL B 53220K207 1 232 SH DEFINED 16 232 - -
INC
LIGHTPATH TECHNOLOGIES CL A NEW 532257805 1 350 SH DEFINED 16 350 - -
INC
LIHIR GOLD LTD SPONSORED ADR 532349107 1,799 61,582 SH DEFINED 3 - - 61,582
LIHIR GOLD LTD SPONSORED ADR 532349107 1 35 SH DEFINED 7 - 35 -
LIHIR GOLD LTD SPONSORED ADR 532349107 28,553 977,500 SH OTHER S;6 977,500 - -
LILLY ELI & CO COM 532457108 33,645 942,165 SH DEFINED 2 942,165 - -
LILLY ELI & CO COM 532457108 13,441 376,385 SH DEFINED 3 19,641 - 356,744
LILLY ELI & CO COM 532457108 54 1,500 SH DEFINED 7 - 1,500 -
LILLY ELI & CO COM 532457108 137 3,840 SH DEFINED 15 3,840 - -
LILLY ELI & CO COM 532457108 205 5,733 SH DEFINED 16 5,733 - -
LILLY ELI & CO COM 532457108 604 16,914 SH DEFINED 18 16,914 - -
LILLY ELI & CO COM 532457108 158 4,427 SH DEFINED 4,427 - -
LILLY ELI & CO COM 532457108 1,489 41,700 SH SOLE 41,700 - -
LILLY ELI & CO COM 532457108 3,035 84,990 SH DEFINED 5 84,990 - -
LILLY ELI & CO COM 532457108 207 5,787 SH DEFINED 8 5,787 - -
LIMITED BRANDS INC COM 532716107 67 3,500 SH DEFINED 1 - 3,500 -
LIMITED BRANDS INC COM 532716107 7,005 364,098 SH DEFINED 2 364,098 - -
LIMITED BRANDS INC COM 532716107 330 17,172 SH DEFINED 3 3,016 - 14,156
LIMITED BRANDS INC COM 532716107 2,175 113,066 SH DEFINED 7 - 113,066 -
LIMITED BRANDS INC COM 532716107 9 460 SH DEFINED 15 460 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
LIMITED BRANDS INC COM 532716107 9 485 SH DEFINED 485 - -
LIMITED BRANDS INC COM 532716107 187 9,700 SH DEFINED 5 9,700 - -
LIMITED BRANDS INC COM 532716107 104 5,400 SH DEFINED 8 - 5,400 -
LIN TV CORP CL A 532774106 342 76,600 SH DEFINED 3 76,600 - -
LINCARE HLDGS INC COM 532791100 85 2,300 SH DEFINED 1 - 2,300 -
LINCARE HLDGS INC COM 532791100 313 8,434 SH DEFINED 2 8,434 - -
LINCARE HLDGS INC COM 532791100 48 1,280 SH DEFINED 3 - - 1,280
LINCARE HLDGS INC COM 532791100 30 800 SH DEFINED 5 800 - -
LINCOLN EDL SVCS CORP COM 533535100 56 2,567 SH DEFINED 2 2,567 - -
LINCOLN EDL SVCS CORP COM 533535100 212 9,810 SH DEFINED 3 - - 9,810
LINCOLN EDL SVCS CORP COM 533535100 3 140 SH DEFINED 18 140 - -
LINCOLN ELEC HLDGS INC COM 533900106 2 29 SH DEFINED 3 - - 29
LINCOLN NATL CORP IND COM 534187109 7,924 318,500 SH DEFINED 1 - 318,500 -
LINCOLN NATL CORP IND COM 534187109 10,287 413,465 SH DEFINED 2 413,465 - -
LINCOLN NATL CORP IND COM 534187109 1,747 70,197 SH DEFINED 3 28,285 - 41,912
LINCOLN NATL CORP IND COM 534187109 4,148 166,705 SH DEFINED 4 - 61,740 104,965
LINCOLN NATL CORP IND COM 534187109 404 16,245 SH DEFINED 10 16,245 - -
LINCOLN NATL CORP IND COM 534187109 23 929 SH DEFINED 18 929 - -
LINCOLN NATL CORP IND COM 534187109 16 654 SH DEFINED 654 - -
LINCOLN NATL CORP IND COM 534187109 12 480 SH SOLE 480 - -
LINCOLN NATL CORP IND COM 534187109 87 3,500 SH DEFINED 5 3,500 - -
LINCOLN NATL CORP IND COM 534187109 2 90 SH DEFINED 8 90 - -
LINDSAY CORP COM 535555106 53 1,325 SH DEFINED 2 1,325 - -
LINDSAY CORP COM 535555106 295 7,400 SH DEFINED 3 6,800 - 600
LINEAR TECHNOLOGY CORP COM 535678106 1,847 60,449 SH DEFINED 2 60,449 - -
LINEAR TECHNOLOGY CORP COM 535678106 1,079 35,320 SH DEFINED 3 2,431 - 32,889
LINEAR TECHNOLOGY CORP COM 535678106 2 77 SH DEFINED 18 77 - -
LINEAR TECHNOLOGY CORP COM 535678106 341 11,170 SH DEFINED 7,605 3,565 -
LINKTONE LTD ADR 535925101 34 20,000 SH DEFINED 14 20,000 - -
LINKTONE LTD ADR 535925101 7 4,034 SH DEFINED 4,034 - -
LINN ENERGY LLC UNIT LTD LIAB 536020100 8,605 308,627 SH DEFINED 3 - - 308,627
LIONBRIDGE TECHNOLOGIES COM 536252109 1,580 687,038 SH DEFINED 4 - 162,800 524,238
INC
LIONS GATE ENTMNT CORP COM NEW 535919203 77 13,170 SH DEFINED 2 13,170 - -
LIONS GATE ENTMNT CORP COM NEW 535919203 15 2,530 SH DEFINED 3 - - 2,530
LIONS GATE ENTMNT CORP COM NEW 535919203 3 500 SH DEFINED 5 500 - -
LIONS GATE ENTMNT CORP COM NEW 535919203 6 1,000 SH DEFINED 8 1,000 - -
LIQUIDITY SERVICES INC COM 53635B107 - 21 SH DEFINED 3 21 - -
LITHIA MTRS INC CL A 536797103 1 154 SH DEFINED 2 154 - -
LITHIA MTRS INC CL A 536797103 44 5,400 SH DEFINED 3 - - 5,400
LITHIA MTRS INC CL A 536797103 206 25,000 SH DEFINED 4 - - 25,000
LITTELFUSE INC COM 537008104 5 162 SH DEFINED 3 - - 162
LIVE NATION INC COM 538034109 3 301 SH DEFINED 3 - - 301
LIVE NATION INC COM 538034109 11 1,250 SH DEFINED 16 1,250 - -
LIVEPERSON INC COM 538146101 358 51,296 SH DEFINED 3 - - 51,296
LIVEPERSON INC COM 538146101 35 5,000 SH DEFINED 5 5,000 - -
LIZ CLAIBORNE INC COM 539320101 8 1,400 SH DEFINED 3 - - 1,400
LKQ CORP COM 501889208 1,553 79,295 SH DEFINED 3 71,200 - 8,095
LKQ CORP COM 501889208 20,533 1,048,135 SH DEFINED 4 - 751,415 296,720
LKQ CORP COM 501889208 6 297 SH DEFINED 18 297 - -
LKQ CORP COM 501889208 8 425 SH DEFINED 425 - -
LKQ CORP COM 501889208 11 585 SH SOLE 585 - -
LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 56 17,120 SH DEFINED 2 17,120 - -
LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 14 4,330 SH DEFINED 3 - - 4,330
LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 3 794 SH DEFINED 13 794 - -
LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 8 2,357 SH DEFINED 2,357 - -
LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 - 30 SH SOLE 30 - -
LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 3 818 SH DEFINED 5 818 - -
LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 1 307 SH DEFINED 8 307 - -
LMI AEROSPACE INC COM 502079106 2,263 170,163 SH DEFINED 3 170,163 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
LML PMT SYS INC COM 50208P109 14 9,996 SH DEFINED 3 - - 9,996
LMP CAP & INCOME FD INC COM 50208A102 247 23,840 SH DEFINED 3 - - 23,840
LMP CORPORATE LN FD INC COM 50208B100 5 500 SH DEFINED 3 - - 500
LMP REAL ESTATE INCOME COM 50208C108 25 3,112 SH DEFINED 3 - - 3,112
FD IN
LOCKHEED MARTIN CORP COM 539830109 17,892 237,450 SH DEFINED 1 93,650 143,800 -
LOCKHEED MARTIN CORP COM 539830109 20,635 273,855 SH DEFINED 2 273,855 - -
LOCKHEED MARTIN CORP COM 539830109 3,775 50,100 SH DEFINED 3 28,539 - 21,561
LOCKHEED MARTIN CORP COM 539830109 11,303 150,000 CALL DEFINED 3 150,000 - -
LOCKHEED MARTIN CORP COM 539830109 6,782 90,000 PUT DEFINED 3 90,000 - -
LOCKHEED MARTIN CORP COM 539830109 41 550 SH DEFINED 4 - 550 -
LOCKHEED MARTIN CORP COM 539830109 60 800 SH DEFINED 7 - 800 -
LOCKHEED MARTIN CORP COM 539830109 277 3,678 SH DEFINED 10 3,678 - -
LOCKHEED MARTIN CORP COM 539830109 78 1,040 SH DEFINED 11 1,040 - -
LOCKHEED MARTIN CORP COM 539830109 226 3,000 SH DEFINED 14 3,000 - -
LOCKHEED MARTIN CORP COM 539830109 128 1,700 SH DEFINED 15 1,700 - -
LOCKHEED MARTIN CORP COM 539830109 44 589 SH DEFINED 18 589 - -
LOCKHEED MARTIN CORP COM 539830109 408 5,411 SH DEFINED 5,101 310 -
LOCKHEED MARTIN CORP COM 539830109 27 360 SH SOLE 360 - -
LOCKHEED MARTIN CORP COM 539830109 137 1,824 SH DEFINED 5 1,824 - -
LOCKHEED MARTIN CORP COM 539830109 3 35 SH DEFINED 8 - 35 -
LOEWS CORP COM 540424108 18,347 504,733 SH DEFINED 2 504,733 - -
LOEWS CORP COM 540424108 26,761 736,196 SH DEFINED 3 710,353 - 25,843
LOEWS CORP COM 540424108 1 22 SH DEFINED 7 - 22 -
LOEWS CORP COM 540424108 1 26 SH DEFINED 15 26 - -
LOEWS CORP COM 540424108 547 15,024 SH DEFINED 5 15,024 - -
LOEWS CORP COM 540424108 187 5,156 SH DEFINED 8 5,156 - -
LOGITECH INTL S A SHS H50430232 706 40,800 SH DEFINED 4 - 5,700 35,100
LOGITECH INTL S A SHS H50430232 83 4,800 SH DEFINED 14 4,800 - -
LOGITECH INTL S A SHS H50430232 24 1,385 SH SOLE 1,385 - -
LOGITECH INTL S A SHS H50430232 40 2,300 SH DEFINED 5 2,300 - -
LOGMEIN INC COM 54142L109 22 1,100 SH DEFINED 3 - - 1,100
LOGMEIN INC COM 54142L109 4 200 SH DEFINED 200 - -
LO-JACK CORP COM 539451104 - 100 SH DEFINED 3 - - 100
LONGTOP FINL ADR 54318P108 67 1,800 SH DEFINED 1 - 1,800 -
TECHNOLOGIES LT
LOOPNET INC COM 543524300 2 166 SH DEFINED 3 - - 166
LORILLARD INC COM 544147101 4,998 62,300 SH DEFINED 1 7,000 55,300 -
LORILLARD INC COM 544147101 5,174 64,484 SH DEFINED 2 64,484 - -
LORILLARD INC COM 544147101 3,467 43,209 SH DEFINED 3 1,874 - 41,335
LORILLARD INC COM 544147101 808 10,075 SH DEFINED 15 10,075 - -
LORILLARD INC COM 544147101 12 150 SH DEFINED 18 150 - -
LORILLARD INC COM 544147101 120 1,500 SH DEFINED 1,500 - -
LORILLARD INC COM 544147101 8 100 SH SOLE 100 - -
LORILLARD INC COM 544147101 555 6,922 SH DEFINED 5 6,922 - -
LORILLARD INC COM 544147101 59 737 SH DEFINED 8 737 - -
LOUISIANA PAC CORP COM 546347105 266 38,061 SH DEFINED 3 35,000 - 3,061
LOUISIANA PAC CORP COM 546347105 7 1,000 SH DEFINED 5 1,000 - -
LOWES COS INC COM 548661107 7,997 341,900 SH DEFINED 1 - 341,900 -
LOWES COS INC COM 548661107 48,936 2,092,170 SH DEFINED 2 2,092,170 - -
LOWES COS INC COM 548661107 5,013 214,317 SH DEFINED 3 17,067 - 197,250
LOWES COS INC COM 548661107 1,170 50,000 CALL DEFINED 3 50,000 - -
LOWES COS INC COM 548661107 8,271 353,600 PUT DEFINED 3 353,600 - -
LOWES COS INC COM 548661107 584 24,955 SH DEFINED 7 - 24,955 -
LOWES COS INC COM 548661107 342 14,636 SH DEFINED 10 14,636 - -
LOWES COS INC COM 548661107 232 9,925 SH DEFINED 17 - - 9,925
LOWES COS INC COM 548661107 221 9,435 SH DEFINED 18 9,435 - -
LOWES COS INC COM 548661107 259 11,055 SH DEFINED 1,655 9,400 -
LOWES COS INC COM 548661107 2,691 115,068 SH SOLE 115,068 - -
LOWES COS INC COM 548661107 1,239 52,966 SH DEFINED 5 52,966 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
LOWES COS INC COM 548661107 61 2,624 SH DEFINED 8 1,339 1,285 -
LSB CORP COM 50215P100 107 11,000 SH DEFINED 4 - - 11,000
LSB INDS INC COM 502160104 3 200 SH DEFINED 3 - - 200
LSI CORPORATION COM 502161102 1,245 207,100 SH DEFINED 1 - 207,100 -
LSI CORPORATION COM 502161102 5,612 933,833 SH DEFINED 2 933,833 - -
LSI CORPORATION COM 502161102 393 65,454 SH DEFINED 3 7,275 - 58,179
LSI CORPORATION COM 502161102 3 559 SH DEFINED 7 - 559 -
LSI CORPORATION COM 502161102 13 2,136 SH DEFINED 14 2,136 - -
LSI CORPORATION COM 502161102 30 5,023 SH DEFINED 15 5,023 - -
LSI CORPORATION COM 502161102 3 446 SH DEFINED 16 446 - -
LSI CORPORATION COM 502161102 1 130 SH DEFINED 120 10 -
LSI CORPORATION COM 502161102 - 67 SH DEFINED 5 67 - -
LSI INDS INC COM 50216C108 408 51,750 SH DEFINED 4 - - 51,750
LTC PPTYS INC COM 502175102 46 1,708 SH DEFINED 2 1,708 - -
LTC PPTYS INC COM 502175102 35 1,300 SH DEFINED 3 - - 1,300
LTX-CREDENCE CORP COM 502403108 2 1,061 SH DEFINED 3 - - 1,061
LTX-CREDENCE CORP COM 502403108 33 18,387 SH DEFINED 18,387 - -
LUBRIZOL CORP COM 549271104 263 3,599 SH DEFINED 2 3,599 - -
LUBRIZOL CORP COM 549271104 179 2,458 SH DEFINED 3 - - 2,458
LUBRIZOL CORP COM 549271104 9,363 128,355 SH DEFINED 4 - 56,660 71,695
LUBRIZOL CORP COM 549271104 23 310 SH DEFINED 15 310 - -
LUBRIZOL CORP COM 549271104 410 5,632 SH DEFINED 5 5,632 - -
LUBRIZOL CORP COM 549271104 53 721 SH DEFINED 8 721 - -
LUBYS INC COM 549282101 335 91,000 SH DEFINED 4 - - 91,000
LUBYS INC COM 549282101 55 15,000 SH DEFINED 15,000 - -
LUFKIN INDS INC COM 549764108 805 11,000 SH DEFINED 3 - - 11,000
LUFKIN INDS INC COM 549764108 1,098 15,000 SH DEFINED 4 - - 15,000
LULULEMON ATHLETICA INC COM 550021109 35 1,165 SH DEFINED 3 - - 1,165
LULULEMON ATHLETICA INC COM 550021109 916 30,439 SH DEFINED 5 30,439 - -
LUMINEX CORP DEL COM 55027E102 - 30 SH DEFINED 5 30 - -
LUXOTTICA GROUP S P A SPONSORED ADR 55068R202 50 1,950 SH DEFINED 5 1,950 - -
LYDALL INC DEL COM 550819106 344 66,000 SH DEFINED 4 - - 66,000
M & F WORLDWIDE CORP COM 552541104 19 491 SH DEFINED 3 - - 491
M & F WORLDWIDE CORP COM 552541104 10 262 SH DEFINED 5 262 - -
M & T BK CORP COM 55261F104 9,184 137,295 SH DEFINED 2 137,295 - -
M & T BK CORP COM 55261F104 1,059 15,828 SH DEFINED 3 929 - 14,899
M & T BK CORP COM 55261F104 13 189 SH DEFINED 18 189 - -
M & T BK CORP COM 55261F104 4 67 SH DEFINED 67 - -
M D C HLDGS INC COM 552676108 144 4,635 SH DEFINED 2 4,635 - -
M D C HLDGS INC COM 552676108 411 13,232 SH DEFINED 3 9,158 - 4,074
M D C HLDGS INC COM 552676108 15 480 SH DEFINED 15 480 - -
MACERICH CO COM 554382101 3,224 89,672 SH DEFINED 3 - - 89,672
MACERICH CO COM 554382101 183 5,099 SH DEFINED 5 5,099 - -
MAC-GRAY CORP COM 554153106 1,582 153,634 SH DEFINED 4 - 24,004 129,630
MACK CALI RLTY CORP COM 554489104 3 100 SH DEFINED 3 - - 100
MACK CALI RLTY CORP COM 554489104 7,504 217,065 SH DEFINED 4 - 80,395 136,670
MACK CALI RLTY CORP COM 554489104 10 276 SH DEFINED 18 276 - -
MACQUARIE FT TR GB INF COM 55607W100 202 16,328 SH DEFINED 3 - - 16,328
UT DI
MACQUARIE FT TR GB INF COM 55607W100 839 67,775 SH DEFINED 5 67,775 - -
UT DI
MACQUARIE FT TR GB INF COM 55607W100 23 1,900 SH DEFINED 8 1,900 - -
UT DI
MACQUARIE GLBL INFRA COM 55608D101 351 22,162 SH DEFINED 3 - - 22,162
TOTL RE
MACQUARIE GLBL INFRA COM 55608D101 111 7,010 SH DEFINED 5 7,010 - -
TOTL RE
MACQUARIE GLBL INFRA COM 55608D101 2 125 SH DEFINED 8 125 - -
TOTL RE
MACQUARIE INFRASTR CO LLC MEMBERSHIP INT 55608B105 199 16,204 SH DEFINED 3 - - 16,204
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
MACQUARIE INFRASTR CO LLC MEMBERSHIP INT 55608B105 174 14,218 SH DEFINED 5 14,218 - -
MACQUARIE INFRASTR CO LLC MEMBERSHIP INT 55608B105 9 700 SH DEFINED 8 700 - -
MACYS INC COM 55616P104 59 3,500 SH DEFINED 1 - 3,500 -
MACYS INC COM 55616P104 9,889 590,065 SH DEFINED 2 590,065 - -
MACYS INC COM 55616P104 361 21,532 SH DEFINED 3 4,678 - 16,854
MACYS INC COM 55616P104 12 705 SH DEFINED 7 - 705 -
MACYS INC COM 55616P104 9 527 SH DEFINED 18 527 - -
MACYS INC COM 55616P104 1 62 SH SOLE 62 - -
MAD CATZ INTERACTIVE INC COM 556162105 - 800 SH DEFINED 7 - 800 -
MAD CATZ INTERACTIVE INC COM 556162105 1 1,600 SH DEFINED 5 1,600 - -
MADDEN STEVEN LTD COM 556269108 11 265 SH DEFINED 3 - - 265
MADDEN STEVEN LTD COM 556269108 1,295 31,400 SH DEFINED 4 - 13,700 17,700
MADISON CLAYMORE CALL COM 556582104 32 3,549 SH DEFINED 3 - - 3,549
&EQTY
MADISON STRTG SECTOR COM 558268108 190 15,523 SH DEFINED 3 - - 15,523
PREM FD
MAG SILVER CORP COM 55903Q104 5,129 856,500 SH DEFINED 1 - 856,500 -
MAG SILVER CORP COM 55903Q104 1 200 SH DEFINED 3 - - 200
MAG SILVER CORP COM 55903Q104 138 23,000 SH DEFINED 5 23,000 - -
MAGAL SECURITY SYS LTD ORD M6786D104 76 21,000 SH DEFINED 4 - - 21,000
MAGELLAN HEALTH SVCS INC COM NEW 559079207 4 100 SH DEFINED 3 - - 100
MAGELLAN MIDSTREAM COM UNIT RP LP 559080106 379 8,737 SH DEFINED 2 8,737 - -
PRTNRS LP
MAGELLAN MIDSTREAM COM UNIT RP LP 559080106 11,586 267,398 SH DEFINED 3 48,162 - 219,236
PRTNRS LP
MAGELLAN MIDSTREAM COM UNIT RP LP 559080106 13 305 SH DEFINED 220 85 -
PRTNRS LP
MAGELLAN MIDSTREAM COM UNIT RP LP 559080106 23 522 SH DEFINED 5 522 - -
PRTNRS LP
MAGELLAN PETE CORP COM 559091301 3 1,737 SH DEFINED 3 - - 1,737
MAGIC SOFTWARE ORD 559166103 5 2,000 SH DEFINED 5 2,000 - -
ENTERPRISES L
MAGNA INTL INC CL A 559222401 36,085 712,750 SH DEFINED 1 20,200 692,550 -
MAGNA INTL INC CL A 559222401 12 246 SH DEFINED 2 246 - -
MAGNA INTL INC CL A 559222401 54 1,066 SH DEFINED 3 - - 1,066
MAGNA INTL INC CL A 559222401 124,044 2,450,142 SH DEFINED 6 2,450,142 - -
MAGNA INTL INC CL A 559222401 12,525 247,404 SH DEFINED 7 - 247,404 -
MAGNA INTL INC CL A 559222401 19 373 SH DEFINED 10 373 - -
MAGNA INTL INC CL A 559222401 6 110 SH DEFINED 5;1 110 - -
MAGNA INTL INC CL A 559222401 12 230 SH DEFINED 230 - -
MAGNA INTL INC CL A 559222401 103,454 2,043,449 SH SOLE 2,043,449 - -
MAGNA INTL INC CL A 559222401 294 5,810 SH DEFINED 5 5,810 - -
MAGNA INTL INC CL A 559222401 148 2,925 SH DEFINED 8 - 2,925 -
MAGNETEK INC COM 559424106 2 1,100 SH DEFINED 5 1,100 - -
MAGYAR BANCORP INC COM 55977T109 4 1,000 SH DEFINED 3 - - 1,000
MAGYAR TELEKOM SPONSORED ADR 559776109 117 6,107 SH DEFINED 3 - - 6,107
TELECOMMUNS P
MAGYAR TELEKOM SPONSORED ADR 559776109 10 500 SH DEFINED 5 500 - -
TELECOMMUNS P
MAIDENFORM BRANDS INC COM 560305104 5 313 SH DEFINED 3 - - 313
MAIN STREET CAPITAL CORP COM 56035L104 1,028 63,781 SH DEFINED 3 - - 63,781
MAINE & MARITIMES CORP COM 560377103 24 683 SH DEFINED 3 - - 683
MAINE & MARITIMES CORP COM 560377103 171 4,900 SH DEFINED 4 - - 4,900
MAJESCO ENTERTAINMENT CO COM NEW 560690208 3 2,959 SH DEFINED 3 - - 2,959
MAKITA CORP ADR NEW 560877300 44 1,250 SH DEFINED 3 - - 1,250
MAKITA CORP ADR NEW 560877300 4 123 SH DEFINED 15 123 - -
MALAYSIA FD INC COM 560905101 5 700 SH DEFINED 3 - - 700
MANAGED HIGH YIELD PLUS COM 561911108 - - SH DEFINED 5 - - -
FD I
MANAGED HIGH YIELD PLUS COM 561911108 10 5,000 SH DEFINED 8 5,000 - -
FD I
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
MANHATTAN ASSOCS INC COM 562750109 333 13,868 SH DEFINED 2 13,868 - -
MANHATTAN ASSOCS INC COM 562750109 7,079 294,464 SH DEFINED 4 - 223,484 70,980
MANITOWOC INC COM 563571108 4,863 487,727 SH DEFINED 3 133,450 - 354,277
MANITOWOC INC COM 563571108 698 70,000 CALL DEFINED 3 70,000 - -
MANITOWOC INC COM 563571108 20 2,000 SH DEFINED 7 - 2,000 -
MANITOWOC INC COM 563571108 18 1,800 SH DEFINED 15 1,800 - -
MANITOWOC INC COM 563571108 81 8,150 SH DEFINED 5 8,150 - -
MANNATECH INC COM 563771104 1 300 SH DEFINED 3 - - 300
MANNATECH INC COM 563771104 1 317 SH DEFINED 5 317 - -
MANNKIND CORP COM 56400P201 2 200 SH DEFINED 3 - - 200
MANPOWER INC COM 56418H100 9 170 SH DEFINED 3 - - 170
MANPOWER INC COM 56418H100 4 71 SH DEFINED 71 - -
MANPOWER INC COM 56418H100 14 255 SH DEFINED 5 255 - -
MANTECH INTL CORP CL A 564563104 245 5,066 SH DEFINED 3 - - 5,066
MANTECH INTL CORP CL A 564563104 672 13,900 SH DEFINED 4 - 1,900 12,000
MANTECH INTL CORP CL A 564563104 6 127 SH DEFINED 5 127 - -
MANULIFE FINL CORP COM 56501R106 919,972 50,067,831 SH DEFINED 1 2,708,185 47,359,646 -
MANULIFE FINL CORP COM 56501R106 57 3,089 SH DEFINED 2 3,089 - -
MANULIFE FINL CORP COM 56501R106 431 23,483 SH DEFINED 3 - - 23,483
MANULIFE FINL CORP COM 56501R106 449,409 24,458,250 SH DEFINED 6 24,458,250 - -
MANULIFE FINL CORP COM 56501R106 11,478 624,682 SH DEFINED 7 - 624,682 -
MANULIFE FINL CORP COM 56501R106 656 35,707 SH DEFINED 9 35,707 - -
MANULIFE FINL CORP COM 56501R106 30 1,610 SH DEFINED 11 1,610 - -
MANULIFE FINL CORP COM 56501R106 7 360 SH DEFINED 13 360 - -
MANULIFE FINL CORP COM 56501R106 138 7,500 SH DEFINED 14 7,500 - -
MANULIFE FINL CORP COM 56501R106 449 24,420 SH DEFINED 15 24,420 - -
MANULIFE FINL CORP COM 56501R106 65 3,536 SH DEFINED 18 3,536 - -
MANULIFE FINL CORP COM 56501R106 64,521 3,511,419 SH DEFINED 5;1 3,511,419 - -
MANULIFE FINL CORP COM 56501R106 1,527 83,122 SH DEFINED 83,122 - -
MANULIFE FINL CORP COM 56501R106 1,010,332 54,985,515 SH SOLE 54,985,515 - -
MANULIFE FINL CORP COM 56501R106 97,686 5,316,372 SH DEFINED 5 5,316,372 - -
MANULIFE FINL CORP COM 56501R106 5,626 306,200 CALL DEFINED 5 306,200 - -
MANULIFE FINL CORP COM 56501R106 860 46,800 PUT DEFINED 5 46,800 - -
MANULIFE FINL CORP COM 56501R106 1,496 81,384 SH DEFINED 8 75,304 6,080 -
MAP PHARMACEUTICALS INC COM 56509R108 95 10,000 SH DEFINED 3 - - 10,000
MARATHON OIL CORP COM 565849106 10,866 348,048 SH DEFINED 2 348,048 - -
MARATHON OIL CORP COM 565849106 3,690 118,207 SH DEFINED 3 7,874 - 110,333
MARATHON OIL CORP COM 565849106 34 1,100 SH DEFINED 6 1,100 - -
MARATHON OIL CORP COM 565849106 164 5,250 SH DEFINED 7 - 5,250 -
MARATHON OIL CORP COM 565849106 93 2,983 SH DEFINED 10 2,983 - -
MARATHON OIL CORP COM 565849106 98 3,125 SH DEFINED 17 - - 3,125
MARATHON OIL CORP COM 565849106 737 23,609 SH DEFINED 18 23,609 - -
MARATHON OIL CORP COM 565849106 530 16,963 SH DEFINED 16,691 272 -
MARATHON OIL CORP COM 565849106 22,003 704,765 SH SOLE 704,765 - -
MARATHON OIL CORP COM 565849106 411 13,143 SH DEFINED 5 13,143 - -
MARATHON OIL CORP COM 565849106 4 134 SH DEFINED 8 134 - -
MARCHEX INC CL B 56624R108 9 1,800 SH DEFINED 3 - - 1,800
MARCUS CORP COM 566330106 27 2,126 SH DEFINED 2 2,126 - -
MARCUS CORP COM 566330106 22 1,700 SH DEFINED 3 1,700 - -
MARCUS CORP COM 566330106 359 28,000 SH DEFINED 4 - - 28,000
MARCUS CORP COM 566330106 13 1,000 SH DEFINED 16 1,000 - -
MARINEMAX INC COM 567908108 395 43,000 SH DEFINED 4 - - 43,000
MARINER ENERGY INC COM 56845T305 362 31,223 SH DEFINED 2 31,223 - -
MARINER ENERGY INC COM 56845T305 131 11,283 SH DEFINED 3 - - 11,283
MARINER ENERGY INC COM 56845T305 2 213 SH DEFINED 18 213 - -
MARKEL CORP COM 570535104 476 1,399 SH DEFINED 2 1,399 - -
MARKEL CORP COM 570535104 2,781 8,179 SH DEFINED 3 - - 8,179
MARKEL CORP COM 570535104 647 1,901 SH DEFINED 5 1,901 - -
MARKEL CORP COM 570535104 20 60 SH DEFINED 8 60 - -
MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 21,372 462,489 SH DEFINED 3 112,407 - 350,082
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
MARKET VECTORS ETF TR MV ENVIR SVCS 57060U209 98 2,291 SH DEFINED 3 - - 2,291
MARKET VECTORS ETF TR MV STEEL INDEX 57060U308 2,675 43,475 SH DEFINED 3 - - 43,475
MARKET VECTORS ETF TR GBL ALTER ENRG 57060U407 18 700 SH DEFINED 3 - - 700
MARKET VECTORS ETF TR RUSSIA ETF 57060U506 1,152 36,929 SH DEFINED 3 28,900 - 8,029
MARKET VECTORS ETF TR RUSSIA ETF 57060U506 4,679 150,000 CALL DEFINED 3 150,000 - -
MARKET VECTORS ETF TR RUSSIA ETF 57060U506 9,357 300,000 PUT DEFINED 3 300,000 - -
MARKET VECTORS ETF TR JR GOLD 57060U589 293 11,365 SH DEFINED 3 - - 11,365
MINERS E
MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 9,493 216,790 SH DEFINED 3 3,375 - 213,415
MARKET VECTORS ETF TR BRAZL SMCP ETF 57060U613 958 19,384 SH DEFINED 3 - - 19,384
MARKET VECTORS ETF TR NUC ENERGY ETF 57060U704 265 11,690 SH DEFINED 3 - - 11,690
MARKET VECTORS ETF TR INDONESIA ETF 57060U753 466 7,501 SH DEFINED 3 - - 7,501
MARKET VECTORS ETF TR VIETNAM ETF 57060U761 13 500 SH DEFINED 3 - - 500
MARKET VECTORS ETF TR RVE HARD ETF 57060U795 30 888 SH DEFINED 3 - - 888
MARKET VECTORS ETF TR MKTVEC SMUNETF 57060U803 268 15,500 SH DEFINED 3 - - 15,500
MARKET VECTORS ETF TR SOLAR ENRG ETF 57060U811 3 200 SH DEFINED 3 - - 200
MARKET VECTORS ETF TR COAL ETF 57060U837 953 26,378 SH DEFINED 3 - - 26,378
MARKET VECTORS ETF TR MKTVEC 57060U845 3 120 SH DEFINED 3 - - 120
INTMUETF
MARKET VECTORS ETF TR HG YLD MUN ETF 57060U878 117 3,870 SH DEFINED 3 - - 3,870
MARKET VECTORS ETF TR MKTVEC LMUNETF 57060U886 3 150 SH DEFINED 3 - - 150
MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 1,943 42,040 SH DEFINED 7 - 42,040 -
MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 2,259 51,598 SH DEFINED 7 - 51,598 -
MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 94 2,031 SH DEFINED 13 2,031 - -
MARKET VECTORS ETF TR RUSSIA ETF 57060U506 178 5,710 SH DEFINED 13 5,710 - -
MARKET VECTORS ETF TR JR GOLD 57060U589 73 2,820 SH DEFINED 13 2,820 - -
MINERS E
MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 88 2,000 SH DEFINED 13 2,000 - -
MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 18 385 SH DEFINED 15 385 - -
MARKET VECTORS ETF TR RUSSIA ETF 57060U506 114 3,650 SH DEFINED 15 3,650 - -
MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 46 1,000 SH DEFINED 16 1,000 - -
MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 53 1,200 SH DEFINED 16 1,200 - -
MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 150 3,256 SH DEFINED 18 3,256 - -
MARKET VECTORS ETF TR HG YLD MUN ETF 57060U878 25 830 SH DEFINED 18 830 - -
MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 19 415 SH DEFINED 415 - -
MARKET VECTORS ETF TR RUSSIA ETF 57060U506 - 10 SH SOLE 10 - -
MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 442 10,100 SH DEFINED 10,100 - -
MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 145 3,300 SH SOLE 3,300 - -
MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 388 8,396 SH DEFINED 5 8,396 - -
MARKET VECTORS ETF TR GBL ALTER ENRG 57060U407 166 6,625 SH DEFINED 5 6,625 - -
MARKET VECTORS ETF TR RUSSIA ETF 57060U506 114 3,650 SH DEFINED 5 3,650 - -
MARKET VECTORS ETF TR JR GOLD 57060U589 11 440 SH DEFINED 5 440 - -
MINERS E
MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 350 8,001 SH DEFINED 5 8,001 - -
MARKET VECTORS ETF TR BRAZL SMCP ETF 57060U613 20 400 SH DEFINED 5 400 - -
MARKET VECTORS ETF TR NUC ENERGY ETF 57060U704 87 3,825 SH DEFINED 5 3,825 - -
MARKET VECTORS ETF TR COAL ETF 57060U837 1,419 39,278 SH DEFINED 5 39,278 - -
MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 114 2,475 SH DEFINED 8 500 1,975 -
MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 171 3,900 SH DEFINED 8 - 3,900 -
MARKETAXESS HLDGS INC COM 57060D108 1 56 SH DEFINED 3 - - 56
MARKWEST ENERGY PARTNERS UNIT LTD PARTN 570759100 14,133 482,842 SH DEFINED 3 6,840 - 476,002
L P
MARKWEST ENERGY PARTNERS UNIT LTD PARTN 570759100 42 1,450 SH DEFINED 18 1,450 - -
L P
MARLIN BUSINESS SVCS CORP COM 571157106 420 53,000 SH DEFINED 4 - - 53,000
MARRIOTT INTL INC NEW CL A 571903202 9,636 353,629 SH DEFINED 2 353,629 - -
MARRIOTT INTL INC NEW CL A 571903202 2,379 87,304 SH DEFINED 3 7,726 - 79,578
MARRIOTT INTL INC NEW CL A 571903202 8 288 SH DEFINED 18 288 - -
MARRIOTT INTL INC NEW CL A 571903202 4 160 SH DEFINED 160 - -
MARRIOTT INTL INC NEW CL A 571903202 1 28 SH SOLE 28 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
MARRIOTT INTL INC NEW CL A 571903202 - 2 SH DEFINED 5 2 - -
MARSH & MCLENNAN COS INC COM 571748102 16,564 750,182 SH DEFINED 2 750,182 - -
MARSH & MCLENNAN COS INC COM 571748102 1,266 57,356 SH DEFINED 3 5,756 - 51,600
MARSH & MCLENNAN COS INC COM 571748102 33 1,500 SH DEFINED 7 - 1,500 -
MARSH & MCLENNAN COS INC COM 571748102 17 750 SH DEFINED 750 - -
MARSH & MCLENNAN COS INC COM 571748102 15 662 SH DEFINED 5 662 - -
MARSHALL & ILSLEY CORP COM 571837103 3,302 605,924 SH DEFINED 2 605,924 - -
NEW
MARSHALL & ILSLEY CORP COM 571837103 1,681 308,388 SH DEFINED 3 5,261 - 303,127
NEW
MARTEK BIOSCIENCES CORP COM 572901106 17 898 SH DEFINED 2 898 - -
MARTEK BIOSCIENCES CORP COM 572901106 25 1,300 SH DEFINED 3 - - 1,300
MARTEN TRANS LTD COM 573075108 463 25,790 SH DEFINED 2 25,790 - -
MARTEN TRANS LTD COM 573075108 11 600 SH DEFINED 3 - - 600
MARTEN TRANS LTD COM 573075108 482 26,875 SH DEFINED 4 - - 26,875
MARTHA STEWART LIVING CL A 573083102 4 850 SH DEFINED 3 - - 850
OMNIME
MARTHA STEWART LIVING CL A 573083102 - 50 SH DEFINED 5 50 - -
OMNIME
MARTIN MARIETTA MATLS INC COM 573284106 2,207 24,689 SH DEFINED 3 10,050 - 14,639
MARTIN MARIETTA MATLS INC COM 573284106 2,682 30,000 CALL DEFINED 3 30,000 - -
MARTIN MARIETTA MATLS INC COM 573284106 25 285 SH DEFINED 18 285 - -
MARTIN MARIETTA MATLS INC COM 573284106 71 794 SH DEFINED 794 - -
MARTIN MIDSTREAM PRTNRS UNIT L P INT 573331105 2,393 76,012 SH DEFINED 3 70,962 - 5,050
L P
MARTIN MIDSTREAM PRTNRS UNIT L P INT 573331105 35 1,100 SH DEFINED 18 1,100 - -
L P
MARVEL ENTERTAINMENT INC COM 57383T103 29,537 546,164 SH DEFINED 3 546,134 - 30
MARVEL ENTERTAINMENT INC COM 57383T103 70 1,290 SH DEFINED 7 - 1,290 -
MARVEL ENTERTAINMENT INC COM 57383T103 12 220 SH DEFINED 15 220 - -
MARVELL TECHNOLOGY GROUP ORD G5876H105 19,256 928,000 SH DEFINED 1 50,400 877,600 -
LTD
MARVELL TECHNOLOGY GROUP ORD G5876H105 140 6,729 SH DEFINED 3 - - 6,729
LTD
MARVELL TECHNOLOGY GROUP ORD G5876H105 4 196 SH DEFINED 18 196 - -
LTD
MARVELL TECHNOLOGY GROUP ORD G5876H105 2 74 SH SOLE 74 - -
LTD
MARVELL TECHNOLOGY GROUP ORD G5876H105 253 12,180 SH DEFINED 5 12,180 - -
LTD
MASCO CORP COM 574599106 7,239 524,209 SH DEFINED 2 524,209 - -
MASCO CORP COM 574599106 194 14,059 SH DEFINED 3 3,005 - 11,054
MASCO CORP COM 574599106 27,595 1,998,158 SH DEFINED 6 1,998,158 - -
MASCO CORP COM 574599106 6 466 SH DEFINED 18 466 - -
MASCO CORP COM 574599106 2 148 SH DEFINED 148 - -
MASCO CORP COM 574599106 11 800 SH DEFINED 5 800 - -
MASIMO CORP COM 574795100 103 3,400 SH DEFINED 1 - 3,400 -
MASIMO CORP COM 574795100 62 2,038 SH DEFINED 3 - - 2,038
MASSACHUSETTS HEALTH & SH BEN INT 575672100 282 23,500 SH DEFINED 3 - - 23,500
ED TX
MASSEY ENERGY CO NOTE 3.25 576203AJ2 2,599 3,000,000 PRN DEFINED 3 3,000,000 - -
MASSEY ENERGY CORP COM 576206106 4,647 110,614 SH DEFINED 2 110,614 - -
MASSEY ENERGY CORP COM 576206106 532 12,665 SH DEFINED 3 925 - 11,740
MASSEY ENERGY CORP COM 576206106 2,731 65,000 PUT DEFINED 3 65,000 - -
MASSEY ENERGY CORP COM 576206106 74 1,760 SH DEFINED 1,760 - -
MASSEY ENERGY CORP COM 576206106 411 9,790 SH DEFINED 5 9,790 - -
MASSEY ENERGY CORP COM 576206106 12 290 SH DEFINED 8 290 - -
MASSMUTUAL CORPORATE COM 576292106 72 2,849 SH DEFINED 3 - - 2,849
INVS IN
MASSMUTUAL PARTN INVS SH BEN INT 576299101 37 3,000 SH DEFINED 18 3,000 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
MASTEC INC COM 576323109 226 18,058 SH DEFINED 2 18,058 - -
MASTERCARD INC CL A 57636Q104 33,985 132,763 SH DEFINED 2 132,763 - -
MASTERCARD INC CL A 57636Q104 1,296 5,063 SH DEFINED 3 702 - 4,361
MASTERCARD INC CL A 57636Q104 85,856 335,400 PUT DEFINED 3 335,400 - -
MASTERCARD INC CL A 57636Q104 51 200 SH DEFINED 4 - 200 -
MASTERCARD INC CL A 57636Q104 602 2,350 SH DEFINED 7 - 2,350 -
MASTERCARD INC CL A 57636Q104 769 3,005 SH DEFINED 10 3,005 - -
MASTERCARD INC CL A 57636Q104 24 93 SH DEFINED 18 93 - -
MASTERCARD INC CL A 57636Q104 36 142 SH DEFINED 142 - -
MASTERCARD INC CL A 57636Q104 22 87 SH SOLE 87 - -
MASTERCARD INC CL A 57636Q104 783 3,060 SH DEFINED 5 3,060 - -
MASTERCARD INC CL A 57636Q104 13 50 SH DEFINED 8 - 50 -
MATRIXX INITIATIVES INC COM 57685L105 1 200 SH DEFINED 3 - - 200
MATTEL INC COM 577081102 127 6,374 SH DEFINED 3 4,043 - 2,331
MATTEL INC COM 577081102 200 10,000 SH DEFINED 15 10,000 - -
MATTEL INC COM 577081102 3 162 SH DEFINED 18 162 - -
MATTEL INC COM 577081102 34 1,687 SH DEFINED 1,176 511 -
MATTEL INC COM 577081102 4 200 SH SOLE 200 - -
MATTEL INC COM 577081102 10 500 SH DEFINED 5 500 - -
MATTHEWS INTL CORP CL A 577128101 349 9,853 SH DEFINED 2 9,853 - -
MATTHEWS INTL CORP CL A 577128101 7,861 221,876 SH DEFINED 4 - 168,996 52,880
MAUI LD & PINEAPPLE INC COM 577345101 17 3,000 SH DEFINED 18 3,000 - -
MAX CAPITAL GROUP LTD SHS G6052F103 214 9,590 SH DEFINED 2 9,590 - -
MAX CAPITAL GROUP LTD SHS G6052F103 38 1,700 SH DEFINED 3 - - 1,700
MAX CAPITAL GROUP LTD SHS G6052F103 15 666 SH DEFINED 5 666 - -
MAX CAPITAL GROUP LTD SHS G6052F103 3 129 SH DEFINED 8 129 - -
MAXIM INTEGRATED PRODS COM 57772K101 151 7,441 SH DEFINED 3 - - 7,441
INC
MAXIM INTEGRATED PRODS COM 57772K101 13 635 SH DEFINED 5 635 - -
INC
MAXIMUS INC COM 577933104 3 55 SH DEFINED 18 55 - -
MAXIMUS INC COM 577933104 6 125 SH DEFINED 125 - -
MAXWELL TECHNOLOGIES INC COM 577767106 4 244 SH DEFINED 2 244 - -
MAXWELL TECHNOLOGIES INC COM 577767106 35 1,962 SH DEFINED 3 - - 1,962
MAXYGEN INC COM 577776107 139 22,775 SH DEFINED 3 - - 22,775
MBIA CAP CLAYMORE MNG COM 55266X100 66 5,000 SH DEFINED 3 - - 5,000
DUR IN
MBIA INC COM 55262C100 14 3,414 SH DEFINED 2 3,414 - -
MBIA INC COM 55262C100 34 8,502 SH DEFINED 3 700 - 7,802
MBIA INC COM 55262C100 8 2,050 SH DEFINED 15 2,050 - -
MBIA INC COM 55262C100 46 11,500 SH DEFINED 16 11,500 - -
MCAFEE INC COM 579064106 9,717 239,522 SH DEFINED 2 239,522 - -
MCAFEE INC COM 579064106 121 2,982 SH DEFINED 3 1,753 - 1,229
MCAFEE INC COM 579064106 28 700 SH DEFINED 4 - 700 -
MCAFEE INC COM 579064106 811 20,000 SH DEFINED 16 20,000 - -
MCAFEE INC COM 579064106 137 3,367 SH DEFINED 5 3,367 - -
MCCLATCHY CO CL A 579489105 4 1,000 SH DEFINED 3 - - 1,000
MCCORMICK & CO INC COM NON VTG 579780206 7,425 205,511 SH DEFINED 2 205,511 - -
MCCORMICK & CO INC COM NON VTG 579780206 2,014 55,731 SH DEFINED 3 1,457 - 54,274
MCCORMICK & CO INC COM NON VTG 579780206 228 6,300 SH DEFINED 18 6,300 - -
MCCORMICK & CO INC COM NON VTG 579780206 332 9,200 SH DEFINED - 9,200 -
MCCORMICK & CO INC COM NON VTG 579780206 678 18,782 SH DEFINED 5 18,782 - -
MCCORMICK & CO INC COM NON VTG 579780206 41 1,121 SH DEFINED 8 1,121 - -
MCCORMICK & SCHMICKS COM 579793100 36 5,200 SH DEFINED 3 - - 5,200
SEAFD R
MCCORMICK & SCHMICKS COM 579793100 445 64,000 SH DEFINED 4 - - 64,000
SEAFD R
MCDERMOTT INTL INC COM 580037109 137 5,717 SH DEFINED 3 - - 5,717
MCDERMOTT INTL INC COM 580037109 2,826 117,704 SH DEFINED 7 - 117,704 -
MCDERMOTT INTL INC COM 580037109 32 1,317 SH DEFINED 15 1,317 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
MCDERMOTT INTL INC COM 580037109 3 125 SH DEFINED 18 125 - -
MCDERMOTT INTL INC COM 580037109 16 676 SH DEFINED 676 - -
MCDERMOTT INTL INC COM 580037109 100 4,180 SH DEFINED 8 - 4,180 -
MCDONALDS CORP COM 580135101 21,165 338,970 SH DEFINED 1 45,705 293,265 -
MCDONALDS CORP COM 580135101 94,907 1,519,978 SH DEFINED 2 1,519,978 - -
MCDONALDS CORP COM 580135101 27,107 434,130 SH DEFINED 3 67,089 - 367,041
MCDONALDS CORP COM 580135101 1,637 26,220 SH DEFINED 4 - 23,015 3,205
MCDONALDS CORP COM 580135101 19 300 SH DEFINED 6 300 - -
MCDONALDS CORP COM 580135101 5,285 84,640 SH DEFINED 7 - 84,640 -
MCDONALDS CORP COM 580135101 188 3,010 SH DEFINED 9 3,010 - -
MCDONALDS CORP COM 580135101 1,563 25,032 SH DEFINED 10 25,032 - -
MCDONALDS CORP COM 580135101 610 9,765 SH DEFINED 11 9,765 - -
MCDONALDS CORP COM 580135101 1,530 24,500 SH DEFINED 14 24,500 - -
MCDONALDS CORP COM 580135101 227 3,643 SH DEFINED 15 3,643 - -
MCDONALDS CORP COM 580135101 110 1,760 SH DEFINED 16 1,760 - -
MCDONALDS CORP COM 580135101 35 565 SH DEFINED 17 - - 565
MCDONALDS CORP COM 580135101 1,004 16,085 SH DEFINED 18 16,085 - -
MCDONALDS CORP COM 580135101 16,226 259,869 SH DEFINED 5;1 259,869 - -
MCDONALDS CORP COM 580135101 1,946 31,168 SH DEFINED 29,680 1,488 -
MCDONALDS CORP COM 580135101 1,480 23,705 SH SOLE 23,705 - -
MCDONALDS CORP COM 580135101 31,368 502,376 SH DEFINED 5 502,376 - -
MCDONALDS CORP COM 580135101 1,335 21,374 SH DEFINED 8 18,093 3,281 -
MCG CAPITAL CORP COM 58047P107 23 5,350 SH DEFINED 3 - - 5,350
MCG CAPITAL CORP COM 58047P107 467 108,000 SH DEFINED 4 - - 108,000
MCGRAW HILL COS INC COM 580645109 3,397 101,379 SH DEFINED 2 101,379 - -
MCGRAW HILL COS INC COM 580645109 549 16,371 SH DEFINED 3 4,922 - 11,449
MCGRAW HILL COS INC COM 580645109 16,098 480,399 SH DEFINED 6 480,399 - -
MCGRAW HILL COS INC COM 580645109 67 2,000 SH DEFINED 7 - 2,000 -
MCGRAW HILL COS INC COM 580645109 84 2,500 SH DEFINED 14 2,500 - -
MCGRAW HILL COS INC COM 580645109 47 1,400 SH DEFINED 15 1,400 - -
MCGRAW HILL COS INC COM 580645109 10 298 SH DEFINED 18 298 - -
MCGRAW HILL COS INC COM 580645109 148 4,410 SH DEFINED 5 4,410 - -
MCKESSON CORP COM 58155Q103 119 1,900 SH DEFINED 1 - 1,900 -
MCKESSON CORP COM 58155Q103 24,569 393,097 SH DEFINED 2 393,097 - -
MCKESSON CORP COM 58155Q103 3,269 52,307 SH DEFINED 3 2,960 - 49,347
MCKESSON CORP COM 58155Q103 16 250 SH DEFINED 6 250 - -
MCKESSON CORP COM 58155Q103 173 2,775 SH DEFINED 14 2,775 - -
MCKESSON CORP COM 58155Q103 81 1,302 SH DEFINED 18 1,302 - -
MCKESSON CORP COM 58155Q103 142 2,270 SH DEFINED 2,270 - -
MCKESSON CORP COM 58155Q103 1,430 22,866 SH DEFINED 5 22,866 - -
MCKESSON CORP COM 58155Q103 119 1,910 SH DEFINED 8 1,910 - -
MCMORAN EXPLORATION CO COM 582411104 15 1,832 SH DEFINED 2 1,832 - -
MCMORAN EXPLORATION CO COM 582411104 41 5,137 SH DEFINED 3 - - 5,137
MCMORAN EXPLORATION CO COM 582411104 12 1,500 SH DEFINED 13 1,500 - -
MDC PARTNERS INC CL A SUB VTG 552697104 7 788 SH DEFINED 5 788 - -
MDRNA INC COM 55276N100 44 54,848 SH DEFINED 3 - - 54,848
MDRNA INC COM 55276N100 1 700 SH DEFINED 5 700 - -
MDS INC COM 55269P302 71 9,195 SH DEFINED 5 9,195 - -
MDS INC COM 55269P302 31 4,000 CALL DEFINED 5 4,000 - -
MDS INC COM 55269P302 1 100 SH DEFINED 8 100 - -
MDU RES GROUP INC COM 552690109 79 3,332 SH DEFINED 2 3,332 - -
MDU RES GROUP INC COM 552690109 1,375 58,242 SH DEFINED 3 - - 58,242
MDU RES GROUP INC COM 552690109 6,962 294,985 SH DEFINED 4 - 109,375 185,610
MEAD JOHNSON NUTRITION CO COM CL A 582839106 12,535 286,838 SH DEFINED 2 286,838 - -
MEAD JOHNSON NUTRITION CO COM CL A 582839106 19,039 435,665 SH DEFINED 3 381,234 - 54,431
MEAD JOHNSON NUTRITION CO COM CL A 582839106 8,740 200,000 PUT DEFINED 3 200,000 - -
MEAD JOHNSON NUTRITION CO COM CL A 582839106 167 3,818 SH DEFINED 2,665 1,153 -
MEAD JOHNSON NUTRITION CO COM CL A 582839106 9 200 SH DEFINED 5 200 - -
MEADOWBROOK INS GROUP INC COM 58319P108 264 35,688 SH DEFINED 3 - - 35,688
MEADOWBROOK INS GROUP INC COM 58319P108 879 118,750 SH DEFINED 4 - - 118,750
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
MEADWESTVACO CORP COM 583334107 1,580 55,200 SH DEFINED 1 - 55,200 -
MEADWESTVACO CORP COM 583334107 6,528 228,013 SH DEFINED 2 228,013 - -
MEADWESTVACO CORP COM 583334107 172 6,016 SH DEFINED 3 1,951 - 4,065
MEADWESTVACO CORP COM 583334107 129 4,496 SH DEFINED 4,496 - -
MEASUREMENT SPECIALTIES COM 583421102 10 1,000 SH DEFINED 3 - - 1,000
INC
MEASUREMENT SPECIALTIES COM 583421102 352 35,000 SH DEFINED 4 - - 35,000
INC
MECHEL OAO SPONSORED ADR 583840103 21 1,106 SH DEFINED 2 1,106 - -
MECHEL OAO SPONSORED ADR 583840103 9 500 SH DEFINED 3 - - 500
MECHEL OAO SPONSORED ADR 583840103 84 4,449 SH DEFINED 5 4,449 - -
MEDALLION FINL CORP COM 583928106 507 62,000 SH DEFINED 4 - - 62,000
MEDASSETS INC COM 584045108 641 30,225 SH DEFINED 2 30,225 - -
MEDASSETS INC COM 584045108 8 400 SH DEFINED 3 - - 400
MEDASSETS INC COM 584045108 11 519 SH SOLE 519 - -
MEDCATH CORP COM 58404W109 245 31,000 SH DEFINED 4 - - 31,000
MEDCO HEALTH SOLUTIONS COM 58405U102 1,099 17,200 SH DEFINED 1 - 17,200 -
INC
MEDCO HEALTH SOLUTIONS COM 58405U102 43,126 674,798 SH DEFINED 2 674,798 - -
INC
MEDCO HEALTH SOLUTIONS COM 58405U102 7,010 109,679 SH DEFINED 3 5,985 - 103,694
INC
MEDCO HEALTH SOLUTIONS COM 58405U102 74 1,162 SH DEFINED 7 - 1,162 -
INC
MEDCO HEALTH SOLUTIONS COM 58405U102 24 375 SH DEFINED 9 375 - -
INC
MEDCO HEALTH SOLUTIONS COM 58405U102 28 434 SH DEFINED 14 434 - -
INC
MEDCO HEALTH SOLUTIONS COM 58405U102 167 2,618 SH DEFINED 15 2,618 - -
INC
MEDCO HEALTH SOLUTIONS COM 58405U102 13 200 SH DEFINED 16 200 - -
INC
MEDCO HEALTH SOLUTIONS COM 58405U102 162 2,529 SH DEFINED 18 2,529 - -
INC
MEDCO HEALTH SOLUTIONS COM 58405U102 10 155 SH DEFINED 5;1 155 - -
INC
MEDCO HEALTH SOLUTIONS COM 58405U102 410 6,413 SH DEFINED 6,377 36 -
INC
MEDCO HEALTH SOLUTIONS COM 58405U102 17,352 271,511 SH DEFINED 5 271,511 - -
INC
MEDCO HEALTH SOLUTIONS COM 58405U102 482 7,542 SH DEFINED 8 7,542 - -
INC
MEDIA GEN INC CL A 584404107 204 26,000 SH DEFINED 4 - - 26,000
MEDIACOM COMMUNICATIONS CL A 58446K105 - 20 SH DEFINED 3 - - 20
CORP
MEDICAL PPTYS TRUST INC COM 58463J304 203 20,300 SH DEFINED 3 - - 20,300
MEDICINES CO COM 584688105 31 3,758 SH DEFINED 2 3,758 - -
MEDICINES CO COM 584688105 8 982 SH DEFINED 3 - - 982
MEDICINES CO COM 584688105 728 87,300 CALL DEFINED 3 87,300 - -
MEDICINES CO COM 584688105 42 5,000 SH DEFINED 14 5,000 - -
MEDICIS PHARMACEUTICAL CL A NEW 584690309 108 4,000 SH DEFINED 1 - 4,000 -
CORP
MEDICIS PHARMACEUTICAL CL A NEW 584690309 56 2,065 SH DEFINED 3 - - 2,065
CORP
MEDIDATA SOLUTIONS INC COM 58471A105 2,512 160,800 SH DEFINED 3 160,000 - 800
MEDIFAST INC COM 58470H101 21 688 SH DEFINED 3 - - 688
MEDIVATION INC COM 58501N101 38 1,011 SH DEFINED 3 - - 1,011
MEDIWARE INFORMATION SYS COM 584946107 139 19,000 SH DEFINED 4 - - 19,000
INC
MEDNAX INC COM 58502B106 1,007 16,750 SH DEFINED 3 - - 16,750
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
MEDNAX INC COM 58502B106 4 71 SH DEFINED 18 71 - -
MEDNAX INC COM 58502B106 10 160 SH DEFINED 160 - -
MEDNAX INC COM 58502B106 22 370 SH DEFINED 5 370 - -
MEDQUIST INC COM 584949101 341 51,000 SH DEFINED 4 - - 51,000
MEDTOX SCIENTIFIC INC COM NEW 584977201 2 300 SH DEFINED 3 - - 300
MEDTOX SCIENTIFIC INC COM NEW 584977201 222 28,646 SH DEFINED 4 - 28,646 -
MEDTOX SCIENTIFIC INC COM NEW 584977201 - 55 SH DEFINED 18 55 - -
MEDTOX SCIENTIFIC INC COM NEW 584977201 1 125 SH DEFINED 125 - -
MEDTRONIC INC COM 585055106 10,252 233,100 SH DEFINED 1 - 233,100 -
MEDTRONIC INC COM 585055106 33,887 770,509 SH DEFINED 2 770,509 - -
MEDTRONIC INC COM 585055106 16,568 376,713 SH DEFINED 3 12,841 - 363,872
MEDTRONIC INC NOTE 1.5 585055AL0 5,083 5,000,000 PRN DEFINED 3 5,000,000 - -
MEDTRONIC INC NOTE 1.6 585055AM8 5,230 5,000,000 PRN DEFINED 3 5,000,000 - -
MEDTRONIC INC COM 585055106 579 13,160 SH DEFINED 7 - 13,160 -
MEDTRONIC INC COM 585055106 145 3,290 SH DEFINED 10 3,290 - -
MEDTRONIC INC COM 585055106 176 4,000 SH DEFINED 14 4,000 - -
MEDTRONIC INC COM 585055106 88 2,000 SH DEFINED 15 2,000 - -
MEDTRONIC INC COM 585055106 44 1,000 SH DEFINED 16 1,000 - -
MEDTRONIC INC COM 585055106 51 1,165 SH DEFINED 17 - - 1,165
MEDTRONIC INC COM 585055106 151 3,435 SH DEFINED 18 3,435 - -
MEDTRONIC INC COM 585055106 119 2,697 SH DEFINED 2,312 385 -
MEDTRONIC INC COM 585055106 1,832 41,663 SH SOLE 41,663 - -
MEDTRONIC INC COM 585055106 4,254 96,707 SH DEFINED 5 96,707 - -
MEDTRONIC INC COM 585055106 169 3,848 SH DEFINED 8 3,148 700 -
MELCO CROWN ENTMT LTD ADR 585464100 21 6,350 SH DEFINED 3 - - 6,350
MEMC ELECTR MATLS INC COM 552715104 4,033 296,079 SH DEFINED 2 296,079 - -
MEMC ELECTR MATLS INC COM 552715104 3,674 269,724 SH DEFINED 3 227,434 - 42,290
MEMC ELECTR MATLS INC COM 552715104 77 5,650 SH DEFINED 10 5,650 - -
MEMC ELECTR MATLS INC COM 552715104 2 114 SH DEFINED 15 114 - -
MEMC ELECTR MATLS INC COM 552715104 1 86 SH DEFINED 18 86 - -
MEMC ELECTR MATLS INC COM 552715104 7 500 SH DEFINED 500 - -
MEMC ELECTR MATLS INC COM 552715104 30 2,233 SH SOLE 2,233 - -
MEMC ELECTR MATLS INC COM 552715104 16 1,173 SH DEFINED 5 1,173 - -
MEMC ELECTR MATLS INC COM 552715104 1 43 SH DEFINED 8 43 - -
MENTOR GRAPHICS CORP COM 587200106 26 3,000 SH DEFINED 3 - - 3,000
MERCADOLIBRE INC COM 58733R102 93 1,800 SH DEFINED 1 - 1,800 -
MERCADOLIBRE INC COM 58733R102 12 225 SH DEFINED 2 225 - -
MERCADOLIBRE INC COM 58733R102 1,452 27,995 SH DEFINED 3 1,753 - 26,242
MERCADOLIBRE INC COM 58733R102 4,544 87,600 SH DEFINED 16 87,600 - -
MERCADOLIBRE INC COM 58733R102 3 52 SH DEFINED 18 52 - -
MERCADOLIBRE INC COM 58733R102 76 1,466 SH DEFINED 5 1,466 - -
MERCANTILE BANK CORP COM 587376104 230 74,626 SH DEFINED 4 - - 74,626
MERCER INS GROUP INC COM 587902107 781 43,000 SH DEFINED 4 - - 43,000
MERCER INTL INC COM 588056101 - 64 SH DEFINED 3 - - 64
MERCER INTL INC COM 588056101 31 10,000 SH DEFINED 5 10,000 - -
MERCK & CO INC NEW COM 58933Y105 79,540 2,176,800 SH DEFINED 1 180,900 1,995,900 -
MERCK & CO INC NEW COM 58933Y105 125,392 3,431,639 SH DEFINED 2 3,431,639 - -
MERCK & CO INC NEW COM 58933Y105 19,246 526,716 SH DEFINED 3 120,041 - 406,675
MERCK & CO INC NEW PFD CONV 6% 58933Y204 1 5 PRN DEFINED 3 - - 5
MERCK & CO INC NEW COM 58933Y105 8,780 240,277 SH DEFINED 4 - 111,227 129,050
MERCK & CO INC NEW COM 58933Y105 52,056 1,424,626 SH DEFINED 6 1,424,626 - -
MERCK & CO INC NEW COM 58933Y105 1,063 29,078 SH DEFINED 7 - 29,078 -
MERCK & CO INC NEW COM 58933Y105 116 3,171 SH DEFINED 10 3,171 - -
MERCK & CO INC NEW COM 58933Y105 110 3,000 SH DEFINED 11 3,000 - -
MERCK & CO INC NEW COM 58933Y105 717 19,635 SH DEFINED 15 19,635 - -
MERCK & CO INC NEW COM 58933Y105 42 1,150 SH DEFINED 17 - - 1,150
MERCK & CO INC NEW COM 58933Y105 146 4,005 SH DEFINED 18 4,005 - -
MERCK & CO INC NEW COM 58933Y105 186 5,102 SH DEFINED 4,835 267 -
MERCK & CO INC NEW COM 58933Y105 2,990 81,831 SH SOLE 81,831 - -
MERCK & CO INC NEW COM 58933Y105 2,695 73,763 SH DEFINED 5 73,763 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
MERCK & CO INC NEW PFD CONV 6% 58933Y204 834 3,232 PRN DEFINED 5 3,232 - -
MERCK & CO INC NEW COM 58933Y105 91 2,498 SH DEFINED 8 1,063 1,435 -
MERCURY GENL CORP NEW COM 589400100 45 1,138 SH DEFINED 3 - - 1,138
MEREDITH CORP COM 589433101 1,549 50,203 SH DEFINED 2 50,203 - -
MEREDITH CORP COM 589433101 320 10,368 SH DEFINED 3 10,368 - -
MEREDITH CORP COM 589433101 3 110 SH DEFINED 7 - 110 -
MEREDITH CORP COM 589433101 6 200 SH DEFINED 14 200 - -
MERGE HEALTHCARE INC COM 589499102 97 28,810 SH SOLE 28,810 - -
MERIDIAN BIOSCIENCE INC COM 589584101 143 6,641 SH DEFINED 2 6,641 - -
MERIDIAN BIOSCIENCE INC COM 589584101 34 1,600 SH DEFINED 3 - - 1,600
MERIDIAN BIOSCIENCE INC COM 589584101 14,517 673,645 SH DEFINED 4 - 379,845 293,800
MERIDIAN INTERSTAT COM 58964Q104 52 5,975 SH DEFINED 3 - - 5,975
BANCORP I
MERIDIAN RESOURCE CORP COM 58977Q109 1 5,000 SH DEFINED 3 - - 5,000
MERIT MED SYS INC COM 589889104 46 2,411 SH DEFINED 3 - - 2,411
MERIT MED SYS INC COM 589889104 7 375 SH DEFINED 18 375 - -
MERITAGE HOMES CORP COM 59001A102 3 157 SH DEFINED 3 - - 157
MERITAGE HOMES CORP COM 59001A102 599 31,000 SH DEFINED 4 - - 31,000
MESA AIR GROUP INC COM 590479101 9 72,000 SH DEFINED 4 - - 72,000
MESA RTY TR UNIT BEN INT 590660106 41 1,100 SH DEFINED 3 - - 1,100
MESABI TR CTF BEN INT 590672101 6 500 SH DEFINED 3 - - 500
MET PRO CORP COM 590876306 384 36,117 SH DEFINED 4 - - 36,117
METALICO INC COM 591176102 1 300 SH DEFINED 3 - - 300
METHANEX CORP COM 59151K108 39,424 2,020,194 SH DEFINED 1 117,637 1,902,557 -
METHANEX CORP COM 59151K108 5 250 SH DEFINED 3 - - 250
METHANEX CORP COM 59151K108 66,731 3,419,458 SH DEFINED 6 3,419,458 - -
METHANEX CORP COM 59151K108 1,405 71,995 SH DEFINED 7 - 71,995 -
METHANEX CORP COM 59151K108 1 40 SH DEFINED 5;1 40 - -
METHANEX CORP COM 59151K108 5 280 SH DEFINED 280 - -
METHANEX CORP COM 59151K108 12,924 662,246 SH DEFINED 5 662,246 - -
METHANEX CORP COM 59151K108 88 4,527 SH DEFINED 8 4,367 160 -
METHODE ELECTRS INC COM 591520200 816 94,000 SH DEFINED 4 - - 94,000
METLIFE INC COM 59156R108 37,170 1,051,483 SH DEFINED 2 1,051,483 - -
METLIFE INC COM 59156R108 3,100 87,689 SH DEFINED 3 9,086 - 78,603
METLIFE INC COM 59156R108 8,325 235,500 SH DEFINED 4 - 101,610 133,890
METLIFE INC COM 59156R108 1,000 28,300 SH DEFINED 7 - 28,300 -
METLIFE INC COM 59156R108 652 18,431 SH DEFINED 10 18,431 - -
METLIFE INC COM 59156R108 57 1,600 SH DEFINED 13 1,600 - -
METLIFE INC COM 59156R108 2 70 SH DEFINED 15 70 - -
METLIFE INC COM 59156R108 338 9,574 SH DEFINED 18 9,574 - -
METLIFE INC COM 59156R108 209 5,908 SH DEFINED 5,908 - -
METLIFE INC COM 59156R108 97 2,740 SH SOLE 2,740 - -
METLIFE INC COM 59156R108 1,166 32,985 SH DEFINED 5 32,985 - -
METLIFE INC COM 59156R108 198 5,604 SH DEFINED 8 4,504 1,100 -
METRO BANCORP INC PA COM 59161R101 38 3,000 SH DEFINED 3 - - 3,000
METROCORP BANCSHARES INC COM 591650106 334 95,389 SH DEFINED 4 - - 95,389
METROPCS COMMUNICATIONS COM 591708102 2,775 363,718 SH DEFINED 2 363,718 - -
INC
METROPCS COMMUNICATIONS COM 591708102 1,609 210,832 SH DEFINED 3 2,806 - 208,026
INC
METROPCS COMMUNICATIONS COM 591708102 185 24,213 SH DEFINED 10 24,213 - -
INC
METROPCS COMMUNICATIONS COM 591708102 7 900 SH DEFINED 900 - -
INC
METROPCS COMMUNICATIONS COM 591708102 73 9,605 SH SOLE 9,605 - -
INC
METROPOLITAN HEALTH COM 592142103 7 3,500 SH DEFINED 3 - - 3,500
NETWORKS
METTLER TOLEDO COM 592688105 62 588 SH DEFINED 3 - - 588
INTERNATIONAL
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
METTLER TOLEDO COM 592688105 966 9,200 SH DEFINED 4 - 1,200 8,000
INTERNATIONAL
METTLER TOLEDO COM 592688105 29 277 SH DEFINED 277 - -
INTERNATIONAL
METTLER TOLEDO COM 592688105 19 185 SH DEFINED 5 185 - -
INTERNATIONAL
MEXICO EQUITY & INCOME FD COM 592834105 3 409 SH DEFINED 3 - - 409
MEXICO FD INC COM 592835102 36 1,626 SH DEFINED 3 - - 1,626
MEXICO FD INC COM 592835102 63 2,890 SH DEFINED 14 2,890 - -
MF GLOBAL LTD SHS G60642108 901 129,600 SH DEFINED 3 128,600 - 1,000
MFA FINANCIAL INC COM 55272X102 3,782 514,512 SH DEFINED 3 - - 514,512
MFA FINANCIAL INC COM 55272X102 368 50,100 SH DEFINED 4 - 50,100 -
MFA FINANCIAL INC COM 55272X102 7 952 SH DEFINED 952 - -
MFA FINANCIAL INC COM 55272X102 - - SH DEFINED 5 - - -
MFA FINANCIAL INC COM 55272X102 1 200 SH DEFINED 8 200 - -
MFS CHARTER INCOME TR SH BEN INT 552727109 75 8,210 SH DEFINED 3 - - 8,210
MFS GOVT MKTS INCOME TR SH BEN INT 552939100 165 22,146 SH DEFINED 3 - - 22,146
MFS INTER INCOME TR SH BEN INT 55273C107 2,243 334,736 SH DEFINED 3 - - 334,736
MFS INTER INCOME TR SH BEN INT 55273C107 1,015 151,555 SH DEFINED 5 151,555 - -
MFS INTERMARKET INCOME SH BEN INT 59318R103 12 1,450 SH DEFINED 3 - - 1,450
TRUST
MFS INTERMEDIATE HIGH SH BEN INT 59318T109 - 165 SH DEFINED 3 - - 165
INC FD
MFS MULTIMARKET INCOME TR SH BEN INT 552737108 153 23,484 SH DEFINED 3 - - 23,484
MFS MUN INCOME TR SH BEN INT 552738106 24 3,542 SH DEFINED 3 - - 3,542
MGE ENERGY INC COM 55277P104 288 8,061 SH DEFINED 2 8,061 - -
MGE ENERGY INC COM 55277P104 22 625 SH DEFINED 3 - - 625
MGIC INVT CORP WIS COM 552848103 82 14,200 SH DEFINED 2 14,200 - -
MGIC INVT CORP WIS COM 552848103 6,949 1,202,276 SH DEFINED 3 1,055,000 - 147,276
MGM MIRAGE COM 552953101 719 78,794 SH DEFINED 2 78,794 - -
MGM MIRAGE COM 552953101 344 37,766 SH DEFINED 3 10,055 - 27,711
MGM MIRAGE COM 552953101 3,245 355,770 SH DEFINED 7 - 355,770 -
MGM MIRAGE COM 552953101 17 1,815 SH DEFINED 15 1,815 - -
MGM MIRAGE COM 552953101 6 673 SH DEFINED 16 673 - -
MGM MIRAGE COM 552953101 2 175 SH DEFINED 18 175 - -
MGM MIRAGE COM 552953101 9 1,020 SH DEFINED 1,020 - -
MGM MIRAGE COM 552953101 101 11,000 SH DEFINED 5 11,000 - -
MGM MIRAGE COM 552953101 121 13,325 SH DEFINED 8 250 13,075 -
MGT CAPITAL INVTS INC COM 55302P103 2 5,238 SH DEFINED 16 5,238 - -
MHI HOSPITALITY CORP COM 55302L102 592 291,780 SH DEFINED 3 132,455 - 159,325
MI DEVS INC CL A SUB VTG 55304X104 48 3,900 SH DEFINED 2 3,900 - -
MI DEVS INC CL A SUB VTG 55304X104 1 50 SH DEFINED 9 50 - -
MI DEVS INC CL A SUB VTG 55304X104 100 8,134 SH DEFINED 5 8,134 - -
MICROCHIP TECHNOLOGY INC COM 595017104 4,852 167,032 SH DEFINED 2 167,032 - -
MICROCHIP TECHNOLOGY INC COM 595017104 498 17,138 SH DEFINED 3 2,042 - 15,096
MICROCHIP TECHNOLOGY INC SDCV 595017AB0 36,027 35,500,000 PRN DEFINED 3 35,500,000 - -
2.125%12/1
MICROCHIP TECHNOLOGY INC COM 595017104 594 20,450 SH DEFINED 4 - 3,100 17,350
MICROCHIP TECHNOLOGY INC COM 595017104 12 400 SH DEFINED 15 400 - -
MICROCHIP TECHNOLOGY INC COM 595017104 46 1,595 SH DEFINED 18 1,595 - -
MICROCHIP TECHNOLOGY INC COM 595017104 22 750 SH DEFINED 352 398 -
MICROFINANCIAL INC COM 595072109 422 136,000 SH DEFINED 4 - - 136,000
MICRON TECHNOLOGY INC COM 595112103 72,466 6,862,300 SH DEFINED 1 643,400 6,218,900 -
MICRON TECHNOLOGY INC COM 595112103 14,941 1,414,855 SH DEFINED 2 1,414,855 - -
MICRON TECHNOLOGY INC COM 595112103 2,706 256,217 SH DEFINED 3 143,372 - 112,845
MICRON TECHNOLOGY INC COM 595112103 46 4,350 SH DEFINED 13 4,350 - -
MICRON TECHNOLOGY INC COM 595112103 76 7,200 SH DEFINED 15 7,200 - -
MICRON TECHNOLOGY INC COM 595112103 62 5,865 SH DEFINED 5 5,865 - -
MICROS SYS INC COM 594901100 602 19,415 SH DEFINED 3 - - 19,415
MICROS SYS INC COM 594901100 1,083 34,900 SH DEFINED 4 - 4,900 30,000
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
MICROSOFT CORP COM 594918104 161,919 5,312,309 SH DEFINED 1 802,985 4,509,324 -
MICROSOFT CORP COM 594918104 267,078 8,762,406 SH DEFINED 2 8,762,406 - -
MICROSOFT CORP COM 594918104 57,432 1,884,257 SH DEFINED 3 120,415 - 1,763,842
MICROSOFT CORP COM 594918104 10,668 350,000 CALL DEFINED 3 350,000 - -
MICROSOFT CORP COM 594918104 20,923 686,439 SH DEFINED 4 - 350,919 335,520
MICROSOFT CORP COM 594918104 119,242 3,912,143 SH DEFINED 6 3,912,143 - -
MICROSOFT CORP COM 594918104 3,587 117,700 SH DEFINED 7 - 117,700 -
MICROSOFT CORP COM 594918104 46 1,510 SH DEFINED 9 1,510 - -
MICROSOFT CORP COM 594918104 1,987 65,191 SH DEFINED 10 65,191 - -
MICROSOFT CORP COM 594918104 559 18,350 SH DEFINED 11 18,350 - -
MICROSOFT CORP COM 594918104 61 2,010 SH DEFINED 13 2,010 - -
MICROSOFT CORP COM 594918104 67 2,200 SH DEFINED 14 2,200 - -
MICROSOFT CORP COM 594918104 4,260 139,748 SH DEFINED 15 139,748 - -
MICROSOFT CORP COM 594918104 7,539 247,330 SH DEFINED 16 247,330 - -
MICROSOFT CORP COM 594918104 326 10,692 SH DEFINED 17 - - 10,692
MICROSOFT CORP COM 594918104 798 26,175 SH DEFINED 18 26,175 - -
MICROSOFT CORP COM 594918104 16,769 550,175 SH DEFINED 5;1 550,175 - -
MICROSOFT CORP COM 594918104 3,734 122,521 SH DEFINED 104,268 18,253 -
MICROSOFT CORP COM 594918104 11,651 382,255 SH SOLE 382,255 - -
MICROSOFT CORP COM 594918104 26,483 868,861 SH DEFINED 5 868,861 - -
MICROSOFT CORP COM 594918104 810 26,580 SH DEFINED 8 23,080 3,500 -
MICROSTRATEGY INC CL A NEW 594972408 155 1,650 SH DEFINED 3 - - 1,650
MICROVISION INC DEL COM 594960106 9 2,800 SH DEFINED 3 - - 2,800
MID-AMER APT CMNTYS INC COM 59522J103 605 12,532 SH DEFINED 2 12,532 - -
MID-AMER APT CMNTYS INC COM 59522J103 58 1,204 SH DEFINED 3 - - 1,204
MID-AMER APT CMNTYS INC COM 59522J103 12 253 SH DEFINED - 253 -
MIDAS GROUP INC COM 595626102 25 2,900 SH DEFINED 14 2,900 - -
MIDCAP SPDR TR UNIT SER 1 595635103 111,906 849,447 SH DEFINED 3 750,234 - 99,213
MIDCAP SPDR TR UNIT SER 1 595635103 445 3,379 SH DEFINED 7 - 3,379 -
MIDCAP SPDR TR UNIT SER 1 595635103 1,230 9,335 SH DEFINED 9 9,335 - -
MIDCAP SPDR TR UNIT SER 1 595635103 96 726 SH DEFINED 10 726 - -
MIDCAP SPDR TR UNIT SER 1 595635103 477 3,624 SH DEFINED 14 3,624 - -
MIDCAP SPDR TR UNIT SER 1 595635103 296 2,250 SH DEFINED 15 2,250 - -
MIDCAP SPDR TR UNIT SER 1 595635103 41 315 SH DEFINED 16 315 - -
MIDCAP SPDR TR UNIT SER 1 595635103 13 100 SH DEFINED 18 100 - -
MIDCAP SPDR TR UNIT SER 1 595635103 10,576 80,280 SH DEFINED 80,280 - -
MIDCAP SPDR TR UNIT SER 1 595635103 11,011 83,586 SH DEFINED 5 83,586 - -
MIDCAP SPDR TR UNIT SER 1 595635103 97 737 SH DEFINED 8 659 78 -
MIDDLEBURG FINANCIAL CORP COM 596094102 - 25 SH DEFINED 3 - - 25
MIDDLEBY CORP COM 596278101 5 100 SH DEFINED 3 - - 100
MIDDLEBY CORP COM 596278101 3 65 SH DEFINED 18 65 - -
MIDDLESEX WATER CO COM 596680108 21 1,200 SH DEFINED 3 - - 1,200
MIDDLESEX WATER CO COM 596680108 536 30,400 SH DEFINED 4 - - 30,400
MILLER HERMAN INC COM 600544100 343 21,431 SH DEFINED 2 21,431 - -
MILLER HERMAN INC COM 600544100 22 1,400 SH DEFINED 3 - - 1,400
MILLER HERMAN INC COM 600544100 40 2,500 SH DEFINED 18 2,500 - -
MILLER INDS INC TENN COM NEW 600551204 670 59,000 SH DEFINED 4 - - 59,000
MILLICOM INTL CELLULAR S SHS NEW L6388F110 7 100 SH DEFINED 3 - - 100
A
MILLICOM INTL CELLULAR S SHS NEW L6388F110 82 1,112 SH DEFINED 1,112 - -
A
MILLIPORE CORP COM 601073109 4,610 63,723 SH DEFINED 2 63,723 - -
MILLIPORE CORP COM 601073109 533 7,361 SH DEFINED 3 4,107 - 3,254
MINCO GOLD CORPORATION COM 60254D108 12 13,500 SH DEFINED 5 13,500 - -
MINDRAY MEDICAL INTL LTD SPON ADR 602675100 184 5,426 SH DEFINED 3 - - 5,426
MINDRAY MEDICAL INTL LTD SPON ADR 602675100 1 18 SH DEFINED 5 18 - -
MINDSPEED TECHNOLOGIES COM NEW 602682205 1 193 SH DEFINED 3 - - 193
INC
MINE SAFETY APPLIANCES CO COM 602720104 34 1,290 SH DEFINED 3 700 - 590
MINE SAFETY APPLIANCES CO COM 602720104 8 300 SH DEFINED 16 300 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
MINEFINDERS LTD COM 602900102 1,293 124,900 SH DEFINED 1 - 124,900 -
MINEFINDERS LTD COM 602900102 21 2,000 SH DEFINED 3 - - 2,000
MINEFINDERS LTD COM 602900102 1 99 SH DEFINED 5 99 - -
MINERALS TECHNOLOGIES INC COM 603158106 33 601 SH DEFINED 3 - - 601
MINERALS TECHNOLOGIES INC COM 603158106 2 39 SH DEFINED 18 39 - -
MINES MGMT INC COM 603432105 1 500 SH DEFINED 3 - - 500
MIPS TECHNOLOGIES INC COM 604567107 5 1,200 SH DEFINED 3 - - 1,200
MIPS TECHNOLOGIES INC COM 604567107 4 1,000 SH DEFINED 5 1,000 - -
MIRANT CORP NEW COM 60467R100 238 15,561 SH DEFINED 3 - - 15,561
MIRANT CORP NEW *W EXP 60467R118 - 324 SH DEFINED 3 - - 324
01/03/201
MIRANT CORP NEW *W EXP 60467R126 417 605,000 SH DEFINED 3 605,000 - -
01/03/201
MIRANT CORP NEW COM 60467R100 3 187 SH DEFINED 16 187 - -
MIRANT CORP NEW COM 60467R100 - 4 SH DEFINED - 4 -
MIRANT CORP NEW *W EXP 60467R118 - 52 SH DEFINED 35 17 -
01/03/201
MISONIX INC COM 604871103 - - SH DEFINED 5 - - -
MISONIX INC COM 604871103 8 4,400 SH DEFINED 8 4,400 - -
MISSION WEST PPTYS INC COM 605203108 1 200 SH DEFINED 3 - - 200
MITCHAM INDS INC COM 606501104 49 6,700 SH DEFINED 3 - - 6,700
MITSUBISHI UFJ FINL SPONSORED ADR 606822104 346 70,376 SH DEFINED 2 70,376 - -
GROUP IN
MITSUBISHI UFJ FINL SPONSORED ADR 606822104 706 143,546 SH DEFINED 3 - - 143,546
GROUP IN
MITSUBISHI UFJ FINL SPONSORED ADR 606822104 43 8,819 SH DEFINED 18 8,819 - -
GROUP IN
MITSUBISHI UFJ FINL SPONSORED ADR 606822104 128 25,982 SH DEFINED 25,982 - -
GROUP IN
MITSUBISHI UFJ FINL SPONSORED ADR 606822104 1 170 SH SOLE 170 - -
GROUP IN
MITSUBISHI UFJ FINL SPONSORED ADR 606822104 22 4,569 SH DEFINED 5 4,569 - -
GROUP IN
MITSUI & CO LTD ADR 606827202 34 118 SH DEFINED 3 - - 118
MITSUI & CO LTD ADR 606827202 3 11 SH DEFINED 18 11 - -
MITSUI & CO LTD ADR 606827202 16 57 SH DEFINED 57 - -
MIZUHO FINL GROUP INC SPONSORED ADR 60687Y109 115 32,287 SH DEFINED 2 32,287 - -
MIZUHO FINL GROUP INC SPONSORED ADR 60687Y109 1 369 SH DEFINED 5 369 - -
MKS INSTRUMENT INC COM 55306N104 360 20,702 SH DEFINED 2 20,702 - -
MKS INSTRUMENT INC COM 55306N104 56 3,208 SH DEFINED 3 - - 3,208
MOBILE MINI INC COM 60740F105 382 27,123 SH DEFINED 2 27,123 - -
MOBILE MINI INC COM 60740F105 5,546 393,585 SH DEFINED 4 - 298,485 95,100
MOBILE MINI INC COM 60740F105 1 81 SH DEFINED 18 81 - -
MOBILE MINI INC COM 60740F105 3 185 SH DEFINED 185 - -
MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 563 11,523 SH DEFINED 2 11,523 - -
MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 1,007 20,600 SH DEFINED 14 20,600 - -
MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 122 2,500 SH DEFINED 16 2,500 - -
MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 24 500 SH DEFINED 500 - -
MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 391 8,000 SH SOLE 8,000 - -
MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 2 31 SH DEFINED 5 31 - -
MOCON INC COM 607494101 1 100 SH DEFINED 3 - - 100
MODINE MFG CO COM 607828100 462 39,000 SH DEFINED 4 - - 39,000
MODUSLINK GLOBAL COM 60786L107 1 84 SH DEFINED 3 - - 84
SOLUTIONS I
MOHAWK INDS INC COM 608190104 75 1,566 SH DEFINED 3 - - 1,566
MOLEX INC COM 608554101 3,407 158,092 SH DEFINED 2 158,092 - -
MOLEX INC COM 608554101 86 4,010 SH DEFINED 3 1,590 - 2,420
MOLEX INC CL A 608554200 15 761 SH DEFINED 3 - - 761
MOLEX INC CL A 608554200 5 281 SH DEFINED 18 281 - -
MOLEX INC CL A 608554200 36 1,875 SH DEFINED 1,875 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
MOLSON COORS BREWING CO CL B 60871R209 10,883 240,981 SH DEFINED 2 240,981 - -
MOLSON COORS BREWING CO CL B 60871R209 312 6,911 SH DEFINED 3 1,750 - 5,161
MOLSON COORS BREWING CO CL B 60871R209 41 900 SH DEFINED 7 - 900 -
MOLSON COORS BREWING CO CL B 60871R209 227 5,030 SH DEFINED 10 5,030 - -
MOLSON COORS BREWING CO CL B 60871R209 139 3,070 SH DEFINED 3,070 - -
MOLSON COORS BREWING CO CL B 60871R209 92 2,030 SH SOLE 2,030 - -
MOMENTA PHARMACEUTICALS COM 60877T100 54 4,300 SH DEFINED 1 - 4,300 -
INC
MOMENTA PHARMACEUTICALS COM 60877T100 1 100 SH DEFINED 3 - - 100
INC
MONEYGRAM INTL INC COM 60935Y109 5 1,823 SH DEFINED 3 - - 1,823
MONEYGRAM INTL INC COM 60935Y109 2 802 SH DEFINED 802 - -
MONOLITHIC PWR SYS INC COM 609839105 233 9,709 SH DEFINED 2 9,709 - -
MONOLITHIC PWR SYS INC COM 609839105 10 416 SH DEFINED 16 416 - -
MONRO MUFFLER BRAKE INC COM 610236101 5 154 SH DEFINED 3 - - 154
MONSANTO CO NEW COM 61166W101 818 10,000 SH DEFINED 1 - 10,000 -
MONSANTO CO NEW COM 61166W101 62,381 763,070 SH DEFINED 2 763,070 - -
MONSANTO CO NEW COM 61166W101 9,786 119,707 SH DEFINED 3 52,906 - 66,801
MONSANTO CO NEW COM 61166W101 4,088 50,000 PUT DEFINED 3 50,000 - -
MONSANTO CO NEW COM 61166W101 262 3,200 SH DEFINED 4 - 3,200 -
MONSANTO CO NEW COM 61166W101 1,984 24,275 SH DEFINED 7 - 24,275 -
MONSANTO CO NEW COM 61166W101 33 400 SH DEFINED 9 400 - -
MONSANTO CO NEW COM 61166W101 314 3,842 SH DEFINED 10 3,842 - -
MONSANTO CO NEW COM 61166W101 26 316 SH DEFINED 13 316 - -
MONSANTO CO NEW COM 61166W101 37 450 SH DEFINED 14 450 - -
MONSANTO CO NEW COM 61166W101 8 95 SH DEFINED 15 95 - -
MONSANTO CO NEW COM 61166W101 84 1,027 SH DEFINED 16 1,027 - -
MONSANTO CO NEW COM 61166W101 40 490 SH DEFINED 17 - - 490
MONSANTO CO NEW COM 61166W101 72 876 SH DEFINED 18 876 - -
MONSANTO CO NEW COM 61166W101 3 40 SH DEFINED 5;1 40 - -
MONSANTO CO NEW COM 61166W101 70 859 SH DEFINED 859 - -
MONSANTO CO NEW COM 61166W101 1,798 21,993 SH SOLE 21,993 - -
MONSANTO CO NEW COM 61166W101 4,588 56,117 SH DEFINED 5 56,117 - -
MONSANTO CO NEW COM 61166W101 163 2,000 SH DEFINED 8 150 1,850 -
MONSTER WORLDWIDE INC COM 611742107 2,642 151,837 SH DEFINED 2 151,837 - -
MONSTER WORLDWIDE INC COM 611742107 76 4,386 SH DEFINED 3 1,419 - 2,967
MONSTER WORLDWIDE INC COM 611742107 25 1,456 SH DEFINED 18 1,456 - -
MONTGOMERY STR INCOME COM 614115103 196 13,340 SH DEFINED 3 - - 13,340
SECS I
MONTPELIER RE HOLDINGS SHS G62185106 459 26,476 SH DEFINED 3 - - 26,476
LTD
MONTPELIER RE HOLDINGS SHS G62185106 104 6,000 SH DEFINED 16 6,000 - -
LTD
MOODYS CORP COM 615369105 6,255 233,396 SH DEFINED 2 233,396 - -
MOODYS CORP COM 615369105 1,116 41,649 SH DEFINED 3 14,105 - 27,544
MOODYS CORP COM 615369105 27 1,000 SH DEFINED 18 1,000 - -
MOODYS CORP COM 615369105 4,955 184,871 SH DEFINED 5 184,871 - -
MOODYS CORP COM 615369105 123 4,600 SH DEFINED 8 4,600 - -
MOOG INC CL A 615394202 2,303 78,800 SH DEFINED 3 78,800 - -
MORGAN STANLEY COM NEW 617446448 56,577 1,911,396 SH DEFINED 2 1,911,396 - -
MORGAN STANLEY COM NEW 617446448 1,907 64,427 SH DEFINED 3 19,837 - 44,590
MORGAN STANLEY MUN INC OPP II 61745P445 75 10,866 SH DEFINED 3 - - 10,866
MORGAN STANLEY QULTY MUN SECS 61745P585 831 62,900 SH DEFINED 3 - - 62,900
MORGAN STANLEY CALIF QLTY MUN 61745P635 12 1,000 SH DEFINED 3 - - 1,000
MORGAN STANLEY QLT MUN INV TR 61745P668 9 699 SH DEFINED 3 - - 699
MORGAN STANLEY QUALT MUN INCM 61745P734 346 28,700 SH DEFINED 3 - - 28,700
MORGAN STANLEY INSD MUN INCM 61745P791 61 4,372 SH DEFINED 3 - - 4,372
MORGAN STANLEY INSD MUN TR 61745P866 1 100 SH DEFINED 3 - - 100
MORGAN STANLEY INCOME SEC INC 61745P874 78 4,885 SH DEFINED 3 - - 4,885
MORGAN STANLEY SHRT EUR ETN20 617480280 4 100 SH DEFINED 3 - - 100
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
MORGAN STANLEY COM NEW 617446448 7,641 258,155 SH DEFINED 4 - 111,645 146,510
MORGAN STANLEY COM NEW 617446448 44,400 1,500,000 SH DEFINED 6 1,500,000 - -
MORGAN STANLEY COM NEW 617446448 3 90 SH DEFINED 7 - 90 -
MORGAN STANLEY COM NEW 617446448 567 19,153 SH DEFINED 10 19,153 - -
MORGAN STANLEY COM NEW 617446448 154 5,196 SH DEFINED 13 5,196 - -
MORGAN STANLEY LNG EURO ETN20 617480272 136 4,000 SH DEFINED 13 4,000 - -
MORGAN STANLEY COM NEW 617446448 803 27,139 SH DEFINED 14 27,139 - -
MORGAN STANLEY COM NEW 617446448 16,061 542,596 SH DEFINED 16 542,596 - -
MORGAN STANLEY COM NEW 617446448 525 17,725 SH DEFINED 18 17,725 - -
MORGAN STANLEY COM NEW 617446448 484 16,339 SH DEFINED 16,339 - -
MORGAN STANLEY COM NEW 617446448 100 3,385 SH SOLE 3,385 - -
MORGAN STANLEY COM NEW 617446448 1,214 40,995 SH DEFINED 5 40,995 - -
MORGAN STANLEY COM NEW 617446448 77 2,613 SH DEFINED 8 2,613 - -
MORGAN STANLEY ASIA PAC COM 61744U106 1,782 121,636 SH DEFINED 3 - - 121,636
FD I
MORGAN STANLEY ASIA PAC COM 61744U106 471 32,190 SH DEFINED 5 32,190 - -
FD I
MORGAN STANLEY ASIA PAC COM 61744U106 2 115 SH DEFINED 8 115 - -
FD I
MORGAN STANLEY CHINA A COM 617468103 370 11,805 SH DEFINED 3 - - 11,805
SH FD
MORGAN STANLEY CHINA A COM 617468103 482 15,350 SH DEFINED 16 15,350 - -
SH FD
MORGAN STANLEY CHINA A COM 617468103 1,074 34,248 SH DEFINED 5 34,248 - -
SH FD
MORGAN STANLEY EASTN EUR COM 616988101 71 4,542 SH DEFINED 13 4,542 - -
FD
MORGAN STANLEY EASTN EUR COM 616988101 70 4,500 SH DEFINED 16 4,500 - -
FD
MORGAN STANLEY EASTN EUR COM 616988101 48 3,095 SH DEFINED 3,095 - -
FD
MORGAN STANLEY EASTN EUR COM 616988101 2 110 SH DEFINED 5 110 - -
FD
MORGAN STANLEY EM MKTS COM 617477104 402 29,381 SH DEFINED 3 - - 29,381
DM DE
MORGAN STANLEY EMER MKTS COM 61744H105 163 16,190 SH DEFINED 3 - - 16,190
DEB
MORGAN STANLEY EMER MKTS COM 61744H105 302 30,000 SH DEFINED 17 - - 30,000
DEB
MORGAN STANLEY EMER MKTS COM 61744H105 21 2,100 SH DEFINED 2,100 - -
DEB
MORGAN STANLEY EMER MKTS COM 61744G107 11 800 SH DEFINED 3 - - 800
FD
MORGAN STANLEY HIGH COM 61744M104 38 6,900 SH DEFINED 3 - - 6,900
YIELD FD
MORGAN STANLEY INDIA COM 61745C105 5,652 249,990 SH DEFINED 3 - - 249,990
INVS FD
MORGAN STANLEY INDIA COM 61745C105 1 40 SH DEFINED 7 - 40 -
INVS FD
MORGAN STANLEY INDIA COM 61745C105 38 1,666 SH DEFINED 15 1,666 - -
INVS FD
MORGAN STANLEY INDIA COM 61745C105 115 5,068 SH DEFINED 16 5,068 - -
INVS FD
MORGAN STANLEY INDIA COM 61745C105 325 14,355 SH DEFINED 5 14,355 - -
INVS FD
MORGANS HOTEL GROUP CO COM 61748W108 3 555 SH DEFINED 3 - - 555
MORNINGSTAR INC COM 617700109 276 5,701 SH DEFINED 2 5,701 - -
MORNINGSTAR INC COM 617700109 48 1,001 SH DEFINED 3 - - 1,001
MORNINGSTAR INC COM 617700109 19 396 SH DEFINED 5 396 - -
MORTONS RESTAURANT GRP COM 619430101 239 82,000 SH DEFINED 4 - - 82,000
INC N
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
MOSAIC CO COM 61945A107 3,028 50,687 SH DEFINED 3 20,679 - 30,008
MOSAIC CO COM 61945A107 21,121 353,613 SH DEFINED 6 353,613 - -
MOSAIC CO COM 61945A107 169 2,835 SH DEFINED 7 - 2,835 -
MOSAIC CO COM 61945A107 16 260 SH DEFINED 15 260 - -
MOSAIC CO COM 61945A107 12 203 SH DEFINED 18 203 - -
MOSAIC CO COM 61945A107 635 10,633 SH DEFINED 10,633 - -
MOSAIC CO COM 61945A107 1,059 17,729 SH DEFINED 5 17,729 - -
MOSAIC CO COM 61945A107 5 80 SH DEFINED 8 - 80 -
MOSYS INC COM 619718109 8 2,000 SH DEFINED 5 2,000 - -
MOTORCAR PTS AMER INC COM 620071100 41 8,152 SH DEFINED 3 - - 8,152
MOTOROLA INC COM 620076109 65 8,400 SH DEFINED 1 - 8,400 -
MOTOROLA INC COM 620076109 26,033 3,354,721 SH DEFINED 2 3,354,721 - -
MOTOROLA INC COM 620076109 2,322 299,208 SH DEFINED 3 75,352 - 223,856
MOTOROLA INC COM 620076109 13,570 1,748,688 SH DEFINED 6 1,748,688 - -
MOTOROLA INC COM 620076109 22 2,881 SH DEFINED 7 - 2,881 -
MOTOROLA INC COM 620076109 589 75,884 SH DEFINED 14 75,884 - -
MOTOROLA INC COM 620076109 120 15,500 SH DEFINED 15 15,500 - -
MOTOROLA INC COM 620076109 35 4,500 SH DEFINED 16 4,500 - -
MOTOROLA INC COM 620076109 1 100 SH DEFINED 18 100 - -
MOTOROLA INC COM 620076109 1,642 211,600 SH DEFINED 211,600 - -
MOTOROLA INC COM 620076109 1 86 SH SOLE 86 - -
MOTOROLA INC COM 620076109 1,433 184,702 SH DEFINED 5 184,702 - -
MOTOROLA INC COM 620076109 115 14,790 SH DEFINED 8 14,790 - -
MOUNTAIN PROV DIAMONDS COM NEW 62426E402 1,613 741,000 SH DEFINED 1 - 741,000 -
INC
MOUNTAIN PROV DIAMONDS COM NEW 62426E402 22 10,000 SH DEFINED 7 - 10,000 -
INC
MOUNTAIN PROV DIAMONDS COM NEW 62426E402 324 148,900 SH DEFINED 5 148,900 - -
INC
MOVADO GROUP INC COM 624580106 5,554 571,401 SH DEFINED 4 - 171,710 399,691
MOVE INC COM COM 62458M108 1 600 SH DEFINED 3 - - 600
MPS GROUP INC COM 553409103 2,426 176,565 SH DEFINED 2 176,565 - -
MPS GROUP INC COM 553409103 18,182 1,323,315 SH DEFINED 3 1,322,315 - 1,000
MPS GROUP INC COM 553409103 11 800 SH DEFINED 5 800 - -
MSC INDL DIRECT INC CL A 553530106 649 13,801 SH DEFINED 2 13,801 - -
MSC INDL DIRECT INC CL A 553530106 8 165 SH DEFINED 3 - - 165
MSC INDL DIRECT INC CL A 553530106 1,156 24,600 SH DEFINED 4 - 3,600 21,000
MSCI INC CL A 55354G100 1 21 SH DEFINED 3 - - 21
MSCI INC CL A 55354G100 384 12,081 SH DEFINED 10 12,081 - -
MSCI INC CL A 55354G100 11 350 SH SOLE 350 - -
MTR GAMING GROUP INC COM 553769100 1 1,000 SH DEFINED 3 - - 1,000
MTS SYS CORP COM 553777103 14 500 SH DEFINED 3 - - 500
MUELLER INDS INC COM 624756102 364 14,663 SH DEFINED 2 14,663 - -
MUELLER INDS INC COM 624756102 1 45 SH DEFINED 3 - - 45
MUELLER INDS INC COM 624756102 2 66 SH DEFINED 18 66 - -
MUELLER WTR PRODS INC COM SER A 624758108 492 94,693 SH DEFINED 3 - - 94,693
MULTI FINELINE COM 62541B101 604 21,300 SH DEFINED 1 - 21,300 -
ELECTRONIX IN
MULTI FINELINE COM 62541B101 1 41 SH DEFINED 2 41 - -
ELECTRONIX IN
MULTI FINELINE COM 62541B101 14 509 SH DEFINED 3 - - 509
ELECTRONIX IN
MURPHY OIL CORP COM 626717102 16,331 301,316 SH DEFINED 2 301,316 - -
MURPHY OIL CORP COM 626717102 3,153 58,181 SH DEFINED 3 2,096 - 56,085
MURPHY OIL CORP COM 626717102 4,502 83,056 SH DEFINED 7 - 83,056 -
MURPHY OIL CORP COM 626717102 24 445 SH DEFINED 15 445 - -
MURPHY OIL CORP COM 626717102 471 8,690 SH DEFINED 18 8,690 - -
MURPHY OIL CORP COM 626717102 110 2,035 SH DEFINED 2,035 - -
MURPHY OIL CORP COM 626717102 4 70 SH SOLE 70 - -
MURPHY OIL CORP COM 626717102 842 15,540 SH DEFINED 5 15,540 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
MURPHY OIL CORP COM 626717102 280 5,175 SH DEFINED 8 288 4,887 -
MUTUALFIRST FINL INC COM 62845B104 31 5,131 SH DEFINED 3 - - 5,131
MUTUALFIRST FINL INC COM 62845B104 312 52,100 SH DEFINED 4 - - 52,100
MV OIL TR TR UNITS 553859109 6,917 342,441 SH DEFINED 3 324,649 - 17,792
MVC CAPITAL INC COM 553829102 183 15,481 SH DEFINED 3 - - 15,481
MWI VETERINARY SUPPLY INC COM 55402X105 243 6,454 SH DEFINED 2 6,454 - -
MWI VETERINARY SUPPLY INC COM 55402X105 2 60 SH DEFINED 3 - - 60
MWI VETERINARY SUPPLY INC COM 55402X105 13,415 355,843 SH DEFINED 4 - 255,873 99,970
MYLAN INC COM 628530107 43,906 2,382,300 SH DEFINED 1 209,300 2,173,000 -
MYLAN INC COM 628530107 5,006 271,608 SH DEFINED 2 271,608 - -
MYLAN INC COM 628530107 5,143 279,049 SH DEFINED 3 3,334 - 275,715
MYLAN INC PFD CONV 628530206 21,113 18,315 PRN DEFINED 3 18,315 - -
MYLAN INC COM 628530107 211 11,440 SH DEFINED 4 - 11,440 -
MYLAN INC COM 628530107 328 17,810 SH DEFINED 7 - 17,810 -
MYLAN INC COM 628530107 18 950 SH DEFINED 15 950 - -
MYLAN INC COM 628530107 3 179 SH DEFINED 18 179 - -
MYLAN INC COM 628530107 297 16,127 SH DEFINED 5 16,127 - -
MYLAN INC COM 628530107 2 108 SH DEFINED 8 108 - -
MYR GROUP INC DEL COM 55405W104 108 6,000 SH DEFINED 3 - - 6,000
MYRIAD GENETICS INC COM 62855J104 322 12,327 SH DEFINED 3 - - 12,327
MYRIAD GENETICS INC COM 62855J104 154 5,910 SH DEFINED 5 5,910 - -
MYRIAD PHARMACEUTICALS COM 62856H107 32 6,450 SH DEFINED 1 - 6,450 -
INC
MYRIAD PHARMACEUTICALS COM 62856H107 9 1,779 SH DEFINED 3 - - 1,779
INC
MYRIAD PHARMACEUTICALS COM 62856H107 1 227 SH DEFINED 5 227 - -
INC
NABORS INDUSTRIES LTD SHS G6359F103 53,134 2,427,300 SH DEFINED 1 242,100 2,185,200 -
NABORS INDUSTRIES LTD SHS G6359F103 8,967 409,646 SH DEFINED 2 409,646 - -
NABORS INDUSTRIES LTD SHS G6359F103 5,812 265,491 SH DEFINED 3 105,071 - 160,420
NABORS INDUSTRIES LTD SHS G6359F103 4,378 200,000 CALL DEFINED 3 200,000 - -
NABORS INDUSTRIES LTD SHS G6359F103 37,413 1,709,121 SH DEFINED 6 1,709,121 - -
NABORS INDUSTRIES LTD SHS G6359F103 10 450 SH DEFINED 18 450 - -
NABORS INDUSTRIES LTD SHS G6359F103 1,334 60,943 SH DEFINED 5 60,943 - -
NABORS INDUSTRIES LTD SHS G6359F103 156 7,116 SH DEFINED 8 7,116 - -
NACCO INDS INC CL A 629579103 30 609 SH DEFINED 2 609 - -
NALCO HOLDING COMPANY COM 62985Q101 348 13,628 SH DEFINED 3 9,800 - 3,828
NALCO HOLDING COMPANY COM 62985Q101 330 12,952 SH DEFINED 10 12,952 - -
NALCO HOLDING COMPANY COM 62985Q101 1 22 SH DEFINED 5 22 - -
NAM TAI ELECTRS INC COM PAR $0.02 629865205 8 1,466 SH DEFINED 2 1,466 - -
NAM TAI ELECTRS INC COM PAR $0.02 629865205 3 590 SH DEFINED 590 - -
NANOMETRICS INC COM 630077105 2 200 SH DEFINED 3 - - 200
NANOSPHERE INC COM 63009F105 19 3,000 SH DEFINED 5 3,000 - -
NAPCO SEC TECHNOLOGIES COM 630402105 - 105 SH DEFINED 18 105 - -
INC
NAPCO SEC TECHNOLOGIES COM 630402105 - 235 SH DEFINED 235 - -
INC
NASDAQ OMX GROUP INC COM 631103108 3,629 183,074 SH DEFINED 2 183,074 - -
NASDAQ OMX GROUP INC COM 631103108 6,517 328,817 SH DEFINED 3 6,482 - 322,335
NASDAQ OMX GROUP INC COM 631103108 1,488 75,056 SH DEFINED 7 - 75,056 -
NASDAQ OMX GROUP INC COM 631103108 28 1,400 SH DEFINED 14 1,400 - -
NASDAQ OMX GROUP INC COM 631103108 53 2,660 SH DEFINED 15 2,660 - -
NASDAQ OMX GROUP INC COM 631103108 11 560 SH DEFINED 560 - -
NASDAQ OMX GROUP INC COM 631103108 8 400 SH DEFINED 5 400 - -
NASDAQ OMX GROUP INC COM 631103108 79 4,010 SH DEFINED 8 - 4,010 -
NASDAQ PREM INCM & GRW COM 63110R105 45 3,100 SH DEFINED 3 - - 3,100
FD IN
NASH FINCH CO COM 631158102 10 280 SH DEFINED 3 - - 280
NASH FINCH CO COM 631158102 6,621 178,500 SH DEFINED 4 - 100,200 78,300
NATIONAL BK GREECE S A SPONSORED ADR 633643408 177 33,993 SH DEFINED 2 33,993 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
NATIONAL BK GREECE S A SPONSORED ADR 633643408 41 7,892 SH DEFINED 3 - - 7,892
NATIONAL BK GREECE S A ADR PRF SER A 633643507 44 2,050 PRN DEFINED 3 - - 2,050
NATIONAL BK GREECE S A SPONSORED ADR 633643408 191 36,657 SH DEFINED 10 36,657 - -
NATIONAL BK GREECE S A ADR PRF SER A 633643507 151 7,000 PRN DEFINED 13 7,000 - -
NATIONAL BK GREECE S A SPONSORED ADR 633643408 2 468 SH DEFINED 18 468 - -
NATIONAL BK GREECE S A SPONSORED ADR 633643408 2,756 528,962 SH DEFINED 5;1 528,962 - -
NATIONAL BK GREECE S A SPONSORED ADR 633643408 12 2,290 SH DEFINED 2,290 - -
NATIONAL BK GREECE S A SPONSORED ADR 633643408 150 28,823 SH DEFINED 5 28,823 - -
NATIONAL DENTEX CORP COM 63563H109 574 56,800 SH DEFINED 4 - - 56,800
NATIONAL FINL PARTNERS COM 63607P208 44 5,445 SH DEFINED 2 5,445 - -
CORP
NATIONAL FUEL GAS CO N J COM 636180101 373 7,469 SH DEFINED 2 7,469 - -
NATIONAL FUEL GAS CO N J COM 636180101 847 16,939 SH DEFINED 3 - - 16,939
NATIONAL FUEL GAS CO N J COM 636180101 17 335 SH DEFINED 18 335 - -
NATIONAL FUEL GAS CO N J COM 636180101 53 1,050 SH DEFINED 1,050 - -
NATIONAL FUEL GAS CO N J COM 636180101 3,281 65,615 SH DEFINED 5 65,615 - -
NATIONAL FUEL GAS CO N J COM 636180101 200 4,000 SH DEFINED 8 4,000 - -
NATIONAL GRID PLC SPON ADR NEW 636274300 300 5,516 SH DEFINED 3 - - 5,516
NATIONAL GRID PLC SPON ADR NEW 636274300 25 451 SH DEFINED 16 451 - -
NATIONAL GRID PLC SPON ADR NEW 636274300 6 112 SH DEFINED 18 112 - -
NATIONAL GRID PLC SPON ADR NEW 636274300 55 1,003 SH DEFINED 1,003 - -
NATIONAL GRID PLC SPON ADR NEW 636274300 38 696 SH DEFINED 5 696 - -
NATIONAL HEALTH INVS INC COM 63633D104 126 3,400 SH DEFINED 3 - - 3,400
NATIONAL INSTRS CORP COM 636518102 939 31,901 SH DEFINED 2 31,901 - -
NATIONAL INSTRS CORP COM 636518102 18 602 SH DEFINED 3 - - 602
NATIONAL INSTRS CORP COM 636518102 724 24,600 SH DEFINED 4 - 3,600 21,000
NATIONAL INSTRS CORP COM 636518102 5 153 SH DEFINED 18 153 - -
NATIONAL INSTRS CORP COM 636518102 20 665 SH DEFINED 665 - -
NATIONAL INTERSTATE CORP COM 63654U100 2,541 149,800 SH DEFINED 4 - 39,100 110,700
NATIONAL OILWELL VARCO COM 637071101 15,564 353,000 SH DEFINED 1 30,900 291,900 30,200
INC
NATIONAL OILWELL VARCO COM 637071101 26,867 609,377 SH DEFINED 2 609,377 - -
INC
NATIONAL OILWELL VARCO COM 637071101 1,676 38,013 SH DEFINED 3 4,658 - 33,355
INC
NATIONAL OILWELL VARCO COM 637071101 94 2,135 SH DEFINED 10 2,135 - -
INC
NATIONAL OILWELL VARCO COM 637071101 3,086 70,000 SH DEFINED 13 70,000 - -
INC
NATIONAL OILWELL VARCO COM 637071101 22 500 SH DEFINED 15 500 - -
INC
NATIONAL OILWELL VARCO COM 637071101 90 2,035 SH DEFINED 17 - - 2,035
INC
NATIONAL OILWELL VARCO COM 637071101 111 2,510 SH DEFINED 18 2,510 - -
INC
NATIONAL OILWELL VARCO COM 637071101 8 183 SH DEFINED 183 - -
INC
NATIONAL OILWELL VARCO COM 637071101 894 20,281 SH DEFINED 5 20,281 - -
INC
NATIONAL OILWELL VARCO COM 637071101 10 219 SH DEFINED 8 219 - -
INC
NATIONAL PENN BANCSHARES COM 637138108 50 8,640 SH DEFINED 2 8,640 - -
INC
NATIONAL PENN BANCSHARES COM 637138108 55 9,425 SH DEFINED 3 - - 9,425
INC
NATIONAL RETAIL COM 637417106 218 10,263 SH DEFINED 2 10,263 - -
PROPERTIES I
NATIONAL RETAIL COM 637417106 1,308 61,648 SH DEFINED 3 - - 61,648
PROPERTIES I
NATIONAL SEC GROUP INC COM 637546102 59 5,300 SH DEFINED 4 - - 5,300
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
NATIONAL SEMICONDUCTOR COM 637640103 4,996 325,279 SH DEFINED 2 325,279 - -
CORP
NATIONAL SEMICONDUCTOR COM 637640103 143 9,284 SH DEFINED 3 2,565 - 6,719
CORP
NATIONAL SEMICONDUCTOR COM 637640103 6 400 SH DEFINED 5 400 - -
CORP
NATIONAL WESTMINSTER BK SPON ADR C 638539882 106 6,100 PRN DEFINED 3 - - 6,100
PLC
NATIONAL WESTMINSTER BK SPON ADR C 638539882 14 800 PRN DEFINED 18 800 - -
PLC
NATIONAL WESTMINSTER BK SPON ADR C 638539882 404 23,310 PRN DEFINED 5 23,310 - -
PLC
NATIONAL WESTMINSTER BK SPON ADR C 638539882 9 500 SH DEFINED 8 500 - -
PLC
NATIONAL WESTN LIFE INS CL A 638522102 920 5,300 SH DEFINED 4 - - 5,300
CO
NATIONWIDE HEALTH PPTYS COM 638620104 66 1,872 SH DEFINED 3 - - 1,872
INC
NATIONWIDE HEALTH PPTYS PFD CV B 7.75% 638620302 3,925 25,000 PRN DEFINED 3 25,000 - -
INC
NATURAL RESOURCE COM UNIT L P 63900P103 234 9,636 SH DEFINED 2 9,636 - -
PARTNERS L
NATURAL RESOURCE COM UNIT L P 63900P103 244 10,073 SH DEFINED 3 - - 10,073
PARTNERS L
NATURAL RESOURCE COM UNIT L P 63900P103 24 1,000 SH DEFINED 16 1,000 - -
PARTNERS L
NATURAL RESOURCE COM UNIT L P 63900P103 11 450 SH DEFINED 450 - -
PARTNERS L
NAUTILUS INC COM 63910B102 4 2,000 SH DEFINED 7 - 2,000 -
NAVARRE CORP COM 639208107 53 25,000 SH DEFINED 3 - - 25,000
NAVIGANT CONSULTING INC COM 63935N107 29 1,978 SH DEFINED 5 1,978 - -
NAVIGATORS GROUP INC COM 638904102 767 16,271 SH DEFINED 2 16,271 - -
NAVIGATORS GROUP INC COM 638904102 9 200 SH DEFINED 3 - - 200
NAVIGATORS GROUP INC COM 638904102 820 17,400 SH DEFINED 4 - - 17,400
NAVIGATORS GROUP INC COM 638904102 6 126 SH DEFINED 18 126 - -
NAVIOS MARITIME ACQUIS SHS Y62159101 22,320 2,270,600 SH DEFINED 3 2,270,600 - -
CORP
NAVIOS MARITIME HOLDINGS COM Y62196103 6 1,000 SH DEFINED 3 - - 1,000
INC
NAVIOS MARITIME HOLDINGS COM Y62196103 2 400 SH DEFINED 18 400 - -
INC
NAVIOS MARITIME PARTNERS UNIT LPI Y62267102 32 2,170 SH DEFINED 2 2,170 - -
L P
NAVIOS MARITIME PARTNERS UNIT LPI Y62267102 74 4,991 SH DEFINED 3 - - 4,991
L P
NAVISTAR INTL CORP NEW COM 63934E108 715 18,494 SH DEFINED 3 15,000 - 3,494
NAVISTAR INTL CORP NEW COM 63934E108 174 4,500 SH DEFINED 4 - 4,500 -
NAVISTAR INTL CORP NEW COM 63934E108 2 42 SH DEFINED 18 42 - -
NBT BANCORP INC COM 628778102 845 41,497 SH DEFINED 2 41,497 - -
NBTY INC COM 628782104 39 886 SH DEFINED 2 886 - -
NBTY INC COM 628782104 760 17,454 SH DEFINED 3 - - 17,454
NCI BUILDING SYS INC COM 628852105 1 500 SH DEFINED 2 500 - -
NCR CORP NEW COM 62886E108 120 10,753 SH DEFINED 3 - - 10,753
NCR CORP NEW COM 62886E108 6 527 SH DEFINED 18 527 - -
NCR CORP NEW COM 62886E108 6 503 SH DEFINED 5 503 - -
NEENAH PAPER INC COM 640079109 2 177 SH DEFINED 3 - - 177
NEENAH PAPER INC COM 640079109 1 48 SH DEFINED 5 48 - -
NEKTAR THERAPEUTICS COM 640268108 63 6,800 SH DEFINED 1 - 6,800 -
NEKTAR THERAPEUTICS COM 640268108 138 14,768 SH DEFINED 2 14,768 - -
NEKTAR THERAPEUTICS COM 640268108 24 2,615 SH DEFINED 3 - - 2,615
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
NEKTAR THERAPEUTICS COM 640268108 93 10,000 SH DEFINED 14 10,000 - -
NELNET INC CL A 64031N108 68 3,935 SH DEFINED 2 3,935 - -
NELNET INC CL A 64031N108 54 3,163 SH DEFINED 3 - - 3,163
NEOGEN CORP COM 640491106 5 200 SH DEFINED 2 200 - -
NEOGEN CORP COM 640491106 83 3,522 SH DEFINED 3 - - 3,522
NEOGEN CORP COM 640491106 4 154 SH DEFINED 18 154 - -
NEOGEN CORP COM 640491106 6 270 SH DEFINED 270 - -
NEOSTEM INC COM NEW 640650305 54 35,000 SH DEFINED 3 - - 35,000
NEPTUNE TECHNOLOGIES COM 64077P108 1 500 SH DEFINED 5 500 - -
BIORESO
NET 1 UEPS TECHNOLOGIES COM NEW 64107N206 454 23,419 SH DEFINED 2 23,419 - -
INC
NET 1 UEPS TECHNOLOGIES COM NEW 64107N206 200 10,309 SH DEFINED 3 - - 10,309
INC
NET 1 UEPS TECHNOLOGIES COM NEW 64107N206 636 32,800 SH DEFINED 14 32,800 - -
INC
NET SERVICOS DE SPONSD ADR NEW 64109T201 30 2,182 SH DEFINED 3 1,000 - 1,182
COMUNICACAO
NETAPP INC COM 64110D104 1,553 45,200 SH DEFINED 1 - 45,200 -
NETAPP INC COM 64110D104 7,541 219,469 SH DEFINED 2 219,469 - -
NETAPP INC COM 64110D104 3,839 111,725 SH DEFINED 3 107,577 - 4,148
NETAPP INC COM 64110D104 206 6,000 SH DEFINED 15 6,000 - -
NETAPP INC COM 64110D104 18 518 SH DEFINED 18 518 - -
NETAPP INC COM 64110D104 153 4,466 SH DEFINED 4,466 - -
NETAPP INC COM 64110D104 7 194 SH DEFINED 5 194 - -
NETAPP INC COM 64110D104 34 1,000 SH DEFINED 8 1,000 - -
NETEASE COM INC SPONSORED ADR 64110W102 204 5,415 SH DEFINED 2 5,415 - -
NETEASE COM INC SPONSORED ADR 64110W102 10 279 SH DEFINED 3 - - 279
NETEASE COM INC SPONSORED ADR 64110W102 15 400 SH DEFINED 18 400 - -
NETEASE COM INC SPONSORED ADR 64110W102 - - SH DEFINED 5 - - -
NETEASE COM INC SPONSORED ADR 64110W102 9 240 SH DEFINED 8 240 - -
NETEZZA CORP COM 64111N101 49 5,066 SH DEFINED 2 5,066 - -
NETEZZA CORP COM 64111N101 65 6,700 SH DEFINED 3 - - 6,700
NETEZZA CORP COM 64111N101 11 1,110 SH DEFINED 5 1,110 - -
NETFLIX INC COM 64110L106 94 1,700 SH DEFINED 1 - 1,700 -
NETFLIX INC COM 64110L106 406 7,376 SH DEFINED 2 7,376 - -
NETFLIX INC COM 64110L106 302 5,486 SH DEFINED 3 - - 5,486
NETGEAR INC COM 64111Q104 1,210 55,800 SH DEFINED 1 - 55,800 -
NETGEAR INC COM 64111Q104 181 8,350 SH DEFINED 3 - - 8,350
NETLOGIC MICROSYSTEMS INC COM 64118B100 7,448 161,000 SH DEFINED 1 18,100 142,900 -
NETLOGIC MICROSYSTEMS INC COM 64118B100 116 2,514 SH DEFINED 2 2,514 - -
NETLOGIC MICROSYSTEMS INC COM 64118B100 11 246 SH DEFINED 3 - - 246
NETSCOUT SYS INC COM 64115T104 35 2,375 SH DEFINED 3 - - 2,375
NETSUITE INC COM 64118Q107 103 6,452 SH DEFINED 2 6,452 - -
NETSUITE INC COM 64118Q107 6 400 SH DEFINED 3 - - 400
NEUBERGER BERMAN CA INT COM 64123C101 62 4,709 SH DEFINED 3 - - 4,709
MUN
NEUBERGER BERMAN INCOME COM SHS 64126L108 52 8,273 SH DEFINED 3 - - 8,273
OPP
NEUBERGER BERMAN INTER COM 64124P101 134 9,992 SH DEFINED 3 - - 9,992
MUNI
NEUBERGER BERMAN NY INT COM 64124K102 32 2,404 SH DEFINED 3 - - 2,404
MUN
NEUBERGER BERMAN RE ES COM 64190A103 104 34,169 SH DEFINED 3 - - 34,169
SEC F
NEUROBIOLOGICAL TECH INC COM NEW 64124W304 - 78 SH DEFINED 3 - - 78
NEUROCRINE BIOSCIENCES COM 64125C109 4 1,500 SH DEFINED 3 - - 1,500
INC
NEUSTAR INC CL A 64126X201 600 26,030 SH DEFINED 2 26,030 - -
NEUSTAR INC CL A 64126X201 3 140 SH DEFINED 3 - - 140
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
NEUTRAL TANDEM INC COM 64128B108 722 31,741 SH DEFINED 2 31,741 - -
NEUTRAL TANDEM INC COM 64128B108 91 4,013 SH DEFINED 3 - - 4,013
NEVSUN RES LTD COM 64156L101 41 17,000 SH DEFINED 3 - - 17,000
NEVSUN RES LTD COM 64156L101 24 10,000 SH DEFINED 10,000 - -
NEVSUN RES LTD COM 64156L101 2 1,000 SH DEFINED 5 1,000 - -
NEW AMER HIGH INCOME FD COM NEW 641876800 35 3,920 SH DEFINED 3 - - 3,920
INC
NEW GERMANY FD INC COM 644465106 1,756 146,457 SH DEFINED 3 - - 146,457
NEW GERMANY FD INC COM 644465106 - - SH DEFINED 5 - - -
NEW GERMANY FD INC COM 644465106 9 748 SH DEFINED 8 748 - -
NEW GOLD INC CDA COM 644535106 9 2,400 SH DEFINED 6 2,400 - -
NEW GOLD INC CDA COM 644535106 795 220,114 SH DEFINED 5 220,114 - -
NEW GOLD INC CDA COM 644535106 88 24,500 SH DEFINED 8 22,500 2,000 -
NEW HAMPSHIRE THRIFT COM 644722100 8 800 SH DEFINED 3 - - 800
BANCSHS
NEW JERSEY RES COM 646025106 387 10,336 SH DEFINED 2 10,336 - -
NEW JERSEY RES COM 646025106 595 15,900 SH DEFINED 3 - - 15,900
NEW ORIENTAL ED & TECH SPON ADR 647581107 29 380 SH DEFINED 2 380 - -
GRP I
NEW ORIENTAL ED & TECH SPON ADR 647581107 172 2,273 SH DEFINED 3 - - 2,273
GRP I
NEW ORIENTAL ED & TECH SPON ADR 647581107 33 430 SH DEFINED 16 430 - -
GRP I
NEW ORIENTAL ED & TECH SPON ADR 647581107 2 26 SH DEFINED 18 26 - -
GRP I
NEW ORIENTAL ED & TECH SPON ADR 647581107 78 1,030 SH DEFINED 1,030 - -
GRP I
NEW YORK CMNTY BANCORP COM 649445103 340 23,428 SH DEFINED 3 - - 23,428
INC
NEW YORK CMNTY BANCORP COM 649445103 135 9,330 SH DEFINED 4 - 9,330 -
INC
NEW YORK CMNTY BANCORP COM 649445103 1,285 88,568 SH DEFINED 6 88,568 - -
INC
NEW YORK CMNTY BANCORP COM 649445103 7 494 SH DEFINED 494 - -
INC
NEW YORK MTG TR INC COM PAR $.02 649604501 287 39,857 SH DEFINED 3 - - 39,857
NEW YORK TIMES CO CL A 650111107 2,155 174,362 SH DEFINED 2 174,362 - -
NEW YORK TIMES CO CL A 650111107 56 4,546 SH DEFINED 3 1,346 - 3,200
NEW YORK TIMES CO CL A 650111107 7 600 SH DEFINED 600 - -
NEWALLIANCE BANCSHARES COM 650203102 445 37,018 SH DEFINED 2 37,018 - -
INC
NEWCASTLE INVT CORP COM 65105M108 2 1,000 SH DEFINED 3 - - 1,000
NEWELL RUBBERMAID INC COM 651229106 5,173 344,610 SH DEFINED 2 344,610 - -
NEWELL RUBBERMAID INC COM 651229106 801 53,387 SH DEFINED 3 3,030 - 50,357
NEWELL RUBBERMAID INC COM 651229106 135 9,000 SH DEFINED 17 - - 9,000
NEWELL RUBBERMAID INC COM 651229106 15 1,000 SH DEFINED 1,000 - -
NEWELL RUBBERMAID INC COM 651229106 192 12,811 SH DEFINED 5 12,811 - -
NEWFIELD EXPL CO COM 651290108 67,676 1,403,200 SH DEFINED 1 141,100 1,262,100 -
NEWFIELD EXPL CO COM 651290108 633 13,117 SH DEFINED 3 - - 13,117
NEWFIELD EXPL CO COM 651290108 5 99 SH DEFINED 18 99 - -
NEWFIELD EXPL CO COM 651290108 5 100 SH DEFINED 5 100 - -
NEWMARKET CORP COM 651587107 72 628 SH DEFINED 3 - - 628
NEWMARKET CORP COM 651587107 48 419 SH DEFINED 5 419 - -
NEWMONT MINING CORP COM 651639106 33,967 717,972 SH DEFINED 2 717,972 - -
NEWMONT MINING CORP COM 651639106 5,919 125,110 SH DEFINED 3 6,983 - 118,127
NEWMONT MINING CORP COM 651639106 5 100 SH DEFINED 6 100 - -
NEWMONT MINING CORP COM 651639106 7,160 151,347 SH DEFINED 7 - 151,347 -
NEWMONT MINING CORP COM 651639106 303 6,414 SH DEFINED 10 6,414 - -
NEWMONT MINING CORP COM 651639106 104 2,195 SH DEFINED 15 2,195 - -
NEWMONT MINING CORP COM 651639106 39 815 SH DEFINED 17 - - 815
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
NEWMONT MINING CORP COM 651639106 79 1,661 SH DEFINED 18 1,661 - -
NEWMONT MINING CORP COM 651639106 1 15 SH DEFINED 5;1 15 - -
NEWMONT MINING CORP COM 651639106 96 2,030 SH DEFINED 2,030 - -
NEWMONT MINING CORP COM 651639106 1,440 30,448 SH SOLE 30,448 - -
NEWMONT MINING CORP COM 651639106 4,488 94,855 SH DEFINED 5 94,855 - -
NEWMONT MINING CORP COM 651639106 685 14,489 SH DEFINED 8 6,046 8,443 -
NEWPARK RES INC COM PAR 651718504 448 106,000 SH DEFINED 4 - - 106,000
$.01NEW
NEWPORT CORP COM 651824104 88 9,533 SH DEFINED 3 - - 9,533
NEWPORT CORP COM 651824104 460 50,000 SH DEFINED 4 - - 50,000
NEWS CORP CL A 65248E104 29,002 2,118,455 SH DEFINED 2 2,118,455 - -
NEWS CORP CL A 65248E104 8,760 639,855 SH DEFINED 3 622,377 - 17,478
NEWS CORP CL B 65248E203 650 40,833 SH DEFINED 3 - - 40,833
NEWS CORP CL B 65248E203 20 1,244 SH DEFINED 15 1,244 - -
NEWS CORP CL B 65248E203 45 2,800 SH DEFINED 16 2,800 - -
NEWS CORP CL A 65248E104 25 1,792 SH DEFINED 18 1,792 - -
NEWS CORP CL A 65248E104 7 500 SH DEFINED 500 - -
NEWS CORP CL A 65248E104 1 55 SH SOLE 55 - -
NEWS CORP CL A 65248E104 85 6,231 SH DEFINED 5 6,231 - -
NEXEN INC COM 65334H102 151,388 6,314,849 SH DEFINED 1 680,606 5,634,243 -
NEXEN INC COM 65334H102 541 22,567 SH DEFINED 2 22,567 - -
NEXEN INC COM 65334H102 13 528 SH DEFINED 3 - - 528
NEXEN INC COM 65334H102 31,854 1,328,731 SH DEFINED 6 1,328,731 - -
NEXEN INC COM 65334H102 17,010 709,523 SH DEFINED 7 - 709,523 -
NEXEN INC COM 65334H102 20 825 SH DEFINED 10 825 - -
NEXEN INC COM 65334H102 26 1,064 SH DEFINED 13 1,064 - -
NEXEN INC COM 65334H102 269 11,200 SH DEFINED 14 11,200 - -
NEXEN INC COM 65334H102 9 370 SH DEFINED 15 370 - -
NEXEN INC COM 65334H102 - 19 SH DEFINED 18 19 - -
NEXEN INC COM 65334H102 38,942 1,624,385 SH DEFINED 5;1 1,624,385 - -
NEXEN INC COM 65334H102 36 1,509 SH DEFINED 1,509 - -
NEXEN INC COM 65334H102 58,239 2,429,302 SH SOLE 2,429,302 - -
NEXEN INC COM 65334H102 22,864 953,707 SH DEFINED 5 953,707 - -
NEXEN INC COM 65334H102 522 21,776 SH DEFINED 8 12,600 9,176 -
NEXTWAVE WIRELESS INC COM 65337Y102 37 83,333 SH DEFINED 83,333 - -
NFJ DIVID INT & PREM COM SHS 65337H109 693 46,970 SH DEFINED 3 - - 46,970
STRTGY
NFJ DIVID INT & PREM COM SHS 65337H109 12 800 SH DEFINED 18 800 - -
STRTGY
NGAS RESOURCES INC COM 62912T103 43 25,500 SH DEFINED 3 - - 25,500
NGP CAP RES CO COM 62912R107 50 6,161 SH DEFINED 3 - - 6,161
NGP CAP RES CO COM 62912R107 350 43,000 SH DEFINED 4 - - 43,000
NIC INC COM 62914B100 9,449 1,033,800 SH DEFINED 4 - 344,000 689,800
NIC INC COM 62914B100 43 4,720 SH DEFINED - 4,720 -
NICE SYS LTD SPONSORED ADR 653656108 73 2,341 SH DEFINED 3 - - 2,341
NICE SYS LTD SPONSORED ADR 653656108 14 460 SH SOLE 460 - -
NICHOLAS APPLEGATE COM 65370G109 1,633 192,616 SH DEFINED 3 - - 192,616
CV&INC FD
NICHOLAS APPLEGATE EQT COM 65370K100 1,024 61,814 SH DEFINED 3 - - 61,814
CONV
NICHOLAS FINANCIAL INC COM NEW 65373J209 303 44,000 SH DEFINED 4 - - 44,000
NICHOLAS-APPLEGATE CV & COM 65370F101 369 39,780 SH DEFINED 3 - - 39,780
INC
NICHOLAS-APPLGT INTL & COM 65370C108 105 6,782 SH DEFINED 3 - - 6,782
PRM S
NICOR INC COM 654086107 2,296 54,547 SH DEFINED 2 54,547 - -
NICOR INC COM 654086107 411 9,763 SH DEFINED 3 200 - 9,563
NICOR INC COM 654086107 567 13,467 SH DEFINED 5 13,467 - -
NICOR INC COM 654086107 67 1,598 SH DEFINED 8 1,598 - -
NIDEC CORP SPONSORED ADR 654090109 3 120 SH DEFINED 120 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
NII HLDGS INC CL B NEW 62913F201 3 100 SH DEFINED 3 - - 100
NII HLDGS INC CL B NEW 62913F201 3,358 100,000 PUT DEFINED 3 100,000 - -
NII HLDGS INC NOTE 2.75 62913FAF9 428 430,000 PRN DEFINED 3 - - 430,000
NII HLDGS INC CL B NEW 62913F201 247 7,344 SH DEFINED 10 7,344 - -
NII HLDGS INC CL B NEW 62913F201 20 600 SH DEFINED 15 600 - -
NII HLDGS INC CL B NEW 62913F201 840 25,000 SH DEFINED 16 25,000 - -
NII HLDGS INC CL B NEW 62913F201 49 1,470 SH DEFINED 17 - - 1,470
NII HLDGS INC CL B NEW 62913F201 37 1,113 SH DEFINED 18 1,113 - -
NII HLDGS INC CL B NEW 62913F201 17 500 SH DEFINED 500 - -
NII HLDGS INC CL B NEW 62913F201 158 4,712 SH SOLE 4,712 - -
NII HLDGS INC CL B NEW 62913F201 423 12,599 SH DEFINED 5 12,599 - -
NII HLDGS INC CL B NEW 62913F201 12 349 SH DEFINED 8 349 - -
NIKE INC CL B 654106103 59 900 SH DEFINED 1 - 900 -
NIKE INC CL B 654106103 35,943 544,015 SH DEFINED 2 544,015 - -
NIKE INC CL B 654106103 3,659 55,380 SH DEFINED 3 4,348 - 51,032
NIKE INC CL B 654106103 806 12,200 SH DEFINED 7 - 12,200 -
NIKE INC CL B 654106103 125 1,899 SH DEFINED 10 1,899 - -
NIKE INC CL B 654106103 129 1,950 SH DEFINED 17 - - 1,950
NIKE INC CL B 654106103 119 1,802 SH DEFINED 18 1,802 - -
NIKE INC CL B 654106103 317 4,804 SH DEFINED 4,499 305 -
NIKE INC CL B 654106103 199 3,009 SH SOLE 3,009 - -
NIKE INC CL B 654106103 4,753 71,931 SH DEFINED 5 71,931 - -
NIKE INC CL B 654106103 290 4,394 SH DEFINED 8 4,174 220 -
NILE THERAPEUTICS INC COM 654145101 30 24,772 SH DEFINED 3 - - 24,772
NIPPON TELEG & TEL CORP SPONSORED ADR 654624105 1,380 69,933 SH DEFINED 2 69,933 - -
NIPPON TELEG & TEL CORP SPONSORED ADR 654624105 35 1,770 SH DEFINED 3 - - 1,770
NIPPON TELEG & TEL CORP SPONSORED ADR 654624105 2 91 SH DEFINED 7 - 91 -
NIPPON TELEG & TEL CORP SPONSORED ADR 654624105 4 180 SH DEFINED 14 180 - -
NIPPON TELEG & TEL CORP SPONSORED ADR 654624105 257 13,000 SH DEFINED 15 13,000 - -
NIPPON TELEG & TEL CORP SPONSORED ADR 654624105 16 801 SH DEFINED 18 801 - -
NIPPON TELEG & TEL CORP SPONSORED ADR 654624105 49 2,500 SH DEFINED 2,500 - -
NIPPON TELEG & TEL CORP SPONSORED ADR 654624105 49 2,467 SH DEFINED 5 2,467 - -
NISOURCE INC COM 65473P105 5,707 371,066 SH DEFINED 2 371,066 - -
NISOURCE INC COM 65473P105 1,401 91,067 SH DEFINED 3 3,016 - 88,051
NISOURCE INC COM 65473P105 5 350 SH DEFINED 350 - -
NL INDS INC COM NEW 629156407 1 200 SH DEFINED 3 - - 200
NN INC COM 629337106 4 1,000 SH DEFINED 3 - - 1,000
NN INC COM 629337106 1,110 280,300 SH DEFINED 4 - - 280,300
NOBEL LEARNING CMNTYS INC COM 654889104 139 18,300 SH DEFINED 4 - - 18,300
NOBILITY HOMES INC COM 654892108 108 10,300 SH DEFINED 4 - - 10,300
NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 43,101 1,059,000 SH DEFINED 1 103,000 956,000 -
NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 692 16,993 SH DEFINED 2 16,993 - -
NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 3,832 94,155 SH DEFINED 3 150 - 94,005
NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 611 15,000 SH DEFINED 13 15,000 - -
NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 2 37 SH DEFINED 15 37 - -
NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 38 927 SH DEFINED 18 927 - -
NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 1,094 26,880 SH DEFINED 5 26,880 - -
NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 23 556 SH DEFINED 8 556 - -
NOBLE ENERGY INC COM 655044105 8,055 113,100 SH DEFINED 1 - 113,100 -
NOBLE ENERGY INC COM 655044105 16,889 237,141 SH DEFINED 2 237,141 - -
NOBLE ENERGY INC COM 655044105 6,694 93,997 SH DEFINED 3 89,121 - 4,876
NOBLE ENERGY INC COM 655044105 6,054 85,000 PUT DEFINED 3 85,000 - -
NOBLE ENERGY INC COM 655044105 8 114 SH DEFINED 18 114 - -
NOBLE ENERGY INC COM 655044105 4 54 SH DEFINED 54 - -
NOBLE ENERGY INC COM 655044105 28 392 SH DEFINED 5 392 - -
NOKIA CORP SPONSORED ADR 654902204 113 8,800 SH DEFINED 2 8,800 - -
NOKIA CORP SPONSORED ADR 654902204 2,204 171,533 SH DEFINED 3 70,800 - 100,733
NOKIA CORP SPONSORED ADR 654902204 30 2,300 SH DEFINED 7 - 2,300 -
NOKIA CORP SPONSORED ADR 654902204 22 1,700 SH DEFINED 9 1,700 - -
NOKIA CORP SPONSORED ADR 654902204 3 200 SH DEFINED 14 200 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
NOKIA CORP SPONSORED ADR 654902204 164 12,789 SH DEFINED 15 12,789 - -
NOKIA CORP SPONSORED ADR 654902204 65 5,075 SH DEFINED 16 5,075 - -
NOKIA CORP SPONSORED ADR 654902204 53 4,111 SH DEFINED 18 4,111 - -
NOKIA CORP SPONSORED ADR 654902204 - 20 SH DEFINED 5;1 20 - -
NOKIA CORP SPONSORED ADR 654902204 2 190 SH OTHER S;6 190 - -
NOKIA CORP SPONSORED ADR 654902204 241 18,720 SH DEFINED 18,720 - -
NOKIA CORP SPONSORED ADR 654902204 2 120 SH SOLE 120 - -
NOKIA CORP SPONSORED ADR 654902204 1,819 141,611 SH DEFINED 5 141,611 - -
NOKIA CORP SPONSORED ADR 654902204 8 600 SH DEFINED 8 600 - -
NOMURA HLDGS INC SPONSORED ADR 65535H208 1 179 SH DEFINED 3 - - 179
NOMURA HLDGS INC SPONSORED ADR 65535H208 2 258 SH DEFINED 18 258 - -
NOMURA HLDGS INC SPONSORED ADR 65535H208 44 5,935 SH DEFINED 5,935 - -
NOMURA HLDGS INC SPONSORED ADR 65535H208 1 165 SH SOLE 165 - -
NOMURA HLDGS INC SPONSORED ADR 65535H208 115 15,531 SH DEFINED 5 15,531 - -
NORAM ENERGY CORP SDCV 6.000% 3/ 655419AC3 9 8,850 PRN DEFINED 3 - - 8,850
NORDIC AMERICAN TANKER COM G65773106 746 24,864 SH DEFINED 2 24,864 - -
SHIPP
NORDIC AMERICAN TANKER COM G65773106 68 2,257 SH DEFINED 3 - - 2,257
SHIPP
NORDIC AMERICAN TANKER COM G65773106 30 1,000 SH DEFINED 16 1,000 - -
SHIPP
NORDIC AMERICAN TANKER COM G65773106 42 1,400 SH DEFINED 5 1,400 - -
SHIPP
NORDSON CORP COM 655663102 4 62 SH DEFINED 3 - - 62
NORDSTROM INC COM 655664100 19,887 529,200 SH DEFINED 1 24,700 504,500 -
NORDSTROM INC COM 655664100 8,206 218,370 SH DEFINED 2 218,370 - -
NORDSTROM INC COM 655664100 2,027 53,937 SH DEFINED 3 39,809 - 14,128
NORDSTROM INC COM 655664100 23 600 SH DEFINED 7 - 600 -
NORDSTROM INC COM 655664100 1 18 SH DEFINED 18 18 - -
NORDSTROM INC COM 655664100 4 100 SH SOLE 100 - -
NORFOLK SOUTHERN CORP COM 655844108 3,077 58,700 SH DEFINED 1 - 58,700 -
NORFOLK SOUTHERN CORP COM 655844108 5,922 112,963 SH DEFINED 2 112,963 - -
NORFOLK SOUTHERN CORP COM 655844108 3,994 76,201 SH DEFINED 3 4,103 - 72,098
NORFOLK SOUTHERN CORP COM 655844108 18,854 359,665 SH DEFINED 6 359,665 - -
NORFOLK SOUTHERN CORP COM 655844108 294 5,602 SH DEFINED 18 5,602 - -
NORFOLK SOUTHERN CORP COM 655844108 269 5,125 SH DEFINED 3,785 1,340 -
NORFOLK SOUTHERN CORP COM 655844108 444 8,462 SH DEFINED 5 8,462 - -
NORFOLK SOUTHERN CORP COM 655844108 - - SH DEFINED 8 - - -
NORTH AMERN ENERGY COM 656844107 12 1,650 SH DEFINED 3 - - 1,650
PARTNERS
NORTH AMERN GALVANZNG & COM 65686Y109 63 13,000 SH DEFINED 3 - - 13,000
CTNG
NORTH AMERN GALVANZNG & COM 65686Y109 1,348 277,952 SH DEFINED 4 - 78,000 199,952
CTNG
NORTH AMERN PALLADIUM LTD COM 656912102 17,897 5,130,100 SH DEFINED 1 186,200 4,943,900 -
NORTH AMERN PALLADIUM LTD COM 656912102 1,675 480,200 SH DEFINED 3 - - 480,200
NORTH AMERN PALLADIUM LTD COM 656912102 385 110,400 SH DEFINED 4 - - 110,400
NORTH AMERN PALLADIUM LTD COM 656912102 21 6,010 SH DEFINED 16 6,010 - -
NORTH AMERN PALLADIUM LTD COM 656912102 19 5,490 SH DEFINED 5 5,490 - -
NORTH ASIA INVESTMENT COM G66202105 2,946 300,000 SH DEFINED 3 300,000 - -
CORP
NORTH ASIA INVESTMENT *W EXP G66202113 24 75,200 SH DEFINED 3 75,200 - -
CORP 07/23/201
NORTH EUROPEAN OIL RTY TR SH BEN INT 659310106 74 2,400 SH DEFINED 3 - - 2,400
NORTHEAST UTILS COM 664397106 5,835 226,242 SH DEFINED 2 226,242 - -
NORTHEAST UTILS COM 664397106 220 8,527 SH DEFINED 3 1,983 - 6,544
NORTHEAST UTILS COM 664397106 82 3,191 SH DEFINED 3,191 - -
NORTHEAST UTILS COM 664397106 15 584 SH DEFINED 5 584 - -
NORTHERN DYNASTY COM NEW 66510M204 24 2,892 SH DEFINED 3 - - 2,892
MINERALS LT
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
NORTHERN DYNASTY COM NEW 66510M204 126 15,166 SH DEFINED 5 15,166 - -
MINERALS LT
NORTHERN OIL & GAS INC COM 665531109 626 52,911 SH DEFINED 3 47,511 - 5,400
NEV
NORTHERN OIL & GAS INC COM 665531109 12 1,000 SH DEFINED 1,000 - -
NEV
NORTHERN TR CORP COM 665859104 15,781 301,163 SH DEFINED 2 301,163 - -
NORTHERN TR CORP COM 665859104 876 16,725 SH DEFINED 3 3,566 - 13,159
NORTHERN TR CORP COM 665859104 650 12,400 SH DEFINED 4 - 12,400 -
NORTHERN TR CORP COM 665859104 18,916 361,000 SH DEFINED 6 361,000 - -
NORTHERN TR CORP COM 665859104 111 2,114 SH DEFINED 10 2,114 - -
NORTHERN TR CORP COM 665859104 22 425 SH DEFINED 16 425 - -
NORTHERN TR CORP COM 665859104 137 2,610 SH DEFINED 17 - - 2,610
NORTHERN TR CORP COM 665859104 127 2,423 SH DEFINED 18 2,423 - -
NORTHERN TR CORP COM 665859104 312 5,953 SH DEFINED 5,143 810 -
NORTHERN TR CORP COM 665859104 176 3,358 SH SOLE 3,358 - -
NORTHERN TR CORP COM 665859104 5 90 SH DEFINED 5 90 - -
NORTHGATE MINERALS CORP COM 666416102 8,316 2,700,000 SH DEFINED 1 - 2,700,000 -
NORTHGATE MINERALS CORP COM 666416102 280 90,646 SH DEFINED 5 90,646 - -
NORTHGATE MINERALS CORP COM 666416102 15 5,000 SH DEFINED 8 5,000 - -
NORTHRIM BANCORP INC COM 666762109 1,359 80,510 SH DEFINED 4 - 20,136 60,374
NORTHROP GRUMMAN CORP COM 666807102 5,092 91,171 SH DEFINED 2 91,171 - -
NORTHROP GRUMMAN CORP COM 666807102 1,536 27,508 SH DEFINED 3 3,494 - 24,014
NORTHROP GRUMMAN CORP COM 666807102 21 380 SH DEFINED 15 380 - -
NORTHROP GRUMMAN CORP COM 666807102 1,199 21,466 SH DEFINED 18 21,466 - -
NORTHROP GRUMMAN CORP COM 666807102 270 4,828 SH DEFINED 4,828 - -
NORTHROP GRUMMAN CORP COM 666807102 19,548 350,000 SH SOLE 350,000 - -
NORTHROP GRUMMAN CORP COM 666807102 31 555 SH DEFINED 5 555 - -
NORTHSTAR RLTY FIN CORP COM 66704R100 38 11,011 SH DEFINED 3 - - 11,011
NORTHWEST NAT GAS CO COM 667655104 362 8,038 SH DEFINED 2 8,038 - -
NORTHWEST NAT GAS CO COM 667655104 69 1,540 SH DEFINED 3 - - 1,540
NORTHWEST PIPE CO COM 667746101 505 18,800 SH DEFINED 4 - - 18,800
NORTHWEST PIPE CO COM 667746101 - 15 SH DEFINED 18 15 - -
NORTHWESTERN CORP COM NEW 668074305 335 12,870 SH DEFINED 2 12,870 - -
NORTHWESTERN CORP COM NEW 668074305 165 6,337 SH DEFINED 3 - - 6,337
NOVABAY PHARMACEUTICALS COM 66987P102 13 6,397 SH DEFINED 3 - - 6,397
INC
NOVAGOLD RES INC COM NEW 66987E206 18 3,000 SH DEFINED 3 - - 3,000
NOVAGOLD RES INC COM NEW 66987E206 20 3,300 SH DEFINED 5 3,300 - -
NOVAMED INC DEL COM 66986W108 99 25,450 SH DEFINED 3 - - 25,450
NOVARTIS A G SPONSORED ADR 66987V109 208 3,825 SH DEFINED 2 3,825 - -
NOVARTIS A G SPONSORED ADR 66987V109 2,089 38,372 SH DEFINED 3 5,100 - 33,272
NOVARTIS A G SPONSORED ADR 66987V109 39 725 SH DEFINED 7 - 725 -
NOVARTIS A G SPONSORED ADR 66987V109 8 153 SH DEFINED 15 153 - -
NOVARTIS A G SPONSORED ADR 66987V109 435 8,000 SH DEFINED 17 - - 8,000
NOVARTIS A G SPONSORED ADR 66987V109 103 1,896 SH DEFINED 18 1,896 - -
NOVARTIS A G SPONSORED ADR 66987V109 71 1,303 SH DEFINED 1,303 - -
NOVARTIS A G SPONSORED ADR 66987V109 4 67 SH SOLE 67 - -
NOVARTIS A G SPONSORED ADR 66987V109 3,014 55,381 SH DEFINED 5 55,381 - -
NOVARTIS A G SPONSORED ADR 66987V109 361 6,627 SH DEFINED 8 6,627 - -
NOVATEL WIRELESS INC COM NEW 66987M604 24 3,063 SH DEFINED 2 3,063 - -
NOVATEL WIRELESS INC COM NEW 66987M604 11 1,400 SH DEFINED 3 - - 1,400
NOVAVAX INC COM 670002104 13 5,000 SH DEFINED 3 - - 5,000
NOVELL INC COM 670006105 2,390 575,954 SH DEFINED 2 575,954 - -
NOVELL INC COM 670006105 19 4,561 SH DEFINED 3 3,936 - 625
NOVELLUS SYS INC COM 670008101 1,034 44,300 SH DEFINED 1 - 44,300 -
NOVELLUS SYS INC COM 670008101 3,843 164,646 SH DEFINED 2 164,646 - -
NOVELLUS SYS INC COM 670008101 105 4,494 SH DEFINED 3 3,909 - 585
NOVELLUS SYS INC COM 670008101 76 3,250 SH DEFINED 16 3,250 - -
NOVO-NORDISK A S ADR 670100205 83 1,300 SH DEFINED 1 - 1,300 -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
NOVO-NORDISK A S ADR 670100205 842 13,180 SH DEFINED 2 13,180 - -
NOVO-NORDISK A S ADR 670100205 146 2,289 SH DEFINED 3 - - 2,289
NOVO-NORDISK A S ADR 670100205 41 645 SH DEFINED 15 645 - -
NOVO-NORDISK A S ADR 670100205 21 328 SH DEFINED 18 328 - -
NOVO-NORDISK A S ADR 670100205 7,020 109,945 SH DEFINED 5;1 109,945 - -
NOVO-NORDISK A S ADR 670100205 23 362 SH DEFINED 362 - -
NOVO-NORDISK A S ADR 670100205 5,822 91,179 SH DEFINED 5 91,179 - -
NOVO-NORDISK A S ADR 670100205 125 1,964 SH DEFINED 8 1,964 - -
NPS PHARMACEUTICALS INC COM 62936P103 213 62,664 SH DEFINED 3 - - 62,664
NRG ENERGY INC COM NEW 629377508 1,457 61,692 SH DEFINED 2 61,692 - -
NRG ENERGY INC COM NEW 629377508 29,073 1,231,370 SH DEFINED 3 1,227,300 - 4,070
NRG ENERGY INC COM NEW 629377508 247 10,480 SH DEFINED 4 - 10,480 -
NRG ENERGY INC COM NEW 629377508 14 590 SH DEFINED 15 590 - -
NRG ENERGY INC COM NEW 629377508 3 125 SH DEFINED 18 125 - -
NRG ENERGY INC COM NEW 629377508 98 4,141 SH DEFINED 4,141 - -
NRG ENERGY INC COM NEW 629377508 2 73 SH DEFINED 5 73 - -
NSTAR COM 67019E107 7,841 213,076 SH DEFINED 3 - - 213,076
NSTAR COM 67019E107 18 479 SH DEFINED 18 479 - -
NSTAR COM 67019E107 34 925 SH DEFINED 5 925 - -
NTN BUZZTIME INC COM NEW 629410309 11 24,588 SH DEFINED 24,588 - -
NTT DOCOMO INC SPONS ADR 62942M201 953 68,157 SH DEFINED 2 68,157 - -
NTT DOCOMO INC SPONS ADR 62942M201 2 150 SH DEFINED 3 - - 150
NU HORIZONS ELECTRS CORP COM 669908105 542 131,490 SH DEFINED 4 - - 131,490
NU SKIN ENTERPRISES INC CL A 67018T105 127 4,719 SH DEFINED 2 4,719 - -
NU SKIN ENTERPRISES INC CL A 67018T105 4 150 SH DEFINED 3 - - 150
NU SKIN ENTERPRISES INC CL A 67018T105 10 390 SH DEFINED 5 390 - -
NUANCE COMMUNICATIONS INC COM 67020Y100 65 4,165 SH DEFINED 2 4,165 - -
NUANCE COMMUNICATIONS INC COM 67020Y100 79 5,091 SH DEFINED 3 - - 5,091
NUANCE COMMUNICATIONS INC COM 67020Y100 261 16,825 SH DEFINED 10 16,825 - -
NUANCE COMMUNICATIONS INC COM 67020Y100 4 232 SH DEFINED 18 232 - -
NUANCE COMMUNICATIONS INC COM 67020Y100 8 515 SH SOLE 515 - -
NUANCE COMMUNICATIONS INC COM 67020Y100 - 11 SH DEFINED 5 11 - -
NUCOR CORP COM 670346105 22,392 480,000 SH DEFINED 1 - 480,000 -
NUCOR CORP COM 670346105 9,223 197,700 SH DEFINED 2 197,700 - -
NUCOR CORP COM 670346105 3,670 78,666 SH DEFINED 3 7,540 - 71,126
NUCOR CORP COM 670346105 4,129 88,510 SH DEFINED 4 - 32,810 55,700
NUCOR CORP COM 670346105 27,065 580,161 SH DEFINED 6 580,161 - -
NUCOR CORP COM 670346105 635 13,610 SH DEFINED 7 - 13,610 -
NUCOR CORP COM 670346105 18 379 SH DEFINED 18 379 - -
NUCOR CORP COM 670346105 355 7,615 SH DEFINED 7,030 585 -
NUCOR CORP COM 670346105 3,749 80,347 SH DEFINED 5 80,347 - -
NUCOR CORP COM 670346105 19 419 SH DEFINED 8 114 305 -
NUMEREX CORP PA CL A 67053A102 86 20,000 SH DEFINED 20,000 - -
NUSTAR ENERGY LP UNIT COM 67058H102 173 3,091 SH DEFINED 2 3,091 - -
NUSTAR ENERGY LP UNIT COM 67058H102 2,809 50,085 SH DEFINED 3 - - 50,085
NUSTAR ENERGY LP UNIT COM 67058H102 34 600 SH DEFINED 18 600 - -
NUSTAR ENERGY LP UNIT COM 67058H102 8 138 SH DEFINED 138 - -
NUSTAR GP HOLDINGS LLC UNIT RESTG LLC 67059L102 1,564 58,082 SH DEFINED 3 - - 58,082
NUTRI SYS INC NEW COM 67069D108 4 126 SH DEFINED 2 126 - -
NUTRI SYS INC NEW COM 67069D108 195 6,245 SH DEFINED 3 - - 6,245
NUVASIVE INC COM 670704105 77 2,403 SH DEFINED 3 898 - 1,505
NUVASIVE INC COM 670704105 6,730 210,440 SH DEFINED 4 - 147,370 63,070
NUVASIVE INC COM 670704105 3 85 SH DEFINED 18 85 - -
NUVEEN AZ DIV ADV MUN FD COM 67072E101 24 1,900 SH DEFINED 3 - - 1,900
3
NUVEEN CA DIV ADV MUNI COM SH BEN INT 67070Y109 95 7,700 SH DEFINED 3 - - 7,700
FD 3
NUVEEN CA DIV ADVANTG COM 67069X104 134 9,950 SH DEFINED 3 - - 9,950
MUN FD
NUVEEN CA DIVIDEND ADV COM SHS 67066Y105 27 2,150 SH DEFINED 3 - - 2,150
MUN F
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
NUVEEN CA INVT QUALITY COM 67062A101 77 6,000 SH DEFINED 3 - - 6,000
MUN F
NUVEEN CA SELECT QUALITY COM 670975101 124 9,293 SH DEFINED 3 - - 9,293
MUN
NUVEEN CA SELECT TAX SH BEN INT 67063R103 9 700 SH DEFINED 3 - - 700
FREE PR
NUVEEN CALIF MUN VALUE FD COM 67062C107 138 15,211 SH DEFINED 3 - - 15,211
NUVEEN CALIF MUNICPAL COM 6706EB106 125 8,500 SH DEFINED 3 - - 8,500
VALU F
NUVEEN CALIF QUALITY COM 670985100 135 10,000 SH DEFINED 3 - - 10,000
INCM MU
NUVEEN CORE EQUITY ALPHA COM 67090X107 317 25,969 SH DEFINED 3 - - 25,969
FUN
NUVEEN DIV ADV MUNI FD 3 COM SH BEN INT 67070X101 97 7,245 SH DEFINED 3 - - 7,245
NUVEEN DIV ADV MUNI FD 3 COM SH BEN INT 67070X101 264 19,620 SH DEFINED 9,170 10,450 -
NUVEEN DIV ADVANTAGE MUN COM 67070F100 254 17,677 SH DEFINED 3 - - 17,677
FD
NUVEEN DIV ADVANTAGE MUN COM 67070F100 904 62,834 SH DEFINED 32,280 30,554 -
FD
NUVEEN DIVERSIFIED DIV COM 6706EP105 428 44,018 SH DEFINED 3 - - 44,018
INCM
NUVEEN DIVID ADVANTAGE COM 67066V101 139 10,293 SH DEFINED 3 - - 10,293
MUN F
NUVEEN ENHANCED MUN COM 67074M101 503 38,100 SH DEFINED 3 - - 38,100
VALUE FD
NUVEEN EQTY PRM COM 6706EM102 519 39,322 SH DEFINED 3 - - 39,322
OPPORTUNITYF
NUVEEN EQUITY PREM & COM 6706EW100 107 8,199 SH DEFINED 3 - - 8,199
GROWTH
NUVEEN EQUITY PREM ADV FD COM 6706ET107 87 6,622 SH DEFINED 3 - - 6,622
NUVEEN EQUITY PREM COM 6706ER101 104 7,994 SH DEFINED 3 - - 7,994
INCOME FD
NUVEEN FLOATING RATE COM 67072T108 826 79,798 SH DEFINED 3 - - 79,798
INCOME
NUVEEN FLTNG RTE INCM COM SHS 6706EN100 2,414 224,308 SH DEFINED 3 - - 224,308
OPP FD
NUVEEN GA DIV ADV MUN FD COM 67072B107 30 2,287 SH DEFINED 3 - - 2,287
2
NUVEEN GBL VL COM 6706EH103 131 7,478 SH DEFINED 3 - - 7,478
OPPORTUNITIES
NUVEEN GLB GOVT ENHANCED COM 67073C104 399 23,143 SH DEFINED 3 - - 23,143
IN
NUVEEN INS MA TX FR ADV COM 67072F108 36 2,500 SH DEFINED 3 - - 2,500
MUNF
NUVEEN INS NY TX FR ADV COM 670656107 25 1,833 SH DEFINED 3 - - 1,833
MUN
NUVEEN INSD CA PREM COM 67061U108 51 4,067 SH DEFINED 3 - - 4,067
INCOME 2
NUVEEN INSD CALIF DIVID COM 67071M104 18 1,300 SH DEFINED 3 - - 1,300
NUVEEN INSD CALIF PREM COM 67061X102 51 3,900 SH DEFINED 3 - - 3,900
INCOM
NUVEEN INSD DIVID COM 67071L106 29 2,000 SH DEFINED 3 - - 2,000
ADVANTAGE
NUVEEN INSD MUN COM 670984103 220 16,341 SH DEFINED 3 - - 16,341
OPPORTUNITY
NUVEEN INSD NY PREM COM 67101R107 3 200 SH DEFINED 3 - - 200
INCOME F
NUVEEN INSD NY PREM COM 67101R107 599 44,705 SH DEFINED 18 44,705 - -
INCOME F
NUVEEN INSD PREM INCOME COM 6706D8104 26 2,128 SH DEFINED 3 - - 2,128
MUN
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
NUVEEN INSD QUALITY MUN COM 67062N103 20 1,450 SH DEFINED 3 - - 1,450
FD I
NUVEEN INVT QUALITY MUN COM 67062E103 139 10,399 SH DEFINED 3 - - 10,399
FD I
NUVEEN MASS DIVID COM SH BEN INT 67069P101 14 1,000 SH DEFINED 3 - - 1,000
ADVANTAG M
NUVEEN MASS PREM INCOME COM 67061E104 145 10,693 SH DEFINED 3 - - 10,693
MUN
NUVEEN MD DIV ADV MUN FD COM 67072A109 6 435 SH DEFINED 3 - - 435
3
NUVEEN MD DIV ADV MUNI COM SH BEN INT 67070V105 146 10,873 SH DEFINED 3 - - 10,873
FD 2
NUVEEN MD DIVID COM SH BEN INT 67069R107 124 9,158 SH DEFINED 3 - - 9,158
ADVANTAGE MU
NUVEEN MD PREM INCOME COM 67061Q107 161 11,685 SH DEFINED 3 - - 11,685
MUN FD
NUVEEN MI DIV ADV MUNI FD COM SH BEN INT 67070W103 61 5,000 SH DEFINED 3 - - 5,000
NUVEEN MICH PREM INCOME COM 67101Q109 61 5,000 SH DEFINED 3 - - 5,000
MUN
NUVEEN MICH QUALITY COM 670979103 128 10,000 SH DEFINED 3 - - 10,000
INCOME M
NUVEEN MO PREM INCOME SH BEN INT 67060Q108 47 3,000 SH DEFINED 3 - - 3,000
MUN FD
NUVEEN MULT CURR ST GV COM 67090N109 1,054 68,401 SH DEFINED 3 - - 68,401
INCM
NUVEEN MULT CURR ST GV COM 67090N109 969 62,872 SH DEFINED 5 62,872 - -
INCM
NUVEEN MULTI STRAT INC & COM 67073B106 2,375 317,035 SH DEFINED 3 - - 317,035
GR
NUVEEN MULTI STRAT INC COM SHS 67073D102 3,745 486,950 SH DEFINED 3 - - 486,950
GR FD
NUVEEN MULTI STRAT INC COM SHS 67073D102 62 8,000 SH DEFINED 18 8,000 - -
GR FD
NUVEEN MUN ADVANTAGE FD COM 67062H106 61 4,276 SH DEFINED 3 - - 4,276
INC
NUVEEN MUN HIGH INC OPP COM 670682103 19 1,532 SH DEFINED 3 - - 1,532
FD
NUVEEN MUN MKT COM 67062W103 231 17,285 SH DEFINED 3 - - 17,285
OPPORTUNITY F
NUVEEN MUN VALUE FD 2 COM 670695105 328 20,765 SH DEFINED 3 - - 20,765
NUVEEN MUN VALUE FD INC COM 670928100 769 79,409 SH DEFINED 3 - - 79,409
NUVEEN N Y INVT QUALITY COM 67062X101 7 500 SH DEFINED 3 - - 500
MUN
NUVEEN NJ DIV ADVANTAGE COM 67069Y102 99 7,750 SH DEFINED 3 - - 7,750
MUN
NUVEEN NJ PREM INCOME COM 67101N106 117 8,708 SH DEFINED 3 - - 8,708
MUN FD
NUVEEN NY DIVID ADVNTG COM 67066X107 42 3,276 SH DEFINED 3 - - 3,276
MUN F
NUVEEN NY MUN VALUE FD COM 67062M105 340 35,973 SH DEFINED 3 - - 35,973
NUVEEN NY PERFORM PLUS COM 67062R104 236 16,969 SH DEFINED 3 - - 16,969
MUN F
NUVEEN NY QUALITY INCM COM 670986108 120 9,000 SH DEFINED 3 - - 9,000
MUN F
NUVEEN NY SELECT QUALITY COM 670976109 216 15,950 SH DEFINED 3 - - 15,950
MUN
NUVEEN NY SELECT TAX SH BEN INT 67063V104 32 2,400 SH DEFINED 3 - - 2,400
FREE PR
NUVEEN PA DIV ADVANTAGE COM 67070E103 109 8,232 SH DEFINED 3 - - 8,232
MUN
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
NUVEEN PA DIVID COM 67071W102 151 11,450 SH DEFINED 3 - - 11,450
ADVANTAGE MU
NUVEEN PA INVT QUALITY COM 670972108 157 11,933 SH DEFINED 3 - - 11,933
MUN F
NUVEEN PA PREM INCOME COM 67061F101 150 12,056 SH DEFINED 3 - - 12,056
MUN FD
NUVEEN PERFORMANCE PLUS COM 67062P108 323 22,990 SH DEFINED 3 - - 22,990
MUN
NUVEEN PREM INCOME MUN FD COM 67062T100 51 3,877 SH DEFINED 3 - - 3,877
NUVEEN PREM INCOME MUN COM 67063W102 289 21,658 SH DEFINED 3 - - 21,658
FD 2
NUVEEN PREM INCOME MUN COM 6706K4105 24 2,000 SH DEFINED 3 - - 2,000
FD 4
NUVEEN PREMIER INSD MUN COM 670987106 350 25,249 SH DEFINED 3 - - 25,249
INCO
NUVEEN PREMIER MUN COM 670988104 17 1,325 SH DEFINED 3 - - 1,325
INCOME FD
NUVEEN QUALITY INCOME COM 670977107 189 13,901 SH DEFINED 3 - - 13,901
MUN FD
NUVEEN QUALITY PFD COM 67071S101 641 97,621 SH DEFINED 3 - - 97,621
INCOME FD
NUVEEN QUALITY PFD COM 67072C105 401 55,322 SH DEFINED 3 - - 55,322
INCOME FD
NUVEEN REAL ESTATE COM 67071B108 242 29,973 SH DEFINED 3 - - 29,973
INCOME FD
NUVEEN SELECT MAT MUN FD SH BEN INT 67061T101 28 2,700 SH DEFINED 3 - - 2,700
NUVEEN SELECT QUALITY COM 670973106 217 15,415 SH DEFINED 3 - - 15,415
MUN FD
NUVEEN SELECT TAX FREE SH BEN INT 67062F100 30 2,000 SH DEFINED 3 - - 2,000
INCM
NUVEEN SELECT TAX FREE SH BEN INT 67063C106 30 2,150 SH DEFINED 3 - - 2,150
INCM
NUVEEN SELECT TAX FREE SH BEN INT 67063X100 32 2,200 SH DEFINED 3 - - 2,200
INCM
NUVEEN SR INCOME FD COM 67067Y104 700 98,460 SH DEFINED 3 - - 98,460
NUVEEN SR INCOME FD COM 67067Y104 64 8,970 SH DEFINED 8,970 - -
NUVEEN TAX ADV FLTG RATE COM 6706EV102 9 3,979 SH DEFINED 3 - - 3,979
FUN
NUVEEN TAX ADVANTAGED COM 67073G105 214 18,464 SH DEFINED 3 - - 18,464
DIV GR
NUVEEN TAX FREE ADV MUN COM 670657105 137 9,888 SH DEFINED 3 - - 9,888
FD
NUVEEN TX ADV TOTAL RET COM 67090H102 82 7,668 SH DEFINED 3 - - 7,668
STRG
NUVEEN VA DIV ADV MUNI COM 67071C106 9 600 SH DEFINED 3 - - 600
FD 2
NUVEEN VA PREM INCOME COM 67064R102 61 4,100 SH DEFINED 3 - - 4,100
MUN FD
NV ENERGY INC COM 67073Y106 4,470 361,100 SH DEFINED 1 48,300 312,800 -
NV ENERGY INC COM 67073Y106 293 23,627 SH DEFINED 3 - - 23,627
NV ENERGY INC COM 67073Y106 4 300 SH DEFINED 5 300 - -
NVE CORP COM NEW 629445206 83 2,000 SH DEFINED 3 - - 2,000
NVIDIA CORP COM 67066G104 1,240 66,400 SH DEFINED 1 - 66,400 -
NVIDIA CORP COM 67066G104 6,374 341,244 SH DEFINED 2 341,244 - -
NVIDIA CORP COM 67066G104 3,563 190,730 SH DEFINED 3 56,006 - 134,724
NVIDIA CORP COM 67066G104 21 1,100 SH DEFINED 7 - 1,100 -
NVIDIA CORP COM 67066G104 112 6,000 SH DEFINED 15 6,000 - -
NVIDIA CORP COM 67066G104 19 1,021 SH DEFINED 18 1,021 - -
NVIDIA CORP COM 67066G104 149 7,950 SH DEFINED 7,950 - -
NVIDIA CORP COM 67066G104 65 3,500 SH DEFINED 5 3,500 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
NVR INC COM 62944T105 1,375 1,934 SH DEFINED 3 1,575 - 359
NXSTAGE MEDICAL INC COM 67072V103 17 2,000 SH DEFINED 3 - - 2,000
NYMAGIC INC COM 629484106 19 1,123 SH DEFINED 3 - - 1,123
NYMAGIC INC COM 629484106 265 16,000 SH DEFINED 4 - - 16,000
NYSE EURONEXT COM 629491101 9,219 364,384 SH DEFINED 2 364,384 - -
NYSE EURONEXT COM 629491101 4,178 165,155 SH DEFINED 3 128,958 - 36,197
NYSE EURONEXT COM 629491101 164 6,500 SH DEFINED 15 6,500 - -
NYSE EURONEXT COM 629491101 30 1,201 SH DEFINED 18 1,201 - -
NYSE EURONEXT COM 629491101 1 21 SH SOLE 21 - -
NYSE EURONEXT COM 629491101 51 2,000 SH DEFINED 5 2,000 - -
O CHARLEYS INC COM 670823103 210 32,000 SH DEFINED 4 - - 32,000
O REILLY AUTOMOTIVE INC COM 686091109 4,605 120,796 SH DEFINED 2 120,796 - -
O REILLY AUTOMOTIVE INC COM 686091109 292 7,650 SH DEFINED 3 1,603 - 6,047
O REILLY AUTOMOTIVE INC COM 686091109 30 800 SH DEFINED 4 - 800 -
O REILLY AUTOMOTIVE INC COM 686091109 27 707 SH DEFINED 18 707 - -
O REILLY AUTOMOTIVE INC COM 686091109 18 485 SH DEFINED 5 485 - -
O2MICRO INTERNATIONAL LTD SPONS ADR 67107W100 10 2,000 SH DEFINED 3 - - 2,000
OCCAM NETWORKS INC COM NEW 67457P309 - 36 SH DEFINED 3 - - 36
OCCIDENTAL PETE CORP DEL COM 674599105 111,923 1,375,825 SH DEFINED 1 159,525 1,191,300 25,000
OCCIDENTAL PETE CORP DEL COM 674599105 92,753 1,140,172 SH DEFINED 2 1,140,172 - -
OCCIDENTAL PETE CORP DEL COM 674599105 47,491 583,782 SH DEFINED 3 532,484 - 51,298
OCCIDENTAL PETE CORP DEL COM 674599105 29,262 359,700 PUT DEFINED 3 359,700 - -
OCCIDENTAL PETE CORP DEL COM 674599105 2,522 31,007 SH DEFINED 7 - 31,007 -
OCCIDENTAL PETE CORP DEL COM 674599105 198 2,430 SH DEFINED 9 2,430 - -
OCCIDENTAL PETE CORP DEL COM 674599105 947 11,635 SH DEFINED 10 11,635 - -
OCCIDENTAL PETE CORP DEL COM 674599105 35 425 SH DEFINED 11 425 - -
OCCIDENTAL PETE CORP DEL COM 674599105 55 670 SH DEFINED 15 670 - -
OCCIDENTAL PETE CORP DEL COM 674599105 142 1,751 SH DEFINED 18 1,751 - -
OCCIDENTAL PETE CORP DEL COM 674599105 19,776 243,102 SH DEFINED 5;1 243,102 - -
OCCIDENTAL PETE CORP DEL COM 674599105 1,594 19,598 SH DEFINED 19,598 - -
OCCIDENTAL PETE CORP DEL COM 674599105 71 870 SH SOLE 870 - -
OCCIDENTAL PETE CORP DEL COM 674599105 14,975 184,081 SH DEFINED 5 184,081 - -
OCCIDENTAL PETE CORP DEL COM 674599105 556 6,834 SH DEFINED 8 5,779 1,055 -
OCCULOGIX INC COM NEW 67461T206 1 1,164 SH DEFINED 5 1,164 - -
OCEAN PWR TECHNOLOGIES COM NEW 674870308 19 2,100 SH DEFINED 3 - - 2,100
INC
OCEAN PWR TECHNOLOGIES COM NEW 674870308 2 200 SH DEFINED 5 200 - -
INC
OCEANEERING INTL INC COM 675232102 277 4,725 SH DEFINED 3 - - 4,725
OCEANEERING INTL INC COM 675232102 14,267 243,795 SH DEFINED 4 - 175,015 68,780
OCEANEERING INTL INC COM 675232102 3 50 SH DEFINED 18 50 - -
OCEANEERING INTL INC COM 675232102 38 653 SH DEFINED 5 653 - -
OCEANFIRST FINL CORP COM 675234108 11 1,000 SH DEFINED 16 1,000 - -
OCEANFREIGHT INC SHS Y64202107 16 17,745 SH DEFINED 3 - - 17,745
OCEANFREIGHT INC SHS Y64202107 469 507,000 SH DEFINED 4 - 107,000 400,000
OCLARO INC COM 67555N107 3 2,283 SH DEFINED 3 - - 2,283
OCLARO INC COM 67555N107 - 259 SH DEFINED 16 259 - -
OCLARO INC COM 67555N107 4 3,000 SH DEFINED 3,000 - -
OCWEN FINL CORP COM NEW 675746309 - 15 SH DEFINED 2 15 - -
ODYSSEY HEALTHCARE INC COM 67611V101 68 4,362 SH DEFINED 3 - - 4,362
ODYSSEY MARINE COM 676118102 10 7,350 SH DEFINED 3 7,150 - 200
EXPLORATION I
ODYSSEY MARINE COM 676118102 17 12,000 SH DEFINED 5 12,000 - -
EXPLORATION I
OFFICE DEPOT INC COM 676220106 2,505 388,371 SH DEFINED 2 388,371 - -
OFFICE DEPOT INC COM 676220106 29 4,508 SH DEFINED 3 3,008 - 1,500
OFFICE DEPOT INC COM 676220106 17 2,700 SH DEFINED 14 2,700 - -
OFFICE DEPOT INC COM 676220106 6 900 SH DEFINED 5 900 - -
OFFICEMAX INC DEL COM 67622P101 29 2,284 SH DEFINED 3 - - 2,284
OGE ENERGY CORP COM 670837103 633 17,162 SH DEFINED 3 - - 17,162
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
OGE ENERGY CORP COM 670837103 7 191 SH DEFINED 18 191 - -
OGE ENERGY CORP COM 670837103 58 1,561 SH DEFINED 5 1,561 - -
OIL STS INTL INC COM 678026105 9 231 SH DEFINED 2 231 - -
OIL STS INTL INC COM 678026105 104 2,650 SH DEFINED 3 - - 2,650
OIL STS INTL INC COM 678026105 919 23,400 SH DEFINED 4 - 3,400 20,000
OIL STS INTL INC COM 678026105 12 296 SH DEFINED 5 296 - -
OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 10 80 SH DEFINED 2 80 - -
OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 252 2,116 SH DEFINED 3 113 - 2,003
OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 107 900 SH DEFINED 16 900 - -
OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 36 300 SH DEFINED 17 - - 300
OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 36 300 SH DEFINED 300 - -
OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 580 4,880 SH DEFINED 5 4,880 - -
OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 1 11 SH DEFINED 8 11 - -
OILSANDS QUEST INC COM 678046103 3 2,850 SH DEFINED 3 - - 2,850
OILSANDS QUEST INC COM 678046103 925 804,083 SH DEFINED 7 - 804,083 -
OILSANDS QUEST INC COM 678046103 5 4,425 SH DEFINED 15 4,425 - -
OILSANDS QUEST INC COM 678046103 7 6,155 SH DEFINED 6,155 - -
OILSANDS QUEST INC COM 678046103 38 32,800 SH DEFINED 5 32,800 - -
OILSANDS QUEST INC COM 678046103 37 32,175 SH DEFINED 8 1,000 31,175 -
OLD DOMINION FGHT LINES COM 679580100 3,110 101,300 SH DEFINED 4 - 46,400 54,900
INC
OLD DOMINION FGHT LINES COM 679580100 2 57 SH DEFINED 18 57 - -
INC
OLD LINE BANCSHARES INC COM 67984M100 91 13,835 SH DEFINED 3 - - 13,835
OLD MUTUAL CLAYMORE LNG COM 68003N103 487 57,326 SH DEFINED 3 - - 57,326
SHT
OLD NATL BANCORP IND COM 680033107 39 3,155 SH DEFINED 3 - - 3,155
OLD REP INTL CORP COM 680223104 988 98,382 SH DEFINED 2 98,382 - -
OLD REP INTL CORP COM 680223104 135 13,406 SH DEFINED 3 - - 13,406
OLD REP INTL CORP COM 680223104 2 205 SH DEFINED 18 205 - -
OLD REP INTL CORP COM 680223104 3 341 SH DEFINED 341 - -
OLD SECOND BANCORP INC COM 680277100 464 67,400 SH DEFINED 4 - - 67,400
ILL
OLIN CORP COM PAR $1 680665205 2,054 117,232 SH DEFINED 3 85,000 - 32,232
OLIN CORP COM PAR $1 680665205 3,066 175,000 PUT DEFINED 3 175,000 - -
OLIN CORP COM PAR $1 680665205 3 185 SH DEFINED 18 185 - -
OLIN CORP COM PAR $1 680665205 2 100 SH DEFINED 5 100 - -
OLYMPIC STEEL INC COM 68162K106 688 21,111 SH DEFINED 3 - - 21,111
OLYMPIC STEEL INC COM 68162K106 749 23,000 SH DEFINED 4 - - 23,000
OM GROUP INC COM 670872100 9 282 SH DEFINED 2 282 - -
OM GROUP INC COM 670872100 184 5,875 SH DEFINED 3 - - 5,875
OM GROUP INC COM 670872100 63 2,000 SH DEFINED 5 2,000 - -
OMEGA FLEX INC COM 682095104 6 400 SH DEFINED 3 - - 400
OMEGA HEALTHCARE INVS INC COM 681936100 533 27,384 SH DEFINED 3 - - 27,384
OMEGA HEALTHCARE INVS INC COM 681936100 58 3,000 SH DEFINED 18 3,000 - -
OMEGA NAVIGATION CLASS A Y6476R105 1 452 SH DEFINED 3 - - 452
ENTERPRISES
OMEGA PROTEIN CORP COM 68210P107 301 69,000 SH DEFINED 4 - - 69,000
OMEROS CORP COM 682143102 14 2,000 SH DEFINED 3 - - 2,000
OMNICARE CAP TR II PFD B TR 4.00% 68214Q200 181 4,900 PRN DEFINED 3 4,900 - -
OMNICARE INC COM 681904108 32 1,342 SH DEFINED 3 - - 1,342
OMNICARE INC COM 681904108 451 18,635 SH DEFINED 4 - 18,635 -
OMNICELL INC COM 68213N109 175 14,988 SH DEFINED 2 14,988 - -
OMNICOM GROUP INC COM 681919106 15,617 398,889 SH DEFINED 2 398,889 - -
OMNICOM GROUP INC COM 681919106 565 14,443 SH DEFINED 3 3,375 - 11,068
OMNICOM GROUP INC COM 681919106 188 4,800 SH DEFINED 4 - 4,800 -
OMNICOM GROUP INC COM 681919106 202 5,150 SH DEFINED 7 - 5,150 -
OMNICOM GROUP INC COM 681919106 65 1,649 SH DEFINED 10 1,649 - -
OMNICOM GROUP INC COM 681919106 22 565 SH DEFINED 17 - - 565
OMNICOM GROUP INC COM 681919106 3 82 SH DEFINED 18 82 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
OMNICOM GROUP INC COM 681919106 49 1,240 SH DEFINED 1,240 - -
OMNICOM GROUP INC COM 681919106 818 20,883 SH SOLE 20,883 - -
OMNICOM GROUP INC COM 681919106 77 1,962 SH DEFINED 5 1,962 - -
OMNICOM GROUP INC COM 681919106 8 195 SH DEFINED 8 - 195 -
OMNIVISION TECHNOLOGIES COM 682128103 67 4,624 SH DEFINED 3 - - 4,624
INC
OMNIVISION TECHNOLOGIES COM 682128103 4 273 SH DEFINED 5 273 - -
INC
OMNOVA SOLUTIONS INC COM 682129101 1,170 190,931 SH DEFINED 3 - - 190,931
OMNOVA SOLUTIONS INC COM 682129101 2,233 364,200 SH DEFINED 4 - 106,700 257,500
ON ASSIGNMENT INC COM 682159108 758 106,000 SH DEFINED 4 - - 106,000
ON SEMICONDUCTOR CORP COM 682189105 7,286 826,100 SH DEFINED 1 94,100 732,000 -
ON SEMICONDUCTOR CORP COM 682189105 1 100 SH DEFINED 3 - - 100
ON SEMICONDUCTOR CORP COM 682189105 12 1,392 SH DEFINED 18 1,392 - -
ONCOGENEX COM 68230A106 573 25,715 SH DEFINED 3 - - 25,715
PHARMACEUTICALS IN
ONCOGENEX COM 68230A106 278 12,460 SH DEFINED 5 12,460 - -
PHARMACEUTICALS IN
ONCOLYTICS BIOTECH INC COM 682310107 261 100,000 SH DEFINED 15 100,000 - -
ONCOLYTICS BIOTECH INC COM 682310107 59 22,748 SH DEFINED 5 22,748 - -
ONCOTHYREON INC COM 682324108 - 16 SH DEFINED 3 - - 16
ONCOTHYREON INC COM 682324108 - 16 SH DEFINED 5 16 - -
ONE LIBERTY PPTYS INC COM 682406103 427 48,660 SH DEFINED 3 - - 48,660
ONEBEACON INSURANCE CL A G67742109 69 4,993 SH DEFINED 2 4,993 - -
GROUP LT
ONEBEACON INSURANCE CL A G67742109 211 15,339 SH DEFINED 3 8,789 - 6,550
GROUP LT
ONEBEACON INSURANCE CL A G67742109 1 100 SH DEFINED 18 100 - -
GROUP LT
ONEOK INC NEW COM 682680103 5,955 133,600 SH DEFINED 1 16,600 117,000 -
ONEOK INC NEW COM 682680103 3,753 84,209 SH DEFINED 3 - - 84,209
ONEOK INC NEW COM 682680103 124 2,780 SH DEFINED 18 2,780 - -
ONEOK INC NEW COM 682680103 11 251 SH DEFINED - 251 -
ONEOK INC NEW COM 682680103 519 11,635 SH DEFINED 5 11,635 - -
ONEOK INC NEW COM 682680103 6 140 SH DEFINED 8 140 - -
ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 916 14,699 SH DEFINED 2 14,699 - -
ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 507 8,134 SH DEFINED 3 - - 8,134
ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 44 700 SH DEFINED 18 700 - -
ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 9 152 SH DEFINED 152 - -
ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 54 872 SH DEFINED 5 872 - -
ONLINE RES CORP COM 68273G101 16 2,999 SH DEFINED 4 - 2,999 -
ONYX PHARMACEUTICALS INC COM 683399109 7 250 SH DEFINED 3 - - 250
OPEN JT STK CO-VIMPEL SPONSORED ADR 68370R109 133 7,162 SH DEFINED 2 7,162 - -
COMMUN
OPEN JT STK CO-VIMPEL SPONSORED ADR 68370R109 167 9,000 SH DEFINED 3 - - 9,000
COMMUN
OPEN JT STK CO-VIMPEL SPONSORED ADR 68370R109 60 3,202 SH DEFINED 3,202 - -
COMMUN
OPEN JT STK CO-VIMPEL SPONSORED ADR 68370R109 1,496 80,496 SH SOLE 80,496 - -
COMMUN
OPEN TEXT CORP COM 683715106 54,836 1,350,670 SH DEFINED 1 146,710 1,203,960 -
OPEN TEXT CORP COM 683715106 9 216 SH DEFINED 2 216 - -
OPEN TEXT CORP COM 683715106 17 426 SH DEFINED 3 - - 426
OPEN TEXT CORP COM 683715106 12,343 304,023 SH DEFINED 4 - 215,298 88,725
OPEN TEXT CORP COM 683715106 44,146 1,087,376 SH DEFINED 6 1,087,376 - -
OPEN TEXT CORP COM 683715106 6,552 161,396 SH DEFINED 7 - 161,396 -
OPEN TEXT CORP COM 683715106 100 2,460 SH DEFINED 9 2,460 - -
OPEN TEXT CORP COM 683715106 5 119 SH DEFINED 10 119 - -
OPEN TEXT CORP COM 683715106 7 165 SH DEFINED 15 165 - -
OPEN TEXT CORP COM 683715106 123 3,040 SH DEFINED 3,040 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
OPEN TEXT CORP COM 683715106 7,725 190,297 SH DEFINED 5 190,297 - -
OPEN TEXT CORP COM 683715106 89 2,200 CALL DEFINED 5 2,200 - -
OPEN TEXT CORP COM 683715106 2,732 67,292 SH DEFINED 8 64,437 2,855 -
OPENTV CORP CL A G67543101 1 1,000 SH DEFINED 3 - - 1,000
OPENWAVE SYS INC COM NEW 683718308 2 1,031 SH DEFINED 3 - - 1,031
OPENWAVE SYS INC COM NEW 683718308 - 22 SH DEFINED 16 22 - -
OPKO HEALTH INC COM 68375N103 18 10,000 SH DEFINED 3 - - 10,000
OPLINK COMMUNICATIONS INC COM NEW 68375Q403 3 208 SH DEFINED 3 - - 208
OPLINK COMMUNICATIONS INC COM NEW 68375Q403 738 45,000 SH DEFINED 4 - - 45,000
OPLINK COMMUNICATIONS INC COM NEW 68375Q403 305 18,600 SH DEFINED 15 18,600 - -
OPNET TECHNOLOGIES INC COM 683757108 34 2,802 SH DEFINED 3 - - 2,802
OPNET TECHNOLOGIES INC COM 683757108 488 40,000 SH DEFINED 4 - - 40,000
OPPENHEIMER HLDGS INC CL A NON VTG 683797104 13 400 SH DEFINED 16 400 - -
OPTICAL CABLE CORP COM NEW 683827208 406 123,000 SH DEFINED 4 - - 123,000
OPTIMAL GROUP INC CL A SHS NEW 68388R307 - 4 SH DEFINED 7 - 4 -
OPTIMAL GROUP INC CL A SHS NEW 68388R307 27 14,298 SH DEFINED 5 14,298 - -
OPTIMER PHARMACEUTICALS COM 68401H104 80 7,063 SH DEFINED 2 7,063 - -
INC
OPTIMER PHARMACEUTICALS COM 68401H104 5 400 SH DEFINED 3 - - 400
INC
OPTIONSXPRESS HLDGS INC COM 684010101 6 410 SH DEFINED 3 - - 410
ORACLE CORP COM 68389X105 101,888 4,153,625 SH DEFINED 1 725,625 3,428,000 -
ORACLE CORP COM 68389X105 101,668 4,144,640 SH DEFINED 2 4,144,640 - -
ORACLE CORP COM 68389X105 14,741 600,957 SH DEFINED 3 93,921 - 507,036
ORACLE CORP COM 68389X105 91 3,700 SH DEFINED 4 - 3,700 -
ORACLE CORP COM 68389X105 1,656 67,505 SH DEFINED 7 - 67,505 -
ORACLE CORP COM 68389X105 113 4,605 SH DEFINED 9 4,605 - -
ORACLE CORP COM 68389X105 1,656 67,501 SH DEFINED 10 67,501 - -
ORACLE CORP COM 68389X105 601 24,510 SH DEFINED 11 24,510 - -
ORACLE CORP COM 68389X105 1,594 65,000 SH DEFINED 14 65,000 - -
ORACLE CORP COM 68389X105 92 3,763 SH DEFINED 15 3,763 - -
ORACLE CORP COM 68389X105 6 250 SH DEFINED 16 250 - -
ORACLE CORP COM 68389X105 239 9,723 SH DEFINED 18 9,723 - -
ORACLE CORP COM 68389X105 14,330 584,192 SH DEFINED 5;1 584,192 - -
ORACLE CORP COM 68389X105 862 35,130 SH DEFINED 35,130 - -
ORACLE CORP COM 68389X105 51 2,075 SH SOLE 2,075 - -
ORACLE CORP COM 68389X105 17,339 706,825 SH DEFINED 5 706,825 - -
ORACLE CORP COM 68389X105 721 29,428 SH DEFINED 8 27,093 2,335 -
ORASURE TECHNOLOGIES INC COM 68554V108 4 750 SH DEFINED 3 - - 750
ORBITAL SCIENCES CORP COM 685564106 6,052 396,600 SH DEFINED 3 396,600 - -
ORBITZ WORLDWIDE INC COM 68557K109 3 451 SH DEFINED 3 - - 451
ORBOTECH LTD ORD M75253100 5 500 SH DEFINED 2 500 - -
ORCHID CELLMARK INC COM 68573C107 1 600 SH DEFINED 15 600 - -
ORCHIDS PAPER PRODS CO COM 68572N104 342 17,084 SH DEFINED 3 - - 17,084
DEL
OREXIGEN THERAPEUTICS INC COM 686164104 54 7,265 SH DEFINED 3 - - 7,265
ORIENTAL FINL GROUP INC COM 68618W100 202 18,689 SH DEFINED 3 - - 18,689
ORIENT-EXPRESS HOTELS LTD CL A G67743107 37 3,602 SH DEFINED 2 3,602 - -
ORIENT-EXPRESS HOTELS LTD CL A G67743107 30 3,000 SH DEFINED 3 - - 3,000
ORION MARINE GROUP INC COM 68628V308 10 477 SH DEFINED 3 - - 477
ORION MARINE GROUP INC COM 68628V308 4,191 199,000 SH DEFINED 4 - 66,000 133,000
ORION MARINE GROUP INC COM 68628V308 3 160 SH DEFINED 18 160 - -
ORIX CORP SPONSORED ADR 686330101 47 1,388 SH DEFINED 2 1,388 - -
ORIX CORP SPONSORED ADR 686330101 6 174 SH DEFINED 3 - - 174
ORIX CORP SPONSORED ADR 686330101 2 45 SH DEFINED 18 45 - -
ORIX CORP SPONSORED ADR 686330101 5 147 SH DEFINED 147 - -
ORIX CORP SPONSORED ADR 686330101 21 625 SH DEFINED 5 625 - -
ORLEANS HOMEBUILDERS INC COM 686588104 69 41,000 SH DEFINED 4 - - 41,000
ORMAT TECHNOLOGIES INC COM 686688102 1,411 37,298 SH DEFINED 2 37,298 - -
ORMAT TECHNOLOGIES INC COM 686688102 100 2,635 SH DEFINED 3 - - 2,635
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ORMAT TECHNOLOGIES INC COM 686688102 135 3,570 SH DEFINED 5 3,570 - -
ORTHOFIX INTL N V COM N6748L102 99 3,203 SH DEFINED 2 3,203 - -
ORTHOLOGIC CORP COM 68750J107 1 2,000 SH DEFINED 3 - - 2,000
OSHKOSH CORP COM 688239201 1,667 45,008 SH DEFINED 3 15,322 - 29,686
OSHKOSH CORP COM 688239201 926 25,000 CALL DEFINED 3 25,000 - -
OSHKOSH CORP COM 688239201 - - SH DEFINED 5 - - -
OSHKOSH CORP COM 688239201 2 51 SH DEFINED 8 51 - -
OSI PHARMACEUTICALS INC COM 671040103 585 18,825 SH DEFINED 2 18,825 - -
OSI PHARMACEUTICALS INC COM 671040103 63 2,026 SH DEFINED 3 - - 2,026
OSI SYSTEMS INC COM 671044105 136 5,000 SH DEFINED 5 5,000 - -
OTELCO INC UNIT 688823202 124 8,307 SH DEFINED 3 - - 8,307
99/99/9999
OTTER TAIL CORP COM 689648103 50 2,000 SH DEFINED 3 - - 2,000
OVERSEAS SHIPHOLDING COM 690368105 18 400 SH DEFINED 3 - - 400
GROUP I
OVERSTOCK COM INC DEL COM 690370101 201 14,817 SH DEFINED 2 14,817 - -
OVERSTOCK COM INC DEL COM 690370101 154 11,366 SH DEFINED 3 - - 11,366
OVERTURE ACQUISITION CORP SHS G6830P100 8,022 802,200 SH DEFINED 3 802,200 - -
OWENS & MINOR INC NEW COM 690732102 50 1,154 SH DEFINED 3 - - 1,154
OWENS CORNING NEW COM 690742101 338 13,164 SH DEFINED 3 - - 13,164
OWENS CORNING NEW COM 690742101 20 767 SH DEFINED 18 767 - -
OWENS ILL INC COM NEW 690768403 7,926 241,136 SH DEFINED 2 241,136 - -
OWENS ILL INC COM NEW 690768403 1,943 59,106 SH DEFINED 3 51,932 - 7,174
OWENS ILL INC COM NEW 690768403 274 8,325 SH DEFINED 4 - 8,325 -
OWENS ILL INC COM NEW 690768403 31 957 SH DEFINED 18 957 - -
OWENS ILL INC COM NEW 690768403 202 6,143 SH DEFINED 5 6,143 - -
OWENS ILL INC COM NEW 690768403 10 293 SH DEFINED 8 293 - -
OXFORD INDS INC COM 691497309 24 1,168 SH DEFINED 2 1,168 - -
OXFORD INDS INC COM 691497309 393 19,000 SH DEFINED 4 - - 19,000
OYO GEOSPACE CORP COM 671074102 1,475 34,400 SH DEFINED 3 - - 34,400
OYO GEOSPACE CORP COM 671074102 2,541 59,254 SH DEFINED 4 - 18,100 41,154
P A M TRANSN SVCS INC COM 693149106 812 78,600 SH DEFINED 4 - - 78,600
P C CONNECTION COM 69318J100 554 82,000 SH DEFINED 4 - - 82,000
P F CHANGS CHINA BISTRO COM 69333Y108 460 12,145 SH DEFINED 3 - - 12,145
INC
P T TELEKOMUNIKASI SPONSORED ADR 715684106 11,914 298,220 SH DEFINED 1 96,220 202,000 -
INDONESIA
P T TELEKOMUNIKASI SPONSORED ADR 715684106 37 930 SH DEFINED 3 - - 930
INDONESIA
P T TELEKOMUNIKASI SPONSORED ADR 715684106 38 960 SH DEFINED 7 - 960 -
INDONESIA
P T TELEKOMUNIKASI SPONSORED ADR 715684106 189 4,724 SH DEFINED 10 4,724 - -
INDONESIA
P T TELEKOMUNIKASI SPONSORED ADR 715684106 5 122 SH DEFINED 18 122 - -
INDONESIA
P T TELEKOMUNIKASI SPONSORED ADR 715684106 42 1,060 SH DEFINED 1,060 - -
INDONESIA
P T TELEKOMUNIKASI SPONSORED ADR 715684106 11 275 SH SOLE 275 - -
INDONESIA
P T TELEKOMUNIKASI SPONSORED ADR 715684106 2 55 SH DEFINED 8 - 55 -
INDONESIA
PACCAR INC COM 693718108 9,373 258,436 SH DEFINED 2 258,436 - -
PACCAR INC COM 693718108 1,412 38,924 SH DEFINED 3 24,057 - 14,867
PACCAR INC COM 693718108 4 111 SH DEFINED 18 111 - -
PACCAR INC COM 693718108 3 79 SH DEFINED 79 - -
PACCAR INC COM 693718108 38 1,045 SH DEFINED 5 1,045 - -
PACHOLDER HIGH YIELD FD COM 693742108 31 4,133 SH DEFINED 3 - - 4,133
INC
PACIFIC BOOKER MINERALS COM 69403R108 66 10,000 SH DEFINED 7 - 10,000 -
INC
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
PACIFIC ETHANOL INC COM 69423U107 - 300 SH DEFINED 3 - - 300
PACIFIC ETHANOL INC COM 69423U107 5 7,500 SH DEFINED 13 7,500 - -
PACIFIC MERCANTILE COM 694552100 54 18,000 SH DEFINED 4 - - 18,000
BANCORP
PACIFIC SUNWEAR CALIF INC COM 694873100 29 7,250 SH DEFINED 3 - - 7,250
PACIFIC SUNWEAR CALIF INC COM 694873100 1 225 SH DEFINED 18 225 - -
PACKAGING CORP AMER COM 695156109 464 20,163 SH DEFINED 3 - - 20,163
PACKAGING CORP AMER COM 695156109 16 700 SH DEFINED 17 - - 700
PACKAGING CORP AMER COM 695156109 16 700 SH DEFINED 700 - -
PACTIV CORP COM 695257105 4,573 189,427 SH DEFINED 2 189,427 - -
PACTIV CORP COM 695257105 156 6,449 SH DEFINED 3 1,467 - 4,982
PACTIV CORP COM 695257105 11,047 457,602 SH DEFINED 4 - 208,467 249,135
PACTIV CORP COM 695257105 279 11,543 SH DEFINED 5 11,543 - -
PACTIV CORP COM 695257105 8 350 SH DEFINED 8 350 - -
PAETEC HOLDING CORP COM 695459107 42 10,100 SH DEFINED 3 - - 10,100
PAIN THERAPEUTICS INC COM 69562K100 2 300 SH DEFINED 3 - - 300
PALATIN TECHNOLOGIES INC COM NEW 696077304 1 3,000 SH DEFINED 5 3,000 - -
PALL CORP COM 696429307 5,520 152,473 SH DEFINED 2 152,473 - -
PALL CORP COM 696429307 1,747 48,250 SH DEFINED 3 1,355 - 46,895
PALL CORP COM 696429307 237 6,545 SH DEFINED 5 6,545 - -
PALL CORP COM 696429307 11 300 SH DEFINED 8 300 - -
PALM INC NEW COM 696643105 145 14,490 SH DEFINED 2 14,490 - -
PALM INC NEW COM 696643105 2,150 214,340 SH DEFINED 3 206,554 - 7,786
PALM INC NEW COM 696643105 10 1,000 SH DEFINED 7 - 1,000 -
PALM INC NEW COM 696643105 - 34 SH DEFINED 18 34 - -
PALM INC NEW COM 696643105 25 2,520 SH DEFINED 2,520 - -
PALM INC NEW COM 696643105 88 8,751 SH DEFINED 5 8,751 - -
PALOMAR MED TECHNOLOGIES COM NEW 697529303 6 600 SH DEFINED 2 600 - -
INC
PALOMAR MED TECHNOLOGIES COM NEW 697529303 8 796 SH DEFINED 3 - - 796
INC
PAN AMERICAN SILVER CORP COM 697900108 5 213 SH DEFINED 2 213 - -
PAN AMERICAN SILVER CORP COM 697900108 1,769 74,254 SH DEFINED 3 - - 74,254
PAN AMERICAN SILVER CORP COM 697900108 24 1,000 SH DEFINED 6 1,000 - -
PAN AMERICAN SILVER CORP COM 697900108 23 951 SH DEFINED 7 - 951 -
PAN AMERICAN SILVER CORP COM 697900108 40 1,680 SH DEFINED 13 1,680 - -
PAN AMERICAN SILVER CORP COM 697900108 71 3,000 SH DEFINED 16 3,000 - -
PAN AMERICAN SILVER CORP COM 697900108 463 19,452 SH DEFINED 19,452 - -
PAN AMERICAN SILVER CORP COM 697900108 5,607 235,401 SH DEFINED 5 235,401 - -
PAN AMERICAN SILVER CORP COM 697900108 1,715 72,000 CALL DEFINED 5 72,000 - -
PAN AMERICAN SILVER CORP COM 697900108 83 3,473 SH DEFINED 8 3,473 - -
PANASONIC CORP ADR 69832A205 30 2,116 SH DEFINED 3 - - 2,116
PANASONIC CORP ADR 69832A205 4 295 SH DEFINED 18 295 - -
PANASONIC CORP ADR 69832A205 16 1,135 SH DEFINED 5 1,135 - -
PANERA BREAD CO CL A 69840W108 2 30 SH DEFINED 3 - - 30
PANERA BREAD CO CL A 69840W108 1,091 16,300 SH DEFINED 4 - 2,300 14,000
PANERA BREAD CO CL A 69840W108 3 50 SH DEFINED 18 50 - -
PAPA JOHNS INTL INC COM 698813102 43 1,838 SH DEFINED 3 - - 1,838
PAR PHARMACEUTICAL COS COM 69888P106 1,226 45,319 SH DEFINED 3 - - 45,319
INC
PARAGON SHIPPING INC CL A 69913R309 11 2,450 SH DEFINED 3 - - 2,450
PARAGON SHIPPING INC CL A 69913R309 282 62,000 SH DEFINED 4 - - 62,000
PARAMOUNT GOLD & SILVER COM 69924P102 6 4,000 SH DEFINED 5 4,000 - -
CORP
PAREXEL INTL CORP COM 699462107 1,128 80,000 SH DEFINED 3 80,000 - -
PAREXEL INTL CORP COM 699462107 8,995 637,912 SH DEFINED 4 - 468,272 169,640
PAREXEL INTL CORP COM 699462107 5 355 SH DEFINED 18 355 - -
PARK ELECTROCHEMICAL CORP COM 700416209 25 912 SH DEFINED 2 912 - -
PARK ELECTROCHEMICAL CORP COM 700416209 2 90 SH DEFINED 18 90 - -
PARK NATL CORP COM 700658107 1,060 17,998 SH DEFINED 2 17,998 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
PARK NATL CORP COM 700658107 530 9,000 SH DEFINED 3 - - 9,000
PARKER HANNIFIN CORP COM 701094104 12,986 241,021 SH DEFINED 2 241,021 - -
PARKER HANNIFIN CORP COM 701094104 645 11,975 SH DEFINED 3 1,775 - 10,200
PARKER HANNIFIN CORP COM 701094104 82 1,513 SH DEFINED 18 1,513 - -
PARKER HANNIFIN CORP COM 701094104 37 688 SH DEFINED 688 - -
PARKER HANNIFIN CORP COM 701094104 2,425 44,997 SH DEFINED 5 44,997 - -
PARKER HANNIFIN CORP COM 701094104 51 949 SH DEFINED 8 949 - -
PARKWAY PPTYS INC COM 70159Q104 396 19,000 SH DEFINED 4 - - 19,000
PARTNER COMMUNICATIONS ADR 70211M109 85 4,152 SH DEFINED 3 - - 4,152
CO LT
PARTNERRE LTD COM G6852T105 694 9,299 SH DEFINED 2 9,299 - -
PARTNERRE LTD COM G6852T105 41 546 SH DEFINED 3 - - 546
PARTNERRE LTD COM G6852T105 2 25 SH DEFINED 18 25 - -
PARTNERRE LTD COM G6852T105 11 150 SH DEFINED 5 150 - -
PARTNERRE LTD COM G6852T105 4 49 SH DEFINED 8 49 - -
PATNI COMPUTER SYS SPONS ADR 703248203 273 13,340 SH DEFINED 3 - - 13,340
PATRICK INDS INC COM 703343103 105 43,160 SH DEFINED 4 - - 43,160
PATRIOT COAL CORP COM 70336T104 587 37,946 SH DEFINED 3 30,000 - 7,946
PATRIOT COAL CORP COM 70336T104 2 130 SH DEFINED 15 130 - -
PATTERSON COMPANIES INC COM 703395103 946 33,825 SH DEFINED 2 33,825 - -
PATTERSON COMPANIES INC COM 703395103 701 25,046 SH DEFINED 3 981 - 24,065
PATTERSON COMPANIES INC COM 703395103 12 412 SH DEFINED 5 412 - -
PATTERSON UTI ENERGY INC COM 703481101 1,311 85,382 SH DEFINED 2 85,382 - -
PATTERSON UTI ENERGY INC COM 703481101 4,905 319,538 SH DEFINED 3 304,097 - 15,441
PATTERSON UTI ENERGY INC COM 703481101 11 685 SH DEFINED 18 685 - -
PATTERSON UTI ENERGY INC COM 703481101 30 1,945 SH DEFINED 5 1,945 - -
PAYCHEX INC COM 704326107 8,450 275,798 SH DEFINED 2 275,798 - -
PAYCHEX INC COM 704326107 1,662 54,243 SH DEFINED 3 3,551 - 50,692
PAYCHEX INC COM 704326107 355 11,574 SH DEFINED 4 - 11,574 -
PAYCHEX INC COM 704326107 525 17,125 SH DEFINED 7 - 17,125 -
PAYCHEX INC COM 704326107 121 3,957 SH DEFINED 10 3,957 - -
PAYCHEX INC COM 704326107 126 4,110 SH DEFINED 15 4,110 - -
PAYCHEX INC COM 704326107 44 1,420 SH DEFINED 17 - - 1,420
PAYCHEX INC COM 704326107 12 390 SH DEFINED 18 390 - -
PAYCHEX INC COM 704326107 264 8,630 SH DEFINED 8,025 605 -
PAYCHEX INC COM 704326107 1,597 52,123 SH SOLE 52,123 - -
PAYCHEX INC COM 704326107 25 825 SH DEFINED 5 825 - -
PAYCHEX INC COM 704326107 17 550 SH DEFINED 8 - 550 -
PCM FUND INC COM 69323T101 19 2,422 SH DEFINED 3 - - 2,422
PDF SOLUTIONS INC COM 693282105 150 38,882 SH DEFINED 4 - 38,882 -
PDL BIOPHARMA INC COM 69329Y104 295 43,025 SH DEFINED 3 - - 43,025
PDL BIOPHARMA INC COM 69329Y104 396 57,667 SH DEFINED 5 57,667 - -
PDL BIOPHARMA INC COM 69329Y104 10 1,522 SH DEFINED 8 1,522 - -
PEABODY ENERGY CORP COM 704549104 48,967 1,083,100 SH DEFINED 1 115,700 967,400 -
PEABODY ENERGY CORP COM 704549104 17,270 382,005 SH DEFINED 2 382,005 - -
PEABODY ENERGY CORP COM 704549104 1,187 26,263 SH DEFINED 3 7,369 - 18,894
PEABODY ENERGY CORP COM 704549104 29 650 SH DEFINED 15 650 - -
PEABODY ENERGY CORP COM 704549104 34 750 SH DEFINED 16 750 - -
PEABODY ENERGY CORP COM 704549104 19 428 SH DEFINED 18 428 - -
PEABODY ENERGY CORP COM 704549104 108 2,396 SH DEFINED 2,396 - -
PEABODY ENERGY CORP COM 704549104 624 13,819 SH DEFINED 5 13,819 - -
PEABODY ENERGY CORP COM 704549104 28 613 SH DEFINED 8 613 - -
PEARSON PLC SPONSORED ADR 705015105 1 55 SH DEFINED 5 55 - -
PEETS COFFEE & TEA INC COM 705560100 330 9,899 SH DEFINED 2 9,899 - -
PEETS COFFEE & TEA INC COM 705560100 399 11,950 SH DEFINED 3 - - 11,950
PEETS COFFEE & TEA INC COM 705560100 6,012 180,282 SH DEFINED 4 - 136,572 43,710
PEGASYSTEMS INC COM 705573103 60 1,753 SH DEFINED 3 - - 1,753
PENFORD CORP COM 707051108 43 5,000 SH DEFINED 3 - - 5,000
PENFORD CORP COM 707051108 330 38,000 SH DEFINED 4 - - 38,000
PENGROWTH ENERGY TR TR UNIT NEW 706902509 70,855 7,343,772 SH DEFINED 1 548,772 6,795,000 -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
PENGROWTH ENERGY TR TR UNIT NEW 706902509 140 14,495 SH DEFINED 2 14,495 - -
PENGROWTH ENERGY TR TR UNIT NEW 706902509 1,317 136,468 SH DEFINED 3 - - 136,468
PENGROWTH ENERGY TR TR UNIT NEW 706902509 4,494 465,820 SH DEFINED 6 465,820 - -
PENGROWTH ENERGY TR TR UNIT NEW 706902509 253 26,250 SH DEFINED 7 - 26,250 -
PENGROWTH ENERGY TR TR UNIT NEW 706902509 145 15,000 SH DEFINED 13 15,000 - -
PENGROWTH ENERGY TR TR UNIT NEW 706902509 48 5,000 SH DEFINED 16 5,000 - -
PENGROWTH ENERGY TR TR UNIT NEW 706902509 17 1,790 SH DEFINED 1,790 - -
PENGROWTH ENERGY TR TR UNIT NEW 706902509 10,376 1,075,434 SH DEFINED 5 1,075,434 - -
PENGROWTH ENERGY TR TR UNIT NEW 706902509 8 850 SH DEFINED 8 850 - -
PENN NATL GAMING INC COM 707569109 33 1,198 SH DEFINED 2 1,198 - -
PENN NATL GAMING INC COM 707569109 54 2,000 SH DEFINED 3 - - 2,000
PENN NATL GAMING INC COM 707569109 12 427 SH DEFINED 18 427 - -
PENN VA CORP COM 707882106 1,882 88,400 SH DEFINED 3 - - 88,400
PENN VA CORP COM 707882106 28 1,315 SH DEFINED 5 1,315 - -
PENN VA GP HLDGS L P COM UNIT R LIM 70788P105 1,815 108,831 SH DEFINED 3 53,799 - 55,032
PENN VA RESOURCES COM 707884102 1,752 81,278 SH DEFINED 3 23,400 - 57,878
PARTNERS L
PENN VA RESOURCES COM 707884102 17 800 SH DEFINED 18 - 800 -
PARTNERS L
PENN VA RESOURCES COM 707884102 11 529 SH DEFINED 529 - -
PARTNERS L
PENN WEST ENERGY TR TR UNIT 707885109 9,109 516,605 SH DEFINED 1 516,605 - -
PENN WEST ENERGY TR TR UNIT 707885109 265 15,045 SH DEFINED 2 15,045 - -
PENN WEST ENERGY TR TR UNIT 707885109 2,518 142,772 SH DEFINED 3 1,500 - 141,272
PENN WEST ENERGY TR TR UNIT 707885109 8,910 505,305 SH DEFINED 6 505,305 - -
PENN WEST ENERGY TR TR UNIT 707885109 709 40,196 SH DEFINED 7 - 40,196 -
PENN WEST ENERGY TR TR UNIT 707885109 - 5 SH DEFINED 9 5 - -
PENN WEST ENERGY TR TR UNIT 707885109 197 11,145 SH DEFINED 15 11,145 - -
PENN WEST ENERGY TR TR UNIT 707885109 28 1,600 SH DEFINED 17 - - 1,600
PENN WEST ENERGY TR TR UNIT 707885109 3 160 SH DEFINED 160 - -
PENN WEST ENERGY TR TR UNIT 707885109 32,506 1,843,454 SH SOLE 1,843,454 - -
PENN WEST ENERGY TR TR UNIT 707885109 2,684 152,229 SH DEFINED 5 152,229 - -
PENN WEST ENERGY TR TR UNIT 707885109 778 44,100 CALL DEFINED 5 44,100 - -
PENN WEST ENERGY TR TR UNIT 707885109 88 5,000 PUT DEFINED 5 5,000 - -
PENN WEST ENERGY TR TR UNIT 707885109 215 12,175 SH DEFINED 8 12,175 - -
PENNANTPARK INVT CORP COM 708062104 130 14,549 SH DEFINED 3 - - 14,549
PENNEY J C INC COM 708160106 10,088 379,091 SH DEFINED 2 379,091 - -
PENNEY J C INC COM 708160106 325 12,219 SH DEFINED 3 2,525 - 9,694
PENNEY J C INC COM 708160106 11 400 SH DEFINED 15 400 - -
PENNEY J C INC COM 708160106 9 322 SH DEFINED 18 322 - -
PENNEY J C INC COM 708160106 232 8,710 SH DEFINED 8,710 - -
PENNS WOODS BANCORP INC COM 708430103 14 438 SH DEFINED 3 - - 438
PENNSYLVANIA RL ESTATE SH BEN INT 709102107 3 379 SH DEFINED 3 - - 379
INVT
PENSKE AUTOMOTIVE GRP INC COM 70959W103 275 18,108 SH DEFINED 2 18,108 - -
PENSON WORLDWIDE INC COM 709600100 35 3,865 SH DEFINED 2 3,865 - -
PENTAIR INC COM 709631105 902 27,924 SH DEFINED 3 900 - 27,024
PEOPLES BANCORP INC COM 709789101 281 29,000 SH DEFINED 4 - - 29,000
PEOPLES UNITED FINANCIAL COM 712704105 9,235 552,993 SH DEFINED 2 552,993 - -
INC
PEOPLES UNITED FINANCIAL COM 712704105 276 16,500 SH DEFINED 3 3,946 - 12,554
INC
PEOPLES UNITED FINANCIAL COM 712704105 3 193 SH DEFINED 18 193 - -
INC
PEOPLES UNITED FINANCIAL COM 712704105 17 1,000 SH DEFINED 5 1,000 - -
INC
PEP BOYS MANNY MOE & JACK COM 713278109 42 5,006 SH DEFINED 2 5,006 - -
PEPCO HOLDINGS INC COM 713291102 5,311 315,215 SH DEFINED 2 315,215 - -
PEPCO HOLDINGS INC COM 713291102 3,049 180,948 SH DEFINED 3 2,420 - 178,528
PEPCO HOLDINGS INC COM 713291102 45 2,642 SH DEFINED 2,642 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
PEPCO HOLDINGS INC COM 713291102 - - SH DEFINED 5 - - -
PEPCO HOLDINGS INC COM 713291102 13 755 SH DEFINED 8 755 - -
PEPSI BOTTLING GROUP INC COM 713409100 7,692 205,116 SH DEFINED 2 205,116 - -
PEPSI BOTTLING GROUP INC COM 713409100 20,019 533,848 SH DEFINED 3 531,448 - 2,400
PEPSI BOTTLING GROUP INC COM 713409100 2 50 SH DEFINED 5 50 - -
PEPSIAMERICAS INC COM 71343P200 12,001 410,160 SH DEFINED 3 407,948 - 2,212
PEPSIAMERICAS INC COM 71343P200 10 330 SH DEFINED 7 - 330 -
PEPSIAMERICAS INC COM 71343P200 9 320 SH DEFINED 8 - 320 -
PEPSICO INC COM 713448108 45,868 754,400 SH DEFINED 1 91,100 663,300 -
PEPSICO INC COM 713448108 132,435 2,178,214 SH DEFINED 2 2,178,214 - -
PEPSICO INC COM 713448108 22,265 366,196 SH DEFINED 3 17,307 - 348,889
PEPSICO INC COM 713448108 8,245 135,610 SH DEFINED 4 - 66,675 68,935
PEPSICO INC COM 713448108 976 16,050 SH DEFINED 6 16,050 - -
PEPSICO INC COM 713448108 2,574 42,338 SH DEFINED 7 - 42,338 -
PEPSICO INC COM 713448108 46 750 SH DEFINED 9 750 - -
PEPSICO INC COM 713448108 157 2,587 SH DEFINED 10 2,587 - -
PEPSICO INC COM 713448108 103 1,700 SH DEFINED 11 1,700 - -
PEPSICO INC COM 713448108 47 765 SH DEFINED 14 765 - -
PEPSICO INC COM 713448108 140 2,300 SH DEFINED 15 2,300 - -
PEPSICO INC COM 713448108 103 1,688 SH DEFINED 16 1,688 - -
PEPSICO INC COM 713448108 320 5,270 SH DEFINED 17 - - 5,270
PEPSICO INC COM 713448108 291 4,781 SH DEFINED 18 4,781 - -
PEPSICO INC COM 713448108 1,599 26,294 SH DEFINED 25,994 300 -
PEPSICO INC COM 713448108 1,970 32,399 SH SOLE 32,399 - -
PEPSICO INC COM 713448108 12,290 202,143 SH DEFINED 5 202,143 - -
PEPSICO INC COM 713448108 952 15,658 SH DEFINED 8 13,883 1,775 -
PERCEPTRON INC COM 71361F100 297 90,000 SH DEFINED 4 - - 90,000
PEREGRINE COM NEW 713661304 7 2,200 SH DEFINED 3 - - 2,200
PHARMACEUTICALS IN
PEREGRINE COM NEW 713661304 - 100 SH DEFINED 5 100 - -
PHARMACEUTICALS IN
PERFECT WORLD CO LTD SPON ADR REP B 71372U104 730 18,498 SH DEFINED 3 - - 18,498
PERFICIENT INC COM 71375U101 6,445 764,550 SH DEFINED 4 - 581,330 183,220
PERFORMANCE TECHNOLOGIES COM 71376K102 391 140,000 SH DEFINED 4 - - 140,000
INC
PERKINELMER INC COM 714046109 976 47,400 SH DEFINED 1 - 47,400 -
PERKINELMER INC COM 714046109 2,904 141,048 SH DEFINED 2 141,048 - -
PERKINELMER INC COM 714046109 65 3,169 SH DEFINED 3 1,354 - 1,815
PERKINELMER INC COM 714046109 16 800 SH DEFINED 14 800 - -
PERKINELMER INC COM 714046109 2 103 SH DEFINED 18 103 - -
PERMIAN BASIN RTY TR UNIT BEN INT 714236106 2,137 148,007 SH DEFINED 3 - - 148,007
PERRIGO CO COM 714290103 147 3,700 SH DEFINED 1 - 3,700 -
PERRIGO CO COM 714290103 73 1,821 SH DEFINED 2 1,821 - -
PERRIGO CO COM 714290103 149 3,737 SH DEFINED 3 - - 3,737
PERRIGO CO COM 714290103 605 15,200 SH DEFINED 4 - 2,200 13,000
PERRIGO CO COM 714290103 10 251 SH DEFINED 18 251 - -
PERRIGO CO COM 714290103 762 19,127 SH DEFINED 5 19,127 - -
PERRIGO CO COM 714290103 73 1,839 SH DEFINED 8 1,839 - -
PETROBRAS ENERGIA S A SPONS ADR 71646J109 1 41 SH DEFINED 41 - -
PETROCHINA CO LTD SPONSORED ADR 71646E100 1,130 9,495 SH DEFINED 2 9,495 - -
PETROCHINA CO LTD SPONSORED ADR 71646E100 1,858 15,620 SH DEFINED 3 - - 15,620
PETROCHINA CO LTD SPONSORED ADR 71646E100 24 200 SH DEFINED 16 200 - -
PETROCHINA CO LTD SPONSORED ADR 71646E100 432 3,630 SH DEFINED 460 3,170 -
PETROCHINA CO LTD SPONSORED ADR 71646E100 106 895 SH DEFINED 5 895 - -
PETROFLOW ENERGY LTD COM 715918405 - 500 SH DEFINED 7 - 500 -
PETROHAWK ENERGY CORP COM 716495106 6,907 287,900 SH DEFINED 1 - 287,900 -
PETROHAWK ENERGY CORP COM 716495106 62 2,566 SH DEFINED 2 2,566 - -
PETROHAWK ENERGY CORP COM 716495106 6,506 271,202 SH DEFINED 3 70,000 - 201,202
PETROHAWK ENERGY CORP COM 716495106 1,200 50,000 PUT DEFINED 3 50,000 - -
PETROHAWK ENERGY CORP COM 716495106 3 145 SH DEFINED 18 145 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
PETROHAWK ENERGY CORP COM 716495106 211 8,806 SH DEFINED 8,806 - -
PETROHAWK ENERGY CORP COM 716495106 4 187 SH DEFINED 5 187 - -
PETROLEO BRASILEIRO SA SPONSORED ADR 71654V408 12,125 254,300 SH DEFINED 1 31,000 198,400 24,900
PETRO
PETROLEO BRASILEIRO SA SP ADR NON VTG 71654V101 1,082 25,534 SH DEFINED 2 25,534 - -
PETRO
PETROLEO BRASILEIRO SA SPONSORED ADR 71654V408 570 11,947 SH DEFINED 2 11,947 - -
PETRO
PETROLEO BRASILEIRO SA SP ADR NON VTG 71654V101 499 11,768 SH DEFINED 3 - - 11,768
PETRO
PETROLEO BRASILEIRO SA SPONSORED ADR 71654V408 45,302 950,122 SH DEFINED 3 840,860 - 109,262
PETRO
PETROLEO BRASILEIRO SA SPONSORED ADR 71654V408 2,861 60,000 CALL DEFINED 3 60,000 - -
PETRO
PETROLEO BRASILEIRO SA SPONSORED ADR 71654V408 43,208 906,200 PUT DEFINED 3 906,200 - -
PETRO
PETROLEO BRASILEIRO SA SP ADR NON VTG 71654V101 748 17,635 SH DEFINED 7 - 17,635 -
PETRO
PETROLEO BRASILEIRO SA SPONSORED ADR 71654V408 114 2,400 SH DEFINED 7 - 2,400 -
PETRO
PETROLEO BRASILEIRO SA SP ADR NON VTG 71654V101 53 1,250 SH DEFINED 13 1,250 - -
PETRO
PETROLEO BRASILEIRO SA SP ADR NON VTG 71654V101 50 1,185 SH DEFINED 14 1,185 - -
PETRO
PETROLEO BRASILEIRO SA SPONSORED ADR 71654V408 98 2,050 SH DEFINED 14 2,050 - -
PETRO
PETROLEO BRASILEIRO SA SPONSORED ADR 71654V408 646 13,548 SH DEFINED 15 13,548 - -
PETRO
PETROLEO BRASILEIRO SA SP ADR NON VTG 71654V101 848 20,003 SH DEFINED 16 20,003 - -
PETRO
PETROLEO BRASILEIRO SA SPONSORED ADR 71654V408 1,234 25,891 SH DEFINED 16 25,891 - -
PETRO
PETROLEO BRASILEIRO SA SP ADR NON VTG 71654V101 17 409 SH DEFINED 18 409 - -
PETRO
PETROLEO BRASILEIRO SA SPONSORED ADR 71654V408 61 1,274 SH DEFINED 18 1,274 - -
PETRO
PETROLEO BRASILEIRO SA SPONSORED ADR 71654V408 10,823 227,000 SH OTHER S;6 227,000 - -
PETRO
PETROLEO BRASILEIRO SA SP ADR NON VTG 71654V101 87 2,063 SH DEFINED 2,063 - -
PETRO
PETROLEO BRASILEIRO SA SPONSORED ADR 71654V408 2,704 56,714 SH DEFINED 56,714 - -
PETRO
PETROLEO BRASILEIRO SA SPONSORED ADR 71654V408 126 2,638 SH SOLE 2,638 - -
PETRO
PETROLEO BRASILEIRO SA SP ADR NON VTG 71654V101 13 312 SH DEFINED 5 312 - -
PETRO
PETROLEO BRASILEIRO SA SPONSORED ADR 71654V408 2,298 48,206 SH DEFINED 5 48,206 - -
PETRO
PETROLEO BRASILEIRO SA SP ADR NON VTG 71654V101 14 340 SH DEFINED 8 - 340 -
PETRO
PETROLEO BRASILEIRO SA SPONSORED ADR 71654V408 12 250 SH DEFINED 8 250 - -
PETRO
PETROLEUM & RES CORP COM 716549100 2,008 84,573 SH DEFINED 3 - - 84,573
PETROLEUM & RES CORP COM 716549100 48 2,035 SH DEFINED 5 2,035 - -
PETROLEUM DEV CORP COM 716578109 37 2,039 SH DEFINED 2 2,039 - -
PETROQUEST ENERGY INC COM 716748108 1 210 SH DEFINED 3 - - 210
PETSMART INC COM 716768106 3,774 141,400 SH DEFINED 1 18,600 122,800 -
PETSMART INC COM 716768106 60 2,232 SH DEFINED 3 - - 2,232
PFIZER INC COM 717081103 126,467 6,952,532 SH DEFINED 1 1,102,005 5,850,527 -
PFIZER INC COM 717081103 168,754 9,277,302 SH DEFINED 2 9,277,302 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
PFIZER INC COM 717081103 41,044 2,256,407 SH DEFINED 3 356,923 - 1,899,484
PFIZER INC COM 717081103 1,819 100,000 PUT DEFINED 3 100,000 - -
PFIZER INC COM 717081103 11,588 637,045 SH DEFINED 4 - 267,395 369,650
PFIZER INC COM 717081103 71,629 3,937,843 SH DEFINED 6 3,937,843 - -
PFIZER INC COM 717081103 1,661 91,293 SH DEFINED 7 - 91,293 -
PFIZER INC COM 717081103 39 2,146 SH DEFINED 9 2,146 - -
PFIZER INC COM 717081103 2,128 117,011 SH DEFINED 10 117,011 - -
PFIZER INC COM 717081103 449 24,670 SH DEFINED 11 24,670 - -
PFIZER INC COM 717081103 91 5,000 SH DEFINED 13 5,000 - -
PFIZER INC COM 717081103 2,133 117,258 SH DEFINED 14 117,258 - -
PFIZER INC COM 717081103 866 47,625 SH DEFINED 15 47,625 - -
PFIZER INC COM 717081103 117 6,415 SH DEFINED 16 6,415 - -
PFIZER INC COM 717081103 90 4,925 SH DEFINED 17 - - 4,925
PFIZER INC COM 717081103 1,415 77,798 SH DEFINED 18 77,798 - -
PFIZER INC COM 717081103 1 35 SH DEFINED 5;1 35 - -
PFIZER INC COM 717081103 1,746 95,972 SH DEFINED 88,972 7,000 -
PFIZER INC COM 717081103 11,859 651,961 SH SOLE 651,961 - -
PFIZER INC COM 717081103 18,476 1,015,710 SH DEFINED 5 1,015,710 - -
PFIZER INC COM 717081103 646 35,557 SH DEFINED 8 30,282 5,275 -
PG&E CORP COM 69331C108 34,331 768,900 SH DEFINED 1 87,600 681,300 -
PG&E CORP COM 69331C108 5,425 121,497 SH DEFINED 2 121,497 - -
PG&E CORP COM 69331C108 2,388 53,488 SH DEFINED 3 4,112 - 49,376
PG&E CORP COM 69331C108 536 12,015 SH DEFINED 7 - 12,015 -
PG&E CORP COM 69331C108 149 3,347 SH DEFINED 14 3,347 - -
PG&E CORP COM 69331C108 98 2,200 SH DEFINED 15 2,200 - -
PG&E CORP COM 69331C108 22 500 SH DEFINED 17 - - 500
PG&E CORP COM 69331C108 2 53 SH DEFINED 18 53 - -
PG&E CORP COM 69331C108 55 1,224 SH DEFINED 1,224 - -
PG&E CORP COM 69331C108 9 200 SH SOLE 200 - -
PG&E CORP COM 69331C108 2,665 59,670 SH DEFINED 5 59,670 - -
PG&E CORP COM 69331C108 48 1,076 SH DEFINED 8 861 215 -
PGT INC COM 69336V101 783 372,800 SH DEFINED 4 - 72,800 300,000
PHARMACEUTICAL HLDRS TR DEPOSITRY RCPT 71712A206 2,696 40,849 SH DEFINED 3 28 - 40,821
PHARMACEUTICAL HLDRS TR DEPOSITRY RCPT 71712A206 20 300 SH DEFINED 15 300 - -
PHARMACEUTICAL HLDRS TR DEPOSITRY RCPT 71712A206 2,541 38,500 SH DEFINED 38,500 - -
PHARMACEUTICAL HLDRS TR DEPOSITRY RCPT 71712A206 1,442 21,850 SH DEFINED 5 21,850 - -
PHARMACEUTICAL HLDRS TR DEPOSITRY RCPT 71712A206 17 250 SH DEFINED 8 250 - -
PHARMACEUTICAL PROD DEV COM 717124101 88 3,752 SH DEFINED 3 - - 3,752
INC
PHARMACEUTICAL PROD DEV COM 717124101 8,854 377,723 SH DEFINED 4 - 269,893 107,830
INC
PHARMACEUTICAL PROD DEV COM 717124101 469 20,000 SH DEFINED 14 20,000 - -
INC
PHARMACEUTICAL PROD DEV COM 717124101 2 90 SH DEFINED 5 90 - -
INC
PHARMERICA CORP COM 71714F104 124 7,799 SH DEFINED 2 7,799 - -
PHARMERICA CORP COM 71714F104 14 904 SH DEFINED 3 - - 904
PHARMERICA CORP COM 71714F104 651 41,000 SH DEFINED 4 - - 41,000
PHARMERICA CORP COM 71714F104 133 8,400 SH DEFINED 16 8,400 - -
PHASE FORWARD INC COM 71721R406 301 19,618 SH DEFINED 2 19,618 - -
PHH CORP COM NEW 693320202 6 394 SH DEFINED 3 - - 394
PHI INC COM VTG 69336T106 309 14,600 SH DEFINED 4 - - 14,600
PHI INC COM NON VTG 69336T205 414 20,000 SH DEFINED 4 - - 20,000
PHILIP MORRIS INTL INC COM 718172109 38,147 791,600 SH DEFINED 1 101,000 690,600 -
PHILIP MORRIS INTL INC COM 718172109 130,420 2,706,380 SH DEFINED 2 2,706,380 - -
PHILIP MORRIS INTL INC COM 718172109 16,896 350,621 SH DEFINED 3 27,224 - 323,397
PHILIP MORRIS INTL INC COM 718172109 1,777 36,875 SH DEFINED 4 - 32,390 4,485
PHILIP MORRIS INTL INC COM 718172109 1,222 25,357 SH DEFINED 7 - 25,357 -
PHILIP MORRIS INTL INC COM 718172109 320 6,632 SH DEFINED 10 6,632 - -
PHILIP MORRIS INTL INC COM 718172109 10,244 212,575 SH DEFINED 14 212,575 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
PHILIP MORRIS INTL INC COM 718172109 530 10,988 SH DEFINED 15 10,988 - -
PHILIP MORRIS INTL INC COM 718172109 179 3,708 SH DEFINED 16 3,708 - -
PHILIP MORRIS INTL INC COM 718172109 762 15,812 SH DEFINED 18 15,812 - -
PHILIP MORRIS INTL INC COM 718172109 5 110 SH DEFINED 5;1 110 - -
PHILIP MORRIS INTL INC COM 718172109 1,094 22,702 SH DEFINED 22,388 314 -
PHILIP MORRIS INTL INC COM 718172109 10,492 217,715 SH SOLE 217,715 - -
PHILIP MORRIS INTL INC COM 718172109 6,131 127,239 SH DEFINED 5 127,239 - -
PHILIP MORRIS INTL INC COM 718172109 209 4,322 SH DEFINED 8 2,527 1,795 -
PHILIPPINE LONG DISTANCE SPONSORED ADR 718252604 167 2,955 SH DEFINED 2 2,955 - -
TEL
PHILIPPINE LONG DISTANCE SPONSORED ADR 718252604 340 6,000 SH DEFINED 3 - - 6,000
TEL
PHILIPPINE LONG DISTANCE SPONSORED ADR 718252604 1 26 SH DEFINED 26 - -
TEL
PHILIPPINE LONG DISTANCE SPONSORED ADR 718252604 18 315 SH DEFINED 5 315 - -
TEL
PHILLIPS VAN HEUSEN CORP COM 718592108 914 22,469 SH DEFINED 2 22,469 - -
PHILLIPS VAN HEUSEN CORP COM 718592108 750 18,447 SH DEFINED 3 16,000 - 2,447
PHOENIX COS INC NEW COM 71902E109 - 100 SH DEFINED 2 100 - -
PHOENIX COS INC NEW COM 71902E109 4 1,339 SH DEFINED 3 - - 1,339
PHOENIX COS INC NEW COM 71902E109 1 500 SH DEFINED 16 500 - -
PHOTRONICS INC COM 719405102 169 37,930 SH DEFINED 4 - - 37,930
PHOTRONICS INC COM 719405102 2 500 SH DEFINED 5 500 - -
PICO HLDGS INC COM NEW 693366205 92 2,814 SH DEFINED 2 2,814 - -
PICO HLDGS INC COM NEW 693366205 141 4,300 SH DEFINED 3 - - 4,300
PICO HLDGS INC COM NEW 693366205 2,369 72,388 SH DEFINED 5 72,388 - -
PIEDMONT NAT GAS INC COM 720186105 1,133 42,347 SH DEFINED 3 - - 42,347
PIEDMONT NAT GAS INC COM 720186105 6 224 SH DEFINED 5 224 - -
PIER 1 IMPORTS INC COM 720279108 64 12,500 SH DEFINED 1 - 12,500 -
PIER 1 IMPORTS INC COM 720279108 80 15,800 SH DEFINED 2 15,800 - -
PIER 1 IMPORTS INC COM 720279108 13 2,525 SH DEFINED 3 - - 2,525
PIMCO CA MUNICIPAL COM 72200N106 137 11,025 SH DEFINED 3 - - 11,025
INCOME FD
PIMCO CALIF MUN INCOME COM 72200M108 4 505 SH DEFINED 3 - - 505
FD II
PIMCO CALIF MUN INCOME COM 72201C109 6 700 SH DEFINED 3 - - 700
FD II
PIMCO CORPORATE INCOME FD COM 72200U100 168 12,100 SH DEFINED 3 - - 12,100
PIMCO CORPORATE OPP FD COM 72201B101 521 36,176 SH DEFINED 3 - - 36,176
PIMCO ETF TR 1-3YR USTREIDX 72201R106 50 1,000 SH DEFINED 3 - - 1,000
PIMCO ETF TR 1-5 US TIP IDX 72201R205 96 1,860 SH DEFINED 3 - - 1,860
PIMCO FLOATING RATE COM 72201H108 255 22,600 SH DEFINED 3 - - 22,600
INCOME F
PIMCO FLOATING RATE COM 72201J104 159 16,062 SH DEFINED 3 - - 16,062
STRTGY F
PIMCO GLOBAL STOCKSPLS COM 722011103 14 765 SH DEFINED 3 - - 765
INCM
PIMCO HIGH INCOME FD COM SHS 722014107 1,825 168,237 SH DEFINED 3 - - 168,237
PIMCO HIGH INCOME FD COM SHS 722014107 37 3,400 SH DEFINED 13 3,400 - -
PIMCO HIGH INCOME FD COM SHS 722014107 4 333 SH DEFINED 333 - -
PIMCO INCOME OPPORTUNITY COM 72202B100 68 3,049 SH DEFINED 3 - - 3,049
FD
PIMCO MUN INCOME FD II COM 72200W106 16 1,500 SH DEFINED 3 - - 1,500
PIMCO MUN INCOME FD III COM 72201A103 51 4,925 SH DEFINED 3 - - 4,925
PIMCO MUNICIPAL INCOME FD COM 72200R107 79 6,400 SH DEFINED 3 - - 6,400
PIMCO NEW YORK MUN FD II COM 72200Y102 443 40,017 SH DEFINED 3 - - 40,017
PIMCO NY MUNICIPAL COM 72200T103 249 23,600 SH DEFINED 3 - - 23,600
INCOME FD
PIMCO STRATEGIC GBL GOV COM 72200X104 17 1,700 SH DEFINED 3 - - 1,700
FD I
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
PIMCO STRATEGIC GBL GOV COM 72200X104 26 2,500 SH DEFINED 18 2,500 - -
FD I
PINNACLE AIRL CORP COM 723443107 39 5,643 SH DEFINED 3 - - 5,643
PINNACLE ENTMT INC COM 723456109 348 38,774 SH DEFINED 2 38,774 - -
PINNACLE GAS RESOURCES COM 723464301 4 13,400 SH DEFINED 3 - - 13,400
INC
PINNACLE WEST CAP CORP COM 723484101 6,546 178,944 SH DEFINED 2 178,944 - -
PINNACLE WEST CAP CORP COM 723484101 1,407 38,458 SH DEFINED 3 1,040 - 37,418
PINNACLE WEST CAP CORP COM 723484101 6 175 SH DEFINED 7 - 175 -
PINNACLE WEST CAP CORP COM 723484101 70 1,925 SH DEFINED 18 1,925 - -
PINNACLE WEST CAP CORP COM 723484101 6 165 SH DEFINED 165 - -
PINNACLE WEST CAP CORP COM 723484101 597 16,313 SH DEFINED 5 16,313 - -
PINNACLE WEST CAP CORP COM 723484101 63 1,704 SH DEFINED 8 1,634 70 -
PIONEER DIV HIGH INCOME COM BENE INTER 723653101 785 44,236 SH DEFINED 3 - - 44,236
TRUS
PIONEER DRILLING CO COM 723655106 5 600 SH DEFINED 3 - - 600
PIONEER DRILLING CO COM 723655106 3 425 SH DEFINED 18 425 - -
PIONEER FLOATING RATE TR COM 72369J102 567 49,191 SH DEFINED 3 - - 49,191
PIONEER HIGH INCOME TR COM 72369H106 184 13,036 SH DEFINED 3 - - 13,036
PIONEER MUN HIGH INC ADV COM 723762100 72 5,692 SH DEFINED 3 - - 5,692
TR
PIONEER MUN HIGH INCOME COM SHS 723763108 953 69,120 SH DEFINED 3 - - 69,120
TR
PIONEER NAT RES CO COM 723787107 5,140 106,700 SH DEFINED 1 13,800 92,900 -
PIONEER NAT RES CO COM 723787107 7,213 149,734 SH DEFINED 2 149,734 - -
PIONEER NAT RES CO COM 723787107 1,192 24,741 SH DEFINED 3 2,116 - 22,625
PIONEER NAT RES CO NOTE 2.875% 723787AH0 5,335 5,000,000 PRN DEFINED 3 5,000,000 - -
1/1
PIONEER NAT RES CO COM 723787107 64 1,320 SH DEFINED 4 - 1,320 -
PIONEER NAT RES CO COM 723787107 16 322 SH DEFINED 16 322 - -
PIONEER NAT RES CO COM 723787107 3 72 SH DEFINED 18 72 - -
PIONEER SOUTHWST ENRG UNIT LP INT 72388B106 15 655 SH DEFINED 2 655 - -
PRTNR
PIONEER SOUTHWST ENRG UNIT LP INT 72388B106 912 40,625 SH DEFINED 3 - - 40,625
PRTNR
PIPER JAFFRAY COS COM 724078100 14 285 SH DEFINED 3 - - 285
PITNEY BOWES INC COM 724479100 10,423 457,960 SH DEFINED 2 457,960 - -
PITNEY BOWES INC COM 724479100 1,378 60,534 SH DEFINED 3 2,314 - 58,220
PITNEY BOWES INC COM 724479100 1 44 SH DEFINED 7 - 44 -
PITNEY BOWES INC COM 724479100 3 150 SH DEFINED 18 150 - -
PITNEY BOWES INC COM 724479100 105 4,600 SH DEFINED 4,600 - -
PITNEY BOWES INC COM 724479100 40 1,742 SH DEFINED 5 1,742 - -
PIXELWORKS INC COM NEW 72581M305 10 3,365 SH DEFINED 3 - - 3,365
PLAINS ALL AMERN UNIT LTD PARTN 726503105 580 10,982 SH DEFINED 2 10,982 - -
PIPELINE L
PLAINS ALL AMERN UNIT LTD PARTN 726503105 9,946 188,192 SH DEFINED 3 117,589 - 70,603
PIPELINE L
PLAINS ALL AMERN UNIT LTD PARTN 726503105 48 917 SH DEFINED 917 - -
PIPELINE L
PLAINS EXPL& PRODTN CO COM 726505100 130 4,705 SH DEFINED 2 4,705 - -
PLAINS EXPL& PRODTN CO COM 726505100 24,862 898,845 SH DEFINED 3 894,400 - 4,445
PLAINS EXPL& PRODTN CO COM 726505100 16,596 600,000 PUT DEFINED 3 600,000 - -
PLAINS EXPL& PRODTN CO COM 726505100 1 54 SH DEFINED 16 54 - -
PLANAR SYS INC COM 726900103 251 89,289 SH DEFINED 3 - - 89,289
PLANTRONICS INC NEW COM 727493108 10 400 SH DEFINED 3 - - 400
PLANTRONICS INC NEW COM 727493108 13 500 SH DEFINED 5 500 - -
PLATINUM GROUP METALS LTD COM NEW 72765Q205 910 441,300 SH DEFINED 5 441,300 - -
PLATINUM GROUP METALS LTD COM NEW 72765Q205 6 3,000 SH DEFINED 8 3,000 - -
PLATO LEARNING INC COM 72764Y100 20 4,642 SH DEFINED 3 - - 4,642
PLAYBOY ENTERPRISES INC CL B 728117300 25 7,700 SH DEFINED 14 7,700 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
PLEXUS CORP COM 729132100 800 28,100 SH DEFINED 1 - 28,100 -
PLEXUS CORP COM 729132100 317 11,137 SH DEFINED 2 11,137 - -
PLEXUS CORP COM 729132100 3 100 SH DEFINED 3 100 - -
PLEXUS CORP COM 729132100 15,821 555,518 SH DEFINED 4 - 422,378 133,140
PLEXUS CORP COM 729132100 9 331 SH DEFINED 18 331 - -
PLUG POWER INC COM 72919P103 1 1,135 SH DEFINED 3 - - 1,135
PLUM CREEK TIMBER CO INC COM 729251108 6,928 183,475 SH DEFINED 2 183,475 - -
PLUM CREEK TIMBER CO INC COM 729251108 2,194 58,102 SH DEFINED 3 26,790 - 31,312
PLUM CREEK TIMBER CO INC COM 729251108 38 1,000 SH DEFINED 16 1,000 - -
PLUM CREEK TIMBER CO INC COM 729251108 598 15,835 SH DEFINED 18 15,835 - -
PLUM CREEK TIMBER CO INC COM 729251108 19 500 SH DEFINED 5 500 - -
PLX TECHNOLOGY INC COM 693417107 - 100 SH DEFINED 3 - - 100
PMA CAP CORP CL A 693419202 13 2,000 SH DEFINED 3 - - 2,000
PMA CAP CORP CL A 693419202 410 65,000 SH DEFINED 4 - - 65,000
PMC COML TR SH BEN INT 693434102 285 37,900 SH DEFINED 4 - - 37,900
PMC-SIERRA INC COM 69344F106 893 103,062 SH DEFINED 2 103,062 - -
PMC-SIERRA INC COM 69344F106 35 4,028 SH DEFINED 3 - - 4,028
PMC-SIERRA INC COM 69344F106 139 16,009 SH DEFINED 16,009 - -
PMC-SIERRA INC COM 69344F106 20 2,300 SH DEFINED 5 2,300 - -
PMI GROUP INC COM 69344M101 6 2,200 SH DEFINED 2 2,200 - -
PNC FINL SVCS GROUP INC COM 693475105 34,577 654,994 SH DEFINED 2 654,994 - -
PNC FINL SVCS GROUP INC COM 693475105 5,761 109,137 SH DEFINED 3 8,573 - 100,564
PNC FINL SVCS GROUP INC COM 693475105 6 122 SH DEFINED 7 - 122 -
PNC FINL SVCS GROUP INC COM 693475105 109 2,070 SH DEFINED 10 2,070 - -
PNC FINL SVCS GROUP INC COM 693475105 79 1,500 SH DEFINED 15 1,500 - -
PNC FINL SVCS GROUP INC COM 693475105 11 211 SH DEFINED 16 211 - -
PNC FINL SVCS GROUP INC COM 693475105 108 2,045 SH DEFINED 17 - - 2,045
PNC FINL SVCS GROUP INC COM 693475105 502 9,500 SH DEFINED 18 9,500 - -
PNC FINL SVCS GROUP INC COM 693475105 16 310 SH DEFINED 310 - -
PNC FINL SVCS GROUP INC COM 693475105 174 3,300 SH SOLE 3,300 - -
PNC FINL SVCS GROUP INC COM 693475105 - 3 SH DEFINED 5 3 - -
PNM RES INC COM 69349H107 965 76,280 SH DEFINED 3 - - 76,280
POINT 360 COM 730507100 161 135,000 SH DEFINED 4 - - 135,000
POLARIS INDS INC COM 731068102 44 1,000 SH DEFINED 1 - 1,000 -
POLARIS INDS INC COM 731068102 319 7,315 SH DEFINED 2 7,315 - -
POLARIS INDS INC COM 731068102 143 3,288 SH DEFINED 3 800 - 2,488
POLARIS INDS INC COM 731068102 10 237 SH DEFINED 5 237 - -
POLO RALPH LAUREN CORP CL A 731572103 6,001 74,108 SH DEFINED 2 74,108 - -
POLO RALPH LAUREN CORP CL A 731572103 80 984 SH DEFINED 3 620 - 364
POLO RALPH LAUREN CORP CL A 731572103 6 75 SH DEFINED 16 75 - -
POLO RALPH LAUREN CORP CL A 731572103 25 313 SH DEFINED 18 313 - -
POLYCOM INC COM 73172K104 46 1,837 SH DEFINED 3 - - 1,837
POLYCOM INC COM 73172K104 200 8,000 SH DEFINED 14 8,000 - -
POLYONE CORP COM 73179P106 16 2,084 SH DEFINED 2 2,084 - -
POLYONE CORP COM 73179P106 25 3,407 SH DEFINED 3 - - 3,407
POLYONE CORP COM 73179P106 486 65,000 SH DEFINED 4 - - 65,000
POLYONE CORP COM 73179P106 1 187 SH DEFINED 18 187 - -
POLYPORE INTL INC COM 73179V103 49 4,118 SH DEFINED 2 4,118 - -
PONIARD PHARMACEUTICALS COM NEW 732449301 - 62 SH DEFINED 3 - - 62
INC
POOL CORPORATION COM 73278L105 817 42,804 SH DEFINED 2 42,804 - -
POPE RES DEL LTD DEPOSITRY RCPT 732857107 5 200 SH DEFINED 3 - - 200
PARTNERSHIP
POPULAR INC COM 733174106 313 138,575 SH DEFINED 3 - - 138,575
PORTEC RAIL PRODS INC COM 736212101 44 4,100 SH DEFINED 3 - - 4,100
PORTER BANCORP INC COM 736233107 35 2,332 SH DEFINED 3 - - 2,332
PORTFOLIO RECOVERY COM 73640Q105 482 10,746 SH DEFINED 2 10,746 - -
ASSOCS IN
PORTFOLIO RECOVERY COM 73640Q105 36 800 SH DEFINED 16 800 - -
ASSOCS IN
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
PORTFOLIO RECOVERY COM 73640Q105 6 142 SH DEFINED 18 142 - -
ASSOCS IN
PORTFOLIO RECOVERY COM 73640Q105 9 205 SH DEFINED 205 - -
ASSOCS IN
PORTLAND GEN ELEC CO COM NEW 736508847 209 10,240 SH DEFINED 2 10,240 - -
PORTLAND GEN ELEC CO COM NEW 736508847 175 8,577 SH DEFINED 3 - - 8,577
PORTLAND GEN ELEC CO COM NEW 736508847 217 10,640 SH SOLE 10,640 - -
PORTUGAL TELECOM SGPS S A SPONSORED ADR 737273102 83 6,797 SH DEFINED 3 - - 6,797
PORTUGAL TELECOM SGPS S A SPONSORED ADR 737273102 153 12,602 SH DEFINED 5 12,602 - -
POSCO SPONSORED ADR 693483109 189 1,442 SH DEFINED 3 - - 1,442
POSCO SPONSORED ADR 693483109 50 385 SH DEFINED 7 - 385 -
POSCO SPONSORED ADR 693483109 3 25 SH DEFINED 15 25 - -
POSCO SPONSORED ADR 693483109 5,704 43,512 SH DEFINED 5;1 43,512 - -
POSCO SPONSORED ADR 693483109 735 5,608 SH DEFINED 5,608 - -
POSCO SPONSORED ADR 693483109 229 1,746 SH DEFINED 5 1,746 - -
POSITIVEID CORP COM 73740J100 - 350 SH DEFINED 3 - - 350
POST PPTYS INC COM 737464107 7 360 SH DEFINED 3 - - 360
POTASH CORP SASK INC COM 73755L107 592,492 5,448,918 SH DEFINED 1 387,036 5,061,882 -
POTASH CORP SASK INC COM 73755L107 556 5,110 SH DEFINED 2 5,110 - -
POTASH CORP SASK INC COM 73755L107 4,287 39,425 SH DEFINED 3 22,831 - 16,594
POTASH CORP SASK INC COM 73755L107 4,349 40,000 PUT DEFINED 3 40,000 - -
POTASH CORP SASK INC COM 73755L107 237,093 2,180,452 SH DEFINED 6 2,180,452 - -
POTASH CORP SASK INC COM 73755L107 11,164 102,673 SH DEFINED 7 - 102,673 -
POTASH CORP SASK INC COM 73755L107 1,012 9,308 SH DEFINED 9 9,308 - -
POTASH CORP SASK INC COM 73755L107 103 946 SH DEFINED 10 946 - -
POTASH CORP SASK INC COM 73755L107 585 5,375 SH DEFINED 13 5,375 - -
POTASH CORP SASK INC COM 73755L107 88 810 SH DEFINED 14 810 - -
POTASH CORP SASK INC COM 73755L107 159 1,465 SH DEFINED 15 1,465 - -
POTASH CORP SASK INC COM 73755L107 234 2,155 SH DEFINED 17 - - 2,155
POTASH CORP SASK INC COM 73755L107 20 182 SH DEFINED 18 182 - -
POTASH CORP SASK INC COM 73755L107 79,193 728,308 SH DEFINED 5;1 728,308 - -
POTASH CORP SASK INC COM 73755L107 1,423 13,084 SH DEFINED 13,084 - -
POTASH CORP SASK INC COM 73755L107 146,829 1,350,326 SH SOLE 1,350,326 - -
POTASH CORP SASK INC COM 73755L107 152,646 1,403,826 SH DEFINED 5 1,403,826 - -
POTASH CORP SASK INC COM 73755L107 3,534 32,500 CALL DEFINED 5 32,500 - -
POTASH CORP SASK INC COM 73755L107 1,762 16,200 PUT DEFINED 5 16,200 - -
POTASH CORP SASK INC COM 73755L107 3,429 31,532 SH DEFINED 8 28,787 2,745 -
POTLATCH CORP NEW COM 737630103 184 5,772 SH DEFINED 3 - - 5,772
POWELL INDS INC COM 739128106 260 8,238 SH DEFINED 2 8,238 - -
POWELL INDS INC COM 739128106 8 266 SH DEFINED 3 - - 266
POWELL INDS INC COM 739128106 4,082 129,451 SH DEFINED 4 - 50,400 79,051
POWER INTEGRATIONS INC COM 739276103 1,124 30,900 SH DEFINED 1 - 30,900 -
POWER INTEGRATIONS INC COM 739276103 456 12,532 SH DEFINED 2 12,532 - -
POWER INTEGRATIONS INC COM 739276103 3 94 SH DEFINED 18 94 - -
POWER INTEGRATIONS INC COM 739276103 8 215 SH DEFINED 215 - -
POWER-ONE INC COM 739308104 7 1,717 SH DEFINED 2 1,717 - -
POWER-ONE INC COM 739308104 31 7,100 SH DEFINED 3 - - 7,100
POWERSHARES DB CMDTY IDX UNIT BEN INT 73935S105 7,682 312,024 SH DEFINED 3 900 - 311,124
TRA
POWERSHARES DB CMDTY IDX UNIT BEN INT 73935S105 394 16,000 SH DEFINED 10 16,000 - -
TRA
POWERSHARES DB CMDTY IDX UNIT BEN INT 73935S105 3,053 124,000 SH DEFINED 15 124,000 - -
TRA
POWERSHARES DB CMDTY IDX UNIT BEN INT 73935S105 16 650 SH DEFINED 18 650 - -
TRA
POWERSHARES DB CMDTY IDX UNIT BEN INT 73935S105 92 3,754 SH DEFINED 3,000 754 -
TRA
POWERSHARES DB CMDTY IDX UNIT BEN INT 73935S105 704 28,616 SH DEFINED 5 28,616 - -
TRA
POWERSHARES DB CMDTY IDX UNIT BEN INT 73935S105 22 889 SH DEFINED 8 889 - -
TRA
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
POWERSHARES DB G10 CURCY COM UT BEN INT 73935Y102 1,270 53,934 SH DEFINED 3 - - 53,934
HAR
POWERSHARES ETF TR II GLB NUCLR ENRG 73937B100 6 300 SH DEFINED 3 - - 300
POWERSHARES ETF TR II EMRG MKTS INFR 73937B209 3,223 75,241 SH DEFINED 3 - - 75,241
POWERSHARES ETF TR II GLBL WIND ENRG 73937B308 8 535 SH DEFINED 3 - - 535
POWERSHARES ETF TR II BUILD AMER ETF 73937B407 157 6,480 SH DEFINED 3 - - 6,480
POWERSHARES ETF TR II GLBL WIND ENRG 73937B308 76 4,900 SH DEFINED 4,900 - -
POWERSHARES ETF TR II EMRG MKTS INFR 73937B209 73 1,700 SH DEFINED 5 1,700 - -
POWERSHARES ETF TRUST DYNAMIC MKT PT 73935X104 62 1,630 SH DEFINED 3 - - 1,630
POWERSHARES ETF TRUST DWA TECH LDRS 73935X153 387 20,797 SH DEFINED 3 - - 20,797
POWERSHARES ETF TRUST WILDERHILL PRO 73935X161 25 1,050 SH DEFINED 3 - - 1,050
POWERSHARES ETF TRUST VAL LN IND ROT 73935X179 3 150 SH DEFINED 3 - - 150
POWERSHARES ETF TRUST GBL LSTD PVT 73935X195 52 5,740 SH DEFINED 3 - - 5,740
EQT
POWERSHARES ETF TRUST DYNAMIC OTC PT 73935X203 6 150 SH DEFINED 3 - - 150
POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 2,567 157,300 SH DEFINED 3 - - 157,300
POWERSHARES ETF TRUST CLEANTECH PORT 73935X278 89 3,609 SH DEFINED 3 - - 3,609
POWERSHARES ETF TRUST DYNA BUYBK ACH 73935X286 91 4,400 SH DEFINED 3 - - 4,400
POWERSHARES ETF TRUST HI YLD EQ DVDN 73935X302 68 8,900 SH DEFINED 3 - - 8,900
POWERSHARES ETF TRUST BNKING SEC POR 73935X336 39 3,255 SH DEFINED 3 - - 3,255
POWERSHARES ETF TRUST TECH SECT PORT 73935X344 24 1,030 SH DEFINED 3 - - 1,030
POWERSHARES ETF TRUST HLTHCR SEC POR 73935X351 18 766 SH DEFINED 3 - - 766
POWERSHARES ETF TRUST INDL SECT PORT 73935X369 904 40,636 SH DEFINED 3 - - 40,636
POWERSHARES ETF TRUST FINL SECT PORT 73935X377 12 700 SH DEFINED 3 - - 700
POWERSHARES ETF TRUST ENERGY SEC POR 73935X385 8 295 SH DEFINED 3 - - 295
POWERSHARES ETF TRUST CON STAPLE SEC 73935X393 3 102 SH DEFINED 3 - - 102
POWERSHARES ETF TRUST GOLDEN DRG USX 73935X401 70 2,900 SH DEFINED 3 450 - 2,450
POWERSHARES ETF TRUST CON DISCRE SEC 73935X419 3 131 SH DEFINED 3 - - 131
POWERSHARES ETF TRUST BASIC MAT SECT 73935X427 269 9,519 SH DEFINED 3 - - 9,519
POWERSHARES ETF TRUST DYNAM MIDCP PT 73935X443 19 937 SH DEFINED 3 - - 937
POWERSHARES ETF TRUST DYNAM LRGCP PT 73935X450 51 2,375 SH DEFINED 3 - - 2,375
POWERSHARES ETF TRUST MAGNIQUANT POR 73935X468 26 1,262 SH DEFINED 3 - - 1,262
POWERSHARES ETF TRUST WNDRHLL CLN EN 73935X500 703 63,934 SH DEFINED 3 1,500 - 62,434
POWERSHARES ETF TRUST FTSE US1500 SM 73935X567 3,420 67,534 SH DEFINED 3 - - 67,534
POWERSHARES ETF TRUST WATER RESOURCE 73935X575 8,899 527,810 SH DEFINED 3 - - 527,810
POWERSHARES ETF TRUST FTSE RAFI 1000 73935X583 9,430 198,647 SH DEFINED 3 - - 198,647
POWERSHARES ETF TRUST DYN UTIL PORTF 73935X591 6 394 SH DEFINED 3 - - 394
POWERSHARES ETF TRUST DYNM LRG CP GR 73935X609 334 23,240 SH DEFINED 3 - - 23,240
POWERSHARES ETF TRUST DYN RETAIL PTF 73935X617 29 1,809 SH DEFINED 3 - - 1,809
POWERSHARES ETF TRUST DYN OIL SVCS 73935X625 1,622 95,655 SH DEFINED 3 - - 95,655
POWERSHARES ETF TRUST LX NANOTCH PTF 73935X633 15 1,400 SH DEFINED 3 - - 1,400
POWERSHARES ETF TRUST DYN INS PTF 73935X641 679 49,623 SH DEFINED 3 - - 49,623
POWERSHARES ETF TRUST DYN EN EX PROD 73935X658 313 18,861 SH DEFINED 3 - - 18,861
POWERSHARES ETF TRUST ZACKS SML PORT 73935X674 209 11,822 SH DEFINED 3 - - 11,822
POWERSHARES ETF TRUST VAL LINE TIME 73935X682 157 13,950 SH DEFINED 3 - - 13,950
POWERSHARES ETF TRUST AERSPC DEF PTF 73935X690 10 600 SH DEFINED 3 - - 600
POWERSHARES ETF TRUST DYNM LRG CP VL 73935X708 1,293 77,213 SH DEFINED 3 - - 77,213
POWERSHARES ETF TRUST INTL DIV ACHV 73935X716 288 20,621 SH DEFINED 3 - - 20,621
POWERSHARES ETF TRUST DIV ACHV PRTF 73935X732 118 9,455 SH DEFINED 3 - - 9,455
POWERSHARES ETF TRUST ZACKS MC PRTFL 73935X740 567 57,873 SH DEFINED 3 - - 57,873
POWERSHARES ETF TRUST DYN LSR & ENT 73935X757 16 1,201 SH DEFINED 3 - - 1,201
POWERSHARES ETF TRUST DYN SFTWR PORT 73935X773 248 11,950 SH DEFINED 3 - - 11,950
POWERSHARES ETF TRUST DYN SEMCT PORT 73935X781 14 1,030 SH DEFINED 3 - - 1,030
POWERSHARES ETF TRUST DYN PHRMA PORT 73935X799 1,595 85,538 SH DEFINED 3 - - 85,538
POWERSHARES ETF TRUST DYNM MC GRWTH 73935X807 332 19,785 SH DEFINED 3 - - 19,785
POWERSHARES ETF TRUST DYN NETWKG PRT 73935X815 3 146 SH DEFINED 3 - - 146
POWERSHARES ETF TRUST DYN MEDIA PORT 73935X823 28 2,397 SH DEFINED 3 - - 2,397
POWERSHARES ETF TRUST DYN FD & BEV 73935X849 3 178 SH DEFINED 3 - - 178
POWERSHARES ETF TRUST DYN BIOT & GEN 73935X856 1,002 60,165 SH DEFINED 3 - - 60,165
POWERSHARES ETF TRUST DYNM SM CP VAL 73935X864 24 1,905 SH DEFINED 3 - - 1,905
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
POWERSHARES ETF TRUST DYNM SM CP GRW 73935X872 10 820 SH DEFINED 3 - - 820
POWERSHARES ETF TRUST DYMN MC VAL 73935X880 72 5,200 SH DEFINED 3 - - 5,200
POWERSHARES ETF TRUST ZACKS MC PRTFL 73935X740 131 13,400 SH DEFINED 4 - - 13,400
POWERSHARES ETF TRUST WATER RESOURCE 73935X575 5 300 SH DEFINED 7 - 300 -
POWERSHARES ETF TRUST GBL LSTD PVT 73935X195 34 3,800 SH DEFINED 13 3,800 - -
EQT
POWERSHARES ETF TRUST WATER RESOURCE 73935X575 84 5,000 SH DEFINED 13 5,000 - -
POWERSHARES ETF TRUST WATER RESOURCE 73935X575 37 2,200 SH DEFINED 16 2,200 - -
POWERSHARES ETF TRUST WNDRHLL CLN EN 73935X500 13 1,200 SH DEFINED 17 - - 1,200
POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 24 1,500 SH DEFINED 18 1,500 - -
POWERSHARES ETF TRUST VAL LN IND ROT 73935X179 34 1,870 SH DEFINED 1,870 - -
POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 105 6,450 SH DEFINED 6,450 - -
POWERSHARES ETF TRUST GOLDEN DRG USX 73935X401 51 2,100 SH DEFINED 2,100 - -
POWERSHARES ETF TRUST WATER RESOURCE 73935X575 24 1,400 SH DEFINED 1,400 - -
POWERSHARES ETF TRUST INTL DIV ACHV 73935X716 11 776 SH DEFINED - 776 -
POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 359 22,002 SH DEFINED 5 22,002 - -
POWERSHARES ETF TRUST CLEANTECH PORT 73935X278 5 200 SH DEFINED 5 200 - -
POWERSHARES ETF TRUST GOLDEN DRG USX 73935X401 169 6,997 SH DEFINED 5 6,997 - -
POWERSHARES ETF TRUST WNDRHLL CLN EN 73935X500 155 14,150 SH DEFINED 5 14,150 - -
POWERSHARES ETF TRUST WATER RESOURCE 73935X575 1,174 69,609 SH DEFINED 5 69,609 - -
POWERSHARES ETF TRUST FTSE RAFI 1000 73935X583 8 160 SH DEFINED 5 160 - -
POWERSHARES ETF TRUST DYN OIL SVCS 73935X625 193 11,400 SH DEFINED 5 11,400 - -
POWERSHARES ETF TRUST DYN EN EX PROD 73935X658 3 200 SH DEFINED 5 200 - -
POWERSHARES ETF TRUST AERSPC DEF PTF 73935X690 1,060 62,096 SH DEFINED 5 62,096 - -
POWERSHARES ETF TRUST INTL DIV ACHV 73935X716 689 49,288 SH DEFINED 5 49,288 - -
POWERSHARES ETF TRUST DIV ACHV PRTF 73935X732 710 56,933 SH DEFINED 5 56,933 - -
POWERSHARES ETF TRUST DYN SEMCT PORT 73935X781 25 1,863 SH DEFINED 5 1,863 - -
POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 29 1,797 SH DEFINED 8 1,797 - -
POWERSHARES ETF TRUST WNDRHLL CLN EN 73935X500 1 74 SH DEFINED 8 74 - -
POWERSHARES ETF TRUST WATER RESOURCE 73935X575 7 439 SH DEFINED 8 439 - -
POWERSHARES ETF TRUST II DWA DEVEL MKTS 73936Q108 1 65 SH DEFINED 3 - - 65
POWERSHARES ETF TRUST II DWA EMRG MKTS 73936Q207 41 2,775 SH DEFINED 3 - - 2,775
POWERSHARES ETF TRUST II GLOBL AGRI ETF 73936Q702 5 200 SH DEFINED 3 - - 200
POWERSHARES GLOBAL ETF FD NASD100BUYWRIT 73936G100 11 500 SH DEFINED 3 - - 500
POWERSHARES GLOBAL ETF FD S&P 500 BUYWRT 73936G308 119 5,555 SH DEFINED 3 - - 5,555
POWERSHARES GLOBAL ETF WK VRDO TX FR 73936T433 9,825 393,007 SH DEFINED 3 - - 393,007
TRUST
POWERSHARES GLOBAL ETF CALI MUNI ETF 73936T441 311 13,279 SH DEFINED 3 - - 13,279
TRUST
POWERSHARES GLOBAL ETF INSUR NATL MUN 73936T474 2,291 96,580 SH DEFINED 3 - - 96,580
TRUST
POWERSHARES GLOBAL ETF I-30 LAD TREAS 73936T524 139 5,238 SH DEFINED 3 - - 5,238
TRUST
POWERSHARES GLOBAL ETF HI YLD USD BD 73936T557 859 47,681 SH DEFINED 3 - - 47,681
TRUST
POWERSHARES GLOBAL ETF AGG PFD PORT 73936T565 1,474 108,818 SH DEFINED 3 - - 108,818
TRUST
POWERSHARES GLOBAL ETF SOVEREIGN DEBT 73936T573 5,338 209,081 SH DEFINED 3 - - 209,081
TRUST
POWERSHARES GLOBAL ETF GBL CLEAN ENER 73936T615 140 8,408 SH DEFINED 3 - - 8,408
TRUST
POWERSHARES GLOBAL ETF GBL WTR PORT 73936T623 680 37,455 SH DEFINED 3 - - 37,455
TRUST
POWERSHARES GLOBAL ETF EMER MRKT PORT 73936T763 11 459 SH DEFINED 3 - - 459
TRUST
POWERSHARES GLOBAL ETF DEV INTL OPP 73936T805 1 41 SH DEFINED 3 - - 41
TRUST
POWERSHARES GLOBAL ETF AGG PFD PORT 73936T565 35 2,600 SH DEFINED 18 2,600 - -
TRUST
POWERSHARES GLOBAL ETF SOVEREIGN DEBT 73936T573 292 11,445 SH DEFINED - 11,445 -
TRUST
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
POWERSHARES GLOBAL ETF SOVEREIGN DEBT 73936T573 93 3,650 SH DEFINED 5 3,650 - -
TRUST
POWERSHARES GLOBAL ETF GBL CLEAN ENER 73936T615 - - SH DEFINED 5 - - -
TRUST
POWERSHARES GLOBAL ETF GBL WTR PORT 73936T623 25 1,392 SH DEFINED 5 1,392 - -
TRUST
POWERSHARES GLOBAL ETF EMER MRKT PORT 73936T763 1,192 51,798 SH DEFINED 5 51,798 - -
TRUST
POWERSHARES GLOBAL ETF DEV MKTS EX-US 73936T789 19 495 SH DEFINED 5 495 - -
TRUST
POWERSHARES GLOBAL ETF ASIA PAC EX-JP 73936T854 37 800 SH DEFINED 5 800 - -
TRUST
POWERSHARES GLOBAL ETF GBL CLEAN ENER 73936T615 12 700 SH DEFINED 8 700 - -
TRUST
POWERSHARES GLOBAL ETF EMER MRKT PORT 73936T763 10 440 SH DEFINED 8 440 - -
TRUST
POWERSHARES INDIA ETF TR INDIA PORT 73935L100 307 13,918 SH DEFINED 3 - - 13,918
POWERSHARES INDIA ETF TR INDIA PORT 73935L100 276 12,500 SH DEFINED 15 12,500 - -
POWERSHARES INDIA ETF TR INDIA PORT 73935L100 146 6,620 SH DEFINED 6,620 - -
POWERSHARES INDIA ETF TR INDIA PORT 73935L100 1,752 79,369 SH DEFINED 5 79,369 - -
POWERSHARES INDIA ETF TR INDIA PORT 73935L100 921 41,760 SH DEFINED 8 41,760 - -
POWERSHARES QQQ TRUST UNIT SER 1 73935A104 328 7,167 SH DEFINED 2 7,167 - -
POWERSHARES QQQ TRUST UNIT SER 1 73935A104 27,629 603,904 SH DEFINED 3 79,650 - 524,254
POWERSHARES QQQ TRUST UNIT SER 1 73935A104 23,767 519,500 PUT DEFINED 3 519,500 - -
POWERSHARES QQQ TRUST UNIT SER 1 73935A104 84 1,840 SH DEFINED 7 - 1,840 -
POWERSHARES QQQ TRUST UNIT SER 1 73935A104 14 300 SH DEFINED 9 300 - -
POWERSHARES QQQ TRUST UNIT SER 1 73935A104 46 1,000 SH DEFINED 15 1,000 - -
POWERSHARES QQQ TRUST UNIT SER 1 73935A104 458 10,000 SH DEFINED 17 - - 10,000
POWERSHARES QQQ TRUST UNIT SER 1 73935A104 130 2,845 SH DEFINED 18 2,845 - -
POWERSHARES QQQ TRUST UNIT SER 1 73935A104 19,150 418,580 SH DEFINED 418,320 260 -
POWERSHARES QQQ TRUST UNIT SER 1 73935A104 1,971 43,074 SH SOLE 43,074 - -
POWERSHARES QQQ TRUST UNIT SER 1 73935A104 4,398 96,134 SH DEFINED 5 96,134 - -
POWERSHARES QQQ TRUST UNIT SER 1 73935A104 160 3,493 SH DEFINED 8 1,573 1,920 -
POWERSHS DB MULTI SECT DB ENERGY FUND 73936B101 195 7,453 SH DEFINED 3 - - 7,453
COMM
POWERSHS DB MULTI SECT DB PREC MTLS 73936B200 924 24,517 SH DEFINED 3 - - 24,517
COMM
POWERSHS DB MULTI SECT DB SILVER FUND 73936B309 125 4,159 SH DEFINED 3 - - 4,159
COMM
POWERSHS DB MULTI SECT DB AGRICULT FD 73936B408 3,845 145,430 SH DEFINED 3 9,350 - 136,080
COMM
POWERSHS DB MULTI SECT DB GOLD FUND 73936B606 7 170 SH DEFINED 3 - - 170
COMM
POWERSHS DB MULTI SECT DB BASE METALS 73936B705 3,441 152,923 SH DEFINED 3 - - 152,923
COMM
POWERSHS DB MULTI SECT DB AGRICULT FD 73936B408 130 4,912 SH DEFINED 13 4,912 - -
COMM
POWERSHS DB MULTI SECT DB AGRICULT FD 73936B408 42 1,600 SH DEFINED 15 1,600 - -
COMM
POWERSHS DB MULTI SECT DB OIL FUND 73936B507 1,028 37,300 SH DEFINED 15 37,300 - -
COMM
POWERSHS DB MULTI SECT DB AGRICULT FD 73936B408 110 4,147 SH DEFINED 16 4,147 - -
COMM
POWERSHS DB MULTI SECT DB PREC MTLS 73936B200 22 589 SH DEFINED - 589 -
COMM
POWERSHS DB MULTI SECT DB PREC MTLS 73936B200 94 2,500 SH SOLE 2,500 - -
COMM
POWERSHS DB MULTI SECT DB AGRICULT FD 73936B408 175 6,617 SH DEFINED 6,300 317 -
COMM
POWERSHS DB MULTI SECT DB AGRICULT FD 73936B408 167 6,300 SH SOLE 6,300 - -
COMM
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
POWERSHS DB MULTI SECT DB OIL FUND 73936B507 55 2,000 SH DEFINED 2,000 - -
COMM
POWERSHS DB MULTI SECT DB BASE METALS 73936B705 60 2,679 SH DEFINED 2,000 679 -
COMM
POWERSHS DB MULTI SECT DB AGRICULT FD 73936B408 2,227 84,242 SH DEFINED 5 84,242 - -
COMM
POWERSHS DB MULTI SECT DB BASE METALS 73936B705 89 3,946 SH DEFINED 5 3,946 - -
COMM
POWERSHS DB MULTI SECT DB AGRICULT FD 73936B408 19 722 SH DEFINED 8 722 - -
COMM
POWERSHS DB US DOLLAR DOLL INDX BULL 73936D107 11,252 487,511 SH DEFINED 3 442,733 - 44,778
INDEX
POWERSHS DB US DOLLAR DOLL INDX BULL 73936D107 923 40,000 CALL DEFINED 3 40,000 - -
INDEX
POWERSHS DB US DOLLAR DOLL INDX BULL 73936D107 13,013 563,800 PUT DEFINED 3 563,800 - -
INDEX
POWERSHS DB US DOLLAR DOLL INDX BEAR 73936D206 739 26,817 SH DEFINED 3 - - 26,817
INDEX
POWERSHS DB US DOLLAR DOLL INDX BULL 73936D107 40 1,729 SH DEFINED 18 1,729 - -
INDEX
POWERSHS DB US DOLLAR DOLL INDX BEAR 73936D206 16 590 SH DEFINED 18 590 - -
INDEX
POWERWAVE TECHNOLOGIES COM 739363109 4 2,880 SH DEFINED 3 - - 2,880
INC
POZEN INC COM 73941U102 56 9,432 SH DEFINED 3 - - 9,432
PPG INDS INC COM 693506107 117 2,000 SH DEFINED 1 - 2,000 -
PPG INDS INC COM 693506107 5,800 99,077 SH DEFINED 2 99,077 - -
PPG INDS INC COM 693506107 1,890 32,293 SH DEFINED 3 1,821 - 30,472
PPG INDS INC COM 693506107 18 308 SH DEFINED 18 308 - -
PPG INDS INC COM 693506107 8,781 150,000 SH SOLE 150,000 - -
PPG INDS INC COM 693506107 429 7,325 SH DEFINED 5 7,325 - -
PPG INDS INC COM 693506107 5 90 SH DEFINED 8 90 - -
PPL CORP COM 69351T106 17,116 529,742 SH DEFINED 2 529,742 - -
PPL CORP COM 69351T106 2,348 72,657 SH DEFINED 3 4,256 - 68,401
PPL CORP COM 69351T106 1,375 42,550 SH DEFINED 18 42,550 - -
PPL CORP COM 69351T106 127 3,917 SH DEFINED 3,917 - -
PPL CORP COM 69351T106 3 100 SH DEFINED 5 100 - -
PRAXAIR INC COM 74005P104 35,322 439,820 SH DEFINED 2 439,820 - -
PRAXAIR INC COM 74005P104 5,382 67,014 SH DEFINED 3 3,343 - 63,671
PRAXAIR INC COM 74005P104 64 800 SH DEFINED 4 - 800 -
PRAXAIR INC COM 74005P104 922 11,480 SH DEFINED 7 - 11,480 -
PRAXAIR INC COM 74005P104 91 1,135 SH DEFINED 10 1,135 - -
PRAXAIR INC COM 74005P104 40 500 SH DEFINED 15 500 - -
PRAXAIR INC COM 74005P104 40 500 SH DEFINED 16 500 - -
PRAXAIR INC COM 74005P104 108 1,345 SH DEFINED 17 - - 1,345
PRAXAIR INC COM 74005P104 154 1,923 SH DEFINED 18 1,923 - -
PRAXAIR INC COM 74005P104 175 2,176 SH DEFINED 2,176 - -
PRAXAIR INC COM 74005P104 160 1,993 SH SOLE 1,993 - -
PRAXAIR INC COM 74005P104 264 3,291 SH DEFINED 5 3,291 - -
PRAXAIR INC COM 74005P104 9 110 SH DEFINED 8 - 110 -
PRE PAID LEGAL SVCS INC COM 740065107 39 960 SH DEFINED 3 - - 960
PRE PAID LEGAL SVCS INC COM 740065107 - - SH DEFINED 5 - - -
PRE PAID LEGAL SVCS INC COM 740065107 4 100 SH DEFINED 8 100 - -
PRECISION CASTPARTS CORP COM 740189105 9,578 86,800 SH DEFINED 1 - 86,800 -
PRECISION CASTPARTS CORP COM 740189105 21,287 192,904 SH DEFINED 2 192,904 - -
PRECISION CASTPARTS CORP COM 740189105 878 7,960 SH DEFINED 3 1,628 - 6,332
PRECISION CASTPARTS CORP COM 740189105 7,380 66,875 SH DEFINED 4 - 31,140 35,735
PRECISION CASTPARTS CORP COM 740189105 24 220 SH DEFINED 16 220 - -
PRECISION CASTPARTS CORP COM 740189105 12 105 SH DEFINED 18 105 - -
PRECISION CASTPARTS CORP COM 740189105 3 30 SH DEFINED 5;1 30 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
PRECISION CASTPARTS CORP COM 740189105 63 575 SH DEFINED 575 - -
PRECISION CASTPARTS CORP COM 740189105 8 76 SH DEFINED 5 76 - -
PRECISION DRILLING TR TR UNIT 740215108 8,438 1,160,300 SH DEFINED 1 1,160,300 - -
PRECISION DRILLING TR TR UNIT 740215108 29 4,044 SH DEFINED 2 4,044 - -
PRECISION DRILLING TR TR UNIT 740215108 3,718 511,229 SH DEFINED 3 200,000 - 311,229
PRECISION DRILLING TR TR UNIT 740215108 8,909 1,225,147 SH DEFINED 6 1,225,147 - -
PRECISION DRILLING TR TR UNIT 740215108 60 8,254 SH DEFINED 7 - 8,254 -
PRECISION DRILLING TR TR UNIT 740215108 17 2,400 SH DEFINED 17 - - 2,400
PRECISION DRILLING TR TR UNIT 740215108 4 515 SH DEFINED 515 - -
PRECISION DRILLING TR TR UNIT 740215108 4,509 620,118 SH DEFINED 5 620,118 - -
PRECISION DRILLING TR TR UNIT 740215108 15 2,000 CALL DEFINED 5 2,000 - -
PRECISION DRILLING TR TR UNIT 740215108 7 1,000 PUT DEFINED 5 1,000 - -
PRECISION DRILLING TR TR UNIT 740215108 40 5,494 SH DEFINED 8 5,494 - -
PREMIER FINL BANCORP INC COM 74050M105 31 4,634 SH DEFINED 3 56 - 4,578
PREMIERE GLOBAL SVCS INC COM 740585104 2,553 309,400 SH DEFINED 4 - 154,300 155,100
PREMIERWEST BANCORP COM 740921101 14 10,000 SH DEFINED 5 10,000 - -
PRESIDENTIAL LIFE CORP COM 740884101 2 250 SH DEFINED 3 - - 250
PRESIDENTIAL LIFE CORP COM 740884101 366 40,000 SH DEFINED 4 - - 40,000
PRESSTEK INC COM 741113104 772 362,600 SH DEFINED 3 362,400 - 200
PRESTIGE BRANDS HLDGS INC COM 74112D101 19 2,460 SH DEFINED 2 2,460 - -
PRESTIGE BRANDS HLDGS INC COM 74112D101 2 200 SH DEFINED 3 - - 200
PRESTIGE BRANDS HLDGS INC COM 74112D101 424 54,000 SH DEFINED 4 - - 54,000
PRESTIGE BRANDS HLDGS INC COM 74112D101 5 661 SH DEFINED 18 661 - -
PRG-SCHULTZ COM NEW 69357C503 22 3,767 SH DEFINED 3 - - 3,767
INTERNATIONAL IN
PRICE T ROWE GROUP INC COM 74144T108 18,059 339,129 SH DEFINED 2 339,129 - -
PRICE T ROWE GROUP INC COM 74144T108 1,871 35,128 SH DEFINED 3 2,882 - 32,246
PRICE T ROWE GROUP INC COM 74144T108 13 236 SH DEFINED 18 236 - -
PRICELINE COM INC COM NEW 741503403 6,838 31,306 SH DEFINED 2 31,306 - -
PRICELINE COM INC COM NEW 741503403 1,740 7,965 SH DEFINED 3 6,322 - 1,643
PRICELINE COM INC COM NEW 741503403 870 3,984 SH DEFINED 10 3,984 - -
PRICELINE COM INC COM NEW 741503403 21 98 SH DEFINED 16 98 - -
PRICELINE COM INC COM NEW 741503403 6 29 SH DEFINED 18 29 - -
PRICELINE COM INC COM NEW 741503403 97 445 SH DEFINED 445 - -
PRICELINE COM INC COM NEW 741503403 26 120 SH SOLE 120 - -
PRICELINE COM INC COM NEW 741503403 98 449 SH DEFINED 5 449 - -
PRIDE INTL INC DEL COM 74153Q102 7,116 223,000 SH DEFINED 1 - 223,000 -
PRIDE INTL INC DEL COM 74153Q102 194 6,093 SH DEFINED 2 6,093 - -
PRIDE INTL INC DEL COM 74153Q102 815 25,550 SH DEFINED 3 - - 25,550
PRIDE INTL INC DEL COM 74153Q102 1,755 55,000 SH DEFINED 13 55,000 - -
PRIDE INTL INC DEL COM 74153Q102 3 93 SH DEFINED 18 93 - -
PRIDE INTL INC DEL COM 74153Q102 3 100 SH DEFINED 5 100 - -
PRIMEDIA INC COM NEW 74157K846 108 30,000 SH DEFINED 16 30,000 - -
PRINCIPAL FINANCIAL COM 74251V102 10,781 448,450 SH DEFINED 2 448,450 - -
GROUP IN
PRINCIPAL FINANCIAL COM 74251V102 456 18,982 SH DEFINED 3 3,431 - 15,551
GROUP IN
PRINCIPAL FINANCIAL COM 74251V102 100 4,142 SH DEFINED 10 4,142 - -
GROUP IN
PRINCIPAL FINANCIAL COM 74251V102 107 4,440 SH DEFINED 17 - - 4,440
GROUP IN
PRINCIPAL FINANCIAL COM 74251V102 78 3,225 SH DEFINED 18 3,225 - -
GROUP IN
PRINCIPAL FINANCIAL COM 74251V102 94 3,900 SH DEFINED 3,900 - -
GROUP IN
PRINCIPAL FINANCIAL COM 74251V102 160 6,675 SH SOLE 6,675 - -
GROUP IN
PRIVATEBANCORP INC COM 742962103 28 3,174 SH DEFINED 2 3,174 - -
PRIVATEBANCORP INC COM 742962103 39 4,375 SH DEFINED 3 - - 4,375
PROASSURANCE CORP COM 74267C106 345 6,421 SH DEFINED 2 6,421 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
PROASSURANCE CORP COM 74267C106 1,972 36,720 SH DEFINED 4 - 21,920 14,800
PROCTER & GAMBLE CO COM 742718109 60,541 998,531 SH DEFINED 1 91,000 907,531 -
PROCTER & GAMBLE CO COM 742718109 189,243 3,121,277 SH DEFINED 2 3,121,277 - -
PROCTER & GAMBLE CO COM 742718109 46,954 774,436 SH DEFINED 3 33,259 - 741,177
PROCTER & GAMBLE CO COM 742718109 1,384 22,835 SH DEFINED 4 - 20,645 2,190
PROCTER & GAMBLE CO COM 742718109 3,015 49,720 SH DEFINED 6 49,720 - -
PROCTER & GAMBLE CO COM 742718109 3,059 50,453 SH DEFINED 7 - 50,453 -
PROCTER & GAMBLE CO COM 742718109 643 10,605 SH DEFINED 9 10,605 - -
PROCTER & GAMBLE CO COM 742718109 291 4,806 SH DEFINED 10 4,806 - -
PROCTER & GAMBLE CO COM 742718109 106 1,755 SH DEFINED 11 1,755 - -
PROCTER & GAMBLE CO COM 742718109 2,314 38,168 SH DEFINED 14 38,168 - -
PROCTER & GAMBLE CO COM 742718109 452 7,462 SH DEFINED 15 7,462 - -
PROCTER & GAMBLE CO COM 742718109 217 3,579 SH DEFINED 16 3,579 - -
PROCTER & GAMBLE CO COM 742718109 463 7,635 SH DEFINED 17 - - 7,635
PROCTER & GAMBLE CO COM 742718109 1,185 19,538 SH DEFINED 18 19,538 - -
PROCTER & GAMBLE CO COM 742718109 - 5 SH DEFINED 5;1 5 - -
PROCTER & GAMBLE CO COM 742718109 1,828 30,153 SH DEFINED 26,233 3,920 -
PROCTER & GAMBLE CO COM 742718109 10,684 176,210 SH SOLE 176,210 - -
PROCTER & GAMBLE CO COM 742718109 37,019 610,566 SH DEFINED 5 610,566 - -
PROCTER & GAMBLE CO COM 742718109 188 3,100 PUT DEFINED 5 3,100 - -
PROCTER & GAMBLE CO COM 742718109 2,037 33,594 SH DEFINED 8 31,728 1,866 -
PROGENICS COM 743187106 2 400 SH DEFINED 3 - - 400
PHARMACEUTICALS IN
PROGRESS ENERGY INC COM 743263105 16,389 399,638 SH DEFINED 2 399,638 - -
PROGRESS ENERGY INC COM 743263105 5,980 145,829 SH DEFINED 3 3,044 - 142,785
PROGRESS ENERGY INC COM 743263105 2 55 SH DEFINED 18 55 - -
PROGRESS ENERGY INC COM 743263105 116 2,836 SH DEFINED 2,836 - -
PROGRESS ENERGY INC COM 743263105 47 1,150 SH DEFINED 5 1,150 - -
PROGRESS SOFTWARE CORP COM 743312100 3 93 SH DEFINED 2 93 - -
PROGRESS SOFTWARE CORP COM 743312100 15 500 SH DEFINED 3 - - 500
PROGRESS SOFTWARE CORP COM 743312100 146 5,000 SH DEFINED 14 5,000 - -
PROGRESSIVE CORP OHIO COM 743315103 16,481 916,128 SH DEFINED 2 916,128 - -
PROGRESSIVE CORP OHIO COM 743315103 222 12,363 SH DEFINED 3 7,528 - 4,835
PROGRESSIVE CORP OHIO COM 743315103 81,130 4,509,749 SH DEFINED 6 4,509,749 - -
PROGRESSIVE CORP OHIO COM 743315103 165 9,175 SH DEFINED 7 - 9,175 -
PROGRESSIVE CORP OHIO COM 743315103 58 3,235 SH DEFINED 10 3,235 - -
PROGRESSIVE CORP OHIO COM 743315103 21 1,145 SH DEFINED 17 - - 1,145
PROGRESSIVE CORP OHIO COM 743315103 10 560 SH DEFINED 560 - -
PROGRESSIVE CORP OHIO COM 743315103 733 40,723 SH SOLE 40,723 - -
PROGRESSIVE CORP OHIO COM 743315103 2,838 157,757 SH DEFINED 5 157,757 - -
PROGRESSIVE CORP OHIO COM 743315103 46 2,565 SH DEFINED 8 2,100 465 -
PROLOGIS SH BEN INT 743410102 8,598 628,038 SH DEFINED 2 628,038 - -
PROLOGIS SH BEN INT 743410102 125 9,109 SH DEFINED 3 5,159 - 3,950
PROLOGIS SH BEN INT 743410102 3 213 SH DEFINED 18 213 - -
PROLOGIS SH BEN INT 743410102 7 487 SH DEFINED 487 - -
PROLOGIS SH BEN INT 743410102 175 12,791 SH DEFINED 5 12,791 - -
PROSHARES TR PSHS ULT S&P 74347R107 845 22,090 SH DEFINED 2 22,090 - -
500
PROSHARES TR PSHS REAL 74347R552 219 29,243 SH DEFINED 2 29,243 - -
ESTAT
PROSHARES TR PSHS ULTRA 74347R677 3,676 533,504 SH DEFINED 2 533,504 - -
R/EST
PROSHARES TR PSHS ULSHT 74347R883 2,220 63,337 SH DEFINED 2 63,337 - -
SP500
PROSHARES TR PSHS ULT S&P 74347R107 1,710 44,717 SH DEFINED 3 - - 44,717
500
PROSHARES TR PSHS ULTRA QQQ 74347R206 65 1,098 SH DEFINED 3 - - 1,098
PROSHARES TR PSHS CS 130/30 74347R248 11 225 SH DEFINED 3 - - 225
PROSHARES TR PSHS ULTSH 74347R297 9,553 191,527 SH DEFINED 3 9,288 - 182,239
20YRS
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
PROSHARES TR PSHS ULTSH 74347R297 12,565 251,900 CALL DEFINED 3 251,900 - -
20YRS
PROSHARES TR PSHS ULTSH 74347R297 5,033 100,900 PUT DEFINED 3 100,900 - -
20YRS
PROSHARES TR PSHS ULTRA 74347R305 83 1,900 SH DEFINED 3 700 - 1,200
DOW30
PROSHARES TR PSHS ULSHT 74347R313 43 800 SH DEFINED 3 - - 800
7-10Y
PROSHARES TR PSHS UL XIN 74347R321 108 12,885 SH DEFINED 3 - - 12,885
CH25
PROSHARES TR PSHS ULT SH 74347R339 13 350 SH DEFINED 3 - - 350
MSCI
PROSHARES TR PSHS ULTSHRT 74347R347 9 180 SH DEFINED 3 - - 180
JAP
PROSHARES TR PSHS UT SHT 74347R354 233 21,391 SH DEFINED 3 - - 21,391
MSCI
PROSHARES TR PSHS SH MSCI 74347R370 3,086 52,870 SH DEFINED 3 - - 52,870
EAF
PROSHARES TR PSHS ULT 74347R404 2,744 65,814 SH DEFINED 3 20,300 - 45,514
MCAP400
PROSHARES TR PSHS SHRT 74347R503 6,281 119,501 SH DEFINED 3 - - 119,501
S&P500
PROSHARES TR PSHS REAL 74347R552 79 10,500 SH DEFINED 3 - - 10,500
ESTAT
PROSHARES TR PSHS 74347R578 22 1,000 SH DEFINED 3 - - 1,000
TECHNOLOGY
PROSHARES TR PSHS ULTRSHT 74347R586 10 800 SH DEFINED 3 - - 800
O&G
PROSHARES TR PSHS SHORT QQQ 74347R602 2,236 51,195 SH DEFINED 3 - - 51,195
PROSHARES TR PSHS ULTSHT 74347R628 1,224 50,509 SH DEFINED 3 - - 50,509
FINL
PROSHARES TR PSHS BASIC 74347R651 402 47,330 SH DEFINED 3 46,700 - 630
MTRL
PROSHARES TR PSHS ULTRA 74347R677 1,612 233,911 SH DEFINED 3 - - 233,911
R/EST
PROSHARES TR PSHS ULTRA 74347R685 2 55 SH DEFINED 3 - - 55
UTIL
PROSHARES TR PSHS ULTRA 74347R693 2,321 43,908 SH DEFINED 3 - - 43,908
TECH
PROSHARES TR PSHS SHORT 74347R701 171 3,275 SH DEFINED 3 - - 3,275
DOW30
PROSHARES TR PSHS ULTRA O&G 74347R719 377 10,909 SH DEFINED 3 - - 10,909
PROSHARES TR PSHS ULTRA 74347R743 176 31,209 SH DEFINED 3 - - 31,209
FINL
PROSHARES TR PSHS ULTRA 74347R743 2,742 487,100 CALL DEFINED 3 487,100 - -
FINL
PROSHARES TR PSHS ULTRA 74347R743 450 80,000 PUT DEFINED 3 80,000 - -
FINL
PROSHARES TR PSHS ULT 74347R776 1,397 43,350 SH DEFINED 3 - - 43,350
BASMATL
PROSHARES TR PSHS SHT 74347R784 2 44 SH DEFINED 3 - - 44
SCAP600
PROSHARES TR PSHS ULSH SC 74347R792 12 460 SH DEFINED 3 - - 460
600
PROSHARES TR PSHS SH 74347R800 230 5,175 SH DEFINED 3 - - 5,175
MDCAP400
PROSHARES TR PSHS 74347R826 9 200 SH DEFINED 3 - - 200
SHTRUSS2000
PROSHARES TR PSHS 74347R834 130 5,150 SH DEFINED 3 - - 5,150
ULSHRUS2000
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
PROSHARES TR PSHS 74347R834 7,053 280,000 CALL DEFINED 3 280,000 - -
ULSHRUS2000
PROSHARES TR PSHS 74347R842 421 14,860 SH DEFINED 3 - - 14,860
ULTRUSS2000
PROSHARES TR PSHS ULSHT 74347R859 248 11,200 SH DEFINED 3 - - 11,200
MD400
PROSHARES TR PSHS ULTASH 74347R867 218 7,387 SH DEFINED 3 - - 7,387
DW30
PROSHARES TR PSHS ULTASH 74347R867 2,773 94,100 CALL DEFINED 3 94,100 - -
DW30
PROSHARES TR PSHS ULTSHRT 74347R875 1,120 58,810 SH DEFINED 3 - - 58,810
QQQ
PROSHARES TR PSHS ULSHT 74347R883 4,872 138,994 SH DEFINED 3 55,000 - 83,994
SP500
PROSHARES TR MSCI EMRG ETF 74347X302 912 10,400 SH DEFINED 3 - - 10,400
PROSHARES TR SHRT 20+YR TRE 74347X849 193 3,820 SH DEFINED 3 - - 3,820
PROSHARES TR ULTRPRO S&P500 74347X864 7,534 50,000 CALL DEFINED 3 50,000 - -
PROSHARES TR ULTRPRO S&P500 74347X864 11,300 75,000 PUT DEFINED 3 75,000 - -
PROSHARES TR FTSE XINH ETF 74347X880 249 3,500 SH DEFINED 3 - - 3,500
PROSHARES TR PSHS ULTRA 74347R743 18 3,280 SH DEFINED 7 - 3,280 -
FINL
PROSHARES TR PSHS ULT S&P 74347R107 154 4,035 SH DEFINED 13 4,035 - -
500
PROSHARES TR PSHS ULTSH 74347R297 37 750 SH DEFINED 13 750 - -
20YRS
PROSHARES TR PSHS ULTRA 74347R305 25 581 SH DEFINED 13 581 - -
DOW30
PROSHARES TR PSHS SHRT 74347R503 26 500 SH DEFINED 13 500 - -
S&P500
PROSHARES TR PSHS ULTSHT 74347R628 187 7,725 SH DEFINED 13 7,725 - -
FINL
PROSHARES TR PSHS ULTRA 74347R677 132 19,200 SH DEFINED 13 19,200 - -
R/EST
PROSHARES TR PSHS ULTRA O&G 74347R719 75 2,162 SH DEFINED 13 2,162 - -
PROSHARES TR PSHS ULTRA 74347R727 109 3,500 SH DEFINED 13 3,500 - -
INDL
PROSHARES TR PSHS ULTRA 74347R743 246 43,763 SH DEFINED 13 43,763 - -
FINL
PROSHARES TR PSHS ULT 74347R776 114 3,537 SH DEFINED 13 3,537 - -
BASMATL
PROSHARES TR PSHS ULSHT 74347R883 149 4,245 SH DEFINED 13 4,245 - -
SP500
PROSHARES TR MSCI EMRG ETF 74347X302 100 1,140 SH DEFINED 13 1,140 - -
PROSHARES TR FTSE XINH ETF 74347X880 39 545 SH DEFINED 13 545 - -
PROSHARES TR PSHS ULTRA 74347R743 11 2,000 SH DEFINED 14 2,000 - -
FINL
PROSHARES TR PSHS ULTSH 74347R297 150 3,000 SH DEFINED 15 3,000 - -
20YRS
PROSHARES TR PSHS ULT S&P 74347R107 206 5,395 SH DEFINED 16 5,395 - -
500
PROSHARES TR PSHS ULTSH 74347R297 49 980 SH DEFINED 16 980 - -
20YRS
PROSHARES TR PSHS ULTSHT 74347R628 378 15,580 SH DEFINED 16 15,580 - -
FINL
PROSHARES TR PSHS ULTRA 74347R685 55 1,410 SH DEFINED 16 1,410 - -
UTIL
PROSHARES TR PSHS ULTRA 74347R743 161 28,640 SH DEFINED 16 28,640 - -
FINL
PROSHARES TR PSHS ULSHT 74347R883 192 5,475 SH DEFINED 16 5,475 - -
SP500
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
PROSHARES TR FTSE XINH ETF 74347X880 63 882 SH DEFINED 16 882 - -
PROSHARES TR PSHS SHRT 74347R503 74 1,399 SH DEFINED 18 1,399 - -
S&P500
PROSHARES TR SHRT 20+YR TRE 74347X849 58 1,151 SH DEFINED 18 1,151 - -
PROSHARES TR PSHS ULTSHT 74347R628 19 800 SH DEFINED 800 - -
FINL
PROSHARES TR PSHS 74347R834 76 3,000 SH DEFINED 3,000 - -
ULSHRUS2000
PROSHARES TR PSHS ULTSH 74347R297 93 1,857 SH DEFINED 5 1,857 - -
20YRS
PROSHARES TR PSHS UL XIN 74347R321 406 48,345 SH DEFINED 5 48,345 - -
CH25
PROSHARES TR PSHS UT SHT 74347R354 243 22,310 SH DEFINED 5 22,310 - -
MSCI
PROSHARES TR PSHS SHRT 74347R503 35 665 SH DEFINED 5 665 - -
S&P500
PROSHARES TR PSHS REAL 74347R552 18 2,400 SH DEFINED 5 2,400 - -
ESTAT
PROSHARES TR PSHS ULTSHT 74347R628 255 10,510 SH DEFINED 5 10,510 - -
FINL
PROSHARES TR PSHS ULTRA 74347R743 383 67,995 SH DEFINED 5 67,995 - -
FINL
PROSHARES TR PSHS ULSHT 74347R883 81 2,300 SH DEFINED 5 2,300 - -
SP500
PROSHARES TR PSHS UL XIN 74347R321 7 800 SH DEFINED 8 800 - -
CH25
PROSHARES TR PSHS UT SHT 74347R354 5 495 SH DEFINED 8 495 - -
MSCI
PROSHARES TR PSHS ULTSHT 74347R628 6 240 SH DEFINED 8 240 - -
FINL
PROSHARES TR PSHS ULTRA 74347R743 24 4,260 SH DEFINED 8 4,260 - -
FINL
PROSHARES TR II ULTRA GOLD 74347W601 2,587 57,890 SH DEFINED 3 - - 57,890
PROSHARES TR II ULTRASHRT GOLD 74347W700 17 1,600 SH DEFINED 3 - - 1,600
PROSHARES TR II ULTSH DJ UBS 74347W809 14 1,000 SH DEFINED 3 - - 1,000
CRU
PROSHARES TR II ULTRASHRT EURO 74347W882 11 600 SH DEFINED 3 - - 600
PROSHARES TR II ULTSH DJ UBS 74347W809 33 2,441 SH DEFINED 13 2,441 - -
CRU
PROSHARES TR II ULTRA GOLD 74347W601 63 1,400 SH DEFINED 16 1,400 - -
PROSHARES TR II ULTRA SILVER 74347W841 79 1,400 SH DEFINED 16 1,400 - -
PROSHARES TR II ULTRASHORT YEN 74347W858 2 100 SH DEFINED 5 100 - -
PROSPECT CAPITAL COM 74348T102 736 62,334 SH DEFINED 3 - - 62,334
CORPORATION
PROSPECT CAPITAL COM 74348T102 693 58,705 SH DEFINED 4 - - 58,705
CORPORATION
PROSPECT CAPITAL COM 74348T102 12 1,000 SH DEFINED 18 1,000 - -
CORPORATION
PROSPERITY BANCSHARES INC COM 743606105 - 7 SH DEFINED 3 - - 7
PROTALIX BIOTHERAPEUTICS COM 74365A101 14 2,100 SH DEFINED 2 2,100 - -
INC
PROTECTIVE LIFE CORP COM 743674103 56 3,360 SH DEFINED 3 - - 3,360
PROTECTIVE LIFE CORP COM 743674103 43 2,600 SH DEFINED 2,600 - -
PROVIDENCE & WORCESTER COM 743737108 13 1,200 SH DEFINED 3 - - 1,200
RR CO
PROVIDENCE SVC CORP COM 743815102 6 360 SH DEFINED 3 - - 360
PROVIDENT ENERGY TR TR UNIT 74386K104 437 65,000 SH DEFINED 1 - 65,000 -
PROVIDENT ENERGY TR TR UNIT 74386K104 178 26,429 SH DEFINED 2 26,429 - -
PROVIDENT ENERGY TR TR UNIT 74386K104 599 89,067 SH DEFINED 3 2,000 - 87,067
PROVIDENT ENERGY TR TR UNIT 74386K104 9 1,300 SH DEFINED 6 1,300 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
PROVIDENT ENERGY TR TR UNIT 74386K104 202 30,000 SH DEFINED 13 30,000 - -
PROVIDENT ENERGY TR TR UNIT 74386K104 269 40,000 SH DEFINED 15 40,000 - -
PROVIDENT ENERGY TR TR UNIT 74386K104 333 49,583 SH DEFINED 5 49,583 - -
PROVIDENT ENERGY TR TR UNIT 74386K104 36 5,315 SH DEFINED 8 5,315 - -
PROVIDENT FINL HLDGS INC COM 743868101 52 19,000 SH DEFINED 4 - - 19,000
PROVIDENT FINL SVCS INC COM 74386T105 707 66,366 SH DEFINED 2 66,366 - -
PRUDENTIAL FINL INC COM 744320102 20,103 404,000 SH DEFINED 1 44,500 359,500 -
PRUDENTIAL FINL INC COM 744320102 32,258 648,270 SH DEFINED 2 648,270 - -
PRUDENTIAL FINL INC COM 744320102 7,293 146,559 SH DEFINED 3 35,092 - 111,467
PRUDENTIAL FINL INC COM 744320102 1,990 40,000 PUT DEFINED 3 40,000 - -
PRUDENTIAL FINL INC COM 744320102 17 350 SH DEFINED 6 350 - -
PRUDENTIAL FINL INC COM 744320102 161 3,236 SH DEFINED 10 3,236 - -
PRUDENTIAL FINL INC COM 744320102 17 350 SH DEFINED 15 350 - -
PRUDENTIAL FINL INC COM 744320102 15 311 SH DEFINED 18 311 - -
PRUDENTIAL FINL INC COM 744320102 19 378 SH DEFINED 378 - -
PRUDENTIAL FINL INC COM 744320102 64 1,287 SH SOLE 1,287 - -
PRUDENTIAL FINL INC COM 744320102 1,297 26,070 SH DEFINED 5 26,070 - -
PRUDENTIAL FINL INC COM 744320102 32 636 SH DEFINED 8 636 - -
PRUDENTIAL PLC ADR 74435K204 86 4,211 SH DEFINED 2 4,211 - -
PRUDENTIAL PLC ADR 74435K204 2 114 SH DEFINED 3 - - 114
PRUDENTIAL PLC ADR 74435K204 49 2,400 SH DEFINED 2,400 - -
PRUDENTIAL PLC ADR 74435K204 18 871 SH DEFINED 5 871 - -
PS BUSINESS PKS INC CALIF COM 69360J107 511 10,202 SH DEFINED 2 10,202 - -
PS BUSINESS PKS INC CALIF COM 69360J107 - 4 SH DEFINED 3 - - 4
PSS WORLD MED INC COM 69366A100 7 300 SH DEFINED 3 - - 300
PSS WORLD MED INC COM 69366A100 10,639 470,762 SH DEFINED 4 - 298,222 172,540
PSYCHIATRIC SOLUTIONS INC COM 74439H108 95 4,500 SH DEFINED 1 - 4,500 -
PSYCHIATRIC SOLUTIONS INC COM 74439H108 349 16,522 SH DEFINED 2 16,522 - -
PSYCHIATRIC SOLUTIONS INC COM 74439H108 8 375 SH DEFINED 3 - - 375
PSYCHIATRIC SOLUTIONS INC COM 74439H108 5 229 SH DEFINED 18 229 - -
PUBLIC STORAGE COM 74460D109 16,704 205,077 SH DEFINED 2 205,077 - -
PUBLIC STORAGE COM A DP1/1000 74460D729 22 876 SH DEFINED 2 876 - -
PUBLIC STORAGE COM 74460D109 455 5,582 SH DEFINED 3 1,491 - 4,091
PUBLIC STORAGE COM A DP1/1000 74460D729 180 7,110 SH DEFINED 3 - - 7,110
PUBLIC STORAGE COM 74460D109 22 265 SH DEFINED 18 265 - -
PUBLIC SVC ENTERPRISE COM 744573106 22,744 684,031 SH DEFINED 2 684,031 - -
GROUP
PUBLIC SVC ENTERPRISE COM 744573106 2,019 60,723 SH DEFINED 3 5,599 - 55,124
GROUP
PUBLIC SVC ENTERPRISE COM 744573106 3,325 100,000 PUT DEFINED 3 100,000 - -
GROUP
PUBLIC SVC ENTERPRISE COM 744573106 1 28 SH DEFINED 15 28 - -
GROUP
PUBLIC SVC ENTERPRISE COM 744573106 409 12,305 SH DEFINED 9,760 2,545 -
GROUP
PULASKI FINL CORP COM 745548107 3 396 SH DEFINED 3 - - 396
PULTE HOMES INC COM 745867101 4,277 427,717 SH DEFINED 2 427,717 - -
PULTE HOMES INC COM 745867101 1,456 145,554 SH DEFINED 3 102,308 - 43,246
PULTE HOMES INC COM 745867101 12,300 1,230,000 CALL DEFINED 3 1,230,000 - -
PULTE HOMES INC COM 745867101 10,000 1,000,000 PUT DEFINED 3 1,000,000 - -
PULTE HOMES INC COM 745867101 2,655 265,515 SH DEFINED 4 - 98,315 167,200
PULTE HOMES INC COM 745867101 237 23,699 SH DEFINED 15 23,699 - -
PULTE HOMES INC COM 745867101 5 479 SH DEFINED 18 479 - -
PULTE HOMES INC COM 745867101 3 343 SH DEFINED 343 - -
PULTE HOMES INC COM 745867101 16 1,560 SH DEFINED 5 1,560 - -
PUTNAM MANAGED MUN INCOM COM 746823103 4,076 612,947 SH DEFINED 3 - - 612,947
TR
PUTNAM MASTER INTER SH BEN INT 746909100 162 26,888 SH DEFINED 3 - - 26,888
INCOME T
PUTNAM MUN OPPORTUNITIES SH BEN INT 746922103 6,086 546,775 SH DEFINED 3 - - 546,775
TR
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
PUTNAM PREMIER INCOME TR SH BEN INT 746853100 281 45,912 SH DEFINED 3 - - 45,912
PUTNAM PREMIER INCOME TR SH BEN INT 746853100 744 121,296 SH DEFINED 5 121,296 - -
QC HLDGS INC COM 74729T101 30 6,203 SH DEFINED 3 - - 6,203
QIAGEN N V ORD N72482107 54 2,400 SH DEFINED 1 - 2,400 -
QIAGEN N V ORD N72482107 25 1,122 SH DEFINED 14 1,122 - -
QIAGEN N V ORD N72482107 4 197 SH DEFINED 18 197 - -
QIAGEN N V ORD N72482107 4 163 SH DEFINED 163 - -
QIAGEN N V ORD N72482107 15 675 SH SOLE 675 - -
QIAO XING MOBILE COMM CO SHS G73031109 1 200 SH DEFINED 3 - - 200
LTD
QIAO XING UNIVERSAL ORD G7303A109 1 500 SH DEFINED 5 500 - -
TELEPHON
QLOGIC CORP COM 747277101 1,244 65,900 SH DEFINED 1 - 65,900 -
QLOGIC CORP COM 747277101 3,081 163,265 SH DEFINED 2 163,265 - -
QLOGIC CORP COM 747277101 392 20,785 SH DEFINED 3 1,377 - 19,408
QLT INC COM 746927102 1 141 SH DEFINED 2 141 - -
QLT INC COM 746927102 2 450 SH DEFINED 3 - - 450
QLT INC COM 746927102 346 69,645 SH DEFINED 69,645 - -
QLT INC COM 746927102 3 638 SH DEFINED 5 638 - -
QUAKER CHEM CORP COM 747316107 2 100 SH DEFINED 3 - - 100
QUALCOMM INC COM 747525103 67,739 1,464,300 SH DEFINED 1 134,200 1,330,100 -
QUALCOMM INC COM 747525103 46,673 1,008,937 SH DEFINED 2 1,008,937 - -
QUALCOMM INC COM 747525103 8,802 190,267 SH DEFINED 3 41,304 - 148,963
QUALCOMM INC COM 747525103 4,626 100,000 CALL DEFINED 3 100,000 - -
QUALCOMM INC COM 747525103 4,626 100,000 PUT DEFINED 3 100,000 - -
QUALCOMM INC COM 747525103 111 2,400 SH DEFINED 4 - 2,400 -
QUALCOMM INC COM 747525103 319 6,900 SH DEFINED 7 - 6,900 -
QUALCOMM INC COM 747525103 9 200 SH DEFINED 9 200 - -
QUALCOMM INC COM 747525103 84 1,810 SH DEFINED 10 1,810 - -
QUALCOMM INC COM 747525103 3,238 70,000 SH DEFINED 14 70,000 - -
QUALCOMM INC COM 747525103 32 700 SH DEFINED 15 700 - -
QUALCOMM INC COM 747525103 30 650 SH DEFINED 16 650 - -
QUALCOMM INC COM 747525103 92 1,995 SH DEFINED 17 - - 1,995
QUALCOMM INC COM 747525103 458 9,910 SH DEFINED 18 9,910 - -
QUALCOMM INC COM 747525103 1 20 SH DEFINED 5;1 20 - -
QUALCOMM INC COM 747525103 622 13,446 SH DEFINED 13,446 - -
QUALCOMM INC COM 747525103 9,994 216,044 SH SOLE 216,044 - -
QUALCOMM INC COM 747525103 254 5,492 SH DEFINED 5 5,492 - -
QUALCOMM INC COM 747525103 3 65 SH DEFINED 8 65 - -
QUALITY DISTR INC FLA COM 74756M102 402 101,200 SH DEFINED 3 101,200 - -
QUALITY SYS INC COM 747582104 1,234 19,653 SH DEFINED 3 - - 19,653
QUALITY SYS INC COM 747582104 3 45 SH DEFINED 18 45 - -
QUALITY SYS INC COM 747582104 4 70 SH DEFINED 70 - -
QUALITY SYS INC COM 747582104 38 600 SH DEFINED 5 600 - -
QUANTA SVCS INC COM 74762E102 4,816 231,100 SH DEFINED 1 30,800 200,300 -
QUANTA SVCS INC COM 74762E102 6,106 292,997 SH DEFINED 2 292,997 - -
QUANTA SVCS INC COM 74762E102 1,183 56,778 SH DEFINED 3 2,334 - 54,444
QUANTA SVCS INC COM 74762E102 6,252 300,000 PUT DEFINED 3 300,000 - -
QUANTA SVCS INC COM 74762E102 9 450 SH DEFINED 5 450 - -
QUANTUM CORP COM DSSG 747906204 20 6,783 SH DEFINED 3 - - 6,783
QUATERRA RES INC COM 747952109 75 39,300 SH DEFINED 5 39,300 - -
QUEST CAP CORP NEW COM 74835U109 876 780,934 SH DEFINED 5 780,934 - -
QUEST DIAGNOSTICS INC COM 74834L100 139 2,300 SH DEFINED 1 - 2,300 -
QUEST DIAGNOSTICS INC COM 74834L100 13,858 229,514 SH DEFINED 2 229,514 - -
QUEST DIAGNOSTICS INC COM 74834L100 3,498 57,930 SH DEFINED 3 1,736 - 56,194
QUEST DIAGNOSTICS INC COM 74834L100 1 12 SH DEFINED 7 - 12 -
QUEST DIAGNOSTICS INC COM 74834L100 55 906 SH DEFINED 15 906 - -
QUEST DIAGNOSTICS INC COM 74834L100 386 6,400 SH DEFINED 16 6,400 - -
QUEST DIAGNOSTICS INC COM 74834L100 40 659 SH DEFINED 18 659 - -
QUEST DIAGNOSTICS INC COM 74834L100 9,494 157,240 SH DEFINED 5 157,240 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
QUEST DIAGNOSTICS INC COM 74834L100 358 5,928 SH DEFINED 8 5,928 - -
QUEST ENERGY PARTNERS L P COM UNIT LP IN 74836B209 213 87,550 SH DEFINED 3 - - 87,550
QUEST RESOURCE CORP COM NEW 748349305 2 2,600 SH DEFINED 3 - - 2,600
QUEST SOFTWARE INC COM 74834T103 2 100 SH DEFINED 3 100 - -
QUEST SOFTWARE INC COM 74834T103 5 267 SH DEFINED 18 267 - -
QUESTAR CORP COM 748356102 12,159 292,490 SH DEFINED 2 292,490 - -
QUESTAR CORP COM 748356102 1,453 34,964 SH DEFINED 3 31,975 - 2,989
QUESTAR CORP COM 748356102 1,247 30,000 PUT DEFINED 3 30,000 - -
QUESTAR CORP COM 748356102 11,681 280,985 SH DEFINED 4 - 128,650 152,335
QUESTAR CORP COM 748356102 23 561 SH DEFINED 18 561 - -
QUESTAR CORP COM 748356102 100 2,400 SH DEFINED 2,400 - -
QUESTAR CORP COM 748356102 12 300 SH DEFINED 5 300 - -
QUESTCOR PHARMACEUTICALS COM 74835Y101 10 2,000 SH DEFINED 3 - - 2,000
INC
QUESTCOR PHARMACEUTICALS COM 74835Y101 644 135,675 SH DEFINED 15 135,675 - -
INC
QUICKLOGIC CORP COM 74837P108 2 1,000 SH DEFINED 3 - - 1,000
QUICKSILVER GAS SVCS LP COM UNITS LPI 74839G106 53 2,525 SH DEFINED 2 2,525 - -
QUICKSILVER RESOURCES INC COM 74837R104 12 800 SH DEFINED 3 - - 800
QUIDEL CORP COM 74838J101 78 5,648 SH DEFINED 2 5,648 - -
QUIDEL CORP COM 74838J101 213 15,474 SH DEFINED 3 - - 15,474
QUIKSILVER INC COM 74838C106 2 1,000 SH DEFINED 3 - - 1,000
QWEST COMMUNICATIONS COM 749121109 1,556 369,600 SH DEFINED 1 - 369,600 -
INTL IN
QWEST COMMUNICATIONS COM 749121109 8,253 1,960,294 SH DEFINED 2 1,960,294 - -
INTL IN
QWEST COMMUNICATIONS COM 749121109 5,182 1,230,904 SH DEFINED 3 1,135,015 - 95,889
INTL IN
QWEST COMMUNICATIONS NOTE 3.50 749121BY4 7,806 7,500,000 PRN DEFINED 3 7,500,000 - -
INTL IN
QWEST COMMUNICATIONS COM 749121109 8,902 2,114,445 SH DEFINED 4 - 931,150 1,183,295
INTL IN
QWEST COMMUNICATIONS COM 749121109 2 553 SH DEFINED 15 553 - -
INTL IN
QWEST COMMUNICATIONS COM 749121109 4 945 SH DEFINED 18 945 - -
INTL IN
QWEST COMMUNICATIONS COM 749121109 124 29,452 SH DEFINED 29,452 - -
INTL IN
QWEST COMMUNICATIONS COM 749121109 13 3,000 SH DEFINED 5 3,000 - -
INTL IN
RACKSPACE HOSTING INC COM 750086100 1,700 81,541 SH DEFINED 3 - - 81,541
RADIAN GROUP INC COM 750236101 141 19,300 SH DEFINED 2 19,300 - -
RADIAN GROUP INC COM 750236101 - 16 SH DEFINED 7 - 16 -
RADIAN GROUP INC COM 750236101 17 2,371 SH DEFINED 5 2,371 - -
RADIANT SYSTEMS INC COM 75025N102 8,379 805,650 SH DEFINED 4 - 611,530 194,120
RADIO ONE INC CL D NON VTG 75040P405 264 90,600 SH DEFINED 4 - - 90,600
RADIOSHACK CORP COM 750438103 4,432 227,300 SH DEFINED 1 29,900 197,400 -
RADIOSHACK CORP COM 750438103 3,421 175,441 SH DEFINED 2 175,441 - -
RADIOSHACK CORP COM 750438103 7,323 375,536 SH DEFINED 3 366,419 - 9,117
RADIOSHACK CORP COM 750438103 105 5,400 SH DEFINED 5 5,400 - -
RADVISION LTD ORD M81869105 3 500 SH DEFINED 3 - - 500
RADVISION LTD ORD M81869105 22 3,700 SH DEFINED 13 3,700 - -
RAILAMERICA INC COM 750753402 49 4,000 SH DEFINED 2 4,000 - -
RAIT FINANCIAL TRUST COM 749227104 7 5,389 SH DEFINED 3 - - 5,389
RALCORP HLDGS INC NEW COM 751028101 127 2,119 SH DEFINED 3 - - 2,119
RALCORP HLDGS INC NEW COM 751028101 830 13,900 SH DEFINED 4 - 1,900 12,000
RALCORP HLDGS INC NEW COM 751028101 22 365 SH DEFINED 18 365 - -
RALCORP HLDGS INC NEW COM 751028101 107 1,790 SH DEFINED 5 1,790 - -
RAM ENERGY RESOURCES INC COM 75130P109 9 4,563 SH DEFINED 3 - - 4,563
RAMBUS INC DEL COM 750917106 44 1,799 SH DEFINED 2 1,799 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
RAMBUS INC DEL COM 750917106 75 3,070 SH DEFINED 3 - - 3,070
RAMBUS INC DEL COM 750917106 390 16,000 SH DEFINED 15 16,000 - -
RAMBUS INC DEL COM 750917106 137 5,600 SH DEFINED 5,600 - -
RAMBUS INC DEL COM 750917106 24 1,000 SH DEFINED 5 1,000 - -
RAMCO-GERSHENSON PPTYS TR COM SH BEN INT 751452202 7 722 SH DEFINED 2 722 - -
RAMCO-GERSHENSON PPTYS TR COM SH BEN INT 751452202 1 100 SH DEFINED 3 - - 100
RANDGOLD RES LTD ADR 752344309 37,837 478,100 SH DEFINED 1 - 478,100 -
RANDGOLD RES LTD ADR 752344309 493 6,225 SH DEFINED 3 - - 6,225
RANDGOLD RES LTD ADR 752344309 37 465 SH DEFINED 5 465 - -
RANGE RES CORP COM 75281A109 15,628 313,500 SH DEFINED 1 24,700 262,600 26,200
RANGE RES CORP COM 75281A109 11,318 227,036 SH DEFINED 2 227,036 - -
RANGE RES CORP COM 75281A109 1,503 30,155 SH DEFINED 3 21,753 - 8,402
RANGE RES CORP COM 75281A109 37 750 SH DEFINED 16 750 - -
RANGE RES CORP COM 75281A109 6 118 SH DEFINED 118 - -
RANGE RES CORP COM 75281A109 7 145 SH SOLE 145 - -
RASER TECHNOLOGIES INC COM 754055101 - 200 SH DEFINED 3 - - 200
RASER TECHNOLOGIES INC COM 754055101 1 1,000 SH DEFINED 5 1,000 - -
RAVEN INDS INC COM 754212108 551 17,382 SH DEFINED 3 - - 17,382
RAYMOND JAMES FINANCIAL COM 754730109 6,280 264,200 SH DEFINED 1 35,300 228,900 -
INC
RAYMOND JAMES FINANCIAL COM 754730109 326 13,726 SH DEFINED 2 13,726 - -
INC
RAYMOND JAMES FINANCIAL COM 754730109 146 6,135 SH DEFINED 3 5,830 - 305
INC
RAYMOND JAMES FINANCIAL COM 754730109 17,128 720,582 SH DEFINED 4 - 518,582 202,000
INC
RAYMOND JAMES FINANCIAL COM 754730109 32 1,350 SH DEFINED 16 1,350 - -
INC
RAYMOND JAMES FINANCIAL COM 754730109 2 89 SH DEFINED 18 89 - -
INC
RAYONIER INC COM 754907103 438 10,389 SH DEFINED 3 - - 10,389
RAYONIER INC COM 754907103 8 200 SH DEFINED 18 200 - -
RAYONIER INC COM 754907103 35 825 SH DEFINED 5 825 - -
RAYTHEON CO COM NEW 755111507 28,809 559,178 SH DEFINED 2 559,178 - -
RAYTHEON CO *W EXP 755111119 622 42,900 SH DEFINED 3 42,900 - -
06/16/201
RAYTHEON CO COM NEW 755111507 3,859 74,907 SH DEFINED 3 4,302 - 70,605
RAYTHEON CO COM NEW 755111507 160 3,100 SH DEFINED 4 - 3,100 -
RAYTHEON CO COM NEW 755111507 494 9,588 SH DEFINED 7 - 9,588 -
RAYTHEON CO COM NEW 755111507 21 400 SH DEFINED 9 400 - -
RAYTHEON CO COM NEW 755111507 431 8,360 SH DEFINED 10 8,360 - -
RAYTHEON CO COM NEW 755111507 206 4,000 SH DEFINED 11 4,000 - -
RAYTHEON CO COM NEW 755111507 4 68 SH DEFINED 15 68 - -
RAYTHEON CO COM NEW 755111507 42 824 SH DEFINED 18 824 - -
RAYTHEON CO COM NEW 755111507 2 30 SH DEFINED 5;1 30 - -
RAYTHEON CO COM NEW 755111507 555 10,781 SH DEFINED 10,781 - -
RAYTHEON CO COM NEW 755111507 9 170 SH SOLE 170 - -
RAYTHEON CO COM NEW 755111507 3,901 75,723 SH DEFINED 5 75,723 - -
RAYTHEON CO COM NEW 755111507 393 7,615 SH DEFINED 8 7,435 180 -
RBC BEARINGS INC COM 75524B104 8 337 SH DEFINED 337 - -
RC2 CORP COM 749388104 502 34,000 SH DEFINED 4 - - 34,000
RCM TECHNOLOGIES INC COM NEW 749360400 248 99,000 SH DEFINED 4 - - 99,000
RCN CORP COM NEW 749361200 8 702 SH DEFINED 2 702 - -
REALNETWORKS INC COM 75605L104 4 1,100 SH DEFINED 2 1,100 - -
REALNETWORKS INC COM 75605L104 6 1,622 SH DEFINED 3 - - 1,622
REALNETWORKS INC COM 75605L104 25 6,700 SH DEFINED 16 6,700 - -
REALNETWORKS INC COM 75605L104 - 50 SH DEFINED 50 - -
REALTY INCOME CORP COM 756109104 884 34,127 SH DEFINED 2 34,127 - -
REALTY INCOME CORP COM 756109104 3,396 131,068 SH DEFINED 3 - - 131,068
REAVES UTIL INCOME FD COM SH BEN INT 756158101 1,004 54,098 SH DEFINED 3 - - 54,098
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
RED HAT INC COM 756577102 1,094 35,400 SH DEFINED 1 - 35,400 -
RED HAT INC COM 756577102 8,233 266,424 SH DEFINED 2 266,424 - -
RED HAT INC COM 756577102 95 3,072 SH DEFINED 3 1,472 - 1,600
RED HAT INC COM 756577102 103 3,329 SH DEFINED 3,329 - -
RED HAT INC COM 756577102 12 400 SH DEFINED 5 400 - -
RED LION HOTELS CORP COM 756764106 277 56,000 SH DEFINED 4 - - 56,000
RED ROBIN GOURMET COM 75689M101 2 100 SH DEFINED 3 - - 100
BURGERS IN
REDDY ICE HLDGS INC COM 75734R105 26 6,000 SH DEFINED 6,000 - -
REDWOOD TR INC COM 758075402 125 8,625 SH DEFINED 3 - - 8,625
REDWOOD TR INC COM 758075402 3 235 SH DEFINED 18 235 - -
REED ELSEVIER N V SPONS ADR NEW 758204200 270 11,070 SH DEFINED 2 11,070 - -
REED ELSEVIER N V SPONS ADR NEW 758204200 3 134 SH DEFINED 3 - - 134
REED ELSEVIER N V SPONS ADR NEW 758204200 5 216 SH DEFINED 18 216 - -
REED ELSEVIER N V SPONS ADR NEW 758204200 7 292 SH DEFINED 5 292 - -
REED ELSEVIER P L C SPONS ADR NEW 758205207 1 21 SH DEFINED 3 - - 21
REED ELSEVIER P L C SPONS ADR NEW 758205207 2 65 SH DEFINED 18 65 - -
REED ELSEVIER P L C SPONS ADR NEW 758205207 1 40 SH DEFINED 40 - -
REED ELSEVIER P L C SPONS ADR NEW 758205207 7 200 SH DEFINED 5 200 - -
REGAL BELOIT CORP COM 758750103 5,407 104,100 SH DEFINED 1 14,100 90,000 -
REGAL BELOIT CORP COM 758750103 2,393 46,080 SH DEFINED 3 - - 46,080
REGAL BELOIT CORP COM 758750103 9 179 SH DEFINED 18 179 - -
REGAL BELOIT CORP COM 758750103 56 1,077 SH DEFINED 5 1,077 - -
REGAL ENTMT GROUP CL A 758766109 145 10,036 SH DEFINED 2 10,036 - -
REGAL ENTMT GROUP CL A 758766109 1,961 135,782 SH DEFINED 3 - - 135,782
REGAL ENTMT GROUP CL A 758766109 5 350 SH DEFINED 18 350 - -
REGENCY CTRS CORP COM 758849103 57 1,626 SH DEFINED 3 - - 1,626
REGENCY CTRS CORP COM 758849103 3 79 SH DEFINED 18 79 - -
REGENCY ENERGY PARTNERS COM UNITS L P 75885Y107 2,963 141,453 SH DEFINED 3 131,383 - 10,070
L P
REGENERON PHARMACEUTICALS COM 75886F107 70 2,900 SH DEFINED 1 - 2,900 -
REGENERON PHARMACEUTICALS COM 75886F107 16 675 SH DEFINED 3 - - 675
REGIONAL BK HOLDRS TR DEPOSITRY RCPT 75902E100 1 9 SH DEFINED 3 9 - -
REGIONS FINANCIAL CORP COM 7591EP100 6,142 1,161,010 SH DEFINED 2 1,161,010 - -
NEW
REGIONS FINANCIAL CORP COM 7591EP100 1,527 288,611 SH DEFINED 3 254,285 - 34,326
NEW
REGIONS FINANCIAL CORP COM 7591EP100 584 110,385 SH DEFINED 10 110,385 - -
NEW
REGIONS FINANCIAL CORP COM 7591EP100 1 148 SH DEFINED 18 148 - -
NEW
REGIONS FINANCIAL CORP COM 7591EP100 18 3,394 SH DEFINED 3,394 - -
NEW
REGIONS FINANCIAL CORP COM 7591EP100 17 3,265 SH SOLE 3,265 - -
NEW
REGIONS FINANCIAL CORP COM 7591EP100 4 805 SH DEFINED 5 805 - -
NEW
REGIS CORP MINN COM 758932107 136 8,749 SH DEFINED 2 8,749 - -
REGIS CORP MINN COM 758932107 15 950 SH DEFINED 3 750 - 200
REHABCARE GROUP INC COM 759148109 3 91 SH DEFINED 3 - - 91
REHABCARE GROUP INC COM 759148109 669 22,000 SH DEFINED 4 - - 22,000
REINSURANCE GROUP AMER COM NEW 759351604 3,436 72,100 SH DEFINED 1 9,700 62,400 -
INC
REINSURANCE GROUP AMER COM NEW 759351604 4 90 SH DEFINED 3 - - 90
INC
REINSURANCE GROUP AMER COM NEW 759351604 629 13,190 SH DEFINED 4 - 13,190 -
INC
REINSURANCE GROUP AMER COM NEW 759351604 2 50 SH DEFINED 18 50 - -
INC
REINSURANCE GROUP AMER COM NEW 759351604 1 25 SH DEFINED 5 25 - -
INC
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
REIS INC COM 75936P105 547 89,000 SH DEFINED 4 - - 89,000
RELIANCE STEEL & COM 759509102 133 3,074 SH DEFINED 2 3,074 - -
ALUMINUM CO
RELIANCE STEEL & COM 759509102 704 16,300 SH DEFINED 4 - 2,300 14,000
ALUMINUM CO
RELIANCE STEEL & COM 759509102 266 6,154 SH DEFINED 5 6,154 - -
ALUMINUM CO
RELIANCE STEEL & COM 759509102 8 176 SH DEFINED 8 176 - -
ALUMINUM CO
RELM WIRELESS CORP COM 759525108 90 28,755 SH DEFINED 3 - - 28,755
RENAISSANCERE HOLDINGS COM G7496G103 728 13,704 SH DEFINED 2 13,704 - -
LTD
RENAISSANCERE HOLDINGS COM G7496G103 129 2,433 SH DEFINED 3 - - 2,433
LTD
RENAISSANCERE HOLDINGS COM G7496G103 1 16 SH DEFINED 15 16 - -
LTD
RENAISSANCERE HOLDINGS COM G7496G103 291 5,478 SH DEFINED 5 5,478 - -
LTD
RENAISSANCERE HOLDINGS COM G7496G103 14 259 SH DEFINED 8 259 - -
LTD
RENASANT CORP COM 75970E107 27 2,000 SH DEFINED 3 - - 2,000
RENESOLA LTD SPONS ADS 75971T103 2 500 SH DEFINED 3 - - 500
RENESOLA LTD SPONS ADS 75971T103 952 200,000 SH DEFINED 200,000 - -
RENN GLOBAL ENTREPENRS COM 759720105 5 2,000 SH DEFINED 3 - - 2,000
RENT A CTR INC NEW COM 76009N100 653 36,823 SH DEFINED 2 36,823 - -
RENT A CTR INC NEW COM 76009N100 72 4,085 SH DEFINED 3 - - 4,085
RENT A CTR INC NEW COM 76009N100 617 34,800 SH DEFINED 16 34,800 - -
RENTECH INC COM 760112102 70 56,795 SH DEFINED 3 - - 56,795
REPLIGEN CORP COM 759916109 - 100 SH DEFINED 3 - - 100
REPSOL YPF S A SPONSORED ADR 76026T205 263 9,877 SH DEFINED 2 9,877 - -
REPSOL YPF S A SPONSORED ADR 76026T205 80 2,998 SH DEFINED 3 - - 2,998
REPSOL YPF S A SPONSORED ADR 76026T205 21 796 SH DEFINED 5 796 - -
REPUBLIC BANCORP KY CL A 760281204 8 404 SH DEFINED 3 - - 404
REPUBLIC SVCS INC COM 760759100 14,563 514,398 SH DEFINED 2 514,398 - -
REPUBLIC SVCS INC COM 760759100 7,323 258,664 SH DEFINED 3 249,742 - 8,922
REPUBLIC SVCS INC COM 760759100 452 15,950 SH DEFINED 4 - 15,950 -
REPUBLIC SVCS INC COM 760759100 221 7,794 SH DEFINED 10 7,794 - -
REPUBLIC SVCS INC COM 760759100 20 700 SH DEFINED 700 - -
REPUBLIC SVCS INC COM 760759100 88 3,095 SH SOLE 3,095 - -
REPUBLIC SVCS INC COM 760759100 587 20,757 SH DEFINED 5 20,757 - -
REPUBLIC SVCS INC COM 760759100 58 2,044 SH DEFINED 8 2,044 - -
RES-CARE INC COM 760943100 90 8,052 SH DEFINED 2 8,052 - -
RES-CARE INC COM 760943100 694 62,000 SH DEFINED 4 - - 62,000
RESEARCH FRONTIERS INC COM 760911107 4 1,000 SH DEFINED 3 - - 1,000
RESEARCH IN MOTION LTD COM 760975102 355,792 5,269,503 SH DEFINED 1 370,094 4,899,409 -
RESEARCH IN MOTION LTD COM 760975102 9,700 143,662 SH DEFINED 3 19,129 - 124,533
RESEARCH IN MOTION LTD COM 760975102 10,492 155,400 CALL DEFINED 3 155,400 - -
RESEARCH IN MOTION LTD COM 760975102 125 1,850 SH DEFINED 4 - 1,850 -
RESEARCH IN MOTION LTD COM 760975102 198,574 2,941,011 SH DEFINED 6 2,941,011 - -
RESEARCH IN MOTION LTD COM 760975102 24,843 367,935 SH DEFINED 7 - 367,935 -
RESEARCH IN MOTION LTD COM 760975102 443 6,565 SH DEFINED 9 6,565 - -
RESEARCH IN MOTION LTD COM 760975102 63 931 SH DEFINED 10 931 - -
RESEARCH IN MOTION LTD COM 760975102 36 540 SH DEFINED 11 540 - -
RESEARCH IN MOTION LTD COM 760975102 35 525 SH DEFINED 13 525 - -
RESEARCH IN MOTION LTD COM 760975102 243 3,605 SH DEFINED 15 3,605 - -
RESEARCH IN MOTION LTD COM 760975102 22 322 SH DEFINED 18 322 - -
RESEARCH IN MOTION LTD COM 760975102 99,078 1,467,407 SH DEFINED 5;1 1,467,407 - -
RESEARCH IN MOTION LTD COM 760975102 4,177 61,866 SH DEFINED 61,866 - -
RESEARCH IN MOTION LTD COM 760975102 148,590 2,200,707 SH SOLE 2,200,707 - -
RESEARCH IN MOTION LTD COM 760975102 154,811 2,292,850 SH DEFINED 5 2,292,850 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
RESEARCH IN MOTION LTD COM 760975102 1,492 22,100 CALL DEFINED 5 22,100 - -
RESEARCH IN MOTION LTD COM 760975102 88 1,300 PUT DEFINED 5 1,300 - -
RESEARCH IN MOTION LTD COM 760975102 3,366 49,852 SH DEFINED 8 42,160 7,692 -
RESMED INC COM 761152107 153 2,933 SH DEFINED 2 2,933 - -
RESMED INC COM 761152107 10 200 SH DEFINED 3 - - 200
RESOLUTE ENERGY CORP COM 76116A108 53 4,610 SH DEFINED 2 4,610 - -
RESOURCE AMERICA INC CL A 761195205 198 49,000 SH DEFINED 4 - - 49,000
RESOURCE AMERICA INC CL A 761195205 50 12,300 SH DEFINED 5 12,300 - -
RESOURCE CAP CORP COM 76120W302 25 5,148 SH DEFINED 3 - - 5,148
RESOURCES CONNECTION INC COM 76122Q105 1 53 SH DEFINED 3 - - 53
RESOURCES CONNECTION INC COM 76122Q105 4 173 SH DEFINED 18 173 - -
RESOURCES CONNECTION INC COM 76122Q105 8 390 SH DEFINED 390 - -
RETAIL HOLDRS TR DEP RCPT 76127U101 8,042 85,700 SH DEFINED 3 85,700 - -
RETAIL HOLDRS TR DEP RCPT 76127U101 8,446 90,000 PUT DEFINED 3 90,000 - -
RETALIX LTD ORD M8215W109 358 28,000 SH DEFINED 4 - - 28,000
REVENUESHARES ETF TR LARGECAP FD 761396100 323 15,749 SH DEFINED 3 - - 15,749
REVENUESHARES ETF TR MID CAP FD 761396209 406 16,829 SH DEFINED 3 - - 16,829
REVENUESHARES ETF TR SMALL CAP FD 761396308 415 16,017 SH DEFINED 3 - - 16,017
REVENUESHARES ETF TR S&P500 FINL FD 761396506 7 252 SH DEFINED 3 - - 252
REVENUESHARES ETF TR ADR FD 761396605 544 14,954 SH DEFINED 3 - - 14,954
REVENUESHARES ETF TR NAVELLR A-100 761396704 19 598 SH DEFINED 3 - - 598
REVLON INC CL A NEW 761525609 465 27,342 SH DEFINED 3 - - 27,342
REVLON INC CL A NEW 761525609 3 200 SH DEFINED 5 200 - -
REX ENERGY CORPORATION COM 761565100 5 415 SH DEFINED 2 415 - -
REX ENERGY CORPORATION COM 761565100 31 2,590 SH DEFINED 3 90 - 2,500
REX STORES CORP COM 761624105 528 37,550 SH DEFINED 4 - - 37,550
REYNOLDS AMERICAN INC COM 761713106 12,622 238,281 SH DEFINED 2 238,281 - -
REYNOLDS AMERICAN INC COM 761713106 281 5,300 SH DEFINED 3 1,935 - 3,365
REYNOLDS AMERICAN INC COM 761713106 67 1,269 SH DEFINED 14 1,269 - -
REYNOLDS AMERICAN INC COM 761713106 50 936 SH DEFINED 16 936 - -
REYNOLDS AMERICAN INC COM 761713106 103 1,943 SH DEFINED 1,943 - -
REYNOLDS AMERICAN INC COM 761713106 43 810 SH DEFINED 5 810 - -
REYNOLDS AMERICAN INC COM 761713106 159 3,000 SH DEFINED 8 3,000 - -
RF MICRODEVICES INC COM 749941100 51 10,600 SH DEFINED 1 - 10,600 -
RF MICRODEVICES INC COM 749941100 29 6,129 SH DEFINED 2 6,129 - -
RF MICRODEVICES INC COM 749941100 3,114 652,810 SH DEFINED 3 - - 652,810
RF MICRODEVICES INC COM 749941100 48 10,000 SH DEFINED 10,000 - -
RF MICRODEVICES INC COM 749941100 26 5,500 SH DEFINED 5 5,500 - -
RGC RES INC COM 74955L103 188 6,500 SH DEFINED 4 - - 6,500
RICHARDSON ELECTRS LTD COM 763165107 276 47,000 SH DEFINED 4 - - 47,000
RICHMONT MINES INC COM 76547T106 95 25,600 SH DEFINED 5 25,600 - -
RICKS CABARET INTL INC COM NEW 765641303 9 1,000 SH DEFINED 3 - - 1,000
RIGEL PHARMACEUTICALS INC COM NEW 766559603 12 1,222 SH DEFINED 3 - - 1,222
RIGHTNOW TECHNOLOGIES INC COM 76657R106 14 793 SH DEFINED 3 145 - 648
RIGHTNOW TECHNOLOGIES INC COM 76657R106 - - SH DEFINED 5 - - -
RIGHTNOW TECHNOLOGIES INC COM 76657R106 9 500 SH DEFINED 8 500 - -
RIMAGE CORP COM 766721104 14 801 SH DEFINED 3 1 - 800
RINO INTERNATIONAL COM 766883102 34 1,212 SH DEFINED 2 1,212 - -
CORPORATI
RINO INTERNATIONAL COM 766883102 428 15,482 SH DEFINED 3 - - 15,482
CORPORATI
RIO TINTO PLC SPONSORED ADR 767204100 50,078 232,500 SH DEFINED 1 - 232,500 -
RIO TINTO PLC SPONSORED ADR 767204100 11 52 SH DEFINED 2 52 - -
RIO TINTO PLC SPONSORED ADR 767204100 553 2,566 SH DEFINED 3 400 - 2,166
RIO TINTO PLC SPONSORED ADR 767204100 57 265 SH DEFINED 7 - 265 -
RIO TINTO PLC SPONSORED ADR 767204100 22 100 SH DEFINED 15 100 - -
RIO TINTO PLC SPONSORED ADR 767204100 2 10 SH DEFINED 18 10 - -
RIO TINTO PLC SPONSORED ADR 767204100 5,818 27,013 SH DEFINED 5;1 27,013 - -
RIO TINTO PLC SPONSORED ADR 767204100 204 949 SH DEFINED 949 - -
RIO TINTO PLC SPONSORED ADR 767204100 5,478 25,431 SH DEFINED 5 25,431 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
RIO TINTO PLC SPONSORED ADR 767204100 54 252 SH DEFINED 8 252 - -
RITCHIE BROS AUCTIONEERS COM 767744105 13,511 600,000 SH DEFINED 1 - 600,000 -
RITCHIE BROS AUCTIONEERS COM 767744105 513 22,792 SH DEFINED 2 22,792 - -
RITCHIE BROS AUCTIONEERS COM 767744105 16,190 718,950 SH DEFINED 6 718,950 - -
RITCHIE BROS AUCTIONEERS COM 767744105 16,405 728,507 SH DEFINED 7 - 728,507 -
RITCHIE BROS AUCTIONEERS COM 767744105 29 1,305 SH DEFINED 15 1,305 - -
RITCHIE BROS AUCTIONEERS COM 767744105 3 123 SH DEFINED 18 123 - -
RITCHIE BROS AUCTIONEERS COM 767744105 73 3,255 SH DEFINED 3,255 - -
RITCHIE BROS AUCTIONEERS COM 767744105 9 409 SH SOLE 409 - -
RITCHIE BROS AUCTIONEERS COM 767744105 7,821 347,292 SH DEFINED 5 347,292 - -
RITCHIE BROS AUCTIONEERS COM 767744105 389 17,263 SH DEFINED 8 3,023 14,240 -
RITE AID CORP COM 767754104 8 5,507 SH DEFINED 2 5,507 - -
RITE AID CORP COM 767754104 100 66,190 SH DEFINED 3 - - 66,190
RITE AID CORP COM 767754104 2 1,000 SH DEFINED 1,000 - -
RITE AID CORP COM 767754104 22 14,500 SH DEFINED 5 14,500 - -
RIVERBED TECHNOLOGY INC COM 768573107 7 300 SH DEFINED 3 - - 300
RIVERBED TECHNOLOGY INC COM 768573107 12,135 528,277 SH DEFINED 4 - 362,417 165,860
RIVERSOURCE LASALLE INTL COM 76932W102 66 8,914 SH DEFINED 3 - - 8,914
R/E
RIVUS BOND FUND COM 769667106 118 7,225 SH DEFINED 3 - - 7,225
RLI CORP COM 749607107 53 1,000 SH DEFINED 3 - - 1,000
RMR ASIA PAC REAL EST FD COM 76970B101 137 8,124 SH DEFINED 3 - - 8,124
NEW
RMR REAL ESTATE INCOME FD COM SHS 74964K609 1 61 SH DEFINED 3 - - 61
ROBBINS & MYERS INC COM 770196103 152 6,442 SH DEFINED 2 6,442 - -
ROBBINS & MYERS INC COM 770196103 6 252 SH DEFINED 3 - - 252
ROBBINS & MYERS INC COM 770196103 849 36,100 SH DEFINED 4 - - 36,100
ROBERT HALF INTL INC COM 770323103 4,569 170,913 SH DEFINED 2 170,913 - -
ROBERT HALF INTL INC COM 770323103 58 2,163 SH DEFINED 3 1,703 - 460
ROBERT HALF INTL INC COM 770323103 27 1,000 SH DEFINED 1,000 - -
ROCK-TENN CO CL A 772739207 33 655 SH DEFINED 2 655 - -
ROCK-TENN CO CL A 772739207 11 227 SH DEFINED 3 - - 227
ROCK-TENN CO CL A 772739207 1,799 35,694 SH DEFINED 5 35,694 - -
ROCK-TENN CO CL A 772739207 80 1,584 SH DEFINED 8 1,584 - -
ROCKWELL AUTOMATION INC COM 773903109 9,126 194,253 SH DEFINED 2 194,253 - -
ROCKWELL AUTOMATION INC COM 773903109 233 4,964 SH DEFINED 3 1,640 - 3,324
ROCKWELL AUTOMATION INC COM 773903109 28 596 SH DEFINED 18 596 - -
ROCKWELL AUTOMATION INC COM 773903109 5 113 SH DEFINED 113 - -
ROCKWELL AUTOMATION INC COM 773903109 9 189 SH SOLE 189 - -
ROCKWELL AUTOMATION INC COM 773903109 99 2,100 SH DEFINED 5 2,100 - -
ROCKWELL COLLINS INC COM 774341101 13,091 236,462 SH DEFINED 2 236,462 - -
ROCKWELL COLLINS INC COM 774341101 213 3,844 SH DEFINED 3 1,750 - 2,094
ROCKWELL COLLINS INC COM 774341101 1 10 SH DEFINED 18 10 - -
ROCKWELL COLLINS INC COM 774341101 3 63 SH DEFINED 63 - -
ROCKWOOD HLDGS INC COM 774415103 1,430 60,700 SH DEFINED 3 60,000 - 700
ROCKWOOD HLDGS INC COM 774415103 1,937 82,200 SH DEFINED 4 - 41,600 40,600
ROCKWOOD HLDGS INC COM 774415103 24 1,000 SH DEFINED 5 1,000 - -
ROCKY BRANDS INC COM 774515100 22 2,822 SH DEFINED 3 - - 2,822
ROCKY BRANDS INC COM 774515100 305 40,000 SH DEFINED 4 - - 40,000
ROCKY MTN CHOCOLATE COM PAR $0.03 774678403 4 500 SH DEFINED 3 - - 500
FACTORY
ROCKY MTN CHOCOLATE COM PAR $0.03 774678403 43 5,250 SH DEFINED 5,250 - -
FACTORY
RODMAN & RENSHAW CAP GP COM 77487R100 544 133,542 SH DEFINED 3 - - 133,542
INC
ROFIN SINAR TECHNOLOGIES COM 775043102 247 10,470 SH DEFINED 2 10,470 - -
INC
ROFIN SINAR TECHNOLOGIES COM 775043102 26 1,096 SH DEFINED 3 - - 1,096
INC
ROGERS COMMUNICATIONS INC CL B 775109200 460,618 14,823,180 SH DEFINED 1 750,201 14,072,979 -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ROGERS COMMUNICATIONS INC CL B 775109200 351 11,291 SH DEFINED 2 11,291 - -
ROGERS COMMUNICATIONS INC CL B 775109200 3,512 113,029 SH DEFINED 3 110,000 - 3,029
ROGERS COMMUNICATIONS INC CL B 775109200 244,069 7,854,404 SH DEFINED 6 7,854,404 - -
ROGERS COMMUNICATIONS INC CL B 775109200 43,185 1,389,739 SH DEFINED 7 - 1,389,739 -
ROGERS COMMUNICATIONS INC CL B 775109200 442 14,210 SH DEFINED 9 14,210 - -
ROGERS COMMUNICATIONS INC CL B 775109200 19 617 SH DEFINED 10 617 - -
ROGERS COMMUNICATIONS INC CL B 775109200 86 2,770 SH DEFINED 15 2,770 - -
ROGERS COMMUNICATIONS INC CL B 775109200 1,243 40,000 SH DEFINED 16 40,000 - -
ROGERS COMMUNICATIONS INC CL B 775109200 37 1,200 SH DEFINED 17 - - 1,200
ROGERS COMMUNICATIONS INC CL B 775109200 64,811 2,085,705 SH DEFINED 5;1 2,085,705 - -
ROGERS COMMUNICATIONS INC CL B 775109200 668 21,485 SH DEFINED 21,485 - -
ROGERS COMMUNICATIONS INC CL B 775109200 320,340 10,308,902 SH SOLE 10,308,902 - -
ROGERS COMMUNICATIONS INC CL B 775109200 75,485 2,429,201 SH DEFINED 5 2,429,201 - -
ROGERS COMMUNICATIONS INC CL B 775109200 93 3,000 CALL DEFINED 5 3,000 - -
ROGERS COMMUNICATIONS INC CL B 775109200 435 14,000 PUT DEFINED 5 14,000 - -
ROGERS COMMUNICATIONS INC CL B 775109200 2,655 85,457 SH DEFINED 8 66,094 19,363 -
ROGERS CORP COM 775133101 65 2,144 SH DEFINED 2 2,144 - -
ROGERS CORP COM 775133101 16 525 SH DEFINED 3 - - 525
ROLLINS INC COM 775711104 360 18,689 SH DEFINED 2 18,689 - -
ROLLINS INC COM 775711104 31 1,600 SH DEFINED 3 - - 1,600
ROLLINS INC COM 775711104 4 226 SH DEFINED 18 226 - -
ROLLINS INC COM 775711104 10 510 SH DEFINED 510 - -
ROPER INDS INC NEW COM 776696106 4,064 77,600 SH DEFINED 1 10,100 67,500 -
ROPER INDS INC NEW COM 776696106 9,003 171,906 SH DEFINED 2 171,906 - -
ROPER INDS INC NEW COM 776696106 641 12,238 SH DEFINED 3 666 - 11,572
ROPER INDS INC NEW NOTE 776696AA4 11,560 17,755,000 PRN DEFINED 3 17,750,000 - 5,000
ROPER INDS INC NEW COM 776696106 1,089 20,790 SH DEFINED 4 - 3,100 17,690
ROPER INDS INC NEW COM 776696106 19 364 SH DEFINED 18 364 - -
ROPER INDS INC NEW COM 776696106 5 100 SH DEFINED 5 100 - -
ROSS STORES INC COM 778296103 4,707 110,200 SH DEFINED 1 14,700 95,500 -
ROSS STORES INC COM 778296103 4,757 111,389 SH DEFINED 2 111,389 - -
ROSS STORES INC COM 778296103 136 3,190 SH DEFINED 3 915 - 2,275
ROSS STORES INC COM 778296103 1,290 30,200 SH DEFINED 4 - 4,200 26,000
ROSS STORES INC COM 778296103 1 23 SH DEFINED 15 23 - -
ROSS STORES INC COM 778296103 7 167 SH DEFINED 18 167 - -
ROSS STORES INC COM 778296103 229 5,370 SH DEFINED 5,370 - -
ROSS STORES INC COM 778296103 487 11,388 SH DEFINED 5 11,388 - -
ROSS STORES INC COM 778296103 43 1,010 SH DEFINED 8 1,010 - -
ROSTELECOM OPEN JT STK SPONSORED ADR 778529107 609 22,272 SH DEFINED 2 22,272 - -
LNG D
ROVI CORP COM 779376102 25 776 SH DEFINED 3 - - 776
ROVI CORP COM 779376102 64 2,000 SH DEFINED 18 2,000 - -
ROWAN COS INC COM 779382100 4,539 200,484 SH DEFINED 2 200,484 - -
ROWAN COS INC COM 779382100 579 25,570 SH DEFINED 3 1,964 - 23,606
ROWAN COS INC COM 779382100 207 9,129 SH DEFINED 5 9,129 - -
ROYAL BK CDA MONTREAL QUE COM 780087102 1,889,706 35,247,712 SH DEFINED 1 2,152,955 33,094,757 -
ROYAL BK CDA MONTREAL QUE COM 780087102 276 5,157 SH DEFINED 2 5,157 - -
ROYAL BK CDA MONTREAL QUE COM 780087102 874 16,301 SH DEFINED 3 - - 16,301
ROYAL BK CDA MONTREAL QUE COM 780087102 535,276 9,984,232 SH DEFINED 6 9,984,232 - -
ROYAL BK CDA MONTREAL QUE COM 780087102 137,313 2,561,224 SH DEFINED 7 - 2,561,224 -
ROYAL BK CDA MONTREAL QUE COM 780087102 3,311 61,755 SH DEFINED 9 61,755 - -
ROYAL BK CDA MONTREAL QUE COM 780087102 533 9,934 SH DEFINED 10 9,934 - -
ROYAL BK CDA MONTREAL QUE COM 780087102 176 3,280 SH DEFINED 11 3,280 - -
ROYAL BK CDA MONTREAL QUE COM 780087102 18,447 344,088 SH DEFINED 13 344,088 - -
ROYAL BK CDA MONTREAL QUE COM 780087102 1,577 29,422 SH DEFINED 14 29,422 - -
ROYAL BK CDA MONTREAL QUE COM 780087102 6,549 122,152 SH DEFINED 15 122,152 - -
ROYAL BK CDA MONTREAL QUE COM 780087102 24 449 SH DEFINED 16 449 - -
ROYAL BK CDA MONTREAL QUE COM 780087102 1,930 36,000 SH DEFINED 17 - - 36,000
ROYAL BK CDA MONTREAL QUE COM 780087102 197,603 3,685,778 SH DEFINED 5;1 3,685,778 - -
ROYAL BK CDA MONTREAL QUE COM 780087102 4,940 92,141 SH DEFINED 79,960 12,181 -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ROYAL BK CDA MONTREAL QUE COM 780087102 469,156 8,750,918 SH DEFINED 5 8,750,918 - -
ROYAL BK CDA MONTREAL QUE COM 780087102 2,075 38,700 CALL DEFINED 5 38,700 - -
ROYAL BK CDA MONTREAL QUE COM 780087102 70 1,300 PUT DEFINED 5 1,300 - -
ROYAL BK CDA MONTREAL QUE COM 780087102 15,124 282,108 SH DEFINED 8 185,828 96,280 -
ROYAL BK SCOTLAND GROUP SPONS ADR 20 780097689 69 7,356 SH DEFINED 2 7,356 - -
PLC ORD
ROYAL BK SCOTLAND GROUP SPONS ADR 20 780097689 - 50 SH DEFINED 3 - - 50
PLC ORD
ROYAL BK SCOTLAND GROUP SP ADR PREF T 780097713 254 21,342 PRN DEFINED 3 - - 21,342
PLC
ROYAL BK SCOTLAND GROUP SP ADR PREF S 780097739 129 11,900 PRN DEFINED 3 - - 11,900
PLC
ROYAL BK SCOTLAND GROUP ADR PREF SHS R 780097747 61 6,000 PRN DEFINED 3 - - 6,000
PLC
ROYAL BK SCOTLAND GROUP ADR PREF SHS Q 780097754 170 15,500 PRN DEFINED 3 - - 15,500
PLC
ROYAL BK SCOTLAND GROUP ADR PFD SER P 780097762 96 9,400 PRN DEFINED 3 2,500 - 6,900
PLC
ROYAL BK SCOTLAND GROUP ADR PREF SER N 780097770 153 14,824 PRN DEFINED 3 - - 14,824
PLC
ROYAL BK SCOTLAND GROUP SP ADR L RP PF 780097788 111 8,600 PRN DEFINED 3 - - 8,600
PLC
ROYAL BK SCOTLAND GROUP SP ADR PREF M 780097796 48 4,590 PRN DEFINED 3 - - 4,590
PLC
ROYAL BK SCOTLAND GROUP SPON ADR F 780097804 51 3,165 PRN DEFINED 3 - - 3,165
PLC
ROYAL BK SCOTLAND GROUP SPON ADR SER H 780097879 39 2,700 PRN DEFINED 3 - - 2,700
PLC
ROYAL BK SCOTLAND GROUP SP ADR PREF T 780097713 18 1,500 PRN DEFINED 7 - 1,500 -
PLC
ROYAL BK SCOTLAND GROUP SP ADR L RP PF 780097788 45 3,500 PRN DEFINED 7 - 3,500 -
PLC
ROYAL BK SCOTLAND GROUP SPONS ADR 20 780097689 - 13 SH DEFINED 14 13 - -
PLC ORD
ROYAL BK SCOTLAND GROUP SP ADR PREF T 780097713 12 1,000 PRN DEFINED 16 1,000 - -
PLC
ROYAL BK SCOTLAND GROUP SP ADR PREF S 780097739 44 4,000 PRN DEFINED 16 4,000 - -
PLC
ROYAL BK SCOTLAND GROUP ADR PREF SHS R 780097747 10 1,000 PRN DEFINED 16 1,000 - -
PLC
ROYAL BK SCOTLAND GROUP ADR PREF SHS Q 780097754 33 3,000 PRN DEFINED 16 3,000 - -
PLC
ROYAL BK SCOTLAND GROUP ADR PREF SER N 780097770 21 2,000 PRN DEFINED 16 2,000 - -
PLC
ROYAL BK SCOTLAND GROUP SP ADR PREF M 780097796 11 1,000 PRN DEFINED 16 1,000 - -
PLC
ROYAL BK SCOTLAND GROUP SPON ADR SER H 780097879 27 1,900 PRN DEFINED 1,900 - -
PLC
ROYAL BK SCOTLAND GROUP SPONS ADR 20 780097689 3 275 SH DEFINED 5 275 - -
PLC ORD
ROYAL BK SCOTLAND GROUP SP ADR PREF T 780097713 15 1,225 PRN DEFINED 5 1,225 - -
PLC
ROYAL BK SCOTLAND GROUP SP ADR PREF S 780097739 54 4,900 PRN DEFINED 5 4,900 - -
PLC
ROYAL BK SCOTLAND GROUP ADR PREF SHS R 780097747 - 400 PRN DEFINED 5 400 - -
PLC
ROYAL BK SCOTLAND GROUP ADR PREF SHS Q 780097754 - 1,000 PRN DEFINED 5 1,000 - -
PLC
ROYAL BK SCOTLAND GROUP ADR PFD SER P 780097762 828 81,040 PRN DEFINED 5 81,040 - -
PLC
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ROYAL BK SCOTLAND GROUP ADR PREF SER N 780097770 -2 12,532 PRN DEFINED 5 12,532 - -
PLC
ROYAL BK SCOTLAND GROUP SP ADR L RP PF 780097788 204 15,770 PRN DEFINED 5 15,770 - -
PLC
ROYAL BK SCOTLAND GROUP SP ADR PREF M 780097796 84 7,990 PRN DEFINED 5 7,990 - -
PLC
ROYAL BK SCOTLAND GROUP SPON ADR F 780097804 120 7,470 PRN DEFINED 5 7,470 - -
PLC
ROYAL BK SCOTLAND GROUP SPON ADR SER H 780097879 582 40,315 PRN DEFINED 5 40,315 - -
PLC
ROYAL BK SCOTLAND GROUP SPONS ADR 20 780097689 - 18 SH DEFINED 8 18 - -
PLC ORD
ROYAL BK SCOTLAND GROUP SP ADR PREF T 780097713 6 500 SH DEFINED 8 500 - -
PLC
ROYAL BK SCOTLAND GROUP SP ADR PREF S 780097739 4 400 SH DEFINED 8 400 - -
PLC
ROYAL BK SCOTLAND GROUP ADR PFD SER P 780097762 12 1,200 SH DEFINED 8 1,200 - -
PLC
ROYAL BK SCOTLAND GROUP ADR PREF SER N 780097770 3 300 SH DEFINED 8 300 - -
PLC
ROYAL BK SCOTLAND GROUP SP ADR L RP PF 780097788 4 335 SH DEFINED 8 335 - -
PLC
ROYAL BK SCOTLAND GROUP SP ADR PREF M 780097796 21 2,000 SH DEFINED 8 2,000 - -
PLC
ROYAL BK SCOTLAND GROUP SPON ADR SER H 780097879 21 1,450 SH DEFINED 8 1,450 - -
PLC
ROYAL CARIBBEAN CRUISES COM V7780T103 3,926 155,300 SH DEFINED 1 20,500 134,800 -
LTD
ROYAL CARIBBEAN CRUISES COM V7780T103 7 269 SH DEFINED 2 269 - -
LTD
ROYAL CARIBBEAN CRUISES COM V7780T103 101 3,982 SH DEFINED 3 3,100 - 882
LTD
ROYAL CARIBBEAN CRUISES COM V7780T103 1,264 50,000 PUT DEFINED 3 50,000 - -
LTD
ROYAL CARIBBEAN CRUISES COM V7780T103 14 550 SH DEFINED 5 550 - -
LTD
ROYAL DUTCH SHELL PLC SPON ADR B 780259107 309 5,314 SH DEFINED 2 5,314 - -
ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 47 789 SH DEFINED 2 789 - -
ROYAL DUTCH SHELL PLC SPON ADR B 780259107 432 7,430 SH DEFINED 3 - - 7,430
ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 9,364 155,778 SH DEFINED 3 - - 155,778
ROYAL DUTCH SHELL PLC SPON ADR B 780259107 77 1,329 SH DEFINED 7 - 1,329 -
ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 1,521 25,310 SH DEFINED 7 - 25,310 -
ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 256 4,255 SH DEFINED 10 4,255 - -
ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 179 2,970 SH DEFINED 15 2,970 - -
ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 48 800 SH DEFINED 17 - - 800
ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 306 5,086 SH DEFINED 18 5,086 - -
ROYAL DUTCH SHELL PLC SPON ADR B 780259107 30 517 SH DEFINED 517 - -
ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 953 15,847 SH DEFINED 8,038 7,809 -
ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 3,464 57,623 SH SOLE 57,623 - -
ROYAL DUTCH SHELL PLC SPON ADR B 780259107 275 4,733 SH DEFINED 5 4,733 - -
ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 859 14,295 SH DEFINED 5 14,295 - -
ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 278 4,617 SH DEFINED 8 797 3,820 -
ROYAL GOLD INC COM 780287108 473 10,055 SH DEFINED 2 10,055 - -
ROYAL GOLD INC COM 780287108 477 10,127 SH DEFINED 3 - - 10,127
ROYAL GOLD INC COM 780287108 283 6,000 SH DEFINED 6,000 - -
ROYAL GOLD INC COM 780287108 26 555 SH DEFINED 5 555 - -
ROYCE FOCUS TR COM 78080N108 54 8,500 SH DEFINED 3 - - 8,500
ROYCE MICRO-CAP TR INC COM 780915104 434 58,947 SH DEFINED 3 - - 58,947
ROYCE VALUE TR INC COM 780910105 2,018 187,027 SH DEFINED 3 - - 187,027
ROYCE VALUE TR INC COM 780910105 167 15,484 SH DEFINED 5 15,484 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
RPC INC COM 749660106 15 1,411 SH DEFINED 2 1,411 - -
RPM INTL INC COM 749685103 1,378 67,783 SH DEFINED 3 - - 67,783
RPM INTL INC COM 749685103 183 8,999 SH DEFINED 18 8,999 - -
RPM INTL INC COM 749685103 9 427 SH DEFINED 5 427 - -
RRI ENERGY INC COM 74971X107 22 3,884 SH DEFINED 3 - - 3,884
RRI ENERGY INC COM 74971X107 1,144 200,000 CALL DEFINED 3 200,000 - -
RSC HOLDINGS INC COM 74972L102 72 10,200 SH DEFINED 3 - - 10,200
RTI INTL METALS INC COM 74973W107 4,908 195,000 SH DEFINED 3 195,000 - -
RUBICON MINERALS CORP COM 780911103 24,894 5,237,650 SH DEFINED 1 148,900 5,088,750 -
RUBICON MINERALS CORP COM 780911103 130 27,250 SH DEFINED 7 - 27,250 -
RUBICON MINERALS CORP COM 780911103 38 7,900 SH DEFINED 5 7,900 - -
RUBICON TECHNOLOGY INC COM 78112T107 90 4,453 SH DEFINED 16 - 4,453 -
RUBY TUESDAY INC COM 781182100 5 757 SH DEFINED 3 - - 757
RUBY TUESDAY INC COM 781182100 612 85,000 SH DEFINED 4 - - 85,000
RUBY TUESDAY INC COM 781182100 133 18,500 SH DEFINED 14 18,500 - -
RUDDICK CORP COM 781258108 482 18,715 SH DEFINED 2 18,715 - -
RUDOLPH TECHNOLOGIES INC COM 781270103 195 29,000 SH DEFINED 4 - - 29,000
RUDOLPH TECHNOLOGIES INC COM 781270103 - 74 SH DEFINED 18 74 - -
RUDOLPH TECHNOLOGIES INC COM 781270103 1 170 SH DEFINED 170 - -
RURAL / METRO CORP COM 781748108 2 325 SH DEFINED 325 - -
RUSH ENTERPRISES INC CL A 781846209 660 55,500 SH DEFINED 4 - - 55,500
RUTHS HOSPITALITY GROUP COM 783332109 5 2,629 SH DEFINED 3 - - 2,629
INC
RXI PHARMACEUTICALS CORP COM 74978T109 40 8,710 SH DEFINED 3 - - 8,710
RYANAIR HLDGS PLC SPONSORED ADR 783513104 2 90 SH DEFINED 3 - - 90
RYANAIR HLDGS PLC SPONSORED ADR 783513104 2 52 SH DEFINED 5 52 - -
RYANAIR HLDGS PLC SPONSORED ADR 783513104 1 54 SH DEFINED 8 54 - -
RYDER SYS INC COM 783549108 3,790 92,053 SH DEFINED 2 92,053 - -
RYDER SYS INC COM 783549108 35 847 SH DEFINED 3 611 - 236
RYDER SYS INC COM 783549108 29 700 SH DEFINED 5 700 - -
RYDEX ETF TRUST S&P 500 EQ TRD 78355W106 21,272 538,126 SH DEFINED 3 - - 538,126
RYDEX ETF TRUST TOP 50 ETF 78355W205 8 100 SH DEFINED 3 - - 100
RYDEX ETF TRUST S&P500 PUR VAL 78355W304 85 3,585 SH DEFINED 3 - - 3,585
RYDEX ETF TRUST S&P500 PUR GRW 78355W403 1,697 49,563 SH DEFINED 3 - - 49,563
RYDEX ETF TRUST S&PMC400 PURVL 78355W502 53 1,885 SH DEFINED 3 - - 1,885
RYDEX ETF TRUST S&PMC400 PURGR 78355W601 799 13,742 SH DEFINED 3 - - 13,742
RYDEX ETF TRUST 2X S&P SSF ETF 78355W668 4 300 SH DEFINED 3 - - 300
RYDEX ETF TRUST S&PSC600 PURVL 78355W700 15 500 SH DEFINED 3 - - 500
RYDEX ETF TRUST S&P 500 2X ETF 78355W783 26 800 SH DEFINED 3 - - 800
RYDEX ETF TRUST S&PSC600 PURGR 78355W809 54 1,430 SH DEFINED 3 - - 1,430
RYDEX ETF TRUST MATERIALS ETF 78355W825 583 11,061 SH DEFINED 3 - - 11,061
RYDEX ETF TRUST INDLS ETF 78355W833 26 600 SH DEFINED 3 - - 600
RYDEX ETF TRUST HEALTH CARE 78355W841 1,555 27,299 SH DEFINED 3 - - 27,299
RYDEX ETF TRUST FINANCIAL ETF 78355W858 3 150 SH DEFINED 3 - - 150
RYDEX ETF TRUST CONSUMR DISCRT 78355W882 92 2,504 SH DEFINED 3 - - 2,504
RYLAND GROUP INC COM 783764103 77 3,915 SH DEFINED 2 3,915 - -
RYLAND GROUP INC COM 783764103 9 450 SH DEFINED 3 - - 450
S & T BANCORP INC COM 783859101 50 2,966 SH DEFINED 3 - - 2,966
S L INDS INC COM 784413106 116 13,800 SH DEFINED 4 - - 13,800
S&P 500 COVERED CALL FD COM 78381P109 184 17,968 SH DEFINED 3 - - 17,968
INC
S1 CORPORATION COM 78463B101 4 657 SH DEFINED 3 - - 657
SABINE ROYALTY TR UNIT BEN INT 785688102 293 7,155 SH DEFINED 2 7,155 - -
SABINE ROYALTY TR UNIT BEN INT 785688102 793 19,353 SH DEFINED 3 - - 19,353
SAFE BULKERS INC COM Y7388L103 13 1,450 SH DEFINED 3 - - 1,450
SAFEGUARD SCIENTIFICS INC COM NEW 786449207 17 1,666 SH DEFINED 3 - - 1,666
SAFEGUARD SCIENTIFICS INC COM NEW 786449207 1 58 SH DEFINED 7 - 58 -
SAFEGUARD SCIENTIFICS INC COM NEW 786449207 27 2,666 SH DEFINED 14 2,666 - -
SAFEGUARD SCIENTIFICS INC COM NEW 786449207 13 1,250 SH DEFINED 16 1,250 - -
SAFETY INS GROUP INC COM 78648T100 2 69 SH DEFINED 3 - - 69
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
SAFETY INS GROUP INC COM 78648T100 616 17,000 SH DEFINED 4 - - 17,000
SAFEWAY INC COM NEW 786514208 13,322 625,755 SH DEFINED 2 625,755 - -
SAFEWAY INC COM NEW 786514208 6,744 316,761 SH DEFINED 3 130,287 - 186,474
SAFEWAY INC COM NEW 786514208 3,194 150,000 PUT DEFINED 3 150,000 - -
SAFEWAY INC COM NEW 786514208 1 37 SH DEFINED 15 37 - -
SAFEWAY INC COM NEW 786514208 8 366 SH DEFINED 18 366 - -
SAFEWAY INC COM NEW 786514208 77 3,630 SH DEFINED 3,630 - -
SAFEWAY INC COM NEW 786514208 853 40,089 SH DEFINED 5 40,089 - -
SAGA COMMUNICATIONS INC CL A NEW 786598300 23 1,869 SH DEFINED 3 - - 1,869
SAGA COMMUNICATIONS INC CL A NEW 786598300 251 20,000 SH DEFINED 4 - - 20,000
SAIC INC COM 78390X101 8,146 430,069 SH DEFINED 2 430,069 - -
SAIC INC COM 78390X101 579 30,552 SH DEFINED 3 2,239 - 28,313
SAIC INC COM 78390X101 3 165 SH DEFINED 15 165 - -
SAKS INC COM 79377W108 541 82,500 SH DEFINED 1 - 82,500 -
SAKS INC COM 79377W108 2,665 406,185 SH DEFINED 3 330,000 - 76,185
SAKS INC COM 79377W108 22 3,365 SH DEFINED 7 - 3,365 -
SAKS INC COM 79377W108 241 36,700 SH DEFINED 14 36,700 - -
SAKS INC COM 79377W108 2 300 SH DEFINED 8 - 300 -
SALEM COMMUNICATIONS CL A 794093104 270 45,150 SH DEFINED 4 - - 45,150
CORP DE
SALESFORCE COM INC COM 79466L302 7,436 100,800 SH DEFINED 1 7,300 93,500 -
SALESFORCE COM INC COM 79466L302 10,077 136,606 SH DEFINED 2 136,606 - -
SALESFORCE COM INC COM 79466L302 1,380 18,707 SH DEFINED 3 14,082 - 4,625
SALESFORCE COM INC COM 79466L302 240 3,254 SH DEFINED 3,254 - -
SALISBURY BANCORP INC COM 795226109 59 2,732 SH DEFINED 3 - - 2,732
SALIX PHARMACEUTICALS INC COM 795435106 129 5,100 SH DEFINED 1 - 5,100 -
SALIX PHARMACEUTICALS INC COM 795435106 10 386 SH DEFINED 3 - - 386
SALLY BEAUTY HLDGS INC COM 79546E104 973 127,190 SH DEFINED 4 - 66,240 60,950
SALLY BEAUTY HLDGS INC COM 79546E104 6 765 SH DEFINED 18 765 - -
SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 568 32,949 SH DEFINED 2 32,949 - -
SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 432 25,030 SH DEFINED 3 - - 25,030
SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 17 1,000 SH DEFINED 18 1,000 - -
SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 4 250 SH DEFINED 5 250 - -
SANDERS MORRIS HARRIS COM 80000Q104 275 50,000 SH DEFINED 4 - - 50,000
GROUP
SANDERSON FARMS INC COM 800013104 73 1,741 SH DEFINED 2 1,741 - -
SANDERSON FARMS INC COM 800013104 25 596 SH DEFINED 3 - - 596
SANDISK CORP COM 80004C101 1,018 35,100 SH DEFINED 1 - 35,100 -
SANDISK CORP COM 80004C101 5,011 172,855 SH DEFINED 2 172,855 - -
SANDISK CORP COM 80004C101 777 26,802 SH DEFINED 3 2,669 - 24,133
SANDISK CORP COM 80004C101 121 4,164 SH DEFINED 16 4,164 - -
SANDISK CORP COM 80004C101 39 1,352 SH DEFINED 5 1,352 - -
SANDRIDGE ENERGY INC COM 80007P307 14 1,516 SH DEFINED 2 1,516 - -
SANDRIDGE ENERGY INC COM 80007P307 994 105,389 SH DEFINED 3 1,239 - 104,150
SANDRIDGE ENERGY INC COM 80007P307 28 2,950 SH DEFINED 15 2,950 - -
SANDRIDGE ENERGY INC COM 80007P307 6 600 SH DEFINED 600 - -
SANDRIDGE ENERGY INC COM 80007P307 9 1,000 SH DEFINED 5 1,000 - -
SANDY SPRING BANCORP INC COM 800363103 81 9,122 SH DEFINED 3 - - 9,122
SANGAMO BIOSCIENCES INC COM 800677106 3 505 SH DEFINED 3 - - 505
SANGAMO BIOSCIENCES INC COM 800677106 6 1,000 SH DEFINED 5 1,000 - -
SANMINA SCI CORP COM NEW 800907206 44 4,007 SH DEFINED 2 4,007 - -
SANMINA SCI CORP COM NEW 800907206 33 3,025 SH DEFINED 3 - - 3,025
SANOFI AVENTIS SPONSORED ADR 80105N105 177 4,500 SH DEFINED 1 - 4,500 -
SANOFI AVENTIS SPONSORED ADR 80105N105 551 14,021 SH DEFINED 3 200 - 13,821
SANOFI AVENTIS SPONSORED ADR 80105N105 14 349 SH DEFINED 7 - 349 -
SANOFI AVENTIS SPONSORED ADR 80105N105 128 3,250 SH DEFINED 15 3,250 - -
SANOFI AVENTIS SPONSORED ADR 80105N105 6 154 SH DEFINED 18 154 - -
SANOFI AVENTIS SPONSORED ADR 80105N105 168 4,277 SH DEFINED 4,277 - -
SANOFI AVENTIS SPONSORED ADR 80105N105 2 45 SH SOLE 45 - -
SANOFI AVENTIS SPONSORED ADR 80105N105 2,620 66,703 SH DEFINED 5 66,703 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
SANOFI AVENTIS SPONSORED ADR 80105N105 29 736 SH DEFINED 8 736 - -
SANTARUS INC COM 802817304 46 10,000 SH DEFINED 3 - - 10,000
SAP AG SPON ADR 803054204 1,266 27,054 SH DEFINED 2 27,054 - -
SAP AG SPON ADR 803054204 1,650 35,249 SH DEFINED 3 18,100 - 17,149
SAP AG SPON ADR 803054204 646 13,797 SH DEFINED 18 13,797 - -
SAP AG SPON ADR 803054204 - 9 SH DEFINED 9 - -
SAP AG SPON ADR 803054204 71 1,512 SH DEFINED 5 1,512 - -
SAP AG SPON ADR 803054204 9 190 SH DEFINED 8 70 120 -
SAPIENT CORP COM 803062108 33 4,000 SH DEFINED 3 - - 4,000
SAPPHIRE INDUSTRIALS CORP COM 80306T109 27,188 2,708,002 SH DEFINED 3 2,708,002 - -
SAPPHIRE INDUSTRIALS CORP *W EXP 80306T117 228 1,900,000 SH DEFINED 3 1,900,000 - -
01/17/201
SARA LEE CORP COM 803111103 11,333 930,496 SH DEFINED 2 930,496 - -
SARA LEE CORP COM 803111103 1,701 139,655 SH DEFINED 3 7,698 - 131,957
SARA LEE CORP COM 803111103 13 1,050 SH DEFINED 11 1,050 - -
SARA LEE CORP COM 803111103 110 9,000 SH DEFINED 14 9,000 - -
SARA LEE CORP COM 803111103 258 21,135 SH DEFINED 5 21,135 - -
SARA LEE CORP COM 803111103 1 113 SH DEFINED 8 113 - -
SASOL LTD SPONSORED ADR 803866300 5 127 SH DEFINED 2 127 - -
SASOL LTD SPONSORED ADR 803866300 609 15,240 SH DEFINED 3 - - 15,240
SASOL LTD SPONSORED ADR 803866300 867 21,700 CALL DEFINED 3 21,700 - -
SASOL LTD SPONSORED ADR 803866300 7 181 SH DEFINED 18 181 - -
SASOL LTD SPONSORED ADR 803866300 40 1,000 SH OTHER S;6 1,000 - -
SASOL LTD SPONSORED ADR 803866300 146 3,653 SH DEFINED 3,653 - -
SASOL LTD SPONSORED ADR 803866300 144 3,617 SH DEFINED 5 3,617 - -
SATYAM COMPUTER SERVICES ADR 804098101 123 26,600 SH DEFINED 3 26,000 - 600
LTD
SAUL CTRS INC COM 804395101 300 9,149 SH DEFINED 2 9,149 - -
SAUL CTRS INC COM 804395101 176 5,380 SH DEFINED 3 - - 5,380
SAVIENT PHARMACEUTICALS COM 80517Q100 30 2,188 SH DEFINED 2 2,188 - -
INC
SAVIENT PHARMACEUTICALS COM 80517Q100 19 1,400 SH DEFINED 3 - - 1,400
INC
SAVVIS INC COM NEW 805423308 37 2,619 SH DEFINED 2 2,619 - -
SAVVIS INC COM NEW 805423308 2 133 SH DEFINED 3 - - 133
SAVVIS INC COM NEW 805423308 3 215 SH DEFINED 18 215 - -
SBA COMMUNICATIONS CORP COM 78388J106 4,328 126,700 SH DEFINED 1 16,500 110,200 -
SBA COMMUNICATIONS CORP COM 78388J106 894 26,157 SH DEFINED 3 1,977 - 24,180
SBA COMMUNICATIONS CORP COM 78388J106 11 315 SH DEFINED 5 315 - -
SCANA CORP NEW COM 80589M102 4,554 120,866 SH DEFINED 2 120,866 - -
SCANA CORP NEW COM 80589M102 1,508 40,027 SH DEFINED 3 1,310 - 38,717
SCANA CORP NEW COM 80589M102 67 1,791 SH DEFINED 1,791 - -
SCANSOURCE INC COM 806037107 4 150 SH DEFINED 3 - - 150
SCANSOURCE INC COM 806037107 11,299 423,192 SH DEFINED 4 - 320,852 102,340
SCANSOURCE INC COM 806037107 22,218 832,149 SH DEFINED 6 832,149 - -
SCHEIN HENRY INC COM 806407102 1,190 22,631 SH DEFINED 3 - - 22,631
SCHEIN HENRY INC NOTE 3.000% 806407AB8 6,583 5,541,000 PRN DEFINED 3 5,541,000 - -
8/1
SCHEIN HENRY INC COM 806407102 1,310 24,900 SH DEFINED 4 - 3,600 21,300
SCHEIN HENRY INC COM 806407102 44 831 SH DEFINED 18 831 - -
SCHEIN HENRY INC COM 806407102 20 379 SH DEFINED 5 379 - -
SCHLUMBERGER LTD COM 806857108 48,166 739,995 SH DEFINED 1 165,613 574,382 -
SCHLUMBERGER LTD COM 806857108 109,191 1,677,543 SH DEFINED 2 1,677,543 - -
SCHLUMBERGER LTD COM 806857108 27,183 417,620 SH DEFINED 3 289,868 - 127,752
SCHLUMBERGER LTD COM 806857108 4,335 66,600 PUT DEFINED 3 66,600 - -
SCHLUMBERGER LTD COM 806857108 14,041 215,710 SH DEFINED 4 - 90,595 125,115
SCHLUMBERGER LTD COM 806857108 466 7,160 SH DEFINED 7 - 7,160 -
SCHLUMBERGER LTD COM 806857108 47 724 SH DEFINED 9 724 - -
SCHLUMBERGER LTD COM 806857108 282 4,334 SH DEFINED 10 4,334 - -
SCHLUMBERGER LTD COM 806857108 36 550 SH DEFINED 11 550 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
SCHLUMBERGER LTD COM 806857108 76 1,175 SH DEFINED 13 1,175 - -
SCHLUMBERGER LTD COM 806857108 1,298 19,946 SH DEFINED 14 19,946 - -
SCHLUMBERGER LTD COM 806857108 325 5,000 SH DEFINED 15 5,000 - -
SCHLUMBERGER LTD COM 806857108 32,800 503,922 SH DEFINED 16 503,922 - -
SCHLUMBERGER LTD COM 806857108 46 700 SH DEFINED 17 - - 700
SCHLUMBERGER LTD COM 806857108 488 7,494 SH DEFINED 18 7,494 - -
SCHLUMBERGER LTD COM 806857108 1,092 16,779 SH DEFINED 16,779 - -
SCHLUMBERGER LTD COM 806857108 1,536 23,605 SH SOLE 23,605 - -
SCHLUMBERGER LTD COM 806857108 2,790 42,870 SH DEFINED 5 42,870 - -
SCHLUMBERGER LTD COM 806857108 31 471 SH DEFINED 8 101 370 -
SCHNITZER STL INDS CL A 806882106 38 787 SH DEFINED 2 787 - -
SCHOLASTIC CORP COM 807066105 5 160 SH DEFINED 7 - 160 -
SCHOLASTIC CORP COM 807066105 18 600 SH DEFINED 8 - 600 -
SCHOOL SPECIALTY INC COM 807863105 120 5,113 SH DEFINED 2 5,113 - -
SCHOOL SPECIALTY INC COM 807863105 4 185 SH DEFINED 3 - - 185
SCHOOL SPECIALTY INC COM 807863105 491 21,000 SH DEFINED 4 - - 21,000
SCHOOL SPECIALTY INC COM 807863105 2 88 SH DEFINED 18 88 - -
SCHULMAN A INC COM 808194104 585 29,000 SH DEFINED 4 - - 29,000
SCHWAB CHARLES CORP NEW COM 808513105 23,451 1,246,067 SH DEFINED 2 1,246,067 - -
SCHWAB CHARLES CORP NEW COM 808513105 1,978 105,105 SH DEFINED 3 14,266 - 90,839
SCHWAB CHARLES CORP NEW COM 808513105 2,627 139,600 CALL DEFINED 3 139,600 - -
SCHWAB CHARLES CORP NEW COM 808513105 2,627 139,600 PUT DEFINED 3 139,600 - -
SCHWAB CHARLES CORP NEW COM 808513105 53 2,820 SH DEFINED 4 - - 2,820
SCHWAB CHARLES CORP NEW COM 808513105 211 11,210 SH DEFINED 7 - 11,210 -
SCHWAB CHARLES CORP NEW COM 808513105 69 3,691 SH DEFINED 10 3,691 - -
SCHWAB CHARLES CORP NEW COM 808513105 94 5,000 SH DEFINED 15 5,000 - -
SCHWAB CHARLES CORP NEW COM 808513105 47 2,500 SH DEFINED 16 2,500 - -
SCHWAB CHARLES CORP NEW COM 808513105 25 1,345 SH DEFINED 17 - - 1,345
SCHWAB CHARLES CORP NEW COM 808513105 56 2,954 SH DEFINED 18 2,954 - -
SCHWAB CHARLES CORP NEW COM 808513105 24 1,255 SH DEFINED 1,255 - -
SCHWAB CHARLES CORP NEW COM 808513105 881 46,786 SH SOLE 46,786 - -
SCHWAB CHARLES CORP NEW COM 808513105 6 318 SH DEFINED 5 318 - -
SCHWAB CHARLES CORP NEW COM 808513105 34 1,785 SH DEFINED 8 1,000 785 -
SCHWEITZER-MAUDUIT INTL COM 808541106 619 8,801 SH DEFINED 3 - - 8,801
INC
SCHWEITZER-MAUDUIT INTL COM 808541106 915 13,000 SH DEFINED 4 - - 13,000
INC
SCHWEITZER-MAUDUIT INTL COM 808541106 575 8,170 SH DEFINED 5 8,170 - -
INC
SCHWEITZER-MAUDUIT INTL COM 808541106 94 1,341 SH DEFINED 8 1,341 - -
INC
SCIENTIFIC LEARNING CORP COM 808760102 47 9,215 SH DEFINED 3 - - 9,215
SCOLR PHARMA INC COM 78402X107 - 400 SH DEFINED 3 - - 400
SCOTTS MIRACLE GRO CO CL A 810186106 551 14,010 SH DEFINED 2 14,010 - -
SCOTTS MIRACLE GRO CO CL A 810186106 174 4,417 SH DEFINED 3 - - 4,417
SCOTTS MIRACLE GRO CO CL A 810186106 2 55 SH DEFINED 18 55 - -
SCRIPPS NETWORKS CL A COM 811065101 5,218 125,736 SH DEFINED 2 125,736 - -
INTERACT IN
SCRIPPS NETWORKS CL A COM 811065101 78 1,888 SH DEFINED 3 954 - 934
INTERACT IN
SCRIPPS NETWORKS CL A COM 811065101 367 8,846 SH DEFINED 10 8,846 - -
INTERACT IN
SCRIPPS NETWORKS CL A COM 811065101 11 255 SH SOLE 255 - -
INTERACT IN
SCRIPPS NETWORKS CL A COM 811065101 12 300 SH DEFINED 5 300 - -
INTERACT IN
SEABOARD CORP COM 811543107 270 200 SH DEFINED 3 - - 200
SEABRIDGE GOLD INC COM 811916105 8 350 SH DEFINED 3 - - 350
SEABRIGHT INSURANCE COM 811656107 1,791 155,900 SH DEFINED 4 - 67,400 88,500
HLDGS IN
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
SEACHANGE INTL INC COM 811699107 13 2,000 SH DEFINED 3 - - 2,000
SEACOR HOLDINGS INC COM 811904101 557 7,299 SH DEFINED 2 7,299 - -
SEACOR HOLDINGS INC COM 811904101 41 538 SH DEFINED 3 - - 538
SEACOR HOLDINGS INC COM 811904101 54 710 SH DEFINED 5 710 - -
SEAGATE TECHNOLOGY SHS G7945J104 1,179 64,800 SH DEFINED 1 - 64,800 -
SEAGATE TECHNOLOGY SHS G7945J104 909 49,994 SH DEFINED 3 25,600 - 24,394
SEAGATE TECHNOLOGY SHS G7945J104 18 1,000 SH DEFINED 15 1,000 - -
SEAGATE TECHNOLOGY SHS G7945J104 2 136 SH DEFINED 18 136 - -
SEALED AIR CORP NEW COM 81211K100 5,309 242,843 SH DEFINED 2 242,843 - -
SEALED AIR CORP NEW COM 81211K100 132 6,049 SH DEFINED 3 1,763 - 4,286
SEALED AIR CORP NEW COM 81211K100 3 140 SH DEFINED 5 140 - -
SEALY CORP COM 812139301 21 6,735 SH DEFINED 3 - - 6,735
SEARS HLDGS CORP COM 812350106 103 1,232 SH DEFINED 3 555 - 677
SEARS HLDGS CORP COM 812350106 4 45 SH DEFINED 7 - 45 -
SEARS HLDGS CORP COM 812350106 58 692 SH DEFINED 14 692 - -
SEARS HLDGS CORP COM 812350106 60 715 SH DEFINED 16 715 - -
SEARS HLDGS CORP COM 812350106 24 290 SH DEFINED 290 - -
SEARS HLDGS CORP COM 812350106 545 6,527 SH DEFINED 5 6,527 - -
SEARS HLDGS CORP COM 812350106 4 50 SH DEFINED 8 50 - -
SEASPAN CORP SHS Y75638109 44 4,775 SH DEFINED 2 4,775 - -
SEASPAN CORP SHS Y75638109 146 15,791 SH DEFINED 3 - - 15,791
SEASPAN CORP SHS Y75638109 9 950 SH DEFINED 7 - 950 -
SEASPAN CORP SHS Y75638109 3 310 SH DEFINED 18 310 - -
SEASPAN CORP SHS Y75638109 2 265 SH DEFINED 5;1 265 - -
SEASPAN CORP SHS Y75638109 428 46,388 SH DEFINED 5 46,388 - -
SEASPAN CORP SHS Y75638109 9 1,000 SH DEFINED 8 1,000 - -
SEATTLE GENETICS INC COM 812578102 33 3,235 SH DEFINED 3 - - 3,235
SECURITY NATL FINL CORP CL A NEW 814785309 - 1 SH DEFINED 3 - - 1
SEI INVESTMENTS CO COM 784117103 1,002 57,210 SH DEFINED 2 57,210 - -
SEI INVESTMENTS CO COM 784117103 271 15,445 SH DEFINED 3 - - 15,445
SELECT COMFORT CORP COM 81616X103 6 896 SH DEFINED 2 896 - -
SELECT COMFORT CORP COM 81616X103 466 71,547 SH DEFINED 3 - - 71,547
SELECT MED HLDGS CORP COM 81619Q105 3 300 SH DEFINED 3 - - 300
SELECT MED HLDGS CORP COM 81619Q105 - 39 SH DEFINED 18 39 - -
SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 3,442 110,785 SH DEFINED 2 110,785 - -
SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 427 16,128 SH DEFINED 2 16,128 - -
SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 2,407 80,853 SH DEFINED 2 80,853 - -
SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 610 10,706 SH DEFINED 2 10,706 - -
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1,311 91,072 SH DEFINED 2 91,072 - -
SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 3 115 SH DEFINED 2 115 - -
SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 1,266 55,198 SH DEFINED 2 55,198 - -
SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 4,618 139,974 SH DEFINED 3 16,700 - 123,274
SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 6,598 200,000 PUT DEFINED 3 200,000 - -
SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 3,722 119,778 SH DEFINED 3 50,786 - 68,992
SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 15,352 494,100 PUT DEFINED 3 494,100 - -
SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1,008 38,081 SH DEFINED 3 - - 38,081
SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 54,925 2,075,000 CALL DEFINED 3 2,075,000 - -
SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 18,529 700,000 PUT DEFINED 3 700,000 - -
SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 10,345 347,500 SH DEFINED 3 151,600 - 195,900
SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 10,717 360,000 PUT DEFINED 3 360,000 - -
SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 7,656 134,293 SH DEFINED 3 66,928 - 67,365
SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 2,565 45,000 CALL DEFINED 3 45,000 - -
SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 22,593 396,300 PUT DEFINED 3 396,300 - -
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 25,523 1,772,416 SH DEFINED 3 1,471,698 - 300,718
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 29,483 2,047,400 CALL DEFINED 3 2,047,400 - -
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 101,004 7,014,200 PUT DEFINED 3 7,014,200 - -
SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 17,720 637,641 SH DEFINED 3 200,000 - 437,641
SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 16,674 600,000 CALL DEFINED 3 600,000 - -
SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 12,506 450,000 PUT DEFINED 3 450,000 - -
SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 11,901 519,001 SH DEFINED 3 54,600 - 464,401
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 20,175 650,397 SH DEFINED 3 360,000 - 290,397
SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 62,040 2,000,000 CALL DEFINED 3 2,000,000 - -
SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 11,633 375,000 PUT DEFINED 3 375,000 - -
SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 497 16,000 SH DEFINED 7 - 16,000 -
SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 3 100 SH DEFINED 7 - 100 -
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 35 2,400 SH DEFINED 7 - 2,400 -
SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 111 4,850 SH DEFINED 7 - 4,850 -
SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 165 5,000 SH DEFINED 13 5,000 - -
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 120 8,335 SH DEFINED 13 8,335 - -
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 137 9,500 SH DEFINED 15 9,500 - -
SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 57 1,000 SH DEFINED 16 1,000 - -
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 13 875 SH DEFINED 16 875 - -
SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 920 27,900 SH DEFINED 17 - - 27,900
SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 3,307 106,450 SH DEFINED 17 - - 106,450
SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 2,822 106,600 SH DEFINED 17 - - 106,600
SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 2,411 81,000 SH DEFINED 17 - - 81,000
SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 3,671 64,400 SH DEFINED 17 - - 64,400
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 3,637 252,600 SH DEFINED 17 - - 252,600
SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 2,671 96,100 SH DEFINED 17 - - 96,100
SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 5,104 222,600 SH DEFINED 17 - - 222,600
SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1,106 35,650 SH DEFINED 17 - - 35,650
SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 29 945 SH DEFINED 18 945 - -
SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 18 576 SH DEFINED 18 576 - -
SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1,173 37,750 SH DEFINED 37,750 - -
SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 6,271 110,000 SH DEFINED 110,000 - -
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 3,344 232,200 SH DEFINED 232,200 - -
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 353 24,500 SH SOLE 24,500 - -
SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 46 2,000 SH SOLE 2,000 - -
SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 25 800 SH DEFINED 800 - -
SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 567 17,161 SH DEFINED 5 17,161 - -
SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 890 28,634 SH DEFINED 5 28,634 - -
SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1,806 68,240 SH DEFINED 5 68,240 - -
SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1,611 54,116 SH DEFINED 5 54,116 - -
SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 120 2,102 SH DEFINED 5 2,102 - -
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1,905 132,304 SH DEFINED 5 132,304 - -
SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 437 15,740 SH DEFINED 5 15,740 - -
SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 3,853 168,037 SH DEFINED 5 168,037 - -
SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 2,009 64,758 SH DEFINED 5 64,758 - -
SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 16 500 SH DEFINED 8 500 - -
SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 3 100 SH DEFINED 8 100 - -
SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 40 1,500 SH DEFINED 8 1,500 - -
SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 60 2,000 SH DEFINED 8 2,000 - -
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 47 3,235 SH DEFINED 8 3,235 - -
SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 42 1,500 SH DEFINED 8 1,500 - -
SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 111 4,845 SH DEFINED 8 4,845 - -
SELECTIVE INS GROUP INC COM 816300107 511 31,036 SH DEFINED 3 - - 31,036
SELIGMAN PREM TECHNO COM 81634U107 100 5,000 SH DEFINED 3 - - 5,000
GRWTH F
SEMICONDUCTOR HLDRS TR DEP RCPT 816636203 3 97 SH DEFINED 2 97 - -
SEMICONDUCTOR HLDRS TR DEP RCPT 816636203 819 29,320 SH DEFINED 3 45 - 29,275
SEMICONDUCTOR HLDRS TR DEP RCPT 816636203 310 11,100 SH DEFINED 5 11,100 - -
SEMICONDUCTOR MFG INTL SPONSORED ADR 81663N206 3 800 SH DEFINED 5 800 - -
CORP
SEMITOOL INC COM 816909105 396 36,000 SH DEFINED 4 - - 36,000
SEMPRA ENERGY COM 816851109 18,905 337,705 SH DEFINED 2 337,705 - -
SEMPRA ENERGY COM 816851109 5,783 103,310 SH DEFINED 3 2,701 - 100,609
SEMPRA ENERGY COM 816851109 114 2,040 SH DEFINED 10 2,040 - -
SEMPRA ENERGY COM 816851109 94 1,680 SH DEFINED 17 - - 1,680
SEMPRA ENERGY COM 816851109 144 2,573 SH DEFINED 18 2,573 - -
SEMPRA ENERGY COM 816851109 22 387 SH DEFINED 387 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
SEMPRA ENERGY COM 816851109 186 3,325 SH SOLE 3,325 - -
SEMPRA ENERGY COM 816851109 311 5,550 SH DEFINED 5 5,550 - -
SEMPRA ENERGY COM 816851109 - - SH DEFINED 8 - - -
SEMTECH CORP COM 816850101 956 56,194 SH DEFINED 2 56,194 - -
SEMTECH CORP COM 816850101 31 1,800 SH DEFINED 3 - - 1,800
SEMTECH CORP COM 816850101 10 580 SH DEFINED 18 580 - -
SEMTECH CORP COM 816850101 8 475 SH DEFINED 475 - -
SENIOR HSG PPTYS TR SH BEN INT 81721M109 561 25,651 SH DEFINED 3 - - 25,651
SENSIENT TECHNOLOGIES COM 81725T100 223 8,491 SH DEFINED 3 - - 8,491
CORP
SENSIENT TECHNOLOGIES COM 81725T100 53 2,000 SH DEFINED 2,000 - -
CORP
SENSIENT TECHNOLOGIES COM 81725T100 50 1,900 SH DEFINED 5 1,900 - -
CORP
SEQUENOM INC COM NEW 817337405 2 600 SH DEFINED 3 - - 600
SERVICE CORP INTL COM 817565104 58 7,088 SH DEFINED 2 7,088 - -
SERVICE CORP INTL COM 817565104 18 2,250 SH DEFINED 3 - - 2,250
SERVICE CORP INTL COM 817565104 230 28,130 SH DEFINED 4 - 28,130 -
SERVICE CORP INTL COM 817565104 49 5,900 SH DEFINED 5 5,900 - -
SERVICE CORP INTL COM 817565104 16 2,000 SH DEFINED 8 2,000 - -
SESI L L C NOTE 1.5 78412FAH7 4,602 5,000,000 PRN DEFINED 3 5,000,000 - -
SEVERN BANCORP ANNAPOLIS COM 81811M100 36 14,140 SH DEFINED 3 - - 14,140
MD
SHANDA INTERACTIVE ENTMT SPONSORED ADR 81941Q203 9 165 SH DEFINED 3 - - 165
LTD
SHANDA INTERACTIVE ENTMT SPONSORED ADR 81941Q203 24 450 SH DEFINED 5 450 - -
LTD
SHAW COMMUNICATIONS INC CL B CONV 82028K200 264,624 12,846,549 SH DEFINED 1 705,160 12,141,389 -
SHAW COMMUNICATIONS INC CL B CONV 82028K200 37 1,793 SH DEFINED 2 1,793 - -
SHAW COMMUNICATIONS INC CL B CONV 82028K200 1,670 81,095 SH DEFINED 3 - - 81,095
SHAW COMMUNICATIONS INC CL B CONV 82028K200 172,288 8,363,951 SH DEFINED 6 8,363,951 - -
SHAW COMMUNICATIONS INC CL B CONV 82028K200 21,337 1,035,838 SH DEFINED 7 - 1,035,838 -
SHAW COMMUNICATIONS INC CL B CONV 82028K200 436 21,150 SH DEFINED 9 21,150 - -
SHAW COMMUNICATIONS INC CL B CONV 82028K200 48 2,320 SH DEFINED 15 2,320 - -
SHAW COMMUNICATIONS INC CL B CONV 82028K200 76 3,700 SH DEFINED 17 - - 3,700
SHAW COMMUNICATIONS INC CL B CONV 82028K200 28,189 1,368,470 SH DEFINED 5;1 1,368,470 - -
SHAW COMMUNICATIONS INC CL B CONV 82028K200 483 23,428 SH DEFINED 23,428 - -
SHAW COMMUNICATIONS INC CL B CONV 82028K200 226,118 10,977,203 SH SOLE 10,977,203 - -
SHAW COMMUNICATIONS INC CL B CONV 82028K200 2,060 100,000 CALL SOLE 100,000 - -
SHAW COMMUNICATIONS INC CL B CONV 82028K200 90,404 4,388,778 SH DEFINED 5 4,388,778 - -
SHAW COMMUNICATIONS INC CL B CONV 82028K200 3,743 181,700 CALL DEFINED 5 181,700 - -
SHAW COMMUNICATIONS INC CL B CONV 82028K200 385 18,700 PUT DEFINED 5 18,700 - -
SHAW COMMUNICATIONS INC CL B CONV 82028K200 1,584 76,911 SH DEFINED 8 61,801 15,110 -
SHAW GROUP INC COM 820280105 108 3,766 SH DEFINED 2 3,766 - -
SHAW GROUP INC COM 820280105 444 15,457 SH DEFINED 3 - - 15,457
SHAW GROUP INC COM 820280105 29 1,000 SH DEFINED 16 1,000 - -
SHAW GROUP INC COM 820280105 3 120 SH DEFINED 18 120 - -
SHAW GROUP INC COM 820280105 8 265 SH DEFINED 265 - -
SHAW GROUP INC COM 820280105 98 3,399 SH DEFINED 5 3,399 - -
SHENANDOAH COM 82312B106 42 2,042 SH DEFINED 3 - - 2,042
TELECOMMUNICATION
SHERWIN WILLIAMS CO COM 824348106 795 12,900 SH DEFINED 1 - 12,900 -
SHERWIN WILLIAMS CO COM 824348106 8,945 145,092 SH DEFINED 2 145,092 - -
SHERWIN WILLIAMS CO COM 824348106 553 8,967 SH DEFINED 3 996 - 7,971
SHERWIN WILLIAMS CO COM 824348106 1,418 23,000 SH DEFINED 14 23,000 - -
SHERWIN WILLIAMS CO COM 824348106 267 4,335 SH DEFINED 5 4,335 - -
SHERWIN WILLIAMS CO COM 824348106 5 80 SH DEFINED 8 80 - -
SHILOH INDS INC COM 824543102 477 90,000 SH DEFINED 4 - - 90,000
SHINER INTL INC COM 824568109 34 24,245 SH DEFINED 16 24,245 - -
SHINHAN FINANCIAL GROUP SPN ADR RESTRD 824596100 552 7,438 SH DEFINED 2 7,438 - -
CO L
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
SHINHAN FINANCIAL GROUP SPN ADR RESTRD 824596100 1 10 SH DEFINED 3 - - 10
CO L
SHINHAN FINANCIAL GROUP SPN ADR RESTRD 824596100 312 4,204 SH DEFINED 10 4,204 - -
CO L
SHIP FINANCE SHS G81075106 83 6,114 SH DEFINED 3 - - 6,114
INTERNATIONAL L
SHIP FINANCE SHS G81075106 18 1,332 SH DEFINED 15 1,332 - -
INTERNATIONAL L
SHIP FINANCE SHS G81075106 14 1,000 SH DEFINED 5 1,000 - -
INTERNATIONAL L
SHIRE PLC SPONSORED ADR 82481R106 38 640 SH DEFINED 3 - - 640
SHIRE PLC SPONSORED ADR 82481R106 9 151 SH DEFINED 7 - 151 -
SHIRE PLC SPONSORED ADR 82481R106 2 41 SH DEFINED 41 - -
SHIRE PLC SPONSORED ADR 82481R106 352 6,000 SH DEFINED 5 6,000 - -
SHORE BANCSHARES INC COM 825107105 22 1,500 SH DEFINED 3 - - 1,500
SHUFFLE MASTER INC COM 825549108 6 744 SH DEFINED 2 744 - -
SHUFFLE MASTER INC COM 825549108 8 1,000 SH DEFINED 3 - - 1,000
SHUFFLE MASTER INC COM 825549108 4,356 528,632 SH DEFINED 4 - 403,312 125,320
SIEBERT FINL CORP COM 826176109 1 400 SH DEFINED 3 - - 400
SIEMENS A G SPONSORED ADR 826197501 92 1,000 SH DEFINED 2 1,000 - -
SIEMENS A G SPONSORED ADR 826197501 676 7,370 SH DEFINED 3 - - 7,370
SIEMENS A G SPONSORED ADR 826197501 3 37 SH DEFINED 15 37 - -
SIEMENS A G SPONSORED ADR 826197501 344 3,750 SH DEFINED 17 - - 3,750
SIEMENS A G SPONSORED ADR 826197501 7 76 SH DEFINED 18 76 - -
SIEMENS A G SPONSORED ADR 826197501 5,880 64,124 SH DEFINED 5;1 64,124 - -
SIEMENS A G SPONSORED ADR 826197501 34 375 SH DEFINED 375 - -
SIEMENS A G SPONSORED ADR 826197501 4,319 47,093 SH DEFINED 5 47,093 - -
SIEMENS A G SPONSORED ADR 826197501 117 1,281 SH DEFINED 8 1,281 - -
SIERRA WIRELESS INC COM 826516106 2 200 SH DEFINED 3 - - 200
SIERRA WIRELESS INC COM 826516106 32 3,000 SH DEFINED 7 - 3,000 -
SIERRA WIRELESS INC COM 826516106 369 34,746 SH DEFINED 5 34,746 - -
SIERRA WIRELESS INC COM 826516106 11 1,000 CALL DEFINED 5 1,000 - -
SIERRA WIRELESS INC COM 826516106 2 167 SH DEFINED 8 167 - -
SIFY TECHNOLOGIES LIMITED SPONSORED ADR 82655M107 - 50 SH DEFINED 3 - - 50
SIGMA ALDRICH CORP COM 826552101 6,606 130,680 SH DEFINED 2 130,680 - -
SIGMA ALDRICH CORP COM 826552101 4,208 83,236 SH DEFINED 3 1,390 - 81,846
SIGMA ALDRICH CORP COM 826552101 885 17,500 SH DEFINED 4 - 2,500 15,000
SIGMA ALDRICH CORP COM 826552101 4 76 SH DEFINED 18 76 - -
SIGMA ALDRICH CORP COM 826552101 777 15,361 SH DEFINED 5 15,361 - -
SIGMA ALDRICH CORP COM 826552101 9 180 SH DEFINED 8 180 - -
SIGMA DESIGNS INC COM 826565103 379 35,426 SH DEFINED 2 35,426 - -
SIGMA DESIGNS INC COM 826565103 92 8,561 SH DEFINED 3 229 - 8,332
SIGMA DESIGNS INC COM 826565103 5 450 SH DEFINED 16 450 - -
SIGMATRON INTL INC COM 82661L101 354 70,000 SH DEFINED 4 - - 70,000
SIGNATURE BK NEW YORK N Y COM 82669G104 383 12,014 SH DEFINED 2 12,014 - -
SIGNATURE BK NEW YORK N Y COM 82669G104 1 41 SH DEFINED 3 - - 41
SIGNET JEWELERS LIMITED SHS G81276100 117 4,385 SH DEFINED 2 4,385 - -
SIGNET JEWELERS LIMITED SHS G81276100 97 3,639 SH DEFINED 3 - - 3,639
SIGNET JEWELERS LIMITED SHS G81276100 3 100 SH DEFINED 5 100 - -
SILGAN HOLDINGS INC COM 827048109 210 3,621 SH DEFINED 3 - - 3,621
SILICON IMAGE INC COM 82705T102 1 300 SH DEFINED 2 300 - -
SILICON IMAGE INC COM 82705T102 3 1,200 SH DEFINED 3 - - 1,200
SILICON IMAGE INC COM 82705T102 73 28,150 SH DEFINED 5 28,150 - -
SILICON LABORATORIES INC COM 826919102 6,164 127,400 SH DEFINED 1 14,100 113,300 -
SILICON MOTION SPONSORED ADR 82706C108 - 72 SH DEFINED 5 72 - -
TECHNOLOGY CO
SILICON STORAGE COM 827057100 2 900 SH DEFINED 3 - - 900
TECHNOLOGY I
SILICONWARE PRECISION SPONSD ADR SPL 827084864 328 46,758 SH DEFINED 2 46,758 - -
INDS L
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
SILICONWARE PRECISION SPONSD ADR SPL 827084864 1 132 SH DEFINED 3 - - 132
INDS L
SILICONWARE PRECISION SPONSD ADR SPL 827084864 - 3 SH DEFINED 5 3 - -
INDS L
SILVER STD RES INC COM 82823L106 1,034 47,311 SH DEFINED 3 30,301 - 17,010
SILVER STD RES INC COM 82823L106 1,065 48,700 PUT DEFINED 3 48,700 - -
SILVER STD RES INC COM 82823L106 11 500 SH DEFINED 6 500 - -
SILVER STD RES INC COM 82823L106 1,093 50,000 SH DEFINED 16 50,000 - -
SILVER STD RES INC COM 82823L106 52 2,400 SH DEFINED 2,400 - -
SILVER STD RES INC COM 82823L106 528 24,155 SH DEFINED 5 24,155 - -
SILVER STD RES INC COM 82823L106 109 5,000 CALL DEFINED 5 5,000 - -
SILVER WHEATON CORP COM 828336107 79,081 5,238,862 SH DEFINED 1 90,500 5,066,162 82,200
SILVER WHEATON CORP COM 828336107 2,454 162,584 SH DEFINED 3 - - 162,584
SILVER WHEATON CORP COM 828336107 1,499 99,300 SH DEFINED 6 99,300 - -
SILVER WHEATON CORP COM 828336107 8,233 545,385 SH DEFINED 7 - 545,385 -
SILVER WHEATON CORP COM 828336107 11 723 SH DEFINED 10 723 - -
SILVER WHEATON CORP COM 828336107 15 970 SH DEFINED 16 970 - -
SILVER WHEATON CORP COM 828336107 137 9,075 SH DEFINED 9,075 - -
SILVER WHEATON CORP COM 828336107 2,800 185,530 SH DEFINED 5 185,530 - -
SILVER WHEATON CORP COM 828336107 133 8,800 CALL DEFINED 5 8,800 - -
SILVER WHEATON CORP COM 828336107 15 1,000 PUT DEFINED 5 1,000 - -
SILVER WHEATON CORP COM 828336107 198 13,115 SH DEFINED 8 3,100 10,015 -
SILVERCORP METALS INC COM 82835P103 34 5,200 SH DEFINED 3 - - 5,200
SILVERCORP METALS INC COM 82835P103 34 5,200 SH DEFINED 6 5,200 - -
SILVERCORP METALS INC COM 82835P103 219 33,028 SH DEFINED 5 33,028 - -
SILVERLEAF RESORTS INC COM 828395103 - 100 SH DEFINED 3 - - 100
SIMMONS 1ST NATL CORP CL A $1 PAR 828730200 133 4,800 SH DEFINED 3 - - 4,800
SIMMONS 1ST NATL CORP CL A $1 PAR 828730200 584 21,000 SH DEFINED 4 - - 21,000
SIMON PPTY GROUP INC NEW COM 828806109 61,186 766,745 SH DEFINED 1 71,262 695,483 -
SIMON PPTY GROUP INC NEW COM 828806109 29,502 369,694 SH DEFINED 2 369,694 - -
SIMON PPTY GROUP INC NEW COM 828806109 2,237 28,031 SH DEFINED 3 3,809 - 24,222
SIMON PPTY GROUP INC NEW PFD CONV I 6% 828806802 8 120 PRN DEFINED 3 - - 120
SIMON PPTY GROUP INC NEW COM 828806109 8,586 107,591 SH DEFINED 4 - 47,328 60,263
SIMON PPTY GROUP INC NEW COM 828806109 70 877 SH DEFINED 16 877 - -
SIMON PPTY GROUP INC NEW COM 828806109 21 258 SH DEFINED 18 258 - -
SIMON PPTY GROUP INC NEW COM 828806109 84 1,054 SH DEFINED 1,054 - -
SIMON PPTY GROUP INC NEW COM 828806109 36 447 SH DEFINED 5 447 - -
SIMON PPTY GROUP INC NEW COM 828806109 33 414 SH DEFINED 8 414 - -
SIMPSON MANUFACTURING CO COM 829073105 11,343 421,835 SH DEFINED 4 - 320,575 101,260
INC
SIMS METAL MANAGEMENT LTD SPONS ADR 829160100 105 5,369 SH DEFINED 2 5,369 - -
SIMS METAL MANAGEMENT LTD SPONS ADR 829160100 14 700 SH DEFINED 3 - - 700
SINA CORP ORD G81477104 314 6,953 SH DEFINED 2 6,953 - -
SINA CORP ORD G81477104 1,220 27,000 SH DEFINED 15 27,000 - -
SINCLAIR BROADCAST GROUP CL A 829226109 423 105,000 SH DEFINED 3 100,000 - 5,000
INC
SINGAPORE FD INC COM 82929L109 198 14,891 SH DEFINED 3 - - 14,891
SINO GLOBAL SHIPPING COM 82935V109 1 200 SH DEFINED 3 - - 200
AMER LT
SINOPEC SHANGHAI SPON ADR H 82935M109 35 898 SH DEFINED 2 898 - -
PETROCHEMIC
SINOVAC BIOTECH LTD SHS P8696W104 2 250 SH DEFINED 5 250 - -
SIRIUS XM RADIO INC COM 82967N108 209 347,720 SH DEFINED 3 - - 347,720
SIRIUS XM RADIO INC COM 82967N108 4 6,900 SH DEFINED 6,900 - -
SIRIUS XM RADIO INC COM 82967N108 4 5,700 SH DEFINED 5 5,700 - -
SIRIUS XM RADIO INC COM 82967N108 - 700 SH DEFINED 8 700 - -
SIRONA DENTAL SYSTEMS INC COM 82966C103 79 2,500 SH DEFINED 1 - 2,500 -
SIRONA DENTAL SYSTEMS INC COM 82966C103 354 11,168 SH DEFINED 2 11,168 - -
SIRONA DENTAL SYSTEMS INC COM 82966C103 19 600 SH DEFINED 3 - - 600
SIRONA DENTAL SYSTEMS INC COM 82966C103 28 870 SH DEFINED 5 870 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
SJW CORP COM 784305104 29 1,300 SH DEFINED 2 1,300 - -
SJW CORP COM 784305104 41 1,824 SH DEFINED 3 - - 1,824
SJW CORP COM 784305104 357 15,800 SH DEFINED 4 - - 15,800
SK TELECOM LTD SPONSORED ADR 78440P108 745 45,833 SH DEFINED 2 45,833 - -
SK TELECOM LTD SPONSORED ADR 78440P108 2 146 SH DEFINED 3 - - 146
SK TELECOM LTD SPONSORED ADR 78440P108 397 24,427 SH DEFINED 7 - 24,427 -
SK TELECOM LTD SPONSORED ADR 78440P108 1,253 77,038 SH SOLE 77,038 - -
SK TELECOM LTD SPONSORED ADR 78440P108 8 468 SH DEFINED 5 468 - -
SK TELECOM LTD SPONSORED ADR 78440P108 6 360 SH DEFINED 8 - 360 -
SKECHERS U S A INC CL A 830566105 107 3,650 SH DEFINED 3 - - 3,650
SKECHERS U S A INC CL A 830566105 221 7,500 PUT DEFINED 3 7,500 - -
SKILLED HEALTHCARE GROUP CL A 83066R107 22 2,947 SH DEFINED 2 2,947 - -
INC
SKILLSOFT PLC SPONSORED ADR 830928107 27 2,599 SH DEFINED 3 - - 2,599
SKILLSOFT PLC SPONSORED ADR 830928107 2,446 233,387 SH DEFINED 4 - 73,400 159,987
SKYSTAR BIO-PHARMA CO COM PAR $.001 830884300 5 500 SH DEFINED 3 - - 500
SKYWEST INC COM 830879102 16 931 SH DEFINED 2 931 - -
SKYWEST INC COM 830879102 2 110 SH DEFINED 3 - - 110
SKYWEST INC COM 830879102 34 2,000 SH DEFINED 5 2,000 - -
SKYWORKS SOLUTIONS INC COM 83088M102 166 11,705 SH DEFINED 2 11,705 - -
SKYWORKS SOLUTIONS INC COM 83088M102 14 961 SH DEFINED 3 - - 961
SKYWORKS SOLUTIONS INC COM 83088M102 3,230 227,610 SH DEFINED 4 - 124,110 103,500
SKYWORKS SOLUTIONS INC COM 83088M102 50 3,500 SH DEFINED 5 3,500 - -
SL GREEN RLTY CORP COM 78440X101 25,135 500,300 SH DEFINED 1 54,700 445,600 -
SL GREEN RLTY CORP COM 78440X101 21 421 SH DEFINED 3 - - 421
SL GREEN RLTY CORP COM 78440X101 13 250 SH DEFINED 16 250 - -
SL GREEN RLTY CORP COM 78440X101 5 107 SH DEFINED 18 107 - -
SLM CORP COM 78442P106 7,056 626,078 SH DEFINED 2 626,078 - -
SLM CORP COM 78442P106 1,395 123,753 SH DEFINED 3 115,269 - 8,484
SLM CORP COM 78442P106 96 8,500 SH DEFINED 14 8,500 - -
SLM CORP COM 78442P106 73 6,500 SH DEFINED 15 6,500 - -
SLM CORP COM 78442P106 1 100 SH DEFINED 5 100 - -
SMALL CAP PREM & DIV COM 83165P101 66 6,518 SH DEFINED 3 - - 6,518
INCM FD
SMART BALANCE INC COM 83169Y108 1,612 268,628 SH DEFINED 3 - - 268,628
SMART BALANCE INC COM 83169Y108 45 7,500 SH DEFINED 16 7,500 - -
SMART MODULAR ORD SHS G82245104 52 8,200 SH DEFINED 1 - 8,200 -
TECHNOLOGIES I
SMART MODULAR ORD SHS G82245104 1 106 SH DEFINED 3 106 - -
TECHNOLOGIES I
SMARTHEAT INC COM 83172F104 26 1,825 SH DEFINED 3 - - 1,825
SMITH & NEPHEW PLC SPDN ADR NEW 83175M205 183 3,578 SH DEFINED 3 - - 3,578
SMITH & NEPHEW PLC SPDN ADR NEW 83175M205 5 100 SH DEFINED 7 - 100 -
SMITH & NEPHEW PLC SPDN ADR NEW 83175M205 5,627 109,791 SH DEFINED 13 109,791 - -
SMITH & NEPHEW PLC SPDN ADR NEW 83175M205 3 56 SH DEFINED 18 56 - -
SMITH & NEPHEW PLC SPDN ADR NEW 83175M205 1 12 SH DEFINED 12 - -
SMITH & NEPHEW PLC SPDN ADR NEW 83175M205 38 745 SH DEFINED 5 745 - -
SMITH & WESSON HLDG CORP COM 831756101 244 59,756 SH DEFINED 3 - - 59,756
SMITH A O COM 831865209 119 2,750 SH DEFINED 2 2,750 - -
SMITH A O COM 831865209 65 1,500 SH DEFINED 3 - - 1,500
SMITH INTL INC COM 832110100 9,750 358,857 SH DEFINED 2 358,857 - -
SMITH INTL INC COM 832110100 422 15,547 SH DEFINED 3 2,609 - 12,938
SMITH INTL INC COM 832110100 84 3,100 SH DEFINED 4 - 3,100 -
SMITH INTL INC COM 832110100 17 614 SH DEFINED 18 614 - -
SMITH INTL INC COM 832110100 2 65 SH DEFINED 65 - -
SMITH MICRO SOFTWARE INC COM 832154108 2 200 SH DEFINED 3 - - 200
SMITHFIELD FOODS INC COM 832248108 48 3,180 SH DEFINED 3 - - 3,180
SMITHFIELD FOODS INC COM 832248108 3 184 SH DEFINED 18 184 - -
SMITHFIELD FOODS INC COM 832248108 15 1,000 SH DEFINED 5 1,000 - -
SMUCKER J M CO COM NEW 832696405 9,632 155,984 SH DEFINED 2 155,984 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
SMUCKER J M CO COM NEW 832696405 2,511 40,659 SH DEFINED 3 1,370 - 39,289
SMUCKER J M CO COM NEW 832696405 6 100 SH DEFINED 9 100 - -
SMUCKER J M CO COM NEW 832696405 1 14 SH DEFINED 16 14 - -
SMUCKER J M CO COM NEW 832696405 86 1,393 SH DEFINED 1,393 - -
SMUCKER J M CO COM NEW 832696405 569 9,228 SH DEFINED 5 9,228 - -
SMUCKER J M CO COM NEW 832696405 66 1,062 SH DEFINED 8 1,062 - -
SNAP ON INC COM 833034101 2,208 52,248 SH DEFINED 2 52,248 - -
SNAP ON INC COM 833034101 88 2,089 SH DEFINED 3 623 - 1,466
SNAP ON INC COM 833034101 2 41 SH DEFINED 18 41 - -
SNAP ON INC COM 833034101 33 775 SH DEFINED 5 775 - -
SOCIEDAD QUIMICA MINERA SPON ADR SER B 833635105 3,152 83,890 SH DEFINED 3 80,000 - 3,890
DE C
SOCIEDAD QUIMICA MINERA SPON ADR SER B 833635105 103 2,737 SH DEFINED 16 2,737 - -
DE C
SOCIEDAD QUIMICA MINERA SPON ADR SER B 833635105 3 73 SH DEFINED 18 73 - -
DE C
SOCIEDAD QUIMICA MINERA SPON ADR SER B 833635105 87 2,320 SH DEFINED 2,320 - -
DE C
SOCIEDAD QUIMICA MINERA SPON ADR SER B 833635105 89 2,375 SH DEFINED 5 2,375 - -
DE C
SOCKET MOBILE INC COM NEW 83368E200 123 39,540 SH DEFINED 16 39,540 - -
SOFTWARE HOLDRS TR DEPOSITRY RCPT 83404B103 25 600 SH DEFINED 3 - - 600
SOHU COM INC COM 83408W103 106 1,854 SH DEFINED 2 1,854 - -
SOHU COM INC COM 83408W103 40 698 SH DEFINED 3 - - 698
SOHU COM INC COM 83408W103 26 450 SH DEFINED 450 - -
SOHU COM INC COM 83408W103 620 10,814 SH DEFINED 5 10,814 - -
SOHU COM INC COM 83408W103 11 200 SH DEFINED 8 200 - -
SOLARFUN POWER HOLDINGS SPONSORED ADR 83415U108 114 14,913 SH DEFINED 3 - - 14,913
CO L
SOLERA HOLDINGS INC COM 83421A104 254 7,043 SH DEFINED 2 7,043 - -
SOLERA HOLDINGS INC COM 83421A104 26 710 SH DEFINED 3 - - 710
SOLITARIO EXPL & RTY CORP COM 8342EP107 2 1,000 SH DEFINED 5 1,000 - -
SOLUTIA INC COM NEW 834376501 958 75,415 SH DEFINED 3 75,000 - 415
SOMANETICS CORP COM NEW 834445405 360 20,500 SH DEFINED 3 - - 20,500
SONIC CORP COM 835451105 10 1,033 SH DEFINED 2 1,033 - -
SONIC CORP COM 835451105 8 837 SH DEFINED 3 - - 837
SONIC CORP COM 835451105 4,840 480,683 SH DEFINED 4 - 364,813 115,870
SONIC CORP COM 835451105 5 525 SH SOLE 525 - -
SONIC SOLUTIONS COM 835460106 6 485 SH DEFINED 3 - - 485
SONIC SOLUTIONS COM 835460106 15,016 1,273,653 SH DEFINED 4 - 457,800 815,853
SONICWALL INC COM 835470105 18 2,371 SH DEFINED 2 2,371 - -
SONICWALL INC COM 835470105 - 10 SH DEFINED 3 10 - -
SONOCO PRODS CO COM 835495102 401 13,715 SH DEFINED 2 13,715 - -
SONOCO PRODS CO COM 835495102 169 5,767 SH DEFINED 3 - - 5,767
SONOSITE INC COM 83568G104 571 24,153 SH DEFINED 3 - - 24,153
SONOSITE INC COM 83568G104 5,150 217,959 SH DEFINED 4 - 165,439 52,520
SONUS NETWORKS INC COM 835916107 7 3,437 SH DEFINED 3 - - 3,437
SONUS NETWORKS INC COM 835916107 16 7,500 SH DEFINED 16 7,500 - -
SONY CORP ADR NEW 835699307 32 1,095 SH DEFINED 2 1,095 - -
SONY CORP ADR NEW 835699307 1,096 37,807 SH DEFINED 3 29,000 - 8,807
SONY CORP ADR NEW 835699307 14 470 SH DEFINED 7 - 470 -
SONY CORP ADR NEW 835699307 290 10,000 SH DEFINED 15 10,000 - -
SONY CORP ADR NEW 835699307 29 990 SH DEFINED 16 990 - -
SONY CORP ADR NEW 835699307 260 8,950 SH DEFINED 5 8,950 - -
SORL AUTO PTS INC COM 78461U101 5 565 SH DEFINED 5 565 - -
SOTHEBYS COM 835898107 31 1,380 SH DEFINED 3 1,200 - 180
SOTHEBYS COM 835898107 3 121 SH DEFINED 18 121 - -
SOURCE CAP INC COM 836144105 23 525 SH DEFINED 3 - - 525
SOURCE CAP INC COM 836144105 56 1,300 SH DEFINED 5 1,300 - -
SOURCEFIRE INC COM 83616T108 725 27,100 SH DEFINED 1 - 27,100 -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
SOURCEFIRE INC COM 83616T108 470 17,594 SH DEFINED 3 57 - 17,537
SOUTH FINL GROUP INC COM 837841105 1 1,681 SH DEFINED 3 - - 1,681
SOUTH JERSEY INDS INC COM 838518108 11 300 SH DEFINED 3 - - 300
SOUTH JERSEY INDS INC COM 838518108 5 125 SH DEFINED 5 125 - -
SOUTHERN CMNTY FINL CORP COM 842632101 73 32,000 SH DEFINED 4 - - 32,000
SOUTHERN CO COM 842587107 26,085 782,873 SH DEFINED 2 782,873 - -
SOUTHERN CO COM 842587107 4,486 134,625 SH DEFINED 3 8,850 - 125,775
SOUTHERN CO COM 842587107 83 2,495 SH DEFINED 7 - 2,495 -
SOUTHERN CO COM 842587107 12 350 SH DEFINED 9 350 - -
SOUTHERN CO COM 842587107 219 6,582 SH DEFINED 10 6,582 - -
SOUTHERN CO COM 842587107 113 3,399 SH DEFINED 15 3,399 - -
SOUTHERN CO COM 842587107 17 500 SH DEFINED 17 - - 500
SOUTHERN CO COM 842587107 285 8,540 SH DEFINED 18 8,540 - -
SOUTHERN CO COM 842587107 286 8,587 SH DEFINED 7,600 987 -
SOUTHERN CO COM 842587107 11,748 352,575 SH SOLE 352,575 - -
SOUTHERN CO COM 842587107 2,034 61,049 SH DEFINED 5 61,049 - -
SOUTHERN CO COM 842587107 1,455 43,668 SH DEFINED 8 43,068 600 -
SOUTHERN COPPER CORP COM 84265V105 520 15,814 SH DEFINED 2 15,814 - -
SOUTHERN COPPER CORP COM 84265V105 455 13,825 SH DEFINED 3 1,700 - 12,125
SOUTHERN COPPER CORP COM 84265V105 100 3,053 SH DEFINED 10 3,053 - -
SOUTHERN COPPER CORP COM 84265V105 97 2,937 SH DEFINED 13 2,937 - -
SOUTHERN COPPER CORP COM 84265V105 103 3,125 SH DEFINED 17 - - 3,125
SOUTHERN COPPER CORP COM 84265V105 76 2,300 SH DEFINED 18 2,300 - -
SOUTHERN COPPER CORP COM 84265V105 226 6,855 SH SOLE 6,855 - -
SOUTHERN COPPER CORP COM 84265V105 508 15,421 SH DEFINED 5 15,421 - -
SOUTHERN NATL BANCORP OF COM 843395104 72 10,000 SH DEFINED 3 - - 10,000
VA
SOUTHERN UN CO NEW COM 844030106 67 2,935 SH DEFINED 3 - - 2,935
SOUTHERN UN CO NEW COM 844030106 9 410 SH DEFINED 16 410 - -
SOUTHERN UN CO NEW COM 844030106 5 233 SH DEFINED 5 233 - -
SOUTHSIDE BANCSHARES INC COM 84470P109 - 10 SH DEFINED 3 - - 10
SOUTHSIDE BANCSHARES INC COM 84470P109 603 30,776 SH DEFINED 5 30,776 - -
SOUTHSIDE BANCSHARES INC COM 84470P109 42 2,120 SH DEFINED 8 2,120 - -
SOUTHWEST AIRLS CO COM 844741108 11,388 996,285 SH DEFINED 2 996,285 - -
SOUTHWEST AIRLS CO COM 844741108 1,345 117,703 SH DEFINED 3 8,223 - 109,480
SOUTHWEST AIRLS CO COM 844741108 2,286 200,000 CALL DEFINED 3 200,000 - -
SOUTHWEST AIRLS CO COM 844741108 22 1,935 SH DEFINED 18 1,935 - -
SOUTHWEST AIRLS CO COM 844741108 2 195 SH SOLE 195 - -
SOUTHWEST AIRLS CO COM 844741108 2 200 SH DEFINED 5 200 - -
SOUTHWEST BANCORP INC COM 844767103 363 52,300 SH DEFINED 4 - - 52,300
OKLA
SOUTHWEST BANCORP INC COM 844767103 2 341 SH DEFINED 18 341 - -
OKLA
SOUTHWEST GAS CORP COM 844895102 287 10,077 SH DEFINED 2 10,077 - -
SOUTHWEST GAS CORP COM 844895102 24 843 SH DEFINED 3 - - 843
SOUTHWEST WTR CO COM 845331107 3 500 SH DEFINED 3 - - 500
SOUTHWEST WTR CO COM 845331107 269 45,644 SH DEFINED 4 - - 45,644
SOUTHWESTERN ENERGY CO COM 845467109 81,121 1,683,000 SH DEFINED 1 58,700 1,595,700 28,600
SOUTHWESTERN ENERGY CO COM 845467109 22,080 458,098 SH DEFINED 2 458,098 - -
SOUTHWESTERN ENERGY CO COM 845467109 575 11,928 SH DEFINED 3 3,825 - 8,103
SOUTHWESTERN ENERGY CO COM 845467109 114 2,375 SH DEFINED 10 2,375 - -
SOUTHWESTERN ENERGY CO COM 845467109 122 2,530 SH DEFINED 17 - - 2,530
SOUTHWESTERN ENERGY CO COM 845467109 107 2,215 SH DEFINED 18 2,215 - -
SOUTHWESTERN ENERGY CO COM 845467109 183 3,800 SH SOLE 3,800 - -
SOUTHWESTERN ENERGY CO COM 845467109 118 2,438 SH DEFINED 5 2,438 - -
SOVRAN SELF STORAGE INC COM 84610H108 60 1,670 SH DEFINED 3 - - 1,670
SPAIN FD COM 846330108 6 800 SH DEFINED 3 - - 800
SPARK NETWORKS INC COM 84651P100 180 60,000 SH DEFINED 16 60,000 - -
SPARTAN MTRS INC COM 846819100 4 700 SH DEFINED 3 - - 700
SPARTAN STORES INC COM 846822104 50 3,500 SH DEFINED 3 - - 3,500
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
SPARTAN STORES INC COM 846822104 314 22,000 SH DEFINED 4 - - 22,000
SPARTECH CORP COM NEW 847220209 41 4,011 SH DEFINED 2 4,011 - -
SPARTECH CORP COM NEW 847220209 462 45,000 SH DEFINED 4 - - 45,000
SPDR GOLD TRUST GOLD SHS 78463V107 40,241 375,000 SH DEFINED 1 - 375,000 -
SPDR GOLD TRUST GOLD SHS 78463V107 74,890 697,880 SH DEFINED 3 15,163 - 682,717
SPDR GOLD TRUST GOLD SHS 78463V107 121,486 1,132,100 CALL DEFINED 3 1,132,100 - -
SPDR GOLD TRUST GOLD SHS 78463V107 41,046 382,500 PUT DEFINED 3 382,500 - -
SPDR GOLD TRUST GOLD SHS 78463V107 11,531 107,452 SH DEFINED 7 - 107,452 -
SPDR GOLD TRUST GOLD SHS 78463V107 5,938 55,334 SH DEFINED 10 55,334 - -
SPDR GOLD TRUST GOLD SHS 78463V107 747 6,958 SH DEFINED 13 6,958 - -
SPDR GOLD TRUST GOLD SHS 78463V107 1,988 18,523 SH DEFINED 14 18,523 - -
SPDR GOLD TRUST GOLD SHS 78463V107 5,157 48,055 SH DEFINED 15 48,055 - -
SPDR GOLD TRUST GOLD SHS 78463V107 1,846 17,200 SH DEFINED 16 17,200 - -
SPDR GOLD TRUST GOLD SHS 78463V107 127 1,180 SH DEFINED 17 - - 1,180
SPDR GOLD TRUST GOLD SHS 78463V107 199 1,853 SH DEFINED 18 1,853 - -
SPDR GOLD TRUST GOLD SHS 78463V107 1,057 9,847 SH DEFINED 9,847 - -
SPDR GOLD TRUST GOLD SHS 78463V107 1,869 17,413 SH SOLE 17,413 - -
SPDR GOLD TRUST GOLD SHS 78463V107 32,200 300,071 SH DEFINED 5 300,071 - -
SPDR GOLD TRUST GOLD SHS 78463V107 4,468 41,637 SH DEFINED 8 33,498 8,139 -
SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 746 10,054 SH DEFINED 3 - - 10,054
SPDR INDEX SHS FDS S&P CHINA ETF 78463X400 3,313 46,115 SH DEFINED 3 - - 46,115
SPDR INDEX SHS FDS EMERG MKTS ETF 78463X509 5 75 SH DEFINED 3 - - 75
SPDR INDEX SHS FDS EUROPE ETF 78463X608 5,642 130,185 SH DEFINED 3 - - 130,185
SPDR INDEX SHS FDS INTL MTRLS SEC 78463X665 103 4,010 SH DEFINED 3 - - 4,010
SPDR INDEX SHS FDS INTL FINL ETF 78463X699 91 4,451 SH DEFINED 3 - - 4,451
SPDR INDEX SHS FDS LATIN AMER ETF 78463X707 3,872 48,366 SH DEFINED 3 - - 48,366
SPDR INDEX SHS FDS S&P INTL CONS 78463X731 99 3,964 SH DEFINED 3 - - 3,964
SPDR INDEX SHS FDS DJ GLB RL ES 78463X749 17 525 SH DEFINED 3 - - 525
ETF
SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 5,129 107,759 SH DEFINED 3 - - 107,759
SPDR INDEX SHS FDS S&P INTL ETF 78463X772 337 6,199 SH DEFINED 3 - - 6,199
SPDR INDEX SHS FDS S&P BRIC 40ETF 78463X798 1,876 74,839 SH DEFINED 3 - - 74,839
SPDR INDEX SHS FDS MIDEAST AFRICA 78463X806 139 2,223 SH DEFINED 3 - - 2,223
SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 126 4,047 SH DEFINED 3 - - 4,047
SPDR INDEX SHS FDS MACQU GLBIN100 78463X855 6 150 SH DEFINED 3 - - 150
SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 1,448 41,508 SH DEFINED 3 - - 41,508
SPDR INDEX SHS FDS S&P WRLD EX US 78463X889 413 17,269 SH DEFINED 3 - - 17,269
SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 193 6,200 SH DEFINED 7 - 6,200 -
SPDR INDEX SHS FDS DJ GLB RL ES 78463X749 2,607 81,140 SH DEFINED 16 81,140 - -
ETF
SPDR INDEX SHS FDS RUSS NOM SC JP 78463X822 22 600 SH DEFINED 16 600 - -
SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 2,059 66,000 SH DEFINED 17 - - 66,000
SPDR INDEX SHS FDS S&P BRIC 40ETF 78463X798 485 19,350 SH DEFINED 19,350 - -
SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 10 278 SH DEFINED - 278 -
SPDR INDEX SHS FDS SPDR DJ EURO 78463X202 48 1,150 SH DEFINED 5 1,150 - -
ETF
SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 885 11,933 SH DEFINED 5 11,933 - -
SPDR INDEX SHS FDS MIDEAST AFRICA 78463X806 31 500 SH DEFINED 5 500 - -
SPDR INDEX SHS FDS RUSS NOM SC JP 78463X822 15 400 SH DEFINED 5 400 - -
SPDR SERIES TRUST MORGAN TECH 78464A102 971 16,849 SH DEFINED 3 - - 16,849
ETF
SPDR SERIES TRUST DJ SML VALUE 78464A300 6 100 SH DEFINED 3 - - 100
ETF
SPDR SERIES TRUST BARCLY CNV ETF 78464A359 936 24,766 SH DEFINED 3 - - 24,766
SPDR SERIES TRUST BARCLY CAP ETF 78464A367 88 2,500 SH DEFINED 3 - - 2,500
SPDR SERIES TRUST INTERMD CR ETF 78464A375 5 150 SH DEFINED 3 - - 150
SPDR SERIES TRUST CAP MORTG ETF 78464A383 191 7,267 SH DEFINED 3 - - 7,267
SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 6,719 173,126 SH DEFINED 3 - - 173,126
SPDR SERIES TRUST BRCLYS SHRT 78464A425 7,044 293,272 SH DEFINED 3 - - 293,272
ETF
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
SPDR SERIES TRUST BRCLYS MUNI 78464A458 431 19,021 SH DEFINED 3 - - 19,021
ETF
SPDR SERIES TRUST DB INT GVT ETF 78464A490 38,329 686,166 SH DEFINED 3 - - 686,166
SPDR SERIES TRUST DJ LRG VALUE 78464A508 3 60 SH DEFINED 3 - - 60
ETF
SPDR SERIES TRUST BRCLYS INTL 78464A516 45,147 794,423 SH DEFINED 3 - - 794,423
ETF
SPDR SERIES TRUST DJ REIT ETF 78464A607 2,275 46,236 SH DEFINED 3 - - 46,236
SPDR SERIES TRUST BARCL CAP TIPS 78464A656 1,041 20,336 SH DEFINED 3 - - 20,336
SPDR SERIES TRUST BRCLYS 1-3MT 78464A680 20,500 446,921 SH DEFINED 3 - - 446,921
ETF
SPDR SERIES TRUST KBW REGN BK 78464A698 1,508 67,774 SH DEFINED 3 58,124 - 9,650
ETF
SPDR SERIES TRUST DJ GLB TITANS 78464A706 64 1,125 SH DEFINED 3 - - 1,125
SPDR SERIES TRUST S&P RETAIL ETF 78464A714 2,164 60,774 SH DEFINED 3 6,629 - 54,145
SPDR SERIES TRUST S&P PHARMAC 78464A722 47 1,243 SH DEFINED 3 - - 1,243
SPDR SERIES TRUST S&P OILGAS EXP 78464A730 804 19,511 SH DEFINED 3 - - 19,511
SPDR SERIES TRUST OILGAS EQUIP 78464A748 689 24,189 SH DEFINED 3 - - 24,189
SPDR SERIES TRUST S&P METALS MNG 78464A755 636 12,318 SH DEFINED 3 - - 12,318
SPDR SERIES TRUST S&P DIVID ETF 78464A763 5,168 111,735 SH DEFINED 3 64,000 - 47,735
SPDR SERIES TRUST SPDR KBW INS 78464A789 973 28,040 SH DEFINED 3 - - 28,040
ETF
SPDR SERIES TRUST SPDR KBW BK 78464A797 284 13,427 SH DEFINED 3 - - 13,427
ETF
SPDR SERIES TRUST DJ TTL MKT ETF 78464A805 5 67 SH DEFINED 3 - - 67
SPDR SERIES TRUST DJ SML CAP ETF 78464A813 15 295 SH DEFINED 3 - - 295
SPDR SERIES TRUST DJ MID GRW ETF 78464A821 330 5,567 SH DEFINED 3 - - 5,567
SPDR SERIES TRUST DJ MID CAP ETF 78464A847 5 95 SH DEFINED 3 - - 95
SPDR SERIES TRUST S&P SEMICNDCTR 78464A862 117 2,458 SH DEFINED 3 - - 2,458
SPDR SERIES TRUST S&P BIOTECH 78464A870 2,177 40,586 SH DEFINED 3 - - 40,586
SPDR SERIES TRUST S&P HOMEBUILD 78464A888 556 36,808 SH DEFINED 3 - - 36,808
SPDR SERIES TRUST S&P HOMEBUILD 78464A888 756 50,000 PUT DEFINED 3 50,000 - -
SPDR SERIES TRUST KBW REGN BK 78464A698 2,893 130,000 SH DEFINED 4 - 45,000 85,000
ETF
SPDR SERIES TRUST DJ SML VALUE 78464A300 8 150 SH DEFINED 6 150 - -
ETF
SPDR SERIES TRUST S&P DIVID ETF 78464A763 422 9,120 SH DEFINED 7 - 9,120 -
SPDR SERIES TRUST SPDR KBW BK 78464A797 32 1,500 SH DEFINED 7 - 1,500 -
ETF
SPDR SERIES TRUST BRCLYS INTL 78464A516 1,484 26,116 SH DEFINED 10 26,116 - -
ETF
SPDR SERIES TRUST DB INT GVT ETF 78464A490 52 925 SH DEFINED 13 925 - -
SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 71 1,818 SH DEFINED 16 1,818 - -
SPDR SERIES TRUST BARCL CAP TIPS 78464A656 49 960 SH DEFINED 16 960 - -
SPDR SERIES TRUST SPDR KBW BK 78464A797 41 1,934 SH DEFINED 16 1,934 - -
ETF
SPDR SERIES TRUST S&P BIOTECH 78464A870 13 250 SH DEFINED 16 250 - -
SPDR SERIES TRUST S&P HOMEBUILD 78464A888 37 2,455 SH DEFINED 16 2,455 - -
SPDR SERIES TRUST S&P DIVID ETF 78464A763 130 2,800 SH DEFINED 17 - - 2,800
SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 32 818 SH DEFINED 18 818 - -
SPDR SERIES TRUST BRCLYS INTL 78464A516 252 4,441 SH DEFINED 18 4,441 - -
ETF
SPDR SERIES TRUST DJ REIT ETF 78464A607 27 547 SH DEFINED 18 547 - -
SPDR SERIES TRUST BARCL CAP TIPS 78464A656 59 1,160 SH DEFINED 18 1,160 - -
SPDR SERIES TRUST S&P BIOTECH 78464A870 24 440 SH DEFINED 18 440 - -
SPDR SERIES TRUST BARCLY CNV ETF 78464A359 21 565 SH DEFINED - 565 -
SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 54 1,397 SH DEFINED - 1,397 -
SPDR SERIES TRUST DJ REIT ETF 78464A607 64 1,300 SH DEFINED 1,300 - -
SPDR SERIES TRUST SPDR KBW BK 78464A797 55 2,600 SH DEFINED 2,600 - -
ETF
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 4,720 121,606 SH DEFINED 5 121,606 - -
SPDR SERIES TRUST BRCLYS INTL 78464A516 1,311 23,074 SH DEFINED 5 23,074 - -
ETF
SPDR SERIES TRUST DJ REIT ETF 78464A607 65 1,313 SH DEFINED 5 1,313 - -
SPDR SERIES TRUST BRCLYS 1-3MT 78464A680 4,683 102,096 SH DEFINED 5 102,096 - -
ETF
SPDR SERIES TRUST DJ GLB TITANS 78464A706 12 213 SH DEFINED 5 213 - -
SPDR SERIES TRUST OILGAS EQUIP 78464A748 1 49 SH DEFINED 5 49 - -
SPDR SERIES TRUST S&P METALS MNG 78464A755 1,243 24,076 SH DEFINED 5 24,076 - -
SPDR SERIES TRUST S&P DIVID ETF 78464A763 2,052 44,377 SH DEFINED 5 44,377 - -
SPDR SERIES TRUST SPDR KBW BK 78464A797 752 35,532 SH DEFINED 5 35,532 - -
ETF
SPDR SERIES TRUST DJ MID CAP ETF 78464A847 1 25 SH DEFINED 5 25 - -
SPDR SERIES TRUST S&P BIOTECH 78464A870 114 2,122 SH DEFINED 5 2,122 - -
SPDR SERIES TRUST S&P HOMEBUILD 78464A888 1,008 66,723 SH DEFINED 5 66,723 - -
SPDR SERIES TRUST S&P DIVID ETF 78464A763 113 2,440 SH DEFINED 8 - 2,440 -
SPDR SERIES TRUST BRCLYS 1-3MT 78464A680 35 770 SH DEFINED 8 770 - -
ETF
SPDR TR UNIT SER 1 78462F103 848,596 7,614,827 SH DEFINED 2 7,614,827 - -
SPDR TR UNIT SER 1 78462F103 285,816 2,564,754 SH DEFINED 3 2,409,725 - 155,029
SPDR TR UNIT SER 1 78462F103 81,908 735,000 CALL DEFINED 3 735,000 - -
SPDR TR UNIT SER 1 78462F103 585,584 5,254,700 PUT DEFINED 3 5,254,200 - 500
SPDR TR UNIT SER 1 78462F103 4,903 44,000 SH DEFINED 4 - 44,000 -
SPDR TR UNIT SER 1 78462F103 24,593 220,688 SH DEFINED 6 220,688 - -
SPDR TR UNIT SER 1 78462F103 5,283 47,410 SH DEFINED 7 - 47,410 -
SPDR TR UNIT SER 1 78462F103 53,722 482,068 SH DEFINED 9 482,068 - -
SPDR TR UNIT SER 1 78462F103 23,784 213,424 SH DEFINED 10 213,424 - -
SPDR TR UNIT SER 1 78462F103 3,149 28,256 SH DEFINED 11 28,256 - -
SPDR TR UNIT SER 1 78462F103 117 1,050 SH DEFINED 13 1,050 - -
SPDR TR UNIT SER 1 78462F103 2,447 21,955 SH DEFINED 14 21,955 - -
SPDR TR UNIT SER 1 78462F103 568 5,100 SH DEFINED 15 5,100 - -
SPDR TR UNIT SER 1 78462F103 3,291 29,531 SH DEFINED 16 29,531 - -
SPDR TR UNIT SER 1 78462F103 36,193 324,772 SH DEFINED 17 - - 324,772
SPDR TR UNIT SER 1 78462F103 214 1,923 SH DEFINED 18 1,923 - -
SPDR TR UNIT SER 1 78462F103 699 6,270 SH DEFINED 5;1 6,270 - -
SPDR TR UNIT SER 1 78462F103 44,345 397,925 SH DEFINED 396,050 1,875 -
SPDR TR UNIT SER 1 78462F103 333 2,985 SH SOLE 2,985 - -
SPDR TR UNIT SER 1 78462F103 42,536 381,693 SH DEFINED 5 381,693 - -
SPDR TR UNIT SER 1 78462F103 974 8,735 SH DEFINED 8 4,639 4,096 -
SPECTRA ENERGY CORP COM 847560109 388 18,900 SH DEFINED 1 - 18,900 -
SPECTRA ENERGY CORP COM 847560109 19,629 957,029 SH DEFINED 2 957,029 - -
SPECTRA ENERGY CORP COM 847560109 2,645 128,949 SH DEFINED 3 7,289 - 121,660
SPECTRA ENERGY CORP COM 847560109 33 1,625 SH DEFINED 7 - 1,625 -
SPECTRA ENERGY CORP COM 847560109 4 200 SH DEFINED 16 200 - -
SPECTRA ENERGY CORP COM 847560109 92 4,498 SH DEFINED 18 4,498 - -
SPECTRA ENERGY CORP COM 847560109 209 10,200 SH DEFINED 10,200 - -
SPECTRA ENERGY CORP COM 847560109 835 40,688 SH DEFINED 5 40,688 - -
SPECTRA ENERGY CORP COM 847560109 19 945 SH DEFINED 8 945 - -
SPECTRA ENERGY PARTNERS COM 84756N109 635 21,464 SH DEFINED 3 - - 21,464
LP
SPECTRA ENERGY PARTNERS COM 84756N109 8 280 SH DEFINED 280 - -
LP
SPECTRANETICS CORP COM 84760C107 352 50,550 SH DEFINED 3 - - 50,550
SPECTRUM CTL INC COM 847615101 2 191 SH DEFINED 3 - - 191
SPECTRUM CTL INC COM 847615101 10,647 1,124,322 SH DEFINED 4 - 327,731 796,591
SPECTRUM PHARMACEUTICALS COM 84763A108 63 14,217 SH DEFINED 3 - - 14,217
INC
SPECTRUM PHARMACEUTICALS COM 84763A108 - 8 SH DEFINED 8 - -
INC
SPHERION CORP COM 848420105 438 78,000 SH DEFINED 4 - - 78,000
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
SPIRIT AEROSYSTEMS HLDGS COM CL A 848574109 1,267 63,788 SH DEFINED 3 60,000 - 3,788
INC
SPORT SUPPLY GROUP INC COM 84916A104 9 736 SH DEFINED 5 736 - -
DEL
SPORT SUPPLY GROUP INC COM 84916A104 9 711 SH DEFINED 8 711 - -
DEL
SPORTS PPTYS ACQUISITION COM 84920F107 19,324 1,947,636 SH DEFINED 3 1,947,636 - -
COR
SPRINT NEXTEL CORP COM SER 1 852061100 15,290 4,177,594 SH DEFINED 2 4,177,594 - -
SPRINT NEXTEL CORP COM SER 1 852061100 2,679 731,857 SH DEFINED 3 34,804 - 697,053
SPRINT NEXTEL CORP COM SER 1 852061100 - 78 SH DEFINED 7 - 78 -
SPRINT NEXTEL CORP COM SER 1 852061100 27 7,500 SH DEFINED 14 7,500 - -
SPRINT NEXTEL CORP COM SER 1 852061100 43 11,700 SH DEFINED 16 11,700 - -
SPRINT NEXTEL CORP COM SER 1 852061100 2 433 SH DEFINED 18 433 - -
SPRINT NEXTEL CORP COM SER 1 852061100 116 31,808 SH DEFINED 31,808 - -
SPRINT NEXTEL CORP COM SER 1 852061100 8 2,282 SH DEFINED 5 2,282 - -
SPX CORP COM 784635104 114 2,079 SH DEFINED 2 2,079 - -
SPX CORP COM 784635104 505 9,224 SH DEFINED 3 - - 9,224
SPX CORP COM 784635104 117 2,130 SH DEFINED 4 - 2,130 -
SPX CORP COM 784635104 147 2,690 SH DEFINED 7 - 2,690 -
SPX CORP COM 784635104 38 700 SH DEFINED 9 700 - -
SPX CORP COM 784635104 4 70 SH DEFINED 5;1 70 - -
SPX CORP COM 784635104 22 400 SH DEFINED 400 - -
SPX CORP COM 784635104 40 740 SH DEFINED 5 740 - -
SPX CORP COM 784635104 27 485 SH DEFINED 8 - 485 -
SRA INTL INC CL A 78464R105 229 12,015 SH DEFINED 2 12,015 - -
SRA INTL INC CL A 78464R105 10 515 SH DEFINED 3 - - 515
ST JOE CO COM 790148100 164 5,677 SH DEFINED 3 - - 5,677
ST JUDE MED INC COM 790849103 17,628 479,273 SH DEFINED 2 479,273 - -
ST JUDE MED INC COM 790849103 2,259 61,414 SH DEFINED 3 3,844 - 57,570
ST JUDE MED INC COM 790849103 1,318 35,825 SH DEFINED 4 - 30,510 5,315
ST JUDE MED INC COM 790849103 29 775 SH DEFINED 15 775 - -
ST JUDE MED INC COM 790849103 103 2,796 SH DEFINED 18 2,796 - -
ST JUDE MED INC COM 790849103 17 450 SH DEFINED 450 - -
ST JUDE MED INC COM 790849103 1 31 SH SOLE 31 - -
ST JUDE MED INC COM 790849103 42 1,150 SH DEFINED 5 1,150 - -
ST MARY LD & EXPL CO COM 792228108 193 5,640 SH DEFINED 2 5,640 - -
ST MARY LD & EXPL CO COM 792228108 65 1,907 SH DEFINED 3 - - 1,907
STAGE STORES INC COM NEW 85254C305 606 49,000 SH DEFINED 4 - - 49,000
STAMPS COM INC COM NEW 852857200 1 100 SH DEFINED 3 - - 100
STANCORP FINL GROUP INC COM 852891100 221 5,531 SH DEFINED 3 - - 5,531
STANDARD MICROSYSTEMS COM 853626109 - 24 SH DEFINED 2 24 - -
CORP
STANDARD MICROSYSTEMS COM 853626109 4 200 SH DEFINED 3 - - 200
CORP
STANDARD MTR PRODS INC COM 853666105 11 1,336 SH DEFINED 3 - - 1,336
STANDARD MTR PRODS INC COM 853666105 639 75,000 SH DEFINED 4 - - 75,000
STANDARD PAC CORP NEW COM 85375C101 524 140,000 SH DEFINED 3 140,000 - -
STANDARD PARKING CORP COM 853790103 1 58 SH DEFINED 3 - - 58
STANDARD PARKING CORP COM 853790103 3,252 204,778 SH DEFINED 4 - 50,200 154,578
STANDARD PARKING CORP COM 853790103 8 489 SH DEFINED 489 - -
STANDARD REGISTER CO COM 853887107 1 200 SH DEFINED 3 - - 200
STANDEX INTL CORP COM 854231107 7 352 SH DEFINED 3 - - 352
STANDEX INTL CORP COM 854231107 643 32,000 SH DEFINED 4 - - 32,000
STANLEY INC COM 854532108 5 188 SH DEFINED 3 - - 188
STANLEY INC COM 854532108 7 262 SH DEFINED 16 262 - -
STANLEY WKS COM 854616109 5,752 111,671 SH DEFINED 2 111,671 - -
STANLEY WKS COM 854616109 545 10,586 SH DEFINED 3 888 - 9,698
STANLEY WKS COM 854616109 3 61 SH DEFINED 15 61 - -
STANLEY WKS COM 854616109 155 3,000 SH DEFINED 18 3,000 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
STANLEY WKS COM 854616109 288 5,600 SH DEFINED 5,600 - -
STANLEY WKS COM 854616109 187 3,640 SH DEFINED 5 3,640 - -
STANTEC INC COM 85472N109 1,769 61,200 SH DEFINED 1 61,200 - -
STANTEC INC COM 85472N109 3,182 110,100 SH DEFINED 6 110,100 - -
STANTEC INC COM 85472N109 9 300 SH DEFINED 15 300 - -
STANTEC INC COM 85472N109 10,548 364,992 SH DEFINED 5 364,992 - -
STANTEC INC COM 85472N109 86 2,992 SH DEFINED 8 2,992 - -
STAPLES INC COM 855030102 17,996 731,822 SH DEFINED 2 731,822 - -
STAPLES INC COM 855030102 1,628 66,197 SH DEFINED 3 7,992 - 58,205
STAPLES INC COM 855030102 1,354 55,060 SH DEFINED 4 - 46,725 8,335
STAPLES INC COM 855030102 18 720 SH DEFINED 7 - 720 -
STAPLES INC COM 855030102 2 100 SH DEFINED 9 100 - -
STAPLES INC COM 855030102 23 929 SH DEFINED 18 929 - -
STAPLES INC COM 855030102 9 353 SH DEFINED 353 - -
STAPLES INC COM 855030102 385 15,646 SH DEFINED 5 15,646 - -
STAR BULK CARRIERS CORP COM Y8162K105 6 2,156 SH DEFINED 5 2,156 - -
STAR BULK CARRIERS CORP *W EXP Y8162K113 1 19,800 SH DEFINED 5 19,800 - -
03/15/201
STAR GAS PARTNERS L P UNIT LTD 85512C105 45 10,800 SH DEFINED 3 - - 10,800
PARTNR
STAR SCIENTIFIC INC COM 85517P101 49 70,000 SH DEFINED 3 50,000 - 20,000
STARBUCKS CORP COM 855244109 249 10,800 SH DEFINED 1 - 10,800 -
STARBUCKS CORP COM 855244109 9,115 395,255 SH DEFINED 2 395,255 - -
STARBUCKS CORP COM 855244109 11,819 512,514 SH DEFINED 3 206,379 - 306,135
STARBUCKS CORP COM 855244109 510 22,130 SH DEFINED 6 22,130 - -
STARBUCKS CORP COM 855244109 65 2,800 SH DEFINED 7 - 2,800 -
STARBUCKS CORP COM 855244109 4 165 SH DEFINED 18 165 - -
STARBUCKS CORP COM 855244109 23 1,000 SH DEFINED 1,000 - -
STARBUCKS CORP COM 855244109 1 37 SH SOLE 37 - -
STARBUCKS CORP COM 855244109 1,312 56,891 SH DEFINED 5 56,891 - -
STARBUCKS CORP COM 855244109 5 200 SH DEFINED 8 200 - -
STARENT NETWORKS CORP COM 85528P108 7,936 227,000 PUT DEFINED 3 227,000 - -
STARLIMS TECHNOLOGIES LTD SHS M8484K109 219 16,129 SH DEFINED 3 - - 16,129
STARRETT L S CO CL A 855668109 335 38,000 SH DEFINED 4 - - 38,000
STARTEK INC COM 85569C107 524 70,000 SH DEFINED 4 - - 70,000
STARWOOD HOTELS&RESORTS COM 85590A401 50,196 1,372,600 SH DEFINED 1 140,000 1,232,600 -
WRLD
STARWOOD HOTELS&RESORTS COM 85590A401 8,473 231,684 SH DEFINED 2 231,684 - -
WRLD
STARWOOD HOTELS&RESORTS COM 85590A401 1,828 49,974 SH DEFINED 3 8,581 - 41,393
WRLD
STARWOOD HOTELS&RESORTS COM 85590A401 2,194 60,000 CALL DEFINED 3 60,000 - -
WRLD
STARWOOD HOTELS&RESORTS COM 85590A401 8,935 244,335 SH DEFINED 4 - 105,670 138,665
WRLD
STARWOOD HOTELS&RESORTS COM 85590A401 13 350 SH DEFINED 18 350 - -
WRLD
STARWOOD PPTY TR INC COM 85571B105 215 11,400 SH DEFINED 2 11,400 - -
STARWOOD PPTY TR INC COM 85571B105 588 31,150 SH DEFINED 3 - - 31,150
STATE AUTO FINL CORP COM 855707105 116 6,265 SH DEFINED 3 - - 6,265
STATE STR CORP COM 857477103 29,779 683,937 SH DEFINED 2 683,937 - -
STATE STR CORP COM 857477103 5,369 123,310 SH DEFINED 3 50,967 - 72,343
STATE STR CORP COM 857477103 16,711 383,800 SH DEFINED 6 383,800 - -
STATE STR CORP COM 857477103 109 2,500 SH DEFINED 7 - 2,500 -
STATE STR CORP COM 857477103 123 2,820 SH DEFINED 15 2,820 - -
STATE STR CORP COM 857477103 9 200 SH DEFINED 16 200 - -
STATE STR CORP COM 857477103 22 500 SH DEFINED 17 - - 500
STATE STR CORP COM 857477103 61 1,411 SH DEFINED 18 1,411 - -
STATE STR CORP COM 857477103 330 7,573 SH DEFINED 2,173 5,400 -
STATE STR CORP COM 857477103 4,262 97,883 SH DEFINED 5 97,883 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
STATE STR CORP COM 857477103 321 7,376 SH DEFINED 8 7,376 - -
STATOIL ASA SPONSORED ADR 85771P102 2,177 87,382 SH DEFINED 3 - - 87,382
STATOIL ASA SPONSORED ADR 85771P102 2,202 88,400 CALL DEFINED 3 88,400 - -
STATOIL ASA SPONSORED ADR 85771P102 215 8,622 SH DEFINED 4 - 8,622 -
STATOIL ASA SPONSORED ADR 85771P102 5 200 SH DEFINED 7 - 200 -
STATOIL ASA SPONSORED ADR 85771P102 6 221 SH DEFINED 15 221 - -
STATOIL ASA SPONSORED ADR 85771P102 51 2,062 SH DEFINED 18 2,062 - -
STATOIL ASA SPONSORED ADR 85771P102 1 35 SH DEFINED 5;1 35 - -
STATOIL ASA SPONSORED ADR 85771P102 30 1,200 SH DEFINED 1,200 - -
STATOIL ASA SPONSORED ADR 85771P102 6,302 252,979 SH DEFINED 5 252,979 - -
STATOIL ASA SPONSORED ADR 85771P102 111 4,473 SH DEFINED 8 4,473 - -
STEC INC COM 784774101 207 12,642 SH DEFINED 3 - - 12,642
STEC INC COM 784774101 1,364 83,500 SH DEFINED 4 - 41,600 41,900
STEC INC COM 784774101 368 22,500 SH DEFINED 15 22,500 - -
STEC INC COM 784774101 1 56 SH DEFINED 18 56 - -
STEC INC COM 784774101 11 700 SH DEFINED 5 700 - -
STEEL DYNAMICS INC COM 858119100 5,566 314,100 SH DEFINED 1 42,100 272,000 -
STEEL DYNAMICS INC COM 858119100 474 26,755 SH DEFINED 3 5,000 - 21,755
STEEL DYNAMICS INC COM 858119100 18 1,000 SH DEFINED 16 1,000 - -
STEEL DYNAMICS INC COM 858119100 65 3,647 SH DEFINED 3,647 - -
STEEL DYNAMICS INC COM 858119100 5 287 SH SOLE 287 - -
STEEL DYNAMICS INC COM 858119100 7 400 SH DEFINED 5 400 - -
STEELCASE INC CL A 858155203 16 2,517 SH DEFINED 5 2,517 - -
STEELCLOUD INC COM 85815M107 36 137,500 SH DEFINED 3 137,500 - -
STEIN MART INC COM 858375108 1 100 SH DEFINED 2 100 - -
STEIN MART INC COM 858375108 29 2,695 SH DEFINED 3 - - 2,695
STEIN MART INC COM 858375108 576 54,000 SH DEFINED 4 - - 54,000
STEINER LEISURE LTD ORD P8744Y102 146 3,684 SH DEFINED 2 3,684 - -
STEINER LEISURE LTD ORD P8744Y102 3 65 SH DEFINED 18 65 - -
STEINWAY MUSICAL INSTRS COM 858495104 10,100 634,811 SH DEFINED 4 - 188,999 445,812
INC
STEINWAY MUSICAL INSTRS COM 858495104 3 200 SH DEFINED 5 200 - -
INC
STEMCELLS INC COM 85857R105 - 250 SH DEFINED 3 - - 250
STEMCELLS INC COM 85857R105 - 200 SH DEFINED 7 - 200 -
STEPAN CO COM 858586100 648 10,000 SH DEFINED 4 - - 10,000
STEPAN CO COM 858586100 3,759 58,000 SH DEFINED 18 58,000 - -
STEREOTAXIS INC COM 85916J102 39 9,800 SH DEFINED 3 - - 9,800
STERICYCLE INC COM 858912108 4,470 81,023 SH DEFINED 2 81,023 - -
STERICYCLE INC COM 858912108 1,915 34,712 SH DEFINED 3 916 - 33,796
STERICYCLE INC COM 858912108 14,080 255,218 SH DEFINED 4 - 194,528 60,690
STERICYCLE INC COM 858912108 33 590 SH DEFINED 7 - 590 -
STERICYCLE INC COM 858912108 10 184 SH DEFINED 18 184 - -
STERICYCLE INC COM 858912108 7 134 SH DEFINED 134 - -
STERICYCLE INC COM 858912108 3 62 SH DEFINED 5 62 - -
STERICYCLE INC COM 858912108 9 160 SH DEFINED 8 - 160 -
STERIS CORP COM 859152100 819 29,289 SH DEFINED 2 29,289 - -
STERIS CORP COM 859152100 66 2,374 SH DEFINED 3 - - 2,374
STERIS CORP COM 859152100 4 143 SH DEFINED 18 143 - -
STERLING BANCSHARES INC COM 858907108 363 70,695 SH DEFINED 2 70,695 - -
STERLING BANKS INC COM 85915B100 - 317 SH DEFINED 3 - - 317
STERLING CONSTRUCTION CO COM 859241101 957 50,000 SH DEFINED 3 50,000 - -
INC
STERLITE INDS INDIA LTD ADS 859737207 29 1,617 SH DEFINED 3 - - 1,617
STERLITE INDS INDIA LTD ADS 859737207 9 485 SH DEFINED 18 485 - -
STERLITE INDS INDIA LTD ADS 859737207 5 296 SH DEFINED 296 - -
STEWART ENTERPRISES INC CL A 860370105 5 1,000 SH DEFINED 3 - - 1,000
STEWART ENTERPRISES INC CL A 860370105 530 103,000 SH DEFINED 4 - - 103,000
STEWART INFORMATION SVCS COM 860372101 1 100 SH DEFINED 5 100 - -
COR
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
STIFEL FINL CORP COM 860630102 18 300 SH DEFINED 3 - - 300
STIFEL FINL CORP COM 860630102 355 5,999 SH DEFINED 4 - - 5,999
STILLWATER MNG CO COM 86074Q102 1 76 SH DEFINED 2 76 - -
STILLWATER MNG CO COM 86074Q102 579 61,076 SH DEFINED 3 - - 61,076
STMICROELECTRONICS N V NY REGISTRY 861012102 10 1,100 SH DEFINED 3 - - 1,100
STMICROELECTRONICS N V NY REGISTRY 861012102 11 1,175 SH DEFINED 5 1,175 - -
STONE ENERGY CORP COM 861642106 34 1,906 SH DEFINED 2 1,906 - -
STONE ENERGY CORP COM 861642106 163 9,023 SH DEFINED 3 - - 9,023
STONE ENERGY CORP COM 861642106 1 44 SH DEFINED 5 44 - -
STONEMOR PARTNERS L P COM UNITS 86183Q100 240 12,165 SH DEFINED 3 - - 12,165
STONERIDGE INC COM 86183P102 505 56,000 SH DEFINED 4 - - 56,000
STRATASYS INC COM 862685104 2 124 SH DEFINED 18 124 - -
STRATASYS INC COM 862685104 5 280 SH DEFINED 280 - -
STRATEGIC GLOBAL INCOME COM 862719101 38 3,500 SH DEFINED 3 - - 3,500
FD
STRATEGIC HOTELS & COM 86272T106 3 1,500 SH DEFINED 3 - - 1,500
RESORTS I
STRATS TR AMBAC FIN GP CL A CTF CALLA 784786204 5 3,319 PRN DEFINED 3 - - 3,319
2007-
STRATTEC SEC CORP COM 863111100 - 20 SH DEFINED 3 - - 20
STRATTEC SEC CORP COM 863111100 315 17,000 SH DEFINED 4 - - 17,000
STRAYER ED INC COM 863236105 14 67 SH DEFINED 3 - - 67
STRAYER ED INC COM 863236105 - - SH DEFINED 5 - - -
STRAYER ED INC COM 863236105 11 50 SH DEFINED 8 50 - -
STRYKER CORP COM 863667101 121 2,400 SH DEFINED 1 - 2,400 -
STRYKER CORP COM 863667101 20,715 411,259 SH DEFINED 2 411,259 - -
STRYKER CORP COM 863667101 13,626 270,512 SH DEFINED 3 94,964 - 175,548
STRYKER CORP COM 863667101 252 5,000 SH DEFINED 4 - 5,000 -
STRYKER CORP COM 863667101 111 2,195 SH DEFINED 7 - 2,195 -
STRYKER CORP COM 863667101 46 917 SH DEFINED 18 917 - -
STRYKER CORP COM 863667101 7 147 SH DEFINED 147 - -
STRYKER CORP COM 863667101 914 18,143 SH DEFINED 5 18,143 - -
STRYKER CORP COM 863667101 123 2,450 SH DEFINED 8 2,350 100 -
STUDENT LN CORP COM 863902102 61 1,303 SH DEFINED 2 1,303 - -
STUDENT LN CORP COM 863902102 9 200 SH DEFINED 3 - - 200
STURM RUGER & CO INC COM 864159108 119 12,221 SH DEFINED 3 - - 12,221
SUBURBAN PROPANE UNIT LTD PARTN 864482104 1,707 36,258 SH DEFINED 3 - - 36,258
PARTNERS L
SUBURBAN PROPANE UNIT LTD PARTN 864482104 17 356 SH DEFINED 18 356 - -
PARTNERS L
SUBURBAN PROPANE UNIT LTD PARTN 864482104 42 900 SH DEFINED 5 900 - -
PARTNERS L
SUCCESSFACTORS INC COM 864596101 1,048 63,200 SH DEFINED 1 - 63,200 -
SUCCESSFACTORS INC COM 864596101 9 540 SH DEFINED 2 540 - -
SUCCESSFACTORS INC COM 864596101 17 1,000 SH DEFINED 5 1,000 - -
SUFFOLK BANCORP COM 864739107 15 500 SH DEFINED 16 500 - -
SUN AMERICAN BANCORP COM NEW 86664A202 - 35 SH DEFINED 3 - - 35
SUN BANCORP INC COM 86663B102 284 75,600 SH DEFINED 4 - - 75,600
SUN COMMUNITIES INC COM 866674104 101 5,114 SH DEFINED 2 5,114 - -
SUN COMMUNITIES INC COM 866674104 15 774 SH SOLE 774 - -
SUN HEALTHCARE GROUP INC COM NEW 866933401 2 230 SH DEFINED 3 - - 230
SUN HYDRAULICS CORP COM 866942105 47 1,804 SH DEFINED 2 1,804 - -
SUN HYDRAULICS CORP COM 866942105 34 1,300 SH DEFINED 3 - - 1,300
SUN HYDRAULICS CORP COM 866942105 2,263 86,210 SH DEFINED 4 - 36,910 49,300
SUN HYDRAULICS CORP COM 866942105 6 242 SH DEFINED 18 242 - -
SUN LIFE FINL INC COM 866796105 383,416 13,334,023 SH DEFINED 1 818,943 12,515,080 -
SUN LIFE FINL INC COM 866796105 772 26,835 SH DEFINED 3 - - 26,835
SUN LIFE FINL INC COM 866796105 215,567 7,496,759 SH DEFINED 6 7,496,759 - -
SUN LIFE FINL INC COM 866796105 7,431 258,412 SH DEFINED 7 - 258,412 -
SUN LIFE FINL INC COM 866796105 812 28,246 SH DEFINED 9 28,246 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
SUN LIFE FINL INC COM 866796105 23 800 SH DEFINED 11 800 - -
SUN LIFE FINL INC COM 866796105 201 7,000 SH DEFINED 14 7,000 - -
SUN LIFE FINL INC COM 866796105 40 1,395 SH DEFINED 15 1,395 - -
SUN LIFE FINL INC COM 866796105 230 8,000 SH DEFINED 17 - - 8,000
SUN LIFE FINL INC COM 866796105 26,999 938,928 SH DEFINED 5;1 938,928 - -
SUN LIFE FINL INC COM 866796105 515 17,906 SH DEFINED 17,906 - -
SUN LIFE FINL INC COM 866796105 688,786 23,953,817 SH SOLE 23,953,817 - -
SUN LIFE FINL INC COM 866796105 89,308 3,105,845 SH DEFINED 5 3,105,845 - -
SUN LIFE FINL INC COM 866796105 1,774 61,700 CALL DEFINED 5 61,700 - -
SUN LIFE FINL INC COM 866796105 883 30,700 PUT DEFINED 5 30,700 - -
SUN LIFE FINL INC COM 866796105 2,944 102,389 SH DEFINED 8 99,984 2,405 -
SUN MICROSYSTEMS INC COM NEW 866810203 9,173 978,952 SH DEFINED 2 978,952 - -
SUN MICROSYSTEMS INC COM NEW 866810203 3,866 412,576 SH DEFINED 3 398,707 - 13,869
SUN MICROSYSTEMS INC COM NEW 866810203 14,097 1,504,500 CALL DEFINED 3 1,504,500 - -
SUN MICROSYSTEMS INC COM NEW 866810203 2,872 306,500 PUT DEFINED 3 306,500 - -
SUN MICROSYSTEMS INC COM NEW 866810203 8 825 SH DEFINED 15 825 - -
SUN MICROSYSTEMS INC COM NEW 866810203 16 1,725 SH DEFINED 16 1,725 - -
SUN MICROSYSTEMS INC COM NEW 866810203 33 3,501 SH DEFINED 5 3,501 - -
SUNAMERICA FCSED ALPHA COM 867037103 2,127 155,139 SH DEFINED 3 - - 155,139
GRW F
SUNAMERICA FOCUSE ALPHA COM 867038101 63 4,600 SH DEFINED 3 - - 4,600
LC F
SUNCOR ENERGY INC NEW COM 867224107 973,828 27,532,034 SH DEFINED 1 2,203,619 25,285,815 42,600
SUNCOR ENERGY INC NEW COM 867224107 1,121 31,689 SH DEFINED 2 31,689 - -
SUNCOR ENERGY INC NEW COM 867224107 10,040 283,857 SH DEFINED 3 150,000 - 133,857
SUNCOR ENERGY INC NEW COM 867224107 385,070 10,886,696 SH DEFINED 6 10,886,696 - -
SUNCOR ENERGY INC NEW COM 867224107 29,089 822,414 SH DEFINED 7 - 822,414 -
SUNCOR ENERGY INC NEW COM 867224107 2,973 84,060 SH DEFINED 9 84,060 - -
SUNCOR ENERGY INC NEW COM 867224107 827 23,395 SH DEFINED 10 23,395 - -
SUNCOR ENERGY INC NEW COM 867224107 489 13,824 SH DEFINED 11 13,824 - -
SUNCOR ENERGY INC NEW COM 867224107 39 1,100 SH DEFINED 13 1,100 - -
SUNCOR ENERGY INC NEW COM 867224107 106 2,990 SH DEFINED 15 2,990 - -
SUNCOR ENERGY INC NEW COM 867224107 278 7,855 SH DEFINED 17 - - 7,855
SUNCOR ENERGY INC NEW COM 867224107 36 1,012 SH DEFINED 18 1,012 - -
SUNCOR ENERGY INC NEW COM 867224107 130,472 3,688,688 SH DEFINED 5;1 3,688,688 - -
SUNCOR ENERGY INC NEW COM 867224107 3,838 108,508 SH DEFINED 108,508 - -
SUNCOR ENERGY INC NEW COM 867224107 248,050 7,012,865 SH SOLE 7,012,865 - -
SUNCOR ENERGY INC NEW COM 867224107 168,600 4,766,662 SH DEFINED 5 4,766,662 - -
SUNCOR ENERGY INC NEW COM 867224107 1,284 36,300 CALL DEFINED 5 36,300 - -
SUNCOR ENERGY INC NEW COM 867224107 898 25,400 PUT DEFINED 5 25,400 - -
SUNCOR ENERGY INC NEW COM 867224107 4,289 121,266 SH DEFINED 8 114,177 7,089 -
SUNOCO INC COM 86764P109 4,365 167,247 SH DEFINED 2 167,247 - -
SUNOCO INC COM 86764P109 420 16,109 SH DEFINED 3 11,355 - 4,754
SUNOCO INC COM 86764P109 11 421 SH DEFINED 7 - 421 -
SUNOCO INC COM 86764P109 1 40 SH DEFINED 18 40 - -
SUNOCO INC COM 86764P109 5 204 SH DEFINED 204 - -
SUNOCO INC COM 86764P109 205 7,853 SH DEFINED 5 7,853 - -
SUNOCO LOGISTICS PRTNRS COM UNITS 86764L108 713 10,654 SH DEFINED 3 - - 10,654
L P
SUNOCO LOGISTICS PRTNRS COM UNITS 86764L108 82 1,225 SH DEFINED 1,225 - -
L P
SUNOCO LOGISTICS PRTNRS COM UNITS 86764L108 87 1,299 SH DEFINED 5 1,299 - -
L P
SUNOPTA INC COM 8676EP108 6 1,900 SH DEFINED 5 1,900 - -
SUNPOWER CORP COM CL A 867652109 46 1,941 SH DEFINED 2 1,941 - -
SUNPOWER CORP COM CL B 867652307 50 2,392 SH DEFINED 2 2,392 - -
SUNPOWER CORP COM CL A 867652109 176 7,418 SH DEFINED 3 5,000 - 2,418
SUNPOWER CORP COM CL A 867652109 118 5,000 PUT DEFINED 3 5,000 - -
SUNPOWER CORP COM CL B 867652307 1,190 56,792 SH DEFINED 3 55,480 - 1,312
SUNPOWER CORP COM CL A 867652109 2,297 97,021 SH DEFINED 7 - 97,021 -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
SUNPOWER CORP COM CL A 867652109 32 1,350 SH DEFINED 14 1,350 - -
SUNPOWER CORP COM CL A 867652109 12 500 SH DEFINED 15 500 - -
SUNPOWER CORP COM CL A 867652109 72 3,050 SH DEFINED 16 3,050 - -
SUNPOWER CORP COM CL A 867652109 2 64 SH DEFINED 18 64 - -
SUNPOWER CORP COM CL A 867652109 12 523 SH DEFINED 523 - -
SUNPOWER CORP COM CL A 867652109 2 90 SH DEFINED 5 90 - -
SUNPOWER CORP COM CL A 867652109 143 6,045 SH DEFINED 8 1,535 4,510 -
SUNRISE SENIOR LIVING INC COM 86768K106 34 10,500 SH DEFINED 3 - - 10,500
SUNTECH PWR HLDGS CO LTD ADR 86800C104 153 9,228 SH DEFINED 3 - - 9,228
SUNTECH PWR HLDGS CO LTD ADR 86800C104 36 2,147 SH DEFINED 13 2,147 - -
SUNTECH PWR HLDGS CO LTD ADR 86800C104 141 8,473 SH DEFINED 5 8,473 - -
SUNTECH PWR HLDGS CO LTD ADR 86800C104 2 100 SH DEFINED 8 100 - -
SUNTRUST BKS INC COM 867914103 14,561 717,668 SH DEFINED 2 717,668 - -
SUNTRUST BKS INC COM 867914103 1,193 58,777 SH DEFINED 3 14,110 - 44,667
SUNTRUST BKS INC COM 867914103 364 17,930 SH DEFINED 15 17,930 - -
SUNTRUST BKS INC COM 867914103 19 929 SH DEFINED 18 929 - -
SUNTRUST BKS INC COM 867914103 51 2,494 SH DEFINED 2,494 - -
SUNTRUST BKS INC COM 867914103 127 6,275 SH DEFINED 5 6,275 - -
SUPERCONDUCTOR COM NEW 867931305 - 8 SH DEFINED 5 8 - -
TECHNOLOGIES
SUPERIOR BANCORP COM NEW 86806M205 1 451 SH DEFINED 3 - - 451
SUPERIOR ENERGY SVCS INC COM 868157108 176 7,248 SH DEFINED 3 - - 7,248
SUPERIOR ENERGY SVCS INC COM 868157108 5 201 SH DEFINED 18 201 - -
SUPERIOR ENERGY SVCS INC COM 868157108 207 8,510 SH DEFINED 5 8,510 - -
SUPERIOR INDS INTL INC COM 868168105 26 1,690 SH DEFINED 2 1,690 - -
SUPERIOR INDS INTL INC COM 868168105 459 30,000 SH DEFINED 4 - - 30,000
SUPERIOR UNIFORM GP INC COM 868358102 400 41,000 SH DEFINED 4 - - 41,000
SUPERTEL HOSPITALITY INC COM 868526104 96 64,200 SH DEFINED 3 - - 64,200
MD
SUPERVALU INC COM 868536103 3,968 312,194 SH DEFINED 2 312,194 - -
SUPERVALU INC COM 868536103 418 32,877 SH DEFINED 3 2,401 - 30,476
SUPERVALU INC COM 868536103 3 245 SH DEFINED 18 245 - -
SUPERVALU INC COM 868536103 2 168 SH DEFINED 5 168 - -
SUPREME INDS INC CL A 868607102 6 2,973 SH DEFINED 3 - - 2,973
SUPREME INDS INC CL A 868607102 135 68,115 SH DEFINED 4 - - 68,115
SUREWEST COMMUNICATIONS COM 868733106 3 344 SH DEFINED 3 - - 344
SUREWEST COMMUNICATIONS COM 868733106 408 41,000 SH DEFINED 4 - - 41,000
SURMODICS INC COM 868873100 191 8,435 SH DEFINED 2 8,435 - -
SURMODICS INC COM 868873100 11 500 SH DEFINED 3 - - 500
SURMODICS INC COM 868873100 4,249 187,524 SH DEFINED 4 - 141,964 45,560
SUSQUEHANNA BANCSHARES COM 869099101 45 7,582 SH DEFINED 2 7,582 - -
INC P
SUSQUEHANNA BANCSHARES COM 869099101 934 158,656 SH DEFINED 3 - - 158,656
INC P
SUSSER HLDGS CORP COM 869233106 4 454 SH DEFINED 3 - - 454
SVB FINL GROUP COM 78486Q101 296 7,100 SH DEFINED 3 4,900 - 2,200
SVB FINL GROUP COM 78486Q101 4 85 SH DEFINED 18 85 - -
SWEDISH EXPT CR CORP ROG AGRI ETN22 870297603 105 13,285 SH DEFINED 3 - - 13,285
SWEDISH EXPT CR CORP ROG TTL ETN 22 870297801 1,265 161,325 SH DEFINED 3 - - 161,325
SWEDISH EXPT CR CORP ROG AGRI ETN22 870297603 201 25,292 SH DEFINED 13 25,292 - -
SWEDISH EXPT CR CORP RG METAL ETN22 870297405 61 6,156 SH DEFINED 5 6,156 - -
SWEDISH EXPT CR CORP ROG AGRI ETN22 870297603 100 12,600 SH DEFINED 5 12,600 - -
SWEDISH EXPT CR CORP ROG TTL ETN 22 870297801 121 15,414 SH DEFINED 5 15,414 - -
SWIFT ENERGY CO COM 870738101 36 1,518 SH DEFINED 2 1,518 - -
SWIFT ENERGY CO COM 870738101 5 205 SH DEFINED 3 - - 205
SWIFT ENERGY CO COM 870738101 5,410 225,781 SH DEFINED 4 - 168,681 57,100
SWIFT ENERGY CO COM 870738101 1 51 SH DEFINED 5 51 - -
SWISS HELVETIA FD INC COM 870875101 370 31,859 SH DEFINED 3 - - 31,859
SWISS HELVETIA FD INC COM 870875101 449 38,648 SH DEFINED 5 38,648 - -
SWITCH & DATA FACILITIES COM 871043105 53 2,600 SH DEFINED 3 - - 2,600
COM
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
SWS GROUP INC COM 78503N107 5 399 SH DEFINED 3 - - 399
SWS GROUP INC COM 78503N107 3,123 258,100 SH DEFINED 4 - 70,600 187,500
SWS GROUP INC COM 78503N107 2 190 SH DEFINED 18 190 - -
SXC HEALTH SOLUTIONS CORP COM 78505P100 899 16,500 SH DEFINED 1 - 16,500 -
SXC HEALTH SOLUTIONS CORP COM 78505P100 18 338 SH DEFINED 3 - - 338
SXC HEALTH SOLUTIONS CORP COM 78505P100 19 347 SH DEFINED 7 - 347 -
SXC HEALTH SOLUTIONS CORP COM 78505P100 376 6,900 SH DEFINED 5 6,900 - -
SXC HEALTH SOLUTIONS CORP COM 78505P100 11 200 SH DEFINED 8 200 - -
SYBASE INC COM 871130100 8,854 204,000 SH DEFINED 1 23,800 180,200 -
SYBASE INC COM 871130100 502 11,574 SH DEFINED 3 - - 11,574
SYCAMORE NETWORKS INC COM 871206108 24 11,700 SH DEFINED 16 11,700 - -
SYKES ENTERPRISES INC COM 871237103 598 23,465 SH DEFINED 2 23,465 - -
SYMANTEC CORP COM 871503108 11,014 615,657 SH DEFINED 2 615,657 - -
SYMANTEC CORP COM 871503108 5,411 302,474 SH DEFINED 3 14,302 - 288,172
SYMANTEC CORP COM 871503108 14 800 SH DEFINED 9 800 - -
SYMANTEC CORP COM 871503108 1 64 SH DEFINED 15 64 - -
SYMANTEC CORP COM 871503108 246 13,736 SH DEFINED 16 13,736 - -
SYMANTEC CORP COM 871503108 16 917 SH DEFINED 18 917 - -
SYMANTEC CORP COM 871503108 2 112 SH DEFINED 112 - -
SYMANTEC CORP COM 871503108 486 27,140 SH DEFINED 5 27,140 - -
SYMANTEC CORP COM 871503108 11 642 SH DEFINED 8 642 - -
SYMMETRICOM INC COM 871543104 4 780 SH DEFINED 3 - - 780
SYMMETRY MED INC COM 871546206 274 34,035 SH DEFINED 2 34,035 - -
SYMS CORP COM 871551107 311 43,000 SH DEFINED 4 - - 43,000
SYNAPTICS INC COM 87157D109 24 780 SH DEFINED 3 - - 780
SYNAPTICS INC COM 87157D109 892 29,100 SH DEFINED 4 - 4,100 25,000
SYNAPTICS INC COM 87157D109 5 167 SH DEFINED 18 167 - -
SYNAPTICS INC COM 87157D109 72 2,362 SH DEFINED 5 2,362 - -
SYNCHRONOSS TECHNOLOGIES COM 87157B103 3 160 SH DEFINED 16 160 - -
INC
SYNERON MEDICAL LTD ORD SHS M87245102 3 250 SH DEFINED 3 - - 250
SYNERON MEDICAL LTD ORD SHS M87245102 21 2,000 SH DEFINED 5 2,000 - -
SYNGENTA AG SPONSORED ADR 87160A100 121 2,154 SH DEFINED 3 - - 2,154
SYNGENTA AG SPONSORED ADR 87160A100 6 100 SH DEFINED 7 - 100 -
SYNGENTA AG SPONSORED ADR 87160A100 9 159 SH DEFINED 18 159 - -
SYNGENTA AG SPONSORED ADR 87160A100 10,653 189,315 SH DEFINED 5;1 189,315 - -
SYNGENTA AG SPONSORED ADR 87160A100 33 587 SH DEFINED 587 - -
SYNGENTA AG SPONSORED ADR 87160A100 5,477 97,337 SH DEFINED 5 97,337 - -
SYNGENTA AG SPONSORED ADR 87160A100 81 1,441 SH DEFINED 8 1,441 - -
SYNIVERSE HLDGS INC COM 87163F106 84 4,829 SH DEFINED 2 4,829 - -
SYNIVERSE HLDGS INC COM 87163F106 8 469 SH DEFINED 3 - - 469
SYNNEX CORP COM 87162W100 5 150 SH DEFINED 3 - - 150
SYNNEX CORP COM 87162W100 736 24,000 SH DEFINED 4 - - 24,000
SYNOPSYS INC COM 871607107 1,136 50,989 SH DEFINED 3 - - 50,989
SYNOPSYS INC COM 871607107 751 33,700 SH DEFINED 4 - 4,700 29,000
SYNOPSYS INC COM 871607107 2 100 SH DEFINED 18 100 - -
SYNOVUS FINL CORP COM 87161C105 85 41,549 SH DEFINED 2 41,549 - -
SYNOVUS FINL CORP COM 87161C105 13 6,333 SH DEFINED 3 - - 6,333
SYNOVUS FINL CORP COM 87161C105 123 60,151 SH DEFINED 60,000 151 -
SYNTEL INC COM 87162H103 364 9,562 SH DEFINED 2 9,562 - -
SYPRIS SOLUTIONS INC COM 871655106 1 200 SH DEFINED 3 - - 200
SYSCO CORP COM 871829107 391 14,000 SH DEFINED 1 - 14,000 -
SYSCO CORP COM 871829107 14,217 508,855 SH DEFINED 2 508,855 - -
SYSCO CORP COM 871829107 5,510 197,225 SH DEFINED 3 6,626 - 190,599
SYSCO CORP COM 871829107 101,150 3,620,267 SH DEFINED 6 3,620,267 - -
SYSCO CORP COM 871829107 641 22,935 SH DEFINED 7 - 22,935 -
SYSCO CORP COM 871829107 138 4,945 SH DEFINED 15 4,945 - -
SYSCO CORP COM 871829107 85 3,053 SH DEFINED 18 3,053 - -
SYSCO CORP COM 871829107 334 11,967 SH DEFINED 11,062 905 -
SYSCO CORP COM 871829107 6 200 SH SOLE 200 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
SYSCO CORP COM 871829107 377 13,462 SH DEFINED 5 13,462 - -
SYSCO CORP COM 871829107 27 985 SH DEFINED 8 300 685 -
SYSTEMAX INC COM 871851101 864 55,000 SH DEFINED 4 - - 55,000
T-3 ENERGY SRVCS INC COM 87306E107 28 1,100 SH DEFINED 3 - - 1,100
TAIWAN SEMICONDUCTOR MFG SPONSORED ADR 874039100 426 37,228 SH DEFINED 3 - - 37,228
LTD
TAIWAN SEMICONDUCTOR MFG SPONSORED ADR 874039100 3,321 290,261 SH DEFINED 7 - 290,261 -
LTD
TAIWAN SEMICONDUCTOR MFG SPONSORED ADR 874039100 521 45,537 SH DEFINED 10 45,537 - -
LTD
TAIWAN SEMICONDUCTOR MFG SPONSORED ADR 874039100 108 9,477 SH DEFINED 11 9,477 - -
LTD
TAIWAN SEMICONDUCTOR MFG SPONSORED ADR 874039100 19 1,695 SH DEFINED 15 1,695 - -
LTD
TAIWAN SEMICONDUCTOR MFG SPONSORED ADR 874039100 197 17,183 SH DEFINED 16 17,183 - -
LTD
TAIWAN SEMICONDUCTOR MFG SPONSORED ADR 874039100 15 1,274 SH DEFINED 18 1,274 - -
LTD
TAIWAN SEMICONDUCTOR MFG SPONSORED ADR 874039100 29 2,559 SH DEFINED 2,559 - -
LTD
TAIWAN SEMICONDUCTOR MFG SPONSORED ADR 874039100 470 41,062 SH SOLE 41,062 - -
LTD
TAIWAN SEMICONDUCTOR MFG SPONSORED ADR 874039100 53 4,648 SH DEFINED 5 4,648 - -
LTD
TAIWAN SEMICONDUCTOR MFG SPONSORED ADR 874039100 121 10,558 SH DEFINED 8 - 10,558 -
LTD
TAKE-TWO INTERACTIVE COM 874054109 419 41,700 SH DEFINED 3 - - 41,700
SOFTWAR
TAKE-TWO INTERACTIVE COM 874054109 60 6,000 SH DEFINED 6,000 - -
SOFTWAR
TAKE-TWO INTERACTIVE COM 874054109 62 6,200 SH SOLE 6,200 - -
SOFTWAR
TALBOTS INC COM 874161102 9 1,000 SH DEFINED 2 1,000 - -
TALBOTS INC COM 874161102 4,455 500,000 CALL DEFINED 3 500,000 - -
TALBOTS INC COM 874161102 405 45,400 PUT DEFINED 3 45,400 - -
TALISMAN ENERGY INC COM 87425E103 236,033 12,610,784 SH DEFINED 1 1,349,680 11,261,104 -
TALISMAN ENERGY INC COM 87425E103 368 19,688 SH DEFINED 3 16,400 - 3,288
TALISMAN ENERGY INC COM 87425E103 17,007 908,676 SH DEFINED 7 - 908,676 -
TALISMAN ENERGY INC COM 87425E103 1,641 87,682 SH DEFINED 9 87,682 - -
TALISMAN ENERGY INC COM 87425E103 84 4,500 SH DEFINED 11 4,500 - -
TALISMAN ENERGY INC COM 87425E103 374 20,000 SH DEFINED 14 20,000 - -
TALISMAN ENERGY INC COM 87425E103 25 1,350 SH DEFINED 15 1,350 - -
TALISMAN ENERGY INC COM 87425E103 539 28,800 SH DEFINED 17 - - 28,800
TALISMAN ENERGY INC COM 87425E103 2 131 SH DEFINED 18 131 - -
TALISMAN ENERGY INC COM 87425E103 55,077 2,942,687 SH DEFINED 5;1 2,942,687 - -
TALISMAN ENERGY INC COM 87425E103 86,869 4,641,257 SH SOLE 4,641,257 - -
TALISMAN ENERGY INC COM 87425E103 1,011 53,991 SH DEFINED 53,991 - -
TALISMAN ENERGY INC COM 87425E103 88,496 4,727,928 SH DEFINED 5 4,727,928 - -
TALISMAN ENERGY INC COM 87425E103 1,318 70,400 CALL DEFINED 5 70,400 - -
TALISMAN ENERGY INC COM 87425E103 580 31,000 PUT DEFINED 5 31,000 - -
TALISMAN ENERGY INC COM 87425E103 2,363 126,258 SH DEFINED 8 115,966 10,292 -
TAM SA SP ADR REP PFD 87484D103 208 9,376 SH DEFINED 3 300 - 9,076
TANGER FACTORY OUTLET COM 875465106 1,468 37,649 SH DEFINED 2 37,649 - -
CTRS I
TANGER FACTORY OUTLET COM 875465106 22 558 SH DEFINED 3 17 - 541
CTRS I
TANZANIAN ROYALTY EXPL COM 87600U104 1 200 SH DEFINED 3 - - 200
CORP
TANZANIAN ROYALTY EXPL COM 87600U104 5 1,500 SH DEFINED 5 1,500 - -
CORP
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
TARGA RESOURCES PARTNERS COM UNIT 87611X105 6,016 247,468 SH DEFINED 3 50,973 - 196,495
LP
TARGA RESOURCES PARTNERS COM UNIT 87611X105 149 6,126 SH DEFINED 18 6,126 - -
LP
TARGA RESOURCES PARTNERS COM UNIT 87611X105 10 400 SH DEFINED 400 - -
LP
TARGACEPT INC COM 87611R306 4 200 SH DEFINED 2 200 - -
TARGET CORP COM 87612E106 29,917 618,500 SH DEFINED 1 80,000 538,500 -
TARGET CORP COM 87612E106 51,118 1,056,819 SH DEFINED 2 1,056,819 - -
TARGET CORP COM 87612E106 17,686 365,645 SH DEFINED 3 268,799 - 96,846
TARGET CORP COM 87612E106 8,078 166,995 SH DEFINED 4 - 77,770 89,225
TARGET CORP COM 87612E106 378 7,825 SH DEFINED 7 - 7,825 -
TARGET CORP COM 87612E106 258 5,339 SH DEFINED 10 5,339 - -
TARGET CORP COM 87612E106 218 4,500 SH DEFINED 11 4,500 - -
TARGET CORP COM 87612E106 34 700 SH DEFINED 15 700 - -
TARGET CORP COM 87612E106 35 725 SH DEFINED 17 - - 725
TARGET CORP COM 87612E106 181 3,752 SH DEFINED 18 3,752 - -
TARGET CORP COM 87612E106 55 1,131 SH DEFINED 1,131 - -
TARGET CORP COM 87612E106 1,260 26,056 SH SOLE 26,056 - -
TARGET CORP COM 87612E106 378 7,810 SH DEFINED 5 7,810 - -
TARGET CORP COM 87612E106 27 570 SH DEFINED 8 150 420 -
TASEKO MINES LTD COM 876511106 4 1,000 SH DEFINED 7 - 1,000 -
TASEKO MINES LTD COM 876511106 68 16,000 SH DEFINED 5 16,000 - -
TASER INTL INC COM 87651B104 45 10,330 SH DEFINED 2 10,330 - -
TASER INTL INC COM 87651B104 249 56,925 SH DEFINED 3 - - 56,925
TASTY BAKING CO COM 876553306 612 91,000 SH DEFINED 4 - - 91,000
TATA COMMUNICATIONS LTD SPONS ADR 876564105 766 53,009 SH DEFINED 2 53,009 - -
TATA COMMUNICATIONS LTD SPONS ADR 876564105 4 300 SH DEFINED 3 - - 300
TATA MTRS LTD SPONSORED ADR 876568502 274 16,245 SH DEFINED 3 - - 16,245
TATA MTRS LTD SPONSORED ADR 876568502 12 714 SH DEFINED 18 714 - -
TATA MTRS LTD SPONSORED ADR 876568502 13 800 SH DEFINED 800 - -
TATA MTRS LTD SPONSORED ADR 876568502 684 40,568 SH DEFINED 5 40,568 - -
TAUBMAN CTRS INC COM 876664103 8 231 SH DEFINED 18 231 - -
TBS INTERNATIONAL LIMITED COM CL A G86975151 2 320 SH DEFINED 3 - - 320
TC PIPELINES LP UT COM LTD PRT 87233Q108 1,050 28,490 SH DEFINED 2 28,490 - -
TC PIPELINES LP UT COM LTD PRT 87233Q108 1,304 35,397 SH DEFINED 3 - - 35,397
TC PIPELINES LP UT COM LTD PRT 87233Q108 12 325 SH DEFINED 325 - -
TCF FINL CORP COM 872275102 790 57,968 SH DEFINED 3 11,600 - 46,368
TCF FINL CORP COM 872275102 2 180 SH DEFINED 18 180 - -
TCW STRATEGIC INCOME COM 872340104 572 131,000 SH DEFINED 3 - - 131,000
FUND IN
TD AMERITRADE HLDG CORP COM 87236Y108 1,744 90,000 SH DEFINED 1 - 90,000 -
TD AMERITRADE HLDG CORP COM 87236Y108 792 40,883 SH DEFINED 2 40,883 - -
TD AMERITRADE HLDG CORP COM 87236Y108 120 6,169 SH DEFINED 3 - - 6,169
TD AMERITRADE HLDG CORP COM 87236Y108 10 514 SH DEFINED 18 514 - -
TD AMERITRADE HLDG CORP COM 87236Y108 90 4,656 SH DEFINED 4,656 - -
TEAM INC COM 878155100 6 320 SH DEFINED 16 320 - -
TECH DATA CORP COM 878237106 29 625 SH DEFINED 3 - - 625
TECH DATA CORP COM 878237106 37 800 SH DEFINED 5 800 - -
TECHNE CORP COM 878377100 56 813 SH DEFINED 3 - - 813
TECHNE CORP COM 878377100 3 46 SH DEFINED 18 46 - -
TECHNE CORP COM 878377100 17 254 SH DEFINED 254 - -
TECHNITROL INC COM 878555101 44 10,000 SH DEFINED 14 10,000 - -
TECHTEAM GLOBAL INC COM 878311109 537 70,560 SH DEFINED 4 - - 70,560
TECK RESOURCES LTD CL B 878742204 172,377 4,925,056 SH DEFINED 1 188,940 4,711,116 25,000
TECK RESOURCES LTD CL B 878742204 121 3,471 SH DEFINED 3 - - 3,471
TECK RESOURCES LTD CL B 878742204 27,609 788,818 SH DEFINED 6 788,818 - -
TECK RESOURCES LTD CL B 878742204 21,486 613,892 SH DEFINED 7 - 613,892 -
TECK RESOURCES LTD CL B 878742204 207 5,906 SH DEFINED 9 5,906 - -
TECK RESOURCES LTD CL B 878742204 27 761 SH DEFINED 10 761 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
TECK RESOURCES LTD CL B 878742204 14 405 SH DEFINED 15 405 - -
TECK RESOURCES LTD CL B 878742204 74 2,100 SH DEFINED 17 - - 2,100
TECK RESOURCES LTD CL B 878742204 4 125 SH DEFINED 5;1 125 - -
TECK RESOURCES LTD CL B 878742204 565 16,149 SH DEFINED 16,149 - -
TECK RESOURCES LTD CL B 878742204 417,841 11,938,316 SH SOLE 11,938,316 - -
TECK RESOURCES LTD CL B 878742204 60,194 1,719,820 SH DEFINED 5 1,719,820 - -
TECK RESOURCES LTD CL B 878742204 4 100 PUT DEFINED 5 100 - -
TECK RESOURCES LTD CL B 878742204 1,704 48,694 SH DEFINED 8 38,570 10,124 -
TECO ENERGY INC COM 872375100 5,453 336,200 SH DEFINED 1 34,200 302,000 -
TECO ENERGY INC COM 872375100 4,218 260,033 SH DEFINED 2 260,033 - -
TECO ENERGY INC COM 872375100 4,097 252,567 SH DEFINED 3 2,363 - 250,204
TECO ENERGY INC COM 872375100 148 9,100 SH DEFINED 15 9,100 - -
TECO ENERGY INC COM 872375100 435 26,841 SH DEFINED 18 26,841 - -
TECO ENERGY INC COM 872375100 6 400 SH DEFINED 5 400 - -
TECUMSEH PRODS CO CL A 878895200 - 25 SH DEFINED 2 25 - -
TEEKAY CORPORATION COM Y8564W103 17 741 SH DEFINED 2 741 - -
TEEKAY CORPORATION COM Y8564W103 666 28,684 SH DEFINED 3 - - 28,684
TEEKAY CORPORATION COM Y8564W103 68 2,914 SH DEFINED 5 2,914 - -
TEEKAY LNG PARTNERS L P PRTNRSP UNITS Y8564M105 2,202 83,200 SH DEFINED 3 47,200 - 36,000
TEEKAY OFFSHORE PARTNERS PARTNERSHIP UN Y8565J101 903 45,262 SH DEFINED 3 44,700 - 562
L P
TEEKAY TANKERS LTD CL A Y8565N102 38 4,470 SH DEFINED 2 4,470 - -
TEJON RANCH CO DEL COM 879080109 2 61 SH DEFINED 2 61 - -
TEJON RANCH CO DEL COM 879080109 3 100 SH DEFINED 3 - - 100
TEKELEC COM 879101103 434 28,383 SH DEFINED 2 28,383 - -
TELE NORTE LESTE PART S A SPON ADR PFD 879246106 12 545 SH DEFINED 2 545 - -
TELE NORTE LESTE PART S A SPON ADR PFD 879246106 82 3,851 SH DEFINED 3 - - 3,851
TELE NORTE LESTE PART S A SPON ADR PFD 879246106 394 18,400 SH DEFINED 14 18,400 - -
TELE NORTE LESTE PART S A SPON ADR PFD 879246106 83 3,857 SH DEFINED 3,857 - -
TELE NORTE LESTE PART S A SPON ADR PFD 879246106 92 4,308 SH DEFINED 5 4,308 - -
TELECOM CORP NEW ZEALAND SPONSORED ADR 879278208 24 2,707 SH DEFINED 3 - - 2,707
LTD
TELECOM CORP NEW ZEALAND SPONSORED ADR 879278208 50 5,600 SH DEFINED 15 5,600 - -
LTD
TELECOM CORP NEW ZEALAND SPONSORED ADR 879278208 63 7,053 SH DEFINED 16 7,053 - -
LTD
TELECOM CORP NEW ZEALAND SPONSORED ADR 879278208 2 193 SH DEFINED 18 193 - -
LTD
TELECOM CORP NEW ZEALAND SPONSORED ADR 879278208 468 52,104 SH DEFINED 5 52,104 - -
LTD
TELECOM HLDRS TR DEPOSITRY RCPT 87927P200 30 1,175 SH DEFINED 3 75 - 1,100
TELECOM ITALIA S P A NEW SPON ADR ORD 87927Y102 467 30,254 SH DEFINED 2 30,254 - -
TELECOM ITALIA S P A NEW SPON ADR SVGS 87927Y201 277 25,224 SH DEFINED 2 25,224 - -
TELECOM ITALIA S P A NEW SPON ADR ORD 87927Y102 15 1,000 SH DEFINED 3 - - 1,000
TELECOM ITALIA S P A NEW SPON ADR SVGS 87927Y201 1 78 SH DEFINED 7 - 78 -
TELECOM ITALIA S P A NEW SPON ADR ORD 87927Y102 29 1,850 SH DEFINED 5 1,850 - -
TELECOM ITALIA S P A NEW SPON ADR SVGS 87927Y201 6 561 SH DEFINED 5 561 - -
TELECOMMUNICATION SYS INC CL A 87929J103 1,703 175,897 SH DEFINED 3 173,010 - 2,887
TELECOMUNICACOES SPONSORED ADR 879287308 - 30 SH DEFINED 5 30 - -
BRASILEIRAS
TELECOMUNICACOES DE SAO SPON ADR PFD 87929A102 14 546 SH DEFINED 2 546 - -
PAUL
TELECOMUNICACOES DE SAO SPON ADR PFD 87929A102 175 6,993 SH DEFINED 3 - - 6,993
PAUL
TELECOMUNICACOES DE SAO SPON ADR PFD 87929A102 1 35 SH DEFINED 35 - -
PAUL
TELECOMUNICACOES DE SAO SPON ADR PFD 87929A102 35 1,387 SH DEFINED 5 1,387 - -
PAUL
TELEDYNE TECHNOLOGIES INC COM 879360105 9,055 236,049 SH DEFINED 4 - 169,589 66,460
TELEFLEX INC COM 879369106 141 2,616 SH DEFINED 3 - - 2,616
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
TELEFLEX INC COM 879369106 12,628 234,326 SH DEFINED 4 - 177,686 56,640
TELEFLEX INC COM 879369106 11 203 SH DEFINED 203 - -
TELEFLEX INC COM 879369106 24 450 SH DEFINED 5 450 - -
TELEFONICA DE ARGENTINA SPONSORED ADR 879378404 5 500 SH DEFINED 3 - - 500
S A
TELEFONICA S A SPONSORED ADR 879382208 900 10,779 SH DEFINED 2 10,779 - -
TELEFONICA S A SPONSORED ADR 879382208 448 5,360 SH DEFINED 3 - - 5,360
TELEFONICA S A SPONSORED ADR 879382208 20 244 SH DEFINED 7 - 244 -
TELEFONICA S A SPONSORED ADR 879382208 143 1,717 SH DEFINED 15 1,717 - -
TELEFONICA S A SPONSORED ADR 879382208 538 6,441 SH DEFINED 17 - - 6,441
TELEFONICA S A SPONSORED ADR 879382208 16 187 SH DEFINED 18 187 - -
TELEFONICA S A SPONSORED ADR 879382208 8,124 97,275 SH DEFINED 5;1 97,275 - -
TELEFONICA S A SPONSORED ADR 879382208 110 1,314 SH DEFINED 1,314 - -
TELEFONICA S A SPONSORED ADR 879382208 4,798 57,441 SH DEFINED 5 57,441 - -
TELEFONICA S A SPONSORED ADR 879382208 109 1,315 SH DEFINED 8 1,315 - -
TELEFONOS DE MEXICO S A B SPON ADR ORD L 879403780 1,147 69,202 SH DEFINED 2 69,202 - -
TELEFONOS DE MEXICO S A B SPON ADR ORD L 879403780 179 10,766 SH DEFINED 3 - - 10,766
TELEFONOS DE MEXICO S A B SPON ADR ORD L 879403780 6 350 SH DEFINED 16 350 - -
TELEFONOS DE MEXICO S A B SPON ADR ORD L 879403780 22 1,335 SH DEFINED 5 1,335 - -
TELEPHONE & DATA SYS INC COM 879433100 6,156 181,485 SH DEFINED 3 180,485 - 1,000
TELEPHONE & DATA SYS INC SPL COM 879433860 48 1,590 SH DEFINED 3 - - 1,590
TELEPHONE & DATA SYS INC SPL COM 879433860 7 240 SH DEFINED 240 - -
TELESTONE TECHNOLOGIES COM 87953J102 256 12,911 SH DEFINED 3 - - 12,911
CORP
TELETECH HOLDINGS INC COM 879939106 3 150 SH DEFINED 18 150 - -
TELLABS INC COM 879664100 3,759 661,760 SH DEFINED 2 661,760 - -
TELLABS INC COM 879664100 398 70,095 SH DEFINED 3 4,324 - 65,771
TELLABS INC COM 879664100 34 6,000 SH DEFINED 14 6,000 - -
TELLABS INC COM 879664100 25 4,400 SH DEFINED 15 4,400 - -
TELLABS INC COM 879664100 82 14,350 SH DEFINED 16 14,350 - -
TELMEX INTERNACIONAL SAB SPONS ADR SR L 879690105 1,011 56,960 SH DEFINED 3 7,137 - 49,823
DE
TELMEX INTERNACIONAL SAB SPONS ADR SR L 879690105 6 350 SH DEFINED 16 350 - -
DE
TELMEX INTERNACIONAL SAB SPONS ADR SR L 879690105 39 2,211 SH DEFINED 5 2,211 - -
DE
TELUS CORP NON-VTG SHS 87971M202 200,579 6,443,014 SH DEFINED 1 389,718 6,053,296 -
TELUS CORP NON-VTG SHS 87971M202 184 5,922 SH DEFINED 2 5,922 - -
TELUS CORP NON-VTG SHS 87971M202 2,424 77,852 SH DEFINED 3 - - 77,852
TELUS CORP NON-VTG SHS 87971M202 117,655 3,779,322 SH DEFINED 6 3,779,322 - -
TELUS CORP NON-VTG SHS 87971M202 6,041 194,064 SH DEFINED 7 - 194,064 -
TELUS CORP NON-VTG SHS 87971M202 159 5,108 SH DEFINED 9 5,108 - -
TELUS CORP NON-VTG SHS 87971M202 5 145 SH DEFINED 15 145 - -
TELUS CORP NON-VTG SHS 87971M202 1 40 SH DEFINED 5;1 40 - -
TELUS CORP NON-VTG SHS 87971M202 282 9,045 SH DEFINED 9,045 - -
TELUS CORP NON-VTG SHS 87971M202 131,841 4,235,000 SH SOLE 4,235,000 - -
TELUS CORP NON-VTG SHS 87971M202 8,628 277,153 SH DEFINED 5 277,153 - -
TELUS CORP NON-VTG SHS 87971M202 1,946 62,500 CALL DEFINED 5 62,500 - -
TELUS CORP NON-VTG SHS 87971M202 59 1,900 PUT DEFINED 5 1,900 - -
TELUS CORP NON-VTG SHS 87971M202 182 5,857 SH DEFINED 8 3,182 2,675 -
TELVENT GIT SA SHS E90215109 8 200 SH DEFINED 3 - - 200
TELVENT GIT SA SHS E90215109 6 145 SH DEFINED 145 - -
TELVENT GIT SA SHS E90215109 3 74 SH DEFINED 5 74 - -
TEMPLE INLAND INC COM 879868107 6,240 295,600 SH DEFINED 1 39,500 256,100 -
TEMPLE INLAND INC COM 879868107 200 9,468 SH DEFINED 3 - - 9,468
TEMPLE INLAND INC COM 879868107 20 950 SH DEFINED 15 950 - -
TEMPLETON DRAGON FD INC COM 88018T101 347 12,738 SH DEFINED 3 - - 12,738
TEMPLETON DRAGON FD INC COM 88018T101 27 1,000 SH DEFINED 7 - 1,000 -
TEMPLETON DRAGON FD INC COM 88018T101 346 12,710 SH DEFINED 16 12,710 - -
TEMPLETON DRAGON FD INC COM 88018T101 611 22,431 SH DEFINED 5 22,431 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
TEMPLETON DRAGON FD INC COM 88018T101 40 1,475 SH DEFINED 8 1,475 - -
TEMPLETON EMERG MKTS COM 880192109 231 16,028 SH DEFINED 3 - - 16,028
INCOME
TEMPLETON EMERGING MKTS COM 880191101 298 15,186 SH DEFINED 3 - - 15,186
FD I
TEMPLETON EMERGING MKTS COM 880191101 22 1,100 SH DEFINED 6 1,100 - -
FD I
TEMPLETON EMERGING MKTS COM 880191101 16 800 SH DEFINED 7 - 800 -
FD I
TEMPLETON EMERGING MKTS COM 880191101 98 5,000 SH DEFINED 16 5,000 - -
FD I
TEMPLETON EMERGING MKTS COM 880191101 175 8,886 SH DEFINED 8,886 - -
FD I
TEMPLETON EMERGING MKTS COM 880191101 23 1,175 SH DEFINED 5 1,175 - -
FD I
TEMPLETON GLOBAL INCOME COM 880198106 1,708 179,800 SH DEFINED 3 - - 179,800
FD
TEMPLETON GLOBAL INCOME COM 880198106 10 1,094 SH DEFINED 14 1,094 - -
FD
TEMPLETON GLOBAL INCOME COM 880198106 79 8,305 SH DEFINED 18 8,305 - -
FD
TEMPLETON GLOBAL INCOME COM 880198106 126 13,300 SH DEFINED 13,300 - -
FD
TEMPLETON GLOBAL INCOME COM 880198106 24 2,516 SH DEFINED 5 2,516 - -
FD
TEMPLETON RUS AND EAST COM 88022F105 9 500 SH DEFINED 3 - - 500
EUR F
TEMPLETON RUS AND EAST COM 88022F105 55 3,000 SH DEFINED 16 3,000 - -
EUR F
TEMPUR PEDIC INTL INC COM 88023U101 19 800 SH DEFINED 3 - - 800
TENARIS S A SPONSORED ADR 88031M109 158 3,694 SH DEFINED 2 3,694 - -
TENARIS S A SPONSORED ADR 88031M109 281 6,585 SH DEFINED 3 - - 6,585
TENARIS S A SPONSORED ADR 88031M109 12 285 SH DEFINED 18 285 - -
TENARIS S A SPONSORED ADR 88031M109 7 155 SH DEFINED 155 - -
TENET HEALTHCARE CORP COM 88033G100 171 31,700 SH DEFINED 1 - 31,700 -
TENET HEALTHCARE CORP COM 88033G100 3,391 629,203 SH DEFINED 2 629,203 - -
TENET HEALTHCARE CORP COM 88033G100 828 153,677 SH DEFINED 3 79,765 - 73,912
TENET HEALTHCARE CORP COM 88033G100 17 3,210 SH DEFINED 5 3,210 - -
TENNANT CO COM 880345103 80 3,048 SH DEFINED 2 3,048 - -
TENNANT CO COM 880345103 8 300 SH DEFINED 3 - - 300
TENNECO INC COM 880349105 1 81 SH DEFINED 3 - - 81
TENNESSEE COMMERCE COM 88043P108 74 16,857 SH DEFINED 3 - - 16,857
BANCORP I
TERADATA CORP DEL COM 88076W103 7,565 240,705 SH DEFINED 2 240,705 - -
TERADATA CORP DEL COM 88076W103 212 6,751 SH DEFINED 3 1,952 - 4,799
TERADATA CORP DEL COM 88076W103 4 120 SH DEFINED 5 120 - -
TERADYNE INC COM 880770102 53,370 4,973,900 SH DEFINED 1 - 4,973,900 -
TERADYNE INC COM 880770102 2,947 274,684 SH DEFINED 2 274,684 - -
TERADYNE INC COM 880770102 214 19,928 SH DEFINED 3 1,978 - 17,950
TERADYNE INC COM 880770102 1 97 SH DEFINED 5 97 - -
TEREX CORP NEW COM 880779103 4,655 235,000 SH DEFINED 1 31,500 203,500 -
TEREX CORP NEW COM 880779103 1,773 89,494 SH DEFINED 3 80,000 - 9,494
TEREX CORP NEW COM 880779103 574 29,000 SH DEFINED 14 29,000 - -
TEREX CORP NEW COM 880779103 59 3,000 SH DEFINED 5 3,000 - -
TEREX CORP NEW COM 880779103 1 37 SH DEFINED 8 37 - -
TERNIUM SA SPON ADR 880890108 14 399 SH DEFINED 2 399 - -
TERRA INDS INC COM 880915103 123 3,808 SH DEFINED 2 3,808 - -
TERRA INDS INC COM 880915103 17 516 SH DEFINED 3 - - 516
TERRA INDS INC COM 880915103 - 13 SH DEFINED 15 13 - -
TERRA NITROGEN CO L P COM UNIT 881005201 323 3,100 SH DEFINED 3 - - 3,100
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
TERRA NITROGEN CO L P COM UNIT 881005201 71 685 SH DEFINED 5 685 - -
TERRESTAR CORP COM 881451108 9 10,000 SH DEFINED 16 10,000 - -
TESCO CORP COM 88157K101 1,917 148,500 SH DEFINED 4 - 52,800 95,700
TESCO CORP COM 88157K101 6 500 SH DEFINED 500 - -
TESCO CORP COM 88157K101 26 2,000 SH DEFINED 5 2,000 - -
TESORO CORP COM 881609101 2,325 171,552 SH DEFINED 2 171,552 - -
TESORO CORP COM 881609101 260 19,170 SH DEFINED 3 1,625 - 17,545
TESORO CORP COM 881609101 7 495 SH DEFINED 7 - 495 -
TESORO CORP COM 881609101 90 6,649 SH DEFINED 5 6,649 - -
TESSCO TECHNOLOGIES INC COM 872386107 4 227 SH DEFINED 3 - - 227
TESSCO TECHNOLOGIES INC COM 872386107 339 21,000 SH DEFINED 4 - - 21,000
TESSERA TECHNOLOGIES INC COM 88164L100 682 29,309 SH DEFINED 2 29,309 - -
TESSERA TECHNOLOGIES INC COM 88164L100 6 240 SH DEFINED 3 - - 240
TESSERA TECHNOLOGIES INC COM 88164L100 66 2,857 SH DEFINED 16 2,857 - -
TETRA TECH INC NEW COM 88162G103 36 1,327 SH DEFINED 2 1,327 - -
TETRA TECH INC NEW COM 88162G103 1,027 37,786 SH DEFINED 3 - - 37,786
TETRA TECH INC NEW COM 88162G103 10,366 381,533 SH DEFINED 4 - 288,853 92,680
TETRA TECHNOLOGIES INC COM 88162F105 8 765 SH DEFINED 2 765 - -
DEL
TETRA TECHNOLOGIES INC COM 88162F105 16 1,440 SH DEFINED 3 - - 1,440
DEL
TETRA TECHNOLOGIES INC COM 88162F105 5,036 454,502 SH DEFINED 4 - 344,852 109,650
DEL
TETRA TECHNOLOGIES INC COM 88162F105 2 193 SH DEFINED 18 193 - -
DEL
TEVA PHARMACEUTICAL INDS ADR 881624209 33,416 594,805 SH DEFINED 1 214,405 380,400 -
LTD
TEVA PHARMACEUTICAL INDS ADR 881624209 12,366 220,117 SH DEFINED 3 - - 220,117
LTD
TEVA PHARMACEUTICAL INDS ADR 881624209 34 600 SH DEFINED 4 - 600 -
LTD
TEVA PHARMACEUTICAL INDS ADR 881624209 146 2,596 SH DEFINED 7 - 2,596 -
LTD
TEVA PHARMACEUTICAL INDS ADR 881624209 1,196 21,294 SH DEFINED 10 21,294 - -
LTD
TEVA PHARMACEUTICAL INDS ADR 881624209 135 2,400 SH DEFINED 11 2,400 - -
LTD
TEVA PHARMACEUTICAL INDS ADR 881624209 4 69 SH DEFINED 15 69 - -
LTD
TEVA PHARMACEUTICAL INDS ADR 881624209 24 430 SH DEFINED 16 430 - -
LTD
TEVA PHARMACEUTICAL INDS ADR 881624209 28 500 SH DEFINED 17 - - 500
LTD
TEVA PHARMACEUTICAL INDS ADR 881624209 140 2,490 SH DEFINED 18 2,490 - -
LTD
TEVA PHARMACEUTICAL INDS ADR 881624209 11,036 196,444 SH DEFINED 5;1 196,444 - -
LTD
TEVA PHARMACEUTICAL INDS ADR 881624209 1,866 33,221 SH DEFINED 33,221 - -
LTD
TEVA PHARMACEUTICAL INDS ADR 881624209 53 940 SH SOLE 940 - -
LTD
TEVA PHARMACEUTICAL INDS ADR 881624209 17,843 317,602 SH DEFINED 5 317,602 - -
LTD
TEVA PHARMACEUTICAL INDS ADR 881624209 224 3,988 SH DEFINED 8 3,858 130 -
LTD
TEXAS CAPITAL BANCSHARES COM 88224Q107 432 30,948 SH DEFINED 2 30,948 - -
INC
TEXAS INDS INC COM 882491103 179 5,119 SH DEFINED 2 5,119 - -
TEXAS INDS INC COM 882491103 46 1,315 SH DEFINED 3 - - 1,315
TEXAS INSTRS INC COM 882508104 1,048 40,200 SH DEFINED 1 - 40,200 -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
TEXAS INSTRS INC COM 882508104 49,207 1,888,228 SH DEFINED 2 1,888,228 - -
TEXAS INSTRS INC COM 882508104 5,896 226,261 SH DEFINED 3 62,178 - 164,083
TEXAS INSTRS INC COM 882508104 3 113 SH DEFINED 7 - 113 -
TEXAS INSTRS INC COM 882508104 127 4,888 SH DEFINED 10 4,888 - -
TEXAS INSTRS INC COM 882508104 65 2,500 SH DEFINED 13 2,500 - -
TEXAS INSTRS INC COM 882508104 364 13,977 SH DEFINED 15 13,977 - -
TEXAS INSTRS INC COM 882508104 100 3,820 SH DEFINED 17 - - 3,820
TEXAS INSTRS INC COM 882508104 148 5,698 SH DEFINED 18 5,698 - -
TEXAS INSTRS INC COM 882508104 115 4,420 SH DEFINED 4,420 - -
TEXAS INSTRS INC COM 882508104 217 8,346 SH SOLE 8,346 - -
TEXAS INSTRS INC COM 882508104 268 10,267 SH DEFINED 5 10,267 - -
TEXAS ROADHOUSE INC COM 882681109 256 22,754 SH DEFINED 2 22,754 - -
TEXAS ROADHOUSE INC COM 882681109 117 10,450 SH DEFINED 3 - - 10,450
TEXAS ROADHOUSE INC COM 882681109 3 239 SH DEFINED 18 239 - -
TEXTAINER GROUP HOLDINGS SHS G8766E109 8 462 SH DEFINED 2 462 - -
LTD
TEXTAINER GROUP HOLDINGS SHS G8766E109 21 1,222 SH DEFINED 3 - - 1,222
LTD
TEXTRON INC COM 883203101 7,360 391,287 SH DEFINED 2 391,287 - -
TEXTRON INC COM 883203101 1,161 61,714 SH DEFINED 3 2,982 - 58,732
TEXTRON INC PFD CONV $2.08 883203200 17 100 PRN DEFINED 3 - - 100
TEXTRON INC PFD CONV $1.40 883203309 7 48 PRN DEFINED 3 - - 48
TEXTRON INC COM 883203101 109 5,800 SH DEFINED 16 5,800 - -
TEXTRON INC COM 883203101 542 28,801 SH DEFINED 5 28,801 - -
THAI CAP FD INC COM NEW 882905201 2 212 SH DEFINED 212 - -
THAI FD INC COM 882904105 3 328 SH DEFINED 328 - -
THAI FD INC COM 882904105 50 5,553 SH DEFINED 5 5,553 - -
THE9 LTD ADR 88337K104 11 1,560 SH DEFINED 5 1,560 - -
THERAVANCE INC COM 88338T104 19 1,460 SH DEFINED 2 1,460 - -
THERAVANCE INC COM 88338T104 1 93 SH DEFINED 3 - - 93
THERMO FISHER SCIENTIFIC COM 883556102 8,614 180,635 SH DEFINED 1 - 180,635 -
INC
THERMO FISHER SCIENTIFIC COM 883556102 28,773 603,340 SH DEFINED 2 603,340 - -
INC
THERMO FISHER SCIENTIFIC COM 883556102 4,380 91,841 SH DEFINED 3 4,585 - 87,256
INC
THERMO FISHER SCIENTIFIC COM 883556102 1,313 27,522 SH DEFINED 4 - 24,707 2,815
INC
THERMO FISHER SCIENTIFIC COM 883556102 611 12,802 SH DEFINED 7 - 12,802 -
INC
THERMO FISHER SCIENTIFIC COM 883556102 95 1,995 SH DEFINED 9 1,995 - -
INC
THERMO FISHER SCIENTIFIC COM 883556102 424 8,891 SH DEFINED 10 8,891 - -
INC
THERMO FISHER SCIENTIFIC COM 883556102 6 122 SH DEFINED 15 122 - -
INC
THERMO FISHER SCIENTIFIC COM 883556102 128 2,693 SH DEFINED 18 2,693 - -
INC
THERMO FISHER SCIENTIFIC COM 883556102 9,240 193,748 SH DEFINED 5;1 193,748 - -
INC
THERMO FISHER SCIENTIFIC COM 883556102 203 4,264 SH DEFINED 4,264 - -
INC
THERMO FISHER SCIENTIFIC COM 883556102 14 300 SH SOLE 300 - -
INC
THERMO FISHER SCIENTIFIC COM 883556102 7,157 150,076 SH DEFINED 5 150,076 - -
INC
THERMO FISHER SCIENTIFIC COM 883556102 716 15,018 SH DEFINED 8 13,998 1,020 -
INC
THOMAS & BETTS CORP COM 884315102 571 15,963 SH DEFINED 2 15,963 - -
THOMAS & BETTS CORP COM 884315102 72 2,000 SH DEFINED 3 - - 2,000
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
THOMAS & BETTS CORP COM 884315102 2 68 SH DEFINED 18 68 - -
THOMPSON CREEK METALS CO COM 884768102 3,953 337,300 SH DEFINED 1 87,300 250,000 -
INC
THOMPSON CREEK METALS CO COM 884768102 19 1,600 SH DEFINED 3 - - 1,600
INC
THOMPSON CREEK METALS CO COM 884768102 4,667 398,200 SH DEFINED 6 398,200 - -
INC
THOMPSON CREEK METALS CO COM 884768102 59 5,000 SH DEFINED 14 5,000 - -
INC
THOMPSON CREEK METALS CO COM 884768102 3 272 SH DEFINED 18 272 - -
INC
THOMPSON CREEK METALS CO COM 884768102 11 915 SH DEFINED 915 - -
INC
THOMPSON CREEK METALS CO COM 884768102 1,968 167,933 SH DEFINED 5 167,933 - -
INC
THOMPSON CREEK METALS CO COM 884768102 1,010 86,200 CALL DEFINED 5 86,200 - -
INC
THOMPSON CREEK METALS CO COM 884768102 505 43,100 PUT DEFINED 5 43,100 - -
INC
THOMSON REUTERS CORP COM 884903105 405,927 12,578,363 SH DEFINED 1 637,138 11,941,225 -
THOMSON REUTERS CORP COM 884903105 64 1,991 SH DEFINED 2 1,991 - -
THOMSON REUTERS CORP COM 884903105 44 1,358 SH DEFINED 3 - - 1,358
THOMSON REUTERS CORP COM 884903105 142,707 4,422,035 SH DEFINED 6 4,422,035 - -
THOMSON REUTERS CORP COM 884903105 36,923 1,144,116 SH DEFINED 7 - 1,144,116 -
THOMSON REUTERS CORP COM 884903105 1,405 43,545 SH DEFINED 9 43,545 - -
THOMSON REUTERS CORP COM 884903105 13 411 SH DEFINED 10 411 - -
THOMSON REUTERS CORP COM 884903105 72 2,240 SH DEFINED 11 2,240 - -
THOMSON REUTERS CORP COM 884903105 97 3,000 SH DEFINED 14 3,000 - -
THOMSON REUTERS CORP COM 884903105 120 3,710 SH DEFINED 15 3,710 - -
THOMSON REUTERS CORP COM 884903105 64 1,977 SH DEFINED 16 1,977 - -
THOMSON REUTERS CORP COM 884903105 318 9,850 SH DEFINED 17 - - 9,850
THOMSON REUTERS CORP COM 884903105 63,018 1,952,723 SH DEFINED 5;1 1,952,723 - -
THOMSON REUTERS CORP COM 884903105 713 22,105 SH DEFINED 22,105 - -
THOMSON REUTERS CORP COM 884903105 551,353 17,084,641 SH SOLE 17,084,641 - -
THOMSON REUTERS CORP COM 884903105 129,974 4,027,470 SH DEFINED 5 4,027,470 - -
THOMSON REUTERS CORP COM 884903105 1,575 48,800 CALL DEFINED 5 48,800 - -
THOMSON REUTERS CORP COM 884903105 213 6,600 PUT DEFINED 5 6,600 - -
THOMSON REUTERS CORP COM 884903105 3,328 103,111 SH DEFINED 8 89,667 13,444 -
THOR INDS INC COM 885160101 9 300 SH DEFINED 3 - - 300
THOR INDS INC COM 885160101 13 400 SH DEFINED 5 400 - -
THORATEC CORP COM NEW 885175307 882 32,774 SH DEFINED 2 32,774 - -
THORATEC CORP COM NEW 885175307 145 5,385 SH DEFINED 3 - - 5,385
THQ INC COM NEW 872443403 5 1,049 SH DEFINED 2 1,049 - -
THQ INC COM NEW 872443403 106 21,000 SH DEFINED 3 - - 21,000
THRESHOLD PHARMACEUTICAL COM NEW 885807206 4 2,248 SH DEFINED 3 - - 2,248
INC
TIBCO SOFTWARE INC COM 88632Q103 249 25,812 SH DEFINED 2 25,812 - -
TIBCO SOFTWARE INC COM 88632Q103 11 1,100 SH DEFINED 3 - - 1,100
TIBCO SOFTWARE INC COM 88632Q103 21 2,200 SH DEFINED 16 2,200 - -
TICC CAPITAL CORP COM 87244T109 192 31,756 SH DEFINED 3 - - 31,756
TICKETMASTER ENTMT INC COM 88633P302 11 879 SH DEFINED 3 - - 879
TICKETMASTER ENTMT INC COM 88633P302 1 46 SH DEFINED 5 46 - -
TICKETMASTER ENTMT INC COM 88633P302 1 60 SH DEFINED 8 60 - -
TIDEWATER INC COM 886423102 146 3,048 SH DEFINED 3 - - 3,048
TIDEWATER INC COM 886423102 14,735 307,298 SH DEFINED 6 307,298 - -
TIDEWATER INC COM 886423102 119 2,474 SH DEFINED 5 2,474 - -
TIDEWATER INC COM 886423102 2 40 SH DEFINED 8 40 - -
TIERONE CORP COM 88650R108 35 54,000 SH DEFINED 4 - - 54,000
TIFFANY & CO NEW COM 886547108 7,885 183,373 SH DEFINED 2 183,373 - -
TIFFANY & CO NEW COM 886547108 1,741 40,484 SH DEFINED 3 33,410 - 7,074
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
TIFFANY & CO NEW COM 886547108 - 3 SH DEFINED 15 3 - -
TIFFANY & CO NEW COM 886547108 13 308 SH DEFINED 16 308 - -
TIFFANY & CO NEW COM 886547108 87 2,005 SH DEFINED 5 2,005 - -
TIFFANY & CO NEW COM 886547108 4 100 SH DEFINED 8 100 - -
TIM HORTONS INC COM 88706M103 156,654 5,129,151 SH DEFINED 1 254,033 4,875,118 -
TIM HORTONS INC COM 88706M103 99 3,231 SH DEFINED 3 - - 3,231
TIM HORTONS INC COM 88706M103 28,442 931,242 SH DEFINED 6 931,242 - -
TIM HORTONS INC COM 88706M103 1,664 54,483 SH DEFINED 7 - 54,483 -
TIM HORTONS INC COM 88706M103 72 2,355 SH DEFINED 9 2,355 - -
TIM HORTONS INC COM 88706M103 3 90 SH DEFINED 15 90 - -
TIM HORTONS INC COM 88706M103 27 900 SH DEFINED 17 - - 900
TIM HORTONS INC COM 88706M103 26,045 852,765 SH DEFINED 5;1 852,765 - -
TIM HORTONS INC COM 88706M103 77 2,530 SH DEFINED 2,530 - -
TIM HORTONS INC COM 88706M103 34,752 1,137,842 SH SOLE 1,137,842 - -
TIM HORTONS INC COM 88706M103 44,860 1,468,788 SH DEFINED 5 1,468,788 - -
TIM HORTONS INC COM 88706M103 1,084 35,500 CALL DEFINED 5 35,500 - -
TIM HORTONS INC COM 88706M103 1,233 40,366 SH DEFINED 8 40,121 245 -
TIM PARTICIPACOES S A SPONS ADR PFD 88706P106 5 167 SH DEFINED 3 100 - 67
TIM PARTICIPACOES S A SPONS ADR PFD 88706P106 297 10,000 SH DEFINED 14 10,000 - -
TIM PARTICIPACOES S A SPONS ADR PFD 88706P106 - 4 SH DEFINED 4 - -
TIM PARTICIPACOES S A SPONS ADR PFD 88706P106 - 1 SH DEFINED 5 1 - -
TIMBERLAND BANCORP INC COM 887098101 14 3,208 SH DEFINED 3 - - 3,208
TIME WARNER CABLE INC COM 88732J207 14,487 350,000 SH DEFINED 1 - 350,000 -
TIME WARNER CABLE INC COM 88732J207 21,984 531,147 SH DEFINED 2 531,147 - -
TIME WARNER CABLE INC COM 88732J207 526 12,705 SH DEFINED 3 3,976 - 8,729
TIME WARNER CABLE INC COM 88732J207 4 88 SH DEFINED 7 - 88 -
TIME WARNER CABLE INC COM 88732J207 2 51 SH DEFINED 14 51 - -
TIME WARNER CABLE INC COM 88732J207 59 1,421 SH DEFINED 15 1,421 - -
TIME WARNER CABLE INC COM 88732J207 826 19,962 SH DEFINED 16 19,962 - -
TIME WARNER CABLE INC COM 88732J207 4 87 SH DEFINED 18 87 - -
TIME WARNER CABLE INC COM 88732J207 15 368 SH DEFINED 368 - -
TIME WARNER CABLE INC COM 88732J207 2 51 SH SOLE 51 - -
TIME WARNER CABLE INC COM 88732J207 50 1,208 SH DEFINED 5 1,208 - -
TIME WARNER CABLE INC COM 88732J207 6 147 SH DEFINED 8 16 131 -
TIME WARNER INC COM NEW 887317303 48,811 1,675,064 SH DEFINED 2 1,675,064 - -
TIME WARNER INC COM NEW 887317303 6,186 212,297 SH DEFINED 3 85,135 - 127,162
TIME WARNER INC COM NEW 887317303 8,553 293,510 SH DEFINED 4 - 108,585 184,925
TIME WARNER INC COM NEW 887317303 85 2,929 SH DEFINED 7 - 2,929 -
TIME WARNER INC COM NEW 887317303 14 471 SH DEFINED 14 471 - -
TIME WARNER INC COM NEW 887317303 166 5,703 SH DEFINED 15 5,703 - -
TIME WARNER INC COM NEW 887317303 114 3,909 SH DEFINED 16 3,909 - -
TIME WARNER INC COM NEW 887317303 30 1,031 SH DEFINED 18 1,031 - -
TIME WARNER INC COM NEW 887317303 26 888 SH DEFINED 888 - -
TIME WARNER INC COM NEW 887317303 17 578 SH SOLE 578 - -
TIME WARNER INC COM NEW 887317303 260 8,905 SH DEFINED 5 8,905 - -
TIME WARNER INC COM NEW 887317303 24 836 SH DEFINED 8 116 720 -
TIMKEN CO COM 887389104 1,366 57,613 SH DEFINED 2 57,613 - -
TIMKEN CO COM 887389104 371 15,639 SH DEFINED 3 - - 15,639
TITAN INTL INC ILL COM 88830M102 89 10,959 SH DEFINED 2 10,959 - -
TITAN INTL INC ILL COM 88830M102 2 285 SH DEFINED 18 285 - -
TITAN MACHY INC COM 88830R101 46 3,986 SH DEFINED 2 3,986 - -
TITAN MACHY INC COM 88830R101 1 100 SH DEFINED 3 - - 100
TITANIUM METALS CORP COM NEW 888339207 1,451 115,867 SH DEFINED 2 115,867 - -
TITANIUM METALS CORP COM NEW 888339207 526 42,007 SH DEFINED 3 938 - 41,069
TITANIUM METALS CORP COM NEW 888339207 3 240 SH DEFINED 7 - 240 -
TITANIUM METALS CORP COM NEW 888339207 3 200 SH DEFINED 5 200 - -
TITANIUM METALS CORP COM NEW 888339207 7 550 SH DEFINED 8 - 550 -
TIVO INC COM 888706108 13 1,300 SH DEFINED 3 - - 1,300
TJX COS INC NEW COM 872540109 30,581 836,700 SH DEFINED 1 105,000 731,700 -
TJX COS INC NEW COM 872540109 22,304 610,240 SH DEFINED 2 610,240 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
TJX COS INC NEW COM 872540109 2,598 71,085 SH DEFINED 3 4,669 - 66,416
TJX COS INC NEW COM 872540109 3 90 SH DEFINED 18 90 - -
TJX COS INC NEW COM 872540109 264 7,227 SH DEFINED 5,247 1,980 -
TJX COS INC NEW COM 872540109 15,923 435,635 SH DEFINED 5 435,635 - -
TJX COS INC NEW COM 872540109 340 9,315 SH DEFINED 8 9,315 - -
TNS INC COM 872960109 25 981 SH DEFINED 2 981 - -
TOFUTTI BRANDS INC COM 88906B105 1 1,000 SH DEFINED 5 1,000 - -
TOLL BROTHERS INC COM 889478103 851 45,240 SH DEFINED 3 40,000 - 5,240
TOLL BROTHERS INC COM 889478103 2 100 SH DEFINED 5 100 - -
TOLLGRADE COMMUNICATIONS COM 889542106 32 5,290 SH DEFINED 3 - - 5,290
INC
TOMKINS PLC SPONSORED ADR 890030208 1 60 SH DEFINED 3 - - 60
TOMKINS PLC SPONSORED ADR 890030208 22 1,800 SH DEFINED 5 1,800 - -
TOMPKINS FINANCIAL COM 890110109 227 5,600 SH DEFINED 2 5,600 - -
CORPORATI
TOMPKINS FINANCIAL COM 890110109 3 71 SH DEFINED 3 - - 71
CORPORATI
TONGXIN INTERNATIONAL LTD COM G8918T103 216 24,041 SH DEFINED 3 - - 24,041
TONGXIN INTERNATIONAL LTD COM G8918T103 10 1,130 SH DEFINED 5 1,130 - -
TOOTSIE ROLL INDS INC COM 890516107 406 14,834 SH DEFINED 3 - - 14,834
TOOTSIE ROLL INDS INC COM 890516107 13 493 SH DEFINED 5 493 - -
TORCHMARK CORP COM 891027104 5,093 115,884 SH DEFINED 2 115,884 - -
TORCHMARK CORP COM 891027104 213 4,843 SH DEFINED 3 912 - 3,931
TORCHMARK CORP COM 891027104 5 111 SH DEFINED 16 111 - -
TORCHMARK CORP COM 891027104 10 225 SH DEFINED 5 225 - -
TOREADOR RES CORP COM 891050106 10 1,000 SH DEFINED 3 - - 1,000
TOREADOR RES CORP COM 891050106 - 4 SH DEFINED 9 4 - -
TORO CO COM 891092108 92 2,197 SH DEFINED 3 600 - 1,597
TORO CO COM 891092108 4 95 SH DEFINED 18 95 - -
TORO CO COM 891092108 8 200 SH DEFINED 5 200 - -
TORONTO DOMINION BK ONT COM NEW 891160509 1,312,177 20,927,992 SH DEFINED 1 1,267,894 19,660,098 -
TORONTO DOMINION BK ONT COM NEW 891160509 2,352 37,518 SH DEFINED 3 - - 37,518
TORONTO DOMINION BK ONT COM NEW 891160509 633,603 10,105,372 SH DEFINED 6 10,105,372 - -
TORONTO DOMINION BK ONT COM NEW 891160509 94,843 1,512,655 SH DEFINED 7 - 1,512,655 -
TORONTO DOMINION BK ONT COM NEW 891160509 4,971 79,281 SH DEFINED 9 79,281 - -
TORONTO DOMINION BK ONT COM NEW 891160509 52 826 SH DEFINED 10 826 - -
TORONTO DOMINION BK ONT COM NEW 891160509 186 2,970 SH DEFINED 11 2,970 - -
TORONTO DOMINION BK ONT COM NEW 891160509 13 200 SH DEFINED 13 200 - -
TORONTO DOMINION BK ONT COM NEW 891160509 392 6,257 SH DEFINED 15 6,257 - -
TORONTO DOMINION BK ONT COM NEW 891160509 63 1,000 SH DEFINED 17 - - 1,000
TORONTO DOMINION BK ONT COM NEW 891160509 884 14,106 SH DEFINED 18 14,106 - -
TORONTO DOMINION BK ONT COM NEW 891160509 153,891 2,454,419 SH DEFINED 5;1 2,454,419 - -
TORONTO DOMINION BK ONT COM NEW 891160509 8,883 141,672 SH DEFINED 141,672 - -
TORONTO DOMINION BK ONT COM NEW 891160509 2,015,808 32,150,250 SH SOLE 32,150,250 - -
TORONTO DOMINION BK ONT COM NEW 891160509 258,995 4,130,732 SH DEFINED 5 4,130,732 - -
TORONTO DOMINION BK ONT COM NEW 891160509 1,129 18,000 CALL DEFINED 5 18,000 - -
TORONTO DOMINION BK ONT COM NEW 891160509 1,580 25,200 PUT DEFINED 5 25,200 - -
TORONTO DOMINION BK ONT COM NEW 891160509 12,243 195,273 SH DEFINED 8 66,703 128,570 -
TORTOISE CAP RES CORP COM 89147N304 104 15,911 SH DEFINED 3 - - 15,911
TORTOISE ENERGY CAP CORP COM 89147U100 1,553 67,857 SH DEFINED 3 - - 67,857
TORTOISE ENERGY COM 89147L100 1,597 51,467 SH DEFINED 3 - - 51,467
INFRSTRCTR C
TORTOISE NORTH AMRN COM 89147T103 731 33,338 SH DEFINED 3 - - 33,338
ENRGY CO
TORTOISE NORTH AMRN COM 89147T103 78 3,572 SH DEFINED 18 3,572 - -
ENRGY CO
TORTOISE PWR & ENERGY COM 89147X104 151 7,446 SH DEFINED 3 - - 7,446
INFRAS
TOTAL S A SPONSORED ADR 89151E109 1,357 21,184 SH DEFINED 3 - - 21,184
TOTAL S A SPONSORED ADR 89151E109 30 470 SH DEFINED 7 - 470 -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
TOTAL S A SPONSORED ADR 89151E109 26 400 SH DEFINED 9 400 - -
TOTAL S A SPONSORED ADR 89151E109 500 7,800 SH DEFINED 14 7,800 - -
TOTAL S A SPONSORED ADR 89151E109 74 1,163 SH DEFINED 15 1,163 - -
TOTAL S A SPONSORED ADR 89151E109 655 10,222 SH DEFINED 17 - - 10,222
TOTAL S A SPONSORED ADR 89151E109 80 1,255 SH DEFINED 18 1,255 - -
TOTAL S A SPONSORED ADR 89151E109 8,478 132,390 SH DEFINED 5;1 132,390 - -
TOTAL S A SPONSORED ADR 89151E109 563 8,796 SH DEFINED 8,796 - -
TOTAL S A SPONSORED ADR 89151E109 3 40 SH SOLE 40 - -
TOTAL S A SPONSORED ADR 89151E109 10,435 162,954 SH DEFINED 5 162,954 - -
TOTAL S A SPONSORED ADR 89151E109 233 3,642 SH DEFINED 8 3,542 100 -
TOTAL SYS SVCS INC COM 891906109 5,562 322,085 SH DEFINED 2 322,085 - -
TOTAL SYS SVCS INC COM 891906109 115 6,665 SH DEFINED 3 2,242 - 4,423
TOTAL SYS SVCS INC COM 891906109 328 19,005 SH DEFINED 18,874 131 -
TOWER BANCORP INC COM 891709107 342 14,970 SH DEFINED 3 - - 14,970
TOWER FINANCIAL CORP COM 891769101 3 400 SH DEFINED 3 - - 400
TOWER GROUP INC COM 891777104 860 36,724 SH DEFINED 2 36,724 - -
TOWER GROUP INC COM 891777104 8 336 SH DEFINED 3 - - 336
TOWER GROUP INC COM 891777104 11,888 507,828 SH DEFINED 4 - 332,078 175,750
TOYOTA MOTOR CORP SP ADR REP2COM 892331307 2,653 31,522 SH DEFINED 3 - - 31,522
TOYOTA MOTOR CORP SP ADR REP2COM 892331307 30 360 SH DEFINED 7 - 360 -
TOYOTA MOTOR CORP SP ADR REP2COM 892331307 50 600 SH DEFINED 15 600 - -
TOYOTA MOTOR CORP SP ADR REP2COM 892331307 12 138 SH DEFINED 18 138 - -
TOYOTA MOTOR CORP SP ADR REP2COM 892331307 2 20 SH DEFINED 5;1 20 - -
TOYOTA MOTOR CORP SP ADR REP2COM 892331307 118 1,405 SH DEFINED 1,405 - -
TOYOTA MOTOR CORP SP ADR REP2COM 892331307 1,163 13,826 SH DEFINED 5 13,826 - -
TOYOTA MOTOR CORP SP ADR REP2COM 892331307 6 64 SH DEFINED 8 44 20 -
TRACTOR SUPPLY CO COM 892356106 16 300 SH DEFINED 3 - - 300
TRACTOR SUPPLY CO COM 892356106 16,569 312,800 SH DEFINED 4 - 221,230 91,570
TRAILER BRIDGE COM 892782103 48 9,974 SH DEFINED 3 - - 9,974
TRANS WORLD ENTMT CORP COM 89336Q100 227 150,000 SH DEFINED 4 - - 150,000
TRANSALTA CORP COM 89346D107 125,227 5,610,664 SH DEFINED 1 192,482 5,418,182 -
TRANSALTA CORP COM 89346D107 8,231 368,783 SH DEFINED 6 368,783 - -
TRANSALTA CORP COM 89346D107 5,227 234,180 SH DEFINED 7 - 234,180 -
TRANSALTA CORP COM 89346D107 720 32,264 SH DEFINED 9 32,264 - -
TRANSALTA CORP COM 89346D107 268 12,000 SH DEFINED 15 12,000 - -
TRANSALTA CORP COM 89346D107 109 4,880 SH DEFINED 4,880 - -
TRANSALTA CORP COM 89346D107 211,031 9,455,046 SH SOLE 9,455,046 - -
TRANSALTA CORP COM 89346D107 40,449 1,812,268 SH DEFINED 5 1,812,268 - -
TRANSALTA CORP COM 89346D107 2,202 98,662 SH DEFINED 8 26,072 72,590 -
TRANSAMERICA INCOME SHS COM 893506105 167 8,343 SH DEFINED 3 - - 8,343
INC
TRANSATLANTIC HLDGS INC COM 893521104 1,126 21,603 SH DEFINED 2 21,603 - -
TRANSATLANTIC HLDGS INC COM 893521104 27 523 SH DEFINED 3 - - 523
TRANSATLANTIC HLDGS INC COM 893521104 3 51 SH DEFINED 15 51 - -
TRANSATLANTIC HLDGS INC COM 893521104 19 356 SH DEFINED 18 356 - -
TRANSATLANTIC HLDGS INC COM 893521104 2 40 SH DEFINED 5 40 - -
TRANSATLANTIC PETROLEUM SHS G89982105 9 2,750 SH DEFINED 5 2,750 - -
LTD
TRANSCANADA CORP COM 89353D107 485,666 14,117,721 SH DEFINED 1 711,069 13,406,652 -
TRANSCANADA CORP COM 89353D107 1,729 50,264 SH DEFINED 3 - - 50,264
TRANSCANADA CORP COM 89353D107 25,598 744,096 SH DEFINED 6 744,096 - -
TRANSCANADA CORP COM 89353D107 56,648 1,646,687 SH DEFINED 7 - 1,646,687 -
TRANSCANADA CORP COM 89353D107 2,751 79,967 SH DEFINED 9 79,967 - -
TRANSCANADA CORP COM 89353D107 22 654 SH DEFINED 10 654 - -
TRANSCANADA CORP COM 89353D107 36 1,042 SH DEFINED 11 1,042 - -
TRANSCANADA CORP COM 89353D107 467 13,566 SH DEFINED 14 13,566 - -
TRANSCANADA CORP COM 89353D107 1,031 29,966 SH DEFINED 15 29,966 - -
TRANSCANADA CORP COM 89353D107 620 18,025 SH DEFINED 17 - - 18,025
TRANSCANADA CORP COM 89353D107 34 1,000 SH DEFINED 18 1,000 - -
TRANSCANADA CORP COM 89353D107 71,454 2,077,068 SH DEFINED 5;1 2,077,068 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
TRANSCANADA CORP COM 89353D107 1,606 46,690 SH DEFINED 46,140 550 -
TRANSCANADA CORP COM 89353D107 873,826 25,401,076 SH SOLE 25,401,076 - -
TRANSCANADA CORP COM 89353D107 266,626 7,750,490 SH DEFINED 5 7,750,490 - -
TRANSCANADA CORP COM 89353D107 3,495 101,600 CALL DEFINED 5 101,600 - -
TRANSCANADA CORP COM 89353D107 378 11,000 PUT DEFINED 5 11,000 - -
TRANSCANADA CORP COM 89353D107 8,086 235,053 SH DEFINED 8 198,800 36,253 -
TRANSCONTINENTAL RLTY COM NEW 893617209 - 1 SH DEFINED 3 - - 1
INVS
TRANSDIGM GROUP INC COM 893641100 11 238 SH DEFINED 3 - - 238
TRANSDIGM GROUP INC COM 893641100 24 500 SH DEFINED 15 500 - -
TRANSDIGM GROUP INC COM 893641100 8 177 SH DEFINED 18 177 - -
TRANSITION THERAPEUTICS COM NEW 893716209 - 55 SH DEFINED 5 55 - -
INC
TRANSMONTAIGNE PARTNERS COM UNIT L P 89376V100 13 461 SH DEFINED 2 461 - -
L P
TRANSMONTAIGNE PARTNERS COM UNIT L P 89376V100 1,394 50,650 SH DEFINED 3 42,229 - 8,421
L P
TRANSOCEAN INC NOTE 1.5 893830AV1 4,825 5,000,000 PRN DEFINED 3 5,000,000 - -
TRANSOCEAN INC NOTE 1.5 893830AW9 17,325 18,000,000 PRN DEFINED 3 18,000,000 - -
TRANSOCEAN LTD REG SHS H8817H100 5,582 67,416 SH DEFINED 1 12,400 45,016 10,000
TRANSOCEAN LTD REG SHS H8817H100 518 6,255 SH DEFINED 2 6,255 - -
TRANSOCEAN LTD REG SHS H8817H100 12,596 152,124 SH DEFINED 3 71,000 - 81,124
TRANSOCEAN LTD REG SHS H8817H100 2,484 30,000 PUT DEFINED 3 30,000 - -
TRANSOCEAN LTD REG SHS H8817H100 17 200 SH DEFINED 6 200 - -
TRANSOCEAN LTD REG SHS H8817H100 303 3,662 SH DEFINED 7 - 3,662 -
TRANSOCEAN LTD REG SHS H8817H100 66 800 SH DEFINED 13 800 - -
TRANSOCEAN LTD REG SHS H8817H100 14 174 SH DEFINED 14 174 - -
TRANSOCEAN LTD REG SHS H8817H100 172 2,073 SH DEFINED 15 2,073 - -
TRANSOCEAN LTD REG SHS H8817H100 6 72 SH DEFINED 16 72 - -
TRANSOCEAN LTD REG SHS H8817H100 191 2,309 SH DEFINED 18 2,309 - -
TRANSOCEAN LTD REG SHS H8817H100 869 10,493 SH DEFINED 10,493 - -
TRANSOCEAN LTD REG SHS H8817H100 3,041 36,727 SH DEFINED 5 36,727 - -
TRANSOCEAN LTD REG SHS H8817H100 37 445 SH DEFINED 8 445 - -
TRANSWITCH CORP COM NEW 894065309 1 625 SH DEFINED 5 625 - -
TRAVELCENTERS OF AMERICA COM 894174101 33 7,371 SH DEFINED 3 - - 7,371
LLC
TRAVELCENTERS OF AMERICA COM 894174101 - 50 SH DEFINED 16 50 - -
LLC
TRAVELERS COMPANIES INC COM 89417E109 773 15,500 SH DEFINED 1 - 15,500 -
TRAVELERS COMPANIES INC COM 89417E109 14,139 283,580 SH DEFINED 2 283,580 - -
TRAVELERS COMPANIES INC COM 89417E109 3,703 74,258 SH DEFINED 3 6,894 - 67,364
TRAVELERS COMPANIES INC COM 89417E109 13,361 267,970 SH DEFINED 4 - 111,780 156,190
TRAVELERS COMPANIES INC COM 89417E109 1,467 29,421 SH DEFINED 7 - 29,421 -
TRAVELERS COMPANIES INC COM 89417E109 44 875 SH DEFINED 9 875 - -
TRAVELERS COMPANIES INC COM 89417E109 55 1,105 SH DEFINED 14 1,105 - -
TRAVELERS COMPANIES INC COM 89417E109 231 4,630 SH DEFINED 15 4,630 - -
TRAVELERS COMPANIES INC COM 89417E109 - 6 SH DEFINED 16 6 - -
TRAVELERS COMPANIES INC COM 89417E109 97 1,941 SH DEFINED 18 1,941 - -
TRAVELERS COMPANIES INC COM 89417E109 2 45 SH DEFINED 5;1 45 - -
TRAVELERS COMPANIES INC COM 89417E109 557 11,181 SH DEFINED 10,957 224 -
TRAVELERS COMPANIES INC COM 89417E109 16 320 SH SOLE 320 - -
TRAVELERS COMPANIES INC COM 89417E109 12,917 259,067 SH DEFINED 5 259,067 - -
TRAVELERS COMPANIES INC COM 89417E109 535 10,729 SH DEFINED 8 9,979 750 -
TRAVELZOO INC COM 89421Q106 19 1,554 SH DEFINED 3 - - 1,554
TREDEGAR CORP COM 894650100 24 1,500 SH DEFINED 3 - - 1,500
TREDEGAR CORP COM 894650100 538 34,000 SH DEFINED 4 - - 34,000
TREE COM INC COM 894675107 1 126 SH DEFINED 3 - - 126
TREE COM INC COM 894675107 - 1 SH DEFINED 5 1 - -
TREE COM INC COM 894675107 - 10 SH DEFINED 8 10 - -
TREEHOUSE FOODS INC COM 89469A104 3 80 SH DEFINED 3 - - 80
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
TREX CO INC COM 89531P105 6 302 SH DEFINED 2 302 - -
TREX CO INC COM 89531P105 17 881 SH DEFINED 3 - - 881
TREX CO INC COM 89531P105 216 11,000 SH DEFINED 4 - - 11,000
TRI CONTL CORP COM 895436103 316 27,430 SH DEFINED 3 - - 27,430
TRIAN ACQUISITION I CORP COM 89582E108 29,520 3,000,000 SH DEFINED 3 3,000,000 - -
TRIAN ACQUISITION I CORP *W EXP 89582E116 - 887,303 SH DEFINED 3 887,303 - -
01/23/201
TRIANGLE CAP CORP COM 895848109 761 62,950 SH DEFINED 3 - - 62,950
TRIANGLE CAP CORP COM 895848109 521 43,109 SH SOLE 43,109 - -
TRICO BANCSHARES COM 896095106 211 12,696 SH DEFINED 4 - 4,900 7,796
TRICO MARINE SERVICES INC COM NEW 896106200 1 300 SH DEFINED 3 - - 300
TRICO MARINE SERVICES INC COM NEW 896106200 501 110,300 SH DEFINED 4 - - 110,300
TRIMBLE NAVIGATION LTD COM 896239100 45 1,801 SH DEFINED 3 - - 1,801
TRIMBLE NAVIGATION LTD COM 896239100 4 139 SH DEFINED 18 139 - -
TRIMBLE NAVIGATION LTD COM 896239100 86 3,417 SH DEFINED 5 3,417 - -
TRIMERIS INC COM 896263100 56 21,313 SH DEFINED 3 - - 21,313
TRINA SOLAR LIMITED SPON ADR 89628E104 84 1,564 SH DEFINED 3 - - 1,564
TRINA SOLAR LIMITED SPON ADR 89628E104 1 19 SH DEFINED 5 19 - -
TRINITY BIOTECH PLC SPON ADR NEW 896438306 15 3,750 SH DEFINED 3 - - 3,750
TRINITY INDS INC COM 896522109 607 34,797 SH DEFINED 2 34,797 - -
TRINITY INDS INC COM 896522109 707 40,548 SH DEFINED 3 - - 40,548
TRINITY INDS INC COM 896522109 3 165 SH DEFINED 18 165 - -
TRINITY INDS INC COM 896522109 602 34,500 SH DEFINED 34,500 - -
TRINITY INDS INC COM 896522109 10 558 SH DEFINED 5 558 - -
TRIQUINT SEMICONDUCTOR COM 89674K103 34 5,586 SH DEFINED 2 5,586 - -
INC
TRIQUINT SEMICONDUCTOR COM 89674K103 520 86,642 SH DEFINED 3 - - 86,642
INC
TRIQUINT SEMICONDUCTOR COM 89674K103 2,240 373,317 SH DEFINED 4 - 283,107 90,210
INC
TRIUMPH GROUP INC NEW COM 896818101 1,219 25,257 SH DEFINED 2 25,257 - -
TRIUMPH GROUP INC NEW COM 896818101 3,423 70,941 SH DEFINED 3 70,300 - 641
TRIUMPH GROUP INC NEW NOTE 2.6 896818AB7 8 7,000 PRN DEFINED 3 - - 7,000
TRIUMPH GROUP INC NEW COM 896818101 5 100 SH DEFINED 16 100 - -
TRIUMPH GROUP INC NEW COM 896818101 - 4 SH DEFINED 5 4 - -
TRUE RELIGION APPAREL INC COM 89784N104 169 9,156 SH DEFINED 2 9,156 - -
TRUE RELIGION APPAREL INC COM 89784N104 10,720 579,781 SH DEFINED 4 - 412,531 167,250
TRUE RELIGION APPAREL INC COM 89784N104 3 145 SH DEFINED 18 145 - -
TRUSTCO BK CORP N Y COM 898349105 409 64,877 SH DEFINED 2 64,877 - -
TRUSTCO BK CORP N Y COM 898349105 2 366 SH DEFINED 3 - - 366
TRW AUTOMOTIVE HLDGS CORP COM 87264S106 6,682 279,800 SH DEFINED 1 - 279,800 -
TRW AUTOMOTIVE HLDGS CORP COM 87264S106 33 1,380 SH DEFINED 3 - - 1,380
TS&W CLAYMORE TAX ADVNTG COM 87280R108 339 35,565 SH DEFINED 3 - - 35,565
BL
TSAKOS ENERGY NAVIGATION SHS G9108L108 790 53,869 SH DEFINED 2 53,869 - -
LTD
TSAKOS ENERGY NAVIGATION SHS G9108L108 51 3,458 SH DEFINED 3 - - 3,458
LTD
TSAKOS ENERGY NAVIGATION SHS G9108L108 22 1,500 SH DEFINED 1,500 - -
LTD
TSAKOS ENERGY NAVIGATION SHS G9108L108 33 2,220 SH DEFINED 5 2,220 - -
LTD
TTM TECHNOLOGIES INC COM 87305R109 3 250 SH DEFINED 3 - - 250
TTM TECHNOLOGIES INC COM 87305R109 6 553 SH DEFINED 18 553 - -
TUESDAY MORNING CORP COM NEW 899035505 132 51,113 SH DEFINED 3 - - 51,113
TUESDAY MORNING CORP COM NEW 899035505 129 50,000 SH DEFINED 4 - - 50,000
TUPPERWARE BRANDS CORP COM 899896104 5,318 114,200 SH DEFINED 1 15,300 98,900 -
TUPPERWARE BRANDS CORP COM 899896104 1,071 22,989 SH DEFINED 3 - - 22,989
TUPPERWARE BRANDS CORP COM 899896104 445 9,559 SH DEFINED 10 9,559 - -
TUPPERWARE BRANDS CORP COM 899896104 3 60 SH DEFINED 18 60 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
TUPPERWARE BRANDS CORP COM 899896104 13 285 SH SOLE 285 - -
TUPPERWARE BRANDS CORP COM 899896104 976 20,952 SH DEFINED 5 20,952 - -
TUPPERWARE BRANDS CORP COM 899896104 107 2,305 SH DEFINED 8 2,305 - -
TURKCELL ILETISIM SPON ADR NEW 900111204 4 235 SH DEFINED 3 - - 235
HIZMETLERI
TURKCELL ILETISIM SPON ADR NEW 900111204 4 227 SH DEFINED 18 227 - -
HIZMETLERI
TURKCELL ILETISIM SPON ADR NEW 900111204 13 734 SH DEFINED 734 - -
HIZMETLERI
TURKCELL ILETISIM SPON ADR NEW 900111204 20 1,166 SH DEFINED 5 1,166 - -
HIZMETLERI
TURKISH INVT FD INC COM 900145103 25 1,900 SH DEFINED 3 - - 1,900
TURKISH INVT FD INC COM 900145103 67 5,035 SH DEFINED 16 5,035 - -
TURKISH INVT FD INC COM 900145103 106 7,942 SH DEFINED 7,942 - -
TUTOR PERINI CORP COM 901109108 34 1,898 SH DEFINED 2 1,898 - -
TUTOR PERINI CORP COM 901109108 22 1,193 SH DEFINED 3 - - 1,193
TUTOR PERINI CORP COM 901109108 1 55 SH DEFINED 7 - 55 -
TW TELECOM INC COM 87311L104 179 10,461 SH DEFINED 3 10,461 - -
TW TELECOM INC COM 87311L104 4 225 SH DEFINED 18 225 - -
TWIN DISC INC COM 901476101 10 1,000 SH DEFINED 3 - - 1,000
TWO HBRS INVT CORP COM 90187B101 13 1,300 SH DEFINED 3 - - 1,300
TYCO ELECTRONICS LTD SHS H8912P106 1,955 79,649 SH DEFINED 2 79,649 - -
SWITZER
TYCO ELECTRONICS LTD SHS H8912P106 794 32,348 SH DEFINED 3 - - 32,348
SWITZER
TYCO ELECTRONICS LTD SHS H8912P106 640 26,083 SH DEFINED 10 26,083 - -
SWITZER
TYCO ELECTRONICS LTD SHS H8912P106 80 3,250 SH DEFINED 15 3,250 - -
SWITZER
TYCO ELECTRONICS LTD SHS H8912P106 7 300 SH DEFINED 16 300 - -
SWITZER
TYCO ELECTRONICS LTD SHS H8912P106 9 350 SH DEFINED 18 350 - -
SWITZER
TYCO ELECTRONICS LTD SHS H8912P106 37 1,504 SH DEFINED 1,000 504 -
SWITZER
TYCO ELECTRONICS LTD SHS H8912P106 1 49 SH DEFINED 5 49 - -
SWITZER
TYCO INTERNATIONAL LTD SHS H89128104 13,020 364,900 SH DEFINED 1 - 364,900 -
TYCO INTERNATIONAL LTD SHS H89128104 886 24,825 SH DEFINED 2 24,825 - -
TYCO INTERNATIONAL LTD SHS H89128104 1,080 30,278 SH DEFINED 3 26 - 30,252
TYCO INTERNATIONAL LTD SHS H89128104 74 2,065 SH DEFINED 4 - - 2,065
TYCO INTERNATIONAL LTD SHS H89128104 116 3,250 SH DEFINED 15 3,250 - -
TYCO INTERNATIONAL LTD SHS H89128104 11 300 SH DEFINED 16 300 - -
TYCO INTERNATIONAL LTD SHS H89128104 36 1,016 SH DEFINED 18 1,016 - -
TYCO INTERNATIONAL LTD SHS H89128104 3 86 SH DEFINED 86 - -
TYCO INTERNATIONAL LTD SHS H89128104 41 1,137 SH DEFINED 5 1,137 - -
TYLER TECHNOLOGIES INC COM 902252105 732 36,753 SH DEFINED 2 36,753 - -
TYLER TECHNOLOGIES INC COM 902252105 6,027 302,700 SH DEFINED 4 - 120,500 182,200
TYSON FOODS INC CL A 902494103 5,476 446,328 SH DEFINED 2 446,328 - -
TYSON FOODS INC CL A 902494103 283 23,031 SH DEFINED 3 7,431 - 15,600
TYSON FOODS INC NOTE 3.2 902494AP8 15,025 14,500,000 PRN DEFINED 3 14,500,000 - -
TYSON FOODS INC CL A 902494103 18 1,500 SH DEFINED 5 1,500 - -
U M H PROPERTIES INC COM 903002103 75 8,842 SH DEFINED 3 - - 8,842
U S AIRWAYS GROUP INC COM 90341W108 677 139,900 SH DEFINED 2 139,900 - -
U S AIRWAYS GROUP INC COM 90341W108 827 170,875 SH DEFINED 3 170,000 - 875
U S AIRWAYS GROUP INC COM 90341W108 968 200,000 CALL DEFINED 3 200,000 - -
U S AIRWAYS GROUP INC COM 90341W108 97 20,000 SH DEFINED 16 20,000 - -
U S CONCRETE INC COM 90333L102 539 591,910 SH DEFINED 4 - - 591,910
U S G CORP COM NEW 903293405 210 14,937 SH DEFINED 2 14,937 - -
U S G CORP COM NEW 903293405 727 51,755 SH DEFINED 3 44,837 - 6,918
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
U S GEOTHERMAL INC COM 90338S102 11 7,000 SH DEFINED 3 - - 7,000
U S GEOTHERMAL INC COM 90338S102 8 5,300 SH DEFINED 5 5,300 - -
U STORE IT TR COM 91274F104 3 453 SH DEFINED 2 453 - -
U STORE IT TR COM 91274F104 70 9,600 SH DEFINED 3 - - 9,600
U STORE IT TR COM 91274F104 1 127 SH DEFINED 18 127 - -
UAL CORP COM NEW 902549807 271 21,005 SH DEFINED 2 21,005 - -
UAL CORP COM NEW 902549807 3,540 274,221 SH DEFINED 3 125,000 - 149,221
UAL CORP COM NEW 902549807 2,582 200,000 CALL DEFINED 3 200,000 - -
UBS AG SHS NEW H89231338 108 7,000 SH DEFINED 1 - 7,000 -
UBS AG SHS NEW H89231338 92 5,950 SH DEFINED 3 3,000 - 2,950
UBS AG SHS NEW H89231338 547 35,305 SH DEFINED 7 - 35,305 -
UBS AG SHS NEW H89231338 137 8,820 SH DEFINED 11 8,820 - -
UBS AG SHS NEW H89231338 81 5,220 SH DEFINED 13 5,220 - -
UBS AG SHS NEW H89231338 62 3,980 SH DEFINED 14 3,980 - -
UBS AG SHS NEW H89231338 122 7,876 SH DEFINED 15 7,876 - -
UBS AG SHS NEW H89231338 239 15,445 SH DEFINED 16 15,445 - -
UBS AG SHS NEW H89231338 116 7,500 SH DEFINED 17 - - 7,500
UBS AG SHS NEW H89231338 963 62,160 SH DEFINED 34,518 27,642 -
UBS AG SHS NEW H89231338 1 89 SH SOLE 89 - -
UBS AG SHS NEW H89231338 105 6,832 SH DEFINED 5 6,832 - -
UBS AG SHS NEW H89231338 14 859 SH DEFINED 8 99 760 -
UBS AG JERSEY BRH DJ COMMD ETN39 902641679 9 346 SH DEFINED 3 - - 346
UBS AG JERSEY BRH LONG PLATN 902641786 15 800 SH DEFINED 3 - - 800
ETN18
UBS AG JERSEY BRH LONG PLATN 902641786 3 153 SH DEFINED 5 153 - -
ETN18
UDR INC COM 902653104 210 12,757 SH DEFINED 3 - - 12,757
UDR INC COM 902653104 6 344 SH DEFINED 344 - -
UGI CORP NEW COM 902681105 637 26,326 SH DEFINED 2 26,326 - -
UGI CORP NEW COM 902681105 79 3,262 SH DEFINED 3 - - 3,262
UIL HLDG CORP COM 902748102 141 5,038 SH DEFINED 3 - - 5,038
ULTA SALON COSMETCS & COM 90384S303 60 3,304 SH DEFINED 2 3,304 - -
FRAG I
ULTIMATE SOFTWARE GROUP COM 90385D107 4 141 SH DEFINED 3 141 - -
INC
ULTIMATE SOFTWARE GROUP COM 90385D107 3 119 SH DEFINED 18 119 - -
INC
ULTIMATE SOFTWARE GROUP COM 90385D107 8 270 SH DEFINED 270 - -
INC
ULTIMATE SOFTWARE GROUP COM 90385D107 3 100 SH DEFINED 5 100 - -
INC
ULTRA PETROLEUM CORP COM 903914109 1,054 21,132 SH DEFINED 3 1,299 - 19,833
ULTRA PETROLEUM CORP COM 903914109 241 4,834 SH DEFINED 10 4,834 - -
ULTRA PETROLEUM CORP COM 903914109 21 425 SH DEFINED 16 425 - -
ULTRA PETROLEUM CORP COM 903914109 10 196 SH DEFINED 18 196 - -
ULTRA PETROLEUM CORP COM 903914109 21 425 SH DEFINED 425 - -
ULTRA PETROLEUM CORP COM 903914109 92 1,850 SH SOLE 1,850 - -
ULTRA PETROLEUM CORP COM 903914109 8 170 SH DEFINED 5 170 - -
ULTRALIFE CORP COM 903899102 14 3,250 SH DEFINED 3 - - 3,250
ULTRAPAR PARTICIPACOES S SP ADR REP PFD 90400P101 373 7,960 SH DEFINED 2 7,960 - -
A
ULTRAPAR PARTICIPACOES S SP ADR REP PFD 90400P101 3 73 SH DEFINED 3 - - 73
A
ULTRAPAR PARTICIPACOES S SP ADR REP PFD 90400P101 4 89 SH DEFINED 18 89 - -
A
ULTRATECH INC COM 904034105 88 5,912 SH DEFINED 2 5,912 - -
ULTRATECH INC COM 904034105 4 300 SH DEFINED 3 - - 300
ULURU INC COM 90403T100 2 10,000 SH DEFINED 3 - - 10,000
UMB FINL CORP COM 902788108 812 20,643 SH DEFINED 2 20,643 - -
UMPQUA HLDGS CORP COM 904214103 524 39,092 SH DEFINED 3 - - 39,092
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
UNDER ARMOUR INC CL A 904311107 221 8,094 SH DEFINED 2 8,094 - -
UNDER ARMOUR INC CL A 904311107 1,474 54,070 SH DEFINED 3 - - 54,070
UNICA CORP COM 904583101 4 500 SH DEFINED 5 500 - -
UNICO AMERN CORP COM 904607108 700 68,000 SH DEFINED 4 - - 68,000
UNIFIRST CORP MASS COM 904708104 48 1,000 SH DEFINED 3 - - 1,000
UNIFIRST CORP MASS COM 904708104 35 736 SH DEFINED 5 736 - -
UNILEVER N V N Y SHS NEW 904784709 2,291 70,852 SH DEFINED 3 - - 70,852
UNILEVER N V N Y SHS NEW 904784709 131 4,050 SH DEFINED 7 - 4,050 -
UNILEVER N V N Y SHS NEW 904784709 776 24,000 SH DEFINED 15 24,000 - -
UNILEVER N V N Y SHS NEW 904784709 39 1,202 SH DEFINED 18 1,202 - -
UNILEVER N V N Y SHS NEW 904784709 314 9,709 SH DEFINED 9,709 - -
UNILEVER N V N Y SHS NEW 904784709 1,233 38,160 SH DEFINED 5 38,160 - -
UNILEVER N V N Y SHS NEW 904784709 46 1,416 SH DEFINED 8 1,416 - -
UNILEVER PLC SPON ADR NEW 904767704 1,172 36,728 SH DEFINED 3 - - 36,728
UNILEVER PLC SPON ADR NEW 904767704 101 3,170 SH DEFINED 7 - 3,170 -
UNILEVER PLC SPON ADR NEW 904767704 29 900 SH DEFINED 9 900 - -
UNILEVER PLC SPON ADR NEW 904767704 632 19,800 SH DEFINED 17 - - 19,800
UNILEVER PLC SPON ADR NEW 904767704 23 726 SH DEFINED 18 726 - -
UNILEVER PLC SPON ADR NEW 904767704 13 396 SH DEFINED 396 - -
UNILEVER PLC SPON ADR NEW 904767704 11,529 361,401 SH DEFINED 5 361,401 - -
UNILEVER PLC SPON ADR NEW 904767704 902 28,300 SH DEFINED 8 28,100 200 -
UNION BANKSHARES CORP COM 905399101 99 7,950 SH DEFINED 3 - - 7,950
UNION PAC CORP COM 907818108 54,690 855,869 SH DEFINED 1 93,145 762,724 -
UNION PAC CORP COM 907818108 45,834 717,281 SH DEFINED 2 717,281 - -
UNION PAC CORP COM 907818108 3,903 61,081 SH DEFINED 3 5,588 - 55,493
UNION PAC CORP COM 907818108 1,635 25,590 SH DEFINED 4 - 22,460 3,130
UNION PAC CORP COM 907818108 2,432 38,063 SH DEFINED 7 - 38,063 -
UNION PAC CORP COM 907818108 85 1,325 SH DEFINED 9 1,325 - -
UNION PAC CORP COM 907818108 370 5,797 SH DEFINED 10 5,797 - -
UNION PAC CORP COM 907818108 391 6,125 SH DEFINED 11 6,125 - -
UNION PAC CORP COM 907818108 34 535 SH DEFINED 17 - - 535
UNION PAC CORP COM 907818108 165 2,575 SH DEFINED 18 2,575 - -
UNION PAC CORP COM 907818108 19,257 301,366 SH DEFINED 5;1 301,366 - -
UNION PAC CORP COM 907818108 370 5,793 SH DEFINED 5,793 - -
UNION PAC CORP COM 907818108 1,347 21,072 SH SOLE 21,072 - -
UNION PAC CORP COM 907818108 2,955 46,251 SH DEFINED 5 46,251 - -
UNION PAC CORP COM 907818108 91 1,425 SH DEFINED 8 250 1,175 -
UNISOURCE ENERGY CORP COM 909205106 8 236 SH DEFINED 3 - - 236
UNISOURCE ENERGY CORP COM 909205106 2,038 63,310 SH DEFINED 4 - 36,110 27,200
UNISYS CORP COM NEW 909214306 123 3,179 SH DEFINED 2 3,179 - -
UNISYS CORP COM NEW 909214306 6 167 SH DEFINED 3 - - 167
UNISYS CORP COM NEW 909214306 5 120 SH DEFINED 5 120 - -
UNIT CORP COM 909218109 786 18,500 SH DEFINED 4 - 2,500 16,000
UNIT CORP COM 909218109 4 90 SH DEFINED 5 90 - -
UNITED AMER INDEMNITY LTD CL A 90933T109 76 9,658 SH DEFINED 3 - - 9,658
UNITED BANCORP INC OHIO COM 909911109 25 2,966 SH DEFINED 3 - - 2,966
UNITED BANKSHARES INC COM 909907107 436 21,823 SH DEFINED 3 - - 21,823
WEST V
UNITED CAPITAL CORP COM 909912107 500 21,000 SH DEFINED 4 - - 21,000
UNITED CMNTY BKS CAP STK 90984P105 167 49,356 SH DEFINED 2 49,356 - -
BLAIRSVLE G
UNITED CMNTY FINL CORP COM 909839102 145 99,716 SH DEFINED 4 - - 99,716
OHIO
UNITED GUARDIAN INC COM 910571108 20 1,772 SH DEFINED 3 - - 1,772
UNITED MICROELECTRONICS SPON ADR NEW 910873405 835 215,300 SH DEFINED 1 - 215,300 -
CORP
UNITED MICROELECTRONICS SPON ADR NEW 910873405 53 13,633 SH DEFINED 3 - - 13,633
CORP
UNITED NAT FOODS INC COM 911163103 44 1,650 SH DEFINED 3 - - 1,650
UNITED NAT FOODS INC COM 911163103 15,870 593,492 SH DEFINED 4 - 425,402 168,090
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
UNITED NAT FOODS INC COM 911163103 9 350 SH DEFINED 18 350 - -
UNITED NAT FOODS INC COM 911163103 10 365 SH DEFINED 365 - -
UNITED ONLINE INC COM 911268100 377 52,477 SH DEFINED 2 52,477 - -
UNITED ONLINE INC COM 911268100 129 18,003 SH DEFINED 3 - - 18,003
UNITED ONLINE INC COM 911268100 3 400 SH DEFINED 18 400 - -
UNITED PARCEL SERVICE INC CL B 911312106 1,560 27,200 SH DEFINED 1 - 27,200 -
UNITED PARCEL SERVICE INC CL B 911312106 67,247 1,172,160 SH DEFINED 2 1,172,160 - -
UNITED PARCEL SERVICE INC CL B 911312106 6,861 119,586 SH DEFINED 3 11,058 - 108,528
UNITED PARCEL SERVICE INC CL B 911312106 23,809 415,000 CALL DEFINED 3 415,000 - -
UNITED PARCEL SERVICE INC CL B 911312106 1,509 26,300 SH DEFINED 4 - 22,460 3,840
UNITED PARCEL SERVICE INC CL B 911312106 375 6,535 SH DEFINED 7 - 6,535 -
UNITED PARCEL SERVICE INC CL B 911312106 90 1,571 SH DEFINED 10 1,571 - -
UNITED PARCEL SERVICE INC CL B 911312106 566 9,870 SH DEFINED 15 9,870 - -
UNITED PARCEL SERVICE INC CL B 911312106 35 608 SH DEFINED 16 608 - -
UNITED PARCEL SERVICE INC CL B 911312106 30 520 SH DEFINED 17 - - 520
UNITED PARCEL SERVICE INC CL B 911312106 69 1,211 SH DEFINED 18 1,211 - -
UNITED PARCEL SERVICE INC CL B 911312106 589 10,275 SH DEFINED 10,275 - -
UNITED PARCEL SERVICE INC CL B 911312106 1,156 20,155 SH SOLE 20,155 - -
UNITED PARCEL SERVICE INC CL B 911312106 1,636 28,508 SH DEFINED 5 28,508 - -
UNITED PARCEL SERVICE INC CL B 911312106 72 1,267 SH DEFINED 8 322 945 -
UNITED RENTALS INC COM 911363109 55 5,613 SH DEFINED 2 5,613 - -
UNITED RENTALS INC COM 911363109 1,668 170,000 SH DEFINED 3 170,000 - -
UNITED RENTALS INC COM 911363109 1 150 SH DEFINED 5 150 - -
UNITED STATES NATL GAS UNIT 912318102 3,925 389,368 SH DEFINED 3 86,974 - 302,394
FUND
UNITED STATES NATL GAS UNIT 912318102 2,350 233,100 CALL DEFINED 3 233,100 - -
FUND
UNITED STATES NATL GAS UNIT 912318102 81 8,000 SH DEFINED 14 8,000 - -
FUND
UNITED STATES NATL GAS UNIT 912318102 17 1,659 SH DEFINED 18 1,659 - -
FUND
UNITED STATES NATL GAS UNIT 912318102 40 4,000 SH DEFINED 4,000 - -
FUND
UNITED STATES NATL GAS UNIT 912318102 212 21,055 SH DEFINED 5 21,055 - -
FUND
UNITED STATES OIL FUND LP UNITS 91232N108 8,665 220,605 SH DEFINED 3 208,235 - 12,370
UNITED STATES OIL FUND LP UNITS 91232N108 30,960 788,200 CALL DEFINED 3 788,200 - -
UNITED STATES OIL FUND LP UNITS 91232N108 1,430 36,400 SH DEFINED 7 - 36,400 -
UNITED STATES OIL FUND LP UNITS 91232N108 39 1,000 SH DEFINED 13 1,000 - -
UNITED STATES OIL FUND LP UNITS 91232N108 18 468 SH DEFINED 18 468 - -
UNITED STATES OIL FUND LP UNITS 91232N108 27 700 SH DEFINED 700 - -
UNITED STATES OIL FUND LP UNITS 91232N108 2,821 71,815 SH SOLE 71,815 - -
UNITED STATES OIL FUND LP UNITS 91232N108 112 2,839 SH DEFINED 5 2,839 - -
UNITED STATES STL CORP COM 912909108 39,664 719,600 SH DEFINED 1 - 719,600 -
NEW
UNITED STATES STL CORP COM 912909108 9,935 180,243 SH DEFINED 2 180,243 - -
NEW
UNITED STATES STL CORP COM 912909108 3,985 72,288 SH DEFINED 3 54,549 - 17,739
NEW
UNITED STATES STL CORP COM 912909108 8,268 150,000 CALL DEFINED 3 150,000 - -
NEW
UNITED STATES STL CORP COM 912909108 2,205 40,000 PUT DEFINED 3 40,000 - -
NEW
UNITED STATES STL CORP COM 912909108 194 3,520 SH DEFINED 7 - 3,520 -
NEW
UNITED STATES STL CORP COM 912909108 11 195 SH DEFINED 9 195 - -
NEW
UNITED STATES STL CORP COM 912909108 179 3,250 SH DEFINED 10 3,250 - -
NEW
UNITED STATES STL CORP COM 912909108 289 5,250 SH DEFINED 11 5,250 - -
NEW
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
UNITED STATES STL CORP COM 912909108 72 1,315 SH DEFINED 13 1,315 - -
NEW
UNITED STATES STL CORP COM 912909108 128 2,322 SH DEFINED 18 2,322 - -
NEW
UNITED STATES STL CORP COM 912909108 5,416 98,255 SH DEFINED 5;1 98,255 - -
NEW
UNITED STATES STL CORP COM 912909108 54 973 SH DEFINED 973 - -
NEW
UNITED STATES STL CORP COM 912909108 8 150 SH SOLE 150 - -
NEW
UNITED STATES STL CORP COM 912909108 1,181 21,435 SH DEFINED 5 21,435 - -
NEW
UNITED STATES STL CORP COM 912909108 24 421 SH DEFINED 8 176 245 -
NEW
UNITED STS 12 MONTH NAT UNIT BEN INT 91288X109 225 4,150 SH DEFINED 3 - - 4,150
GAS
UNITED STS 12 MONTH OIL UNIT BEN INT 91288V103 20 500 SH DEFINED 3 - - 500
FD L
UNITED TECHNOLOGIES CORP COM 913017109 73,604 1,060,418 SH DEFINED 1 86,200 974,218 -
UNITED TECHNOLOGIES CORP COM 913017109 90,491 1,303,715 SH DEFINED 2 1,303,715 - -
UNITED TECHNOLOGIES CORP COM 913017109 12,871 185,436 SH DEFINED 3 10,353 - 175,083
UNITED TECHNOLOGIES CORP COM 913017109 83 1,200 SH DEFINED 4 - 1,200 -
UNITED TECHNOLOGIES CORP COM 913017109 4,125 59,429 SH DEFINED 6 59,429 - -
UNITED TECHNOLOGIES CORP COM 913017109 2,469 35,565 SH DEFINED 7 - 35,565 -
UNITED TECHNOLOGIES CORP COM 913017109 528 7,605 SH DEFINED 9 7,605 - -
UNITED TECHNOLOGIES CORP COM 913017109 246 3,543 SH DEFINED 10 3,543 - -
UNITED TECHNOLOGIES CORP COM 913017109 382 5,500 SH DEFINED 11 5,500 - -
UNITED TECHNOLOGIES CORP COM 913017109 1,013 14,600 SH DEFINED 14 14,600 - -
UNITED TECHNOLOGIES CORP COM 913017109 140 2,022 SH DEFINED 15 2,022 - -
UNITED TECHNOLOGIES CORP COM 913017109 51 740 SH DEFINED 16 740 - -
UNITED TECHNOLOGIES CORP COM 913017109 755 10,879 SH DEFINED 18 10,879 - -
UNITED TECHNOLOGIES CORP COM 913017109 14,653 211,101 SH DEFINED 5;1 211,101 - -
UNITED TECHNOLOGIES CORP COM 913017109 3,595 51,800 SH DEFINED 51,291 509 -
UNITED TECHNOLOGIES CORP COM 913017109 87 1,256 SH SOLE 1,256 - -
UNITED TECHNOLOGIES CORP COM 913017109 19,558 281,783 SH DEFINED 5 281,783 - -
UNITED TECHNOLOGIES CORP COM 913017109 951 13,701 SH DEFINED 8 9,511 4,190 -
UNITED THERAPEUTICS CORP COM 91307C102 1,104 20,973 SH DEFINED 3 20,106 - 867
DEL
UNITED THERAPEUTICS CORP COM 91307C102 1,064 20,200 PUT DEFINED 3 20,200 - -
DEL
UNITED THERAPEUTICS CORP COM 91307C102 66 1,250 SH DEFINED 1,250 - -
DEL
UNITED WESTN BANCORP INC COM 913201109 52 19,000 SH DEFINED 4 - - 19,000
UNITEDHEALTH GROUP INC COM 91324P102 64,423 2,113,600 SH DEFINED 1 221,400 1,892,200 -
UNITEDHEALTH GROUP INC COM 91324P102 52,338 1,717,136 SH DEFINED 2 1,717,136 - -
UNITEDHEALTH GROUP INC COM 91324P102 10,005 328,262 SH DEFINED 3 197,004 - 131,258
UNITEDHEALTH GROUP INC COM 91324P102 1,524 50,000 PUT DEFINED 3 50,000 - -
UNITEDHEALTH GROUP INC COM 91324P102 17,254 566,090 SH DEFINED 4 - 250,625 315,465
UNITEDHEALTH GROUP INC COM 91324P102 23 740 SH DEFINED 7 - 740 -
UNITEDHEALTH GROUP INC COM 91324P102 5 174 SH DEFINED 15 174 - -
UNITEDHEALTH GROUP INC COM 91324P102 6 181 SH DEFINED 18 181 - -
UNITEDHEALTH GROUP INC COM 91324P102 288 9,451 SH DEFINED 9,451 - -
UNITEDHEALTH GROUP INC COM 91324P102 1,741 57,133 SH DEFINED 5 57,133 - -
UNITEDHEALTH GROUP INC COM 91324P102 14 456 SH DEFINED 8 456 - -
UNITIL CORP COM 913259107 65 2,840 SH DEFINED 2 2,840 - -
UNITIL CORP COM 913259107 1,173 51,040 SH DEFINED 3 - - 51,040
UNITIL CORP COM 913259107 2,626 114,276 SH DEFINED 4 - 26,000 88,276
UNITRIN INC COM 913275103 227 10,298 SH DEFINED 2 10,298 - -
UNITRIN INC COM 913275103 176 7,993 SH DEFINED 3 - - 7,993
UNITRIN INC COM 913275103 6 275 SH DEFINED 275 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
UNIVERSAL AMERICAN CORP COM 913377107 36 3,080 SH DEFINED 3 - - 3,080
UNIVERSAL CORP VA COM 913456109 173 3,796 SH DEFINED 3 - - 3,796
UNIVERSAL DISPLAY CORP COM 91347P105 26 2,065 SH DEFINED 2 2,065 - -
UNIVERSAL DISPLAY CORP COM 91347P105 36 2,900 SH DEFINED 3 - - 2,900
UNIVERSAL ELECTRS INC COM 913483103 13,240 570,182 SH DEFINED 4 - 200,480 369,702
UNIVERSAL FST PRODS INC COM 913543104 166 4,516 SH DEFINED 2 4,516 - -
UNIVERSAL FST PRODS INC COM 913543104 7 200 SH DEFINED 3 - - 200
UNIVERSAL FST PRODS INC COM 913543104 626 17,000 SH DEFINED 4 - - 17,000
UNIVERSAL HEALTH RLTY SH BEN INT 91359E105 84 2,617 SH DEFINED 2 2,617 - -
INCM T
UNIVERSAL HEALTH RLTY SH BEN INT 91359E105 12 380 SH DEFINED 380 - -
INCM T
UNIVERSAL HLTH SVCS INC CL B 913903100 472 15,475 SH DEFINED 2 15,475 - -
UNIVERSAL HLTH SVCS INC CL B 913903100 95 3,122 SH DEFINED 3 1,600 - 1,522
UNIVERSAL HLTH SVCS INC CL B 913903100 31 1,000 SH DEFINED 16 1,000 - -
UNIVERSAL HLTH SVCS INC CL B 913903100 7 238 SH DEFINED 18 238 - -
UNIVERSAL INS HLDGS INC COM 91359V107 1,431 243,700 SH DEFINED 3 - - 243,700
UNIVERSAL STAINLESS & COM 913837100 8,337 442,045 SH DEFINED 4 - 158,057 283,988
ALLOY
UNIVERSAL TECHNICAL INST COM 913915104 29 1,458 SH DEFINED 2 1,458 - -
INC
UNIVERSAL TECHNICAL INST COM 913915104 13 658 SH DEFINED 3 - - 658
INC
UNIVERSAL TECHNICAL INST COM 913915104 1 56 SH DEFINED 18 56 - -
INC
UNIVERSAL TECHNICAL INST COM 913915104 3 125 SH DEFINED 125 - -
INC
UNIVERSAL TRAVEL GROUP COM NEW 91388Q202 77 7,600 SH DEFINED 3 - - 7,600
UNUM GROUP COM 91529Y106 9,160 469,240 SH DEFINED 2 469,240 - -
UNUM GROUP COM 91529Y106 448 22,972 SH DEFINED 3 3,725 - 19,247
UNUM GROUP COM 91529Y106 4 230 SH DEFINED 18 230 - -
UNUM GROUP COM 91529Y106 150 7,665 SH DEFINED 7,665 - -
UNUM GROUP COM 91529Y106 939 48,078 SH DEFINED 5 48,078 - -
UNUM GROUP COM 91529Y106 40 2,058 SH DEFINED 8 2,058 - -
UR ENERGY INC COM 91688R108 15 19,000 SH DEFINED 5 19,000 - -
URANERZ ENERGY COM 91688T104 272 208,589 SH DEFINED 5 208,589 - -
CORPORATION
URANERZ ENERGY COM 91688T104 10 8,000 SH DEFINED 8 8,000 - -
CORPORATION
URANIUM RES INC COM PAR $0.001 916901507 1 1,800 SH DEFINED 3 - - 1,800
URANIUM RES INC COM PAR $0.001 916901507 - 65 SH DEFINED 7 - 65 -
URANIUM RES INC COM PAR $0.001 916901507 19 25,000 SH DEFINED 13 25,000 - -
URANIUM RES INC COM PAR $0.001 916901507 - 375 SH DEFINED 8 - 375 -
URBAN OUTFITTERS INC COM 917047102 13,562 387,600 SH DEFINED 1 21,600 366,000 -
URBAN OUTFITTERS INC COM 917047102 7 200 SH DEFINED 3 - - 200
UROLOGIX INC COM 917273104 1 500 SH DEFINED 3 - - 500
URS CORP NEW COM 903236107 9 193 SH DEFINED 2 193 - -
URS CORP NEW COM 903236107 35 791 SH DEFINED 3 - - 791
URS CORP NEW COM 903236107 1 31 SH DEFINED 15 31 - -
URS CORP NEW COM 903236107 2 55 SH DEFINED 18 55 - -
URSTADT BIDDLE PPTYS INS CL A 917286205 126 8,243 SH DEFINED 2 8,243 - -
URSTADT BIDDLE PPTYS INS CL A 917286205 1,132 74,132 SH DEFINED 3 - - 74,132
US BANCORP DEL COM NEW 902973304 39,486 1,754,168 SH DEFINED 1 160,800 1,593,368 -
US BANCORP DEL COM NEW 902973304 38,779 1,722,764 SH DEFINED 2 1,722,764 - -
US BANCORP DEL COM NEW 902973304 9,831 436,750 SH DEFINED 3 39,403 - 397,347
US BANCORP DEL COM NEW 902973304 15,374 682,980 SH DEFINED 4 - 289,055 393,925
US BANCORP DEL COM NEW 902973304 635 28,230 SH DEFINED 7 - 28,230 -
US BANCORP DEL COM NEW 902973304 36 1,620 SH DEFINED 9 1,620 - -
US BANCORP DEL COM NEW 902973304 133 5,890 SH DEFINED 10 5,890 - -
US BANCORP DEL COM NEW 902973304 131 5,805 SH DEFINED 17 - - 5,805
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
US BANCORP DEL COM NEW 902973304 173 7,693 SH DEFINED 18 7,693 - -
US BANCORP DEL COM NEW 902973304 11,349 504,175 SH DEFINED 5;1 504,175 - -
US BANCORP DEL COM NEW 902973304 485 21,529 SH DEFINED 21,529 - -
US BANCORP DEL COM NEW 902973304 254 11,302 SH SOLE 11,302 - -
US BANCORP DEL COM NEW 902973304 13,185 585,714 SH DEFINED 5 585,714 - -
US BANCORP DEL COM NEW 902973304 312 13,865 SH DEFINED 8 12,900 965 -
USA MOBILITY INC COM 90341G103 159 14,409 SH DEFINED 2 14,409 - -
USA MOBILITY INC COM 90341G103 330 30,000 SH DEFINED 4 - - 30,000
USA TRUCK INC COM 902925106 351 28,000 SH DEFINED 4 - - 28,000
USANA HEALTH SCIENCES INC COM 90328M107 141 4,425 SH DEFINED 3 - - 4,425
USANA HEALTH SCIENCES INC COM 90328M107 1 25 SH DEFINED 18 25 - -
USANA HEALTH SCIENCES INC COM 90328M107 2 55 SH DEFINED 55 - -
USANA HEALTH SCIENCES INC COM 90328M107 106 3,320 SH DEFINED 5 3,320 - -
USEC INC COM 90333E108 45 11,659 SH DEFINED 2 11,659 - -
USEC INC COM 90333E108 5 1,200 SH DEFINED 3 - - 1,200
UTI WORLDWIDE INC ORD G87210103 328 22,912 SH DEFINED 2 22,912 - -
UTI WORLDWIDE INC ORD G87210103 10 700 SH DEFINED 16 700 - -
UTILITIES HOLDRS TR DEPOSITRY RCPT 918019100 13 130 SH DEFINED 3 30 - 100
UTSTARCOM INC COM 918076100 57 25,875 SH DEFINED 3 - - 25,875
V F CORP COM 918204108 916 12,500 SH DEFINED 1 - 12,500 -
V F CORP COM 918204108 8,973 122,516 SH DEFINED 2 122,516 - -
V F CORP COM 918204108 6,675 91,141 SH DEFINED 3 8,949 - 82,192
V F CORP COM 918204108 407 5,556 SH DEFINED 4 - 5,556 -
V F CORP COM 918204108 36 498 SH DEFINED 18 498 - -
V F CORP COM 918204108 144 1,964 SH DEFINED 1,964 - -
V F CORP COM 918204108 10 136 SH SOLE 136 - -
V F CORP COM 918204108 3 35 SH DEFINED 5 35 - -
VAIL RESORTS INC COM 91879Q109 300 7,940 SH DEFINED 2 7,940 - -
VAIL RESORTS INC COM 91879Q109 4 97 SH DEFINED 3 - - 97
VALASSIS COMMUNICATIONS COM 918866104 263 14,425 SH DEFINED 3 - - 14,425
INC
VALE CAP II GTD CV 6.75%12 91912F201 14,238 170,000 PRN DEFINED 3 170,000 - -
VALE S A ADR 91912E105 6,427 221,400 SH DEFINED 1 63,700 157,700 -
VALE S A ADR REPSTG PFD 91912E204 411 16,560 SH DEFINED 2 16,560 - -
VALE S A ADR 91912E105 7,804 268,822 SH DEFINED 3 226,300 - 42,522
VALE S A ADR 91912E105 7,403 255,000 CALL DEFINED 3 255,000 - -
VALE S A ADR 91912E105 40,642 1,400,000 PUT DEFINED 3 1,400,000 - -
VALE S A ADR REPSTG PFD 91912E204 2 66 SH DEFINED 3 - - 66
VALE S A ADR 91912E105 324 11,150 SH DEFINED 7 - 11,150 -
VALE S A ADR REPSTG PFD 91912E204 120 4,830 SH DEFINED 13 4,830 - -
VALE S A ADR 91912E105 512 17,627 SH DEFINED 15 17,627 - -
VALE S A ADR 91912E105 75 2,589 SH DEFINED 16 2,589 - -
VALE S A ADR REPSTG PFD 91912E204 556 22,400 SH DEFINED 16 22,400 - -
VALE S A ADR 91912E105 58 2,000 SH DEFINED 18 2,000 - -
VALE S A ADR REPSTG PFD 91912E204 3 124 SH DEFINED 18 124 - -
VALE S A ADR 91912E105 3,873 133,403 SH DEFINED 133,403 - -
VALE S A ADR 91912E105 23 777 SH SOLE 777 - -
VALE S A ADR REPSTG PFD 91912E204 10 397 SH DEFINED 397 - -
VALE S A ADR 91912E105 5,317 183,158 SH DEFINED 5 183,158 - -
VALE S A ADR 91912E105 60 2,073 SH DEFINED 8 2,073 - -
VALEANT PHARMACEUTICALS COM 91911X104 746 23,461 SH DEFINED 2 23,461 - -
INTL
VALEANT PHARMACEUTICALS COM 91911X104 508 15,981 SH DEFINED 3 - - 15,981
INTL
VALEANT PHARMACEUTICALS COM 91911X104 5,425 170,640 SH DEFINED 7 - 170,640 -
INTL
VALEANT PHARMACEUTICALS COM 91911X104 30 955 SH DEFINED 15 955 - -
INTL
VALEANT PHARMACEUTICALS COM 91911X104 17 540 SH DEFINED 540 - -
INTL
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
VALEANT PHARMACEUTICALS COM 91911X104 2 50 SH DEFINED 5 50 - -
INTL
VALEANT PHARMACEUTICALS COM 91911X104 172 5,400 SH DEFINED 8 - 5,400 -
INTL
VALERO ENERGY CORP NEW COM 91913Y100 7,517 448,800 SH DEFINED 1 - 448,800 -
VALERO ENERGY CORP NEW COM 91913Y100 12,492 745,775 SH DEFINED 2 745,775 - -
VALERO ENERGY CORP NEW COM 91913Y100 1,877 112,080 SH DEFINED 3 29,656 - 82,424
VALERO ENERGY CORP NEW COM 91913Y100 31,248 1,865,567 SH DEFINED 6 1,865,567 - -
VALERO ENERGY CORP NEW COM 91913Y100 98 5,855 SH DEFINED 7 - 5,855 -
VALERO ENERGY CORP NEW COM 91913Y100 39 2,300 SH DEFINED 14 2,300 - -
VALERO ENERGY CORP NEW COM 91913Y100 2 90 SH DEFINED 18 90 - -
VALERO ENERGY CORP NEW COM 91913Y100 1,284 76,659 SH DEFINED 5 76,659 - -
VALERO ENERGY CORP NEW COM 91913Y100 27 1,600 SH DEFINED 8 845 755 -
VALHI INC NEW COM 918905100 1 100 SH DEFINED 3 - - 100
VALIDUS HOLDINGS LTD COM SHS G9319H102 40 1,493 SH DEFINED 3 - - 1,493
VALLEY NATL BANCORP COM 919794107 91 6,421 SH DEFINED 3 - - 6,421
VALMONT INDS INC COM 920253101 186 2,373 SH DEFINED 2 2,373 - -
VALMONT INDS INC COM 920253101 16 200 SH DEFINED 3 - - 200
VALMONT INDS INC COM 920253101 474 6,042 SH DEFINED 5 6,042 - -
VALMONT INDS INC COM 920253101 12 157 SH DEFINED 8 157 - -
VALSPAR CORP COM 920355104 912 33,593 SH DEFINED 3 - - 33,593
VALSPAR CORP COM 920355104 8,959 330,093 SH DEFINED 4 - 250,033 80,060
VALSPAR CORP COM 920355104 2 70 SH DEFINED 18 70 - -
VALUECLICK INC COM 92046N102 118 11,678 SH DEFINED 2 11,678 - -
VALUECLICK INC COM 92046N102 79 7,839 SH DEFINED 3 - - 7,839
VALUEVISION MEDIA INC CL A 92047K107 41 8,500 SH DEFINED 3 - - 8,500
VAN KAMPEN ADVANTAGE MUN SH BEN INT 92112K107 148 12,887 SH DEFINED 3 - - 12,887
II
VAN KAMPEN BD FD COM 920955101 23 1,200 SH DEFINED 3 - - 1,200
VAN KAMPEN CALIF VALUE COM 92112B107 10 818 SH DEFINED 3 - - 818
MUN I
VAN KAMPEN DYNAMIC CR COM 921166104 1,153 97,357 SH DEFINED 3 - - 97,357
OPPORT
VAN KAMPEN DYNAMIC CR COM 921166104 6 513 SH DEFINED 5 513 - -
OPPORT
VAN KAMPEN HIGH INCOME COM NEW 920913506 1 94 SH DEFINED 3 - - 94
TR II
VAN KAMPEN MASS VALUE COM SH BEN INT 92112R102 157 12,892 SH DEFINED 3 - - 12,892
MUN IN
VAN KAMPEN MUN COM 920935103 14 1,025 SH DEFINED 3 - - 1,025
OPPORTUNITY T
VAN KAMPEN MUN TR SH BEN INT 920919107 69 5,256 SH DEFINED 3 - - 5,256
VAN KAMPEN OHIO QUALITY COM 920923109 32 2,240 SH DEFINED 3 - - 2,240
MUN
VAN KAMPEN PA VALUE MUN COM 92112T108 353 27,725 SH DEFINED 3 - - 27,725
INCO
VAN KAMPEN SELECT SECTOR COM 92112M103 121 10,545 SH DEFINED 3 - - 10,545
MUN
VAN KAMPEN SENIOR INCOME COM 920961109 1,088 257,808 SH DEFINED 3 - - 257,808
TR
VAN KAMPEN TR INSD MUNS COM 920928108 5 400 SH DEFINED 3 - - 400
VAN KAMPEN TR INVT GRADE COM 920929106 479 34,584 SH DEFINED 3 - - 34,584
MUN
VAN KAMPEN TR INVT GRADE COM 920933108 64 4,167 SH DEFINED 3 - - 4,167
N J
VAN KAMPEN TR INVT GRADE COM 920931102 609 42,766 SH DEFINED 3 - - 42,766
N Y
VANCEINFO TECHNOLOGIES ADR 921564100 18 951 SH DEFINED 3 - - 951
INC
VANDA PHARMACEUTICALS INC COM 921659108 - - SH DEFINED 5 - - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
VANDA PHARMACEUTICALS INC COM 921659108 16 1,400 SH DEFINED 8 1,400 - -
VANGUARD BD INDEX FD INC LONG TERM BOND 921937793 4 53 SH DEFINED 3 - - 53
VANGUARD BD INDEX FD INC INTERMED TERM 921937819 1,746 22,083 SH DEFINED 3 - - 22,083
VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 5,069 63,731 SH DEFINED 3 - - 63,731
VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 6,489 82,569 SH DEFINED 3 - - 82,569
VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 215 2,700 SH DEFINED 7 - 2,700 -
VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 92 1,166 SH DEFINED 18 1,166 - -
VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 5 60 SH DEFINED 5 60 - -
VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 86 1,100 SH DEFINED 5 1,100 - -
VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 127 2,870 SH DEFINED 3 - - 2,870
VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 385 7,938 SH DEFINED 3 - - 7,938
VANGUARD INDEX FDS REIT ETF 922908553 6,682 149,354 SH DEFINED 3 - - 149,354
VANGUARD INDEX FDS SML CP GRW ETF 922908595 2,573 42,974 SH DEFINED 3 - - 42,974
VANGUARD INDEX FDS SM CP VAL ETF 922908611 131 2,411 SH DEFINED 3 - - 2,411
VANGUARD INDEX FDS MID CAP ETF 922908629 239 3,981 SH DEFINED 3 - - 3,981
VANGUARD INDEX FDS LARGE CAP ETF 922908637 131 2,590 SH DEFINED 3 - - 2,590
VANGUARD INDEX FDS EXTEND MKT ETF 922908652 108 2,500 SH DEFINED 3 - - 2,500
VANGUARD INDEX FDS GROWTH ETF 922908736 22,244 419,218 SH DEFINED 3 - - 419,218
VANGUARD INDEX FDS VALUE ETF 922908744 6,064 126,995 SH DEFINED 3 - - 126,995
VANGUARD INDEX FDS SMALL CP ETF 922908751 2,792 48,688 SH DEFINED 3 - - 48,688
VANGUARD INDEX FDS STK MRK ETF 922908769 8,478 150,406 SH DEFINED 3 - - 150,406
VANGUARD INDEX FDS STK MRK ETF 922908769 65 1,148 SH DEFINED 13 1,148 - -
VANGUARD INDEX FDS STK MRK ETF 922908769 1,232 21,850 SH DEFINED 17 - - 21,850
VANGUARD INDEX FDS REIT ETF 922908553 55 1,228 SH DEFINED 18 1,228 - -
VANGUARD INDEX FDS MID CAP ETF 922908629 27 450 SH DEFINED 18 450 - -
VANGUARD INDEX FDS SMALL CP ETF 922908751 26 450 SH DEFINED 18 450 - -
VANGUARD INDEX FDS REIT ETF 922908553 45 1,000 SH DEFINED 1,000 - -
VANGUARD INDEX FDS SML CP GRW ETF 922908595 51 850 SH DEFINED 850 - -
VANGUARD INDEX FDS SM CP VAL ETF 922908611 44 800 SH DEFINED 800 - -
VANGUARD INDEX FDS EXTEND MKT ETF 922908652 159 3,700 SH DEFINED 3,700 - -
VANGUARD INDEX FDS STK MRK ETF 922908769 86 1,520 SH DEFINED 1,520 - -
VANGUARD INDEX FDS REIT ETF 922908553 9 200 SH DEFINED 5 200 - -
VANGUARD INDEX FDS LARGE CAP ETF 922908637 167 3,290 SH DEFINED 5 3,290 - -
VANGUARD INDEX FDS VALUE ETF 922908744 67 1,400 SH DEFINED 5 1,400 - -
VANGUARD INDEX FDS STK MRK ETF 922908769 678 12,029 SH DEFINED 5 12,029 - -
VANGUARD INTL EQUITY FTSE SMCAP ETF 922042718 7 86 SH DEFINED 3 - - 86
INDEX F
VANGUARD INTL EQUITY TT WRLD ST ETF 922042742 886 20,553 SH DEFINED 3 - - 20,553
INDEX F
VANGUARD INTL EQUITY ALLWRLD EX US 922042775 5,699 130,674 SH DEFINED 3 - - 130,674
INDEX F
VANGUARD INTL EQUITY EMR MKT ETF 922042858 14,097 343,826 SH DEFINED 3 - - 343,826
INDEX F
VANGUARD INTL EQUITY PACIFIC ETF 922042866 2,245 43,741 SH DEFINED 3 - - 43,741
INDEX F
VANGUARD INTL EQUITY EURPEAN ETF 922042874 4,920 101,494 SH DEFINED 3 - - 101,494
INDEX F
VANGUARD INTL EQUITY EMR MKT ETF 922042858 1,478 36,060 SH DEFINED 7 - 36,060 -
INDEX F
VANGUARD INTL EQUITY EMR MKT ETF 922042858 86 2,100 SH DEFINED 13 2,100 - -
INDEX F
VANGUARD INTL EQUITY EURPEAN ETF 922042874 70 1,440 SH DEFINED 13 1,440 - -
INDEX F
VANGUARD INTL EQUITY TT WRLD ST ETF 922042742 508 11,800 SH DEFINED 17 - - 11,800
INDEX F
VANGUARD INTL EQUITY ALLWRLD EX US 922042775 1,101 25,250 SH DEFINED 17 - - 25,250
INDEX F
VANGUARD INTL EQUITY EMR MKT ETF 922042858 82 2,000 SH DEFINED 18 2,000 - -
INDEX F
VANGUARD INTL EQUITY FTSE SMCAP ETF 922042718 24 288 SH DEFINED - 288 -
INDEX F
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
VANGUARD INTL EQUITY EMR MKT ETF 922042858 147 3,579 SH DEFINED 2,000 1,579 -
INDEX F
VANGUARD INTL EQUITY EURPEAN ETF 922042874 6 125 SH DEFINED - 125 -
INDEX F
VANGUARD INTL EQUITY ALLWRLD EX US 922042775 20 470 SH DEFINED 5 470 - -
INDEX F
VANGUARD INTL EQUITY EMR MKT ETF 922042858 2,013 49,107 SH DEFINED 5 49,107 - -
INDEX F
VANGUARD INTL EQUITY PACIFIC ETF 922042866 171 3,325 SH DEFINED 5 3,325 - -
INDEX F
VANGUARD INTL EQUITY EURPEAN ETF 922042874 2 50 SH DEFINED 5 50 - -
INDEX F
VANGUARD INTL EQUITY EMR MKT ETF 922042858 3 65 SH DEFINED 8 65 - -
INDEX F
VANGUARD NATURAL COM UNIT 92205F106 4 189 SH DEFINED 2 189 - -
RESOURCES L
VANGUARD NATURAL COM UNIT 92205F106 1,183 53,582 SH DEFINED 3 - - 53,582
RESOURCES L
VANGUARD NATURAL COM UNIT 92205F106 49 2,200 SH DEFINED 18 2,200 - -
RESOURCES L
VANGUARD SCOTTSDALE FDS SHRT-TERM CORP 92206C409 10 139 SH DEFINED - 139 -
VANGUARD SPECIALIZED DIV APP ETF 921908844 2,829 60,373 SH DEFINED 3 - - 60,373
PORTFOL
VANGUARD SPECIALIZED DIV APP ETF 921908844 26 550 SH DEFINED 5 550 - -
PORTFOL
VANGUARD TAX-MANAGED FD EUROPE PAC ETF 921943858 1,572 45,978 SH DEFINED 3 - - 45,978
VANGUARD TAX-MANAGED FD EUROPE PAC ETF 921943858 428 12,500 SH DEFINED 17 - - 12,500
VANGUARD TAX-MANAGED FD EUROPE PAC ETF 921943858 65 1,900 SH DEFINED 18 1,900 - -
VANGUARD TAX-MANAGED FD EUROPE PAC ETF 921943858 745 21,775 SH DEFINED 5;1 21,775 - -
VANGUARD TAX-MANAGED FD EUROPE PAC ETF 921943858 44 1,274 SH DEFINED - 1,274 -
VANGUARD TAX-MANAGED FD EUROPE PAC ETF 921943858 508 14,827 SH DEFINED 5 14,827 - -
VANGUARD TAX-MANAGED FD EUROPE PAC ETF 921943858 9 277 SH DEFINED 8 277 - -
VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 479 12,603 SH DEFINED 3 - - 12,603
INC
VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 17 450 SH DEFINED 18 450 - -
INC
VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 65 1,700 SH DEFINED 5 1,700 - -
INC
VANGUARD WORLD FD MEGA GRWTH IND 921910816 14 333 SH DEFINED 3 - - 333
VANGUARD WORLD FD MEGA VALUE 300 921910840 62 1,755 SH DEFINED 3 - - 1,755
VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 48 1,024 SH DEFINED 3 - - 1,024
VANGUARD WORLD FDS CONSUM STP ETF 92204A207 1,693 25,780 SH DEFINED 3 - - 25,780
VANGUARD WORLD FDS ENERGY ETF 92204A306 378 4,530 SH DEFINED 3 - - 4,530
VANGUARD WORLD FDS FINANCIALS ETF 92204A405 209 7,183 SH DEFINED 3 - - 7,183
VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 666 12,295 SH DEFINED 3 - - 12,295
VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 1,513 29,327 SH DEFINED 3 - - 29,327
VANGUARD WORLD FDS INF TECH ETF 92204A702 4,713 85,890 SH DEFINED 3 - - 85,890
VANGUARD WORLD FDS MATERIALS ETF 92204A801 654 9,642 SH DEFINED 3 - - 9,642
VANGUARD WORLD FDS UTILITIES ETF 92204A876 162 2,479 SH DEFINED 3 - - 2,479
VANGUARD WORLD FDS TELCOMM ETF 92204A884 44 777 SH DEFINED 3 - - 777
VANGUARD WORLD FDS INF TECH ETF 92204A702 14 250 SH DEFINED 5 250 - -
VANGUARD WORLD FDS MATERIALS ETF 92204A801 27 401 SH DEFINED 5 401 - -
VANGUARD WORLD FDS MATERIALS ETF 92204A801 - - SH DEFINED 8 - - -
VANTAGE DRILLING COMPANY ORD SHS G93205113 10 6,029 SH DEFINED 3 - - 6,029
VARIAN INC COM 922206107 9,025 175,110 SH DEFINED 3 167,987 - 7,123
VARIAN INC COM 922206107 10 200 SH DEFINED 5 200 - -
VARIAN MED SYS INC COM 92220P105 8,080 172,472 SH DEFINED 2 172,472 - -
VARIAN MED SYS INC COM 92220P105 737 15,737 SH DEFINED 3 1,410 - 14,327
VARIAN MED SYS INC COM 92220P105 656 14,000 SH DEFINED 4 - 2,000 12,000
VARIAN MED SYS INC COM 92220P105 271 5,786 SH DEFINED 6 5,786 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
VARIAN MED SYS INC COM 92220P105 26 546 SH DEFINED 18 546 - -
VARIAN MED SYS INC COM 92220P105 25 533 SH DEFINED 533 - -
VARIAN MED SYS INC COM 92220P105 33 700 SH DEFINED 5 700 - -
VARIAN SEMICONDUCTOR COM 922207105 599 16,700 SH DEFINED 1 - 16,700 -
EQUIPMN
VARIAN SEMICONDUCTOR COM 922207105 43 1,191 SH DEFINED 3 - - 1,191
EQUIPMN
VARIAN SEMICONDUCTOR COM 922207105 2 45 SH DEFINED 18 45 - -
EQUIPMN
VARIAN SEMICONDUCTOR COM 922207105 16 450 SH DEFINED 5 450 - -
EQUIPMN
VASCO DATA SEC INTL INC COM 92230Y104 107 17,044 SH DEFINED 2 17,044 - -
VASCULAR SOLUTIONS INC COM 92231M109 4 500 SH DEFINED 3 - - 500
VCA ANTECH INC COM 918194101 136 5,442 SH DEFINED 3 2,142 - 3,300
VECTOR GROUP LTD COM 92240M108 1,070 76,394 SH DEFINED 2 76,394 - -
VECTOR GROUP LTD COM 92240M108 205 14,655 SH DEFINED 3 - - 14,655
VECTOR GROUP LTD COM 92240M108 81 5,775 SH DEFINED 5,775 - -
VECTREN CORP COM 92240G101 213 8,614 SH DEFINED 2 8,614 - -
VECTREN CORP COM 92240G101 450 18,242 SH DEFINED 3 - - 18,242
VEECO INSTRS INC DEL COM 922417100 582 17,600 SH DEFINED 1 - 17,600 -
VEECO INSTRS INC DEL COM 922417100 3 100 SH DEFINED 3 - - 100
VENOCO INC COM 92275P307 7 575 SH DEFINED 18 575 - -
VENTAS INC COM 92276F100 8,865 202,668 SH DEFINED 2 202,668 - -
VENTAS INC COM 92276F100 136 3,120 SH DEFINED 3 1,745 - 1,375
VENTAS INC COM 92276F100 11 257 SH DEFINED 18 257 - -
VEOLIA ENVIRONNEMENT SPONSORED ADR 92334N103 89 2,721 SH DEFINED 2 2,721 - -
VEOLIA ENVIRONNEMENT SPONSORED ADR 92334N103 114 3,472 SH DEFINED 3 - - 3,472
VEOLIA ENVIRONNEMENT SPONSORED ADR 92334N103 13 400 SH DEFINED 7 - 400 -
VEOLIA ENVIRONNEMENT SPONSORED ADR 92334N103 13 400 SH DEFINED 9 400 - -
VEOLIA ENVIRONNEMENT SPONSORED ADR 92334N103 40 1,210 SH DEFINED 1,210 - -
VEOLIA ENVIRONNEMENT SPONSORED ADR 92334N103 724 22,015 SH DEFINED 5 22,015 - -
VEOLIA ENVIRONNEMENT SPONSORED ADR 92334N103 2 50 SH DEFINED 8 - 50 -
VERENIUM CORP COM NEW 92340P209 1 250 SH DEFINED 3 - - 250
VERENIUM CORP COM NEW 92340P209 2 541 SH DEFINED 13 541 - -
VERENIUM CORP COM NEW 92340P209 1 127 SH DEFINED 16 127 - -
VERIFONE HLDGS INC COM 92342Y109 497 30,345 SH DEFINED 3 28,900 - 1,445
VERIGY LTD SHS Y93691106 63 4,865 SH DEFINED 3 105 - 4,760
VERIGY LTD SHS Y93691106 - 12 SH DEFINED 5 12 - -
VERISIGN INC COM 92343E102 3,294 135,901 SH DEFINED 2 135,901 - -
VERISIGN INC COM 92343E102 160 6,601 SH DEFINED 3 2,106 - 4,495
VERISIGN INC SDCV 3. 92343EAD4 80 90,000 PRN DEFINED 3 - - 90,000
VERISIGN INC COM 92343E102 8 325 SH DEFINED 14 325 - -
VERISIGN INC COM 92343E102 74 3,040 SH DEFINED 5 3,040 - -
VERISK ANALYTICS INC CL A 92345Y106 9 300 SH DEFINED 3 - - 300
VERIZON COMMUNICATIONS COM 92343V104 50,623 1,528,000 SH DEFINED 1 134,700 1,393,300 -
INC
VERIZON COMMUNICATIONS COM 92343V104 44,307 1,337,377 SH DEFINED 2 1,337,377 - -
INC
VERIZON COMMUNICATIONS COM 92343V104 41,017 1,238,066 SH DEFINED 3 34,365 - 1,203,701
INC
VERIZON COMMUNICATIONS COM 92343V104 19,923 601,344 SH DEFINED 4 - 257,875 343,469
INC
VERIZON COMMUNICATIONS COM 92343V104 40 1,220 SH DEFINED 6 1,220 - -
INC
VERIZON COMMUNICATIONS COM 92343V104 425 12,835 SH DEFINED 7 - 12,835 -
INC
VERIZON COMMUNICATIONS COM 92343V104 34 1,017 SH DEFINED 9 1,017 - -
INC
VERIZON COMMUNICATIONS COM 92343V104 94 2,844 SH DEFINED 10 2,844 - -
INC
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
VERIZON COMMUNICATIONS COM 92343V104 122 3,692 SH DEFINED 15 3,692 - -
INC
VERIZON COMMUNICATIONS COM 92343V104 113 3,400 SH DEFINED 16 3,400 - -
INC
VERIZON COMMUNICATIONS COM 92343V104 291 8,777 SH DEFINED 17 - - 8,777
INC
VERIZON COMMUNICATIONS COM 92343V104 981 29,618 SH DEFINED 18 29,618 - -
INC
VERIZON COMMUNICATIONS COM 92343V104 1 40 SH DEFINED 5;1 40 - -
INC
VERIZON COMMUNICATIONS COM 92343V104 1,057 31,896 SH DEFINED 21,801 10,095 -
INC
VERIZON COMMUNICATIONS COM 92343V104 177 5,340 SH SOLE 5,340 - -
INC
VERIZON COMMUNICATIONS COM 92343V104 11,746 354,541 SH DEFINED 5 354,541 - -
INC
VERIZON COMMUNICATIONS COM 92343V104 512 15,433 SH DEFINED 8 12,833 2,600 -
INC
VERSAR INC COM 925297103 6 2,000 SH DEFINED 3 - - 2,000
VERTEX PHARMACEUTICALS COM 92532F100 4,234 98,800 SH DEFINED 1 6,800 92,000 -
INC
VERTEX PHARMACEUTICALS COM 92532F100 352 8,215 SH DEFINED 3 - - 8,215
INC
VERTEX PHARMACEUTICALS COM 92532F100 10 232 SH DEFINED 18 232 - -
INC
VESTIN RLTY MTG II INC COM NEW 92549X201 7 3,149 SH DEFINED 3 - - 3,149
VIACOM INC NEW CL B 92553P201 21,275 715,600 SH DEFINED 1 - 715,600 -
VIACOM INC NEW CL A 92553P102 447 14,195 SH DEFINED 2 14,195 - -
VIACOM INC NEW CL B 92553P201 26,123 878,682 SH DEFINED 2 878,682 - -
VIACOM INC NEW CL A 92553P102 542 17,222 SH DEFINED 3 - - 17,222
VIACOM INC NEW CL B 92553P201 4,530 152,380 SH DEFINED 3 112,527 - 39,853
VIACOM INC NEW CL B 92553P201 41 1,374 SH DEFINED 7 - 1,374 -
VIACOM INC NEW CL B 92553P201 16 533 SH DEFINED 15 533 - -
VIACOM INC NEW CL B 92553P201 13 453 SH DEFINED 18 453 - -
VIACOM INC NEW CL B 92553P201 14 458 SH DEFINED 458 - -
VIACOM INC NEW CL B 92553P201 16 543 SH DEFINED 5 543 - -
VIACOM INC NEW CL B 92553P201 3 100 SH DEFINED 8 - 100 -
VIAD CORP COM NEW 92552R406 15 737 SH DEFINED 3 - - 737
VIAD CORP COM NEW 92552R406 722 35,000 SH DEFINED 16 35,000 - -
VIAD CORP COM NEW 92552R406 4 200 SH DEFINED 200 - -
VIRGIN MEDIA INC COM 92769L101 3,097 184,000 SH DEFINED 3 184,000 - -
VIRGIN MEDIA INC COM 92769L101 168 10,000 CALL DEFINED 3 10,000 - -
VIRGIN MEDIA INC COM 92769L101 499 29,629 SH DEFINED 10 29,629 - -
VIRGIN MEDIA INC COM 92769L101 360,382 21,413,099 SH OTHER 16 21,413,099 - -
VIRGIN MEDIA INC COM 92769L101 - 2 SH DEFINED 16 2 - -
VIRGIN MEDIA INC *W EXP 92769L119 - 33 SH DEFINED 16 33 - -
99/99/999
VIRGIN MEDIA INC COM 92769L101 15 865 SH SOLE 865 - -
VIRGINIA COMM BANCORP INC COM 92778Q109 49 13,110 SH DEFINED 3 - - 13,110
VIRGINIA COMM BANCORP INC COM 92778Q109 3 732 SH DEFINED 18 732 - -
VIRNETX HOLDING CORP COM 92823T108 5 1,666 SH DEFINED 1,666 - -
VIROPHARMA INC COM 928241108 1 125 SH DEFINED 3 - - 125
VIRTUS INVT PARTNERS INC COM 92828Q109 1 66 SH DEFINED 3 - - 66
VIRTUS INVT PARTNERS INC COM 92828Q109 - 25 SH DEFINED 16 25 - -
VIRTUSA CORP COM 92827P102 27 2,993 SH DEFINED 3 - - 2,993
VISA INC COM CL A 92826C839 62,766 717,650 SH DEFINED 1 176,150 541,500 -
VISA INC COM CL A 92826C839 54,017 617,623 SH DEFINED 2 617,623 - -
VISA INC COM CL A 92826C839 4,883 55,832 SH DEFINED 3 5,060 - 50,772
VISA INC COM CL A 92826C839 2,523 28,844 SH DEFINED 7 - 28,844 -
VISA INC COM CL A 92826C839 17 200 SH DEFINED 9 200 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
VISA INC COM CL A 92826C839 725 8,294 SH DEFINED 10 8,294 - -
VISA INC COM CL A 92826C839 159 1,815 SH DEFINED 11 1,815 - -
VISA INC COM CL A 92826C839 71 810 SH DEFINED 15 810 - -
VISA INC COM CL A 92826C839 66 750 SH DEFINED 16 750 - -
VISA INC COM CL A 92826C839 306 3,500 SH DEFINED 17 - - 3,500
VISA INC COM CL A 92826C839 48 554 SH DEFINED 18 554 - -
VISA INC COM CL A 92826C839 543 6,205 SH DEFINED 6,205 - -
VISA INC COM CL A 92826C839 1,696 19,394 SH SOLE 19,394 - -
VISA INC COM CL A 92826C839 13,301 152,083 SH DEFINED 5 152,083 - -
VISA INC COM CL A 92826C839 179 2,045 SH DEFINED 8 700 1,345 -
VISHAY INTERTECHNOLOGY COM 928298108 118 14,129 SH DEFINED 3 - - 14,129
INC
VISHAY INTERTECHNOLOGY COM 928298108 4 465 SH DEFINED 18 465 - -
INC
VISHAY INTERTECHNOLOGY COM 928298108 37 4,475 SH DEFINED 5 4,475 - -
INC
VISION-SCIENCES INC DEL COM 927912105 2 2,000 SH DEFINED 3 - - 2,000
VISTA GOLD CORP COM NEW 927926303 - 10 SH DEFINED 5 10 - -
VISTAPRINT N V SHS N93540107 147 2,600 SH DEFINED 1 - 2,600 -
VISTAPRINT N V SHS N93540107 96 1,689 SH DEFINED 2 1,689 - -
VISTAPRINT N V SHS N93540107 8 150 SH DEFINED 3 - - 150
VISTAPRINT N V SHS N93540107 36 635 SH DEFINED 5 635 - -
VITAL IMAGES INC COM 92846N104 100 7,900 SH DEFINED 3 - - 7,900
VITRAN CORP INC COM 92850E107 414 38,000 SH DEFINED 4 - - 38,000
VIVO PARTICIPACOES S A SPON ADR PFD 92855S200 233 7,500 SH DEFINED 2 7,500 - -
NEW
VIVO PARTICIPACOES S A SPON ADR PFD 92855S200 146 4,717 SH DEFINED 3 300 - 4,417
NEW
VIVO PARTICIPACOES S A SPON ADR PFD 92855S200 1 41 SH DEFINED 41 - -
NEW
VIVO PARTICIPACOES S A SPON ADR PFD 92855S200 - 10 SH DEFINED 5 10 - -
NEW
VIVUS INC COM 928551100 18 2,000 SH DEFINED 3 - - 2,000
VIVUS INC COM 928551100 4 425 SH DEFINED 18 425 - -
VMWARE INC CL A COM 928563402 1,615 38,100 SH DEFINED 1 - 38,100 -
VMWARE INC CL A COM 928563402 230 5,419 SH DEFINED 2 5,419 - -
VMWARE INC CL A COM 928563402 1,288 30,403 SH DEFINED 3 - - 30,403
VMWARE INC CL A COM 928563402 6 147 SH DEFINED 147 - -
VOCUS INC COM 92858J108 244 13,536 SH DEFINED 2 13,536 - -
VOCUS INC COM 92858J108 3 154 SH DEFINED 16 154 - -
VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 3,752 162,507 SH DEFINED 3 - - 162,507
VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 2 85 SH DEFINED 7 - 85 -
VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 162 7,000 SH DEFINED 11 7,000 - -
VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 101 4,375 SH DEFINED 14 4,375 - -
VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 5 225 SH DEFINED 15 225 - -
VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 27 1,160 SH DEFINED 16 1,160 - -
VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 98 4,263 SH DEFINED 18 4,263 - -
VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 388 16,815 SH DEFINED 16,815 - -
VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 3 109 SH SOLE 109 - -
VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 3,588 155,385 SH DEFINED 5 155,385 - -
VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 89 3,857 SH DEFINED 8 3,857 - -
VOLCOM INC COM 92864N101 2 100 SH DEFINED 3 - - 100
VOLT INFORMATION COM 928703107 10 1,000 SH DEFINED 3 - - 1,000
SCIENCES IN
VOLT INFORMATION COM 928703107 582 58,200 SH DEFINED 4 - - 58,200
SCIENCES IN
VONAGE HLDGS CORP COM 92886T201 20 14,041 SH DEFINED 3 - - 14,041
VORNADO RLTY TR SH BEN INT 929042109 15,697 224,436 SH DEFINED 2 224,436 - -
VORNADO RLTY TR SH BEN INT 929042109 324 4,637 SH DEFINED 3 1,751 - 2,886
VORNADO RLTY TR SH BEN INT 929042109 5 73 SH DEFINED 16 73 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
VORNADO RLTY TR SH BEN INT 929042109 49 702 SH DEFINED 18 702 - -
VORNADO RLTY TR SH BEN INT 929042109 4 51 SH DEFINED 51 - -
VSE CORP COM 918284100 108 2,400 SH DEFINED 3 - - 2,400
VULCAN MATLS CO COM 929160109 8,715 165,460 SH DEFINED 2 165,460 - -
VULCAN MATLS CO COM 929160109 2,965 56,291 SH DEFINED 3 32,917 - 23,374
VULCAN MATLS CO COM 929160109 5,267 100,000 CALL DEFINED 3 100,000 - -
VULCAN MATLS CO COM 929160109 182 3,452 SH DEFINED 18 3,452 - -
VULCAN MATLS CO COM 929160109 304 5,763 SH DEFINED 5,763 - -
VULCAN MATLS CO COM 929160109 63 1,200 SH DEFINED 5 1,200 - -
W P CAREY & CO LLC COM 92930Y107 318 11,489 SH DEFINED 3 - - 11,489
WABASH NATL CORP COM 929566107 15 8,000 SH DEFINED 14 8,000 - -
WABCO HLDGS INC COM 92927K102 101 3,904 SH DEFINED 2 3,904 - -
WABCO HLDGS INC COM 92927K102 36 1,388 SH DEFINED 3 - - 1,388
WABCO HLDGS INC COM 92927K102 1 24 SH DEFINED 15 24 - -
WABTEC CORP COM 929740108 139 3,402 SH DEFINED 3 - - 3,402
WABTEC CORP COM 929740108 2,863 70,100 SH DEFINED 4 - 35,100 35,000
WABTEC CORP COM 929740108 11 269 SH DEFINED 18 269 - -
WACOAL HOLDINGS CORP ADR 930004205 3 47 SH DEFINED 3 - - 47
WACOAL HOLDINGS CORP ADR 930004205 1 15 SH DEFINED 7 - 15 -
WACOAL HOLDINGS CORP ADR 930004205 5 96 SH DEFINED 5 96 - -
WADDELL & REED FINL INC CL A 930059100 286 9,353 SH DEFINED 2 9,353 - -
WADDELL & REED FINL INC CL A 930059100 99 3,255 SH DEFINED 3 - - 3,255
WAL MART STORES INC COM 931142103 69,263 1,295,850 SH DEFINED 1 112,900 1,182,950 -
WAL MART STORES INC COM 931142103 157,191 2,940,905 SH DEFINED 2 2,940,905 - -
WAL MART STORES INC COM 931142103 28,917 541,011 SH DEFINED 3 127,673 - 413,338
WAL MART STORES INC COM 931142103 2,135 39,935 SH DEFINED 4 - 35,065 4,870
WAL MART STORES INC COM 931142103 61,604 1,152,554 SH DEFINED 6 1,152,554 - -
WAL MART STORES INC COM 931142103 6,780 126,847 SH DEFINED 7 - 126,847 -
WAL MART STORES INC COM 931142103 100 1,875 SH DEFINED 9 1,875 - -
WAL MART STORES INC COM 931142103 932 17,446 SH DEFINED 10 17,446 - -
WAL MART STORES INC COM 931142103 392 7,329 SH DEFINED 11 7,329 - -
WAL MART STORES INC COM 931142103 152 2,850 SH DEFINED 13 2,850 - -
WAL MART STORES INC COM 931142103 398 7,450 SH DEFINED 14 7,450 - -
WAL MART STORES INC COM 931142103 189 3,538 SH DEFINED 15 3,538 - -
WAL MART STORES INC COM 931142103 208 3,900 SH DEFINED 16 3,900 - -
WAL MART STORES INC COM 931142103 45 850 SH DEFINED 17 - - 850
WAL MART STORES INC COM 931142103 193 3,612 SH DEFINED 18 3,612 - -
WAL MART STORES INC COM 931142103 9,446 176,728 SH DEFINED 5;1 176,728 - -
WAL MART STORES INC COM 931142103 1,485 27,775 SH DEFINED 22,775 5,000 -
WAL MART STORES INC COM 931142103 36 675 SH SOLE 675 - -
WAL MART STORES INC COM 931142103 52,459 981,460 SH DEFINED 5 981,460 - -
WAL MART STORES INC COM 931142103 1,948 36,445 SH DEFINED 8 30,121 6,324 -
WALGREEN CO COM 931422109 52,326 1,424,995 SH DEFINED 2 1,424,995 - -
WALGREEN CO COM 931422109 5,442 148,208 SH DEFINED 3 11,029 - 137,179
WALGREEN CO COM 931422109 308 8,400 SH DEFINED 4 - 8,400 -
WALGREEN CO COM 931422109 26 700 SH DEFINED 6 700 - -
WALGREEN CO COM 931422109 504 13,733 SH DEFINED 7 - 13,733 -
WALGREEN CO COM 931422109 15 400 SH DEFINED 9 400 - -
WALGREEN CO COM 931422109 274 7,450 SH DEFINED 15 7,450 - -
WALGREEN CO COM 931422109 30 809 SH DEFINED 809 - -
WALGREEN CO COM 931422109 17,129 466,475 SH DEFINED 5 466,475 - -
WALGREEN CO COM 931422109 273 7,447 SH DEFINED 8 7,447 - -
WALTER ENERGY INC COM 93317Q105 68 900 SH DEFINED 3 - - 900
WALTER INVT MGMT CORP COM 93317W102 1 95 SH DEFINED 3 - - 95
WARNACO GROUP INC COM NEW 934390402 454 10,752 SH DEFINED 2 10,752 - -
WARNER CHILCOTT PLC SHS A G94368100 4,388 154,116 SH DEFINED 3 130,100 - 24,016
IRELAND
WARNER CHILCOTT PLC SHS A G94368100 7 242 SH DEFINED 18 242 - -
IRELAND
WARNER MUSIC GROUP CORP COM 934550104 1 101 SH DEFINED 3 - - 101
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
WARREN RES INC COM 93564A100 46 18,801 SH DEFINED 3 - - 18,801
WARWICK VALLEY TEL CO COM 936750108 1 100 SH DEFINED 3 - - 100
WASHINGTON BKG CO OAK COM 937303105 983 82,300 SH DEFINED 4 - 32,300 50,000
HBR WA
WASHINGTON FED INC COM 938824109 120 6,179 SH DEFINED 2 6,179 - -
WASHINGTON FED INC COM 938824109 90 4,656 SH DEFINED 3 - - 4,656
WASHINGTON FED INC COM 938824109 3 175 SH DEFINED 18 175 - -
WASHINGTON POST CO CL B 939640108 4,175 9,498 SH DEFINED 2 9,498 - -
WASHINGTON POST CO CL B 939640108 113 256 SH DEFINED 3 45 - 211
WASHINGTON POST CO CL B 939640108 - 1 SH DEFINED 7 - 1 -
WASHINGTON POST CO CL B 939640108 282 642 SH DEFINED 5 642 - -
WASHINGTON POST CO CL B 939640108 22 50 SH DEFINED 8 50 - -
WASHINGTON REAL ESTATE SH BEN INT 939653101 597 21,662 SH DEFINED 2 21,662 - -
INVT
WASHINGTON REAL ESTATE SH BEN INT 939653101 1,122 40,727 SH DEFINED 3 - - 40,727
INVT
WASTE CONNECTIONS INC COM 941053100 202 6,069 SH DEFINED 2 6,069 - -
WASTE CONNECTIONS INC COM 941053100 6,082 182,413 SH DEFINED 3 180,000 - 2,413
WASTE CONNECTIONS INC COM 941053100 703 21,100 SH DEFINED 4 - 3,100 18,000
WASTE CONNECTIONS INC COM 941053100 3 100 SH DEFINED 18 100 - -
WASTE MGMT INC DEL COM 94106L109 22,013 651,083 SH DEFINED 2 651,083 - -
WASTE MGMT INC DEL COM 94106L109 4,264 126,111 SH DEFINED 3 37,279 - 88,832
WASTE MGMT INC DEL COM 94106L109 1,586 46,900 PUT DEFINED 3 46,900 - -
WASTE MGMT INC DEL COM 94106L109 34 1,000 SH DEFINED 7 - 1,000 -
WASTE MGMT INC DEL COM 94106L109 10 300 SH DEFINED 18 300 - -
WASTE MGMT INC DEL COM 94106L109 20 606 SH DEFINED 606 - -
WASTE MGMT INC DEL COM 94106L109 2,073 61,326 SH DEFINED 5 61,326 - -
WASTE MGMT INC DEL COM 94106L109 27 800 SH DEFINED 8 800 - -
WATERS CORP COM 941848103 7,806 125,989 SH DEFINED 2 125,989 - -
WATERS CORP COM 941848103 879 14,182 SH DEFINED 3 992 - 13,190
WATERS CORP COM 941848103 1,022 16,500 SH DEFINED 4 - 2,500 14,000
WATERS CORP COM 941848103 7 113 SH DEFINED 18 113 - -
WATERS CORP COM 941848103 1 11 SH DEFINED 11 - -
WATERS CORP COM 941848103 113 1,825 SH DEFINED 5 1,825 - -
WATSCO INC COM 942622200 1,404 28,670 SH DEFINED 2 28,670 - -
WATSCO INC COM 942622200 4 85 SH DEFINED 3 - - 85
WATSON PHARMACEUTICALS COM 942683103 166 4,200 SH DEFINED 1 - 4,200 -
INC
WATSON PHARMACEUTICALS COM 942683103 5,290 133,548 SH DEFINED 2 133,548 - -
INC
WATSON PHARMACEUTICALS COM 942683103 223 5,642 SH DEFINED 3 1,175 - 4,467
INC
WATSON PHARMACEUTICALS COM 942683103 865 21,838 SH DEFINED 5 21,838 - -
INC
WATSON PHARMACEUTICALS COM 942683103 87 2,199 SH DEFINED 8 2,199 - -
INC
WATSON WYATT WORLDWIDE CL A 942712100 93 1,963 SH DEFINED 3 - - 1,963
INC
WATSON WYATT WORLDWIDE CL A 942712100 1,086 22,860 SH DEFINED 5 22,860 - -
INC
WATSON WYATT WORLDWIDE CL A 942712100 13 270 SH DEFINED 8 270 - -
INC
WATTS WATER TECHNOLOGIES CL A 942749102 298 9,633 SH DEFINED 2 9,633 - -
INC
WATTS WATER TECHNOLOGIES CL A 942749102 74 2,409 SH DEFINED 3 - - 2,409
INC
WAUSAU PAPER CORP COM 943315101 64 5,493 SH DEFINED 3 - - 5,493
WCA WASTE CORP COM 92926K103 439 102,000 SH DEFINED 4 - - 102,000
WD-40 CO COM 929236107 324 10,026 SH DEFINED 2 10,026 - -
WD-40 CO COM 929236107 692 21,378 SH DEFINED 3 - - 21,378
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
WD-40 CO COM 929236107 28 860 SH DEFINED 18 860 - -
WEATHERFORD REG H27013103 6,359 355,046 SH DEFINED 3 310,000 - 45,046
INTERNATIONAL LT
WEATHERFORD REG H27013103 5,373 300,000 PUT DEFINED 3 300,000 - -
INTERNATIONAL LT
WEATHERFORD REG H27013103 90 5,000 SH DEFINED 4 - 5,000 -
INTERNATIONAL LT
WEATHERFORD REG H27013103 45 2,537 SH DEFINED 18 2,537 - -
INTERNATIONAL LT
WEATHERFORD REG H27013103 12 695 SH SOLE 695 - -
INTERNATIONAL LT
WEATHERFORD REG H27013103 1,102 61,523 SH DEFINED 5 61,523 - -
INTERNATIONAL LT
WEATHERFORD REG H27013103 15 832 SH DEFINED 8 832 - -
INTERNATIONAL LT
WEBMD HEALTH CORP COM 94770V102 12 300 SH DEFINED 3 - - 300
WEBMD HEALTH CORP COM 94770V102 23 585 SH DEFINED 7 - 585 -
WEBMD HEALTH CORP COM 94770V102 12 302 SH DEFINED 18 302 - -
WEBMEDIABRANDS INC COM 94770W100 79 90,000 SH DEFINED 4 - - 90,000
WEBSTER FINL CORP CONN COM 947890109 6,784 571,500 SH DEFINED 1 76,600 494,900 -
WEBSTER FINL CORP CONN COM 947890109 150 12,652 SH DEFINED 2 12,652 - -
WEBSTER FINL CORP CONN COM 947890109 10 811 SH DEFINED 3 - - 811
WEIGHT WATCHERS INTL INC COM 948626106 154 5,269 SH DEFINED 3 - - 5,269
NEW
WEIGHT WATCHERS INTL INC COM 948626106 1 45 SH DEFINED 5 45 - -
NEW
WEINGARTEN RLTY INVS SH BEN INT 948741103 360 18,180 SH DEFINED 3 - - 18,180
WEINGARTEN RLTY INVS SH BEN INT 948741103 4 202 SH DEFINED 18 202 - -
WEIS MKTS INC COM 948849104 463 12,741 SH DEFINED 2 12,741 - -
WEIS MKTS INC COM 948849104 588 16,178 SH DEFINED 3 - - 16,178
WELLCARE HEALTH PLANS INC COM 94946T106 165 4,500 SH DEFINED 1 - 4,500 -
WELLCARE HEALTH PLANS INC COM 94946T106 561 15,249 SH DEFINED 3 - - 15,249
WELLCARE HEALTH PLANS INC COM 94946T106 6 158 SH DEFINED 18 158 - -
WELLCARE HEALTH PLANS INC COM 94946T106 51 1,386 SH DEFINED 5 1,386 - -
WELLPOINT INC COM 94973V107 37,747 647,567 SH DEFINED 2 647,567 - -
WELLPOINT INC COM 94973V107 3,481 59,718 SH DEFINED 3 35,167 - 24,551
WELLPOINT INC COM 94973V107 350 6,006 SH DEFINED 6 6,006 - -
WELLPOINT INC COM 94973V107 241 4,133 SH DEFINED 10 4,133 - -
WELLPOINT INC COM 94973V107 11 190 SH DEFINED 18 190 - -
WELLPOINT INC COM 94973V107 508 8,713 SH DEFINED 8,713 - -
WELLPOINT INC COM 94973V107 96 1,649 SH SOLE 1,649 - -
WELLPOINT INC COM 94973V107 436 7,485 SH DEFINED 5 7,485 - -
WELLPOINT INC COM 94973V107 11 187 SH DEFINED 8 187 - -
WELLS FARGO & CO NEW COM 949746101 85,832 3,180,140 SH DEFINED 1 300,800 2,879,340 -
WELLS FARGO & CO NEW COM 949746101 191,877 7,109,200 SH DEFINED 2 7,109,200 - -
WELLS FARGO & CO NEW COM 949746101 19,554 724,476 SH DEFINED 3 81,540 - 642,936
WELLS FARGO & CO NEW COM 949746101 5,398 200,000 CALL DEFINED 3 200,000 - -
WELLS FARGO & CO NEW PERP PFD CNV A 949746804 22,554 24,569 PRN DEFINED 3 24,569 - -
WELLS FARGO & CO NEW COM 949746101 15,148 561,255 SH DEFINED 4 - 232,170 329,085
WELLS FARGO & CO NEW COM 949746101 61,575 2,281,404 SH DEFINED 6 2,281,404 - -
WELLS FARGO & CO NEW COM 949746101 1,654 61,281 SH DEFINED 7 - 61,281 -
WELLS FARGO & CO NEW COM 949746101 11 400 SH DEFINED 9 400 - -
WELLS FARGO & CO NEW COM 949746101 48 1,783 SH DEFINED 13 1,783 - -
WELLS FARGO & CO NEW COM 949746101 140 5,200 SH DEFINED 14 5,200 - -
WELLS FARGO & CO NEW COM 949746101 844 31,255 SH DEFINED 15 31,255 - -
WELLS FARGO & CO NEW COM 949746101 2 79 SH DEFINED 16 79 - -
WELLS FARGO & CO NEW COM 949746101 432 16,000 SH DEFINED 17 - - 16,000
WELLS FARGO & CO NEW COM 949746101 147 5,438 SH DEFINED 18 5,438 - -
WELLS FARGO & CO NEW COM 949746101 1 20 SH DEFINED 5;1 20 - -
WELLS FARGO & CO NEW COM 949746101 637 23,617 SH DEFINED 23,617 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
WELLS FARGO & CO NEW COM 949746101 165 6,115 SH DEFINED 6,115 - -
WELLS FARGO & CO NEW COM 949746101 15,523 575,132 SH DEFINED 5 575,132 - -
WELLS FARGO & CO NEW COM 949746101 5,398 200,000 PUT DEFINED 5 200,000 - -
WELLS FARGO & CO NEW COM 949746101 587 21,731 SH DEFINED 8 20,851 880 -
WENDYS ARBYS GROUP INC COM 950587105 584 124,625 SH DEFINED 3 - - 124,625
WENDYS ARBYS GROUP INC COM 950587105 9 2,000 SH DEFINED 14 2,000 - -
WENDYS ARBYS GROUP INC COM 950587105 1 293 SH DEFINED 16 293 - -
WENDYS ARBYS GROUP INC COM 950587105 4 850 SH DEFINED 5 850 - -
WERNER ENTERPRISES INC COM 950755108 153 7,714 SH DEFINED 2 7,714 - -
WESBANCO INC COM 950810101 37 2,989 SH DEFINED 2 2,989 - -
WESBANCO INC COM 950810101 21 1,666 SH DEFINED 3 - - 1,666
WESCO FINL CORP COM 950817106 45 130 SH DEFINED 2 130 - -
WESCO INTL INC COM 95082P105 566 20,970 SH DEFINED 3 20,000 - 970
WESCO INTL INC COM 95082P105 17,364 642,880 SH DEFINED 6 642,880 - -
WEST COAST BANCORP ORE COM 952145100 4 2,000 SH DEFINED 3 - - 2,000
NEW
WEST PHARMACEUTICAL SVSC COM 955306105 222 5,654 SH DEFINED 2 5,654 - -
INC
WEST PHARMACEUTICAL SVSC COM 955306105 8 215 SH DEFINED 3 - - 215
INC
WEST PHARMACEUTICAL SVSC COM 955306105 14,675 374,358 SH DEFINED 4 - 248,768 125,590
INC
WESTAMERICA COM 957090103 316 5,715 SH DEFINED 3 - - 5,715
BANCORPORATION
WESTAR ENERGY INC COM 95709T100 185 8,508 SH DEFINED 3 - - 8,508
WESTAR ENERGY INC COM 95709T100 76 3,500 SH DEFINED 14 3,500 - -
WESTELL TECHNOLOGIES INC CL A 957541105 37 30,558 SH DEFINED 3 - - 30,558
WESTERN ASSET CLYM INFL COM 95766R104 3,654 303,467 SH DEFINED 3 - - 303,467
OPP
WESTERN ASSET CLYM INFL COM SH BEN INT 95766Q106 655 53,219 SH DEFINED 3 - - 53,219
SEC
WESTERN ASSET EMRG MKT COM 95766A101 1,351 77,797 SH DEFINED 3 - - 77,797
DEBT
WESTERN ASSET EMRG MKT COM 95766A101 1,565 90,126 SH DEFINED 5 90,126 - -
DEBT
WESTERN ASSET EMRG MKT COM 95766A101 31 1,800 SH DEFINED 8 1,800 - -
DEBT
WESTERN ASSET GLB HI COM 95766B109 452 40,765 SH DEFINED 3 - - 40,765
INCOME
WESTERN ASSET GLB PTNRS COM 95766G108 39 3,400 SH DEFINED 3 - - 3,400
INCO
WESTERN ASSET HIGH INCM COM 95766J102 119 12,937 SH DEFINED 3 - - 12,937
FD I
WESTERN ASSET HIGH INCM COM 95766K109 291 48,700 SH DEFINED 3 - - 48,700
OPP
WESTERN ASSET INCOME FD COM 95766T100 71 5,548 SH DEFINED 3 - - 5,548
WESTERN ASSET INFL MGMT COM 95766U107 307 19,009 SH DEFINED 3 - - 19,009
FD I
WESTERN ASSET INTM MUNI COM 958435109 76 8,439 SH DEFINED 3 - - 8,439
FD I
WESTERN ASSET INVT GRADE COM 95790A101 340 17,168 SH DEFINED 3 - - 17,168
DEF
WESTERN ASSET MUN DEF COM 95768A109 21 1,031 SH DEFINED 3 - - 1,031
OPP TR
WESTERN ASSET MUN HI COM 95766N103 29 3,912 SH DEFINED 3 - - 3,912
INCM FD
WESTERN ASSET PREMIER BD SHS BEN INT 957664105 264 19,734 SH DEFINED 3 - - 19,734
FD
WESTERN ASSET PREMIER BD SHS BEN INT 957664105 913 68,362 SH DEFINED 5 68,362 - -
FD
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
WESTERN ASSET VAR RT COM 957667108 1,333 94,273 SH DEFINED 3 - - 94,273
STRG FD
WESTERN ASSET WORLDWIDE COM 957668106 1,282 100,541 SH DEFINED 3 - - 100,541
INCO
WESTERN ASSETT MGD HI COM 95766L107 12 2,000 SH DEFINED 3 - - 2,000
INCM F
WESTERN ASST MN PRT FD COM 95766P108 19 1,449 SH DEFINED 3 - - 1,449
INC
WESTERN ASST MNG MUN FD COM 95766M105 295 24,220 SH DEFINED 3 - - 24,220
INC
WESTERN DIGITAL CORP COM 958102105 13,600 308,031 SH DEFINED 2 308,031 - -
WESTERN DIGITAL CORP COM 958102105 716 16,217 SH DEFINED 3 2,447 - 13,770
WESTERN DIGITAL CORP COM 958102105 183 4,154 SH DEFINED 16 4,154 - -
WESTERN DIGITAL CORP COM 958102105 19 441 SH DEFINED 18 441 - -
WESTERN DIGITAL CORP COM 958102105 155 3,520 SH DEFINED 3,520 - -
WESTERN DIGITAL CORP COM 958102105 39 873 SH DEFINED 5 873 - -
WESTERN GAS PARTNERS LP COM UNIT LP IN 958254104 19 988 SH DEFINED 2 988 - -
WESTERN GAS PARTNERS LP COM UNIT LP IN 958254104 1,900 97,501 SH DEFINED 3 71,900 - 25,601
WESTERN GAS PARTNERS LP COM UNIT LP IN 958254104 1 50 SH DEFINED 5 50 - -
WESTERN REFNG INC COM 959319104 11 2,400 SH DEFINED 2 2,400 - -
WESTERN UN CO COM 959802109 17,891 949,134 SH DEFINED 2 949,134 - -
WESTERN UN CO COM 959802109 1,063 56,373 SH DEFINED 3 7,660 - 48,713
WESTERN UN CO COM 959802109 2,188 116,063 SH DEFINED 7 - 116,063 -
WESTERN UN CO COM 959802109 181 9,609 SH DEFINED 10 9,609 - -
WESTERN UN CO COM 959802109 12 650 SH DEFINED 15 650 - -
WESTERN UN CO COM 959802109 68 3,600 SH DEFINED 16 3,600 - -
WESTERN UN CO COM 959802109 23 1,201 SH DEFINED 18 1,201 - -
WESTERN UN CO COM 959802109 56 2,958 SH DEFINED 2,958 - -
WESTERN UN CO COM 959802109 77 4,060 SH SOLE 4,060 - -
WESTERN UN CO COM 959802109 1,263 67,020 SH DEFINED 5 67,020 - -
WESTERN UN CO COM 959802109 225 11,915 SH DEFINED 8 7,800 4,115 -
WESTLAKE CHEM CORP COM 960413102 992 39,787 SH DEFINED 2 39,787 - -
WESTPAC BKG CORP SPONSORED ADR 961214301 379 3,355 SH DEFINED 3 - - 3,355
WESTPAC BKG CORP SPONSORED ADR 961214301 17 150 SH DEFINED 150 - -
WESTPORT INNOVATIONS INC COM NEW 960908309 11 914 SH DEFINED 3 - - 914
WESTPORT INNOVATIONS INC COM NEW 960908309 884 76,070 SH DEFINED 5 76,070 - -
WESTPORT INNOVATIONS INC COM NEW 960908309 4 357 SH DEFINED 8 357 - -
WESTWOOD ONE INC COM NEW 961815305 2 400 SH DEFINED 3 - - 400
WET SEAL INC CL A 961840105 3 800 SH DEFINED 18 800 - -
WEYCO GROUP INC COM 962149100 317 13,400 SH DEFINED 4 - - 13,400
WEYERHAEUSER CO COM 962166104 12,432 288,173 SH DEFINED 2 288,173 - -
WEYERHAEUSER CO COM 962166104 4,305 99,786 SH DEFINED 3 61,775 - 38,011
WEYERHAEUSER CO COM 962166104 4 100 SH DEFINED 6 100 - -
WEYERHAEUSER CO COM 962166104 132 3,049 SH DEFINED 3,049 - -
WEYERHAEUSER CO COM 962166104 90 2,089 SH DEFINED 5 2,089 - -
WGL HLDGS INC COM 92924F106 1,039 30,990 SH DEFINED 3 - - 30,990
WHIRLPOOL CORP COM 963320106 5,033 62,400 SH DEFINED 1 5,600 56,800 -
WHIRLPOOL CORP COM 963320106 8,144 100,972 SH DEFINED 2 100,972 - -
WHIRLPOOL CORP COM 963320106 1,187 14,712 SH DEFINED 3 4,044 - 10,668
WHIRLPOOL CORP COM 963320106 6 71 SH DEFINED 7 - 71 -
WHIRLPOOL CORP COM 963320106 376 4,663 SH DEFINED 10 4,663 - -
WHIRLPOOL CORP COM 963320106 9 107 SH DEFINED 18 107 - -
WHIRLPOOL CORP COM 963320106 11 135 SH SOLE 135 - -
WHITE ELECTR DESIGNS CORP COM 963801105 453 97,000 SH DEFINED 4 - - 97,000
WHITE MTNS INS GROUP LTD COM G9618E107 890 2,674 SH DEFINED 3 2,031 - 643
WHITE MTNS INS GROUP LTD COM G9618E107 116 350 SH DEFINED 14 350 - -
WHITE MTNS INS GROUP LTD COM G9618E107 87 261 SH DEFINED 261 - -
WHITING PETE CORP NEW COM 966387102 647 9,051 SH DEFINED 3 - - 9,051
WHITING USA TR I TR UNIT 966389108 226 12,995 SH DEFINED 3 - - 12,995
WHITNEY HLDG CORP COM 966612103 94 10,339 SH DEFINED 3 1,700 - 8,639
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
WHITNEY HLDG CORP COM 966612103 8 900 SH DEFINED 16 900 - -
WHITNEY HLDG CORP COM 966612103 3 363 SH DEFINED 18 363 - -
WHOLE FOODS MKT INC COM 966837106 5,329 194,153 SH DEFINED 2 194,153 - -
WHOLE FOODS MKT INC COM 966837106 204 7,421 SH DEFINED 3 1,628 - 5,793
WHOLE FOODS MKT INC COM 966837106 1,532 55,797 SH DEFINED 7 - 55,797 -
WHOLE FOODS MKT INC COM 966837106 67 2,445 SH DEFINED 13 2,445 - -
WHOLE FOODS MKT INC COM 966837106 44 1,590 SH DEFINED 15 1,590 - -
WHOLE FOODS MKT INC COM 966837106 65 2,365 SH DEFINED 16 2,365 - -
WHOLE FOODS MKT INC COM 966837106 4 149 SH DEFINED 18 149 - -
WHOLE FOODS MKT INC COM 966837106 14 500 SH DEFINED 500 - -
WHOLE FOODS MKT INC COM 966837106 1 26 SH SOLE 26 - -
WHOLE FOODS MKT INC COM 966837106 118 4,290 SH DEFINED 8 - 4,290 -
WILEY JOHN & SONS INC CL A 968223206 335 8,000 SH DEFINED 3 1,800 - 6,200
WILEY JOHN & SONS INC CL B 968223305 86 2,041 SH DEFINED 3 - - 2,041
WILEY JOHN & SONS INC CL A 968223206 34 800 SH DEFINED 16 800 - -
WILEY JOHN & SONS INC CL A 968223206 12 277 SH DEFINED 277 - -
WILLAMETTE VY VINEYARD COM 969136100 - 100 SH DEFINED 3 - - 100
INC
WILLBROS GROUP INC DEL COM 969203108 3,374 200,000 SH DEFINED 3 200,000 - -
WILLBROS GROUP INC DEL COM 969203108 1,942 115,100 SH DEFINED 4 - 74,900 40,200
WILLBROS GROUP INC DEL COM 969203108 25 1,500 SH DEFINED 5 1,500 - -
WILLDAN GROUP INC COM 96924N100 298 125,000 SH DEFINED 4 - - 125,000
WILLIAMS COS INC DEL COM 969457100 17,954 851,687 SH DEFINED 2 851,687 - -
WILLIAMS COS INC DEL COM 969457100 4,016 190,520 SH DEFINED 3 136,363 - 54,157
WILLIAMS COS INC DEL COM 969457100 12,275 582,300 PUT DEFINED 3 582,300 - -
WILLIAMS COS INC DEL COM 969457100 588 27,886 SH DEFINED 16 27,886 - -
WILLIAMS COS INC DEL COM 969457100 11 503 SH DEFINED 18 503 - -
WILLIAMS COS INC DEL COM 969457100 15 720 SH DEFINED 720 - -
WILLIAMS COS INC DEL COM 969457100 495 23,524 SH DEFINED 5 23,524 - -
WILLIAMS COS INC DEL COM 969457100 129 6,100 SH DEFINED 8 6,100 - -
WILLIAMS PARTNERS L P COM UNIT L P 96950F104 16,005 521,841 SH DEFINED 3 260,700 - 261,141
WILLIAMS PARTNERS L P COM UNIT L P 96950F104 153 5,000 SH DEFINED 13 5,000 - -
WILLIAMS PARTNERS L P COM UNIT L P 96950F104 20 650 SH DEFINED 18 - 650 -
WILLIAMS PARTNERS L P COM UNIT L P 96950F104 10 320 SH DEFINED 320 - -
WILLIAMS PIPELINE COM UNIT LP IN 96950K103 682 28,654 SH DEFINED 3 10,000 - 18,654
PARTNERS L
WILLIAMS SONOMA INC COM 969904101 353 16,984 SH DEFINED 2 16,984 - -
WILLIAMS SONOMA INC COM 969904101 1,777 85,520 SH DEFINED 3 85,000 - 520
WILLIAMS SONOMA INC COM 969904101 83 4,000 SH DEFINED 17 - - 4,000
WILLIS GROUP HOLDINGS LTD SHS G96655108 19 715 SH DEFINED 2 715 - -
WILLIS GROUP HOLDINGS LTD SHS G96655108 12 445 SH DEFINED 18 445 - -
WILLIS LEASE FINANCE CORP COM 970646105 960 64,000 SH DEFINED 4 - - 64,000
WILMINGTON TRUST CORP COM 971807102 162 13,094 SH DEFINED 2 13,094 - -
WILMINGTON TRUST CORP COM 971807102 22 1,751 SH DEFINED 3 - - 1,751
WILMINGTON TRUST CORP COM 971807102 2 155 SH DEFINED 5 155 - -
WILMINGTON TRUST CORP COM 971807102 49 4,000 SH DEFINED 8 - 4,000 -
WILSHIRE ENTERPRISES INC COM 971889100 2 1,824 SH DEFINED 3 - - 1,824
WINDSTREAM CORP COM 97381W104 1,661 151,100 SH DEFINED 1 - 151,100 -
WINDSTREAM CORP COM 97381W104 4,938 449,292 SH DEFINED 2 449,292 - -
WINDSTREAM CORP COM 97381W104 2,678 243,660 SH DEFINED 3 8,303 - 235,357
WINDSTREAM CORP COM 97381W104 372 33,810 SH DEFINED 4 - 7,810 26,000
WINDSTREAM CORP COM 97381W104 - 3 SH DEFINED 7 - 3 -
WINDSTREAM CORP COM 97381W104 32 2,900 SH DEFINED 18 2,900 - -
WINDSTREAM CORP COM 97381W104 405 36,874 SH DEFINED 5 36,874 - -
WINN DIXIE STORES INC COM NEW 974280307 6 551 SH DEFINED 2 551 - -
WINNEBAGO INDS INC COM 974637100 48 3,965 SH DEFINED 2 3,965 - -
WINNEBAGO INDS INC COM 974637100 516 42,254 SH DEFINED 3 40,000 - 2,254
WINNEBAGO INDS INC COM 974637100 13,323 1,092,064 SH DEFINED 6 1,092,064 - -
WINTHROP RLTY TR SH BEN INT NEW 976391300 315 29,000 SH DEFINED 4 - - 29,000
WIPRO LTD SPON ADR 1 SH 97651M109 30 1,352 SH DEFINED 3 - - 1,352
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
WIRELESS HOLDRS TR DEPOSITRY RCPT 97653L208 48 1,000 SH DEFINED 5 1,000 - -
WISCONSIN ENERGY CORP COM 976657106 7,847 157,481 SH DEFINED 2 157,481 - -
WISCONSIN ENERGY CORP COM 976657106 251 5,032 SH DEFINED 3 1,355 - 3,677
WISCONSIN ENERGY CORP COM 976657106 4 83 SH DEFINED 15 83 - -
WISCONSIN ENERGY CORP COM 976657106 9 181 SH DEFINED 181 - -
WISCONSIN ENERGY CORP COM 976657106 15 300 SH DEFINED 5 300 - -
WISDOMTREE TRUST TOTAL DIVID FD 97717W109 146 3,532 SH DEFINED 3 - - 3,532
WISDOMTREE TRUST DRYFS CURR ETF 97717W133 581 26,430 SH DEFINED 3 - - 26,430
WISDOMTREE TRUST CHINESE YUAN 97717W182 8,218 326,008 SH DEFINED 3 320,658 - 5,350
ETF
WISDOMTREE TRUST CHINESE YUAN 97717W182 17,647 700,000 PUT DEFINED 3 700,000 - -
ETF
WISDOMTREE TRUST EQTY INC ETF 97717W208 530 15,325 SH DEFINED 3 - - 15,325
WISDOMTREE TRUST NEW ZEAL DOLLR 97717W216 136 6,000 SH DEFINED 3 - - 6,000
WISDOMTREE TRUST US SHRT GOV 97717W273 522 20,850 SH DEFINED 3 - - 20,850
INC
WISDOMTREE TRUST EMG MKTS SMCAP 97717W281 273 6,339 SH DEFINED 3 - - 6,339
WISDOMTREE TRUST LARGECAP DIVID 97717W307 491 11,893 SH DEFINED 3 - - 11,893
WISDOMTREE TRUST EMERG MKTS ETF 97717W315 21 420 SH DEFINED 3 - - 420
WISDOMTREE TRUST DIV EX-FINL FD 97717W406 542 13,219 SH DEFINED 3 - - 13,219
WISDOMTREE TRUST INDIA ERNGS FD 97717W422 692 31,374 SH DEFINED 3 - - 31,374
WISDOMTREE TRUST MIDCAP DIVI FD 97717W505 246 5,721 SH DEFINED 3 - - 5,721
WISDOMTREE TRUST SMLCAP EARN FD 97717W562 192 4,642 SH DEFINED 3 - - 4,642
WISDOMTREE TRUST SMALLCAP DIVID 97717W604 374 9,628 SH DEFINED 3 - - 9,628
WISDOMTREE TRUST INTL UTILITIES 97717W653 2 105 SH DEFINED 3 - - 105
WISDOMTREE TRUST INTL TECHNOLOG 97717W661 5 256 SH DEFINED 3 - - 256
WISDOMTREE TRUST INTL INDUSTRIA 97717W679 5 216 SH DEFINED 3 - - 216
WISDOMTREE TRUST INTL HEALTH CA 97717W687 5 198 SH DEFINED 3 - - 198
WISDOMTREE TRUST INTL FINANCIAL 97717W695 5 283 SH DEFINED 3 - - 283
WISDOMTREE TRUST DEFA FD 97717W703 21 448 SH DEFINED 3 - - 448
WISDOMTREE TRUST INTL ENERGY 97717W711 5 177 SH DEFINED 3 - - 177
WISDOMTREE TRUST INTL CONS NON 97717W729 5 192 SH DEFINED 3 - - 192
WISDOMTREE TRUST INTL CONS 97717W737 5 245 SH DEFINED 3 - - 245
DISCRT
WISDOMTREE TRUST INTL COMMUNICA 97717W745 5 192 SH DEFINED 3 - - 192
WISDOMTREE TRUST INTL BAS MATER 97717W752 219 7,778 SH DEFINED 3 - - 7,778
WISDOMTREE TRUST INTL SMCAP DIV 97717W760 1,450 32,379 SH DEFINED 3 - - 32,379
WISDOMTREE TRUST INTL DIV EX 97717W786 98 2,250 SH DEFINED 3 - - 2,250
FINL
WISDOMTREE TRUST INTL LRGCAP DV 97717W794 257 5,535 SH DEFINED 3 - - 5,535
WISDOMTREE TRUST DEFA EQT INC 97717W802 13 300 SH DEFINED 3 - - 300
ETF
WISDOMTREE TRUST JP SMALLCP DIV 97717W836 7 175 SH DEFINED 3 - - 175
WISDOMTREE TRUST EMERG MKTS ETF 97717W315 25 500 SH DEFINED 6 500 - -
WISDOMTREE TRUST INTL REAL EST 97717W331 29 1,100 SH DEFINED 6 1,100 - -
WISDOMTREE TRUST DEFA FD 97717W703 2,306 49,400 SH DEFINED 6 49,400 - -
WISDOMTREE TRUST INTL SMCAP DIV 97717W760 22 500 SH DEFINED 7 - 500 -
WISDOMTREE TRUST INTL MIDCAP DV 97717W778 38 800 SH DEFINED 7 - 800 -
WISDOMTREE TRUST INTL DIV EX 97717W786 49 1,125 SH DEFINED 7 - 1,125 -
FINL
WISDOMTREE TRUST PAC EXJP TOT D 97717W828 30 500 SH DEFINED 7 - 500 -
WISDOMTREE TRUST EUROPE SMCP DV 97717W869 11 300 SH DEFINED 7 - 300 -
WISDOMTREE TRUST GLB EQTY INC 97717W877 12 300 SH DEFINED 7 - 300 -
FD
WISDOMTREE TRUST CHINESE YUAN 97717W182 149 5,903 SH DEFINED 13 5,903 - -
ETF
WISDOMTREE TRUST DRYFS CURR ETF 97717W133 495 22,500 SH DEFINED 15 22,500 - -
WISDOMTREE TRUST CHINESE YUAN 97717W182 1,492 59,200 SH DEFINED 15 59,200 - -
ETF
WISDOMTREE TRUST DRYFS CURR ETF 97717W133 300 13,655 SH DEFINED 16 13,655 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
WISDOMTREE TRUST DEFA FD 97717W703 56 1,200 SH DEFINED 18 1,200 - -
WISDOMTREE TRUST TOTAL DIVID FD 97717W109 8 200 SH DEFINED 5 200 - -
WISDOMTREE TRUST EMERG MKTS ETF 97717W315 20 400 SH DEFINED 5 400 - -
WISDOMTREE TRUST DIV EX-FINL FD 97717W406 29 700 SH DEFINED 5 700 - -
WISDOMTREE TRUST INDIA ERNGS FD 97717W422 53 2,385 SH DEFINED 5 2,385 - -
WISDOMTREE TRUST MIDCAP DIVI FD 97717W505 9 200 SH DEFINED 5 200 - -
WISDOMTREE TRUST MDCP EARN FUND 97717W570 61 1,400 SH DEFINED 5 1,400 - -
WISDOMTREE TRUST SMALLCAP DIVID 97717W604 27 700 SH DEFINED 5 700 - -
WISDOMTREE TRUST INTL TECHNOLOG 97717W661 11 600 SH DEFINED 5 600 - -
WISDOMTREE TRUST INTL INDUSTRIA 97717W679 13 600 SH DEFINED 5 600 - -
WISDOMTREE TRUST DEFA FD 97717W703 9 200 SH DEFINED 5 200 - -
WISDOMTREE TRUST INTL ENERGY 97717W711 10 400 SH DEFINED 5 400 - -
WIZZARD SOFTWARE CORP NEW COM 97750V109 1 2,200 SH DEFINED 3 - - 2,200
WMS INDS INC COM 929297109 162 4,049 SH DEFINED 2 4,049 - -
WMS INDS INC COM 929297109 3,200 80,000 SH DEFINED 3 80,000 - -
WMS INDS INC COM 929297109 1,072 26,800 SH DEFINED 4 - 3,800 23,000
WMS INDS INC COM 929297109 262 6,552 SH DEFINED 10 6,552 - -
WMS INDS INC COM 929297109 11 276 SH DEFINED 18 276 - -
WMS INDS INC COM 929297109 1 15 SH DEFINED 15 - -
WMS INDS INC COM 929297109 8 195 SH SOLE 195 - -
WMS INDS INC COM 929297109 366 9,161 SH DEFINED 5 9,161 - -
WMS INDS INC COM 929297109 56 1,394 SH DEFINED 8 1,394 - -
WOLVERINE WORLD WIDE INC COM 978097103 160 5,866 SH DEFINED 2 5,866 - -
WOLVERINE WORLD WIDE INC COM 978097103 106 3,899 SH DEFINED 3 - - 3,899
WONDER AUTO TECHNOLOGY COM 978166106 1 70 SH DEFINED 2 70 - -
INC
WONDER AUTO TECHNOLOGY COM 978166106 40 3,390 SH DEFINED 3 - - 3,390
INC
WOODWARD GOVERNOR CO COM 980745103 7 282 SH DEFINED 3 - - 282
WOODWARD GOVERNOR CO COM 980745103 9,638 374,006 SH DEFINED 4 - 266,086 107,920
WORLD ACCEP CORP DEL COM 981419104 897 25,042 SH DEFINED 3 - - 25,042
WORLD ACCEP CORP DEL COM 981419104 685 19,113 SH DEFINED 5 19,113 - -
WORLD ACCEP CORP DEL COM 981419104 18 509 SH DEFINED 8 509 - -
WORLD FUEL SVCS CORP COM 981475106 366 13,646 SH DEFINED 2 13,646 - -
WORLD FUEL SVCS CORP COM 981475106 212 7,914 SH DEFINED 3 - - 7,914
WORLD FUEL SVCS CORP COM 981475106 3,413 127,400 SH DEFINED 4 - 63,800 63,600
WORLD FUEL SVCS CORP COM 981475106 12 432 SH DEFINED 432 - -
WORLD FUEL SVCS CORP COM 981475106 - - SH DEFINED 5 - - -
WORLD FUEL SVCS CORP COM 981475106 16 600 SH DEFINED 8 600 - -
WORLD WRESTLING ENTMT INC CL A 98156Q108 494 32,224 SH DEFINED 2 32,224 - -
WORLD WRESTLING ENTMT INC CL A 98156Q108 10 673 SH DEFINED 3 - - 673
WORTHINGTON INDS INC COM 981811102 99 7,537 SH DEFINED 2 7,537 - -
WORTHINGTON INDS INC COM 981811102 22 1,700 SH DEFINED 3 - - 1,700
WPCS INTL INC COM NEW 92931L203 283 100,000 SH DEFINED 4 - - 100,000
WPP PLC ADR 92933H101 507 10,426 SH DEFINED 2 10,426 - -
WPP PLC ADR 92933H101 2 40 SH DEFINED 3 - - 40
WPP PLC ADR 92933H101 19 395 SH DEFINED 18 395 - -
WPP PLC ADR 92933H101 24 500 SH DEFINED 500 - -
WPP PLC ADR 92933H101 107 2,207 SH DEFINED 5 2,207 - -
WRIGHT EXPRESS CORP COM 98233Q105 6 200 SH DEFINED 3 - - 200
WRIGHT EXPRESS CORP COM 98233Q105 17 545 SH DEFINED 5 545 - -
WRIGHT MED GROUP INC COM 98235T107 8 404 SH DEFINED 2 404 - -
WRIGHT MED GROUP INC COM 98235T107 - 23 SH DEFINED 3 - - 23
WSB HOLDINGS INC COM 92934C101 2 750 SH DEFINED 3 - - 750
WUXI PHARMATECH CAYMAN SPONS ADR SHS 929352102 802 50,250 SH DEFINED 3 50,000 - 250
INC
WVS FINL CORP COM 929358109 5 330 SH DEFINED 3 - - 330
WYNDHAM WORLDWIDE CORP COM 98310W108 4,823 239,112 SH DEFINED 2 239,112 - -
WYNDHAM WORLDWIDE CORP COM 98310W108 99 4,909 SH DEFINED 3 2,056 - 2,853
WYNDHAM WORLDWIDE CORP COM 98310W108 3 140 SH DEFINED 5 140 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
WYNN RESORTS LTD COM 983134107 557 9,564 SH DEFINED 2 9,564 - -
WYNN RESORTS LTD COM 983134107 92 1,582 SH DEFINED 3 705 - 877
WYNN RESORTS LTD COM 983134107 2,470 42,411 SH DEFINED 7 - 42,411 -
WYNN RESORTS LTD COM 983134107 276 4,745 SH DEFINED 15 4,745 - -
WYNN RESORTS LTD COM 983134107 12 210 SH DEFINED 210 - -
WYNN RESORTS LTD COM 983134107 107 1,840 SH DEFINED 8 - 1,840 -
XCEL ENERGY INC COM 98389B100 12,898 607,836 SH DEFINED 2 607,836 - -
XCEL ENERGY INC COM 98389B100 6,864 323,447 SH DEFINED 3 6,238 - 317,209
XCEL ENERGY INC COM 98389B100 203 9,550 SH DEFINED 18 9,550 - -
XCEL ENERGY INC COM 98389B100 5 254 SH DEFINED 254 - -
XENOPORT INC COM 98411C100 - 11 SH DEFINED 3 - - 11
XERIUM TECHNOLOGIES INC COM 98416J100 3 4,000 SH DEFINED 5 4,000 - -
XEROX CORP COM 984121103 8,365 988,719 SH DEFINED 2 988,719 - -
XEROX CORP COM 984121103 492 58,171 SH DEFINED 3 9,654 - 48,517
XEROX CORP COM 984121103 42 5,000 SH DEFINED 14 5,000 - -
XEROX CORP COM 984121103 28 3,300 SH DEFINED 15 3,300 - -
XEROX CORP COM 984121103 25 2,985 SH DEFINED 16 2,985 - -
XEROX CORP COM 984121103 23 2,770 SH DEFINED 5 2,770 - -
XILINX INC COM 983919101 4,427 176,665 SH DEFINED 2 176,665 - -
XILINX INC COM 983919101 956 38,152 SH DEFINED 3 3,024 - 35,128
XILINX INC COM 983919101 16 625 SH DEFINED 7 - 625 -
XILINX INC COM 983919101 2 95 SH DEFINED 18 95 - -
XILINX INC COM 983919101 76 3,025 SH DEFINED 3,025 - -
XINHUA SPORTS & ENTMT LTD SPONSORED ADR 983982109 2 2,800 SH DEFINED 3 - - 2,800
XL CAP LTD CL A G98255105 8,644 471,570 SH DEFINED 2 471,570 - -
XL CAP LTD CL A G98255105 235 12,847 SH DEFINED 3 3,801 - 9,046
XL CAP LTD CL A G98255105 92 5,000 SH DEFINED 16 5,000 - -
XL CAP LTD CL A G98255105 - 15 SH DEFINED 5 15 - -
XL CAP LTD CL A G98255105 1 44 SH DEFINED 8 44 - -
XOMA LTD ORD G9825R107 1 1,300 SH DEFINED 3 - - 1,300
XOMA LTD ORD G9825R107 14 20,000 SH DEFINED 5 20,000 - -
X-RITE INC COM 983857103 14 6,400 SH DEFINED 5 6,400 - -
XTO ENERGY INC COM 98385X106 39,200 842,473 SH DEFINED 2 842,473 - -
XTO ENERGY INC COM 98385X106 37,781 811,971 SH DEFINED 3 791,168 - 20,803
XTO ENERGY INC COM 98385X106 17,681 380,000 PUT DEFINED 3 380,000 - -
XTO ENERGY INC COM 98385X106 62 1,322 SH DEFINED 4 - - 1,322
XTO ENERGY INC COM 98385X106 30,077 646,410 SH DEFINED 6 646,410 - -
XTO ENERGY INC COM 98385X106 8 165 SH DEFINED 7 - 165 -
XTO ENERGY INC COM 98385X106 315 6,772 SH DEFINED 10 6,772 - -
XTO ENERGY INC COM 98385X106 291 6,250 SH DEFINED 11 6,250 - -
XTO ENERGY INC COM 98385X106 50 1,079 SH DEFINED 14 1,079 - -
XTO ENERGY INC COM 98385X106 15 320 SH DEFINED 15 320 - -
XTO ENERGY INC COM 98385X106 158 3,406 SH DEFINED 17 - - 3,406
XTO ENERGY INC COM 98385X106 277 5,950 SH DEFINED 18 5,950 - -
XTO ENERGY INC COM 98385X106 1 25 SH DEFINED 5;1 25 - -
XTO ENERGY INC COM 98385X106 243 5,212 SH DEFINED 5,212 - -
XTO ENERGY INC COM 98385X106 183 3,930 SH SOLE 3,930 - -
XTO ENERGY INC COM 98385X106 1,028 22,078 SH DEFINED 5 22,078 - -
XTO ENERGY INC COM 98385X106 49 1,060 SH DEFINED 8 1,060 - -
XYRATEX LTD COM G98268108 831 62,400 SH DEFINED 1 - 62,400 -
XYRATEX LTD COM G98268108 80 6,044 SH DEFINED 3 - - 6,044
XYRATEX LTD COM G98268108 6,655 499,970 SH DEFINED 4 - 221,170 278,800
YAHOO INC COM 984332106 20,400 1,215,722 SH DEFINED 2 1,215,722 - -
YAHOO INC COM 984332106 12,171 725,302 SH DEFINED 3 434,885 - 290,417
YAHOO INC COM 984332106 3,643 217,100 CALL DEFINED 3 217,100 - -
YAHOO INC COM 984332106 886 52,800 PUT DEFINED 3 52,800 - -
YAHOO INC COM 984332106 3,830 228,270 SH DEFINED 4 - 100,430 127,840
YAHOO INC COM 984332106 5 300 SH DEFINED 7 - 300 -
YAHOO INC COM 984332106 517 30,800 SH DEFINED 14 30,800 - -
YAHOO INC COM 984332106 436 26,000 SH DEFINED 15 26,000 - -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
YAHOO INC COM 984332106 12,364 736,841 SH DEFINED 16 736,841 - -
YAHOO INC COM 984332106 86 5,102 SH DEFINED 5,102 - -
YAHOO INC COM 984332106 10,508 626,220 SH SOLE 626,220 - -
YAHOO INC COM 984332106 615 36,597 SH DEFINED 5 36,597 - -
YAHOO INC COM 984332106 18 1,106 SH DEFINED 8 1,106 - -
YAMANA GOLD INC COM 98462Y100 27,237 2,387,736 SH DEFINED 1 - 2,387,736 -
YAMANA GOLD INC COM 98462Y100 223 19,541 SH DEFINED 2 19,541 - -
YAMANA GOLD INC COM 98462Y100 2,134 187,075 SH DEFINED 3 42,892 - 144,183
YAMANA GOLD INC COM 98462Y100 5,085 445,795 SH DEFINED 6 445,795 - -
YAMANA GOLD INC COM 98462Y100 23 2,000 SH DEFINED 7 - 2,000 -
YAMANA GOLD INC COM 98462Y100 66 5,800 SH DEFINED 14 5,800 - -
YAMANA GOLD INC COM 98462Y100 1 93 SH DEFINED 16 93 - -
YAMANA GOLD INC COM 98462Y100 3 230 SH DEFINED 18 230 - -
YAMANA GOLD INC COM 98462Y100 6 500 SH DEFINED 5;1 500 - -
YAMANA GOLD INC COM 98462Y100 14 1,200 SH DEFINED 1,200 - -
YAMANA GOLD INC COM 98462Y100 36,610 3,209,484 SH SOLE 3,209,484 - -
YAMANA GOLD INC COM 98462Y100 4,747 416,135 SH DEFINED 5 416,135 - -
YAMANA GOLD INC COM 98462Y100 297 26,000 CALL DEFINED 5 26,000 - -
YAMANA GOLD INC COM 98462Y100 190 16,700 PUT DEFINED 5 16,700 - -
YAMANA GOLD INC COM 98462Y100 129 11,325 SH DEFINED 8 11,325 - -
YANZHOU COAL MNG CO LTD SPON ADR H SHS 984846105 107 4,880 SH DEFINED 3 - - 4,880
YINGLI GREEN ENERGY HLDG ADR 98584B103 904 57,200 SH DEFINED 1 - 57,200 -
CO
YINGLI GREEN ENERGY HLDG ADR 98584B103 6 350 SH DEFINED 3 - - 350
CO
YM BIOSCIENCES INC COM 984238105 123 89,375 SH DEFINED 3 - - 89,375
YM BIOSCIENCES INC COM 984238105 14 10,000 SH DEFINED 16 10,000 - -
YM BIOSCIENCES INC COM 984238105 1 500 SH DEFINED 5 500 - -
YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 5 120 SH DEFINED 3 - - 120
YRC WORLDWIDE INC COM 984249102 2 2,089 SH DEFINED 2 2,089 - -
YRC WORLDWIDE INC COM 984249102 152 181,032 SH DEFINED 3 149,732 - 31,300
YRC WORLDWIDE INC COM 984249102 40 47,900 CALL DEFINED 3 47,900 - -
YRC WORLDWIDE INC COM 984249102 54 64,400 PUT DEFINED 3 64,400 - -
YUM BRANDS INC COM 988498101 23,043 658,934 SH DEFINED 2 658,934 - -
YUM BRANDS INC COM 988498101 10,284 294,083 SH DEFINED 3 109,512 - 184,571
YUM BRANDS INC COM 988498101 124 3,540 SH DEFINED 7 - 3,540 -
YUM BRANDS INC COM 988498101 648 18,516 SH DEFINED 10 18,516 - -
YUM BRANDS INC COM 988498101 44 1,272 SH DEFINED 16 1,272 - -
YUM BRANDS INC COM 988498101 35 1,015 SH DEFINED 18 1,015 - -
YUM BRANDS INC COM 988498101 86 2,450 SH DEFINED 2,450 - -
YUM BRANDS INC COM 988498101 1,239 35,423 SH DEFINED 5 35,423 - -
YUM BRANDS INC COM 988498101 64 1,840 SH DEFINED 8 1,840 - -
ZALE CORP NEW COM 988858106 1 345 SH DEFINED 2 345 - -
ZALE CORP NEW COM 988858106 95 35,000 CALL DEFINED 3 35,000 - -
ZEBRA TECHNOLOGIES CORP CL A 989207105 115 4,059 SH DEFINED 2 4,059 - -
ZEBRA TECHNOLOGIES CORP CL A 989207105 200 7,055 SH DEFINED 3 - - 7,055
ZEBRA TECHNOLOGIES CORP CL A 989207105 9,840 347,080 SH DEFINED 4 - 263,737 83,343
ZEBRA TECHNOLOGIES CORP CL A 989207105 28,695 1,012,156 SH DEFINED 6 1,012,156 - -
ZEP INC COM 98944B108 2 100 SH DEFINED 3 - - 100
ZHONE TECHNOLOGIES INC COM 98950P108 - 500 SH DEFINED 3 - - 500
NEW
ZHONGPIN INC COM 98952K107 16 1,000 SH DEFINED 3 - - 1,000
ZIMMER HLDGS INC COM 98956P102 34,993 592,000 SH DEFINED 1 56,500 535,500 -
ZIMMER HLDGS INC COM 98956P102 17,203 291,038 SH DEFINED 2 291,038 - -
ZIMMER HLDGS INC COM 98956P102 1,440 24,366 SH DEFINED 3 2,932 - 21,434
ZIMMER HLDGS INC COM 98956P102 184 3,108 SH DEFINED 7 - 3,108 -
ZIMMER HLDGS INC COM 98956P102 89 1,500 SH DEFINED 14 1,500 - -
ZIMMER HLDGS INC COM 98956P102 21 350 SH DEFINED 15 350 - -
ZIMMER HLDGS INC COM 98956P102 22 375 SH DEFINED 16 375 - -
ZIMMER HLDGS INC COM 98956P102 4 64 SH DEFINED 60 4 -
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------------- --------- --------- ------------------- ---------- -------- -------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ZIMMER HLDGS INC COM 98956P102 2,415 40,853 SH DEFINED 5 40,853 - -
ZIMMER HLDGS INC COM 98956P102 106 1,800 SH DEFINED 8 - 1,800 -
ZION OIL & GAS INC COM 989696109 1 123 SH DEFINED 3 - - 123
ZIONS BANCORPORATION COM 989701107 2,502 195,036 SH DEFINED 2 195,036 - -
ZIONS BANCORPORATION COM 989701107 559 43,589 SH DEFINED 3 14,960 - 28,629
ZIONS BANCORPORATION COM 989701107 114 8,900 SH DEFINED 4 - 8,900 -
ZIONS BANCORPORATION COM 989701107 9 669 SH DEFINED 18 669 - -
ZIONS BANCORPORATION COM 989701107 4 319 SH DEFINED 319 - -
ZIPREALTY INC COM 98974V107 15 4,000 SH DEFINED 4,000 - -
ZIX CORP COM 98974P100 8 4,800 SH DEFINED 3 - - 4,800
ZOLL MED CORP COM 989922109 17 650 SH DEFINED 3 - - 650
ZOLTEK COS INC COM 98975W104 5 500 SH DEFINED 3 - - 500
ZOLTEK COS INC COM 98975W104 5 478 SH DEFINED 18 478 - -
ZOLTEK COS INC COM 98975W104 3 285 SH DEFINED 285 - -
ZOOM TECHNOLOGIES INC COM NEW 98976E301 222 35,889 SH DEFINED 3 - - 35,889
ZORAN CORP COM 98975F101 11 966 SH DEFINED 2 966 - -
ZUMIEZ INC COM 989817101 165 12,944 SH DEFINED 2 12,944 - -
ZUMIEZ INC COM 989817101 9 735 SH DEFINED 3 - - 735
ZWEIG FD COM 989834106 50 15,000 SH DEFINED 18 15,000 - -
ZWEIG TOTAL RETURN FD INC COM 989837109 101 25,710 SH DEFINED 3 - - 25,710
ZWEIG TOTAL RETURN FD INC COM 989837109 41 10,610 SH DEFINED 10,610 - -
ZYGO CORP COM 989855101 4 600 SH DEFINED 3 - - 600
ZYMOGENETICS INC COM 98985T109 27 4,294 SH DEFINED 2 4,294 - -
ZYMOGENETICS INC COM 98985T109 1 100 SH DEFINED 3 - - 100
</TABLE>
<PAGE>
</TEXT>
</DOCUMENT>
</SEC-DOCUMENT>
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